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Hong Kong SFC licence holder ADZ963
LUK Wai Chuen, Sunny
陸偉泉

Below are the institutions that were found associated with SFC licence holder ADZ963 on the SFC website.

Last updated: 2019-06-15 02:55:42

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
KGI Asia Limited RE Dealing in Securities 2017-10-03
KGI Asia Limited RE Dealing in Securities 2015-08-17 2017-10-02
Chow Sang Sang Securities Limited RE Dealing in Securities 2003-04-01 2015-03-01
Chow Sang Sang Securities Limited RE Advising on Securities 2003-04-01 2005-01-04
Chow Sang Sang Securities Limited RE Advising on Corporate Finance 2003-04-01 2005-01-04
Chow Sang Sang Securities Limited RE Asset Management 2003-04-01 2005-01-04
Chow Sang Sang Securities (HK) Limited RE Dealing in Securities 2003-04-01 2004-10-29
Chow Sang Sang Securities (HK) Limited RE Asset Management 2003-04-01 2004-10-29
Chow Sang Sang Securities (HK) Limited RE Advising on Securities 2003-04-01 2004-10-29
Chow Sang Sang Securities (HK) Limited RE Advising on Corporate Finance 2003-04-01 2004-10-29
Chow Sang Sang Securities Limited RE Providing Automated Trading Services 2003-04-01 2003-08-04
Chow Sang Sang Securities (HK) Limited RE Providing Automated Trading Services 2003-04-01 2003-08-04

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