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Hong Kong SFC licence holder ALU283
TONG Derek Wai Hon
唐偉瀚

Below are the institutions that were found associated with SFC licence holder ALU283 on the SFC website.

Last updated: 2019-06-16 05:36:26

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Securities Brokers (Asia) Limited RE Dealing in Securities 2014-02-27
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Securities 2013-07-11 2014-01-28
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Futures Contracts 2013-07-11 2014-01-28
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2009-09-30 2012-10-20
Nomura International (Hong Kong) Limited RE Dealing in Securities 2008-10-10 2012-10-20
Nomura Securities (Hong Kong) Limited RE Dealing in Futures Contracts 2010-02-03 2012-10-20
Nomura Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2009-09-30 2010-02-19
Lehman Brothers Securities Asia Limited RE Dealing in Securities 2007-08-23 2008-09-29
Lehman Brothers Asia Limited RE Dealing in Securities 2007-07-19 2008-09-29
Credit Suisse Futures (Hong Kong) Limited RE Providing Automated Trading Services 2005-03-09 2007-06-20
Credit Suisse (Hong Kong) Limited RE Dealing in Securities 2005-03-09 2007-06-20
Credit Suisse Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2005-03-09 2007-06-20
Credit Suisse Securities (Hong Kong) Limited RE Dealing in Securities 2005-03-09 2007-06-20

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