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Hong Kong SFC licence holder ABS411
LAW Lai Yee
羅麗儀

Below are the institutions that were found associated with SFC licence holder ABS411 on the SFC website.

Last updated: 2019-06-15 04:27:35

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Central Wealth Securities Investment Limited RE Dealing in Securities 2017-07-18
Central Wealth Futures Limited RE Dealing in Futures Contracts 2017-07-18
CMBC International Futures Company Limited RE Dealing in Futures Contracts 2011-10-06 2017-07-06
CMBC Securities Company Limited RE Dealing in Securities 2011-10-06 2017-07-06
Huarong International Securities Limited RE Dealing in Securities 2007-07-16 2011-09-29
Huarong International Securities Limited RE Dealing in Futures Contracts 2007-07-16 2011-09-29
Chow Sang Sang Securities Limited RE Dealing in Securities 2003-04-01 2007-07-09
Chow Sang Sang Futures Limited RE Dealing in Futures Contracts 2003-04-01 2007-07-09
Chow Sang Sang Futures Limited RE Advising on Futures Contracts 2003-04-01 2005-01-04
Chow Sang Sang Securities Limited RE Asset Management 2003-04-01 2005-01-04
Chow Sang Sang Futures Limited RE Asset Management 2003-04-01 2005-01-04
Chow Sang Sang Securities Limited RE Advising on Securities 2003-04-01 2005-01-04
Chow Sang Sang Securities Limited RE Advising on Corporate Finance 2003-04-01 2005-01-04
Chow Sang Sang Securities (HK) Limited RE Dealing in Securities 2003-04-01 2004-10-29
Chow Sang Sang Securities (HK) Limited RE Asset Management 2003-04-01 2004-10-29
Chow Sang Sang Securities (HK) Limited RE Advising on Corporate Finance 2003-04-01 2004-10-29
Chow Sang Sang Securities (HK) Limited RE Advising on Securities 2003-04-01 2004-10-29
Chow Sang Sang Securities (HK) Limited RE Providing Automated Trading Services 2003-04-01 2003-08-04
Chow Sang Sang Securities Limited RE Providing Automated Trading Services 2003-04-01 2003-08-04

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