Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licensed institution AAB639
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAB639 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB005 WOO Lam Hay 胡林熙 RE Dealing in Securities 2010-09-17
AAB263 NOMURA Hiroyuki RO Dealing in Securities 2008-06-13 2011-04-16
AAB263 NOMURA Hiroyuki RO Dealing in Futures Contracts 2008-06-13 2011-04-16
AAB263 NOMURA Hiroyuki RO Advising on Corporate Finance 2008-06-13 2011-04-16
AAB263 NOMURA Hiroyuki RO Advising on Securities 2008-06-13 2011-04-16
AAD076 OKA Hironori RO Advising on Securities 2011-06-20
AAD076 OKA Hironori RO Dealing in Futures Contracts 2011-06-20
AAD076 OKA Hironori RO Advising on Corporate Finance 2011-06-20
AAD076 OKA Hironori RO Dealing in Securities 2011-06-20
AAD089 ONOUE Tsutomu RO Dealing in Securities 2004-03-24 2005-04-22
AAD089 ONOUE Tsutomu RO Advising on Securities 2004-03-24 2005-04-22
AAD089 ONOUE Tsutomu RE Advising on Securities 2003-04-01 2004-03-24
AAD089 ONOUE Tsutomu RE Asset Management 2003-04-01 2004-03-02
AAD089 ONOUE Tsutomu RE Advising on Corporate Finance 2003-04-01 2004-03-02
AAD512 MARCON Stephen James Neville RE Dealing in Securities 2013-08-21 2017-02-23
AAD512 MARCON Stephen James Neville RE Advising on Securities 2013-08-21 2017-02-23
AAD818 WILLIAMSON David White RE Dealing in Securities 2003-07-28 2007-01-26
AAE161 TONG Wai Lun 唐偉麟 RE Dealing in Securities 2003-04-01 2008-12-13
AAE161 TONG Wai Lun 唐偉麟 RE Asset Management 2003-04-01 2005-02-07
AAE161 TONG Wai Lun 唐偉麟 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AAE161 TONG Wai Lun 唐偉麟 RE Advising on Securities 2003-04-01 2005-02-07
AAG207 NG Kwok Shing, Peter 伍國成 RE Dealing in Securities 2003-04-01 2010-07-30
AAG207 NG Kwok Shing, Peter 伍國成 RE Advising on Securities 2003-04-01 2005-02-07
AAG207 NG Kwok Shing, Peter 伍國成 RE Asset Management 2003-04-01 2005-02-07
AAG207 NG Kwok Shing, Peter 伍國成 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AAG780 NARAIN Ravi RE Dealing in Securities 2010-07-22 2017-02-23
AAG780 NARAIN Ravi RE Advising on Securities 2010-07-22 2017-02-23
AAK390 ORDERS Jonathan Oliver Darcy 奧迪士 RE Advising on Corporate Finance 2010-10-13 2012-08-22
AAK390 ORDERS Jonathan Oliver Darcy 奧迪士 RE Dealing in Securities 2010-10-13 2012-08-22
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Dealing in Securities 2010-04-20 2013-06-25
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Advising on Securities 2010-04-20 2013-06-25
AAV861 BRADBURY Colin David RE Advising on Securities 2010-07-13 2012-02-16
ABC588 KWAN Po Kuen, Joyce 關寶娟 RE Dealing in Securities 2007-03-02 2010-10-03
ABC588 KWAN Po Kuen, Joyce 關寶娟 RE Advising on Securities 2009-01-23 2010-10-03
ABC959 SIU Yan Hong, Anthony 蕭寅康 RE Advising on Securities 2003-04-01 2004-11-18
ABC959 SIU Yan Hong, Anthony 蕭寅康 RE Dealing in Securities 2004-03-15 2004-11-18
ABC959 SIU Yan Hong, Anthony 蕭寅康 RO Advising on Corporate Finance 2004-04-02 2004-11-18
ABC959 SIU Yan Hong, Anthony 蕭寅康 RE Advising on Corporate Finance 2003-04-01 2004-04-02
ABC959 SIU Yan Hong, Anthony 蕭寅康 RE Asset Management 2003-04-01 2004-02-03
ABF032 WONG Chi Leung 黃志良 RE Dealing in Securities 2003-04-01 2003-11-01
ABF032 WONG Chi Leung 黃志良 RE Advising on Securities 2003-04-01 2003-11-01
ABF032 WONG Chi Leung 黃志良 RE Advising on Corporate Finance 2003-04-01 2003-11-01
ABF032 WONG Chi Leung 黃志良 RE Asset Management 2003-04-01 2003-11-01
ABM539 SIA Kwong Hai RE Advising on Corporate Finance 2003-04-01 2003-10-21
ABM539 SIA Kwong Hai RE Asset Management 2003-04-01 2003-10-21
ABM539 SIA Kwong Hai RE Dealing in Securities 2003-04-01 2003-10-21
ABM539 SIA Kwong Hai RE Advising on Securities 2003-04-01 2003-10-21
ABN099 TSANG Yee Mai 曾綺薇 RE Dealing in Securities 2010-07-02
ABN099 TSANG Yee Mai 曾綺薇 RE Dealing in Futures Contracts 2010-07-02
ABN458 CHEUNG Ching Leung, Terence 張正樑 RE Dealing in Securities 2010-11-20 2012-07-25
ABN564 HETHERINGTON John Charles 夏嶺東 RO Advising on Securities 2017-09-13
ABN564 HETHERINGTON John Charles 夏嶺東 RE Advising on Securities 2010-12-09 2017-09-13
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Dealing in Securities 2004-01-13 2004-02-09
ABS284 LAI Leong Hang, Ringo 黎亮恒 RE Dealing in Securities 2003-04-10 2012-07-20
ABS928 MOK Yuk Sze 莫若詩 RE Dealing in Securities 2004-02-02 2005-05-17
ABV790 NG Suk Yin, Virginia 吳淑燕 RE Dealing in Securities 2003-04-01 2003-09-03
ABV790 NG Suk Yin, Virginia 吳淑燕 RE Advising on Corporate Finance 2003-04-01 2003-09-03
ABV790 NG Suk Yin, Virginia 吳淑燕 RE Advising on Securities 2003-04-01 2003-09-03
ABV790 NG Suk Yin, Virginia 吳淑燕 RE Asset Management 2003-04-01 2003-09-03
ABW695 LIANG Chen-chung 梁振中 RE Advising on Corporate Finance 2010-11-16 2012-02-16
ABW695 LIANG Chen-chung 梁振中 RE Dealing in Securities 2010-11-16 2012-02-16
ACC653 LO Chi Wa, Ricky 羅志華 RE Dealing in Securities 2010-07-02
ACC653 LO Chi Wa, Ricky 羅志華 RE Dealing in Futures Contracts 2010-07-02
ACC762 GAO Zhikai 高志凱 RE Dealing in Securities 2011-06-03 2012-08-01
ACC762 GAO Zhikai 高志凱 RE Advising on Corporate Finance 2011-06-03 2012-08-01
ACG028 XIAN Chuping 冼楚平 RO Dealing in Securities 2017-10-09
ACG028 XIAN Chuping 冼楚平 RO Dealing in Futures Contracts 2017-10-09
ACG028 XIAN Chuping 冼楚平 RO Advising on Securities 2017-10-09
ACG028 XIAN Chuping 冼楚平 RO Advising on Corporate Finance 2017-10-09
ACH182 YAU Hok Wai, Henry Clement 邱學煒 RE Dealing in Securities 2004-12-15 2009-01-10
ACH182 YAU Hok Wai, Henry Clement 邱學煒 RO Advising on Corporate Finance 2004-12-21 2009-01-10
ACH182 YAU Hok Wai, Henry Clement 邱學煒 RE Advising on Corporate Finance 2004-12-13 2004-12-21
ACJ079 KIM Hyun Ho 金賢鎬 RE Dealing in Futures Contracts 2009-03-13 2011-08-01
ACJ079 KIM Hyun Ho 金賢鎬 RE Dealing in Securities 2009-03-13 2011-08-01
ACJ079 KIM Hyun Ho 金賢鎬 RE Advising on Securities 2009-03-25 2011-08-01
ACJ314 CHU Ka Kit, Peter 朱家傑 RE Advising on Securities 2009-08-24 2012-02-16
ACJ334 IRVINE Craig Wycliffe 歐陽貴 RO Advising on Securities 2009-10-20 2011-01-29
ACJ334 IRVINE Craig Wycliffe 歐陽貴 RE Advising on Securities 2009-08-24 2009-10-20
ACJ532 WONG Sze Yuen, Ivan 王士元 RE Dealing in Futures Contracts 2012-04-19 2015-03-09
ACJ532 WONG Sze Yuen, Ivan 王士元 RO Dealing in Securities 2013-08-02 2015-03-09
ACJ532 WONG Sze Yuen, Ivan 王士元 RE Dealing in Securities 2010-11-20 2013-08-02
ACL807 FANG Hei 方曦 RE Dealing in Securities 2004-03-05 2013-11-01
ACL807 FANG Hei 方曦 RE Dealing in Futures Contracts 2007-10-08 2013-11-01
ACM329 RUFFY Bruce Howard RE Dealing in Securities 2005-09-14 2007-06-12
ACN862 TANEFUSA Toru RE Dealing in Securities 2017-06-19 2017-06-25
ACN862 TANEFUSA Toru RE Dealing in Securities 2003-09-26 2004-03-08
ACQ141 CHENG Bik Hoi 鄭碧海 RE Advising on Securities 2009-08-24 2010-08-04
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Securities 2006-02-16
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Futures Contracts 2007-10-08
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Advising on Securities 2008-12-29
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Securities 2005-01-03 2005-10-14
ACR175 KIPPING Bryan Edward RE Dealing in Securities 2011-06-27 2011-07-03
ACR175 KIPPING Bryan Edward RE Dealing in Futures Contracts 2011-06-27 2011-07-03
ACR360 LAW Alison Chui Yin 羅翠妍 RE Advising on Securities 2013-11-18 2014-09-13
ACR446 WONG Wing Man, Esther 黃穎敏 RE Advising on Securities 2010-09-10 2012-05-05
ACR446 WONG Wing Man, Esther 黃穎敏 RE Dealing in Securities 2010-09-10 2012-05-05
ACR614 YU Ka Fai 余家輝 RE Dealing in Securities 2010-11-20 2011-09-16
ACW577 CHUNG Yan Yee, Andrew 鍾欣餘 RE Advising on Securities 2018-09-10
ACW967 DALZIELL Rohan John RE Advising on Securities 2013-10-10 2017-04-29
ACY060 LEE Kee Siong 李淦祥 RE Advising on Securities 2009-08-24
ACZ368 KAN Kwok Yu 簡國裕 RE Advising on Securities 2009-08-24
ADA727 NG Michael Chiu Ho 伍超豪 RO Dealing in Securities 2017-09-22
ADA727 NG Michael Chiu Ho 伍超豪 RO Advising on Corporate Finance 2017-09-22
ADA727 NG Michael Chiu Ho 伍超豪 RE Dealing in Securities 2017-07-07 2017-09-22
ADA727 NG Michael Chiu Ho 伍超豪 RE Advising on Corporate Finance 2017-07-07 2017-09-22
ADA891 CHANG Kwok Fai 鄭國輝 RE Dealing in Futures Contracts 2007-11-01 2008-01-29
ADA891 CHANG Kwok Fai 鄭國輝 RE Dealing in Securities 2007-11-20 2008-01-29
ADC274 CHANDER Vijaykumar RE Asset Management 2003-04-01 2003-09-16
ADC274 CHANDER Vijaykumar RE Advising on Corporate Finance 2003-04-01 2003-09-16
ADC274 CHANDER Vijaykumar RE Advising on Securities 2003-04-01 2003-09-16
ADE819 DUAN Hong 段宏 RO Dealing in Securities 2016-05-03
ADE819 DUAN Hong 段宏 RE Dealing in Securities 2013-11-21 2016-05-03
ADG696 BAILEY Simon Boulstridge RE Dealing in Securities 2003-09-19 2004-09-14
ADG716 LEUNG See Ho 梁思濠 RE Dealing in Securities 2010-04-23 2011-09-02
ADG716 LEUNG See Ho 梁思濠 RE Advising on Securities 2010-04-23 2011-09-02
ADG716 LEUNG See Ho 梁思濠 RE Dealing in Futures Contracts 2010-04-23 2011-09-02
ADG966 WANG Lan Ling RE Advising on Securities 2003-04-01 2004-10-30
ADG966 WANG Lan Ling RE Asset Management 2003-04-01 2004-10-30
ADG966 WANG Lan Ling RE Advising on Corporate Finance 2003-04-01 2004-10-30
ADH952 CHIU Pat Ngao, Steven 趙不傲 RO Advising on Corporate Finance 2010-04-27 2011-09-13
ADH952 CHIU Pat Ngao, Steven 趙不傲 RE Dealing in Securities 2010-04-27 2011-09-13
ADI036 CHAN Sik Tin 陳昔典 RE Advising on Securities 2009-08-24 2010-03-31
ADL712 MATSUSHITA Noriko RE Dealing in Securities 2003-04-01 2008-07-08
ADL712 MATSUSHITA Noriko RE Advising on Corporate Finance 2003-04-01 2005-02-07
ADL712 MATSUSHITA Noriko RE Advising on Securities 2003-04-01 2005-02-07
ADL712 MATSUSHITA Noriko RE Asset Management 2003-04-01 2005-02-07
ADM811 KANG Kyong Pil 康景弼 RO Dealing in Futures Contracts 2007-10-05 2013-06-28
ADM811 KANG Kyong Pil 康景弼 RO Dealing in Securities 2010-12-24 2013-06-28
ADM811 KANG Kyong Pil 康景弼 RE Dealing in Securities 2003-04-01 2010-12-24
ADM811 KANG Kyong Pil 康景弼 RE Advising on Corporate Finance 2003-04-01 2005-02-07
ADM811 KANG Kyong Pil 康景弼 RE Advising on Securities 2003-04-01 2005-02-07
ADM811 KANG Kyong Pil 康景弼 RE Asset Management 2003-04-01 2005-02-07
ADP243 MIZUNO Kosuke RO Advising on Securities 2014-10-13 2016-03-30
ADP243 MIZUNO Kosuke RO Dealing in Securities 2014-10-13 2016-03-30
ADP243 MIZUNO Kosuke RO Advising on Securities 2005-09-30 2007-10-27
ADP243 MIZUNO Kosuke RO Dealing in Securities 2005-09-30 2007-10-27
ADP243 MIZUNO Kosuke RE Dealing in Securities 2003-04-01 2005-09-30
ADP243 MIZUNO Kosuke RE Advising on Securities 2005-08-24 2005-09-30
ADP243 MIZUNO Kosuke RE Advising on Securities 2003-04-01 2005-02-07
ADP243 MIZUNO Kosuke RE Asset Management 2003-04-01 2005-02-07
ADP243 MIZUNO Kosuke RE Advising on Corporate Finance 2003-04-01 2005-02-07
ADQ101 WONG Wai Wah 黃慧華 RE Advising on Securities 2003-04-01 2004-11-06
ADQ101 WONG Wai Wah 黃慧華 RE Advising on Corporate Finance 2003-04-01 2004-11-06
ADQ101 WONG Wai Wah 黃慧華 RE Asset Management 2003-04-01 2004-11-06
ADQ241 TOM Judy RE Dealing in Securities 2009-03-02 2009-08-01
ADQ241 TOM Judy RE Dealing in Futures Contracts 2009-03-02 2009-08-01
ADQ241 TOM Judy RE Advising on Securities 2009-03-09 2009-08-01
ADR463 YEU Chiu Wah 姚昭華 RE Dealing in Securities 2006-09-28 2014-04-16
ADR463 YEU Chiu Wah 姚昭華 RO Advising on Corporate Finance 2006-12-01 2014-04-16
ADR463 YEU Chiu Wah 姚昭華 RE Advising on Corporate Finance 2006-09-28 2006-12-01
ADR669 MAR Johnson RE Dealing in Securities 2008-11-11 2012-08-30
ADR669 MAR Johnson RE Dealing in Futures Contracts 2008-11-11 2012-08-30
ADR669 MAR Johnson RE Advising on Securities 2008-12-29 2012-08-30
ADS783 LAM Hok Hoi 林學海 RE Advising on Securities 2010-07-12 2014-07-05
ADT508 CHADWICK Mark David RE Dealing in Securities 2010-05-17 2011-09-10
ADT508 CHADWICK Mark David RE Advising on Securities 2010-05-17 2011-09-10
ADU225 HUNG Lum, Leon 洪霖 RE Dealing in Securities 2004-03-30 2010-08-16
ADU225 HUNG Lum, Leon 洪霖 RE Dealing in Futures Contracts 2007-10-08 2010-08-16
ADV290 BHISITKUL John Bunkrit RE Dealing in Securities 2007-07-09 2012-02-16
ADV290 BHISITKUL John Bunkrit RE Advising on Corporate Finance 2007-07-09 2012-02-16
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Securities 2007-08-20 2007-11-17
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Futures Contracts 2007-10-25 2007-11-17
ADW149 LEE Wai Chung 李慧中 RE Dealing in Securities 2004-05-11 2004-07-29
ADX523 NG Lap Fung 伍立峯 RE Dealing in Securities 2010-11-20 2012-02-18
ADY707 LO Ming Hung 盧銘雄 RE Advising on Securities 2009-08-24 2011-09-22
ADZ738 LOBELLO Christopher Michael RO Advising on Securities 2011-07-07 2012-08-29
ADZ738 LOBELLO Christopher Michael RE Advising on Securities 2011-04-11 2011-07-07
AEA201 TAM Shing Hei 譚成希 RE Dealing in Securities 2007-08-13 2011-09-10
AEA201 TAM Shing Hei 譚成希 RE Advising on Securities 2009-01-23 2011-09-10
AEA299 LEUNG Chor Ming 梁礎銘 RE Dealing in Securities 2003-11-04 2004-08-19
AEB951 PAK Hiu Ching 白曉青 RE Dealing in Securities 2006-07-19 2011-01-10
AEB951 PAK Hiu Ching 白曉青 RO Advising on Corporate Finance 2009-06-08 2011-01-10
AEB951 PAK Hiu Ching 白曉青 RE Advising on Corporate Finance 2007-05-18 2009-06-08
AEB951 PAK Hiu Ching 白曉青 RO Advising on Corporate Finance 2006-12-01 2007-05-18
AEB951 PAK Hiu Ching 白曉青 RE Advising on Corporate Finance 2006-07-19 2006-12-01
AED197 WONG Kai Tung, Simon 黃繼東 RE Advising on Corporate Finance 2007-07-19 2009-09-17
AED197 WONG Kai Tung, Simon 黃繼東 RE Dealing in Securities 2007-07-19 2009-09-17
AED841 CHAN Ka Kit 陳家傑 RE Dealing in Securities 2004-12-09 2007-09-29
AEE776 FUNG Hao Chuen, David 馮浩存 RE Dealing in Securities 2010-04-29 2011-09-02
AEE776 FUNG Hao Chuen, David 馮浩存 RE Dealing in Futures Contracts 2010-04-29 2011-09-02
AEG183 NG John Wah 伍華安 RE Dealing in Securities 2007-10-10 2011-08-01
AEG183 NG John Wah 伍華安 RE Dealing in Futures Contracts 2007-11-14 2011-08-01
AEG183 NG John Wah 伍華安 RE Advising on Securities 2009-01-23 2011-08-01
AEH242 KWAN Ringo Cheukkai 關卓啟 RO Advising on Corporate Finance 2007-01-04 2010-02-20
AEH242 KWAN Ringo Cheukkai 關卓啟 RE Dealing in Securities 2007-01-22 2010-02-20
AEH242 KWAN Ringo Cheukkai 關卓啟 RE Advising on Corporate Finance 2006-12-27 2007-01-04
AEH947 KATSUTA Hisao 勝田久男 RE Advising on Corporate Finance 2010-09-13 2012-02-01
AEH947 KATSUTA Hisao 勝田久男 RE Dealing in Securities 2010-09-13 2012-02-01
AEH947 KATSUTA Hisao 勝田久男 RE Advising on Securities 2010-09-13 2012-02-01
AEI555 CHAN Man Hon 陳文瀚 RE Advising on Securities 2010-03-17 2014-10-01
AEK266 CHU Chun-Ju 朱俊如 RE Dealing in Securities 2009-04-28 2011-05-06
AEK317 LAW Hin Pong Joe 羅顯邦 RE Dealing in Securities 2006-08-10 2011-03-21
AEK317 LAW Hin Pong Joe 羅顯邦 RE Advising on Securities 2009-01-23 2011-03-21
AEK749 WONG Ka Man 黃家文 RO Advising on Corporate Finance 2010-03-10
AEK749 WONG Ka Man 黃家文 RE Dealing in Securities 2010-03-10
AEL364 WOO Chi Wang, Patrick 胡志宏 RE Advising on Corporate Finance 2003-04-01 2006-09-09
AEL364 WOO Chi Wang, Patrick 胡志宏 RE Dealing in Securities 2004-11-18 2006-09-09
AEL364 WOO Chi Wang, Patrick 胡志宏 RE Asset Management 2003-04-01 2004-11-16
AEL364 WOO Chi Wang, Patrick 胡志宏 RE Advising on Securities 2003-04-01 2004-11-16
AEM553 MA Adeline 馬雅蓮 RE Dealing in Securities 2005-07-13 2005-07-27
AEN383 MIZUNO Masashi RE Dealing in Futures Contracts 2008-05-15 2008-10-10
AEN383 MIZUNO Masashi RE Dealing in Securities 2008-05-15 2008-10-10
AEN383 MIZUNO Masashi RE Advising on Securities 2008-05-15 2008-10-10
AEN383 MIZUNO Masashi RO Dealing in Securities 2003-04-01 2004-05-24
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Dealing in Securities 2010-08-04 2012-02-16
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Dealing in Futures Contracts 2010-08-04 2012-02-16
AEN763 CHAN Kin Wah 陳鍵華 RO Dealing in Futures Contracts 2013-05-23 2015-01-12
AEN763 CHAN Kin Wah 陳鍵華 RO Dealing in Securities 2013-05-23 2015-01-12
AEN763 CHAN Kin Wah 陳鍵華 RE Dealing in Securities 2010-11-20 2013-05-23
AEN772 GRABNER Heinrich 葛侃寧 RE Dealing in Securities 2003-04-01 2004-05-25
AEN772 GRABNER Heinrich 葛侃寧 RE Asset Management 2003-04-01 2004-05-25
AEN772 GRABNER Heinrich 葛侃寧 RE Advising on Corporate Finance 2003-04-01 2004-05-25
AEN772 GRABNER Heinrich 葛侃寧 RE Advising on Securities 2003-04-01 2004-05-25
AEP628 CHAN Tsui Mei, Amy 陳翠薇 RE Dealing in Securities 2003-04-01 2006-06-06
AEP628 CHAN Tsui Mei, Amy 陳翠薇 RE Advising on Securities 2003-04-01 2005-02-07
AEP628 CHAN Tsui Mei, Amy 陳翠薇 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AEP628 CHAN Tsui Mei, Amy 陳翠薇 RE Asset Management 2003-04-01 2005-02-07
AEQ936 CHAN Chun Chung 陳振聰 RE Dealing in Securities 2010-11-20 2015-01-12
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Advising on Securities 2011-01-03 2013-06-15
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Dealing in Securities 2011-01-03 2013-06-15
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Dealing in Securities 2003-04-01 2009-04-15
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Dealing in Futures Contracts 2007-10-08 2009-04-15
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Advising on Securities 2003-04-01 2005-02-07
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Asset Management 2003-04-01 2005-02-07
AEV843 SULLIVAN Andrew Michael RE Dealing in Securities 2004-10-11 2007-12-06
AEY314 LAM Chun Kwok, Jimmy 林振國 RE Advising on Securities 2010-11-09 2011-08-19
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Dealing in Securities 2003-04-01 2016-08-04
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Dealing in Futures Contracts 2007-10-08 2016-08-04
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Asset Management 2003-04-01 2005-02-07
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Advising on Securities 2003-04-01 2005-02-07
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AFB221 MIU Hon Kit 繆漢傑 RE Advising on Securities 2008-03-04 2012-10-30
AFC648 KONG Hon Ming 江漢明 RE Dealing in Securities 2014-01-06 2016-05-06
AFD746 JACKAMO II Thomas Joseph RE Dealing in Securities 2010-09-01 2012-02-16
AFD746 JACKAMO II Thomas Joseph RE Advising on Corporate Finance 2010-09-01 2012-02-16
AFE060 CUDIA Celso Silva 邱明傑 RE Dealing in Securities 2014-09-01
AFE965 LAW Ka Po 羅嘉寶 RE Dealing in Securities 2007-09-27 2013-05-25
AFE965 LAW Ka Po 羅嘉寶 RE Dealing in Futures Contracts 2010-01-25 2013-05-25
AFE965 LAW Ka Po 羅嘉寶 RE Dealing in Securities 2005-05-17 2007-06-08
AFF227 LI Pak Lin, Sandy 李白蓮 RE Advising on Securities 2006-10-23 2009-08-07
AFF227 LI Pak Lin, Sandy 李白蓮 RE Dealing in Securities 2006-10-23 2009-08-07
AFH095 YEUNG Kit Sum, Beata 楊潔心 RE Dealing in Securities 2004-09-02 2012-02-16
AFH095 YEUNG Kit Sum, Beata 楊潔心 RE Advising on Securities 2008-12-29 2012-02-16
AFJ284 GARCIA Michael Anthony RE Dealing in Securities 2015-04-13
AFJ284 GARCIA Michael Anthony RE Dealing in Futures Contracts 2015-04-13
AFK428 LEUNG Chun Yue 梁振宇 RE Advising on Corporate Finance 2003-04-01 2004-11-25
AFK428 LEUNG Chun Yue 梁振宇 RE Asset Management 2003-04-01 2004-11-25
AFK428 LEUNG Chun Yue 梁振宇 RE Advising on Securities 2003-04-01 2004-11-25
AFK428 LEUNG Chun Yue 梁振宇 RE Dealing in Securities 2003-04-01 2004-11-25
AFL218 YOSHIDA Tomoko 吉田朋子 RE Asset Management 2003-04-01 2003-06-14
AFL218 YOSHIDA Tomoko 吉田朋子 RE Dealing in Securities 2003-04-01 2003-06-14
AFL218 YOSHIDA Tomoko 吉田朋子 RE Advising on Securities 2003-04-01 2003-06-14
AFL218 YOSHIDA Tomoko 吉田朋子 RE Advising on Corporate Finance 2003-04-01 2003-06-14
AFM323 CHAN Kwun Wah Derek 陳冠樺 RE Dealing in Securities 2008-04-11 2009-01-10
AFM323 CHAN Kwun Wah Derek 陳冠樺 RO Advising on Corporate Finance 2008-04-28 2009-01-10
AFM323 CHAN Kwun Wah Derek 陳冠樺 RE Advising on Corporate Finance 2008-04-01 2008-04-28
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Dealing in Securities 2013-06-03
AFN684 PANG On Ki 彭安琪 RE Dealing in Securities 2010-11-20 2011-09-06
AFP308 HO Wai Kei 何偉基 RE Advising on Securities 2009-08-24 2013-09-25
AFQ287 YUNG Man Fong, Fion 容敏芳 RE Dealing in Securities 2003-04-01 2005-06-27
AFQ287 YUNG Man Fong, Fion 容敏芳 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AFQ287 YUNG Man Fong, Fion 容敏芳 RE Advising on Securities 2003-04-01 2005-02-07
AFQ287 YUNG Man Fong, Fion 容敏芳 RE Asset Management 2003-04-01 2005-02-07
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Dealing in Securities 2003-04-01 2003-11-01
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Advising on Corporate Finance 2003-04-01 2003-11-01
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Asset Management 2003-04-01 2003-11-01
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Advising on Securities 2003-04-01 2003-11-01
AFQ893 TANG Siu Lai, Stanley 鄧兆澧 RE Advising on Corporate Finance 2005-05-30 2005-06-14
AFR780 TAM Tak Wing 譚德榮 RE Asset Management 2003-04-01 2003-08-16
AFR780 TAM Tak Wing 譚德榮 RE Advising on Corporate Finance 2003-04-01 2003-08-16
AFR780 TAM Tak Wing 譚德榮 RE Advising on Securities 2003-04-01 2003-08-16
AFR780 TAM Tak Wing 譚德榮 RE Dealing in Securities 2003-04-01 2003-08-16
AFS336 KAZUI Yoshiyuki RO Dealing in Futures Contracts 2008-04-14 2009-10-31
AFS336 KAZUI Yoshiyuki RO Dealing in Securities 2008-04-14 2009-10-31
AFS336 KAZUI Yoshiyuki RO Advising on Securities 2008-04-14 2009-10-31
AFS336 KAZUI Yoshiyuki RE Dealing in Securities 2003-04-01 2008-04-14
AFS336 KAZUI Yoshiyuki RE Dealing in Futures Contracts 2007-10-08 2008-04-14
AFS336 KAZUI Yoshiyuki RE Advising on Securities 2008-02-15 2008-04-14
AFS336 KAZUI Yoshiyuki RE Advising on Corporate Finance 2003-04-01 2005-02-07
AFS336 KAZUI Yoshiyuki RE Asset Management 2003-04-01 2005-02-07
AFS336 KAZUI Yoshiyuki RE Advising on Securities 2003-04-01 2005-02-07
AFS531 CHOW Ting Ka 周廷珈 RE Dealing in Securities 2007-04-10 2007-08-04
AFS531 CHOW Ting Ka 周廷珈 RE Advising on Securities 2007-04-10 2007-08-04
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Futures Contracts 2013-08-19
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Securities 2013-08-19
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Securities 2008-11-04 2011-09-10
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Futures Contracts 2008-11-04 2011-09-10
AFU290 LO Sui Yan, Rex 盧穗欣 RE Dealing in Securities 2010-11-20 2011-09-03
AFU680 LEE Hon Nam 李翰南 RE Dealing in Securities 2004-10-05 2012-02-16
AFU680 LEE Hon Nam 李翰南 RO Advising on Corporate Finance 2006-08-24 2012-02-16
AFU680 LEE Hon Nam 李翰南 RE Advising on Corporate Finance 2004-10-05 2006-08-24
AFU687 TO Tsz Wai 杜子偉 RE Dealing in Securities 2003-04-01 2005-03-10
AFU687 TO Tsz Wai 杜子偉 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AFU687 TO Tsz Wai 杜子偉 RE Asset Management 2003-04-01 2005-02-07
AFU687 TO Tsz Wai 杜子偉 RE Advising on Securities 2003-04-01 2005-02-07
AFV776 HO Tsz Ho, Andy 何子浩 RE Dealing in Securities 2005-09-23
AFV776 HO Tsz Ho, Andy 何子浩 RE Dealing in Futures Contracts 2007-10-08
AFZ169 CHAN Shun Ho 陳舜河 RE Dealing in Securities 2007-08-20
AFZ169 CHAN Shun Ho 陳舜河 RE Dealing in Futures Contracts 2007-10-25
AGA425 YING Hak Kai 應克佳 RE Dealing in Securities 2003-06-06 2010-11-29
AGA836 NGAI Kwok Fung 魏國峰 RE Advising on Corporate Finance 2003-09-18 2005-01-20
AGA836 NGAI Kwok Fung 魏國峰 RE Dealing in Securities 2004-11-16 2005-01-20
AGA971 JOHNSON Christopher Lind RE Dealing in Futures Contracts 2010-02-11 2012-02-14
AGA971 JOHNSON Christopher Lind RE Dealing in Securities 2010-02-11 2012-02-14
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Dealing in Securities 2004-11-24 2006-10-04
AGB307 KWONG Ho Kei, Emily 鄺可琪 RO Advising on Corporate Finance 2006-08-22 2006-10-04
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Corporate Finance 2003-04-01 2006-08-22
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Securities 2003-04-01 2004-11-23
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Asset Management 2003-04-01 2004-11-23
AGC636 LIU Xiaohong 劉曉紅 RE Dealing in Securities 2006-05-29 2016-09-29
AGC636 LIU Xiaohong 劉曉紅 RO Advising on Corporate Finance 2007-03-09 2016-09-29
AGC636 LIU Xiaohong 劉曉紅 RE Advising on Corporate Finance 2006-05-29 2007-03-09
AGC833 YOKOTA Fumiko 橫田文子 RE Advising on Securities 2003-04-01 2003-08-06
AGC833 YOKOTA Fumiko 橫田文子 RE Dealing in Securities 2003-04-01 2003-08-06
AGC833 YOKOTA Fumiko 橫田文子 RE Asset Management 2003-04-01 2003-08-06
AGC833 YOKOTA Fumiko 橫田文子 RE Advising on Corporate Finance 2003-04-01 2003-08-06
AGC853 YEUNG Wing Kwong, Kenneth 楊永光 RE Dealing in Securities 2007-03-26 2013-10-18
AGC853 YEUNG Wing Kwong, Kenneth 楊永光 RE Dealing in Futures Contracts 2008-08-13 2013-10-18
AGC897 CHENG Man Chi 鄭敏芝 RE Dealing in Securities 2010-11-20 2015-01-12
AGE134 ANG Bee Leng RE Dealing in Securities 2010-10-13 2013-08-08
AGF966 KIM Jason Sung RE Dealing in Securities 2015-07-13
AGG935 WONG Wai Yan 黃惠恩 RO Dealing in Securities 2013-06-21 2016-01-01
AGG935 WONG Wai Yan 黃惠恩 RE Dealing in Securities 2010-11-20 2013-06-21
AGH360 CHAN Shuk Yin 陳淑賢 RE Asset Management 2003-04-01 2004-01-31
AGH360 CHAN Shuk Yin 陳淑賢 RE Dealing in Securities 2003-04-01 2004-01-31
AGH360 CHAN Shuk Yin 陳淑賢 RE Advising on Corporate Finance 2003-04-01 2004-01-31
AGH360 CHAN Shuk Yin 陳淑賢 RE Advising on Securities 2003-04-01 2004-01-31
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Advising on Corporate Finance 2005-10-20 2006-11-14
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Dealing in Securities 2005-10-20 2006-11-14
AGJ125 WAN Maurine 溫慕蓮 RE Advising on Securities 2009-08-24
AGJ184 NG Wai Yu 吳惠如 RE Dealing in Securities 2006-08-17 2008-11-08
AGJ778 OHIRA Yuko RE Dealing in Securities 2003-04-01 2014-06-07
AGJ778 OHIRA Yuko RE Advising on Corporate Finance 2003-04-01 2005-02-07
AGJ778 OHIRA Yuko RE Asset Management 2003-04-01 2005-02-07
AGJ778 OHIRA Yuko RE Advising on Securities 2003-04-01 2005-02-07
AGK907 NG Chak Chung 吳澤松 RE Dealing in Securities 2007-08-16 2007-12-20
AGL967 TSUN Rowena Wai Hang 秦緯珩 RE Dealing in Securities 2003-12-09 2004-03-01
AGM381 ZAMORA Poch Edward Imperial RE Dealing in Futures Contracts 2008-10-21 2011-02-12
AGM381 ZAMORA Poch Edward Imperial RE Dealing in Securities 2008-10-21 2011-02-12
AGN541 LIAN Xiaolu 連小鷺 RE Advising on Corporate Finance 2011-06-15 2012-02-16
AGN541 LIAN Xiaolu 連小鷺 RE Dealing in Securities 2011-06-15 2012-02-16
AGO032 WONG Man Kuen, Gary 黃文權 RE Dealing in Securities 2007-08-28
AGO346 CHEUNG Kwok Wah 張國華 RE Dealing in Securities 2003-04-01 2006-12-01
AGO346 CHEUNG Kwok Wah 張國華 RE Advising on Securities 2003-04-01 2005-02-07
AGO346 CHEUNG Kwok Wah 張國華 RE Asset Management 2003-04-01 2005-02-07
AGO346 CHEUNG Kwok Wah 張國華 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AGO376 LIM Swee Tin Lisa 林瑞珍 RE Advising on Corporate Finance 2007-08-17 2010-10-20
AGO376 LIM Swee Tin Lisa 林瑞珍 RO Dealing in Securities 2008-05-05 2010-10-20
AGO376 LIM Swee Tin Lisa 林瑞珍 RE Dealing in Securities 2007-07-24 2008-05-05
AGO903 SAWLANI Danny Thakurdas RE Dealing in Securities 2007-10-05 2009-08-27
AGO903 SAWLANI Danny Thakurdas RE Advising on Corporate Finance 2007-10-05 2009-08-27
AGP398 MIZUKOSHI Kazuyoshi RO Advising on Corporate Finance 2009-01-07 2011-10-14
AGP398 MIZUKOSHI Kazuyoshi RO Advising on Corporate Finance 2003-04-01 2004-05-24
AGP655 TAM Kin Fong 譚建方 RE Advising on Corporate Finance 2008-02-21 2009-07-04
AGP655 TAM Kin Fong 譚建方 RE Dealing in Securities 2008-03-06 2009-07-04
AGR037 LAU Hon 劉侃 RE Dealing in Securities 2005-09-27 2005-10-04
AGU752 TOMIYAMA Takuya 富山卓也 RE Dealing in Securities 2015-06-18
AGU752 TOMIYAMA Takuya 富山卓也 RE Dealing in Futures Contracts 2015-06-18
AGU752 TOMIYAMA Takuya 富山卓也 RE Dealing in Securities 2003-04-01 2004-08-10
AGU752 TOMIYAMA Takuya 富山卓也 RE Asset Management 2003-04-01 2003-06-11
AGU752 TOMIYAMA Takuya 富山卓也 RE Advising on Corporate Finance 2003-04-01 2003-06-11
AGU752 TOMIYAMA Takuya 富山卓也 RE Advising on Securities 2003-04-01 2003-06-11
AGW424 LI Kathy 李嘉怡 RE Dealing in Securities 2010-11-20 2012-06-20
AGW561 SIU Pui Kay, Ruby 蕭珮琪 RE Dealing in Securities 2013-09-30 2014-05-24
AGX302 LAPAKULCHAI Vacharachai 林銘輝 RE Advising on Securities 2003-10-29 2016-06-23
AGY660 THAM Mun Hon 譚文漢 RE Advising on Securities 2009-08-24 2011-09-16
AHC251 LIU Chung Hsun 劉宗勳 RE Dealing in Securities 2003-04-01
AHC251 LIU Chung Hsun 劉宗勳 RE Dealing in Futures Contracts 2007-10-08
AHC251 LIU Chung Hsun 劉宗勳 RE Asset Management 2003-04-01 2005-02-07
AHC251 LIU Chung Hsun 劉宗勳 RE Advising on Securities 2003-04-01 2005-02-07
AHC251 LIU Chung Hsun 劉宗勳 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AHD220 GU Gerard Sheng RE Advising on Corporate Finance 2010-11-08 2012-08-22
AHD220 GU Gerard Sheng RE Dealing in Securities 2010-11-08 2012-08-22
AHF765 BHAMMER Vishal Mahendra Kumar RE Advising on Securities 2010-08-30 2013-05-15
AHF765 BHAMMER Vishal Mahendra Kumar RE Dealing in Securities 2010-08-30 2013-05-15
AHF798 HAN William Wei-Lee RE Advising on Securities 2010-07-02 2012-02-07
AHF798 HAN William Wei-Lee RE Dealing in Securities 2010-07-02 2012-02-07
AHG570 CHIEN Jackie Wei Jia RE Dealing in Securities 2011-05-30 2012-08-22
AHG570 CHIEN Jackie Wei Jia RE Advising on Corporate Finance 2011-05-30 2012-08-22
AHK579 SHIMADA Kenji RO Advising on Securities 2005-07-15 2007-07-17
AHK579 SHIMADA Kenji RO Dealing in Securities 2005-07-15 2007-07-17
AHK579 SHIMADA Kenji RE Dealing in Securities 2003-04-01 2005-07-15
AHK579 SHIMADA Kenji RE Advising on Corporate Finance 2003-04-01 2005-02-07
AHK579 SHIMADA Kenji RE Advising on Securities 2003-04-01 2005-02-07
AHK579 SHIMADA Kenji RE Asset Management 2003-04-01 2005-02-07
AHK750 YIP Kai Sun, Sunny 葉啟燊 RE Dealing in Securities 2011-10-27 2012-08-22
AHK750 YIP Kai Sun, Sunny 葉啟燊 RO Advising on Corporate Finance 2011-12-09 2012-08-22
AHK750 YIP Kai Sun, Sunny 葉啟燊 RE Advising on Corporate Finance 2011-10-27 2011-12-09
AHL612 MIZOGUCHI Hironori RE Dealing in Securities 2009-04-01
AHL612 MIZOGUCHI Hironori RE Advising on Securities 2009-04-01
AHS992 SASAKI Shinichi 佐佐木伸一 RO Dealing in Securities 2014-12-19
AHS992 SASAKI Shinichi 佐佐木伸一 RE Dealing in Securities 2014-04-24 2014-12-19
AHS992 SASAKI Shinichi 佐佐木伸一 RE Dealing in Securities 2008-07-21 2011-04-24
AHT095 CHAN Mong Har RE Dealing in Securities 2007-10-05 2009-02-28
AHT095 CHAN Mong Har RE Advising on Securities 2009-01-23 2009-02-28
AHU523 MATSUMOTO Satoshi RO Dealing in Securities 2003-04-01 2006-04-03
AHU523 MATSUMOTO Satoshi RO Advising on Securities 2003-04-01 2006-04-03
AHU523 MATSUMOTO Satoshi RO Advising on Corporate Finance 2003-04-01 2006-04-03
AHU748 TAM Kwok Ho, Ronald 譚國豪 RE Dealing in Securities 2011-03-11 2013-06-24
AHU748 TAM Kwok Ho, Ronald 譚國豪 RE Advising on Corporate Finance 2011-03-11 2013-06-24
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Dealing in Securities 2007-10-04 2008-01-05
AIB744 CHAN Kin Yu, Ronnie 陳建宇 RE Dealing in Securities 2010-11-20 2014-01-16
AIB753 COWPERTHWAITE Adam Aaron RE Dealing in Securities 2010-02-09 2011-09-03
AIB753 COWPERTHWAITE Adam Aaron RE Dealing in Futures Contracts 2010-02-09 2011-09-03
AIB790 YUEN Ka Lai 阮嘉麗 RE Dealing in Securities 2010-11-20 2015-12-01
AIB803 LOKE Wai Ming 陸偉明 RE Dealing in Securities 2009-07-09 2011-11-08
AIB803 LOKE Wai Ming 陸偉明 RO Advising on Corporate Finance 2010-03-11 2011-11-08
AIB803 LOKE Wai Ming 陸偉明 RE Advising on Corporate Finance 2009-07-09 2010-03-11
AIR943 WANG Lumeng 王魯蒙 RE Dealing in Securities 2009-05-07 2012-07-20
AIR943 WANG Lumeng 王魯蒙 RE Dealing in Securities 2003-12-09 2007-05-18
AIR943 WANG Lumeng 王魯蒙 RE Asset Management 2003-04-01 2003-11-10
AIR943 WANG Lumeng 王魯蒙 RE Advising on Securities 2003-04-01 2003-11-10
AIR943 WANG Lumeng 王魯蒙 RE Advising on Corporate Finance 2003-04-01 2003-11-10
AIR943 WANG Lumeng 王魯蒙 RE Dealing in Securities 2003-04-01 2003-11-10
AIR944 CAILAO Antonio Del Pilar RE Dealing in Securities 2003-04-01 2003-10-15
AIR944 CAILAO Antonio Del Pilar RE Advising on Corporate Finance 2003-04-01 2003-10-15
AIR944 CAILAO Antonio Del Pilar RE Advising on Securities 2003-04-01 2003-10-15
AIR944 CAILAO Antonio Del Pilar RE Asset Management 2003-04-01 2003-10-15
AIR954 SHIRAISHI Takeshi 白石武 RE Advising on Corporate Finance 2003-04-16 2003-11-16
AIS610 LAM Yu Man, Priscilla 林于敏 RE Dealing in Securities 2011-05-09 2012-08-23
AIS610 LAM Yu Man, Priscilla 林于敏 RE Advising on Corporate Finance 2011-05-09 2012-08-23
AIT881 OTANI Tomono 大谷知乃 RE Dealing in Securities 2003-04-10 2004-05-31
AIX145 GORNALL Adrian Rubin RE Dealing in Securities 2003-04-23 2004-05-10
AJA361 KOT Jack Hou Eric 葛積豪 RE Dealing in Securities 2008-10-27
AJA361 KOT Jack Hou Eric 葛積豪 RE Dealing in Futures Contracts 2008-10-27
AJB048 TANG Chi Heng, Alvin 鄧志恆 RE Dealing in Securities 2009-02-18 2009-06-13
AJB997 CHEY Jung-Hyun RE Dealing in Securities 2003-07-21 2004-04-12
AJC091 LEE Jong Song 李鐘松 RE Dealing in Securities 2004-05-17 2005-11-10
AJC091 LEE Jong Song 李鐘松 RE Dealing in Securities 2003-07-24 2004-04-12
AJE235 LI Chun Yu, Benson 李振宇 RE Dealing in Securities 2008-01-31 2011-03-21
AJE235 LI Chun Yu, Benson 李振宇 RE Advising on Securities 2008-12-29 2011-03-21
AJE274 WONG Po Yee 黃寶儀 RE Advising on Securities 2009-08-24 2010-07-30
AJF996 WONG Kwun Hung 王冠雄 RE Dealing in Securities 2007-04-24 2007-07-26
AJH211 AU-YEUNG Wai Kai, Angus 歐陽為鍇 RE Dealing in Securities 2012-01-06 2014-03-22
AJH211 AU-YEUNG Wai Kai, Angus 歐陽為鍇 RO Advising on Corporate Finance 2014-02-12 2014-03-22
AJH211 AU-YEUNG Wai Kai, Angus 歐陽為鍇 RE Advising on Corporate Finance 2012-01-06 2014-02-12
AJK540 HO Ka Wai 何家偉 RE Dealing in Securities 2004-01-20 2007-01-26
AJL491 LAU Ching Yin, Justin 劉正賢 RE Advising on Securities 2010-10-25 2012-08-29
AJL552 HOEPFFNER Edouard Yves Maurice Pierre RE Dealing in Futures Contracts 2010-04-12 2011-09-03
AJL552 HOEPFFNER Edouard Yves Maurice Pierre RE Dealing in Securities 2010-04-12 2011-09-03
AJL553 SIMPSON Justin Vaughn RE Dealing in Securities 2014-01-13 2017-09-14
AJL553 SIMPSON Justin Vaughn RE Advising on Corporate Finance 2014-01-13 2017-09-14
AJL563 TERREBROOD JR Henry Lee RE Dealing in Securities 2008-11-21 2010-07-21
AJL563 TERREBROOD JR Henry Lee RE Advising on Securities 2008-12-29 2010-07-21
AJN346 SARKIS David RE Dealing in Futures Contracts 2010-02-12 2012-03-22
AJN346 SARKIS David RO Dealing in Securities 2010-04-21 2012-03-22
AJN346 SARKIS David RO Advising on Securities 2010-04-21 2012-03-22
AJN346 SARKIS David RE Dealing in Securities 2010-02-12 2010-04-21
AJN346 SARKIS David RE Advising on Securities 2010-02-12 2010-04-21
AJN951 YOSHIHARA Koji RO Dealing in Securities 2004-06-01 2005-03-14
AJN951 YOSHIHARA Koji RO Advising on Corporate Finance 2004-06-01 2005-03-14
AJN951 YOSHIHARA Koji RE Dealing in Securities 2004-03-16 2004-06-01
AJN951 YOSHIHARA Koji RE Advising on Corporate Finance 2004-03-16 2004-06-01
AJO196 WONG Anson Gong Wah 黃江華 RE Dealing in Futures Contracts 2011-05-11 2011-09-03
AJO196 WONG Anson Gong Wah 黃江華 RE Dealing in Securities 2011-05-11 2011-09-03
AJO304 CHAN Wing Chiu 陳穎釗 RE Advising on Securities 2014-01-07
AJO305 FUJISHIMA Hisako RE Dealing in Securities 2004-03-19 2007-04-16
AJO308 SAITO Shoichi 齋藤彰一 RO Advising on Securities 2009-06-08 2012-07-18
AJO308 SAITO Shoichi 齋藤彰一 RO Dealing in Securities 2009-06-08 2012-07-18
AJO308 SAITO Shoichi 齋藤彰一 RO Dealing in Securities 2004-06-01 2008-01-11
AJO308 SAITO Shoichi 齋藤彰一 RO Advising on Securities 2005-04-13 2008-01-11
AJO308 SAITO Shoichi 齋藤彰一 RE Dealing in Securities 2004-03-19 2004-06-01
AKI974 WU Yuet Ming, Grace 胡月明 RE Advising on Securities 2010-09-13 2014-05-15
AKN220 LEE Ping 李萍 RE Dealing in Securities 2004-04-28 2009-05-01
AKS933 LEE Sze Wan 李詩韻 RE Advising on Corporate Finance 2006-09-25 2011-09-20
AKS933 LEE Sze Wan 李詩韻 RE Dealing in Securities 2006-09-27 2011-09-20
AKV099 HO Ka Wai 何家維 RE Advising on Securities 2010-07-29 2012-02-16
AKX577 KITNEY Paul Michael RE Advising on Securities 2017-10-25
AKY483 NG Kwong 伍剛 RE Dealing in Securities 2006-06-29 2007-10-19
AKY483 NG Kwong 伍剛 RE Advising on Corporate Finance 2006-06-29 2007-10-19
AKY763 SARMAH Pranab Kumar RE Advising on Securities 2009-08-24 2013-09-25
ALB956 TAKASE Eiji 高瀨英二 RE Advising on Corporate Finance 2004-08-12 2008-10-14
ALB956 TAKASE Eiji 高瀨英二 RE Dealing in Securities 2004-08-12 2008-10-14
ALB983 CHEUNG Siu Kiu 張小喬 RE Dealing in Securities 2010-11-20 2015-03-09
ALF737 ONG Cheng Choo, Cilicia 王清珠 RE Advising on Securities 2009-11-10 2011-09-16
ALF737 ONG Cheng Choo, Cilicia 王清珠 RE Dealing in Securities 2009-11-10 2011-09-16
ALG188 TSANG Ka Kan, Edmund 曾嘉勤 RE Dealing in Securities 2017-02-06
ALI039 CHAN Chore Man, Germaine 陳楚雯 RE Advising on Corporate Finance 2008-01-25 2010-06-29
ALI039 CHAN Chore Man, Germaine 陳楚雯 RE Dealing in Securities 2008-02-05 2010-06-29
ALI154 LIU Chang 劉暢 RE Advising on Corporate Finance 2004-10-11 2005-02-24
ALI154 LIU Chang 劉暢 RE Dealing in Securities 2004-10-11 2005-02-24
ALI727 LEUNG Ching 梁青 RE Dealing in Securities 2006-07-18 2006-10-17
ALJ957 KWOK Dik Sze, Daisy 郭迪思 RE Advising on Securities 2010-12-06 2013-08-31
ALJ957 KWOK Dik Sze, Daisy 郭迪思 RE Dealing in Securities 2010-12-06 2013-08-31
ALJ991 CHANG Ching-Kun 張靖坤 RE Advising on Securities 2010-10-15 2012-09-01
ALK263 YUIHAMA Hirokazu RO Advising on Securities 2009-10-20 2010-04-09
ALK263 YUIHAMA Hirokazu RE Advising on Securities 2009-08-24 2009-10-20
ALN138 GUHA ROY Tathagata RE Advising on Securities 2011-06-15 2012-08-29
ALO245 MIAO Hui 繆暉 RE Advising on Securities 2013-09-02 2013-09-28
ALO548 ZHANG Xiongfeng 張雄峰 RE Dealing in Securities 2004-12-28 2010-11-09
ALO548 ZHANG Xiongfeng 張雄峰 RE Advising on Corporate Finance 2004-12-28 2010-11-09
ALR980 LO Shih-hung 羅仕泓 RE Dealing in Futures Contracts 2010-07-26 2012-05-05
ALR980 LO Shih-hung 羅仕泓 RE Dealing in Securities 2010-07-26 2012-05-05
ALS814 HIMOTO Tatsuya RO Dealing in Securities 2014-08-21 2016-04-20
ALS814 HIMOTO Tatsuya RO Advising on Corporate Finance 2014-08-21 2016-04-20
ALS814 HIMOTO Tatsuya RO Dealing in Securities 2005-04-28 2008-07-31
ALS814 HIMOTO Tatsuya RO Advising on Corporate Finance 2005-04-28 2008-07-31
ALS814 HIMOTO Tatsuya RE Advising on Corporate Finance 2005-03-01 2005-04-28
ALS814 HIMOTO Tatsuya RE Dealing in Securities 2005-03-01 2005-04-28
ALU926 FRANCE Roy RE Dealing in Securities 2010-11-20 2012-10-10
ALW236 CHU Peter Pa-en RO Dealing in Futures Contracts 2013-09-25
ALW236 CHU Peter Pa-en RO Dealing in Securities 2013-09-25
ALW236 CHU Peter Pa-en RE Dealing in Futures Contracts 2010-11-01 2013-09-25
ALW236 CHU Peter Pa-en RE Dealing in Securities 2010-11-01 2013-09-25
ALW538 CHEN Hui-ming 陳慧明 RE Advising on Securities 2010-09-21 2014-06-25
ALY361 WONG Po Chin 黃步前 RE Dealing in Securities 2005-04-23 2006-08-05
ALY689 FANG Hong 方紅 RE Dealing in Securities 2005-04-29 2009-04-24
ALZ061 CHUNG Ching Kei, Philip 鍾正祺 RE Dealing in Securities 2010-11-20 2016-01-01
ALZ369 WONG Tony Tin Wing 黃天穎 RE Dealing in Securities 2010-09-27 2012-06-28
ALZ369 WONG Tony Tin Wing 黃天穎 RE Advising on Securities 2010-09-27 2012-06-28
ALZ575 NIEDERBERGER Michael Robert RE Advising on Corporate Finance 2011-04-07 2014-12-06
ALZ575 NIEDERBERGER Michael Robert RE Dealing in Securities 2011-04-07 2014-12-06
ALZ783 AU Chi On, Paul 區子安 RE Dealing in Securities 2011-10-14 2012-06-23
ALZ783 AU Chi On, Paul 區子安 RE Advising on Securities 2011-10-14 2012-06-23
ALZ810 WONG Sheh Yung 王錫勇 RE Dealing in Securities 2007-11-13 2008-06-29
ALZ810 WONG Sheh Yung 王錫勇 RE Dealing in Futures Contracts 2007-11-13 2008-06-29
AMA103 NIGHJOY Oliver Leslie RE Dealing in Securities 2011-04-01 2012-08-22
AMA103 NIGHJOY Oliver Leslie RE Advising on Corporate Finance 2011-04-01 2012-08-22
AMA934 MARSDEN Matthew Owen RE Advising on Securities 2011-10-07 2012-02-16
AMA937 SHEN Wei Ling, Janet 沈慧玲 RO Dealing in Securities 2015-09-29
AMA937 SHEN Wei Ling, Janet 沈慧玲 RO Advising on Corporate Finance 2015-09-29
AMA937 SHEN Wei Ling, Janet 沈慧玲 RE Dealing in Securities 2010-07-30 2015-09-29
AMA937 SHEN Wei Ling, Janet 沈慧玲 RE Advising on Corporate Finance 2010-07-30 2015-09-29
AMA937 SHEN Wei Ling, Janet 沈慧玲 RE Advising on Corporate Finance 2005-05-30 2006-09-13
AMA937 SHEN Wei Ling, Janet 沈慧玲 RE Dealing in Securities 2005-05-30 2006-09-13
AMB073 ADACHI Mimiko 安達美味子 RE Dealing in Securities 2008-11-10 2009-04-18
AMC389 CHAN Andrew Shingfun 陳盛勳 RE Advising on Securities 2009-08-24 2011-06-27
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Dealing in Securities 2007-04-11 2007-04-11
AMF506 CHEUNG Wang 張弘 RE Dealing in Securities 2013-12-31 2018-06-22
AMI340 LO Shuk Yan, Loretta 羅淑茵 RE Dealing in Securities 2005-08-05 2011-06-28
AMI499 LOK Chi Yeung 駱子洋 RE Advising on Corporate Finance 2005-08-15 2005-12-01
AMI499 LOK Chi Yeung 駱子洋 RE Dealing in Securities 2005-08-15 2005-12-01
AMJ330 KAGOTANI Kenichi RE Dealing in Securities 2005-08-16 2008-08-23
AMJ330 KAGOTANI Kenichi RE Dealing in Futures Contracts 2007-10-08 2008-08-23
AMK015 FESCHET Xavier, Boris RE Dealing in Futures Contracts 2011-03-14 2012-03-20
AMK015 FESCHET Xavier, Boris RE Dealing in Securities 2011-03-14 2012-03-20
AML475 OSAWA Miyuki RE Advising on Securities 2007-06-18
AML475 OSAWA Miyuki RE Dealing in Securities 2007-06-18 2013-11-28
AML780 HO Ting Hong, Kenny 何定康 RE Advising on Corporate Finance 2008-08-07 2010-06-09
AML780 HO Ting Hong, Kenny 何定康 RE Dealing in Securities 2008-08-26 2010-06-09
AMM346 TAM Lik Wai, Aleck 譚力維 RE Dealing in Securities 2011-05-16 2016-09-21
AMM346 TAM Lik Wai, Aleck 譚力維 RE Dealing in Futures Contracts 2011-05-16 2016-09-21
AMR136 KURASHITA Noriko 倉下紀子 RE Dealing in Securities 2014-07-07 2015-10-17
AMS327 HANNAN David James RE Dealing in Securities 2010-03-29 2011-09-03
AMS327 HANNAN David James RE Dealing in Futures Contracts 2010-03-29 2011-09-03
AMS713 YAMAGUCHI Daisuke RE Dealing in Securities 2010-10-21 2014-05-17
AMS713 YAMAGUCHI Daisuke RE Advising on Securities 2010-11-19 2014-05-17
AMS713 YAMAGUCHI Daisuke RE Dealing in Securities 2005-11-21 2007-10-26
AMT669 LO Philip 盧偉楷 RE Advising on Securities 2010-09-27 2012-08-29
AMU107 CHAN Wai Nga, Julia 陳慧雅 RE Dealing in Securities 2010-11-20 2016-01-01
AMU452 TANG Yuen Sheung, Michelle 鄧婉湘 RE Dealing in Securities 2005-12-07 2006-11-04
AMW509 IGARASHI Minori RE Dealing in Securities 2005-12-29 2015-01-31
AMW511 FUNG Cissy 馮婉詩 RE Advising on Corporate Finance 2005-12-29
AMW511 FUNG Cissy 馮婉詩 RE Dealing in Securities 2005-12-29
AMY061 CHEUNG Vivian 張惠雲 RE Dealing in Securities 2012-02-28 2013-03-20
AMY061 CHEUNG Vivian 張惠雲 RE Advising on Securities 2012-02-28 2013-03-20
AMY262 LEUNG Koon Yip, Kevin 梁冠業 RE Advising on Securities 2009-08-24 2010-07-30
AMY300 LEE Kit Shan 李潔珊 RE Dealing in Securities 2010-11-20 2011-09-03
AMY443 WEE Ern, Timothy 黃恩 RE Dealing in Securities 2012-11-20 2013-01-25
AMY443 WEE Ern, Timothy 黃恩 RE Advising on Corporate Finance 2012-11-20 2013-01-25
AMY547 LEE Patrick Maung RE Dealing in Securities 2010-08-16 2011-09-10
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Dealing in Securities 2008-02-26 2009-01-10
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Advising on Corporate Finance 2008-02-26 2009-01-10
ANE830 KIM Hae Ryong RE Dealing in Securities 2006-03-22 2016-02-16
ANG294 JENN Marc Steven RE Dealing in Futures Contracts 2017-11-29
ANG294 JENN Marc Steven RO Dealing in Securities 2017-12-05
ANG294 JENN Marc Steven RE Dealing in Securities 2010-11-20 2017-12-05
ANH004 HWANG Jae Hoon RE Dealing in Futures Contracts 2010-08-30 2012-06-21
ANH004 HWANG Jae Hoon RE Dealing in Securities 2010-08-30 2012-06-21
ANH760 AKAIWA Sumiyuki RO Advising on Corporate Finance 2006-05-26 2008-04-17
ANH760 AKAIWA Sumiyuki RO Advising on Securities 2006-07-26 2008-04-17
ANH760 AKAIWA Sumiyuki RO Dealing in Securities 2006-07-26 2008-04-17
ANH760 AKAIWA Sumiyuki RO Dealing in Futures Contracts 2007-10-05 2008-04-17
ANK080 LUCHANGCO Eric Roberto Mirasol RE Dealing in Securities 2011-07-08 2013-09-19
ANK080 LUCHANGCO Eric Roberto Mirasol RE Advising on Corporate Finance 2011-07-08 2013-09-19
ANK080 LUCHANGCO Eric Roberto Mirasol RE Advising on Corporate Finance 2006-05-24 2007-10-27
ANK080 LUCHANGCO Eric Roberto Mirasol RE Dealing in Securities 2006-05-24 2007-10-27
ANK861 DOBKINS Spencer Darryl RE Dealing in Securities 2010-11-20 2012-10-10
ANL837 YEN Tzu-han 嚴子涵 RE Advising on Corporate Finance 2007-03-07 2007-05-09
ANL837 YEN Tzu-han 嚴子涵 RE Dealing in Securities 2007-03-07 2007-05-09
ANM054 LATZER Alexander RE Advising on Securities 2009-08-24 2012-08-29
ANM690 HO Man Ling 何曼玲 RE Dealing in Securities 2006-06-16 2009-03-18
ANM874 SOULEYMAN Jan RO Dealing in Securities 2016-02-04
ANM874 SOULEYMAN Jan RE Dealing in Securities 2011-04-27 2016-02-04
ANM944 COLLETT Benjamin Robert RE Dealing in Securities 2007-11-01 2008-12-12
ANM944 COLLETT Benjamin Robert RE Dealing in Futures Contracts 2007-11-01 2008-12-12
ANN014 JIM Ka Shun 詹嘉淳 RE Dealing in Securities 2008-12-18 2011-01-14
ANN014 JIM Ka Shun 詹嘉淳 RE Dealing in Futures Contracts 2008-12-18 2011-01-14
ANN014 JIM Ka Shun 詹嘉淳 RE Dealing in Securities 2006-06-15 2008-09-26
ANN014 JIM Ka Shun 詹嘉淳 RE Dealing in Futures Contracts 2007-11-20 2008-09-26
ANN058 LAM Hung Wai, Brian 林鴻煒 RE Advising on Securities 2014-11-11 2017-03-25
ANN061 KAM Wai Lun 甘偉倫 RE Advising on Securities 2009-08-24 2012-02-16
ANN270 PETIT-PASQUIER Julien RE Dealing in Futures Contracts 2010-07-30 2011-09-03
ANN270 PETIT-PASQUIER Julien RE Dealing in Securities 2010-07-30 2011-09-03
ANQ024 CHAN Yuk Bing 陳玉冰 RE Dealing in Securities 2010-11-20 2012-03-16
ANQ025 YEO Keng Chun 楊慶春 RE Dealing in Securities 2010-11-20 2014-09-26
ANQ025 YEO Keng Chun 楊慶春 RE Dealing in Futures Contracts 2012-04-19 2014-09-26
ANQ543 PRITCHARD Perry RO Dealing in Securities 2011-06-10 2012-02-16
ANQ543 PRITCHARD Perry RE Dealing in Securities 2010-02-08 2011-06-10
ANR606 BAO Danny Q 包強 RE Advising on Securities 2010-10-08 2012-02-16
ANR774 XIA Yibing 夏宜冰 RE Advising on Securities 2009-08-24 2010-10-15
ANU110 HO Serena May Yin 何美賢 RE Dealing in Securities 2011-06-07 2011-09-10
ANU110 HO Serena May Yin 何美賢 RE Advising on Securities 2011-06-07 2011-09-10
ANU347 CHEN Chun Tung, Jason 程振東 RE Dealing in Securities 2015-03-23 2015-08-18
ANU347 CHEN Chun Tung, Jason 程振東 RE Advising on Corporate Finance 2015-03-23 2015-08-18
ANU415 CHOY Yin Nga 蔡燕雅 RE Dealing in Securities 2010-01-21 2012-08-29
ANU527 SONG Yu 宋玉 RE Dealing in Securities 2008-08-05 2009-01-10
ANU527 SONG Yu 宋玉 RE Advising on Corporate Finance 2008-08-26 2009-01-10
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Securities 2012-04-02 2012-04-13
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Futures Contracts 2012-04-02 2012-04-13
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Securities 2011-01-04 2012-02-17
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Futures Contracts 2011-01-04 2012-02-17
ANX817 ZEE Timothy Yuen Cheng RE Advising on Corporate Finance 2008-08-07 2011-11-10
ANX817 ZEE Timothy Yuen Cheng RE Dealing in Securities 2008-08-07 2011-11-10
ANX862 CHANG Jack Chun-Chieh 張俊傑 RE Dealing in Futures Contracts 2010-03-29 2012-03-31
ANX862 CHANG Jack Chun-Chieh 張俊傑 RE Dealing in Securities 2010-03-29 2012-03-31
AOA593 LIN Hung Yuan 林宏遠 RE Dealing in Securities 2006-10-05 2008-03-26
AOB547 TSANG Wing Chi 曾詠芝 RE Advising on Securities 2010-12-15 2014-10-01
AOB735 CHEAH Yew Wee RE Dealing in Securities 2006-10-26 2015-10-16
AOB735 CHEAH Yew Wee RO Advising on Corporate Finance 2012-02-20 2015-10-16
AOB735 CHEAH Yew Wee RE Advising on Corporate Finance 2006-10-26 2012-02-20
AOC914 HO Hoi Lam, Anita 何海琳 RE Dealing in Securities 2006-11-02 2007-07-25
AOD191 ISHII Chikara 石井主稅 RE Dealing in Securities 2006-11-07 2009-10-10
AOD191 ISHII Chikara 石井主稅 RO Advising on Corporate Finance 2008-06-23 2009-10-10
AOD191 ISHII Chikara 石井主稅 RE Advising on Corporate Finance 2006-11-07 2008-06-23
AOE212 TING Fu Wah 丁富華 RE Dealing in Securities 2010-11-20 2015-10-01
AOE212 TING Fu Wah 丁富華 RE Dealing in Futures Contracts 2012-04-10 2015-10-01
AOE329 CHANG Chiung-Wen 張瓊文 RE Dealing in Securities 2009-11-03 2011-06-03
AOE451 TSANG Yin Chun 曾然進 RE Dealing in Securities 2007-12-04 2008-06-27
AOE451 TSANG Yin Chun 曾然進 RE Dealing in Futures Contracts 2007-12-04 2008-06-27
AOE771 YU Kin Lok 庾建樂 RE Dealing in Securities 2008-01-07 2009-02-14
AOG059 CHU Pui Fan 朱佩芬 RE Advising on Corporate Finance 2006-11-24 2009-01-10
AOG059 CHU Pui Fan 朱佩芬 RE Dealing in Securities 2006-11-24 2009-01-10
AOH038 LAM Ching Lok Gary 林清樂 RE Dealing in Securities 2010-07-29 2014-08-12
AOH038 LAM Ching Lok Gary 林清樂 RO Advising on Corporate Finance 2014-05-02 2014-08-12
AOH038 LAM Ching Lok Gary 林清樂 RE Advising on Corporate Finance 2010-07-29 2014-05-02
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Dealing in Securities 2009-11-24 2010-01-16
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Advising on Securities 2009-12-16 2010-01-16
AOI875 HUO Ran 霍然 RE Advising on Securities 2010-08-16 2011-05-27
AOL528 KAM Kwok Hung 甘國雄 RE Dealing in Securities 2010-08-09 2013-07-03
AOL528 KAM Kwok Hung 甘國雄 RE Advising on Corporate Finance 2010-08-09 2013-07-03
AOM636 WANG Yong 王勇 RE Advising on Securities 2009-08-24 2011-09-27
AON705 FREITAS Brian Caetano 范包容 RE Dealing in Securities 2010-10-14 2012-03-31
AON705 FREITAS Brian Caetano 范包容 RE Dealing in Futures Contracts 2010-10-14 2012-03-31
AOO554 PIENAAR Ross Daniel RE Dealing in Futures Contracts 2009-02-02 2014-08-06
AOO554 PIENAAR Ross Daniel RE Dealing in Securities 2009-02-02 2014-08-06
AOO554 PIENAAR Ross Daniel RE Advising on Securities 2009-02-17 2014-08-06
AOQ748 KAN Tung Fai 簡通輝 RE Dealing in Securities 2016-12-20 2018-07-17
AOQ748 KAN Tung Fai 簡通輝 RE Dealing in Futures Contracts 2016-12-20 2018-07-17
AOR544 MA Jibo 馬繼博 RE Advising on Securities 2010-09-15 2016-04-26
AOR601 SYMOENS Michiel RE Dealing in Securities 2010-11-20 2012-02-18
AOR609 DAI Wei 戴維 RE Advising on Securities 2010-05-31 2013-07-09
AOR993 TSANG Chi Kin 曾智健 RE Dealing in Securities 2009-11-02
AOR993 TSANG Chi Kin 曾智健 RE Dealing in Futures Contracts 2009-11-02
AOS002 YIU Sui Chong 姚穗莊 RE Advising on Corporate Finance 2011-03-01 2015-04-25
AOS002 YIU Sui Chong 姚穗莊 RE Dealing in Securities 2011-03-01 2015-04-25
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Advising on Corporate Finance 2010-08-06 2011-09-28
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Dealing in Securities 2010-08-06 2011-09-28
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Advising on Corporate Finance 2007-04-12 2009-11-24
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Dealing in Securities 2007-04-12 2009-11-24
AOU239 CHAN Chu Heng, Roy 曾祖興 RE Dealing in Securities 2010-07-15 2012-06-21
AOU239 CHAN Chu Heng, Roy 曾祖興 RE Dealing in Futures Contracts 2010-07-15 2012-06-21
AOU705 SUZUKI Naoto RO Advising on Securities 2007-11-28 2009-04-01
AOU705 SUZUKI Naoto RO Dealing in Futures Contracts 2007-11-28 2009-04-01
AOU705 SUZUKI Naoto RO Dealing in Securities 2007-11-28 2009-04-01
AOU705 SUZUKI Naoto RE Advising on Securities 2007-04-24 2007-11-28
AOU705 SUZUKI Naoto RE Dealing in Securities 2007-04-24 2007-11-28
AOU706 OIDE Shinya RE Advising on Securities 2007-04-25 2008-10-10
AOU706 OIDE Shinya RE Dealing in Securities 2007-04-25 2008-10-10
AOV197 LEE Yan Ki 李恩琪 RE Dealing in Securities 2007-04-26 2010-07-08
AOV197 LEE Yan Ki 李恩琪 RE Advising on Corporate Finance 2007-04-26 2010-07-08
AOV654 TSANG Andrew Chiu Yin 曾昭然 RE Dealing in Securities 2014-09-29
AOY504 CHAN Sui On 陳瑞安 RE Dealing in Futures Contracts 2008-10-28 2011-05-21
AOY504 CHAN Sui On 陳瑞安 RE Dealing in Securities 2008-10-28 2011-05-21
AOZ142 KEY John Richard RE Dealing in Securities 2010-11-20 2013-05-17
APB253 YAN Ka Shing, Angus 甄家誠 RE Dealing in Securities 2009-08-11 2010-04-23
APB845 WONG Kwok Hung, Lawrence 王國雄 RE Dealing in Securities 2010-11-20 2016-01-01
APB992 ELLIS-KEELER Christopher John RE Dealing in Securities 2015-01-19 2015-02-20
APC908 TANG Wai Chun 鄧惠珍 RE Dealing in Securities 2007-06-25 2007-09-18
APC928 NG Wai Kee 吳偉基 RE Advising on Securities 2010-06-07 2012-02-16
APC928 NG Wai Kee 吳偉基 RE Dealing in Securities 2010-06-07 2012-02-16
APC928 NG Wai Kee 吳偉基 RE Dealing in Securities 2007-06-25 2008-05-28
APF801 CHAN Tsz Kwan 陳芷筠 RE Dealing in Securities 2009-08-03 2010-10-28
APG493 ITASAKA Yusaku RE Advising on Securities 2007-07-19 2012-04-14
APG493 ITASAKA Yusaku RE Dealing in Securities 2007-07-19 2012-04-14
APG493 ITASAKA Yusaku RE Dealing in Futures Contracts 2011-05-17 2012-04-14
APH107 PAGLIARINI Alberto RE Dealing in Securities 2011-02-07 2013-03-01
APH107 PAGLIARINI Alberto RE Advising on Corporate Finance 2011-02-07 2013-03-01
APH491 WATKINS Bryan RE Dealing in Securities 2007-07-23 2008-05-15
APJ417 MC CONAGHA Adam Cameron RE Dealing in Securities 2007-08-06 2008-11-08
APJ449 FUKUSHIMA Yoshihiro RE Dealing in Securities 2007-08-06 2010-02-26
APJ449 FUKUSHIMA Yoshihiro RE Advising on Securities 2009-01-23 2010-02-26
APK739 KO Chi Wo 高志和 RE Dealing in Securities 2010-11-20 2011-02-17
APL004 PARK Ansik RE Dealing in Futures Contracts 2011-08-01 2013-04-16
APL004 PARK Ansik RE Dealing in Securities 2011-08-01 2013-04-16
APL477 LAU Alfred 劉雅瀚 RE Advising on Securities 2009-08-24 2009-09-11
APL590 LAW Yuen Sheung 羅婉湘 RE Advising on Securities 2010-11-15 2012-02-21
APN533 LIANG Feng Chun, Florence 梁鳳淳 RE Advising on Securities 2009-08-24 2010-03-24
APN593 CHEN Po-jen 陳柏任 RE Dealing in Securities 2010-11-16 2013-08-22
APN593 CHEN Po-jen 陳柏任 RE Advising on Securities 2010-11-16 2013-08-22
APP471 FINNEMORE CAPON Andrew Charles RE Advising on Corporate Finance 2007-09-10 2009-01-14
APP471 FINNEMORE CAPON Andrew Charles RE Dealing in Securities 2007-09-10 2009-01-14
APQ070 YAMASHITA Ichiro RE Advising on Securities 2007-09-14 2008-10-17
APQ078 TERATANI Norio RE Advising on Securities 2007-09-14 2009-03-12
APQ089 NUMATA Saneyuki 沼田真之 RE Advising on Securities 2011-08-05 2013-04-12
APQ089 NUMATA Saneyuki 沼田真之 RE Advising on Securities 2007-09-14 2008-08-09
APQ275 LAU Wai Kin, Kelvin 劉偉健 RE Advising on Securities 2009-08-24
APQ351 LAI Chi Man 賴志文 RE Advising on Securities 2009-08-24
APQ667 CHUNG Ming 叢明 RE Advising on Securities 2011-04-28 2014-04-01
APQ785 KAJI Taiki RE Advising on Securities 2009-08-24 2009-12-31
APT081 LEUNG Oi Yi, Teresa 梁靄怡 RE Advising on Corporate Finance 2007-10-05 2008-08-02
APT081 LEUNG Oi Yi, Teresa 梁靄怡 RE Dealing in Securities 2007-10-05 2008-08-02
APU650 CHNG Chee Beng, Eric 莊志明 RE Dealing in Securities 2008-09-08 2011-06-01
APU650 CHNG Chee Beng, Eric 莊志明 RE Dealing in Futures Contracts 2010-04-01 2011-06-01
APU664 CHUNG Wing Sze 鍾穎詩 RE Advising on Corporate Finance 2007-10-25 2010-07-08
APU664 CHUNG Wing Sze 鍾穎詩 RE Dealing in Securities 2007-10-25 2010-07-08
APU667 LO Sze Man, Wendy 盧詩敏 RE Dealing in Securities 2007-10-10 2011-09-07
APU667 LO Sze Man, Wendy 盧詩敏 RE Advising on Corporate Finance 2007-10-10 2011-09-07
APW072 CHOW Chi Yee Gee 周芝伊 RE Dealing in Securities 2014-05-20 2017-03-30
APW452 LI Jixiang RE Advising on Securities 2009-08-24 2010-01-28
APW680 GOTO Motomasa 後藤元誠 RE Dealing in Securities 2007-10-25 2011-07-17
APW680 GOTO Motomasa 後藤元誠 RE Dealing in Futures Contracts 2007-10-25 2011-07-17
APW680 GOTO Motomasa 後藤元誠 RE Advising on Securities 2008-12-29 2011-07-17
APW946 FUJII Takashi RE Advising on Corporate Finance 2007-10-26 2008-04-12
APW946 FUJII Takashi RE Dealing in Securities 2007-10-26 2008-04-12
APW953 WATANABE Ai RE Advising on Corporate Finance 2007-10-26 2010-08-06
APW953 WATANABE Ai RE Dealing in Securities 2007-10-26 2010-08-06
APX225 SAZAWA Jinya RE Dealing in Securities 2007-11-02 2009-10-17
APY329 YEO Newton Chiong RE Dealing in Securities 2017-07-24 2017-07-30
APY801 HORITA Tomotake RE Dealing in Securities 2007-11-06 2012-04-06
APY806 FUKANO Shojiro 深野正二朗 RE Dealing in Securities 2007-11-06 2011-10-15
APY946 FUKUCHI Toshimitsu RE Dealing in Securities 2007-11-08 2009-08-11
APY948 HAU Chun Kei 侯鎮基 RE Dealing in Securities 2007-11-08 2011-09-14
APZ384 TSUJI Tomonori RE Dealing in Securities 2007-11-12 2011-04-21
APZ384 TSUJI Tomonori RE Advising on Corporate Finance 2007-11-12 2011-04-21
APZ595 AROSTI Marco RE Dealing in Securities 2010-11-08 2013-03-01
APZ595 AROSTI Marco RE Advising on Corporate Finance 2010-11-08 2013-03-01
AQA095 MATSUMOTO Ko RE Advising on Corporate Finance 2007-11-16 2009-10-17
AQA095 MATSUMOTO Ko RE Dealing in Securities 2007-11-16 2009-10-17
AQD398 ANG Lee Ping 洪立彬 RE Dealing in Securities 2011-05-12 2012-08-22
AQD398 ANG Lee Ping 洪立彬 RE Advising on Corporate Finance 2011-05-12 2012-08-22
AQD803 WATANABE Naoki RE Dealing in Securities 2010-11-20 2012-10-10
AQE793 GE Xing 戈星 RE Dealing in Securities 2007-12-24 2012-09-05
AQG696 KWOK Nuen Yee 郭煖儀 RE Advising on Corporate Finance 2008-01-11 2009-11-07
AQG696 KWOK Nuen Yee 郭煖儀 RE Dealing in Securities 2008-01-11 2009-11-07
AQH373 HIRAI Akihito 平井明人 RE Advising on Securities 2008-07-24 2009-12-24
AQJ523 TANG Ho Ming 鄧可明 RE Dealing in Securities 2010-11-20 2011-09-03
AQJ874 LEUNG Chak Hay, Jason 梁澤熹 RE Dealing in Futures Contracts 2010-11-01 2012-02-16
AQJ874 LEUNG Chak Hay, Jason 梁澤熹 RE Dealing in Securities 2010-11-01 2012-02-16
AQL242 LI Hao 李豪 RE Dealing in Securities 2008-02-05 2011-08-25
AQL242 LI Hao 李豪 RE Advising on Corporate Finance 2008-02-05 2011-08-25
AQO335 CHOI Hyung Wook 崔亨旭 RE Advising on Securities 2010-10-15
AQP647 MAETANI Masashi 前谷雅司 RE Dealing in Securities 2012-04-16 2012-08-01
AQP647 MAETANI Masashi 前谷雅司 RE Dealing in Futures Contracts 2012-04-16 2012-08-01
AQP647 MAETANI Masashi 前谷雅司 RE Dealing in Futures Contracts 2008-03-04 2009-10-15
AQP647 MAETANI Masashi 前谷雅司 RE Dealing in Securities 2008-03-04 2009-10-15
AQP648 NGAN Lit Chong, Andrew 顏烈創 RE Dealing in Securities 2008-03-04 2011-06-01
AQP648 NGAN Lit Chong, Andrew 顏烈創 RE Dealing in Futures Contracts 2008-03-04 2011-06-01
AQQ504 CHAN On Lan, Alan 陳安瀾 RE Advising on Securities 2009-08-24 2009-09-18
AQQ505 NG King Chuen 吳景荃 RE Advising on Securities 2009-08-24 2010-07-09
AQQ629 LEE Yuk Man 李育文 RE Advising on Securities 2010-06-07 2012-02-16
AQQ789 CHAN Wai Kwan 陳慧筠 RE Dealing in Securities 2017-09-08
AQQ789 CHAN Wai Kwan 陳慧筠 RE Advising on Corporate Finance 2017-09-08
AQQ789 CHAN Wai Kwan 陳慧筠 RE Dealing in Securities 2008-03-14 2014-12-03
AQQ789 CHAN Wai Kwan 陳慧筠 RE Advising on Corporate Finance 2008-03-14 2014-12-03
AQS148 LO Kit Lan 羅潔蘭 RE Dealing in Securities 2010-11-20 2012-06-20
AQS325 MA Hon Kin 馬漢堅 RE Advising on Securities 2009-08-24 2011-06-11
AQT276 TSE Wai Luen, William 謝偉麟 RE Dealing in Securities 2008-04-07 2009-01-10
AQT276 TSE Wai Luen, William 謝偉麟 RE Advising on Corporate Finance 2008-04-07 2009-01-10
AQY859 KANAMURA Akihiko RO Advising on Securities 2010-06-28 2011-03-27
AQY859 KANAMURA Akihiko RO Advising on Corporate Finance 2010-06-28 2011-03-27
AQY859 KANAMURA Akihiko RO Dealing in Futures Contracts 2010-06-28 2011-03-27
AQY859 KANAMURA Akihiko RO Dealing in Securities 2010-06-28 2011-03-27
ARA421 TAN King Aun 陳卿晏 RE Dealing in Securities 2011-04-01
ARA421 TAN King Aun 陳卿晏 RE Advising on Corporate Finance 2011-04-01 2013-11-28
ARB500 FOK See Chun, Christopher 霍思俊 RE Dealing in Securities 2008-05-20 2008-08-19
ARF330 QIAN Zewei 錢澤偉 RE Advising on Securities 2008-06-18 2014-08-30
ARH236 LEE Kin Chun 李健駿 RE Dealing in Securities 2012-06-01 2015-12-23
ARH236 LEE Kin Chun 李健駿 RE Advising on Securities 2012-06-01 2015-12-23
ARJ145 KIANG Li Chin, Grace 姜麗菁 RE Advising on Securities 2008-07-22 2010-10-22
ARJ147 SAKURABA Masayuki 櫻庭幹維 RE Dealing in Futures Contracts 2008-07-22 2009-10-17
ARJ147 SAKURABA Masayuki 櫻庭幹維 RE Dealing in Securities 2008-07-22 2009-10-17
ARK322 NG Yin Ching 吳彥澄 RE Dealing in Securities 2014-08-14 2015-07-09
ARN036 KUO Feng-Yi 郭峯邑 RE Dealing in Securities 2008-08-13 2011-05-01
ARN036 KUO Feng-Yi 郭峯邑 RE Dealing in Futures Contracts 2008-08-13 2011-05-01
ARN485 YUEN William 袁家樂 RE Dealing in Securities 2012-05-15 2015-08-06
ARN614 INOUE Mariko RE Dealing in Securities 2008-08-20 2009-04-14
ARO126 ITO Kanako RE Dealing in Securities 2008-08-26 2012-02-16
ARO126 ITO Kanako RE Advising on Securities 2009-01-23 2012-02-16
ARO431 YANG Qing 楊青 RE Advising on Corporate Finance 2008-09-01 2009-11-15
ARO431 YANG Qing 楊青 RE Dealing in Securities 2008-09-01 2009-11-15
ARP169 WANG Michael Tsu Tsong 王智聰 RE Dealing in Securities 2008-09-17 2012-03-24
ARR518 HUI Ole Hiu Tung 許曉東 RE Advising on Securities 2010-05-25 2011-08-05
ART770 TOMINAGA Satoshi RE Dealing in Securities 2008-10-24 2010-08-17
ART915 GUPTA Niraj Mahendra RE Dealing in Securities 2011-02-08 2012-06-21
ART915 GUPTA Niraj Mahendra RE Dealing in Futures Contracts 2011-02-08 2012-06-21
ARU690 OKA Taikan RE Dealing in Securities 2008-10-30 2010-10-21
ARU690 OKA Taikan RE Dealing in Futures Contracts 2010-01-25 2010-10-21
ARU691 SUYAMA Takuro 巢山拓郎 RE Dealing in Securities 2008-10-30 2012-04-03
ARU691 SUYAMA Takuro 巢山拓郎 RE Advising on Corporate Finance 2008-10-30 2012-04-03
ARV693 KANEKO Kojiro 金子甲二郎 RE Advising on Securities 2008-11-07 2009-10-24
ARW394 ANG Soo Kee RE Advising on Securities 2009-08-24 2009-11-30
ARW945 SUN Mingchun 孫明春 RE Advising on Securities 2010-11-02 2013-05-17
ASD189 GEORGIEVA Anna Nedyalkova RE Dealing in Futures Contracts 2010-04-29 2011-08-16
ASD189 GEORGIEVA Anna Nedyalkova RE Dealing in Securities 2010-04-29 2011-08-16
ASD557 WOO Ching Han, Maggie 胡靜嫻 RE Dealing in Securities 2010-11-20 2014-09-26
ASD686 LIU Leah RE Advising on Securities 2010-06-22 2012-03-17
ASD686 LIU Leah RE Dealing in Securities 2010-06-22 2012-03-17
ASD769 TIKHOMIROFF Cyril RE Dealing in Securities 2010-07-26 2012-12-22
ASH951 CHAN Pui Ching 陳珮晶 RE Dealing in Securities 2010-06-28 2012-02-16
ASH951 CHAN Pui Ching 陳珮晶 RE Advising on Securities 2010-06-28 2012-02-16
ASP228 SASAO Mari RE Dealing in Futures Contracts 2009-05-07 2013-06-01
ASP228 SASAO Mari RE Dealing in Securities 2009-05-07 2013-06-01
ASP680 XUE Fei 薛菲 RE Advising on Securities 2010-12-02
ASP680 XUE Fei 薛菲 RE Dealing in Securities 2012-05-24
ASQ544 CAHYADI Jeffrey RE Advising on Securities 2011-07-06 2014-01-04
ASU202 VAN GULIK Robert Ken RE Dealing in Securities 2009-04-22 2010-12-24
ASU202 VAN GULIK Robert Ken RE Advising on Securities 2009-04-22 2010-12-24
ASU203 GOTO Hiroyuki 合戶宏之 RE Advising on Securities 2009-04-21 2015-10-13
ASU203 GOTO Hiroyuki 合戶宏之 RE Dealing in Securities 2009-04-21 2015-10-13
ASX211 WAN Chee Lai, Katie 溫子麗 RE Dealing in Securities 2010-11-20 2015-07-01
ASX909 FELEDY Zoltan RE Dealing in Securities 2011-05-09 2013-06-29
ASX909 FELEDY Zoltan RE Dealing in Futures Contracts 2011-05-09 2013-06-29
ASY197 LAM Lok Yee, Joyce 林樂怡 RE Dealing in Securities 2010-11-20 2015-03-09
ASY645 POON Hiu Yee RE Advising on Securities 2010-08-17 2012-08-18
ATB627 LAI Chu Hang 黎曙衡 RE Dealing in Securities 2014-01-21
ATB627 LAI Chu Hang 黎曙衡 RE Dealing in Futures Contracts 2014-01-21
ATD289 KWAN Christine Shumann 關詩敏 RE Advising on Corporate Finance 2009-06-22 2012-02-16
ATD289 KWAN Christine Shumann 關詩敏 RE Dealing in Securities 2009-06-22 2012-02-16
ATD358 MIYABE Nagahisa RO Advising on Securities 2009-10-20 2014-05-10
ATD358 MIYABE Nagahisa RE Dealing in Securities 2012-07-17 2014-05-10
ATD358 MIYABE Nagahisa RE Advising on Securities 2009-08-24 2009-10-20
ATM476 TANIMITSU Hideya RE Dealing in Securities 2009-08-17 2010-10-28
ATM945 ZHU Hongxia 諸紅霞 RE Advising on Securities 2009-09-22 2017-05-11
ATO785 LEUNG Wai Chee 梁偉志 RE Dealing in Futures Contracts 2009-08-20 2011-09-10
ATO785 LEUNG Wai Chee 梁偉志 RE Dealing in Securities 2009-08-20 2011-09-10
ATS268 KWOK Yik Man, Joyce 郭奕妏 RE Dealing in Securities 2010-08-31
ATS509 FANG Weikang 方偉康 RE Advising on Corporate Finance 2013-10-17 2014-03-15
ATS509 FANG Weikang 方偉康 RE Dealing in Securities 2013-10-17 2014-03-15
ATS799 NGAI Heung Ming 魏香鳴 RE Advising on Corporate Finance 2009-09-14 2010-05-25
ATS799 NGAI Heung Ming 魏香鳴 RE Dealing in Securities 2009-09-14 2010-05-25
ATT335 KIM Bansuk RE Dealing in Securities 2010-11-08 2012-09-08
ATT335 KIM Bansuk RE Dealing in Futures Contracts 2010-11-08 2012-09-08
AUA690 LIN Yu Ting 林育廷 RE Advising on Corporate Finance 2009-10-23 2013-03-05
AUA690 LIN Yu Ting 林育廷 RE Dealing in Securities 2009-10-23 2013-03-05
AUB274 CHAN Hoi Kay, Cynthia 陳凱琪 RE Advising on Securities 2015-06-15
AUC278 XU Qing 許清 RE Advising on Corporate Finance 2009-11-05 2011-07-03
AUC278 XU Qing 許清 RE Dealing in Securities 2009-11-05 2011-07-03
AUC490 CHAN Yuen Ting, Sharon 陳婉婷 RE Dealing in Securities 2010-11-20 2012-03-23
AUC930 ONO Jumpei RE Dealing in Securities 2009-11-06 2011-10-08
AUC930 ONO Jumpei RE Advising on Securities 2009-11-06 2011-10-08
AUC935 HSU She-Hung Danny RE Advising on Securities 2009-11-06 2011-03-01
AUC935 HSU She-Hung Danny RE Dealing in Securities 2009-11-06 2011-03-01
AUC938 SHINODA Yumi RE Dealing in Securities 2009-11-06 2011-10-08
AUC938 SHINODA Yumi RE Dealing in Futures Contracts 2009-11-06 2011-10-08
AUD160 KATO Takashi RE Advising on Securities 2009-11-09 2017-11-15
AUD160 KATO Takashi RE Dealing in Securities 2009-11-09 2017-11-15
AUE669 TADA Masami RO Advising on Corporate Finance 2012-06-12 2013-07-03
AUE669 TADA Masami RO Dealing in Securities 2012-06-12 2013-07-03
AUE669 TADA Masami RO Dealing in Futures Contracts 2012-06-12 2013-07-03
AUE669 TADA Masami RO Advising on Securities 2012-06-12 2013-07-03
AUJ263 MIYAMOTO Tsutomu RE Advising on Securities 2009-12-18 2012-04-21
AUK295 LAI Gar Ho Karl 黎家豪 RE Dealing in Securities 2018-12-06
AUK295 LAI Gar Ho Karl 黎家豪 RE Dealing in Futures Contracts 2018-12-18
AUM373 DU Chao 杜超 RE Advising on Corporate Finance 2010-01-12 2011-07-07
AUM373 DU Chao 杜超 RE Dealing in Securities 2010-01-12 2011-07-07
AUM922 CHAN Sau Han 陳秀嫻 RE Advising on Securities 2010-01-13 2014-09-27
AUM922 CHAN Sau Han 陳秀嫻 RE Dealing in Securities 2010-01-13 2014-09-27
AUN710 KANGA Zal Darius RE Advising on Securities 2010-01-14 2010-03-24
AUN710 KANGA Zal Darius RE Dealing in Securities 2010-01-14 2010-03-24
AUR651 IP Chit Yin 葉捷賢 RE Advising on Securities 2013-09-02
AUR989 CHEUNG Pui Yan 張珮茵 RE Dealing in Securities 2012-02-08 2012-02-11
AUS278 LI Yanjie 李嚴潔 RE Advising on Corporate Finance 2010-12-02 2011-03-01
AUS278 LI Yanjie 李嚴潔 RE Dealing in Securities 2010-12-02 2011-03-01
AUS278 LI Yanjie 李嚴潔 RE Advising on Corporate Finance 2010-02-12 2010-11-01
AUS278 LI Yanjie 李嚴潔 RE Dealing in Securities 2010-02-12 2010-11-01
AUS316 HISHIDA Wataru 菱田涉 RE Dealing in Securities 2010-03-15 2011-04-16
AUS316 HISHIDA Wataru 菱田涉 RE Dealing in Futures Contracts 2010-03-15 2011-04-16
AUS973 WU Jian 吳建 RE Advising on Corporate Finance 2011-06-08 2013-03-01
AUS973 WU Jian 吳建 RE Dealing in Securities 2011-06-08 2013-03-01
AUT774 URATA Yoshio RO Dealing in Securities 2010-03-24 2012-03-31
AUT774 URATA Yoshio RO Advising on Securities 2010-03-24 2012-03-31
AUT774 URATA Yoshio RO Dealing in Futures Contracts 2011-04-06 2012-03-31
AUT903 MCLAUGHLIN Gregory John 歌雷歌 RE Dealing in Securities 2010-02-24 2012-07-31
AUT903 MCLAUGHLIN Gregory John 歌雷歌 RE Advising on Securities 2010-02-24 2012-07-31
AUV633 SAKAMOTO Yusuke RE Dealing in Securities 2010-03-03 2012-03-06
AUV635 YOKOSUKA Takashi 橫須賀 RE Advising on Securities 2010-03-03 2012-04-06
AUV635 YOKOSUKA Takashi 橫須賀 RE Dealing in Securities 2010-03-03 2012-04-06
AUV635 YOKOSUKA Takashi 橫須賀 RE Dealing in Futures Contracts 2010-04-01 2012-04-06
AUV636 KAKEHASHI Sayaka RE Advising on Securities 2010-03-03 2011-04-01
AUV636 KAKEHASHI Sayaka RE Dealing in Securities 2010-03-03 2011-04-01
AUV637 TABATA Shinichi RE Dealing in Securities 2010-03-03 2015-04-25
AUV637 TABATA Shinichi RE Advising on Securities 2010-03-03 2015-04-25
AUV637 TABATA Shinichi RE Dealing in Futures Contracts 2010-04-01 2015-04-25
AUV639 FUJIWARA Sari RE Dealing in Securities 2013-05-27 2015-07-04
AUX224 BLANCHARD Dominique Jean Rene RE Dealing in Futures Contracts 2010-04-28 2012-12-20
AUX224 BLANCHARD Dominique Jean Rene RE Advising on Securities 2010-04-28 2012-12-20
AUX224 BLANCHARD Dominique Jean Rene RE Dealing in Securities 2010-04-28 2012-12-20
AUX358 YU Lijie 俞勵頡 RE Advising on Securities 2014-01-09 2014-07-19
AUZ082 SUN Chi 孫馳 RE Advising on Securities 2012-06-15 2013-06-15
AUZ727 TANG Teck Soon Patrick RE Dealing in Securities 2010-04-12 2010-05-12
AVB962 WOO Kang Yeong 吳康勇 RE Dealing in Futures Contracts 2010-04-22 2013-10-01
AVB962 WOO Kang Yeong 吳康勇 RE Dealing in Securities 2010-04-22 2013-10-01
AVC105 DOUGLAS Andrew Francis Ramsay 鄧安平 RE Dealing in Securities 2011-04-11 2014-10-21
AVC105 DOUGLAS Andrew Francis Ramsay 鄧安平 RE Advising on Securities 2011-04-11 2014-10-21
AVC265 HORIAI Koji 堀合晃嗣 RE Dealing in Securities 2013-08-22 2015-04-11
AVC265 HORIAI Koji 堀合晃嗣 RE Dealing in Futures Contracts 2013-08-22 2015-04-11
AVC265 HORIAI Koji 堀合晃嗣 RE Dealing in Securities 2010-04-28 2012-01-07
AVC265 HORIAI Koji 堀合晃嗣 RE Dealing in Futures Contracts 2010-04-28 2012-01-07
AVC266 UNESAKI Akira 宇根崎彰 RE Advising on Securities 2010-04-28 2012-11-28
AVD234 DAI Chao 戴超 RE Advising on Securities 2010-05-03 2010-09-21
AVD313 MANS William Gerard RE Advising on Securities 2010-05-03 2010-10-04
AVD528 SATO Shinji RE Dealing in Securities 2010-05-07 2011-10-08
AVD528 SATO Shinji RE Dealing in Futures Contracts 2010-05-07 2011-10-08
AVE584 OTSUKA Sumio RO Advising on Corporate Finance 2010-06-22 2014-03-26
AVE584 OTSUKA Sumio RO Dealing in Securities 2010-06-22 2014-03-26
AVE592 SUZUKI Yohei 鈴木洋平 RE Dealing in Futures Contracts 2010-06-02 2011-06-01
AVE592 SUZUKI Yohei 鈴木洋平 RE Dealing in Securities 2010-06-02 2011-06-01
AVH100 CHIAO Hsin 焦訢 RE Dealing in Futures Contracts 2011-02-23 2011-09-06
AVH100 CHIAO Hsin 焦訢 RE Dealing in Securities 2011-02-23 2011-09-06
AVH935 WANG Jerry Gerui 王戈銳 RE Dealing in Futures Contracts 2010-07-07 2012-06-20
AVH935 WANG Jerry Gerui 王戈銳 RE Dealing in Securities 2010-07-07 2012-06-20
AVH974 LEE Kyung Min RE Dealing in Securities 2010-06-09 2011-08-01
AVH974 LEE Kyung Min RE Advising on Corporate Finance 2010-06-09 2011-08-01
AVI019 SUN Wei 孫偉 RE Advising on Corporate Finance 2013-10-02 2014-06-26
AVI019 SUN Wei 孫偉 RE Dealing in Securities 2013-10-02 2014-06-26
AVJ415 SHOJI Reika RE Dealing in Securities 2010-06-23 2012-06-23
AVJ543 ZHOU Francis Bingrong RE Advising on Securities 2011-10-03 2013-08-24
AVK926 LIN Scott Chen-Chun 林正釗 RE Advising on Corporate Finance 2010-07-06 2012-02-17
AVK926 LIN Scott Chen-Chun 林正釗 RE Dealing in Securities 2010-07-06 2012-02-17
AVM248 LIN Chun Fu 林俊甫 RE Advising on Corporate Finance 2011-11-23 2018-05-26
AVM248 LIN Chun Fu 林俊甫 RE Dealing in Securities 2011-11-23 2018-05-26
AVN286 NG Warren Brian Ka Hei 吳嘉羲 RE Dealing in Securities 2010-07-26 2016-09-13
AVN286 NG Warren Brian Ka Hei 吳嘉羲 RE Advising on Corporate Finance 2010-07-26 2016-09-13
AVP027 TAM Yuk Hang 譚玉衡 RE Dealing in Securities 2010-07-30 2012-03-24
AVR826 SUZUKI Takayuki 鈴木敬之 RE Dealing in Securities 2010-08-11 2011-07-16
AVR826 SUZUKI Takayuki 鈴木敬之 RE Dealing in Futures Contracts 2010-08-11 2011-07-16
AVR979 BENMOUSSA Hamza RE Dealing in Securities 2010-08-16 2015-03-19
AVR979 BENMOUSSA Hamza RE Dealing in Futures Contracts 2010-08-16 2015-03-19
AVR982 XU Jiafu 徐嘉甫 RE Dealing in Securities 2011-03-15 2018-06-01
AVR982 XU Jiafu 徐嘉甫 RE Advising on Corporate Finance 2011-03-15 2018-06-01
AVS858 LI Xiaoting 李小婷 RE Advising on Corporate Finance 2011-02-23 2015-05-08
AVS858 LI Xiaoting 李小婷 RE Dealing in Securities 2011-02-23 2015-05-08
AVT288 CHOW Lai Man 周麗文 RE Dealing in Futures Contracts 2010-08-24 2012-06-21
AVT288 CHOW Lai Man 周麗文 RE Dealing in Securities 2010-08-24 2012-06-21
AVT288 CHOW Lai Man 周麗文 RE Advising on Securities 2010-08-24 2012-06-21
AVV546 YANG Bei 楊北 RE Advising on Corporate Finance 2010-09-03 2014-07-04
AVV546 YANG Bei 楊北 RE Dealing in Securities 2010-09-03 2014-07-04
AVV549 CHUNG Yi-Ling 鍾怡伶 RE Advising on Securities 2011-02-25 2012-04-26
AVW688 PERRY Michael David RE Dealing in Securities 2010-09-15 2012-02-17
AVW688 PERRY Michael David RE Advising on Corporate Finance 2010-09-15 2012-02-17
AVW705 YIU Ka Hing 姚嘉興 RE Advising on Corporate Finance 2011-01-14 2016-09-13
AVW705 YIU Ka Hing 姚嘉興 RE Dealing in Securities 2011-01-14 2016-09-13
AVX195 WALKER William RE Dealing in Securities 2010-09-15 2011-11-01
AVX195 WALKER William RE Advising on Corporate Finance 2010-09-15 2011-11-01
AVY508 KIM Warren Ho-Joong RE Dealing in Securities 2010-09-24 2015-03-10
AVZ279 GIAN Kim Wen 嚴振文 RE Dealing in Securities 2010-09-30 2011-12-01
AVZ279 GIAN Kim Wen 嚴振文 RE Dealing in Futures Contracts 2010-09-30 2011-12-01
AWA566 CHETKA Katarzyna RE Dealing in Securities 2010-10-08 2010-12-21
AWC668 SUN Jie 孫潔 RE Advising on Securities 2012-06-27 2012-08-28
AWD094 PASTO JORQUERA Albert RE Dealing in Futures Contracts 2010-10-20 2013-01-01
AWD094 PASTO JORQUERA Albert RE Dealing in Securities 2010-10-20 2013-01-01
AWE081 ANO Kenjiro RE Dealing in Securities 2010-10-25 2012-04-03
AWE081 ANO Kenjiro RE Advising on Corporate Finance 2010-10-25 2012-04-03
AWE082 KITAYAMA Haruki RE Dealing in Securities 2010-10-25 2012-03-28
AWE082 KITAYAMA Haruki RE Advising on Corporate Finance 2010-10-25 2012-03-28
AWE687 KUO Yan Ki 郭恩琦 RE Advising on Securities 2010-11-03 2012-02-16
AWE691 XIE Yi 謝軼 RE Advising on Securities 2010-11-01 2012-01-27
AWE990 ISHIGAKI Tomoko 石垣朋子 RE Dealing in Securities 2010-11-02 2012-04-06
AWE990 ISHIGAKI Tomoko 石垣朋子 RE Advising on Corporate Finance 2010-11-02 2012-04-06
AWF498 CHAN Ut Ieong 陳悅楊 RE Advising on Securities 2010-11-03 2011-09-15
AWH234 GROSE George Francis RE Advising on Securities 2010-11-10
AWH496 DEN Izumi RE Dealing in Securities 2014-10-27 2016-10-01
AWH496 DEN Izumi RE Dealing in Securities 2010-11-17 2011-11-12
AWH499 MIYAUCHI Yuko RE Dealing in Securities 2010-11-17 2015-04-11
AWH500 EDANAMI Sawa RE Dealing in Securities 2010-11-17 2012-10-06
AWH555 YANG Bohan 楊博函 RE Dealing in Securities 2010-11-16 2011-04-21
AWH555 YANG Bohan 楊博函 RE Advising on Securities 2010-11-16 2011-04-21
AWI435 YIP Man Yan, Abbie 葉文炘 RE Dealing in Securities 2010-11-29 2015-07-01
AWJ860 LAU Hang, Henry 劉恆 RE Advising on Corporate Finance 2011-12-23 2012-12-18
AWJ860 LAU Hang, Henry 劉恆 RE Dealing in Securities 2011-12-23 2012-12-18
AWK579 SIU Chi Wai 蕭志偉 RE Dealing in Securities 2010-12-06 2014-11-28
AWK579 SIU Chi Wai 蕭志偉 RE Advising on Corporate Finance 2010-12-06 2014-11-28
AWK695 ZHANG Senyan 張森焱 RE Advising on Securities 2010-12-28 2017-09-30
AWL066 HUANG Wen Yau 黃文堯 RE Advising on Securities 2010-12-06 2011-11-15
AWL287 WANG Wei 王蔚 RE Advising on Corporate Finance 2010-12-10 2014-09-30
AWL287 WANG Wei 王蔚 RE Dealing in Securities 2010-12-10 2014-09-30
AWN098 JIANG Sheng 蔣昇 RE Advising on Securities 2010-12-20 2012-05-31
AWO227 YOSHIDA Kyonosuke RE Dealing in Securities 2010-12-29 2011-10-08
AWP012 LEUNG Patricia, Yuk Yee 梁玉儀 RE Advising on Securities 2011-01-05 2012-06-21
AWP012 LEUNG Patricia, Yuk Yee 梁玉儀 RE Dealing in Securities 2011-01-05 2012-06-21
AWP540 YEUNG Tsz Kong 楊子江 RE Advising on Corporate Finance 2011-01-17 2012-02-16
AWP540 YEUNG Tsz Kong 楊子江 RE Dealing in Securities 2011-01-17 2012-02-16
AWP685 LIU Xueying 劉雪瑩 RE Dealing in Securities 2011-01-10 2012-02-16
AWP685 LIU Xueying 劉雪瑩 RE Advising on Corporate Finance 2011-01-10 2012-02-16
AWP686 LIAO Meng-jung 廖孟容 RE Dealing in Securities 2011-01-10 2012-06-22
AWP686 LIAO Meng-jung 廖孟容 RE Advising on Securities 2011-01-10 2012-06-22
AWQ290 HU Jie 胡潔 RE Advising on Securities 2011-01-14 2012-07-04
AWQ521 SARKAR Mainak RE Dealing in Futures Contracts 2011-01-18 2014-12-16

Talk to us if you’re interested in using our tools to make informed decisions:

Send us a message to [email protected], or use the form below: