Any questions?
Get in touch!| princeref | princeenglish | princechinese | is_ri | is_corp | emails | websites | addresses_other | disactions | addressenglish | addresschinese | complaints_tel | complaints_fax | complaints_email | mineffdate | maxeffdate | minenddate | maxenddate |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AAA137 | Citigroup Global Markets Asia Limited | 花旗環球金融亞洲有限公司 | false | true | ["{\"email\":\"wanda.yau@citi.com\"}"] | ["{\"website\":\"www.citigroup.com\"}"] | ["{\"fullAddress\":\"Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong... | ["{\"actnDate\":\"Jan 28, 2022 12:00:00... | 50/F Champion Tower, Three Garden Road, Central, Hong Kong | 香港中環花園道三號冠君大廈五十樓 | 25012614 | 39611168 | joanna.fung@citi.com | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-04-08 00:00:00 | 2024-11-20 00:00:00 |
| AAC198 | Merrill Lynch (Asia Pacific) Limited | false | true | ["{\"email\":\"apaclicensing@bofa.com\"}"] | ["{\"website\":\"https://www.bankofamerica.com/\"}"] | ["{\"fullAddress\":\"Level 18-21 and Units 1-3, 5-9 Level 22, Tower B of Kowloon Commerce... | [] | Level 55 Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong | 香港中環皇后大道中2號長江集團中心55樓 | 35088939 | 0 | jade.fong@bofa.com | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-04-12 00:00:00 | 2024-11-20 00:00:00 | |
| AAD941 | SG Securities (HK) Limited | 法國興業證券(香港)有限公司 | false | true | ["{\"email\":\"hkg-compliance-sfc-portal@sgcib.com\"}"] | ["{\"website\":\"hk.warrants.com\"}"] | ["{\"fullAddress\":\"Level 38 Three Pacific Place, 1 Queen's Road East, Hong... | [] | Level 38 Three Pacific Place, 1 Queen's Road East, Hong Kong | 香港皇后大道東1號太古廣場3座38樓 | 21664129 | 21664651 | list.hkg-compliance-complaint@sgcib.com | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-04-30 00:00:00 | 2024-11-20 00:00:00 |
| AAE879 | CITIC Securities Brokerage (HK) Limited | 中信証券經紀(香港)有限公司 | false | true | ["{\"email\":\"hk_licensing@clsa.com\"}"] | ["{\"website\":\"www.citics.com.hk\"}"] | ["{\"fullAddress\":\"16/F Hang Seng Mong Kok Building, 677 Nathan Road, Mong Kok, Kowloon, Hong... | ["{\"actnDate\":\"Dec 30, 2019 12:00:00 AM\",\"codeDesc\":\"Other - See Press... | 26/F CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | 香港中環添美道1號中信大廈26樓 | 22376819 | 26008402 | CSIWMComplaint@citics.com.hk | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-04-28 00:00:00 | 2024-11-17 00:00:00 |
| AAI650 | China Merchants Securities (HK) Co., Limited | 招商證券(香港)有限公司 | false | true | ["{\"email\":\"compliance@cmschina.com.hk\"}"] | ["{\"website\":\"www.cmschina.com.hk\"}"] | ["{\"fullAddress\":\"17th Floor Tower B Manulife Financial Centre, Nos.223-231 Wai Yip Street,... | [] | 48/F One Exchange Square, 8 Connaught Place, Central, Hong Kong | 香港中環康樂廣場8號交易廣場一期48樓 | (852) 31896191 | (852) 25265288 | Complaint@cmschina.com.hk | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-05-20 00:00:00 | 2024-11-15 00:00:00 |
| AAV882 | UBS Securities Asia Limited | false | true | ["{\"email\":\"ol-regulatorycompliance-hk@ubs.com\"}"] | ["{\"website\":\"www.ubs.com\"}"] | ["{\"fullAddress\":\"47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong... | ["{\"actnDate\":\"Aug 3, 2021 12:00:00 AM\",\"codeDesc\":\"Public... | 47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8 號國際金融中心二期47-52樓 | 29716536 | haslim.zein@ubs.com | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-04-09 00:00:00 | 2024-11-20 00:00:00 | ||
| ABN091 | Victory Securities Company Limited | 勝利證券有限公司 | false | true | ["{\"email\":\"compliance@victorysec.com.hk\"}"] | ["{\"website\":\"www.victorysec.com.hk\"}"] | ["{\"fullAddress\":\"Room 1101-3, 11/F., Yardley Commercial Building, 3 Connaught Road West,... | [] | Room 1101-3, 11/F., Yardley Commercial Building, 3 Connaught Road West, Sheung Wan, Hong Kong | 香港上環干諾道西3號億利商業大廈11樓1101-03室 | 25252437 | stephenchiu@victorysec.com.hk | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-04-15 00:00:00 | 2024-11-20 00:00:00 | |
| ABT305 | CBH Asia Limited | 瑞金亞洲有限公司 | false | true | ["{\"email\":\"info@cbhasia.com\"}"] | ["{\"website\":\"www.cbhasia.com\"}"] | ["{\"fullAddress\":\"Suite 2001, 20/F, K11 Atelier, 18-24 Salisbury Road, Tsim Sha Tsui,... | [] | Suite 2001, 20/F, K11 Atelier, 18-24 Salisbury Road, Tsim Sha Tsui, Kowloon, Hong Kong | 香港九龍尖沙咀梳士巴利道18-24號K11 Atelier, 2001室 | 2869 0801 | 2523 4610 | pwong@cbhasia.com | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-08-07 00:00:00 | 2024-09-10 00:00:00 |
| AFB820 | Fulbright Securities Limited | 富昌證券有限公司 | false | true | ["{\"email\":\"compliance@fulbright.com.hk\"}"] | ["{\"website\":\"www.ffg.com.hk\"}"] | ["{\"fullAddress\":\"9/F, Tower III of Enterprise Square, 9 Sheung Yuet Road, Kowloon Bay,... | ["{\"actnDate\":\"Dec 23, 2020 12:00:00 AM\",\"codeDesc\":\"Public... | Rooms 2608-11, 26/F, Wing On Centre, No.111 Connaught Road Central, Hong Kong | 香港干諾道中111號永安中心26樓2608-11室 | 21218333 | 25221055 | compliance@fulbright.com.hk | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-08-29 00:00:00 | 2024-10-31 00:00:00 |
| AFO909 | Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) | 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | false | true | ["{\"email\":\"compliance.hk@eastspring.com\"}"] | ["{\"website\":\"www.eastspring.com.hk\"}"] | ["{\"fullAddress\":\"13/F One International Finance Centre, 1 Harbour View Street, Central, Hong... | [] | 13/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | 香港中環港景街1號國際金融中心一期13樓 | 29182685 | 28683137 | janet.cheung@eastspring.com | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2004-11-22 00:00:00 | 2024-09-13 00:00:00 |
| AHQ488 | Fortune (HK) Securities Limited | 富強證券有限公司 | false | true | ["{\"email\":\"compliance@290.com.hk\"}"] | ["{\"website\":\"www.fortune3369.com.hk\"}"] | ["{\"fullAddress\":\"4102-6, 41st Floor, Cosco Tower, Nos 183 Queen's Road Central, Hong... | [] | 4102-6, 41st Floor, Cosco Tower, Nos 183 Queen's Road Central, Hong Kong | 香港皇后大道中183號中遠大廈41樓4102-6號 | 31051829 | 31892155 | complaints@fortune3369.com.hk | 2003-04-01T00:00:00 | 2024-11-20T00:00:00 | 2003-06-02 00:00:00 | 2024-11-13 00:00:00 |
| AJB478 | Wellington Management Hong Kong Limited | 威靈頓管理香港有限公司 | false | true | ["{\"email\":\"kau@wellington.com\"}"] | ["{\"website\":\"www.wellington.com\"}"] | ["{\"fullAddress\":\"17/F Two International Finance Centre, 8 Finance Street, Central, Hong... | [] | 17/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8號國際金融中心二期17樓 | 28468334 | 28466001 | #hkcompliance@wellington.com | 2003-09-18T00:00:00 | 2024-11-20T00:00:00 | 2004-09-19 00:00:00 | 2024-11-15 00:00:00 |
| AME963 | Fulbright Futures Limited | 富昌期貨有限公司 | false | true | ["{\"email\":\"compliance@fulbright.com.hk\"}"] | ["{\"website\":\"www.ffg.com.hk\"}"] | ["{\"fullAddress\":\"9/F Tower III of Enterprise Square, 9 Sheung Yuet Road, Kowloon Bay,... | [] | Rooms 2608-11, 26/F, Wing On Centre, No.111 Connaught Road Central, Hong Kong | 香港干諾道中111號永安中心26樓2608-11室 | 21218333 | compliance@fulbright.com.hk | 2005-12-05T00:00:00 | 2024-11-20T00:00:00 | 2006-03-04 00:00:00 | 2024-10-30 00:00:00 | |
| ANA959 | PIMCO Asia Limited | 品浩投資管理(亞洲)有限公司 | false | true | ["{\"email\":\"hongkongcompliance@pimco.com\"}"] | ["{\"website\":\"www.pimco.com.hk\"}"] | ["{\"fullAddress\":\"Suites 2201 and 2210-2217, 22/F, Two International Finance Centre, 8... | [] | Suites 2201 and 2210-2217, 22/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8號國際金融中心2期2201, 2210-2217室 | +852 3650 7946 | Betty.Man@pimco.com | 2006-05-17T00:00:00 | 2024-11-20T00:00:00 | 2007-03-30 00:00:00 | 2024-11-20 00:00:00 | |
| AOD938 | Ping An of China Asset Management (Hong Kong) Company Limited | 中國平安資產管理(香港)有限公司 | false | true | ["{\"email\":\"pub_paamhk_L&C@pingan.com.hk\"}"] | ["{\"website\":\"http://asset.pingan.com.hk\"}"] | ["{\"fullAddress\":\"Suite 2301, 23/F, Two International Finance Centre, 8 Finance Street,... | [] | Suite 2301, 23/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港中環金融街8號國際金融中心2期23樓2301室 | 37629232 | Andrew.KL.Ng@pingan.com.hk | 2007-03-01T00:00:00 | 2024-11-20T00:00:00 | 2007-06-04 00:00:00 | 2024-10-16 00:00:00 | |
| APG235 | Redwood Peak Limited | false | true | ["{\"email\":\"kchiang@redwoodpeak.com\"}"] | ["null"] | ["{\"fullAddress\":\"18/F, China Hong Kong Tower, 8-12 Hennessy Road, Wan Chai, Hong... | [] | 18/F, China Hong Kong Tower, 8-12 Hennessy Road, Wan Chai, Hong Kong | 香港灣仔軒尼詩道8-12號中港大廈18樓 | 2878 3100 | 2509 9233 | kchiang@redwoodpeak.com | 2007-10-05T00:00:00 | 2024-11-20T00:00:00 | 2008-10-13 00:00:00 | 2024-05-31 00:00:00 | |
| AQI762 | BNY Mellon Investment Management Hong Kong Limited | 紐約梅隆投資管理香港有限公司 | false | true | ["{\"email\":\"im.hk.compliance@bny.com\"}"] | ["{\"website\":\"www.bnymellonim.com/hk.\"}"] | ["{\"fullAddress\":\"Levels 25 and 26,Three Pacific Place, 1 Queen's Road East, Hong... | [] | Levels 25 and 26,Three Pacific Place, 1 Queen's Road East, Hong Kong | 香港皇后大道東1號太古廣場3座25及26樓 | 39260664 | complaints.im.hk@bny.com | 2008-06-06T00:00:00 | 2024-11-20T00:00:00 | 2010-04-10 00:00:00 | 2024-11-11 00:00:00 | |
| ARE092 | Millennium Capital Management (Hong Kong) Limited | false | true | ["{\"email\":\"contact_mcmhk@mlp.com\"}"] | ["{\"website\":\"www.mlp.com\"}"] | ["{\"fullAddress\":\"Suites 5811-5816, 58/F, Two International Finance Centre, 8 Finance Street,... | [] | 43/F, Two International Finance Centre, No.8 Finance Street, Central, Hong Kong | 43/F, Two International Finance Centre, No.8 Finance Street, Central, Hong Kong | 23035668 | Carol.Williamson@mlp.com | 2008-09-03T00:00:00 | 2024-11-20T00:00:00 | 2009-04-30 00:00:00 | 2024-11-20 00:00:00 | ||
| ATW939 | Fortune Asset Management Limited | 富強資產管理有限公司 | false | true | ["{\"email\":\"compliance@290.com.hk\"}"] | ["{\"website\":\"www.fortune-asset.com.hk\"}"] | ["{\"fullAddress\":\"4102-6, 41st Floor, Cosco Tower, Nos 183 Queen's Road Central, Hong... | [] | 4102-6, 41st Floor, Cosco Tower, Nos 183 Queen's Road Central, Hong Kong | 香港皇后大道中183號中遠大廈41樓4102-6號 | 31032039 | assetmgmt@290.com.hk | 2009-12-16T00:00:00 | 2024-11-20T00:00:00 | 2010-10-27 00:00:00 | 2024-07-15 00:00:00 | |
| ATS546 | Jefferies Hong Kong Limited | 富瑞金融集團香港有限公司 | false | true | ["{\"email\":\"Compliance_HK@jefferies.com\"}"] | ["{\"website\":\"jefferies.com\"}"] | ["{\"fullAddress\":\"26/F & Suites 2710-12, Two International Finance Centre, 8 Finance Street,... | [] | 26/F & Suites 2710-12, Two International Finance Centre, 8 Finance Street, Central, Hong Kong | 香港香港中環金融街8號國際金融中心二期26樓 及 2710-12室 | 37438005 | 30143063 | Compliance_HK@jefferies.com | 2010-01-04T00:00:00 | 2024-11-20T00:00:00 | 2010-03-12 00:00:00 | 2024-11-07 00:00:00 |
| AVO470 | Sheng Yuan Securities Limited | 盛源證券有限公司 | false | true | ["{\"email\":\"enquiries@shengyuansec.hk\"}"] | ["{\"website\":\"www.shengyuanhk.com\"}"] | ["{\"fullAddress\":\"Units 3208-9, 32/F, Grand Millennium Plaza, COSCO Tower,, No.183 Queen's... | [] | Units 3208-9, 32/F, Grand Millennium Plaza, COSCO Tower,, No.183 Queen's Road Central, Hong... | 香港香港香港皇后大道中183號新紀元廣場中遠大廈3208-09室 | 31928886 | compliance@shengyuan.hk | 2010-10-27T00:00:00 | 2024-11-20T00:00:00 | 2011-07-23 00:00:00 | 2024-08-10 00:00:00 | |
| AYC880 | Ark Group Holdings (Hong Kong) Limited | 方舟集團控股（香港）有限公司 | false | true | ["{\"email\":\"compliancehk@noahgroup.hk\"}"] | ["{\"website\":\"noahgroup.hk\"}"] | ["{\"fullAddress\":\"34/F Tower Two Times Square, 1 Matheson Street, Causeway Bay, Hong... | [] | 34/F Tower Two Times Square, 1 Matheson Street, Causeway Bay, Hong Kong | 香港銅鑼灣勿地臣街一號時代廣場第二座34樓 | 3700 1843 | 3700 1741 | compliancehk@noahgroup.hk | 2012-01-04T00:00:00 | 2024-11-20T00:00:00 | 2013-12-31 00:00:00 | 2024-11-18 00:00:00 |
| AZJ380 | LMR Partners Limited | false | true | ["{\"email\":\"compliance@lmrpartners.com\"}"] | ["{\"website\":\"www.lmrpartners.com\"}"] | ["{\"fullAddress\":\"Unit 2901, 29/F, LHT Tower, 31 Queen's Road Central, Central, Hong... | [] | Unit 2901, 29/F, LHT Tower, 31 Queen's Road Central, Central, Hong Kong | 香港中環皇后大道中31號陸海通大廈29樓2901室 | 38401162 | compliance@lmrpartners.com | 2012-07-17T00:00:00 | 2024-11-20T00:00:00 | 2015-06-30 00:00:00 | 2024-04-04 00:00:00 | ||
| BAL779 | Leading Securities Company Limited | 立鼎證券有限公司 | false | true | ["{\"email\":\"Compliance@leading-sec.com.hk\"}"] | ["{\"website\":\"www.leading-sec.com.hk\"}"] | ["{\"fullAddress\":\"8/F, Prosperity Tower, 39 Queen's Road Central, Hong... | [] | 8/F, Prosperity Tower, 39 Queen's Road Central, Hong Kong | 香港中環皇后大道中39號豐盛創建大廈8樓 | 25105577 | 25105500 | laurence.hu@leading-sec.com.hk | 2013-02-21T00:00:00 | 2024-11-20T00:00:00 | 2013-08-12 00:00:00 | 2024-11-16 00:00:00 |
| BEO645 | Sinostone Capital Management Company Limited | 信石資本管理有限公司 | false | true | ["{\"email\":\"zhang.kai@sinostone.hk\"}"] | ["null"] | ["{\"fullAddress\":\"Unit 8206, International Commerce Centre, 1 Austin Road West, Kowloon, Hong... | [] | Unit 8206, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong | 香港九龍柯士甸道西1號環球貿易廣場8206室 | 28298588 | 28023319 | sunny.sun@sinostone.hk | 2015-03-06T00:00:00 | 2024-11-20T00:00:00 | 2017-01-17 00:00:00 | 2024-11-20 00:00:00 |
Number of rows in the full dataset: 5,342