Up-to-date contact information of all Hong Kong SFC-licenced principals, including complaints officers
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| princeref | princeenglish | princechinese | website | addressenglish | addresschinese | complaint_tel | complaint_fax | complaint_email | prinlicences | mineffdate | maxeffdate | active | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BSP725 | Pioneer Asset Management Limited | 先鋒資產管理有限公司 | [email protected] | www.pioneer-am.com | 18/F On Hing Building, 1 On Hing Terrace, Central, Hong Kong | 香港中環安慶台1號安慶大廈18樓 | 4, 9 | 2023-01-09 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| BQT430 | CC Venture Capital Limited | 邁進機遇風險投資有限公司 | [email protected] | Flat D 22/F Golden Sun Centre, 59-67 Bonham Strand West, Sheung Wan, Hong Kong | 4, 9 | 2022-08-19 00:00:00 | 2023-03-29 00:00:00 | 1 | |||||
| BRB793 | Bright Valley Capital Limited | [email protected] | Room 857, Level 8, Tower 2, Admiralty Centre, 18 Harcourt Road, Admiralty, Hong Kong | 香港金鐘夏慤道18號海富中心2座8樓857室 | 9 | 2022-05-16 00:00:00 | 2023-03-29 00:00:00 | 1 | |||||
| BQE621 | Universal Unite Wealth Management Limited | 天地合財富管理有限公司 | [email protected] | Room 801B, 8/F, Empire Centre, 68 Mody Centre, Tsimshatsui, Kowloon, Hong Kong | 香港九龍尖沙咀麼地道68號帝國中心801B室 | 4, 9 | 2021-03-17 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| BQE542 | StashAway Hong Kong Limited | [email protected] | https://www.stashaway.hk/ | 13102, 13/F, YF Life Tower, 33 Lockhart Road, Wan Chai, Hong Kong, Hong Kong | 香港灣仔區駱克道33號萬通保險大廈13層13102室 | 1, 4, 9 | 2021-02-03 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| BPM177 | Merger China Group Capital (Hong Kong) Co., Limited | 望華資本(香港)有限公司 | [email protected] | www.mergerchinagroup.com | Unit 303, 3/F, 50 Bonham Strand, Sheung Wan, Hong Kong | 6 | 2020-07-29 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| BOW591 | Guohua International Asset Management Limited | 國花國際資產管理有限公司 | [email protected] | Room 1826, 18/F, V.Heun Building, 138 Queen's Road Central, Central, Hong Kong, Hong Kong | 香港香港中環威享大廈18樓1826室 | 4, 9 | 2020-06-17 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| BOP594 | Welwing Capital Group Limited | [email protected] | Unit 5710 The Center, 99 Queen's Road Central, Central, Hong Kong | 香港中環皇后大道中99號中環中心5710室 | 9 | 2019-11-07 00:00:00 | 2023-03-29 00:00:00 | 1 | |||||
| BMK453 | Surich Asset Management Limited | 順裕資產管理有限公司 | [email protected] | www.suricham.com | Rm 1537, Level 15, Nexxus Building, 41 Connaught Road, Hong Kong | 香港中環干諾道中41號盈置大廈15樓1537室 | 4, 9 | 2018-07-05 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| BJU094 | Blackwell Global Asset Management Limited | 博威環球資產管理有限公司 | [email protected] | www.blackwellglobal.com.hk | Whole of 26/F, Overseas Trust Bank Building, 160 Gloucester Road, Wan Chai, Hong Kong | 香港灣仔告士打道160號海外信託銀行大廈26樓 | 4, 5, 9 | 2018-01-15 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| BJG526 | RUIFENG SECURITIES LIMITED | 瑞豐證券有限公司 | [email protected] | www.ruifengsec.com | ROOM 2402, WING ON CENTRE, 111 CONNAUGHT ROAD CENTRAL, Hong Kong | 香港上環干諾道中111號永安中心2402室 | 1, 4, 9 | 2017-06-16 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| BHR496 | Bluemount Securities Limited | 藍山證券有限公司 | [email protected] | www.bluemount.com | Room 1007 10/F Capital Centre, 151 Gloucester Road, Wan Chai, Hong Kong | 香港灣仔告士打道151號資本中心10樓1007室 | 1, 4 | 2016-11-30 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| BHR495 | Bluemount Asset Management Limited | 藍山資產管理有限公司 | [email protected] | www.bluemount.com | Room 1007, 10/F, Capital Centre, 151 Gloucester Road, Wanchai, Hong Kong | 香港灣仔告士打道 151 號資本中心1007室 | 9 | 2016-11-22 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| BGX296 | Blackwell Global Securities Limited | 博威環球證劵有限公司 | [email protected] | www.blackwellglobal.com.hk | Whole of 26/F., Overseas Trust Bank Building, 160 Gloucester Road, Wanchai, Hong Kong | 1, 4 | 2016-11-07 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| BHC747 | Foresee Global Asset Management (HK) Limited | 富善國際資產管理(香港)有限公司 | Workshop 15, 6/F VIGNATURE, No.14 Wong Chuk Hang Road, Hong Kong | 香港黃竹坑道14號VICNATURE 6樓15室 | 4, 9 | 2016-07-07 00:00:00 | 2023-03-29 00:00:00 | 1 | |||||
| BHF153 | C.M. Capital Advisors (HK) Limited | [email protected] | Unit 1 25/F Shanghai Commercial Bank Tower, 12 Queen's Road Central, Hong Kong | 香港中環皇后大道中12號上海商業銀行大廈25樓1室 | 4, 9 | 2016-07-06 00:00:00 | 2023-03-29 00:00:00 | 1 | |||||
| BGE921 | Lego Corporate Finance Limited | 力高企業融資有限公司 | [email protected] | www.legogroup.hk | Room 1601, 16/F, China Building, 29 Queen's Road Central, Central, Hong Kong | 香港中環皇后大道中29號華人行16樓1601室 | 6 | 2016-01-13 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| BAU373 | China Securities (International) Brokerage Company Limited | 中信建投(國際)証券有限公司 | [email protected] | www.csci.hk | 20/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong | 香港中環康樂廣場8號交易廣場第2期20樓 | 1, 2, 4, 5 | 2013-04-24 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| AZJ721 | GLOBAL GROUP SECURITIES LIMITED | 高寶集團證券有限公司 | [email protected] | www.ggs.com.hk | Room.1509, The Center, 99 Queen's Road Central, Hong Kong | 香港中環皇后大道中99號中環中心1509室 | 1, 4 | 2012-08-03 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| AWY033 | Principal Investment & Retirement Services Limited | 信安投資及退休金服務有限公司 | [email protected] | www.principal.com.hk | 30/F Millennium City 6, 392 Kwun Tong Road, Kwun Tong Kowloon, Hong Kong | 香港九龍觀塘觀塘道392號創紀之城6期30樓 | 1, 4 | 2011-08-17 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| AVO854 | The Core Securities Company Limited | 核聚證券有限公司 | [email protected] | www.tcsec.com | Suite C, 20/F, Standard Chartered Bank Building,4-4A Des Voeux Road Central, Central, Hong Kong | 香港中環德輔道中4-4A號渣打銀行大廈20樓C室 | 1, 4, 9 | 2010-11-19 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| ATW939 | Fortune Asset Management Limited | 富強資產管理有限公司 | [email protected] | www.fortune-asset.com.hk | 4102-6, 41st Floor, Cosco Tower, Nos 183 Queen's Road Central, Hong Kong | 香港皇后大道中183號中遠大廈41樓4102-6號 | 4, 9 | 2009-12-16 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| AOB364 | GF Securities (Hong Kong) Brokerage Limited | 廣發証券(香港)經紀有限公司 | [email protected] | www.gfgroup.com.hk | 29-30/F Li Po Chun Chambers, 189 Des Voeux Road Central, Hong Kong | 香港德輔道中189號李寶椿大厦29及30樓 | 1, 4 | 2007-01-31 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| AHQ488 | Fortune (HK) Securities Limited | 富強證券有限公司 | [email protected] | www.fortune3369.com.hk | 4102-6, 41st Floor, Cosco Tower, Nos 183 Queen's Road Central, Hong Kong | 香港皇后大道中183號中遠大廈41樓4102-6號 | 1 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| ABF168 | South China Asset Management Limited | 南華資產管理有限公司 | [email protected] | 28/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong | 香港中環花園道1號中銀大廈28樓 | 4, 9 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| AEN894 | China International Capital Corporation Hong Kong Securities Limited | 中國國際金融香港證券有限公司 | [email protected] | www.cicc.com.cn | 29/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | 香港中環港景街1號國際金融中心一期29樓 | 1, 2, 4, 5, 6 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| AFD202 | CVC Asia Pacific Limited | [email protected] | www.cvc.com | 2009-11 ICBC Tower, 3 Garden Road, Central, Hong Kong | 香港中環花園道3號中國工商銀行大廈2009-11室 | 1, 4, 6 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| AAO017 | Credit Suisse (Hong Kong) Limited | 瑞士信貸(香港)有限公司 | [email protected] | www.credit-suisse.com | 87-92/F, 97-99/F, Unit 9501A&B, 9502A&B, 9503 and 9508, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong | 1, 2, 4, 5, 6, 9 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| AAF742 | Nomura International (Hong Kong) Limited | 野村國際(香港)有限公司 | [email protected] | www.nomura.com | 30/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8號國際金融中心2期30樓 | 1, 2, 4, 5, 6 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| AFD052 | CSC Futures (HK) Limited | 群益期貨(香港)有限公司 | [email protected] | www.e-capital.com.hk | 3/F, FWD Financial Centre, 308 Des Voeux Road Central, Hong Kong | 香港德輔道中308號富衛金融中心3樓 | 1, 2, 4, 5 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| ADI249 | Interactive Brokers Hong Kong Limited | 盈透證券香港有限公司 | [email protected] | www.interactivebrokers.com.hk | 1512 Two Pacific Place, 88 Queensway, Hong Kong | 香港金鐘道88號太古廣場1512室 | 1, 2, 3 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | |||
| AAL518 | HSBC Investment Funds (Hong Kong) Limited | [email protected] | www.assetmanagement.hsbc.com/hk | HSBC Main Building, 1 Queen's Road Central, Hong Kong | 1, 4, 5, 9 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | |||||
| AAF684 | HSBC Global Asset Management (Hong Kong) Limited | [email protected] | www.assetmanagement.hsbc.com/hk | HSBC Main Building, 1 Queen's Road Central, Hong Kong | 香港中環皇后大道中1號香港上海匯豐銀行總行大廈 | 1, 2, 4, 5, 9 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| ACJ591 | Schroder Investment Management (Hong Kong) Limited | [email protected] | www.schroders.com.hk | Level 33, Two Pacific Place, 88 Queensway, Hong Kong | 香港金鐘道88號太古廣場2座33樓 | 1, 4, 9 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| AAW261 | UOB Kay Hian (Hong Kong) Limited | 大華繼顯(香港)有限公司 | [email protected] | www.utrade.com.hk | 601-2 HSBC Building, 150-160 Castle Peak Road, Yuen Long, New Territories, Hong Kong | 1, 4, 6 | 2003-04-01 00:00:00 | 2023-03-29 00:00:00 | 1 | ||||
| BRQ741 | Syfe Hong Kong Limited | [email protected] | www.syfe.com | 305 - 306, Spaces, 8 Queen's Road East, Wan Chai, Hong Kong | 1, 4, 9 | 2022-05-03 00:00:00 | 2023-03-28 00:00:00 | 1 | |||||
| BRX212 | SW Capital Management Limited | 信永資本管理有限公司 | [email protected] | Room 3003, Gateway Tower 2, 25 Canton Road, Hong Kong | 香港廣東道25號港威大廈第二座3003室 | 4, 9 | 2022-04-14 00:00:00 | 2023-03-28 00:00:00 | 1 | ||||
| BOO295 | Polymer Capital Management (HK) Limited | 柏駿資本管理(香港)有限公司 | [email protected] | www.polymercapital.com | No. 2401-06, 24th Floor Three Pacific Place, 1 Queen's Road East, Hong Kong | 9 | 2020-03-11 00:00:00 | 2023-03-28 00:00:00 | 1 | ||||
| BNV995 | AS Capital Limited | [email protected] | www.amstelsecurities.com | Room 01, 21/F QRC Building, 299 Queen's Road Central, Sheung Wan, Hong Kong | 香港上環皇后大道中299號QRC大廈21樓01室 | 1 | 2019-06-10 00:00:00 | 2023-03-28 00:00:00 | 1 | ||||
| BMC491 | China PA Securities (Hong Kong) Company Limited | 平證證券(香港)有限公司 | [email protected] | stock.pingan.com.hk | Units 3601, 07 & 11-13, 36/F, The Center, 99 Queen's Road Central, Hong Kong | 香港中環皇后大道中99號中環中心36樓 3601, 07 & 11-13室 | 1, 4 | 2019-05-07 00:00:00 | 2023-03-28 00:00:00 | 1 | |||
| BNO076 | Huntersay Asset Management Limited | 獵語資產基金管理有限公司 | [email protected] | Suite 801,8/F,Tower 1,The Gateway, 25 Canton Road, TsimShaTsui, Kowloon, Hong Kong | 香港九龍尖沙咀廣東道25號港威大廈1座8樓801室 | 9 | 2019-01-29 00:00:00 | 2023-03-28 00:00:00 | 1 | ||||
| BMR963 | AJ Asset Management Limited | 安捷資產管理有限公司 | [email protected] | www.ajsecurities.com.hk | Units 08-09, 39/F, COSCO Tower, No.183 Queen's Road Central, Sheung Wan, Hong Kong | 香港上環皇后大道中183號中遠大廈39樓08至09室 | 4, 9 | 2018-08-28 00:00:00 | 2023-03-28 00:00:00 | 1 | |||
| BLT507 | Sigma Management Limited | 思格有限公司 | [email protected] | 2601 1st Hennessy Road, 1 Hennessy Road, Wan Chai, Hong Kong | 香港灣仔軒尼詩道1號軒尼詩1號 2601室 | 4, 9 | 2018-05-08 00:00:00 | 2023-03-28 00:00:00 | 1 | ||||
| BKK610 | KINGKEY ASSET MANAGEMENT LIMITED | 京基資產管理有限公司 | [email protected] | www.kkgroup.com.hk | 44/F., Convention Plaza Office Tower, No. 1 Harbour Road, Wan Chai, Hong Kong | 香港灣仔港灣道一號會展廣場辦公大樓44樓 | 1, 4, 9 | 2017-12-06 00:00:00 | 2023-03-28 00:00:00 | 1 | |||
| BIW751 | Infinitus Partners Asset Management Limited | 博浩資產管理有限公司 | [email protected] | www.infiam.com | Room 1202 Tai Sang Bank Building, 130 Des Voeux Road Central, Central, Hong Kong | 香港中環德輔道中130-132號大生銀行大廈12樓02室 | 4, 9 | 2017-07-03 00:00:00 | 2023-03-28 00:00:00 | 1 | |||
| BJD133 | Shanggu Asset Management (Asia) Limited | 上古亞洲資產管理有限公司 | [email protected] | www.shanggu-group.com | Suite 1812A,18/F, Tower 2, Lippo Centre, 89 Queensway, Admiralty, Hong Kong | 香港金鐘金鐘道89號力寶中心二期18樓1812A室 | 1, 4, 9 | 2017-06-16 00:00:00 | 2023-03-28 00:00:00 | 1 | |||
| BIZ502 | SinoPac Securities (Asia) Limited | 永豐金證券(亞洲)有限公司 | [email protected] | www.sinopacasia.com | 7th Floor Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong | 香港銅鑼灣新寧道1號利園三期7樓 | 1, 2, 4, 5, 9 | 2017-02-13 00:00:00 | 2023-03-28 00:00:00 | 1 | |||
| BGR298 | Privium Fund Management (HK) Limited | [email protected] | www.priviumfund.com | 20F Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan, Hong Kong | 香港上環德輔道中199號無限極廣場20F | 9 | 2016-05-24 00:00:00 | 2023-03-28 00:00:00 | 1 | ||||
| BFN833 | GPB Financial Services Hong Kong Limited | 俄氣金融香港有限公司 | [email protected] | www.gpbfs.hk | 57/F, Suite 5711, Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8號國際金融中心二期57樓5711室 | 1, 4 | 2015-12-15 00:00:00 | 2023-03-28 00:00:00 | 1 | |||
| AAO147 | Sumitomo Mitsui Trust (Hong Kong) Limited | 三井住友信託(香港)有限公司 | [email protected] | Suites 2506-09, AIA Central, 1 Connaught Road, Central, Hong Kong | 1, 3, 4, 9 | 2014-01-07 00:00:00 | 2023-03-28 00:00:00 | 1 |
| Field Name | Type (Format) | Description |
|---|---|---|
| princeref | text | |
| princeenglish | text | |
| princechinese | text | |
| text | ||
| website | text | |
| addressenglish | text | |
| addresschinese | text | |
| complaint_tel | text | |
| complaint_fax | text | |
| complaint_email | text | |
| prinlicences | text | |
| mineffdate | datetime | Latest licence date |
| maxeffdate | datetime | |
| active | number |
