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Hong Kong SFC licensed institution AAC662
China Tonghai Asset Management Limited
中國通海資產管理有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAC662 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC651 POULIOT Bernard RE Advising on Securities 2017-10-11 2018-09-05
AAC651 POULIOT Bernard RE Asset Management 2017-10-11 2018-09-05
AAC651 POULIOT Bernard RO Asset Management 2003-04-01 2017-10-11
AAC651 POULIOT Bernard RO Advising on Securities 2003-04-01 2017-10-11
AAK411 HARRIS Richard RO Advising on Securities 2010-11-16 2012-01-07
AAK411 HARRIS Richard RO Asset Management 2010-11-16 2012-01-07
AAK411 HARRIS Richard RE Asset Management 2010-09-28 2010-11-16
AAK411 HARRIS Richard RE Advising on Securities 2010-09-28 2010-11-16
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RO Asset Management 2012-08-15 2018-07-29
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RO Advising on Securities 2012-08-15 2018-07-29
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RE Asset Management 2012-04-18 2012-08-15
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RE Advising on Securities 2012-04-18 2012-08-15
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RE Advising on Securities 2008-09-19 2011-04-14
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RE Asset Management 2008-09-19 2011-04-14
AAV499 LAM Chi Kong 林志江 RE Asset Management 2004-01-29 2007-10-30
AAV946 LOO Kwok Wing 盧國榮 RE Advising on Securities 2016-02-23 2016-05-15
AAV946 LOO Kwok Wing 盧國榮 RO Asset Management 2016-04-19 2016-05-15
AAV946 LOO Kwok Wing 盧國榮 RE Asset Management 2016-02-23 2016-04-19
AAY730 SUNG Chun Piu 宋震標 RO Advising on Securities 2016-03-03 2016-05-15
AAY730 SUNG Chun Piu 宋震標 RO Asset Management 2016-03-03 2016-05-15
ABA082 PHILLIPS Andrew Patrick RE Advising on Securities 2007-12-17 2009-07-03
ABA082 PHILLIPS Andrew Patrick RE Asset Management 2007-12-17 2009-07-03
ABV605 LAM Kin Hing, Kenneth 林建興 RO Advising on Securities 2003-04-01
ABV605 LAM Kin Hing, Kenneth 林建興 RO Asset Management 2003-04-01
ABV605 LAM Kin Hing, Kenneth 林建興 RO Advising on Futures Contracts 2003-04-01 2005-02-28
ABV605 LAM Kin Hing, Kenneth 林建興 RO Advising on Corporate Finance 2003-04-01 2004-10-15
ABX782 CHU Wai Ling, Marianna 朱偉苓 RO Advising on Securities 2018-06-27 2018-10-15
ABX782 CHU Wai Ling, Marianna 朱偉苓 RO Asset Management 2018-06-27 2018-10-15
ABX782 CHU Wai Ling, Marianna 朱偉苓 RE Asset Management 2018-01-15 2018-06-27
ABX782 CHU Wai Ling, Marianna 朱偉苓 RE Advising on Securities 2018-01-15 2018-06-27
ACF555 LAM Yik Fun 林憶芬 RO Advising on Securities 2018-01-11 2018-09-05
ACF555 LAM Yik Fun 林憶芬 RO Asset Management 2018-01-11 2018-09-05
ACF555 LAM Yik Fun 林憶芬 RE Asset Management 2017-03-31 2018-01-11
ACF555 LAM Yik Fun 林憶芬 RE Advising on Securities 2017-03-31 2018-01-11
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RO Asset Management 2010-06-30 2010-11-01
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RE Asset Management 2010-05-17 2010-06-30
ACS382 CHAN Hok Sing 陳學誠 RE Asset Management 2019-03-20
ACS382 CHAN Hok Sing 陳學誠 RE Advising on Securities 2019-03-20
ACS621 LEE Henry Da-Cheng 李大成 RE Asset Management 2013-05-31 2015-10-14
ADC128 CHAN Chi Sheung, Henry 陳志尚 RO Advising on Securities 2011-01-10 2011-11-01
ADC128 CHAN Chi Sheung, Henry 陳志尚 RE Asset Management 2011-01-10 2011-11-01
AEL746 YAN Kai Chi, Danny 甄啟智 RO Asset Management 2019-03-18
AEL746 YAN Kai Chi, Danny 甄啟智 RO Advising on Securities 2019-03-18
AEL746 YAN Kai Chi, Danny 甄啟智 RE Advising on Securities 2018-11-02 2019-03-18
AEL746 YAN Kai Chi, Danny 甄啟智 RE Asset Management 2018-11-02 2019-03-18
AFU193 LAM Siu Yeung 林少陽 RO Advising on Securities 2003-04-01 2008-04-11
AFU193 LAM Siu Yeung 林少陽 RO Asset Management 2004-12-22 2008-04-11
AGC912 CHOI Wing Kam 蔡詠琴 RE Asset Management 2008-06-24 2008-09-19
AGC912 CHOI Wing Kam 蔡詠琴 RE Advising on Securities 2008-06-24 2008-09-19
AGI780 TSANG Chun Kit 曾駿傑 RE Asset Management 2006-02-02 2007-09-20
AGI780 TSANG Chun Kit 曾駿傑 RO Advising on Securities 2007-03-07 2007-09-20
AGI780 TSANG Chun Kit 曾駿傑 RE Advising on Securities 2007-02-13 2007-03-07
AGL147 YAN Chi Kwan 顏志軍 RO Asset Management 2018-08-31
AGL147 YAN Chi Kwan 顏志軍 RO Advising on Securities 2018-08-31
AGL147 YAN Chi Kwan 顏志軍 RE Advising on Securities 2018-06-04 2018-08-31
AGL147 YAN Chi Kwan 顏志軍 RE Asset Management 2018-06-04 2018-08-31
AGW562 HO Wai Lap 何偉立 RE Advising on Securities 2005-01-27 2008-05-29
AGW562 HO Wai Lap 何偉立 RE Asset Management 2005-01-27 2008-05-29
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Advising on Securities 2018-05-14 2018-07-28
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Asset Management 2018-06-14 2018-07-28
AIB742 LO Ming Ho 盧名豪 RE Advising on Securities 2009-07-10 2010-05-29
AIB742 LO Ming Ho 盧名豪 RE Asset Management 2009-07-10 2010-05-29
AJE110 WONG Wing Tat 黃永達 RO Asset Management 2010-02-08 2012-04-21
AJE110 WONG Wing Tat 黃永達 RO Advising on Securities 2010-02-08 2012-04-21
AJE110 WONG Wing Tat 黃永達 RE Advising on Securities 2008-06-12 2010-02-08
AJE110 WONG Wing Tat 黃永達 RE Asset Management 2008-07-17 2010-02-08
AJM479 CHOI Allen 蔡國偉 RO Asset Management 2019-04-15
AJM479 CHOI Allen 蔡國偉 RO Advising on Securities 2019-04-15
AJM479 CHOI Allen 蔡國偉 RE Asset Management 2018-09-10 2019-04-15
AJM479 CHOI Allen 蔡國偉 RE Advising on Securities 2018-09-10 2019-04-15
ALG202 CHAN Kin Man 陳建文 RE Advising on Securities 2004-11-18 2006-11-17
ALG202 CHAN Kin Man 陳建文 RE Asset Management 2004-11-18 2006-11-17
ALL491 MAK To Man 麥導民 RE Advising on Securities 2007-11-15 2008-10-11
ALL491 MAK To Man 麥導民 RE Asset Management 2008-01-28 2008-10-11
ANM045 LUI Kin Wai 呂健威 RE Asset Management 2007-07-06 2011-01-28
ANZ648 CHENG Kwok Fun 鄭國勳 RE Asset Management 2006-11-29 2008-06-05
APC074 CHAN Kin Leung 陳建良 RO Asset Management 2008-07-10 2010-01-16
APC074 CHAN Kin Leung 陳建良 RO Advising on Securities 2008-07-10 2010-01-16
APC074 CHAN Kin Leung 陳建良 RE Advising on Securities 2007-07-17 2008-07-10
APC074 CHAN Kin Leung 陳建良 RE Asset Management 2007-07-17 2008-07-10
APH264 LAU Siu Ming 劉紹銘 RE Advising on Securities 2013-04-02 2018-08-06
AQE454 FONG Tak Jim 方德霑 RO Asset Management 2015-07-23 2018-04-30
AQE454 FONG Tak Jim 方德霑 RO Advising on Securities 2015-07-23 2018-04-30
AQE454 FONG Tak Jim 方德霑 RE Asset Management 2014-09-23 2015-07-23
AQE454 FONG Tak Jim 方德霑 RE Advising on Securities 2014-09-23 2015-07-23
AQE454 FONG Tak Jim 方德霑 RE Advising on Securities 2010-03-05 2013-10-12
AQE454 FONG Tak Jim 方德霑 RE Asset Management 2010-04-08 2013-10-12
AQF222 ZHENG Zhi 鄭智 RE Asset Management 2012-10-08 2012-11-09
AQF222 ZHENG Zhi 鄭智 RE Advising on Securities 2012-10-08 2012-11-09
AQF222 ZHENG Zhi 鄭智 RE Advising on Securities 2008-01-07 2010-12-23
AQF222 ZHENG Zhi 鄭智 RE Asset Management 2008-01-07 2010-12-23
ARG416 ZHENG Weiwei 鄭偉偉 RE Advising on Securities 2008-06-30 2008-10-08
ARG416 ZHENG Weiwei 鄭偉偉 RE Asset Management 2008-06-30 2008-10-08
ARO318 POTTER Simon James RE Asset Management 2011-07-05 2012-10-11
ARO318 POTTER Simon James RE Advising on Securities 2011-07-05 2012-10-11
ART652 LAI Man Hung 賴文雄 RE Advising on Securities 2008-10-22 2009-07-10
ART652 LAI Man Hung 賴文雄 RE Asset Management 2008-10-22 2009-07-10
ASE026 OGIER Charles Marc Fabien Marie RE Asset Management 2008-12-17 2009-06-30
ASE026 OGIER Charles Marc Fabien Marie RE Advising on Securities 2008-12-17 2009-06-30
AUO078 LAM Chun Yim 林駿棪 RE Advising on Securities 2013-04-22 2018-08-06
AVT078 CHENG Tung Lung 鄭東龍 RE Advising on Securities 2013-04-02 2018-08-06
AWD978 WONG Chi Kiu 黃置喬 RE Asset Management 2013-10-09 2014-01-24
AWD978 WONG Chi Kiu 黃置喬 RE Advising on Securities 2013-10-09 2014-01-24
AWD978 WONG Chi Kiu 黃置喬 RE Asset Management 2010-10-28 2011-12-01
AWD978 WONG Chi Kiu 黃置喬 RE Advising on Securities 2010-10-28 2011-12-01
AWJ006 CHONG Ming Hang 莊銘恒 RE Advising on Securities 2016-01-04 2016-05-15
AWJ006 CHONG Ming Hang 莊銘恒 RE Asset Management 2016-01-04 2016-05-15
AWZ179 CHEUNG Ching Bo 張靖寶 RE Asset Management 2013-10-09 2017-07-18
AWZ179 CHEUNG Ching Bo 張靖寶 RE Advising on Securities 2013-10-09 2017-07-18
AXU722 LAU Ka Fung Adrian 劉家灃 RE Asset Management 2018-04-12
AXU722 LAU Ka Fung Adrian 劉家灃 RE Advising on Securities 2018-04-12
AYA406 MAK Yiu Tung 麥耀東 RE Asset Management 2015-10-26 2016-07-15
AYA406 MAK Yiu Tung 麥耀東 RE Advising on Securities 2015-10-26 2016-07-15
AYE769 WANG Zhijia 王志甲 RE Advising on Securities 2011-10-10 2012-08-25
AYF520 WONG Calvin Chee Jun 王梓隽 RE Advising on Securities 2013-01-15 2014-09-20
AYF520 WONG Calvin Chee Jun 王梓隽 RE Asset Management 2013-01-15 2014-09-20
AYY656 ETTEDGUI Laurent Jonathane RE Advising on Securities 2012-02-10 2013-03-27
AYY656 ETTEDGUI Laurent Jonathane RE Asset Management 2012-02-10 2013-03-27
AZB216 CHENG Li 程莉 RE Advising on Securities 2016-01-25 2016-03-31
AZF510 WAN Hei Yeung 尹希陽 RE Asset Management 2013-10-25 2015-01-12
AZF510 WAN Hei Yeung 尹希陽 RE Advising on Securities 2013-10-25 2015-01-12
AZI799 VAZQUEZ MARTINEZ Santiago RE Advising on Securities 2015-10-05 2018-11-05
AZI799 VAZQUEZ MARTINEZ Santiago RE Asset Management 2015-10-05 2018-11-05
BAA672 WONG Yun Sum 黃潤森 RE Advising on Securities 2015-02-12 2017-04-04
BAA672 WONG Yun Sum 黃潤森 RE Asset Management 2015-02-12 2017-04-04
BBE991 CHU Wing Chun 朱永進 RE Advising on Securities 2016-01-04 2016-05-15
BBE991 CHU Wing Chun 朱永進 RE Asset Management 2016-01-04 2016-05-15
BCO770 WONG Man Tao, Michael 黃文韜 RE Asset Management 2017-05-12 2018-07-28
BCO770 WONG Man Tao, Michael 黃文韜 RE Advising on Securities 2017-05-12 2018-07-28
BDI052 LAU Yiu Bun 劉耀斌 RE Advising on Securities 2016-10-20 2017-04-05
BDI052 LAU Yiu Bun 劉耀斌 RE Asset Management 2016-10-20 2017-04-05
BEQ286 DAI Zhijie 戴智杰 RO Asset Management 2019-02-27
BEQ286 DAI Zhijie 戴智杰 RO Advising on Securities 2019-04-30
BEQ286 DAI Zhijie 戴智杰 RE Advising on Securities 2018-10-08 2019-04-30
BEQ286 DAI Zhijie 戴智杰 RE Asset Management 2018-10-08 2019-02-27
BFE152 CHENG Ka Lam 鄭嘉琳 RE Asset Management 2018-10-08
BFE152 CHENG Ka Lam 鄭嘉琳 RE Advising on Securities 2018-10-18
BHX731 LAM Hoi Kay Kate 林凱琪 RE Advising on Securities 2016-08-05 2018-05-16
BHX731 LAM Hoi Kay Kate 林凱琪 RE Asset Management 2018-01-30 2018-05-16
BJM104 XIE Mali 謝瑪麗 RE Advising on Securities 2017-06-14
BJM104 XIE Mali 謝瑪麗 RE Asset Management 2018-01-30
BKI875 HON Ka Ho 韓珈顥 RE Advising on Securities 2017-11-06
BKI875 HON Ka Ho 韓珈顥 RE Asset Management 2017-11-06
BNL079 KO Chun Ho, Dexter 高鎮浩 RE Advising on Securities 2018-09-21
BNL079 KO Chun Ho, Dexter 高鎮浩 RE Asset Management 2018-09-21
BNO498 LAM Lam 林琳 RE Asset Management 2018-10-12
BNO498 LAM Lam 林琳 RE Advising on Securities 2018-10-12
BNU373 LEE Ju-hyun 李柱顯 RE Advising on Securities 2019-02-15
BNU373 LEE Ju-hyun 李柱顯 RE Asset Management 2019-02-15

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