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Hong Kong SFC licence holder ATV809
SUN Yiqian
孫逸潜

Below are the institutions that were found associated with SFC licence holder ATV809 on the SFC website.

Last updated: 2019-06-16 04:44:00

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Morgan Stanley Hong Kong Securities Limited RE Dealing in Futures Contracts 2018-07-30
Morgan Stanley Hong Kong Securities Limited RE Providing Automated Trading Services 2018-08-17
Morgan Stanley Hong Kong Securities Limited RE Dealing in Securities 2018-07-30
Morgan Stanley Asia Limited RE Dealing in Securities 2018-07-30
Goldman Sachs (Asia) Securities Limited RE Dealing in Futures Contracts 2016-10-11 2018-04-26
Goldman Sachs (Asia) Securities Limited RE Dealing in Securities 2016-10-11 2018-04-26
Goldman Sachs (Asia) L.L.C. RE Dealing in Securities 2013-09-24 2018-04-26
Goldman Sachs (Asia) Securities Limited RE Dealing in Securities 2013-09-24 2016-10-10
Goldman Sachs Futures (Asia) Limited RE Dealing in Futures Contracts 2013-09-24 2016-10-10
Credit Suisse Securities (Hong Kong) Limited RE Dealing in Securities 2011-10-28 2013-05-25
Credit Suisse (Hong Kong) Limited RE Dealing in Futures Contracts 2011-10-28 2013-05-25
Credit Suisse (Hong Kong) Limited RE Advising on Securities 2012-10-09 2013-05-25
Credit Suisse (Hong Kong) Limited RE Providing Automated Trading Services 2011-10-28 2013-05-25
Credit Suisse (Hong Kong) Limited RE Dealing in Securities 2011-10-28 2013-05-25
UBS Derivatives Hong Kong Limited RE Dealing in Futures Contracts 2009-10-05 2011-04-13
UBS Securities Asia Limited RE Dealing in Securities 2009-10-05 2011-04-13
UBS Securities Hong Kong Limited RE Dealing in Securities 2009-10-05 2011-04-13
UBS Securities Asia Limited RE Dealing in Futures Contracts 2009-10-05 2011-04-13

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