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Hong Kong SFC licence holder AAI986
HANG Kwong Lam, David
幸廣林

Below are the institutions that were found associated with SFC licence holder AAI986 on the SFC website.

Last updated: 2019-08-22T05:18:44+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
BMQ127 RO Advising on Securities 2018-07-31
BMQ127 RO Dealing in Securities 2018-07-31
BIZ502 RO Advising on Securities 2017-02-13 2018-05-01
BIZ502 RO Leveraged Foreign Exchange Trading 2017-02-13 2018-05-01
BIZ502 RO Dealing in Futures Contracts 2017-02-13 2018-05-01
BIZ502 RO Advising on Futures Contracts 2017-02-13 2018-05-01
BIZ502 RO Dealing in Securities 2017-02-13 2018-05-01
ACP065 RO Leveraged Foreign Exchange Trading 2016-10-27 2017-02-12
AHD071 RO Dealing in Futures Contracts 2016-10-27 2017-02-12
ACP065 RO Dealing in Securities 2016-10-27 2017-02-12
ACD026 RO Advising on Securities 2015-11-17 2017-02-12
ACD026 RO Dealing in Securities 2015-11-17 2017-02-12
ACD026 RO Dealing in Futures Contracts 2015-11-17 2017-02-12
ACD026 RO Advising on Futures Contracts 2015-11-17 2017-02-12
ACD026 RE Dealing in Futures Contracts 2015-09-30 2015-11-17
ACD026 RE Advising on Futures Contracts 2015-09-30 2015-11-17
ACD026 RE Advising on Securities 2015-09-30 2015-11-17
ACD026 RE Dealing in Securities 2015-09-30 2015-11-17
AAC298 RO Leveraged Foreign Exchange Trading 2011-02-25 2012-10-01
AAC298 RO Dealing in Futures Contracts 2005-10-06 2012-10-01
AAC298 RO Advising on Futures Contracts 2005-10-06 2012-10-01
AAJ737 RO Advising on Futures Contracts 2005-01-18 2012-10-01
AAC298 RO Advising on Securities 2004-10-29 2012-10-01
AAC298 RO Dealing in Securities 2003-04-01 2012-10-01
AAJ737 RO Dealing in Futures Contracts 2003-04-01 2012-10-01
AFY560 RO Dealing in Securities 2003-04-01 2006-12-31
AFY561 RO Dealing in Securities 2003-06-10 2006-01-26
AFY560 RO Providing Automated Trading Services 2003-04-01 2004-05-27
AFY560 RO Asset Management 2003-04-01 2003-06-10
AAC298 RO Advising on Securities 2003-04-01 2003-06-10
AFY560 RO Advising on Corporate Finance 2003-04-01 2003-06-10
AFY560 RO Advising on Securities 2003-04-01 2003-06-10
AAC298 RO Advising on Corporate Finance 2003-04-01 2003-06-10
AAC298 RO Asset Management 2003-04-01 2003-06-10
AAJ737 RO Asset Management 2003-04-01 2003-06-10
AAJ737 RO Advising on Futures Contracts 2003-04-01 2003-06-10

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