SFC licences data

The latest licences from Hong Kong's Securities and Futures Commission

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name_english name_chinese ceref princeref prin_name_english prin_name_chinese lcrole acttype act_english act_chinese effdate enddate
JIN Liwen 金莉文 ARK556 AFO909 Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
JIN Liwen 金莉文 ARK556 AFO909 Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 Advising on Securities 就證券提供意見 2024-12-20T00:00:00
WONG Muk Chuen ASP508 AFO909 Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
WONG Muk Chuen ASP508 AFO909 Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 Advising on Securities 就證券提供意見 2024-12-20T00:00:00
ZHANG Yan 張艷 BVQ859 AFO909 Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
ZHANG JIANING 張佳寧 BVK913 BRB143 Mingshi Investment Management Limited RE 9 Asset Management 提供資產管理 2024-12-20T00:00:00
WU Wanhua 吳婉樺 BVL482 AEN894 China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
WU Wanhua 吳婉樺 BVL482 AEN894 China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 Advising on Securities 就證券提供意見 2024-12-20T00:00:00
LI Chen 李辰 BVO577 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
LI Chen 李辰 BVO577 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 Advising on Securities 就證券提供意見 2024-12-20T00:00:00
WANG Jianlong 王建龙 BVO589 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
ZHANG JIANING 張佳寧 BVK913 BRB143 Mingshi Investment Management Limited RE 4 Advising on Securities 就證券提供意見 2024-12-20T00:00:00
WANG Yuanyuan 王元园 BVO617 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
WANG Yuanyuan 王元园 BVO617 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 6 Advising on Corporate Finance 就機構融資提供意見 2024-12-20T00:00:00
SUN Yilin 孙一琳 BVO838 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
SUN Yilin 孙一琳 BVO838 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 6 Advising on Corporate Finance 就機構融資提供意見 2024-12-20T00:00:00
ZHANG Xinyue 张馨月 BVO842 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
ZHANG Xinyue 张馨月 BVO842 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 6 Advising on Corporate Finance 就機構融資提供意見 2024-12-20T00:00:00
WANG Xingdi 王星迪 BVP676 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
WANG Xingdi 王星迪 BVP676 AXM459 China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 Advising on Securities 就證券提供意見 2024-12-20T00:00:00
XIA Yidi 夏一荻 BVP897 BUG658 DRW (Hong Kong) Limited RE 2 Dealing in Futures Contracts 期貨合約交易 2024-12-20T00:00:00
LIU Xiaoxu 劉曉旭 BVQ673 AEN894 China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
LIU Xiaoxu 劉曉旭 BVQ673 AEN894 China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 Advising on Corporate Finance 就機構融資提供意見 2024-12-20T00:00:00
CHEN Yingqi 陈颖琦 BVQ750 AAB026 J.P. Morgan Securities (Far East) Limited RE 1 Dealing in Securities 證券交易 2024-12-20T00:00:00
CHEN Yingqi 陈颖琦 BVQ750 AAB026 J.P. Morgan Securities (Far East) Limited RE 4 Advising on Securities 就證券提供意見 2024-12-20T00:00:00

Number of rows in the full dataset: 541,478