Any questions?
Get in touch!| princeref | princeenglish | princechinese | is_ri | is_corp | emails | websites | addresses_other | disactions | addressenglish | addresschinese | complaints_tel | complaints_fax | complaints_email | mineffdate | maxeffdate | minenddate | maxenddate |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AAA137 | Citigroup Global Markets Asia Limited | 花旗環球金融亞洲有限公司 | false | true | ["{\"email\":\"wanda.yau@citi.com\"}"] | ["{\"website\":\"www.citigroup.com\"}"] | ["{\"fullAddress\":\"Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong... | ["{\"actnDate\":\"Jan 28, 2022 12:00:00... | 50/F Champion Tower, Three Garden Road, Central, Hong Kong | 香港中環花園道三號冠君大廈五十樓 | 25012614 | 39611168 | joanna.fung@citi.com | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-04-08 00:00:00 | 2024-12-20 00:00:00 |
| AAB026 | J.P. Morgan Securities (Far East) Limited | false | true | ["{\"email\":\"hk.compliance@jpmorgan.com\"}"] | ["{\"website\":\"jpmorgan.com\"}"] | ["{\"fullAddress\":\"23-29/F Chater House, 8 Connaught Road Central, Hong... | [] | 23-29/F Chater House, 8 Connaught Road Central, Hong Kong | 香港中環干諾道中8號遮打大廈 23-29樓 | 28001717 | 28369733 | hk.complaint.officer@jpmorgan.com | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-05-27 00:00:00 | 2024-12-11 00:00:00 | |
| AAD291 | Morgan Stanley Asia Limited | 摩根士丹利亞洲有限公司 | false | true | ["{\"email\":\"hklicense@morganstanley.com\"}"] | ["{\"website\":\"www.morganstanley.com\"}"] | ["{\"fullAddress\":\"26/F Global Gateway, 168 Yeung Uk Road & 98 Wang Lung Street, Tsuen Wan... | [] | 30-32, 35-42 & 45-47 Floor Part of Floor 3, 8-9, International Commerce Centre, 1 Austin Road... | 香港九龍柯士甸道西1號 環球貿易廣場3,8-9, 30-32,35-42,45-47樓 | 3963-1520 | 3407-9147 | Espen.Marthinussen@morganstanley.com | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-04-05 00:00:00 | 2024-12-20 00:00:00 |
| AAF557 | Celestial Commodities Limited | 時富商品有限公司 | false | true | ["{\"email\":\"hotline@cashon-line.com\"}"] | ["{\"website\":\"www.cfsg.com.hk\"}"] | ["{\"fullAddress\":\"22/F Manhattan Place, 23 Wang Tai Road, Kowloon Bay, Kowloon, Hong... | [] | 22/F Manhattan Place, 23 Wang Tai Road, Kowloon Bay, Kowloon, Hong Kong | 香港九龍九龍灣宏泰道23號Manhattan Place 22樓 | 22878953 | christy.tsang@cash.com.hk | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-04-08 00:00:00 | 2024-12-11 00:00:00 | |
| AAF669 | BNP Paribas Securities (Asia) Limited | 法國巴黎證券(亞洲)有限公司 | false | true | ["{\"email\":\"hk.pe@asia.bnpparibas.com\"}"] | ["null"] | ["{\"fullAddress\":\"22/F PCCW Tower, Taikoo Place, 979 King's Road, Quarry Bay, Hong... | [] | 60/F. and 63/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8號國際金融中心2期60樓及63 樓 | 31973099 | 28450206 | dl.complaint-officer-sec-asia@asia.bnpparibas.com | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-04-02 00:00:00 | 2024-12-08 00:00:00 |
| AAF742 | Nomura International (Hong Kong) Limited | 野村國際(香港)有限公司 | false | true | ["{\"email\":\"compliance-licensing-hkg@nomura.com\"}"] | ["{\"website\":\"www.nomura.com\"}"] | ["{\"fullAddress\":\"7/F & 13/F, Manhattan Centre, 8 Kwai Cheong Road, Kwai Chung, NT, Hong... | [] | 30/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8號國際金融中心2期30樓 | 22522262 | 23725977 | Compliance-Regulatory-HKG@nomura.com | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-04-05 00:00:00 | 2024-12-10 00:00:00 |
| AAI195 | Sinolink Securities (Hong Kong) Company Limited | 國金證券(香港)有限公司 | false | true | ["{\"email\":\"compliancehk@hksinolink.com.hk\"}"] | ["{\"website\":\"www.hksinolink.com.hk\"}"] | ["{\"fullAddress\":\"Unit 3501-08, 35/F, Cosco Tower, 183 Queen's Road Central, Sheung Wan, Hong... | [] | Unit 3501-08, 35/F, Cosco Tower, 183 Queen's Road Central, Sheung Wan, Hong Kong | 香港上環皇后大道中183號中遠大廈35樓3501-08 室 | 35236182 | 21856100 | josephchit@hksinolink.com.hk | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-08-14 00:00:00 | 2024-12-16 00:00:00 |
| ACV085 | Huarong International Securities Limited | 華融國際證券有限公司 | false | true | ["{\"email\":\"compliance@hrif.com.hk\"}"] | ["{\"website\":\"www.hrif.com.hk\"}"] | ["{\"fullAddress\":\"15/F, East Wing, China Huarong Tower, 60 Gloucester Road, Wanchai, Hong... | [] | 15/F, East Wing, China Huarong Tower, 60 Gloucester Road, Wanchai, Hong Kong | 香港灣仔告士打道60號中國華融大廈15樓東翼 | 39653985 | compliance@hrif.com.hk | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-05-08 00:00:00 | 2024-12-20 00:00:00 | |
| AEJ382 | SinoPac Asset Management (Asia) Limited | 永豐金資產管理(亞洲)有限公司 | false | true | ["{\"email\":\"compliance.am@sinopac.com\"}"] | ["{\"website\":\"https://www.sinopacam.com/zh/\"}"] | ["{\"fullAddress\":\"Room 601 6th Floor Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong... | [] | Room 601 6th Floor Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong | 香港銅鑼灣新寧道1號利園三期6樓601室 | 25868902 | compliance.am@sinopac.com | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-09-08 00:00:00 | 2024-12-20 00:00:00 | |
| AEN894 | China International Capital Corporation Hong Kong Securities Limited | 中國國際金融香港證券有限公司 | false | true | ["{\"email\":\"info@cicc.com.cn\"}"] | ["{\"website\":\"www.cicc.com.cn\"}"] | ["{\"fullAddress\":\"29/F One International Finance Centre, 1 Harbour View Street, Central, Hong... | [] | 29/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | 香港中環港景街1號國際金融中心一期29樓 | 22663940 | 28722110 | compliant _hk@cicc.com.cn | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-06-10 00:00:00 | 2024-12-23 00:00:00 |
| AFO909 | Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) | 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | false | true | ["{\"email\":\"compliance.hk@eastspring.com\"}"] | ["{\"website\":\"www.eastspring.com.hk\"}"] | ["{\"fullAddress\":\"13/F One International Finance Centre, 1 Harbour View Street, Central, Hong... | [] | 13/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | 香港中環港景街1號國際金融中心一期13樓 | 29182685 | 28683137 | janet.cheung@eastspring.com | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2004-11-22 00:00:00 | 2024-12-18 00:00:00 |
| AFQ784 | OnePlatform Asset Management Limited | 環一資產管理有限公司 | false | true | ["{\"email\":\"lcd_info@agba.com\"}"] | ["{\"website\":\"www.agba.com\"}"] | ["{\"fullAddress\":\"AGBA Tower, 68 Johnston Road, Wan Chai, Hong... | ["{\"actnDate\":\"May 19, 2020 12:00:00 AM\",\"codeDesc\":\"Public... | AGBA Tower, 68 Johnston Road, Wan Chai, Hong Kong | AGBA Tower, 68 Johnston Road, Wan Chai, Hong Kong | 36013851 | sfc.complaint.officer@agba.com | 2003-04-01T00:00:00 | 2024-12-20T00:00:00 | 2003-05-12 00:00:00 | 2024-12-10 00:00:00 | |
| AWC132 | Huarong International Asset Management Limited | 華融國際資產管理有限公司 | false | true | ["{\"email\":\"compliance@hrif.com.hk\"}"] | ["{\"website\":\"www.hrif.com.hk\"}"] | ["{\"fullAddress\":\"15/F, East Wing, China Huarong Tower, 60 Gloucester Road, Wanchai, Hong... | [] | 15/F, East Wing, China Huarong Tower, 60 Gloucester Road, Wanchai, Hong Kong | 香港灣仔告士打道60號中國華融大廈15樓東翼 | 39653985 | compliance@hrif.com.hk | 2011-03-14T00:00:00 | 2024-12-20T00:00:00 | 2012-07-06 00:00:00 | 2024-12-20 00:00:00 | |
| AXM459 | China Galaxy International Securities (Hong Kong) Co., Limited | 中國銀河國際證券(香港)有限公司 | false | true | ["{\"email\":\"enquiry@chinastock.com.hk\"}"] | ["{\"website\":\"www.chinastock.com.hk\"}"] | ["{\"fullAddress\":\"8/F, May May Building, 683-685 Nathan Road, Mongkok, Kowloon, Hong... | [] | 20/F Wing On Centre, 111 Connaught Road Central, Hong Kong | 香港干諾道中111號永安中心20樓 | 36986888 | complaints@chinastock.com.hk | 2011-09-12T00:00:00 | 2024-12-20T00:00:00 | 2011-11-04 00:00:00 | 2024-12-07 00:00:00 | |
| AZT137 | Futu Securities International (Hong Kong) Limited | 富途證券國際(香港)有限公司 | false | true | ["{\"email\":\"cs@futuhk.com\"}"] | ["{\"website\":\"www.futuhk.com\"}"] | ["{\"fullAddress\":\"5/F, Bangkok Bank Building, No.18 Bonham Strand West, Sheung Wan, Hong... | [] | 34/F, United Centre, No. 95 Queensway, Admiralty, Hong Kong | 34/F, United Centre, No. 95 Queensway, Admiralty, Hong Kong | 23018999 | 25236588 | complaint_gc@futuhk.com | 2012-10-04T00:00:00 | 2024-12-20T00:00:00 | 2012-11-30 00:00:00 | 2024-11-29 00:00:00 |
| BAI291 | Zhongtai International Futures Limited | 中泰國際期貨有限公司 | false | true | ["{\"email\":\"compliance@ztsc.com.hk\"}"] | ["{\"website\":\"www.ztsc.com.hk\"}"] | ["{\"fullAddress\":\"7th Floor, Li Po Chun Chambers, 189 Des Voeux Road Central, Hong... | [] | 19/F Li Po Chun Chambers, 189 Des Voeux Road Central, Central, Hong Kong | 香港中環德輔道中189號李寶椿大廈19樓 | 39792887 | 39792804 | compliance@ztsc.com.hk | 2012-12-07T00:00:00 | 2024-12-20T00:00:00 | 2013-03-18 00:00:00 | 2024-10-01 00:00:00 |
| BBM841 | Zynergy Asset Management Limited | 晟智資產管理有限公司 | false | true | ["{\"email\":\"cs@rencent.hk\"}"] | ["null"] | ["{\"fullAddress\":\"Room 3806, Tower 6, The Gateway, 9 Canton Road, Tsim Sha Tsui, Kowloon,... | [] | Room 3806, Tower 6, The Gateway, 9 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong | 香港九龍尖沙咀廣東道9號港威大廈6座38樓06室 | 39559759 | 37052633 | david.lam@rencent.hk | 2013-10-10T00:00:00 | 2024-12-20T00:00:00 | 2015-06-12 00:00:00 | 2024-07-31 00:00:00 |
| BGR298 | Privium Fund Management (HK) Limited | false | true | ["{\"email\":\"complianceHK@priviumfund.com\"}"] | ["{\"website\":\"www.priviumfund.com\"}"] | ["{\"fullAddress\":\"20F Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan, Hong... | [] | Suite 2606, 26th Floor, Prosperity Tower, Central, Hong Kong | Suite 2606, 26th Floor, Prosperity Tower, Central, Hong Kong | 25846295 | 25846295 | hterrebrood@priviumfund.com | 2016-05-24T00:00:00 | 2024-12-20T00:00:00 | 2016-05-31 00:00:00 | 2024-12-03 00:00:00 | |
| BIZ361 | Meyer Capital Group Limited | 永堅資本集團有限公司 | false | true | ["{\"email\":\"meyercapitalhk@gmail.com\"}"] | ["null"] | ["{\"fullAddress\":\"Room B66, Unit A 29/F, United Centre, 95 Queensway, Admiralty, Hong Kong,... | [] | Room B66, Unit A 29/F, United Centre, 95 Queensway, Admiralty, Hong Kong, Hong Kong | Room B66, Unit A 29/F, United Centre, 95 Queensway, Admiralty, Hong Kong, Hong Kong | 37069578 | meyercapitalhk@gmail.com | 2017-07-20T00:00:00 | 2024-12-20T00:00:00 | 2019-02-28 00:00:00 | 2024-10-03 00:00:00 | |
| BKJ214 | KGI Asia Limited | 凱基證券亞洲有限公司 | false | true | ["{\"email\":\"compliance.hkg@kgi.com\"}"] | ["{\"website\":\"www.kgi.com.hk\"}"] | ["{\"fullAddress\":\"41/F Central Plaza, 18 Harbour Road, Wanchai, Hong... | [] | 41/F Central Plaza, 18 Harbour Road, Wanchai, Hong Kong | 香港灣仔港灣道18號中環廣場41樓 | 28786888 | 28786874 | compliance.hkg@kgi.com | 2017-10-03T00:00:00 | 2024-12-20T00:00:00 | 2017-10-28 00:00:00 | 2024-12-14 00:00:00 |
| BJV683 | Credit Frontier Hong Kong Limited | false | true | ["{\"email\":\"info@credit-frontier.com.hk\"}"] | ["null"] | ["{\"fullAddress\":\"05-161, 5/F, The Quayside, 77 Hoi Bun Road, Kwun Tong, Kowloon, Hong... | [] | 05-161, 5/F, The Quayside, 77 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong | 05-161, 5/F, The Quayside, 77 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong | 36521761 | z@credit-frontier.com | 2017-10-19T00:00:00 | 2024-12-20T00:00:00 | 2021-11-25 00:00:00 | 2024-09-30 00:00:00 | ||
| BJQ844 | Goldlark (Hong Kong) Asset Management Company Limited | 金百臨(香港)資產管理有限公司 | false | true | ["{\"email\":\"cs@jsjbl.com\"}"] | ["null"] | ["{\"fullAddress\":\"Unit 2303, 23/F, FWD Financial Centre, 308 Des Voeux Road Central, Sheung... | [] | Unit 2303, 23/F, FWD Financial Centre, 308 Des Voeux Road Central, Sheung Wan, Hong Kong | 香港上環德輔道中308號富衛金融中心23樓2303室 | 37054969 | - | wanglin@jsjbl.com | 2017-12-28T00:00:00 | 2024-12-20T00:00:00 | 2018-07-17 00:00:00 | 2021-12-31 00:00:00 |
| BJQ859 | Flow Traders Hong Kong Limited | false | true | ["{\"email\":\"compliance.apac@apac.flowtraders.com\"}"] | ["{\"website\":\"www.flowtraders.com\"}"] | ["{\"fullAddress\":\"Room 2803, Hysan Place, 500 Hennessy Road, Causeway Bay, Hong... | [] | Room 2803, Hysan Place, 500 Hennessy Road, Causeway Bay, Hong Kong | 香港銅鑼灣希慎廣場軒尼詩道500號2803號舖 | 25933000 | 25960828 | compliance.apac@apac.flowtraders.com | 2018-01-05T00:00:00 | 2024-12-20T00:00:00 | 2018-01-31 00:00:00 | 2024-12-06 00:00:00 | |
| BLI059 | Hong Kong Huijin Securities Limited | 香港匯金證券有限公司 | false | true | ["{\"email\":\"info.capitalbase@gmail.com\"}"] | ["null"] | ["{\"fullAddress\":\"Flat 8, Floor 11,, Lippo Centre Tower 2, 89 Queensway,, Admiralty, Hong... | [] | Flat 8, Floor 11,, Lippo Centre Tower 2, 89 Queensway,, Admiralty, Hong Kong | 香港金鐘金鐘道89號力寶中心2座 1108室 | 35945275 | kevinleung@capitalbase.com.hk | 2018-05-23T00:00:00 | 2024-12-20T00:00:00 | 2018-11-06 00:00:00 | 2024-10-31 00:00:00 | |
| BMW179 | LUPU (Hong Kong) Limited | 陸浦(香港)有限公司 | false | true | ["{\"email\":\"xudahui@lupuamc.com\"}"] | ["null"] | ["{\"fullAddress\":\"Room 1157 Level 11 Admiralty Centre Tower II, 18 Harcourt Road, Admiralty,... | [] | Room 1157 Level 11 Admiralty Centre Tower II, 18 Harcourt Road, Admiralty, Hong Kong | 香港金鐘夏壳道18號海富中心2座11樓1157室 | 55039936 | 39785000 | meishengan@lupuhk.com | 2018-09-24T00:00:00 | 2024-12-20T00:00:00 | 2021-05-07 00:00:00 | 2024-12-16 00:00:00 |
Number of rows in the full dataset: 5,372