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Hong Kong SFC licence holder AHG443
LIU Hsiang-Wen
劉湘雯

Below are the institutions that were found associated with SFC licence holder AHG443 on the SFC website.

Last updated: 2019-07-11 10:13:29

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
CITIC Securities Brokerage (HK) Limited RE Dealing in Securities 2010-06-11 2012-06-01
CITIC Securities Futures (HK) Limited RE Dealing in Futures Contracts 2011-11-24 2012-06-01
TC Concord Securities Limited RO Advising on Securities 2008-04-01 2008-10-22
TC Concord Securities Limited RO Dealing in Securities 2006-09-29 2008-10-22
TC Concord Asset Management Limited RO Advising on Securities 2008-04-01 2008-10-22
TC Concord Securities Limited RE Dealing in Securities 2003-04-01 2006-09-29
TC Concord Securities Limited RE Advising on Corporate Finance 2003-04-01 2004-05-07
TC Concord Securities Limited RE Asset Management 2003-04-01 2004-05-07
TC Concord Securities Limited RE Advising on Securities 2003-04-01 2004-05-07

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