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Hong Kong SFC licensed institution AAI195
Sinolink Securities (Hong Kong) Company Limited
國金證券(香港)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAI195 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB521 CHEUNG Fong Chun, Dennis 張方震 RE Dealing in Securities 2017-10-10
AAB521 CHEUNG Fong Chun, Dennis 張方震 RE Dealing in Futures Contracts 2017-10-10
AAB525 CHEUNG Pang To 張鵬圖 RO Advising on Securities 2017-09-13
AAB525 CHEUNG Pang To 張鵬圖 RO Asset Management 2017-09-13
AAB525 CHEUNG Pang To 張鵬圖 RO Dealing in Futures Contracts 2017-09-13
AAB525 CHEUNG Pang To 張鵬圖 RO Dealing in Securities 2017-09-13
AAC013 WU Lap Heung 胡腊香 RE Dealing in Securities 2017-07-12 2018-12-17
AAC013 WU Lap Heung 胡腊香 RE Dealing in Futures Contracts 2017-07-12 2018-12-17
AAC262 CHAN Kevin Kwok Keung 陳國強 RO Dealing in Futures Contracts 2009-12-15 2010-04-22
AAI207 HUANG Shanju 黃善居 RO Asset Management 2004-06-04 2005-04-15
AAI207 HUANG Shanju 黃善居 RO Advising on Securities 2004-06-04 2005-02-01
AAI207 HUANG Shanju 黃善居 RO Advising on Corporate Finance 2004-06-04 2005-02-01
AAI207 HUANG Shanju 黃善居 RO Dealing in Securities 2004-06-04 2005-02-01
AAI223 MA Jichao 馬繼超 RE Dealing in Securities 2004-05-06 2005-02-08
ABD369 CHING Kin On 程健安 RE Dealing in Futures Contracts 2017-07-25
ABD369 CHING Kin On 程健安 RE Dealing in Securities 2017-07-25
ABF037 CHAN Chun Kit 陳俊傑 RO Advising on Corporate Finance 2006-03-20 2006-08-15
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Dealing in Securities 2012-03-06
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Dealing in Futures Contracts 2012-03-06
ABU329 HO Yuk Kuen 何玉娟 RE Dealing in Securities 2018-12-05
ABU329 HO Yuk Kuen 何玉娟 RE Dealing in Futures Contracts 2019-02-25
ABZ459 MOK Kwok Kwong 莫國光 RO Dealing in Securities 2017-11-09 2018-11-21
ABZ459 MOK Kwok Kwong 莫國光 RO Dealing in Futures Contracts 2017-11-09 2018-11-21
ABZ459 MOK Kwok Kwong 莫國光 RE Dealing in Futures Contracts 2017-08-18 2017-11-09
ABZ459 MOK Kwok Kwong 莫國光 RE Dealing in Securities 2017-08-18 2017-11-09
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RO Advising on Corporate Finance 2015-06-10 2017-04-27
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RE Dealing in Securities 2015-04-15 2017-02-08
ACG885 YEUNG Yiu Wah, Francis 楊耀華 RE Advising on Corporate Finance 2015-04-15 2015-06-10
ACI900 YING Yuming 應玉明 RO Asset Management 2003-10-10 2004-07-07
ACK007 KAM Chi Leung 甘志良 RE Dealing in Securities 2010-03-18 2010-11-09
ACK007 KAM Chi Leung 甘志良 RO Dealing in Futures Contracts 2010-04-16 2010-11-09
ACK007 KAM Chi Leung 甘志良 RE Dealing in Futures Contracts 2010-03-18 2010-04-16
ACN575 LI Chiu, Jamie 李超 RE Dealing in Securities 2008-02-06 2008-03-12
ACO473 LAM Ka Wai, Graham 林家威 RO Advising on Corporate Finance 2008-04-15 2013-08-16
ACP209 KHAN Amina 簡旭汶 RE Dealing in Securities 2017-07-28
ACP209 KHAN Amina 簡旭汶 RE Dealing in Futures Contracts 2017-07-28
ACS206 CHAN Yu Lam 陳瑜琳 RO Asset Management 2003-04-01 2003-08-14
ACS206 CHAN Yu Lam 陳瑜琳 RO Advising on Securities 2003-04-01 2003-08-14
ACS206 CHAN Yu Lam 陳瑜琳 RO Dealing in Securities 2003-04-01 2003-08-14
ACS206 CHAN Yu Lam 陳瑜琳 RO Advising on Corporate Finance 2003-04-01 2003-08-14
ADA634 WONG Yiu Man 黃耀民 RE Dealing in Securities 2017-07-25 2017-12-08
ADA634 WONG Yiu Man 黃耀民 RE Dealing in Futures Contracts 2017-07-28 2017-12-08
ADH380 CHAN Hei Wah RE Dealing in Securities 2004-10-11 2005-03-31
ADH380 CHAN Hei Wah RE Advising on Corporate Finance 2004-10-11 2005-03-31
ADJ155 CHAN Wai Kit, Andy 陳偉傑 RO Advising on Corporate Finance 2006-08-17 2006-08-31
ADJ155 CHAN Wai Kit, Andy 陳偉傑 RE Advising on Corporate Finance 2005-06-23 2006-08-17
AEA182 LO Ngar Yee, Fanny 盧雅儀 RE Dealing in Futures Contracts 2017-08-31 2017-11-03
AEA182 LO Ngar Yee, Fanny 盧雅儀 RE Dealing in Securities 2017-08-31 2017-11-03
AEH565 CHOI Hing Tai 蔡興泰 RE Dealing in Securities 2004-10-14 2005-07-20
AEK364 NG Kwok Fai 吳國輝 RO Advising on Corporate Finance 2006-08-31 2007-01-26
AEO767 CHAU Shamrock Roy 周尚立 RE Dealing in Securities 2017-08-21
AEO767 CHAU Shamrock Roy 周尚立 RO Advising on Corporate Finance 2017-08-21
AET356 HUANG Dennis Chong 黃立衝 RO Advising on Corporate Finance 2011-10-25 2017-01-16
AET356 HUANG Dennis Chong 黃立衝 RO Advising on Corporate Finance 2005-11-01 2006-07-04
AET356 HUANG Dennis Chong 黃立衝 RE Advising on Corporate Finance 2005-08-12 2005-11-01
AET865 POON Chiu Kwok 潘昭國 RE Dealing in Securities 2006-04-30 2007-03-01
AET865 POON Chiu Kwok 潘昭國 RE Advising on Securities 2006-04-30 2007-03-01
AET865 POON Chiu Kwok 潘昭國 RE Advising on Corporate Finance 2006-04-30 2007-03-01
AET865 POON Chiu Kwok 潘昭國 RO Advising on Corporate Finance 2004-05-24 2006-04-30
AET865 POON Chiu Kwok 潘昭國 RO Advising on Securities 2004-10-13 2006-04-30
AET865 POON Chiu Kwok 潘昭國 RO Dealing in Securities 2004-10-13 2006-04-30
AET865 POON Chiu Kwok 潘昭國 RE Advising on Securities 2004-05-19 2004-10-13
AET865 POON Chiu Kwok 潘昭國 RE Dealing in Securities 2004-05-19 2004-10-13
AET865 POON Chiu Kwok 潘昭國 RE Advising on Corporate Finance 2004-05-19 2004-05-24
AEX033 CHAU Lee 周莉 RE Asset Management 2003-11-26 2004-03-08
AFG775 TANG Wing Chung 鄧榮宗 RE Dealing in Securities 2015-07-21 2017-02-20
AFG775 TANG Wing Chung 鄧榮宗 RO Advising on Corporate Finance 2015-11-24 2017-02-20
AFG775 TANG Wing Chung 鄧榮宗 RE Advising on Corporate Finance 2015-07-21 2015-11-24
AFJ233 XIE Bing 謝冰 RE Advising on Corporate Finance 2004-12-22 2007-01-01
AFU270 YU Yee Man, Francesca 余綺文 RE Dealing in Futures Contracts 2018-01-16
AFU270 YU Yee Man, Francesca 余綺文 RE Dealing in Securities 2018-01-16
AFU682 YANG Jian 羊健 RO Asset Management 2004-05-25 2005-11-21
AFU682 YANG Jian 羊健 RO Advising on Corporate Finance 2004-05-25 2005-11-21
AFU682 YANG Jian 羊健 RO Advising on Securities 2004-05-25 2005-11-21
AFU682 YANG Jian 羊健 RO Dealing in Securities 2003-04-01 2005-06-21
AFV257 WONG Kit 黃杰 RO Dealing in Securities 2008-05-30
AFV257 WONG Kit 黃杰 RE Dealing in Securities 2007-12-20 2008-05-30
AFW235 LAM Lai Kuen 林麗娟 RE Advising on Corporate Finance 2004-11-17 2005-06-08
AFW235 LAM Lai Kuen 林麗娟 RE Dealing in Securities 2004-11-17 2005-06-08
AGF408 YAN Man Sing, Frankie 甄文星 RO Advising on Corporate Finance 2008-06-23 2011-10-01
AGF408 YAN Man Sing, Frankie 甄文星 RE Asset Management 2010-10-05 2011-10-01
AGF408 YAN Man Sing, Frankie 甄文星 RE Dealing in Securities 2010-10-05 2011-10-01
AGH833 NG Tan Hung Charlotte 吳騰紅 RE Advising on Corporate Finance 2005-06-01 2007-04-24
AGI481 YU Chi Chiu, Andrew 余志超 RE Advising on Securities 2004-09-14 2007-07-09
AGI481 YU Chi Chiu, Andrew 余志超 RE Dealing in Securities 2004-11-11 2007-07-09
AGI481 YU Chi Chiu, Andrew 余志超 RO Advising on Corporate Finance 2006-07-11 2007-07-09
AGI481 YU Chi Chiu, Andrew 余志超 RE Advising on Corporate Finance 2004-08-02 2006-07-11
AGJ939 WONG Chi Ching 黃智清 RE Dealing in Securities 2009-03-19 2009-04-23
AGJ939 WONG Chi Ching 黃智清 RE Advising on Corporate Finance 2009-03-19 2009-04-23
AGK907 NG Chak Chung 吳澤松 RE Advising on Corporate Finance 2015-10-07 2016-07-29
AGK907 NG Chak Chung 吳澤松 RO Dealing in Securities 2016-06-08 2016-07-29
AGK907 NG Chak Chung 吳澤松 RE Dealing in Securities 2015-10-07 2016-06-08
AHC103 CHENG Kai Man, Raymond 鄭啟民 RO Dealing in Futures Contracts 2018-01-23
AHC103 CHENG Kai Man, Raymond 鄭啟民 RO Dealing in Securities 2018-01-23
AHC103 CHENG Kai Man, Raymond 鄭啟民 RE Dealing in Securities 2017-10-26 2018-01-23
AHC103 CHENG Kai Man, Raymond 鄭啟民 RE Dealing in Futures Contracts 2017-10-26 2018-01-23
AHE219 HUANG Qiang 黃強 RO Asset Management 2008-02-21 2016-06-30
AHE219 HUANG Qiang 黃強 RO Advising on Securities 2005-02-15 2016-04-28
AHE219 HUANG Qiang 黃強 RO Advising on Corporate Finance 2008-03-27 2016-04-28
AHE219 HUANG Qiang 黃強 RO Dealing in Securities 2004-05-25 2015-04-21
AHE219 HUANG Qiang 黃強 RO Advising on Corporate Finance 2006-11-30 2007-07-16
AHE219 HUANG Qiang 黃強 RO Asset Management 2004-05-25 2004-12-28
AHP730 LIU Ying Chen 劉迎晨 RO Advising on Corporate Finance 2014-06-06 2016-04-27
AIH608 NGAI Hoi Chun 魏開俊 RE Dealing in Futures Contracts 2010-08-04 2013-10-08
AIH608 NGAI Hoi Chun 魏開俊 RE Dealing in Securities 2010-08-04 2013-10-08
AIH608 NGAI Hoi Chun 魏開俊 RE Dealing in Securities 2007-11-02 2010-02-05
AIH608 NGAI Hoi Chun 魏開俊 RE Dealing in Futures Contracts 2010-01-13 2010-02-05
AIR895 NGAI Chi Wai, Lawrence 魏志偉 RE Dealing in Securities 2015-09-11 2016-08-26
AIR895 NGAI Chi Wai, Lawrence 魏志偉 RE Advising on Corporate Finance 2015-09-11 2016-08-26
AJC199 XIA Hua 夏華 RE Advising on Corporate Finance 2017-07-03 2018-02-14
AJD416 SHUM Kit 沈杰 RE Dealing in Securities 2004-02-27 2006-06-23
AJD416 SHUM Kit 沈杰 RE Advising on Securities 2005-08-31 2006-06-23
AJD416 SHUM Kit 沈杰 RE Asset Management 2004-04-06 2005-11-21
AJD686 CHAN To 陳韜 RO Dealing in Securities 2004-05-25 2011-12-31
AJD686 CHAN To 陳韜 RO Advising on Securities 2005-02-15 2011-12-31
AJD686 CHAN To 陳韜 RO Asset Management 2008-02-21 2011-12-31
AJD686 CHAN To 陳韜 RO Asset Management 2005-04-08 2005-11-21
AJD686 CHAN To 陳韜 RE Dealing in Securities 2003-09-03 2004-05-25
AJE758 LI Wai Ming 李偉明 RE Dealing in Securities 2017-12-13
AJE758 LI Wai Ming 李偉明 RE Dealing in Futures Contracts 2017-12-13
AJK773 SING Ruoh Chi 忻若琪 RO Advising on Corporate Finance 2008-03-27 2013-07-02
AKP623 SHI Guihong 石桂紅 RE Dealing in Securities 2006-08-03 2018-03-02
AKV310 ZHANG Xiaomei 張曉梅 RO Dealing in Securities 2004-11-17 2006-01-01
AKV310 ZHANG Xiaomei 張曉梅 RE Dealing in Securities 2004-06-26 2004-11-17
AKW815 ZHAO Yang 趙暘 RE Asset Management 2004-07-05 2004-11-01
ALB794 CHAN Wing Hang 陳永恆 RE Dealing in Securities 2007-11-20 2010-09-30
ALD449 Li Ying 李莹 RE Dealing in Securities 2006-02-02 2007-04-01
ALD486 XIAO Zeguang 蕭澤光 RE Advising on Securities 2007-11-02 2009-08-14
ALD486 XIAO Zeguang 蕭澤光 RO Asset Management 2008-05-09 2009-08-14
ALD639 SO Po Ching 蘇寶清 RE Dealing in Securities 2004-10-14 2017-02-13
ALD639 SO Po Ching 蘇寶清 RO Asset Management 2011-10-06 2017-02-13
ALD639 SO Po Ching 蘇寶清 RE Asset Management 2008-04-16 2011-10-06
ALH756 ZUO Wei 左為 RO Advising on Securities 2007-04-24 2016-09-29
ALH756 ZUO Wei 左為 RO Dealing in Securities 2008-01-07 2016-09-29
ALH756 ZUO Wei 左為 RO Asset Management 2016-03-14 2016-09-29
ALH756 ZUO Wei 左為 RE Dealing in Securities 2006-06-16 2008-01-07
ALH756 ZUO Wei 左為 RE Advising on Securities 2006-06-16 2007-04-24
ALK478 LEUNG Wai Man 梁威文 RO Dealing in Futures Contracts 2009-12-15 2010-04-16
ALL633 ZHANG Xiaoxi 張晓曦 RE Dealing in Securities 2005-01-06 2005-01-17
ALN649 FUNG Yuen Ho 馮婉荷 RE Dealing in Securities 2005-01-26 2011-12-31
ALQ978 ZOU Xuerong 鄒學榮 RE Dealing in Securities 2005-01-26 2006-03-03
ALU606 XING Guangshun 邢廣順 RE Dealing in Securities 2005-04-29 2007-01-01
ALY552 HE Qi 何琦 RE Advising on Corporate Finance 2005-05-28 2005-06-30
ALY553 XU Ye 徐燁 RE Advising on Corporate Finance 2005-05-28 2006-05-12
ALY554 LI Renjie 李人洁 RE Advising on Corporate Finance 2005-05-28 2005-06-08
ALZ863 YING Chi Kwan 邢紫君 RE Advising on Corporate Finance 2005-05-28 2006-08-31
AMA244 LAU So Mei, Susan 劉素媚 RE Dealing in Securities 2005-05-25 2007-02-27
AME200 KUNG Yu Hang 龔宇亨 RE Dealing in Securities 2009-06-08 2009-10-07
AMF528 LAU Pak Sun 劉栢燊 RE Advising on Corporate Finance 2017-02-28
AMF528 LAU Pak Sun 劉栢燊 RE Advising on Securities 2017-02-28
AMF528 LAU Pak Sun 劉栢燊 RO Dealing in Securities 2017-05-23
AMF528 LAU Pak Sun 劉栢燊 RE Dealing in Securities 2016-11-16 2017-05-23
AMS710 LAM Chun Yin 林進賢 RE Advising on Corporate Finance 2008-04-16 2010-04-02
ANF096 LI Jun 李俊 RE Advising on Securities 2006-03-22 2006-12-27
ANG468 LAU Tat Shing 劉達誠 RE Dealing in Securities 2007-06-15 2011-05-21
ANG468 LAU Tat Shing 劉達誠 RE Dealing in Futures Contracts 2010-01-13 2011-05-21
ANH075 WANG Yanlong 王彥龍 RO Dealing in Securities 2016-05-04
ANH075 WANG Yanlong 王彥龍 RO Asset Management 2016-05-04
ANH075 WANG Yanlong 王彥龍 RO Advising on Securities 2016-08-22
ANH766 WU Hao 吳昊 RE Dealing in Futures Contracts 2010-01-13 2013-11-06
ANH766 WU Hao 吳昊 RO Dealing in Securities 2010-04-28 2013-11-06
ANH766 WU Hao 吳昊 RE Dealing in Securities 2007-02-14 2010-04-28
ANH766 WU Hao 吳昊 RE Advising on Corporate Finance 2006-06-20 2007-07-25
ANL071 HO Lok Yan 何樂昕 RE Dealing in Securities 2017-08-09
ANL071 HO Lok Yan 何樂昕 RE Advising on Corporate Finance 2017-08-09
ANN524 CHEN Tung Hsiung 陳東雄 RO Dealing in Securities 2016-11-10
ANN524 CHEN Tung Hsiung 陳東雄 RO Dealing in Futures Contracts 2016-11-10
ANN524 CHEN Tung Hsiung 陳東雄 RE Dealing in Futures Contracts 2016-09-20 2016-11-10
ANN524 CHEN Tung Hsiung 陳東雄 RE Dealing in Securities 2016-09-20 2016-11-10
ANQ722 LEE Chuen Yan 李銓殷 RE Advising on Corporate Finance 2009-10-06 2013-09-15
ANR775 WU Kiu Sing 胡翹星 RE Advising on Corporate Finance 2016-11-09
ANR775 WU Kiu Sing 胡翹星 RO Dealing in Securities 2017-01-06
ANR775 WU Kiu Sing 胡翹星 RO Advising on Securities 2017-01-06
ANR775 WU Kiu Sing 胡翹星 RE Advising on Securities 2016-11-09 2017-01-06
ANR775 WU Kiu Sing 胡翹星 RE Dealing in Securities 2016-11-09 2017-01-06
ANX770 LAI Cheuk Hung 黎卓鴻 RO Dealing in Securities 2006-11-29 2007-04-16
AOE445 KWAN Tak Wai 關德瑋 RE Advising on Corporate Finance 2008-04-16 2013-04-05
AON935 MING Xiaochong 明小冲 RO Dealing in Futures Contracts 2010-04-21 2011-09-12
AOO701 MAK Yau Kee, Wilson 麥有基 RE Dealing in Securities 2007-11-20 2007-12-10
AOO869 LUI Ngan, Connie 呂雁 RE Dealing in Securities 2017-02-02 2017-05-05
AOQ607 POON Man Kit 潘文傑 RE Dealing in Securities 2009-12-15 2010-07-16
AOQ607 POON Man Kit 潘文傑 RE Dealing in Futures Contracts 2010-01-13 2010-07-16
APB773 YU Lam 余琳 RE Dealing in Securities 2007-07-09 2008-04-25
APC730 HUNG Ka Fung 洪家鋒 RE Dealing in Securities 2009-10-16 2009-12-07
APD337 LI Siu Hong 李紹康 RE Advising on Securities 2007-08-02 2007-09-05
APD343 CHEUNG Choi Ha 張彩霞 RE Dealing in Securities 2007-08-01 2008-05-09
APH935 JIE Li 揭力 RE Advising on Securities 2015-09-29
APL885 SUN Lilei 孫立蕾 RE Advising on Securities 2017-07-07 2018-01-31
APL885 SUN Lilei 孫立蕾 RE Dealing in Securities 2017-07-07 2018-01-31
APL885 SUN Lilei 孫立蕾 RO Advising on Corporate Finance 2017-10-24 2018-01-31
APL885 SUN Lilei 孫立蕾 RE Advising on Corporate Finance 2017-07-07 2017-10-24
APP012 PU Meng 浦萌 RO Dealing in Futures Contracts 2010-11-09 2016-03-31
APP012 PU Meng 浦萌 RO Dealing in Securities 2012-08-29 2016-03-31
APP012 PU Meng 浦萌 RE Dealing in Securities 2011-01-14 2012-08-29
APP012 PU Meng 浦萌 RE Dealing in Futures Contracts 2010-11-02 2010-11-09
APP369 CHEUNG Sai Sai 張茜茜 RE Dealing in Securities 2009-10-14 2017-07-27
APP369 CHEUNG Sai Sai 張茜茜 RO Dealing in Futures Contracts 2012-04-02 2017-07-27
APP369 CHEUNG Sai Sai 張茜茜 RE Dealing in Futures Contracts 2010-01-21 2012-04-02
APQ282 CHAN Pui Sze, Cat 陳佩詩 RE Dealing in Securities 2017-09-25 2018-10-16
APZ793 HUI Wai Yan, Kelly 許慧欣 RE Advising on Corporate Finance 2008-04-11 2011-04-26
AQD389 CHING Ka Chun 程家俊 RE Dealing in Futures Contracts 2017-06-02
AQD389 CHING Ka Chun 程家俊 RE Dealing in Securities 2017-06-02
AQM615 TAN Honghong 譚虹虹 RO Dealing in Securities 2012-03-06 2017-09-13
AQM615 TAN Honghong 譚虹虹 RO Dealing in Futures Contracts 2015-09-29 2017-09-13
AQM615 TAN Honghong 譚虹虹 RE Dealing in Futures Contracts 2011-12-22 2015-09-29
AQM615 TAN Honghong 譚虹虹 RE Dealing in Securities 2008-03-19 2012-03-06
AQR105 LU Yi 陸奕 RO Advising on Corporate Finance 2017-05-17
AQR105 LU Yi 陸奕 RE Advising on Corporate Finance 2017-05-12 2017-05-17
AQU404 HON Ying Sum, Jeanly 韓應心 RE Advising on Corporate Finance 2008-04-28 2008-11-18
ARB164 XU Gang 徐剛 RE Dealing in Securities 2018-02-02
ARB164 XU Gang 徐剛 RE Dealing in Securities 2010-06-23 2014-11-10
ARB164 XU Gang 徐剛 RE Dealing in Futures Contracts 2012-04-16 2014-11-10
ARB164 XU Gang 徐剛 RO Dealing in Futures Contracts 2011-09-07 2012-04-16
ARB164 XU Gang 徐剛 RE Dealing in Futures Contracts 2010-06-23 2011-09-07
ARB302 HU Qian 胡倩 RE Dealing in Securities 2008-06-19 2011-03-25
ARB302 HU Qian 胡倩 RE Dealing in Futures Contracts 2010-01-13 2011-03-25
ARG251 CHEN Nan 陳南 RE Dealing in Securities 2008-09-09 2009-05-14
ARH793 WONG Yin Kwan, Brenda 黃衍筠 RO Advising on Corporate Finance 2015-10-08 2017-02-13
ARH793 WONG Yin Kwan, Brenda 黃衍筠 RE Advising on Corporate Finance 2015-07-24 2015-10-08
ART992 GU Weiyan 顧煒燕 RO Advising on Corporate Finance 2015-03-16 2016-10-28
ART992 GU Weiyan 顧煒燕 RE Advising on Corporate Finance 2014-10-20 2015-03-16
ARU536 LIM Kim Huat RE Advising on Corporate Finance 2015-04-21 2017-04-19
ARU536 LIM Kim Huat RE Dealing in Securities 2015-04-21 2017-04-19
ARU536 LIM Kim Huat RE Advising on Securities 2015-04-21 2017-04-19
ARU536 LIM Kim Huat RE Asset Management 2015-04-21 2017-04-19
ARU536 LIM Kim Huat RE Dealing in Futures Contracts 2015-04-21 2017-04-19
ARU545 CHEN Wei 陳煒 RO Advising on Corporate Finance 2017-10-16
ARU545 CHEN Wei 陳煒 RE Advising on Corporate Finance 2017-07-07 2017-10-16
ATB985 LAM Wing Hei 林詠禧 RO Dealing in Securities 2016-07-05 2016-07-11
ATB985 LAM Wing Hei 林詠禧 RO Dealing in Futures Contracts 2016-07-05 2016-07-11
ATB985 LAM Wing Hei 林詠禧 RE Dealing in Futures Contracts 2016-05-03 2016-07-05
ATB985 LAM Wing Hei 林詠禧 RE Dealing in Securities 2016-05-03 2016-07-05
ATN174 LIANG Hao 梁昊 RE Dealing in Securities 2009-09-04 2016-05-06
ATN174 LIANG Hao 梁昊 RE Dealing in Futures Contracts 2010-01-13 2016-05-06
ATN174 LIANG Hao 梁昊 RE Asset Management 2014-01-17 2016-05-06
AUJ264 LI Yuk Wa 李旭華 RE Dealing in Securities 2017-08-09
AUK260 KWAN Oi Yee 關愷怡 RE Dealing in Securities 2010-12-08 2011-03-04
AUR572 CHOI Heung Shing Frederick 蔡向成 RE Dealing in Futures Contracts 2010-02-08 2010-08-26
AUR572 CHOI Heung Shing Frederick 蔡向成 RE Dealing in Securities 2010-02-08 2010-08-26
AUR573 CHAN Tin Wai 陳天偉 RE Dealing in Securities 2010-02-08 2010-11-11
AUU925 WONG Ka Chun 黃嘉俊 RE Dealing in Securities 2011-07-19 2011-12-03
AUV894 TSOI Ting Mun 蔡庭滿 RE Dealing in Securities 2010-03-04 2010-08-26
AUZ662 CHEN Bai Cao 陳柏操 RE Dealing in Securities 2010-07-29 2014-01-31
AUZ662 CHEN Bai Cao 陳柏操 RE Dealing in Futures Contracts 2010-07-29 2014-01-31
AUZ662 CHEN Bai Cao 陳柏操 RE Advising on Securities 2012-02-22 2014-01-31
AUZ662 CHEN Bai Cao 陳柏操 RO Asset Management 2013-05-29 2014-01-31
AUZ662 CHEN Bai Cao 陳柏操 RE Asset Management 2010-06-03 2013-05-29
AVA404 LI Dan 李丹 RE Asset Management 2010-05-28 2011-04-29
AVD957 WANG Kenan 王克楠 RE Advising on Corporate Finance 2016-01-21 2016-02-20
AVG750 YANG Zhuangrui 楊壯銳 RE Dealing in Futures Contracts 2011-08-10 2016-05-18
AVG750 YANG Zhuangrui 楊壯銳 RO Dealing in Securities 2015-10-02 2016-05-18
AVG750 YANG Zhuangrui 楊壯銳 RE Dealing in Securities 2010-06-30 2015-10-02
AVH102 HE Dixi 何荻曦 RE Advising on Corporate Finance 2010-07-12 2011-04-08
AVM943 LI Yao 李瑤 RE Dealing in Securities 2010-07-20 2011-08-05
AVS905 TANG Shucheng 唐署程 RE Advising on Securities 2011-12-05 2013-12-18
AVX825 KEUNG Kai Kit 姜啟傑 RE Dealing in Securities 2017-07-28
AWR689 FU Chen 符辰 RE Advising on Corporate Finance 2011-02-22 2013-08-13
AWR818 HOU Chunhuan 侯春歡 RE Advising on Securities 2011-02-22 2017-01-04
AWR818 HOU Chunhuan 侯春歡 RE Asset Management 2011-05-23 2017-01-04
AWV257 LEE Fu Wa 李富華 RO Dealing in Futures Contracts 2017-10-04
AWV257 LEE Fu Wa 李富華 RO Dealing in Securities 2017-10-04
AWV257 LEE Fu Wa 李富華 RE Dealing in Futures Contracts 2017-06-28 2017-10-04
AWV257 LEE Fu Wa 李富華 RE Dealing in Securities 2017-06-28 2017-10-04
AWW089 YEUNG Tsz Kin 楊子健 RE Dealing in Securities 2011-03-21 2012-07-13
AWW089 YEUNG Tsz Kin 楊子健 RE Dealing in Futures Contracts 2011-10-03 2012-07-13
AWW249 LIU Yaqi 劉雅琪 RE Dealing in Securities 2011-03-21 2012-07-28
AXF097 TSANG Lap Hung 曾立雄 RE Dealing in Securities 2017-06-14
AXF553 YEUNG Tin Long 楊天朗 RE Dealing in Securities 2011-05-04 2011-06-01
AXG218 CHENG Pui Kei 鄭佩姬 RE Advising on Corporate Finance 2011-05-30 2013-08-13
AXH621 SIU Mei Kee Maggie 蕭美琪 RO Advising on Corporate Finance 2017-03-01 2017-05-08
AXH621 SIU Mei Kee Maggie 蕭美琪 RE Advising on Corporate Finance 2015-05-20 2017-03-01
AXM964 JIM Chi Kong 詹志剛 RE Dealing in Securities 2011-07-05 2013-03-22
AXM964 JIM Chi Kong 詹志剛 RE Dealing in Futures Contracts 2012-07-05 2013-03-22
AXQ424 KONG Koon Wai 江冠瑋 RE Dealing in Futures Contracts 2017-12-18 2018-07-31
AXQ424 KONG Koon Wai 江冠瑋 RE Dealing in Securities 2017-12-18 2018-07-31
AXR725 CHAN Lam Chak 陳林澤 RO Asset Management 2016-06-15 2016-11-11
AXR725 CHAN Lam Chak 陳林澤 RE Asset Management 2011-08-31 2016-06-15
AXZ195 LAM Choi Wan 林彩雲 RE Dealing in Securities 2016-11-28
AXZ195 LAM Choi Wan 林彩雲 RE Advising on Securities 2016-11-28
AXZ195 LAM Choi Wan 林彩雲 RE Advising on Corporate Finance 2017-01-05
AZL410 MOK Chue Man 莫鑄文 RE Dealing in Futures Contracts 2014-07-29 2016-06-03
AZL410 MOK Chue Man 莫鑄文 RE Dealing in Securities 2014-07-29 2016-06-03
AZL410 MOK Chue Man 莫鑄文 RE Dealing in Securities 2012-05-09 2013-10-18
AZL410 MOK Chue Man 莫鑄文 RE Dealing in Futures Contracts 2013-04-03 2013-10-18
AZN927 CHANG Aaron Zai Yuen 張世炫 RE Dealing in Securities 2015-09-30 2015-10-05
AZN927 CHANG Aaron Zai Yuen 張世炫 RE Advising on Corporate Finance 2015-09-30 2015-10-05
BAA877 CHEN Mengying 陳夢穎 RE Advising on Securities 2012-08-17 2013-02-28
BAA884 ZHAO Yutong 趙玉潼 RE Advising on Securities 2012-08-17 2016-07-15
BAK784 WONG Kam Wai 黃金煒 RE Dealing in Securities 2018-07-04
BAL160 PAN Zhigang 潘志剛 RE Dealing in Securities 2012-12-03 2017-02-13
BAL160 PAN Zhigang 潘志剛 RE Dealing in Futures Contracts 2014-05-05 2017-02-13
BAR092 SU Baoliang 蘇寶亮 RE Advising on Securities 2015-12-28 2019-01-11
BBD139 WONG Kwong Leong 王光亮 RE Dealing in Futures Contracts 2013-04-10 2013-11-15
BBD139 WONG Kwong Leong 王光亮 RE Dealing in Securities 2013-04-10 2013-11-15
BBH785 CHEUNG Ngai Tat 張毅達 RE Dealing in Futures Contracts 2013-11-01 2014-02-28
BBH785 CHEUNG Ngai Tat 張毅達 RE Dealing in Securities 2013-11-01 2014-02-28
BBJ699 XIE Fan 謝凡 RE Advising on Corporate Finance 2016-03-04 2017-04-11
BBQ738 WANG Junting 王君婷 RE Advising on Corporate Finance 2014-11-10 2015-01-19
BBU625 FONG Tsz Sin 方子倩 RE Dealing in Securities 2016-03-04 2016-03-31
BCD350 TIAN Jinyu 田瑾鈺 RE Asset Management 2017-03-21
BCD350 TIAN Jinyu 田瑾鈺 RE Dealing in Securities 2013-11-01 2016-04-08
BCD350 TIAN Jinyu 田瑾鈺 RE Asset Management 2014-09-15 2016-04-08
BCF244 GAO Han 高寒 RO Asset Management 2014-01-02 2016-05-23
BDJ570 CHEN Xiaofei 陳笑菲 RE Dealing in Securities 2014-05-14
BDJ570 CHEN Xiaofei 陳笑菲 RE Dealing in Futures Contracts 2017-08-16
BDM048 CHAN Ka Kam 陳家淦 RE Dealing in Securities 2014-05-22 2019-03-13
BDM048 CHAN Ka Kam 陳家淦 RE Dealing in Futures Contracts 2017-08-16 2019-03-13
BDQ733 SUNG Adrian Kam Tung 孫淦彤 RE Advising on Corporate Finance 2015-07-17 2017-04-21
BEM063 LI Ning 李宁 RE Advising on Corporate Finance 2014-11-14 2016-06-08
BEM790 HUANG Jing 黃靜 RE Dealing in Securities 2014-11-24 2016-02-13
BEO183 WANG Jun 王軍 RE Advising on Securities 2016-10-11 2018-04-30
BEO183 WANG Jun 王軍 RE Asset Management 2016-10-11 2018-04-30
BER960 PUN Hung Ming 潘鴻銘 RE Advising on Corporate Finance 2014-12-18 2017-03-31
BEW619 GU Chenchen 顧忱忱 RE Advising on Corporate Finance 2017-07-27
BEW802 KAN Ka Ho 簡家豪 RE Dealing in Securities 2015-09-29 2017-03-24
BEW802 KAN Ka Ho 簡家豪 RE Advising on Corporate Finance 2015-09-29 2017-03-24
BEX944 ZHANG Yu 張郁 RE Dealing in Securities 2015-03-24
BFD848 KWOK Chi Hin 郭志軒 RE Dealing in Securities 2017-03-03
BFD848 KWOK Chi Hin 郭志軒 RE Advising on Corporate Finance 2017-03-03
BFD848 KWOK Chi Hin 郭志軒 RE Advising on Securities 2017-03-03
BFE455 LU Ye 陸曄 RE Dealing in Securities 2016-06-08 2017-05-09
BFE455 LU Ye 陸曄 RE Advising on Corporate Finance 2016-06-08 2017-05-09
BFJ184 HO Cho Yiu 何祖耀 RE Dealing in Futures Contracts 2017-10-10 2018-07-04
BFJ184 HO Cho Yiu 何祖耀 RE Dealing in Securities 2017-10-10 2018-07-04
BFK653 YANG Ruoqi 楊若琪 RE Dealing in Securities 2015-05-11
BFL027 LIU Yongqiang 劉永強 RE Dealing in Securities 2017-08-24 2018-12-31
BFL027 LIU Yongqiang 劉永強 RE Dealing in Futures Contracts 2017-08-24 2018-12-31
BFV970 DU Yiwei 杜一唯 RE Advising on Corporate Finance 2015-07-16 2016-03-22
BFX483 LI Haoxiang 李昊翔 RE Advising on Corporate Finance 2015-07-27 2017-03-06
BFZ541 LEUNG Chun Man Boris 梁振文 RE Advising on Corporate Finance 2015-08-17 2017-04-21
BFZ563 TSUI Yi 徐怡 RE Advising on Corporate Finance 2015-08-14 2017-04-21
BGD170 ZHUANG Yancheng 庄燕城 RE Advising on Corporate Finance 2015-09-04 2017-03-22
BGG433 LIU Chuchu 劉楚楚 RE Advising on Corporate Finance 2015-09-21 2015-10-15
BGK792 MENG Zhanchen 蒙占辰 RE Advising on Securities 2015-10-30 2016-03-31
BGX097 ZHANG Jing 張靜 RO Asset Management 2016-03-14
BGX097 ZHANG Jing 張靜 RO Advising on Securities 2016-03-14
BGX097 ZHANG Jing 張靜 RO Dealing in Securities 2016-11-02
BHD621 TAN Jun 譚軍 RO Advising on Corporate Finance 2016-06-03
BHK589 XUE Boyuan 薛博元 RE Advising on Corporate Finance 2016-05-06 2017-02-21
BHP609 LI Rui 李睿 RE Advising on Corporate Finance 2017-07-19 2017-12-31
BHR853 ZHOU Zhou 周舟 RE Asset Management 2016-06-28 2017-01-23
BHS517 LIN Yuying 林鈺莹 RE Advising on Securities 2016-06-30 2017-04-07
BHW772 MA Jianzhu 馬建柱 RE Dealing in Securities 2016-08-12
BHW815 CHAN Chak Yiu Jacky 陳澤堯 RE Dealing in Securities 2016-07-27 2016-08-01
BHY411 GAO Qingqing 高慶慶 RE Dealing in Securities 2016-08-29 2017-05-28
BIC480 HUANG Yaorong 黃耀荣 RE Dealing in Securities 2017-11-09
BIC480 HUANG Yaorong 黃耀荣 RE Advising on Securities 2017-11-09
BID357 KONG Shishi 孔師詩 RE Asset Management 2016-10-14 2017-01-24
BIV189 ZHAO Shang 趙上 RE Advising on Corporate Finance 2017-07-27
BIY579 LIN Yiu Ho 林耀壕 RE Asset Management 2017-02-08 2017-08-23
BIY585 LI Xiang 李翔 RE Dealing in Securities 2017-03-14
BIY585 LI Xiang 李翔 RE Dealing in Futures Contracts 2018-06-22
BJC220 FU Hoi Yeung 傅海洋 RE Dealing in Securities 2017-05-24 2017-10-31
BJO277 POON Chun Ning, Linus 潘俊寧 RE Dealing in Securities 2019-04-15
BJO277 POON Chun Ning, Linus 潘俊寧 RE Dealing in Futures Contracts 2019-04-15
BKO986 XIAO Shunyu 肖舜予 RE Asset Management 2017-08-18
BKR090 YU Yifei 余益飛 RE Dealing in Securities 2017-09-28
BKR090 YU Yifei 余益飛 RE Advising on Securities 2017-09-28
BKR090 YU Yifei 余益飛 RE Advising on Corporate Finance 2017-09-28
BKT126 TSANG Tang Kwan 曾騰君 RE Dealing in Securities 2017-09-28
BKT126 TSANG Tang Kwan 曾騰君 RE Advising on Securities 2017-09-28
BKT126 TSANG Tang Kwan 曾騰君 RE Advising on Corporate Finance 2017-11-10
BKZ654 HE Yi 賀怡 RE Asset Management 2017-09-28
BLN923 WONG Pui Shan Aggie 黃佩珊 RE Dealing in Securities 2017-11-21 2018-08-08
BLZ818 ZHAO Zongming 趙宗明 RE Dealing in Securities 2018-01-15
BLZ818 ZHAO Zongming 趙宗明 RE Dealing in Futures Contracts 2018-02-21
BMT578 HUI King Ngai 許景毅 RE Dealing in Securities 2018-10-03
BMT578 HUI King Ngai 許景毅 RE Dealing in Futures Contracts 2018-10-03
BMY383 ZHANG JING 張靜 RE Advising on Corporate Finance 2018-06-28
BNC493 LIAO Zicheng RE Dealing in Securities 2019-02-18
BNI492 CHAN Wah Kung 陳華恭 RE Dealing in Futures Contracts 2019-04-26
BNI492 CHAN Wah Kung 陳華恭 RE Dealing in Securities 2019-04-26
BNR513 LAW Man Ying 羅文英 RE Dealing in Futures Contracts 2018-10-18
BNR513 LAW Man Ying 羅文英 RE Dealing in Securities 2018-10-18
BNR813 LI Xin 李鑫 RE Advising on Corporate Finance 2018-11-23
BNR827 YU Zhangdan 俞張丹 RE Advising on Corporate Finance 2018-11-20
BOA855 ZHANG Hongwei 張宏偉 RE Advising on Corporate Finance 2019-03-18
BOA861 ZHONG Ke 鍾科 RE Advising on Corporate Finance 2019-03-18

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