Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licensed institution ACC536
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Below are up to 1000 licences that were found for SFC-licensed institution ACC536 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA905 LAU Ying Kwong, Vincent 劉迎光 RE Dealing in Securities 2008-01-15 2008-12-30
AAB006 MOE Timothy Hamilton 莫添菲 RO Advising on Securities 2004-09-28
AAB006 MOE Timothy Hamilton 莫添菲 RO Dealing in Securities 2011-11-01
AAB006 MOE Timothy Hamilton 莫添菲 RO Advising on Futures Contracts 2014-08-12
AAB006 MOE Timothy Hamilton 莫添菲 RE Advising on Futures Contracts 2012-04-30 2014-08-12
AAB006 MOE Timothy Hamilton 莫添菲 RE Advising on Corporate Finance 2003-04-01 2004-09-28
AAB006 MOE Timothy Hamilton 莫添菲 RE Asset Management 2003-04-01 2004-09-28
AAB006 MOE Timothy Hamilton 莫添菲 RE Advising on Securities 2003-04-01 2004-09-28
AAB006 MOE Timothy Hamilton 莫添菲 RE Dealing in Securities 2003-04-01 2004-09-28
AAE260 ZEE John 徐強生 RE Dealing in Securities 2005-04-08 2008-09-06
AAF948 CHAN Mei Chun, Beonna 陳美珍 RE Dealing in Securities 2003-04-01 2011-10-11
AAF948 CHAN Mei Chun, Beonna 陳美珍 RE Asset Management 2003-04-01 2004-10-14
AAF948 CHAN Mei Chun, Beonna 陳美珍 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AAF948 CHAN Mei Chun, Beonna 陳美珍 RE Advising on Securities 2003-04-01 2004-10-14
AAH063 SHUM Wai Cheong 岑偉昌 RO Dealing in Securities 2007-10-10 2011-01-29
AAH063 SHUM Wai Cheong 岑偉昌 RO Advising on Securities 2007-10-10 2011-01-29
AAH063 SHUM Wai Cheong 岑偉昌 RO Asset Management 2007-10-10 2011-01-29
AAH063 SHUM Wai Cheong 岑偉昌 RO Advising on Futures Contracts 2007-10-10 2011-01-29
AAH063 SHUM Wai Cheong 岑偉昌 RE Advising on Futures Contracts 2007-07-31 2007-10-10
AAH063 SHUM Wai Cheong 岑偉昌 RE Dealing in Securities 2007-07-31 2007-10-10
AAH063 SHUM Wai Cheong 岑偉昌 RE Asset Management 2007-07-31 2007-10-10
AAH063 SHUM Wai Cheong 岑偉昌 RE Advising on Securities 2007-07-31 2007-10-10
AAJ075 LE MESURIER Adam Alexander RE Dealing in Securities 2003-04-01 2004-11-02
AAJ075 LE MESURIER Adam Alexander RE Advising on Securities 2003-04-01 2004-11-02
AAJ075 LE MESURIER Adam Alexander RE Asset Management 2003-04-01 2004-10-12
AAJ075 LE MESURIER Adam Alexander RE Advising on Corporate Finance 2003-04-01 2004-10-12
AAJ666 DEVEREUX WONG Virginia 王維清 RE Asset Management 2010-02-12 2013-06-14
AAJ666 DEVEREUX WONG Virginia 王維清 RE Dealing in Securities 2010-02-12 2013-06-14
AAU286 WU Oi Wan 胡愛雲 RE Dealing in Securities 2006-10-17 2009-01-07
AAV420 WYRILL Mark RE Asset Management 2003-04-01 2003-09-13
AAV420 WYRILL Mark RE Advising on Securities 2003-04-01 2003-09-13
AAV420 WYRILL Mark RE Advising on Corporate Finance 2003-04-01 2003-09-13
AAV420 WYRILL Mark RE Dealing in Securities 2003-04-01 2003-09-13
AAV483 TING Chuk Kwan 丁竹筠 RE Dealing in Securities 2003-04-01 2005-09-23
AAV483 TING Chuk Kwan 丁竹筠 RE Advising on Securities 2003-04-01 2005-09-23
AAV483 TING Chuk Kwan 丁竹筠 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AAV483 TING Chuk Kwan 丁竹筠 RE Asset Management 2003-04-01 2004-10-13
AAW458 WEBB WONG Vivien 王維芬 RO Dealing in Securities 2011-05-20 2014-07-22
AAW458 WEBB WONG Vivien 王維芬 RE Asset Management 2011-06-01 2014-07-22
AAW458 WEBB WONG Vivien 王維芬 RO Advising on Securities 2012-03-19 2014-07-22
AAW458 WEBB WONG Vivien 王維芬 RE Dealing in Securities 2004-05-03 2011-05-20
AAW502 HARRISON Byron Antony Fiske RE Dealing in Securities 2003-04-01 2005-08-12
AAW502 HARRISON Byron Antony Fiske RE Asset Management 2003-04-01 2004-10-13
AAW502 HARRISON Byron Antony Fiske RE Advising on Corporate Finance 2003-04-01 2004-10-13
AAW502 HARRISON Byron Antony Fiske RE Advising on Securities 2003-04-01 2004-10-13
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2013-05-29 2016-06-29
ABE860 LI Wing Ping, Desmond 李永平 RE Dealing in Securities 2008-10-30 2011-06-04
ABF513 NEE Mary Yuet So 嚴月素 RE Dealing in Securities 2003-04-01 2009-05-29
ABF513 NEE Mary Yuet So 嚴月素 RE Asset Management 2003-04-01 2004-10-12
ABF513 NEE Mary Yuet So 嚴月素 RE Advising on Securities 2003-04-01 2004-10-12
ABF513 NEE Mary Yuet So 嚴月素 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ABG469 CHAN Ka Chun 陳家俊 RE Dealing in Securities 2003-04-01 2011-03-30
ABG469 CHAN Ka Chun 陳家俊 RE Providing Automated Trading Services 2009-02-20 2011-03-30
ABG469 CHAN Ka Chun 陳家俊 RE Advising on Securities 2003-04-01 2004-06-09
ABG469 CHAN Ka Chun 陳家俊 RE Advising on Corporate Finance 2003-04-01 2004-06-09
ABG469 CHAN Ka Chun 陳家俊 RE Asset Management 2003-04-01 2004-06-09
ABH441 CHANG Kuo Chun 張果軍 RO Advising on Corporate Finance 2003-04-01 2004-09-01
ABH441 CHANG Kuo Chun 張果軍 RO Advising on Securities 2003-04-01 2004-09-01
ABH441 CHANG Kuo Chun 張果軍 RO Asset Management 2003-04-01 2004-09-01
ABH441 CHANG Kuo Chun 張果軍 RO Dealing in Securities 2003-04-01 2004-09-01
ABH763 LI Lap Sun 李立新 RE Dealing in Securities 2004-10-11 2007-03-01
ABL903 STOREY Timothy Trevor Hendrik RE Advising on Corporate Finance 2003-04-01 2004-08-03
ABL903 STOREY Timothy Trevor Hendrik RE Advising on Securities 2003-04-01 2004-08-03
ABL903 STOREY Timothy Trevor Hendrik RE Dealing in Securities 2003-04-01 2004-08-03
ABL903 STOREY Timothy Trevor Hendrik RE Asset Management 2003-04-01 2004-08-03
ABM217 YU Michael Kwok Wai 余國煒 RE Dealing in Securities 2005-08-15 2008-06-20
ABM561 TURNEY Randall Todd RE Advising on Securities 2003-04-01 2004-06-05
ABM561 TURNEY Randall Todd RE Advising on Corporate Finance 2003-04-01 2004-06-05
ABM561 TURNEY Randall Todd RE Asset Management 2003-04-01 2004-06-05
ABM561 TURNEY Randall Todd RE Dealing in Securities 2003-04-01 2004-06-05
ABN601 GREATON Timothy Love RE Dealing in Securities 2003-04-01 2013-03-29
ABN601 GREATON Timothy Love RE Advising on Corporate Finance 2003-04-01 2004-10-13
ABN601 GREATON Timothy Love RE Asset Management 2003-04-01 2004-10-13
ABN601 GREATON Timothy Love RE Advising on Securities 2003-04-01 2004-10-13
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RO Advising on Futures Contracts 2004-07-21 2009-01-10
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RO Dealing in Securities 2004-07-21 2009-01-10
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RO Advising on Securities 2004-07-21 2009-01-10
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RO Asset Management 2004-07-21 2007-06-01
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RE Asset Management 2003-04-01 2004-07-21
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RE Dealing in Securities 2003-04-01 2004-07-21
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RE Advising on Securities 2003-04-01 2004-07-21
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RE Advising on Corporate Finance 2003-04-01 2004-06-30
ABR178 WONG Wang, Ronnie 王弘 RE Dealing in Securities 2004-04-21 2008-05-22
ABR427 MUMFORD Virginia Anne RE Dealing in Securities 2007-04-20 2008-01-31
ABR427 MUMFORD Virginia Anne RE Advising on Securities 2007-04-20 2008-01-31
ABW730 TAN Bong Loo RE Dealing in Securities 2003-04-01 2011-05-31
ABW730 TAN Bong Loo RE Asset Management 2003-04-01 2004-10-13
ABW730 TAN Bong Loo RE Advising on Securities 2003-04-01 2004-10-13
ABW730 TAN Bong Loo RE Advising on Corporate Finance 2003-04-01 2004-10-13
ABX238 NG Oi Kam, Grace 吳愛琴 RE Dealing in Securities 2003-04-01 2015-06-14
ABX238 NG Oi Kam, Grace 吳愛琴 RE Asset Management 2003-04-01 2004-10-12
ABX238 NG Oi Kam, Grace 吳愛琴 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ABX238 NG Oi Kam, Grace 吳愛琴 RE Advising on Securities 2003-04-01 2004-10-12
ABY834 PASCOE Justin John RO Dealing in Securities 2007-06-08 2008-08-30
ABY834 PASCOE Justin John RO Asset Management 2007-06-08 2008-08-30
ABY834 PASCOE Justin John RO Advising on Futures Contracts 2007-06-08 2008-08-30
ABY834 PASCOE Justin John RO Advising on Securities 2007-06-08 2008-08-30
ABY834 PASCOE Justin John RE Advising on Futures Contracts 2007-01-02 2007-06-08
ABY834 PASCOE Justin John RE Dealing in Securities 2007-01-02 2007-06-08
ABY834 PASCOE Justin John RE Advising on Securities 2007-01-02 2007-06-08
ABY834 PASCOE Justin John RE Asset Management 2007-01-02 2007-06-08
ABY969 YIU Brian Chi Pang 姚志鵬 RE Dealing in Securities 2008-09-01
ABY969 YIU Brian Chi Pang 姚志鵬 RE Asset Management 2011-06-08
ABY969 YIU Brian Chi Pang 姚志鵬 RE Advising on Securities 2014-01-24
ABZ499 LIAO Jingwu Riz 廖敬武 RE Dealing in Securities 2003-12-24 2006-01-26
ACA158 HARRIS Jonathan Howe RE Asset Management 2003-04-01 2003-05-16
ACA158 HARRIS Jonathan Howe RE Dealing in Securities 2003-04-01 2003-05-16
ACA158 HARRIS Jonathan Howe RE Advising on Securities 2003-04-01 2003-05-16
ACA158 HARRIS Jonathan Howe RE Advising on Corporate Finance 2003-04-01 2003-05-16
ACA708 YEUNG Tsang Keung 楊錚強 RE Advising on Securities 2003-04-01 2004-06-29
ACA708 YEUNG Tsang Keung 楊錚強 RE Asset Management 2003-04-01 2004-06-29
ACA708 YEUNG Tsang Keung 楊錚強 RE Advising on Corporate Finance 2003-04-01 2004-06-29
ACA708 YEUNG Tsang Keung 楊錚強 RE Dealing in Securities 2003-04-01 2004-06-29
ACB050 XU Ziwang 徐子旺 RE Dealing in Securities 2007-06-12 2007-11-12
ACB050 XU Ziwang 徐子旺 RE Advising on Corporate Finance 2007-06-12 2007-11-12
ACB050 XU Ziwang 徐子旺 RE Advising on Corporate Finance 2006-02-01 2006-12-29
ACB050 XU Ziwang 徐子旺 RE Dealing in Securities 2006-03-01 2006-12-29
ACB050 XU Ziwang 徐子旺 RO Advising on Corporate Finance 2003-04-01 2006-02-01
ACB050 XU Ziwang 徐子旺 RO Advising on Securities 2003-04-01 2005-02-01
ACB050 XU Ziwang 徐子旺 RO Asset Management 2003-04-01 2005-02-01
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Dealing in Securities 2003-04-01 2006-01-25
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Advising on Securities 2003-04-01 2004-10-14
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Asset Management 2003-04-01 2004-10-14
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Dealing in Securities 2012-02-06 2013-01-01
ACC905 TORRIBLE David Geoffrey 大衛德利保 RO Dealing in Securities 2007-03-19 2012-02-06
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Dealing in Securities 2003-04-01 2007-03-19
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Asset Management 2003-04-01 2004-10-13
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Advising on Securities 2003-04-01 2004-10-13
ACD715 LIN Syaru Shirley 林夏如 RO Advising on Corporate Finance 2003-04-01 2003-06-01
ACD715 LIN Syaru Shirley 林夏如 RO Asset Management 2003-04-01 2003-06-01
ACD715 LIN Syaru Shirley 林夏如 RO Advising on Securities 2003-04-01 2003-06-01
ACD718 YIN Raymond Lei 殷雷 RE Dealing in Securities 2003-04-01 2015-02-28
ACD718 YIN Raymond Lei 殷雷 RE Asset Management 2003-04-01 2004-10-13
ACD718 YIN Raymond Lei 殷雷 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACD718 YIN Raymond Lei 殷雷 RE Advising on Securities 2003-04-01 2004-10-13
ACD719 LAW Siu Wah, Eddie 羅肇華 RE Dealing in Securities 2003-04-01 2011-09-01
ACD719 LAW Siu Wah, Eddie 羅肇華 RE Advising on Securities 2003-04-01 2004-10-12
ACD719 LAW Siu Wah, Eddie 羅肇華 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACD719 LAW Siu Wah, Eddie 羅肇華 RE Asset Management 2003-04-01 2004-10-12
ACE504 BHANDARI Chetan Dhruv RE Dealing in Securities 2007-09-10 2010-06-01
ACE653 LEUNG Wendy 梁慧儀 RE Dealing in Securities 2003-04-01 2010-07-17
ACE653 LEUNG Wendy 梁慧儀 RE Advising on Securities 2003-04-01 2004-10-12
ACE653 LEUNG Wendy 梁慧儀 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACE653 LEUNG Wendy 梁慧儀 RE Asset Management 2003-04-01 2004-10-12
ACF136 CORNELL Henry RE Advising on Securities 2007-12-14 2013-05-18
ACF136 CORNELL Henry RO Advising on Securities 2003-04-01 2007-12-14
ACF560 WARREN John Michael William RO Advising on Securities 2004-09-28 2014-08-19
ACF560 WARREN John Michael William RO Dealing in Securities 2011-05-06 2014-08-19
ACF560 WARREN John Michael William RE Advising on Securities 2003-04-01 2004-09-28
ACF560 WARREN John Michael William RE Advising on Corporate Finance 2003-04-01 2004-09-27
ACF560 WARREN John Michael William RE Dealing in Securities 2003-04-01 2004-09-27
ACF560 WARREN John Michael William RE Asset Management 2003-04-01 2004-09-27
ACG344 SO Chun Hung 蘇鎮鴻 RE Dealing in Securities 2003-04-01 2010-04-16
ACG344 SO Chun Hung 蘇鎮鴻 RE Asset Management 2003-04-01 2004-10-13
ACG344 SO Chun Hung 蘇鎮鴻 RE Advising on Securities 2003-04-01 2004-10-13
ACG344 SO Chun Hung 蘇鎮鴻 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACG599 LAM Lok Yee, Ada 林洛宜 RE Dealing in Securities 2003-05-20 2004-04-07
ACI895 LO Yin Yee, Eva 盧燕儀 RE Advising on Futures Contracts 2003-04-01 2010-08-31
ACI895 LO Yin Yee, Eva 盧燕儀 RE Dealing in Securities 2003-04-01 2010-08-31
ACI895 LO Yin Yee, Eva 盧燕儀 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACI895 LO Yin Yee, Eva 盧燕儀 RE Asset Management 2003-04-01 2004-10-12
ACI895 LO Yin Yee, Eva 盧燕儀 RE Advising on Securities 2003-04-01 2004-10-12
ACJ181 LEE Joseph B RO Advising on Securities 2003-04-01 2010-02-13
ACJ196 DENNIG Gerald Froemke RE Dealing in Securities 2003-04-01 2003-08-13
ACJ196 DENNIG Gerald Froemke RE Advising on Securities 2003-04-01 2003-08-13
ACJ196 DENNIG Gerald Froemke RE Asset Management 2003-04-01 2003-08-13
ACJ196 DENNIG Gerald Froemke RE Advising on Corporate Finance 2003-04-01 2003-08-13
ACL800 NOLAN David John RE Dealing in Securities 2003-04-01 2005-02-02
ACL800 NOLAN David John RE Advising on Securities 2003-04-01 2004-10-13
ACL800 NOLAN David John RE Asset Management 2003-04-01 2004-10-13
ACL800 NOLAN David John RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACM818 ONG Tiong Sin 王忠信 RE Dealing in Securities 2003-04-01 2008-09-30
ACM818 ONG Tiong Sin 王忠信 RE Advising on Corporate Finance 2008-03-07 2008-09-30
ACM818 ONG Tiong Sin 王忠信 RO Advising on Corporate Finance 2007-03-08 2008-03-07
ACM818 ONG Tiong Sin 王忠信 RE Advising on Corporate Finance 2003-04-01 2007-03-08
ACM818 ONG Tiong Sin 王忠信 RE Advising on Securities 2003-04-01 2004-10-13
ACM818 ONG Tiong Sin 王忠信 RE Asset Management 2003-04-01 2004-10-13
ACN914 ZHANG Yi, Kevin 張奕 RO Dealing in Securities 2003-04-01 2009-02-16
ACN914 ZHANG Yi, Kevin 張奕 RO Advising on Futures Contracts 2003-04-01 2004-01-05
ACN942 GERJARUSAK Sarakorn RE Dealing in Securities 2007-04-27 2008-11-07
ACO049 KWUN John Il 權俊一 RO Advising on Corporate Finance 2003-04-01 2003-06-06
ACO049 KWUN John Il 權俊一 RE Advising on Corporate Finance 2003-06-06 2003-06-06
ACO639 STEVENS Joseph Patrick RE Dealing in Securities 2005-03-17 2006-09-30
ACO639 STEVENS Joseph Patrick RE Advising on Corporate Finance 2005-03-17 2006-09-30
ACO693 FUNG Shirley 馮雪麗 RE Advising on Corporate Finance 2003-06-12 2004-07-07
ACO693 FUNG Shirley 馮雪麗 RE Dealing in Securities 2003-07-03 2004-07-07
ACO693 FUNG Shirley 馮雪麗 RO Advising on Securities 2003-04-01 2003-06-12
ACO693 FUNG Shirley 馮雪麗 RO Asset Management 2003-04-01 2003-06-12
ACO693 FUNG Shirley 馮雪麗 RO Advising on Corporate Finance 2003-04-01 2003-06-12
ACP274 KIM John Johng Yun RO Dealing in Securities 2014-11-11
ACP274 KIM John Johng Yun RO Advising on Corporate Finance 2014-11-11
ACP274 KIM John Johng Yun RE Advising on Corporate Finance 2003-12-02 2014-11-11
ACP274 KIM John Johng Yun RE Dealing in Securities 2003-12-02 2014-11-11
ACP707 KIM Sun Bae 金瑄培 RO Advising on Securities 2004-10-14 2007-08-01
ACP707 KIM Sun Bae 金瑄培 RE Advising on Securities 2003-04-01 2004-10-14
ACP707 KIM Sun Bae 金瑄培 RE Advising on Corporate Finance 2003-04-01 2004-10-08
ACP707 KIM Sun Bae 金瑄培 RE Asset Management 2003-04-01 2004-10-08
ACP707 KIM Sun Bae 金瑄培 RE Dealing in Securities 2003-04-01 2004-10-08
ACQ096 KWUN Joon RE Dealing in Securities 2003-04-01 2008-01-08
ACQ096 KWUN Joon RE Advising on Securities 2003-04-01 2004-10-13
ACQ096 KWUN Joon RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACQ096 KWUN Joon RE Asset Management 2003-04-01 2004-10-13
ACQ358 CAI Jinyong 蔡金勇 RO Advising on Corporate Finance 2003-04-01 2012-09-02
ACQ679 TING Terence 丁廣浩 RO Dealing in Securities 2008-08-14 2017-04-01
ACQ679 TING Terence 丁廣浩 RO Asset Management 2010-04-13 2017-04-01
ACQ679 TING Terence 丁廣浩 RE Asset Management 2010-02-01 2010-04-13
ACQ679 TING Terence 丁廣浩 RE Dealing in Securities 2006-08-29 2008-08-14
ACR378 XU Yanping 徐艷萍 RE Advising on Securities 2003-04-01 2003-08-08
ACR378 XU Yanping 徐艷萍 RE Dealing in Securities 2003-04-01 2003-08-08
ACR378 XU Yanping 徐艷萍 RE Asset Management 2003-04-01 2003-08-08
ACR378 XU Yanping 徐艷萍 RE Advising on Corporate Finance 2003-04-01 2003-08-08
ACS103 CHAU Chun 周聰 RE Dealing in Securities 2011-11-11
ACS731 MORROW Thomas Charles RO Dealing in Securities 2003-04-01
ACT407 BILLINGS Jason Craig RE Advising on Securities 2003-04-01 2006-04-18
ACT407 BILLINGS Jason Craig RE Dealing in Securities 2003-04-01 2006-04-18
ACT407 BILLINGS Jason Craig RE Asset Management 2003-04-01 2004-10-14
ACT407 BILLINGS Jason Craig RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACT420 CHAN Chung Ching, Winston 陳中正 RE Dealing in Securities 2003-04-01
ACT420 CHAN Chung Ching, Winston 陳中正 RE Asset Management 2011-07-13
ACT420 CHAN Chung Ching, Winston 陳中正 RE Asset Management 2003-04-01 2004-10-14
ACT420 CHAN Chung Ching, Winston 陳中正 RE Advising on Securities 2003-04-01 2004-10-14
ACT420 CHAN Chung Ching, Winston 陳中正 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACT421 MACHIN Mark Gordon Adam RO Dealing in Securities 2003-04-01 2012-01-01
ACT421 MACHIN Mark Gordon Adam RO Advising on Corporate Finance 2005-09-14 2012-01-01
ACT421 MACHIN Mark Gordon Adam RO Advising on Securities 2003-04-01 2004-11-29
ACT421 MACHIN Mark Gordon Adam RO Advising on Corporate Finance 2003-04-01 2004-11-29
ACT421 MACHIN Mark Gordon Adam RO Asset Management 2003-04-01 2004-11-29
ACT994 PETERSIK Watanan RE Dealing in Securities 2003-04-01 2005-12-17
ACT994 PETERSIK Watanan RE Asset Management 2003-04-01 2003-12-03
ACT994 PETERSIK Watanan RE Advising on Corporate Finance 2003-04-01 2003-12-03
ACT994 PETERSIK Watanan RE Advising on Securities 2003-04-01 2003-12-03
ACU891 LAI Wai Tsz 黎慧慈 RE Asset Management 2003-04-01 2003-08-22
ACU891 LAI Wai Tsz 黎慧慈 RE Dealing in Securities 2003-04-01 2003-08-22
ACU891 LAI Wai Tsz 黎慧慈 RE Advising on Corporate Finance 2003-04-01 2003-08-22
ACU891 LAI Wai Tsz 黎慧慈 RE Advising on Securities 2003-04-01 2003-08-22
ACW474 WU Yat Wai 胡一威 RE Dealing in Securities 2005-05-24 2016-05-31
ACW474 WU Yat Wai 胡一威 RE Advising on Securities 2005-05-24 2016-05-31
ACW670 CHAN Pui Ping 陳沛萍 RE Dealing in Securities 2003-04-01
ACW670 CHAN Pui Ping 陳沛萍 RE Asset Management 2003-04-01 2004-10-14
ACW670 CHAN Pui Ping 陳沛萍 RE Advising on Securities 2003-04-01 2004-10-14
ACW670 CHAN Pui Ping 陳沛萍 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACX033 HAU Chun Wai, William 侯振威 RE Dealing in Securities 2007-09-21 2016-06-17
ACX950 BROWN Jason Matthew RO Dealing in Securities 2006-01-25 2013-09-07
ACX950 BROWN Jason Matthew RE Dealing in Securities 2003-04-01 2006-01-25
ACX950 BROWN Jason Matthew RE Asset Management 2003-04-01 2004-10-14
ACX950 BROWN Jason Matthew RE Advising on Securities 2003-04-01 2004-10-14
ACX950 BROWN Jason Matthew RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACY706 LIM Boon Keong RE Advising on Corporate Finance 2003-04-01 2003-07-01
ACY706 LIM Boon Keong RE Asset Management 2003-04-01 2003-07-01
ACY706 LIM Boon Keong RE Advising on Securities 2003-04-01 2003-07-01
ACY706 LIM Boon Keong RE Dealing in Securities 2003-04-01 2003-07-01
ACZ192 YIM Nic Wan 嚴力耘 RO Dealing in Securities 2012-03-13
ACZ192 YIM Nic Wan 嚴力耘 RO Advising on Securities 2012-03-13
ACZ192 YIM Nic Wan 嚴力耘 RO Asset Management 2017-07-14
ACZ192 YIM Nic Wan 嚴力耘 RE Asset Management 2012-03-13 2017-07-14
ACZ192 YIM Nic Wan 嚴力耘 RE Dealing in Securities 2003-04-01 2012-03-13
ACZ192 YIM Nic Wan 嚴力耘 RE Asset Management 2003-04-01 2004-10-13
ACZ192 YIM Nic Wan 嚴力耘 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACZ192 YIM Nic Wan 嚴力耘 RE Advising on Securities 2003-04-01 2004-10-13
ACZ304 LEUNG Kin Yee, Judy 梁健怡 RE Dealing in Securities 2003-04-01 2008-11-07
ACZ304 LEUNG Kin Yee, Judy 梁健怡 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACZ304 LEUNG Kin Yee, Judy 梁健怡 RE Asset Management 2003-04-01 2004-10-12
ACZ304 LEUNG Kin Yee, Judy 梁健怡 RE Advising on Securities 2003-04-01 2004-10-12
ACZ541 RAMOS Dioscoro I. RO Advising on Securities 2004-10-14 2011-06-09
ACZ541 RAMOS Dioscoro I. RE Advising on Securities 2003-04-01 2004-10-14
ACZ541 RAMOS Dioscoro I. RE Asset Management 2003-04-01 2004-10-08
ACZ541 RAMOS Dioscoro I. RE Advising on Corporate Finance 2003-04-01 2004-10-08
ACZ541 RAMOS Dioscoro I. RE Dealing in Securities 2003-04-01 2004-10-08
ACZ555 KUO Cheung 郭強 RE Dealing in Securities 2003-04-26 2011-03-19
ACZ555 KUO Cheung 郭強 RE Advising on Securities 2009-02-27 2011-03-19
ACZ589 LO Tak Shun, Dixon 勞德舜 RE Dealing in Securities 2017-01-04
ACZ589 LO Tak Shun, Dixon 勞德舜 RE Asset Management 2017-01-04
ACZ589 LO Tak Shun, Dixon 勞德舜 RE Dealing in Securities 2008-02-11 2014-09-13
ADA141 LIU Hao-Cheng 劉浩正 RO Dealing in Securities 2008-07-03 2013-11-30
ADA141 LIU Hao-Cheng 劉浩正 RE Dealing in Securities 2003-04-01 2008-07-03
ADA141 LIU Hao-Cheng 劉浩正 RE Advising on Securities 2003-04-01 2004-10-12
ADA141 LIU Hao-Cheng 劉浩正 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADA141 LIU Hao-Cheng 劉浩正 RE Asset Management 2003-04-01 2004-10-12
ADA372 MATANACHAI Wanna RE Advising on Corporate Finance 2003-04-01 2003-06-11
ADA372 MATANACHAI Wanna RE Advising on Securities 2003-04-01 2003-06-11
ADA372 MATANACHAI Wanna RE Asset Management 2003-04-01 2003-06-11
ADA372 MATANACHAI Wanna RE Dealing in Securities 2003-04-01 2003-06-11
ADA643 TSANG Wai Ling 曾蕙玲 RE Dealing in Securities 2003-04-01 2008-12-11
ADA643 TSANG Wai Ling 曾蕙玲 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADA643 TSANG Wai Ling 曾蕙玲 RE Asset Management 2003-04-01 2004-10-13
ADA643 TSANG Wai Ling 曾蕙玲 RE Advising on Securities 2003-04-01 2004-10-13
ADA646 BERNARD Paul Daniel RO Advising on Securities 2003-04-01 2011-12-17
ADA646 BERNARD Paul Daniel RO Dealing in Securities 2011-04-28 2011-12-17
ADA646 BERNARD Paul Daniel RO Asset Management 2003-04-01 2004-11-30
ADA646 BERNARD Paul Daniel RO Advising on Corporate Finance 2003-04-01 2004-11-30
ADA734 DAY Christopher Elliott Verco 狄圖發 RE Dealing in Securities 2006-07-05 2008-11-07
ADB147 CHAN Wai Ling, Doris 陳慧齡 RE Dealing in Securities 2003-04-01 2016-07-23
ADB147 CHAN Wai Ling, Doris 陳慧齡 RE Asset Management 2003-04-01 2004-10-14
ADB147 CHAN Wai Ling, Doris 陳慧齡 RE Advising on Securities 2003-04-01 2004-10-14
ADB147 CHAN Wai Ling, Doris 陳慧齡 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADB527 WONG Stephen Tsi Chuen 黃子全 RO Dealing in Securities 2011-11-02
ADB527 WONG Stephen Tsi Chuen 黃子全 RO Advising on Corporate Finance 2011-11-02
ADB527 WONG Stephen Tsi Chuen 黃子全 RE Dealing in Securities 2005-05-03 2011-11-02
ADB527 WONG Stephen Tsi Chuen 黃子全 RE Advising on Corporate Finance 2006-11-01 2011-11-02
ADC059 SUEN Ming Chit 孫明哲 RO Dealing in Securities 2011-12-16
ADC059 SUEN Ming Chit 孫明哲 RE Dealing in Securities 2010-11-18 2011-12-16
ADD804 LIN Chi Long, Danny 林志朗 RE Dealing in Securities 2007-05-21 2008-12-11
ADD816 TOWFIGH Frederick RO Dealing in Securities 2004-09-16 2017-09-01
ADD816 TOWFIGH Frederick RO Providing Automated Trading Services 2010-01-06 2014-10-10
ADD816 TOWFIGH Frederick RE Dealing in Securities 2003-04-01 2004-09-16
ADD816 TOWFIGH Frederick RE Advising on Securities 2003-04-01 2004-09-16
ADD816 TOWFIGH Frederick RE Advising on Corporate Finance 2003-04-01 2004-09-16
ADD816 TOWFIGH Frederick RE Asset Management 2003-04-01 2004-09-16
ADF752 TJANDRA Januar RE Dealing in Securities 2003-04-01 2011-09-11
ADF752 TJANDRA Januar RE Asset Management 2011-06-02 2011-09-11
ADF752 TJANDRA Januar RE Advising on Securities 2003-04-01 2004-10-13
ADF752 TJANDRA Januar RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADF752 TJANDRA Januar RE Asset Management 2003-04-01 2004-10-13
ADG304 BHATIA Sanjiv RE Advising on Securities 2003-04-01 2004-09-08
ADG304 BHATIA Sanjiv RE Dealing in Securities 2003-04-01 2004-09-08
ADG304 BHATIA Sanjiv RE Asset Management 2003-04-01 2004-09-08
ADG304 BHATIA Sanjiv RE Advising on Corporate Finance 2003-04-01 2004-09-08
ADH202 HASEGAWA Rumiko RE Dealing in Securities 2012-01-01 2012-06-17
ADH202 HASEGAWA Rumiko RO Dealing in Securities 2011-08-04 2012-01-01
ADH202 HASEGAWA Rumiko RE Dealing in Securities 2010-08-31 2011-08-04
ADI243 CHOONG Han Ching 鍾漢青 RE Dealing in Securities 2008-03-17 2008-09-17
ADI243 CHOONG Han Ching 鍾漢青 RO Dealing in Securities 2007-04-02 2008-03-17
ADI243 CHOONG Han Ching 鍾漢青 RE Dealing in Securities 2003-04-01 2007-04-02
ADI243 CHOONG Han Ching 鍾漢青 RE Advising on Securities 2003-04-01 2004-10-13
ADI243 CHOONG Han Ching 鍾漢青 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADI243 CHOONG Han Ching 鍾漢青 RE Asset Management 2003-04-01 2004-10-13
ADI445 TANG Qingqing 唐青青 RE Advising on Securities 2006-02-23 2008-11-07
ADI445 TANG Qingqing 唐青青 RE Dealing in Securities 2006-02-27 2008-11-07
ADI676 TANG Kui 唐葵 RO Advising on Corporate Finance 2004-10-28 2005-05-03
ADI676 TANG Kui 唐葵 RE Advising on Corporate Finance 2003-04-01 2004-10-28
ADI676 TANG Kui 唐葵 RE Asset Management 2003-04-01 2004-10-14
ADI676 TANG Kui 唐葵 RE Advising on Securities 2003-04-01 2004-10-14
ADI676 TANG Kui 唐葵 RE Dealing in Securities 2003-04-01 2004-10-14
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Dealing in Securities 2006-07-20 2007-08-25
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Advising on Securities 2003-04-01 2004-09-07
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Asset Management 2003-04-01 2004-09-07
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Dealing in Securities 2003-04-01 2004-09-07
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Advising on Corporate Finance 2003-04-01 2004-09-07
ADI990 CHEUNG Kin Keung, Jocelyn 張建強 RE Dealing in Securities 2006-03-01 2008-11-07
ADJ584 GHATALIA Rajiv Arvind RO Advising on Corporate Finance 2003-04-01 2005-06-22
ADJ584 GHATALIA Rajiv Arvind RO Advising on Securities 2003-04-01 2005-06-22
ADJ584 GHATALIA Rajiv Arvind RO Asset Management 2003-04-01 2003-07-11
ADL651 MEDD Alexander Robert RE Dealing in Securities 2003-04-01 2005-04-12
ADL651 MEDD Alexander Robert RE Asset Management 2003-04-01 2004-10-12
ADL651 MEDD Alexander Robert RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADL651 MEDD Alexander Robert RE Advising on Securities 2003-04-01 2004-10-12
ADM297 PARDOE Richard Ewart RE Advising on Securities 2008-07-10 2015-09-12
ADM477 WANG Howard Hao RO Dealing in Securities 2004-06-17 2005-06-22
ADM477 WANG Howard Hao RE Dealing in Securities 2003-04-01 2004-06-17
ADM477 WANG Howard Hao RE Asset Management 2003-04-01 2004-02-16
ADM477 WANG Howard Hao RE Advising on Corporate Finance 2003-04-01 2004-02-16
ADM477 WANG Howard Hao RE Advising on Securities 2003-04-01 2004-02-16
ADN093 TANG Wai Yan 鄧惠因 RE Advising on Securities 2005-05-31 2008-02-15
ADN093 TANG Wai Yan 鄧惠因 RE Dealing in Securities 2005-05-31 2008-02-15
ADN407 HUANG Shu Min 黃淑敏 RE Dealing in Securities 2003-04-01 2006-02-01
ADN407 HUANG Shu Min 黃淑敏 RE Advising on Securities 2003-04-01 2006-02-01
ADN407 HUANG Shu Min 黃淑敏 RE Asset Management 2003-04-01 2004-10-13
ADN407 HUANG Shu Min 黃淑敏 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADO108 HORIE Shin RO Advising on Securities 2015-08-18
ADO108 HORIE Shin RO Dealing in Securities 2015-08-18
ADO108 HORIE Shin RE Advising on Securities 2014-10-27 2015-08-18
ADO108 HORIE Shin RE Dealing in Securities 2014-10-27 2015-08-18
ADP124 TRIVEDI Gautam Yogendra RE Dealing in Securities 2004-06-15 2008-12-08
ADQ127 MITCHELL James Gordon RE Dealing in Securities 2003-04-01 2011-06-22
ADQ127 MITCHELL James Gordon RE Advising on Securities 2003-04-01 2011-06-22
ADQ127 MITCHELL James Gordon RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADQ127 MITCHELL James Gordon RE Asset Management 2003-04-01 2004-10-12
ADQ241 TOM Judy RE Dealing in Securities 2017-12-05
ADQ241 TOM Judy RE Advising on Securities 2017-12-05
ADQ243 MUBAYI Piyush RE Advising on Securities 2010-06-02
ADQ243 MUBAYI Piyush RE Dealing in Securities 2010-06-02
ADQ675 OLDFIELD Stephen Michael RE Advising on Securities 2003-04-01 2007-01-11
ADQ675 OLDFIELD Stephen Michael RE Dealing in Securities 2003-04-01 2007-01-11
ADQ675 OLDFIELD Stephen Michael RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADQ675 OLDFIELD Stephen Michael RE Asset Management 2003-04-01 2004-10-13
ADR043 ADAIR John Joseph RO Dealing in Securities 2004-09-15 2007-02-24
ADR043 ADAIR John Joseph RE Dealing in Securities 2003-04-01 2004-09-15
ADR043 ADAIR John Joseph RE Advising on Corporate Finance 2003-04-01 2004-06-01
ADR043 ADAIR John Joseph RE Asset Management 2003-04-01 2004-06-01
ADR043 ADAIR John Joseph RE Advising on Securities 2003-04-01 2004-06-01
ADR126 CHAN May Lan, Marian 陳美能 RE Dealing in Securities 2003-04-01 2014-03-08
ADR126 CHAN May Lan, Marian 陳美能 RE Asset Management 2003-04-01 2004-10-14
ADR126 CHAN May Lan, Marian 陳美能 RE Advising on Securities 2003-04-01 2004-10-14
ADR126 CHAN May Lan, Marian 陳美能 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADR379 KAO Richard 高敬倫 RE Advising on Corporate Finance 2007-05-04 2008-11-07
ADR379 KAO Richard 高敬倫 RE Dealing in Securities 2007-05-04 2008-11-07
ADS272 PAO Wai Man 鮑偉文 RE Dealing in Securities 2008-03-03 2013-06-29
ADS586 LENTCHNER Jesse Hart RO Dealing in Securities 2009-06-15 2010-03-09
ADS586 LENTCHNER Jesse Hart RO Providing Automated Trading Services 2009-06-15 2010-01-18
ADS586 LENTCHNER Jesse Hart RE Dealing in Securities 2009-03-25 2009-06-15
ADT335 XU Xiaonian 許小年 RE Dealing in Securities 2005-03-22 2006-10-14
ADT335 XU Xiaonian 許小年 RE Advising on Securities 2005-03-22 2006-10-14
ADT574 BLANCHARD Scott Allen RE Dealing in Securities 2003-04-01 2006-01-05
ADT574 BLANCHARD Scott Allen RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADT574 BLANCHARD Scott Allen RE Asset Management 2003-04-01 2004-10-14
ADT574 BLANCHARD Scott Allen RE Advising on Securities 2003-04-01 2004-10-14
ADT646 TEWARI Rajeev RE Dealing in Securities 2007-04-11 2011-03-09
ADT712 CHEN Nien Tze 陳念慈 RE Dealing in Securities 2003-04-01 2014-03-01
ADT712 CHEN Nien Tze 陳念慈 RE Asset Management 2011-06-03 2014-03-01
ADT712 CHEN Nien Tze 陳念慈 RE Asset Management 2003-04-01 2004-10-14
ADT712 CHEN Nien Tze 陳念慈 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADT712 CHEN Nien Tze 陳念慈 RE Advising on Securities 2003-04-01 2004-10-14
ADT742 VOON David Hian-Fook 溫賢福 RO Dealing in Securities 2003-04-01 2011-08-01
ADT742 VOON David Hian-Fook 溫賢福 RO Advising on Futures Contracts 2003-07-17 2011-08-01
ADT742 VOON David Hian-Fook 溫賢福 RO Asset Management 2008-04-28 2011-08-01
ADT742 VOON David Hian-Fook 溫賢福 RO Advising on Securities 2008-07-09 2011-08-01
ADT911 VIZZONE Philippa Ann RO Advising on Securities 2014-12-04
ADT911 VIZZONE Philippa Ann RO Dealing in Securities 2014-12-04
ADT911 VIZZONE Philippa Ann RE Advising on Securities 2013-07-03 2014-12-04
ADT911 VIZZONE Philippa Ann RE Dealing in Securities 2013-07-03 2014-12-04
ADT911 VIZZONE Philippa Ann RE Dealing in Securities 2003-04-01 2012-05-15
ADT911 VIZZONE Philippa Ann RE Advising on Securities 2003-04-01 2012-05-15
ADT911 VIZZONE Philippa Ann RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADT911 VIZZONE Philippa Ann RE Asset Management 2003-04-01 2004-01-19
ADU046 YU Fong Lin 尤芳蓮 RE Dealing in Securities 2003-04-01 2008-11-07
ADU046 YU Fong Lin 尤芳蓮 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADU046 YU Fong Lin 尤芳蓮 RE Advising on Securities 2003-04-01 2004-10-13
ADU046 YU Fong Lin 尤芳蓮 RE Asset Management 2003-04-01 2004-10-13
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Dealing in Securities 2003-04-01 2010-10-30
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Advising on Securities 2003-04-01 2004-10-12
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Asset Management 2003-04-01 2004-10-12
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADU311 WANG Hsueh Ming 王學明 RE Dealing in Securities 2007-04-27 2009-12-01
ADU311 WANG Hsueh Ming 王學明 RE Advising on Securities 2005-06-14 2007-03-26
ADU311 WANG Hsueh Ming 王學明 RE Advising on Corporate Finance 2005-06-14 2007-03-26
ADU311 WANG Hsueh Ming 王學明 RE Dealing in Securities 2003-04-01 2004-07-01
ADU311 WANG Hsueh Ming 王學明 RE Asset Management 2003-04-01 2004-07-01
ADU311 WANG Hsueh Ming 王學明 RE Advising on Corporate Finance 2003-04-01 2004-07-01
ADU311 WANG Hsueh Ming 王學明 RE Advising on Securities 2003-04-01 2004-07-01
ADU323 JIANG Fan 蔣凡 RE Dealing in Securities 2003-04-01 2012-05-01
ADU323 JIANG Fan 蔣凡 RE Asset Management 2003-04-01 2004-05-10
ADU323 JIANG Fan 蔣凡 RE Advising on Securities 2003-04-01 2004-05-10
ADU323 JIANG Fan 蔣凡 RE Advising on Corporate Finance 2003-04-01 2004-05-10
ADU325 CHUA Hwee Kwan RE Dealing in Securities 2003-08-20 2011-03-05
ADU329 AHMAD Syed Hyder RO Dealing in Securities 2003-04-01 2006-08-01
ADU464 YEUNG Kai Yin 楊啟賢 RE Asset Management 2017-10-17
ADU464 YEUNG Kai Yin 楊啟賢 RE Dealing in Securities 2017-10-17
ADU464 YEUNG Kai Yin 楊啟賢 RE Dealing in Securities 2003-04-01 2016-06-29
ADU464 YEUNG Kai Yin 楊啟賢 RE Asset Management 2003-04-01 2004-10-12
ADU464 YEUNG Kai Yin 楊啟賢 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADU464 YEUNG Kai Yin 楊啟賢 RE Advising on Securities 2003-04-01 2004-10-12
ADU738 LEE Cham Chung, Ken 李湛聰 RO Dealing in Securities 2006-09-18 2009-01-20
ADU738 LEE Cham Chung, Ken 李湛聰 RE Dealing in Securities 2006-04-01 2006-09-18
ADU738 LEE Cham Chung, Ken 李湛聰 RO Dealing in Securities 2005-04-29 2006-04-01
ADU738 LEE Cham Chung, Ken 李湛聰 RE Dealing in Securities 2003-04-01 2005-04-29
ADU738 LEE Cham Chung, Ken 李湛聰 RE Asset Management 2003-04-01 2004-10-12
ADU738 LEE Cham Chung, Ken 李湛聰 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADU738 LEE Cham Chung, Ken 李湛聰 RE Advising on Securities 2003-04-01 2004-10-12
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Dealing in Securities 2003-04-01 2012-05-22
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Asset Management 2011-06-02 2012-05-22
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Asset Management 2003-04-01 2004-10-14
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Advising on Securities 2003-04-01 2004-10-14
ADU894 HUI Ming Yunn, Stephanie 許明茵 RO Advising on Securities 2008-07-03
ADU894 HUI Ming Yunn, Stephanie 許明茵 RO Dealing in Securities 2008-07-03
ADU894 HUI Ming Yunn, Stephanie 許明茵 RE Dealing in Securities 2003-04-01 2008-07-03
ADU894 HUI Ming Yunn, Stephanie 許明茵 RE Advising on Securities 2003-04-01 2004-10-14
ADU894 HUI Ming Yunn, Stephanie 許明茵 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADU894 HUI Ming Yunn, Stephanie 許明茵 RE Asset Management 2003-04-01 2004-10-14
ADU895 WAT Chi Ming 屈志銘 RE Advising on Securities 2003-04-01 2003-08-21
ADU895 WAT Chi Ming 屈志銘 RE Dealing in Securities 2003-04-01 2003-08-21
ADU895 WAT Chi Ming 屈志銘 RE Advising on Corporate Finance 2003-04-01 2003-08-21
ADU895 WAT Chi Ming 屈志銘 RE Asset Management 2003-04-01 2003-08-21
ADU896 MCFARLAND Christina Ma 馬智萍 RO Dealing in Securities 2008-02-11
ADU896 MCFARLAND Christina Ma 馬智萍 RO Advising on Futures Contracts 2011-07-14
ADU896 MCFARLAND Christina Ma 馬智萍 RO Advising on Securities 2017-03-22
ADU896 MCFARLAND Christina Ma 馬智萍 RE Dealing in Securities 2003-04-01 2008-02-11
ADU896 MCFARLAND Christina Ma 馬智萍 RE Advising on Securities 2003-04-01 2004-08-27
ADU896 MCFARLAND Christina Ma 馬智萍 RE Asset Management 2003-04-01 2004-08-27
ADU896 MCFARLAND Christina Ma 馬智萍 RE Advising on Corporate Finance 2003-04-01 2004-08-27
ADV079 SIDARTO Arief Widyawan RE Dealing in Securities 2003-04-01 2008-11-07
ADV079 SIDARTO Arief Widyawan RE Advising on Corporate Finance 2003-04-01 2006-05-12
ADV079 SIDARTO Arief Widyawan RE Asset Management 2003-04-01 2004-10-13
ADV079 SIDARTO Arief Widyawan RE Advising on Securities 2003-04-01 2004-10-13
ADV178 KO Yusing RE Advising on Corporate Finance 2003-04-01 2004-07-01
ADV178 KO Yusing RE Dealing in Securities 2003-04-01 2004-07-01
ADV178 KO Yusing RE Advising on Securities 2003-04-01 2004-07-01
ADV178 KO Yusing RE Asset Management 2003-04-01 2004-07-01
ADV179 LAI Wai Chung 黎慧中 RE Advising on Futures Contracts 2003-04-01 2010-10-18
ADV179 LAI Wai Chung 黎慧中 RE Dealing in Securities 2003-04-01 2010-10-18
ADV179 LAI Wai Chung 黎慧中 RE Asset Management 2003-04-01 2004-10-12
ADV179 LAI Wai Chung 黎慧中 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADV179 LAI Wai Chung 黎慧中 RE Advising on Securities 2003-04-01 2004-10-12
ADV180 SUNG Hsueh Jen 宋學仁 RE Advising on Securities 2008-02-18 2008-11-29
ADV180 SUNG Hsueh Jen 宋學仁 RO Advising on Corporate Finance 2003-04-01 2008-02-18
ADV180 SUNG Hsueh Jen 宋學仁 RO Advising on Securities 2005-07-13 2008-02-18
ADV180 SUNG Hsueh Jen 宋學仁 RO Advising on Securities 2003-04-01 2005-01-18
ADV180 SUNG Hsueh Jen 宋學仁 RO Asset Management 2003-04-01 2005-01-18
ADV182 WOO Sau San, Sophia 胡秀珊 RE Advising on Corporate Finance 2003-04-01 2004-01-22
ADV182 WOO Sau San, Sophia 胡秀珊 RE Dealing in Securities 2003-04-01 2004-01-22
ADV182 WOO Sau San, Sophia 胡秀珊 RE Advising on Securities 2003-04-01 2004-01-22
ADV182 WOO Sau San, Sophia 胡秀珊 RE Asset Management 2003-04-01 2004-01-22
ADV213 CORDEIRO Carlos Antonio Souza RE Advising on Securities 2003-04-01 2016-05-07
ADV213 CORDEIRO Carlos Antonio Souza RE Advising on Corporate Finance 2003-04-01 2016-05-07
ADV213 CORDEIRO Carlos Antonio Souza RE Asset Management 2003-04-01 2004-10-14
ADV213 CORDEIRO Carlos Antonio Souza RE Dealing in Securities 2003-04-01 2004-10-14
ADV214 BOSE Kiron Krishna RE Dealing in Securities 2003-04-01 2005-03-23
ADV214 BOSE Kiron Krishna RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADV214 BOSE Kiron Krishna RE Advising on Securities 2003-04-01 2004-10-14
ADV214 BOSE Kiron Krishna RE Asset Management 2003-04-01 2004-10-14
ADV351 CHAN Man Se 陳敏斯 RE Dealing in Securities 2003-04-01 2008-03-31
ADV351 CHAN Man Se 陳敏斯 RE Advising on Securities 2003-04-01 2004-10-14
ADV351 CHAN Man Se 陳敏斯 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADV351 CHAN Man Se 陳敏斯 RE Asset Management 2003-04-01 2004-10-14
ADV423 KU Chi Pang, Stanley 古志鵬 RE Dealing in Securities 2003-04-01 2005-01-18
ADV423 KU Chi Pang, Stanley 古志鵬 RE Advising on Securities 2003-04-01 2004-10-14
ADV423 KU Chi Pang, Stanley 古志鵬 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADV423 KU Chi Pang, Stanley 古志鵬 RE Asset Management 2003-04-01 2004-10-14
ADV605 NGO Claire Marie RE Dealing in Securities 2003-04-01 2008-01-26
ADV605 NGO Claire Marie RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADV605 NGO Claire Marie RE Advising on Securities 2003-04-01 2004-04-06
ADV605 NGO Claire Marie RE Asset Management 2003-04-01 2004-04-06
ADV629 KUMAR A/L JAIKISHIN GULABRAI Kishore RE Dealing in Securities 2003-04-01 2005-05-03
ADV629 KUMAR A/L JAIKISHIN GULABRAI Kishore RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADV629 KUMAR A/L JAIKISHIN GULABRAI Kishore RE Advising on Securities 2003-04-01 2004-10-14
ADV629 KUMAR A/L JAIKISHIN GULABRAI Kishore RE Asset Management 2003-04-01 2004-10-14
ADV670 FRESHWATER Timothy George RE Advising on Corporate Finance 2012-04-12
ADV670 FRESHWATER Timothy George RO Advising on Corporate Finance 2003-04-01 2012-04-12
ADV670 FRESHWATER Timothy George RO Asset Management 2003-04-01 2005-01-10
ADV670 FRESHWATER Timothy George RO Advising on Securities 2003-04-01 2005-01-10
ADW512 LEE Steven Wai 李威 RE Dealing in Securities 2005-03-11 2009-02-27
ADW630 HANSSON Anders Robert RE Asset Management 2003-04-01 2003-08-09
ADW630 HANSSON Anders Robert RE Advising on Corporate Finance 2003-04-01 2003-08-09
ADW630 HANSSON Anders Robert RE Advising on Securities 2003-04-01 2003-08-09
ADW630 HANSSON Anders Robert RE Dealing in Securities 2003-04-01 2003-08-09
ADW654 CHOW Chun Leung 周振良 RE Dealing in Securities 2003-04-01 2009-03-03
ADW654 CHOW Chun Leung 周振良 RE Asset Management 2003-04-01 2004-10-14
ADW654 CHOW Chun Leung 周振良 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADW654 CHOW Chun Leung 周振良 RE Advising on Securities 2003-04-01 2004-10-14
ADW756 LIU Huan Chieh, Gary 劉煥傑 RE Dealing in Securities 2003-04-01 2008-02-22
ADW756 LIU Huan Chieh, Gary 劉煥傑 RE Advising on Securities 2003-04-01 2004-04-06
ADW756 LIU Huan Chieh, Gary 劉煥傑 RE Asset Management 2003-04-01 2004-04-06
ADW756 LIU Huan Chieh, Gary 劉煥傑 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADW944 PAMNANI Girish Ramdayal RE Dealing in Securities 2003-04-01 2011-12-01
ADW944 PAMNANI Girish Ramdayal RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADW944 PAMNANI Girish Ramdayal RE Advising on Securities 2003-04-01 2004-10-13
ADW944 PAMNANI Girish Ramdayal RE Asset Management 2003-04-01 2004-10-13
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Securities 2003-04-01 2008-03-04
ADX061 JUNG Christopher Lam 曾俊文 RE Advising on Securities 2003-04-01 2004-06-01
ADX061 JUNG Christopher Lam 曾俊文 RE Advising on Corporate Finance 2003-04-01 2004-06-01
ADX061 JUNG Christopher Lam 曾俊文 RE Asset Management 2003-04-01 2004-06-01
ADX093 RUSSO Paul Martin RE Advising on Corporate Finance 2003-04-01 2003-07-21
ADX093 RUSSO Paul Martin RE Advising on Securities 2003-04-01 2003-07-21
ADX093 RUSSO Paul Martin RE Dealing in Securities 2003-04-01 2003-07-21
ADX093 RUSSO Paul Martin RE Asset Management 2003-04-01 2003-07-21
ADX199 YOUNG Thomas Gregory RE Dealing in Securities 2008-08-13 2011-11-01
ADX200 FENG Dai 馮岱 RE Dealing in Securities 2003-09-19 2004-04-15
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Securities 2014-05-02 2016-02-03
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Securities 2008-05-22 2010-03-02
ADX260 LEISSNER Tim RO Advising on Corporate Finance 2003-04-01 2016-02-24
ADX260 LEISSNER Tim RO Advising on Securities 2003-04-01 2005-02-01
ADX260 LEISSNER Tim RO Asset Management 2003-04-01 2005-02-01
ADX370 RAO Deepak Kolluru RO Dealing in Securities 2007-11-13 2012-09-29
ADX370 RAO Deepak Kolluru RE Dealing in Securities 2003-04-01 2007-11-13
ADX370 RAO Deepak Kolluru RE Advising on Securities 2003-04-01 2004-10-13
ADX370 RAO Deepak Kolluru RE Asset Management 2003-04-01 2004-10-13
ADX370 RAO Deepak Kolluru RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADX441 CHAN Ho Lam, Thomas 陳浩霖 RE Dealing in Securities 2003-04-01 2010-07-31
ADX441 CHAN Ho Lam, Thomas 陳浩霖 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADX441 CHAN Ho Lam, Thomas 陳浩霖 RE Advising on Securities 2003-04-01 2004-10-14
ADX441 CHAN Ho Lam, Thomas 陳浩霖 RE Asset Management 2003-04-01 2004-10-14
ADX447 ZHANG Xiaoyin 張晓音 RE Advising on Corporate Finance 2003-04-01 2017-05-08
ADX447 ZHANG Xiaoyin 張晓音 RE Dealing in Securities 2003-04-01 2017-05-08
ADX447 ZHANG Xiaoyin 張晓音 RE Advising on Securities 2003-04-01 2004-10-13
ADX447 ZHANG Xiaoyin 張晓音 RE Asset Management 2003-04-01 2004-10-13
ADX487 ROBISON Richard Ronald RE Dealing in Securities 2003-04-01 2010-06-09
ADX487 ROBISON Richard Ronald RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADX487 ROBISON Richard Ronald RE Advising on Securities 2003-04-01 2004-10-13
ADX487 ROBISON Richard Ronald RE Asset Management 2003-04-01 2004-10-13
ADX641 LAO Sun Ngai, Steven 呂孫毅 RE Dealing in Securities 2009-05-18 2010-02-20
ADX838 RYAN David Michael RE Dealing in Securities 2008-06-01 2012-05-14
ADX838 RYAN David Michael RO Dealing in Securities 2006-09-29 2008-06-01
ADX838 RYAN David Michael RE Dealing in Securities 2006-05-30 2006-09-29
ADY271 WONG Hang Nei, Grace 王幸妮 RE Dealing in Securities 2005-03-29 2014-04-05
ADY271 WONG Hang Nei, Grace 王幸妮 RE Asset Management 2011-06-08 2014-04-05
ADY271 WONG Hang Nei, Grace 王幸妮 RE Advising on Securities 2012-03-19 2014-04-05
ADY353 HU Fred Zuliu 胡祖六 RE Advising on Corporate Finance 2003-04-01 2010-08-17
ADY353 HU Fred Zuliu 胡祖六 RE Dealing in Securities 2003-04-01 2010-08-17
ADY353 HU Fred Zuliu 胡祖六 RE Asset Management 2003-04-01 2004-10-14
ADY353 HU Fred Zuliu 胡祖六 RE Advising on Securities 2003-04-01 2004-10-14
ADY730 WONG Ka Man, Carman 王嘉敏 RE Dealing in Securities 2003-04-01 2007-08-04
ADY730 WONG Ka Man, Carman 王嘉敏 RE Advising on Corporate Finance 2003-04-01 2007-08-04
ADY730 WONG Ka Man, Carman 王嘉敏 RE Advising on Securities 2003-04-01 2004-10-12
ADY730 WONG Ka Man, Carman 王嘉敏 RE Asset Management 2003-04-01 2004-10-12
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Advising on Corporate Finance 2012-03-19 2013-06-20
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Dealing in Securities 2012-03-19 2013-06-20
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Dealing in Securities 2007-04-26 2012-03-19
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Advising on Corporate Finance 2007-04-26 2012-03-19
AEA167 SONG Hong Fang 宋紅方 RE Advising on Corporate Finance 2010-12-08 2015-07-01
AEA167 SONG Hong Fang 宋紅方 RE Dealing in Securities 2010-12-08 2015-07-01
AEA219 KARMALI Shafiq Amirali RO Dealing in Securities 2006-08-16 2008-08-30
AEA219 KARMALI Shafiq Amirali RE Dealing in Securities 2003-04-01 2006-08-16
AEA219 KARMALI Shafiq Amirali RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEA219 KARMALI Shafiq Amirali RE Asset Management 2003-04-01 2004-10-13
AEA219 KARMALI Shafiq Amirali RE Advising on Securities 2003-04-01 2004-10-13
AEA688 PU Huiqun 蒲慧群 RE Dealing in Securities 2015-08-03 2017-04-01
AEA688 PU Huiqun 蒲慧群 RE Advising on Securities 2015-08-03 2017-04-01
AEA688 PU Huiqun 蒲慧群 RE Asset Management 2015-08-03 2017-04-01
AEB943 HUI To, Thomas 許濤 RE Advising on Corporate Finance 2003-04-01 2004-07-03
AEB943 HUI To, Thomas 許濤 RE Advising on Securities 2003-04-01 2004-07-03
AEB943 HUI To, Thomas 許濤 RE Dealing in Securities 2003-04-01 2004-07-03
AEB943 HUI To, Thomas 許濤 RE Asset Management 2003-04-01 2004-07-03
AEC763 KEE Tang Seng RE Dealing in Securities 2003-04-01 2003-05-16
AEC763 KEE Tang Seng RE Advising on Corporate Finance 2003-04-01 2003-05-16
AEC763 KEE Tang Seng RE Asset Management 2003-04-01 2003-05-16
AEC763 KEE Tang Seng RE Advising on Securities 2003-04-01 2003-05-16
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Dealing in Securities 2003-04-01 2006-04-14
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Advising on Securities 2003-04-01 2004-10-13
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Asset Management 2003-04-01 2004-10-13
AED134 LEE Carmen 李嘉敏 RE Dealing in Securities 2005-04-19 2008-06-04
AED561 GOLDFELD Leon RE Dealing in Securities 2010-06-30 2012-04-17
AED816 LAI Pui Ling 黎佩玲 RE Advising on Futures Contracts 2003-04-01 2010-08-27
AED816 LAI Pui Ling 黎佩玲 RE Dealing in Securities 2003-04-01 2010-08-27
AED816 LAI Pui Ling 黎佩玲 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AED816 LAI Pui Ling 黎佩玲 RE Asset Management 2003-04-01 2004-10-12
AED816 LAI Pui Ling 黎佩玲 RE Advising on Securities 2003-04-01 2004-10-12
AED840 KOH Lee Guan, Kelvin 許利源 RE Advising on Securities 2003-04-01 2015-02-28
AED840 KOH Lee Guan, Kelvin 許利源 RE Dealing in Securities 2003-04-01 2015-02-28
AED840 KOH Lee Guan, Kelvin 許利源 RE Asset Management 2003-04-01 2004-10-13
AED840 KOH Lee Guan, Kelvin 許利源 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEE048 YAE John Michael RE Dealing in Securities 2003-04-01 2012-08-21
AEE048 YAE John Michael RE Advising on Securities 2003-04-01 2004-10-12
AEE048 YAE John Michael RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEE048 YAE John Michael RE Asset Management 2003-04-01 2004-10-12
AEE154 CHANG Wen-ling 張文玲 RE Dealing in Securities 2004-05-24 2008-02-28
AEE205 PIKE Robinson Drake RE Advising on Corporate Finance 2007-01-15 2011-09-01
AEE205 PIKE Robinson Drake RE Dealing in Securities 2007-01-15 2011-09-01
AEE351 CHAN Sze Chung 陳思冲 RE Dealing in Securities 2007-11-13 2008-11-07
AEE351 CHAN Sze Chung 陳思冲 RE Advising on Securities 2007-11-13 2008-11-07
AEE377 YU Fan 于凡 RE Dealing in Securities 2003-04-01 2007-05-30
AEE377 YU Fan 于凡 RE Advising on Corporate Finance 2003-04-01 2007-05-30
AEE377 YU Fan 于凡 RE Asset Management 2003-04-01 2004-10-13
AEE377 YU Fan 于凡 RE Advising on Securities 2003-04-01 2004-10-13
AEE688 HWA Candice Tienshing RE Dealing in Securities 2003-04-01 2005-06-13
AEE688 HWA Candice Tienshing RE Advising on Securities 2003-04-01 2004-10-13
AEE688 HWA Candice Tienshing RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEE688 HWA Candice Tienshing RE Asset Management 2003-04-01 2004-10-13
AEE749 HOLSHEIMER Ryan Hans RO Dealing in Securities 2008-08-11 2011-05-04
AEE749 HOLSHEIMER Ryan Hans RO Providing Automated Trading Services 2009-03-09 2011-05-04
AEE749 HOLSHEIMER Ryan Hans RE Dealing in Securities 2008-04-07 2008-08-11
AEF114 LEE Wai Hong, Wilson 李維航 RE Asset Management 2012-06-01
AEF114 LEE Wai Hong, Wilson 李維航 RE Dealing in Securities 2012-06-01
AEF121 LEE Cheril Chung Chi 李頌慈 RE Dealing in Securities 2005-07-08 2008-11-07
AEF121 LEE Cheril Chung Chi 李頌慈 RE Advising on Securities 2008-04-29 2008-11-07
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Dealing in Securities 2003-09-29 2003-12-18
AEF460 LEE Chi Chung, Harvey 李自忠 RO Dealing in Securities 2007-11-13 2011-03-08
AEF460 LEE Chi Chung, Harvey 李自忠 RE Dealing in Securities 2003-04-01 2007-11-13
AEF460 LEE Chi Chung, Harvey 李自忠 RE Asset Management 2003-04-01 2004-10-12
AEF460 LEE Chi Chung, Harvey 李自忠 RE Advising on Securities 2003-04-01 2004-10-12
AEF460 LEE Chi Chung, Harvey 李自忠 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEH754 KHOO Vivien 丘沅雲 RE Dealing in Securities 2003-04-01 2019-03-07
AEH754 KHOO Vivien 丘沅雲 RE Asset Management 2003-04-01 2004-10-13
AEH754 KHOO Vivien 丘沅雲 RE Advising on Securities 2003-04-01 2004-10-13
AEH754 KHOO Vivien 丘沅雲 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEH770 KWAN Yok Bing, Wendy 關玉冰 RE Dealing in Securities 2010-10-27 2012-09-11
AEH892 YU Pei-Pei 余佩佩 RE Advising on Corporate Finance 2003-04-01 2013-02-05
AEH892 YU Pei-Pei 余佩佩 RE Dealing in Securities 2003-04-01 2013-02-05
AEH892 YU Pei-Pei 余佩佩 RE Advising on Securities 2010-07-22 2013-02-05
AEH892 YU Pei-Pei 余佩佩 RE Asset Management 2003-04-01 2004-10-13
AEH892 YU Pei-Pei 余佩佩 RE Advising on Securities 2003-04-01 2004-10-13
AEI344 DUHAMEL Vincent RO Asset Management 2005-09-23 2008-06-25
AEI344 DUHAMEL Vincent RO Dealing in Securities 2005-09-23 2008-06-25
AEI344 DUHAMEL Vincent RE Asset Management 2005-08-24 2005-09-23
AEI344 DUHAMEL Vincent RE Dealing in Securities 2005-08-24 2005-09-23
AEI502 LAU Denise Yin Shan 劉燕珊 RE Dealing in Securities 2003-04-01 2011-05-25
AEI502 LAU Denise Yin Shan 劉燕珊 RE Asset Management 2003-04-01 2004-01-19
AEI502 LAU Denise Yin Shan 劉燕珊 RE Advising on Securities 2003-04-01 2004-01-19
AEI502 LAU Denise Yin Shan 劉燕珊 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AEJ019 CHEUNG David Kwok-wai 張國偉 RE Dealing in Securities 2007-02-26 2014-05-01
AEJ019 CHEUNG David Kwok-wai 張國偉 RE Advising on Corporate Finance 2007-02-26 2014-05-01
AEJ175 SHUM Yuk Yee 岑玉如 RE Dealing in Securities 2003-04-01 2005-09-29
AEJ175 SHUM Yuk Yee 岑玉如 RE Advising on Securities 2003-04-01 2004-10-13
AEJ175 SHUM Yuk Yee 岑玉如 RE Asset Management 2003-04-01 2004-10-13
AEJ175 SHUM Yuk Yee 岑玉如 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEJ347 DAO Lisa 姚翠平 RE Dealing in Securities 2006-09-18 2011-04-02
AEJ465 LAM Si Nga, Cynthia 林思雅 RE Dealing in Securities 2004-06-15 2007-08-03
AEJ557 YONG Elizabeth Hoi Yan RE Dealing in Securities 2003-04-01 2008-11-07
AEJ557 YONG Elizabeth Hoi Yan RE Asset Management 2003-04-01 2004-10-13
AEJ557 YONG Elizabeth Hoi Yan RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEJ557 YONG Elizabeth Hoi Yan RE Advising on Securities 2003-04-01 2004-10-13
AEJ791 KOK Tsui Li RE Dealing in Securities 2003-04-01 2010-05-29
AEJ791 KOK Tsui Li RE Advising on Securities 2003-04-01 2004-10-13
AEJ791 KOK Tsui Li RE Asset Management 2003-04-01 2004-10-13
AEJ791 KOK Tsui Li RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEJ792 WAI King Tze, Thomas 韋敬慈 RE Dealing in Securities 2008-08-21 2010-08-11
AEL036 MC GOLDRICK Mark Edward RO Dealing in Securities 2005-07-18 2007-03-30
AEL036 MC GOLDRICK Mark Edward RE Dealing in Securities 2003-04-01 2005-07-18
AEL036 MC GOLDRICK Mark Edward RE Advising on Securities 2003-04-01 2004-11-02
AEL036 MC GOLDRICK Mark Edward RE Asset Management 2003-04-01 2004-11-02
AEL036 MC GOLDRICK Mark Edward RE Advising on Corporate Finance 2003-04-01 2004-11-02
AEL191 LIU Katherine Yi Lan 劉依蘭 RE Dealing in Securities 2003-04-01 2009-08-29
AEL191 LIU Katherine Yi Lan 劉依蘭 RE Advising on Corporate Finance 2003-04-01 2009-08-29
AEL191 LIU Katherine Yi Lan 劉依蘭 RE Advising on Securities 2003-04-01 2004-10-12
AEL191 LIU Katherine Yi Lan 劉依蘭 RE Asset Management 2003-04-01 2004-10-12
AEL909 JIANG Xue 姜雪 RE Dealing in Securities 2003-04-01 2005-08-09
AEL909 JIANG Xue 姜雪 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEL909 JIANG Xue 姜雪 RE Advising on Securities 2003-04-01 2004-10-13
AEL909 JIANG Xue 姜雪 RE Asset Management 2003-04-01 2004-10-13
AEL911 GIANG Maryanne Phung-Van 江鳳文 RE Advising on Securities 2003-04-01 2004-04-28
AEL911 GIANG Maryanne Phung-Van 江鳳文 RE Asset Management 2003-04-01 2004-04-28
AEL911 GIANG Maryanne Phung-Van 江鳳文 RE Dealing in Securities 2003-04-01 2004-04-28
AEL911 GIANG Maryanne Phung-Van 江鳳文 RE Advising on Corporate Finance 2003-04-01 2004-04-28
AEL986 SEVILLA John Phillip Padilla RE Advising on Securities 2003-04-01 2004-07-15
AEL986 SEVILLA John Phillip Padilla RE Dealing in Securities 2003-04-01 2004-07-15
AEL986 SEVILLA John Phillip Padilla RE Asset Management 2003-04-01 2004-07-15
AEL986 SEVILLA John Phillip Padilla RE Advising on Corporate Finance 2003-04-01 2004-07-15
AEM244 WONG Pui Yin 黃珮賢 RE Dealing in Securities 2003-04-01 2006-09-22
AEM244 WONG Pui Yin 黃珮賢 RE Advising on Securities 2003-04-01 2004-10-12
AEM244 WONG Pui Yin 黃珮賢 RE Asset Management 2003-04-01 2004-10-12
AEM244 WONG Pui Yin 黃珮賢 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEM471 BHAGAT Chetan Prakash RE Advising on Corporate Finance 2003-04-01 2004-07-10
AEM471 BHAGAT Chetan Prakash RE Dealing in Securities 2003-04-01 2004-07-10
AEM471 BHAGAT Chetan Prakash RE Asset Management 2003-04-01 2004-07-10
AEM471 BHAGAT Chetan Prakash RE Advising on Securities 2003-04-01 2004-07-10
AEM781 CHAN Lik Shuen 陳力旋 RO Dealing in Securities 2007-11-13 2012-04-14
AEM781 CHAN Lik Shuen 陳力旋 RE Dealing in Securities 2003-04-01 2007-11-13
AEM781 CHAN Lik Shuen 陳力旋 RE Advising on Securities 2003-04-01 2004-10-14
AEM781 CHAN Lik Shuen 陳力旋 RE Asset Management 2003-04-01 2004-10-14
AEM781 CHAN Lik Shuen 陳力旋 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEM865 EL-HIMANI Samer Adnan RE Advising on Securities 2003-04-01 2004-08-30
AEM865 EL-HIMANI Samer Adnan RE Asset Management 2003-04-01 2004-08-30
AEM865 EL-HIMANI Samer Adnan RE Dealing in Securities 2003-04-01 2004-08-30
AEM865 EL-HIMANI Samer Adnan RE Advising on Corporate Finance 2003-04-01 2004-08-30
AEN030 NG Soon Wei Stephen 伍順輝 RE Dealing in Securities 2003-04-01 2009-01-22
AEN030 NG Soon Wei Stephen 伍順輝 RE Advising on Securities 2003-04-01 2004-10-12
AEN030 NG Soon Wei Stephen 伍順輝 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEN030 NG Soon Wei Stephen 伍順輝 RE Asset Management 2003-04-01 2004-10-12
AEN435 KANG Hun Sok RE Dealing in Securities 2007-02-06 2008-11-29
AEN435 KANG Hun Sok RE Dealing in Securities 2003-04-01 2007-01-13
AEN435 KANG Hun Sok RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEN435 KANG Hun Sok RE Asset Management 2003-04-01 2004-10-14
AEN435 KANG Hun Sok RE Advising on Securities 2003-04-01 2004-10-14
AEN442 GALLENO Humberto Aurelio RE Dealing in Securities 2003-04-01 2003-12-24
AEN442 GALLENO Humberto Aurelio RE Advising on Securities 2003-04-01 2003-12-24
AEN442 GALLENO Humberto Aurelio RE Advising on Corporate Finance 2003-04-01 2003-12-24
AEN442 GALLENO Humberto Aurelio RE Asset Management 2003-04-01 2003-12-24
AEN523 SHU Kenichi 朱健一 RE Dealing in Securities 2003-04-01 2007-04-17
AEN523 SHU Kenichi 朱健一 RE Asset Management 2003-04-01 2004-10-13
AEN523 SHU Kenichi 朱健一 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEN523 SHU Kenichi 朱健一 RE Advising on Securities 2003-04-01 2004-10-13
AEN866 HO Siu Yin 何小燕 RE Dealing in Securities 2003-04-01 2006-01-28
AEN866 HO Siu Yin 何小燕 RE Asset Management 2003-04-01 2004-10-14
AEN866 HO Siu Yin 何小燕 RE Advising on Securities 2003-04-01 2004-10-14
AEN866 HO Siu Yin 何小燕 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEO327 AHN Sanggyun RO Dealing in Securities 2006-05-04 2012-04-28
AEO327 AHN Sanggyun RO Advising on Securities 2008-12-01 2012-04-28
AEO327 AHN Sanggyun RE Dealing in Securities 2003-04-01 2006-05-04
AEO327 AHN Sanggyun RE Asset Management 2003-04-01 2004-10-14
AEO327 AHN Sanggyun RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEO327 AHN Sanggyun RE Advising on Securities 2003-04-01 2004-10-14
AEO545 LEE Ronald Suk Bae 李碩培 RO Asset Management 2011-08-10
AEO545 LEE Ronald Suk Bae 李碩培 RO Advising on Securities 2011-08-10
AEO545 LEE Ronald Suk Bae 李碩培 RO Dealing in Securities 2011-08-10
AEO545 LEE Ronald Suk Bae 李碩培 RO Advising on Corporate Finance 2004-10-14 2011-08-10
AEO545 LEE Ronald Suk Bae 李碩培 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEO545 LEE Ronald Suk Bae 李碩培 RE Asset Management 2003-04-01 2004-08-17
AEO545 LEE Ronald Suk Bae 李碩培 RE Advising on Securities 2003-04-01 2004-08-17
AEO545 LEE Ronald Suk Bae 李碩培 RE Dealing in Securities 2003-04-01 2004-08-17
AEO602 RICKARDS Andrew Jonathan RE Asset Management 2003-04-01 2003-09-13
AEO602 RICKARDS Andrew Jonathan RE Advising on Corporate Finance 2003-04-01 2003-09-13
AEO602 RICKARDS Andrew Jonathan RE Advising on Securities 2003-04-01 2003-09-13
AEO602 RICKARDS Andrew Jonathan RE Dealing in Securities 2003-04-01 2003-09-13
AEO691 HSIEH Joyce Tsung-Chin 謝宗芩 RE Dealing in Securities 2006-09-04
AEO694 TSUI Jenny Hoi Man 徐海文 RE Dealing in Securities 2003-04-01 2007-02-08
AEO694 TSUI Jenny Hoi Man 徐海文 RE Advising on Corporate Finance 2003-04-01 2007-02-08
AEO694 TSUI Jenny Hoi Man 徐海文 RE Asset Management 2003-04-01 2004-10-13
AEO694 TSUI Jenny Hoi Man 徐海文 RE Advising on Securities 2003-04-01 2004-10-13
AEO695 TAN Eng Guan 陳榮元 RE Dealing in Securities 2003-04-01
AEO695 TAN Eng Guan 陳榮元 RE Asset Management 2011-06-02
AEO695 TAN Eng Guan 陳榮元 RE Asset Management 2003-04-01 2004-10-13
AEO695 TAN Eng Guan 陳榮元 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEO695 TAN Eng Guan 陳榮元 RE Advising on Securities 2003-04-01 2004-10-13
AEO697 HSU Joyce I-Yin RE Dealing in Securities 2003-04-01 2006-01-21
AEO697 HSU Joyce I-Yin RE Advising on Securities 2003-04-01 2004-10-13
AEO697 HSU Joyce I-Yin RE Asset Management 2003-04-01 2004-10-13
AEO697 HSU Joyce I-Yin RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEO804 KUMAR Srihari RE Dealing in Securities 2003-04-01 2004-09-03
AEO804 KUMAR Srihari RE Advising on Securities 2003-04-01 2004-08-17
AEO804 KUMAR Srihari RE Asset Management 2003-04-01 2004-08-17
AEO804 KUMAR Srihari RE Advising on Corporate Finance 2003-04-01 2004-08-17
AEO835 KARNANI Vijay RE Dealing in Securities 2003-04-01 2009-06-26
AEO835 KARNANI Vijay RE Advising on Securities 2003-04-01 2004-10-13
AEO835 KARNANI Vijay RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEO835 KARNANI Vijay RE Asset Management 2003-04-01 2004-10-13
AEP318 LAU Chi Ping, Martin 劉熾平 RE Dealing in Securities 2003-04-01 2005-02-07
AEP318 LAU Chi Ping, Martin 劉熾平 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AEP318 LAU Chi Ping, Martin 劉熾平 RE Asset Management 2003-04-01 2004-10-12
AEP318 LAU Chi Ping, Martin 劉熾平 RE Advising on Securities 2003-04-01 2004-10-12
AEP323 HO Shirley Sui Fong 何瑞芳 RE Dealing in Securities 2003-04-01 2015-08-05
AEP323 HO Shirley Sui Fong 何瑞芳 RE Asset Management 2011-06-08 2015-08-05
AEP323 HO Shirley Sui Fong 何瑞芳 RE Asset Management 2003-04-01 2004-10-13
AEP323 HO Shirley Sui Fong 何瑞芳 RE Advising on Securities 2003-04-01 2004-10-13
AEP323 HO Shirley Sui Fong 何瑞芳 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEP420 MAYNARD Jason Edward RO Dealing in Securities 2005-07-18 2007-05-15
AEP420 MAYNARD Jason Edward RE Dealing in Securities 2003-04-01 2005-07-18
AEP420 MAYNARD Jason Edward RE Advising on Securities 2003-04-01 2004-10-12
AEP420 MAYNARD Jason Edward RE Asset Management 2003-04-01 2004-10-12
AEP420 MAYNARD Jason Edward RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEP533 CHUNG Hon Kee 鍾漢基 RE Dealing in Securities 2010-02-12 2017-07-22
AEP533 CHUNG Hon Kee 鍾漢基 RE Asset Management 2011-06-03 2017-07-22
AEP533 CHUNG Hon Kee 鍾漢基 RE Dealing in Securities 2003-04-01 2008-11-26
AEP533 CHUNG Hon Kee 鍾漢基 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEP533 CHUNG Hon Kee 鍾漢基 RE Asset Management 2003-04-01 2004-10-14
AEP533 CHUNG Hon Kee 鍾漢基 RE Advising on Securities 2003-04-01 2004-10-14
AEP568 HUANG Chao-sheng 黃晁晟 RE Dealing in Securities 2003-10-03 2008-12-11
AEP635 LEE Po Kum, Jessica 李寶琴 RE Dealing in Securities 2003-04-01 2010-09-30
AEP635 LEE Po Kum, Jessica 李寶琴 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEP635 LEE Po Kum, Jessica 李寶琴 RE Advising on Securities 2003-04-01 2004-10-12
AEP635 LEE Po Kum, Jessica 李寶琴 RE Asset Management 2003-04-01 2004-10-12
AEQ246 LEE Liang-Teh 李亮德 RE Dealing in Securities 2003-04-01 2011-06-09
AEQ246 LEE Liang-Teh 李亮德 RE Asset Management 2011-06-02 2011-06-09
AEQ246 LEE Liang-Teh 李亮德 RE Asset Management 2003-04-01 2004-10-12
AEQ246 LEE Liang-Teh 李亮德 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEQ246 LEE Liang-Teh 李亮德 RE Advising on Securities 2003-04-01 2004-10-12
AEQ247 LIU CHEN Hsiu-chuan 陳秀娟 RE Dealing in Securities 2003-04-01 2004-12-02
AEQ247 LIU CHEN Hsiu-chuan 陳秀娟 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEQ247 LIU CHEN Hsiu-chuan 陳秀娟 RE Advising on Securities 2003-04-01 2004-10-14
AEQ247 LIU CHEN Hsiu-chuan 陳秀娟 RE Asset Management 2003-04-01 2004-10-14
AEQ781 MOYER Jennifer Lynn RE Advising on Securities 2003-04-01 2003-10-07
AEQ781 MOYER Jennifer Lynn RE Dealing in Securities 2003-04-01 2003-10-07
AEQ781 MOYER Jennifer Lynn RE Advising on Corporate Finance 2003-04-01 2003-10-07
AEQ781 MOYER Jennifer Lynn RE Asset Management 2003-04-01 2003-10-07
AER806 YORK Sharon Lai RE Dealing in Securities 2003-04-01 2008-12-11
AER806 YORK Sharon Lai RE Advising on Securities 2003-04-01 2004-10-13
AER806 YORK Sharon Lai RE Advising on Corporate Finance 2003-04-01 2004-10-13
AER806 YORK Sharon Lai RE Asset Management 2003-04-01 2004-10-13
AER867 DENG Ti Shun 鄧體順 RE Dealing in Securities 2004-09-21 2011-09-24
AER867 DENG Ti Shun 鄧體順 RE Advising on Securities 2004-09-21 2011-09-24
AER988 SEIZ Andrew Victor RE Advising on Securities 2003-04-01 2004-02-25
AER988 SEIZ Andrew Victor RE Dealing in Securities 2003-04-01 2004-02-25
AER988 SEIZ Andrew Victor RE Asset Management 2003-04-01 2004-02-25
AER988 SEIZ Andrew Victor RE Advising on Corporate Finance 2003-04-01 2004-02-25
AER991 TAN Tin Hsien 陳定嫻 RE Dealing in Securities 2003-04-01
AER991 TAN Tin Hsien 陳定嫻 RE Advising on Securities 2003-04-01 2004-10-13
AER991 TAN Tin Hsien 陳定嫻 RE Asset Management 2003-04-01 2004-10-13
AER991 TAN Tin Hsien 陳定嫻 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AES314 WONG Hoi Lun 王凱倫 RE Advising on Corporate Finance 2003-04-01 2004-09-25
AES314 WONG Hoi Lun 王凱倫 RE Advising on Securities 2003-04-01 2004-09-25
AES314 WONG Hoi Lun 王凱倫 RE Dealing in Securities 2003-04-01 2004-09-25
AES314 WONG Hoi Lun 王凱倫 RE Asset Management 2003-04-01 2004-09-25
AES401 OR Frank King Hon 柯景瀚 RE Dealing in Securities 2010-05-19 2015-03-04
AES828 WEISBERG Oliver Paul RE Asset Management 2003-04-01 2004-02-11
AES828 WEISBERG Oliver Paul RE Advising on Corporate Finance 2003-04-01 2004-02-11
AES828 WEISBERG Oliver Paul RE Advising on Securities 2003-04-01 2004-02-11
AES828 WEISBERG Oliver Paul RE Dealing in Securities 2003-04-01 2004-02-11
AEU269 NG Chong Hwa 黃宗華 RE Dealing in Securities 2005-06-20 2010-04-16
AEU269 NG Chong Hwa 黃宗華 RE Advising on Corporate Finance 2009-01-20 2010-04-16
AEU422 ENTWISTLE Lorrance Brooks RE Asset Management 2003-04-01 2003-12-23
AEU422 ENTWISTLE Lorrance Brooks RE Advising on Securities 2003-04-01 2003-12-23
AEU422 ENTWISTLE Lorrance Brooks RE Advising on Corporate Finance 2003-04-01 2003-12-23
AEU422 ENTWISTLE Lorrance Brooks RE Dealing in Securities 2003-04-01 2003-12-23
AEU433 CHOU David Tse Young RO Dealing in Securities 2008-08-28
AEU433 CHOU David Tse Young RE Dealing in Securities 2005-12-15 2008-08-28
AEU433 CHOU David Tse Young RE Dealing in Securities 2003-04-01 2005-02-07
AEU433 CHOU David Tse Young RE Advising on Securities 2003-04-01 2004-10-13
AEU433 CHOU David Tse Young RE Asset Management 2003-04-01 2004-10-13
AEU433 CHOU David Tse Young RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEU736 ROTHERY Simon Anderson RE Advising on Securities 2003-04-01 2003-09-13
AEU736 ROTHERY Simon Anderson RE Advising on Corporate Finance 2003-04-01 2003-09-13
AEU736 ROTHERY Simon Anderson RE Dealing in Securities 2003-04-01 2003-09-13
AEU736 ROTHERY Simon Anderson RE Asset Management 2003-04-01 2003-09-13
AEU791 HSIEH Chris RE Advising on Corporate Finance 2013-10-30 2019-05-18
AEU791 HSIEH Chris RE Dealing in Securities 2013-10-30 2019-05-18
AEU791 HSIEH Chris RE Dealing in Securities 2006-05-02 2006-05-02
AEV420 KIM James Jung-Beck RE Dealing in Securities 2006-05-08 2008-01-08
AEV785 VIRK Kanad Singh RE Dealing in Securities 2003-05-17 2008-02-05
AEV789 WONG Yi Dung, Eden 黃以東 RE Dealing in Securities 2006-10-04 2010-10-01
AEV901 GEE Steven Yung-Kang 吉永康 RE Dealing in Securities 2003-04-01 2003-10-17
AEV901 GEE Steven Yung-Kang 吉永康 RE Advising on Securities 2003-04-01 2003-10-17
AEV901 GEE Steven Yung-Kang 吉永康 RE Advising on Corporate Finance 2003-04-01 2003-10-17
AEV901 GEE Steven Yung-Kang 吉永康 RE Asset Management 2003-04-01 2003-10-17
AEW911 YU Bella Hoi Ying 余凱凝 RE Advising on Securities 2003-04-01 2003-06-05
AEW911 YU Bella Hoi Ying 余凱凝 RE Dealing in Securities 2003-04-01 2003-06-05
AEW911 YU Bella Hoi Ying 余凱凝 RE Asset Management 2003-04-01 2003-06-05
AEW911 YU Bella Hoi Ying 余凱凝 RE Advising on Corporate Finance 2003-04-01 2003-06-05
AEX223 YU Fa 俞化 RE Dealing in Securities 2003-04-01 2006-03-03
AEX223 YU Fa 俞化 RE Asset Management 2003-04-01 2004-10-13
AEX223 YU Fa 俞化 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEX223 YU Fa 俞化 RE Advising on Securities 2003-04-01 2004-10-13
AEX229 KOSIK Seth Mitchell RE Advising on Corporate Finance 2003-04-01 2003-10-29
AEX229 KOSIK Seth Mitchell RE Advising on Securities 2003-04-01 2003-10-29
AEX229 KOSIK Seth Mitchell RE Asset Management 2003-04-01 2003-10-29
AEX229 KOSIK Seth Mitchell RE Dealing in Securities 2003-04-01 2003-10-29
AEX596 HUI Chi Hoi 許知海 RE Dealing in Securities 2003-04-01 2003-10-17
AEX596 HUI Chi Hoi 許知海 RE Asset Management 2003-04-01 2003-10-17
AEX596 HUI Chi Hoi 許知海 RE Advising on Securities 2003-04-01 2003-10-17
AEX596 HUI Chi Hoi 許知海 RE Advising on Corporate Finance 2003-04-01 2003-10-17
AEX704 HITSCH Rudolf 吳林峰 RE Dealing in Securities 2003-04-01 2010-02-27
AEX704 HITSCH Rudolf 吳林峰 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEX704 HITSCH Rudolf 吳林峰 RE Advising on Securities 2003-04-01 2004-10-13
AEX704 HITSCH Rudolf 吳林峰 RE Asset Management 2003-04-01 2004-10-13
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Advising on Securities 2003-04-01 2004-09-25
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Advising on Corporate Finance 2003-04-01 2004-09-25
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Asset Management 2003-04-01 2004-09-25
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Dealing in Securities 2003-04-01 2004-09-25
AEY153 WARD Peadar RE Dealing in Securities 2007-09-06 2013-03-29
AEY167 KWAN Kam Wai 關錦慧 RE Dealing in Securities 2012-07-16 2013-04-15
AEY167 KWAN Kam Wai 關錦慧 RE Dealing in Securities 2003-04-01 2010-09-30
AEY167 KWAN Kam Wai 關錦慧 RE Asset Management 2003-04-01 2004-10-13
AEY167 KWAN Kam Wai 關錦慧 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEY167 KWAN Kam Wai 關錦慧 RE Advising on Securities 2003-04-01 2004-10-13
AEY595 CHAN Chui Wa, Eva 陳翠華 RE Dealing in Securities 2006-06-12 2009-12-17
AEY746 THIO Siew Hua RE Asset Management 2005-09-30 2007-11-03
AEY746 THIO Siew Hua RE Dealing in Securities 2005-09-30 2007-11-03
AEY746 THIO Siew Hua RO Dealing in Securities 2005-04-04 2005-09-30
AEY746 THIO Siew Hua RO Asset Management 2005-04-04 2005-09-30
AEY746 THIO Siew Hua RE Asset Management 2003-04-01 2005-04-04
AEY746 THIO Siew Hua RE Dealing in Securities 2003-04-01 2005-04-04
AEY746 THIO Siew Hua RE Advising on Securities 2003-04-01 2004-10-13
AEY746 THIO Siew Hua RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEZ131 WU Nancy Bing Yun 吳冰韞 RE Dealing in Securities 2003-04-01 2005-01-14
AEZ131 WU Nancy Bing Yun 吳冰韞 RE Asset Management 2003-04-01 2004-10-12
AEZ131 WU Nancy Bing Yun 吳冰韞 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEZ131 WU Nancy Bing Yun 吳冰韞 RE Advising on Securities 2003-04-01 2004-10-12
AEZ761 IM Carl Jung Choon RE Dealing in Securities 2003-04-01 2006-04-08
AEZ761 IM Carl Jung Choon RE Advising on Securities 2003-04-01 2004-10-13
AEZ761 IM Carl Jung Choon RE Asset Management 2003-04-01 2004-10-13
AEZ761 IM Carl Jung Choon RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEZ762 WANG Bing 王竝 RE Advising on Securities 2003-04-01 2004-03-24
AEZ762 WANG Bing 王竝 RE Asset Management 2003-04-01 2004-03-24
AEZ762 WANG Bing 王竝 RE Advising on Corporate Finance 2003-04-01 2004-03-24
AEZ762 WANG Bing 王竝 RE Dealing in Securities 2003-04-01 2004-03-24
AFA132 DOHERTY Manning Lea RE Dealing in Securities 2003-04-01 2006-07-15
AFA132 DOHERTY Manning Lea RE Advising on Securities 2003-04-01 2006-07-15
AFA132 DOHERTY Manning Lea RE Asset Management 2003-04-01 2004-10-13
AFA132 DOHERTY Manning Lea RE Advising on Corporate Finance 2003-04-01 2004-10-13
AFA353 LAU Ming Leung, Rita 劉銘良 RE Dealing in Securities 2003-04-01
AFA353 LAU Ming Leung, Rita 劉銘良 RE Asset Management 2003-04-01 2004-10-12
AFA353 LAU Ming Leung, Rita 劉銘良 RE Advising on Securities 2003-04-01 2004-10-12
AFA353 LAU Ming Leung, Rita 劉銘良 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Dealing in Securities 2003-04-01 2007-12-19
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Advising on Securities 2003-04-01 2004-10-13
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Asset Management 2003-04-01 2004-10-13
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Dealing in Securities 2017-11-24
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Dealing in Securities 2003-04-01 2015-05-23
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Asset Management 2003-04-01 2004-10-12
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Advising on Securities 2003-04-01 2004-10-12
AFB019 TEO Thye Peng, Bernard 張泰平 RO Advising on Corporate Finance 2011-07-29 2016-03-02
AFB019 TEO Thye Peng, Bernard 張泰平 RO Dealing in Securities 2011-07-29 2016-03-02
AFB019 TEO Thye Peng, Bernard 張泰平 RE Advising on Corporate Finance 2010-07-13 2011-07-29
AFB019 TEO Thye Peng, Bernard 張泰平 RE Dealing in Securities 2010-07-13 2011-07-29
AFB019 TEO Thye Peng, Bernard 張泰平 RE Dealing in Securities 2004-07-26 2007-02-28
AFB019 TEO Thye Peng, Bernard 張泰平 RE Advising on Corporate Finance 2004-07-26 2007-02-28
AFB021 MOORE John Douglas RE Advising on Corporate Finance 2003-04-01 2005-06-13
AFB021 MOORE John Douglas RE Dealing in Securities 2003-04-01 2005-06-13
AFB021 MOORE John Douglas RE Asset Management 2003-04-01 2004-10-12
AFB021 MOORE John Douglas RE Advising on Securities 2003-04-01 2004-10-12
AFB126 SMITH Ian Grattan RO Dealing in Securities 2007-02-08 2014-02-15
AFB126 SMITH Ian Grattan RE Dealing in Securities 2003-04-01 2007-02-08
AFB126 SMITH Ian Grattan RE Asset Management 2003-04-01 2004-04-17
AFB126 SMITH Ian Grattan RE Advising on Corporate Finance 2003-04-01 2004-04-17
AFB126 SMITH Ian Grattan RE Advising on Securities 2003-04-01 2004-04-17
AFB309 CHUANG George Jian 莊建 RE Advising on Corporate Finance 2003-04-01 2005-05-03
AFB309 CHUANG George Jian 莊建 RE Dealing in Securities 2003-04-01 2005-05-03
AFB309 CHUANG George Jian 莊建 RE Advising on Securities 2003-04-01 2004-10-14
AFB309 CHUANG George Jian 莊建 RE Asset Management 2003-04-01 2004-10-14
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Advising on Corporate Finance 2003-04-01 2003-06-06
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Advising on Securities 2003-04-01 2003-06-06
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Asset Management 2003-04-01 2003-06-06
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Dealing in Securities 2003-04-01 2003-06-06
AFB850 XIONG Xiong 熊熊 RE Asset Management 2003-04-01 2007-03-10
AFB850 XIONG Xiong 熊熊 RE Dealing in Securities 2003-04-01 2007-03-10
AFB850 XIONG Xiong 熊熊 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFB850 XIONG Xiong 熊熊 RE Advising on Securities 2003-04-01 2004-10-12
AFB852 LEE Chi On, Dennis 李志安 RE Dealing in Securities 2008-11-21 2009-10-14
AFC241 WU Ming 胡茗 RE Dealing in Securities 2003-04-01 2005-05-03
AFC241 WU Ming 胡茗 RE Advising on Corporate Finance 2003-04-01 2005-05-03
AFC241 WU Ming 胡茗 RE Asset Management 2003-04-01 2004-10-12
AFC241 WU Ming 胡茗 RE Advising on Securities 2003-04-01 2004-10-12
AFC509 FERGUS Jeffrey D RE Dealing in Securities 2003-04-01 2003-05-02
AFC509 FERGUS Jeffrey D RE Asset Management 2003-04-01 2003-05-02
AFC509 FERGUS Jeffrey D RE Advising on Securities 2003-04-01 2003-05-02
AFC509 FERGUS Jeffrey D RE Advising on Corporate Finance 2003-04-01 2003-05-02
AFC748 RASMUSSEN Erika Mae RE Dealing in Securities 2004-07-21
AFC748 RASMUSSEN Erika Mae RE Asset Management 2019-04-29
AFC748 RASMUSSEN Erika Mae RE Advising on Securities 2003-04-01 2003-08-15
AFC748 RASMUSSEN Erika Mae RE Dealing in Securities 2003-04-01 2003-08-15
AFC748 RASMUSSEN Erika Mae RE Advising on Corporate Finance 2003-04-01 2003-08-15
AFC748 RASMUSSEN Erika Mae RE Asset Management 2003-04-01 2003-08-15
AFD204 YU Ching, Sharon 余菁 RE Dealing in Securities 2005-09-22 2011-10-15
AFD204 YU Ching, Sharon 余菁 RE Asset Management 2011-06-28 2011-10-15
AFD437 YAO Nancy RE Dealing in Securities 2003-04-01 2005-05-05
AFD437 YAO Nancy RE Advising on Securities 2003-04-01 2004-10-12
AFD437 YAO Nancy RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFD437 YAO Nancy RE Asset Management 2003-04-01 2004-10-12
AFD833 MIHALCA Matei Petru 馬德義 RE Dealing in Securities 2008-07-21 2015-07-25
AFD872 CHEONG Hong Lum, Julian RE Dealing in Securities 2003-04-01 2008-05-20
AFD872 CHEONG Hong Lum, Julian RE Advising on Corporate Finance 2003-04-01 2008-05-20
AFD872 CHEONG Hong Lum, Julian RE Asset Management 2003-04-01 2004-10-14
AFD872 CHEONG Hong Lum, Julian RE Advising on Securities 2003-04-01 2004-10-14
AFE016 WANG Yunn Ting, Elaine 王韻婷 RE Dealing in Securities 2004-08-02 2013-12-21
AFE091 CORMACK Richard Nicholas Thomas RE Dealing in Securities 2003-04-01 2010-09-08
AFE091 CORMACK Richard Nicholas Thomas RE Asset Management 2003-04-01 2004-10-13
AFE091 CORMACK Richard Nicholas Thomas RE Advising on Corporate Finance 2003-04-01 2004-10-13
AFE091 CORMACK Richard Nicholas Thomas RE Advising on Securities 2003-04-01 2004-10-13

Talk to us if you’re interested in using our tools to make informed decisions:

Send us a message to [email protected], or use the form below: