SFC licences data

The latest licences from Hong Kong's Securities and Futures Commission

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name_english name_chinese ceref princeref prin_name_english prin_name_chinese lcrole acttype act_english act_chinese effdate enddate
FOO Chi Ming 傅志明 ACE455 AAC662 Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 Asset Management 提供資產管理 2024-04-26T00:00:00
FOO Chi Ming 傅志明 ACE455 AAC662 Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 Advising on Securities 就證券提供意見 2024-04-26T00:00:00
FOO Chi Ming 傅志明 ACE455 AAC662 Quam Asset Management Limited 華富建業資產管理有限公司 RE 1 Dealing in Securities 證券交易 2024-04-26T00:00:00
ENG Tik San 伍滌燊 ADH644 BJP857 Excelerate Fund Management Limited 卓思基金管理有限公司 RE 9 Asset Management 提供資產管理 2024-04-26T00:00:00
CHEUNG Kam Fong 張錦方 ADY085 BQN847 Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 RO 9 Asset Management 提供資產管理 2024-04-25T00:00:00
CHEUNG Kam Fong 張錦方 ADY085 BQN847 Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 RO 4 Advising on Securities 就證券提供意見 2024-04-25T00:00:00
TAM Shun Kin 譚信堅 AFQ640 AEL202 Cinda International Securities Limited 信達國際證券有限公司 RE 1 Dealing in Securities 證券交易 2024-04-25T00:00:00
WONG Ding Pong, Allan 黃定邦 AAA747 AAI619 South China Research Limited 南華資料研究有限公司 RO 4 Advising on Securities 就證券提供意見 2024-04-24T00:00:00
WONG Chung Mun 黃仲文 AAA153 AVG428 CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 Dealing in Futures Contracts 期貨合約交易 2024-04-24T00:00:00
WONG Chung Mun 黃仲文 AAA153 APU820 CMBC Securities Company Limited 民銀證券有限公司 RO 4 Advising on Securities 就證券提供意見 2024-04-24T00:00:00
WONG Chung Mun 黃仲文 AAA153 APU820 CMBC Securities Company Limited 民銀證券有限公司 RO 1 Dealing in Securities 證券交易 2024-04-24T00:00:00
YING Cheung Wong 邢長旺 AEA475 BRG131 Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 4 Advising on Securities 就證券提供意見 2024-04-24T00:00:00
YING Cheung Wong 邢長旺 AEA475 BRG131 Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-04-24T00:00:00
TANG Su See 陳淑茜 AFU064 ACC536 Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 Advising on Securities 就證券提供意見 2024-04-24T00:00:00
TANG Su See 陳淑茜 AFU064 ACC536 Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 Dealing in Securities 證券交易 2024-04-24T00:00:00
CHAN Kwok Hay 陳國禧 ACA610 AEO166 Vantum Futures Limited 雋一期貨有限公司 RO 2 Dealing in Futures Contracts 期貨合約交易 2024-04-23T00:00:00
GOH Kian Liem, Joel 吳鍵林 ADI940 BIH342 MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) RE 9 Asset Management 提供資產管理 2024-04-23T00:00:00
GOH Kian Liem, Joel 吳鍵林 ADI940 BAR474 MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 4 Advising on Securities 就證券提供意見 2024-04-23T00:00:00
CHOW Sai Keung 周世鏹 AFD464 AAC298 BOCI Securities Limited 中銀國際證券有限公司 RO 4 Advising on Securities 就證券提供意見 2024-04-23T00:00:00
CHOW Sai Keung 周世鏹 AFD464 AAC298 BOCI Securities Limited 中銀國際證券有限公司 RO 1 Dealing in Securities 證券交易 2024-04-23T00:00:00

Number of rows in the full dataset: 523,989