SFC licences data

The latest licences from Hong Kong's Securities and Futures Commission

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name_english name_chinese ceref princeref prin_name_english prin_name_chinese lcrole acttype act_english act_chinese effdate enddate
KUMAR Nilesh BVN818 AJB478 Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
PAN Feng 潘鋒 BVM526 AOD938 Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
PAN Feng 潘鋒 BVM526 AOD938 Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 9 Asset Management 提供資產管理 2024-11-20T00:00:00
CHIANG ADRIAN 姜智培 BVM749 APG235 Redwood Peak Limited RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
CHIANG ADRIAN 姜智培 BVM749 APG235 Redwood Peak Limited RE 9 Asset Management 提供資產管理 2024-11-20T00:00:00
CHOI Yong Hwan BVL828 BUM765 H.I.G. Capital Hong Kong, Limited RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
CHEN Cheng 陳程 BVM906 BMO727 Aden Financial Group Limited 亞丁金融集團有限公司 RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
CHEN Cheng 陳程 BVM906 BMO727 Aden Financial Group Limited 亞丁金融集團有限公司 RE 7 Providing Automated Trading Services 提供自動化交易服務 2024-11-20T00:00:00
CHEN Cheng 陳程 BVM906 BMO727 Aden Financial Group Limited 亞丁金融集團有限公司 RE 9 Asset Management 提供資產管理 2024-11-20T00:00:00
CASEY Shaun Dominic BVN049 AQI762 BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
CASEY Shaun Dominic BVN049 AQI762 BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
ZHAO Xiqian 赵西茜 BVN056 BRZ740 WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
ZHAO Xiqian 赵西茜 BVN056 BRZ740 WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
ZHAO Xiqian 赵西茜 BVN056 BRZ740 WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 RE 9 Asset Management 提供資產管理 2024-11-20T00:00:00
TAM Yam Ming 譚鑫明 BVN104 BSJ229 WRise Prestige Securities Limited 昇世匯盈證券有限公司 RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
TAM Yam Ming 譚鑫明 BVN104 BSJ232 WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
KUMAR Nilesh BVN818 AJB478 Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
LIN Yuhan 林禹含 BVQ529 AYC880 Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
FANG Yiping 房宜萍 BVO096 AFO909 Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
FANG Yiping 房宜萍 BVO096 AFO909 Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
IEONG Annie 楊安妮 BVO537 AAE879 CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
IEONG Annie 楊安妮 BVO537 AAE879 CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
DE BOCK Reinout Helena H. BVQ409 AAV882 UBS Securities Asia Limited RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00
CHEN Cheng 陳程 BVM906 BMO727 Aden Financial Group Limited 亞丁金融集團有限公司 RE 1 Dealing in Securities 證券交易 2024-11-20T00:00:00
LIN Yuhan 林禹含 BVQ529 AYC880 Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 RE 4 Advising on Securities 就證券提供意見 2024-11-20T00:00:00

Number of rows in the full dataset: 539,388