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Hong Kong SFC licensed institution BGL803
RAM Investment Advisors Limited
澳洲皇家投資顧問有限公司

Below are up to 1000 licences that were found for SFC-licensed institution BGL803 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AVL136 SIN Oscar Kwok Leung 單國樑 RE Dealing in Securities 2019-06-24
AVL136 SIN Oscar Kwok Leung 單國樑 RE Advising on Securities 2019-06-24
AVL136 SIN Oscar Kwok Leung 單國樑 RE Asset Management 2019-06-24
BGY964 CHAI Lap Wai, William 柴立威 RO Asset Management 2019-03-26
BGY964 CHAI Lap Wai, William 柴立威 RO Dealing in Securities 2017-11-03
BGY964 CHAI Lap Wai, William 柴立威 RO Advising on Securities 2017-11-03
BGS653 ZHOU Yi 周藝 RE Asset Management 2017-07-07
BGM115 WEHL Scott Gregory RO Asset Management 2017-05-08
BGS653 ZHOU Yi 周藝 RE Advising on Securities 2016-10-05
BGS653 ZHOU Yi 周藝 RE Dealing in Securities 2016-10-05
BEE816 LIU Tsz Sum 廖芷芯 RE Dealing in Securities 2016-02-11
BEE816 LIU Tsz Sum 廖芷芯 RE Advising on Securities 2016-02-11
BGM115 WEHL Scott Gregory RO Dealing in Securities 2016-01-14
BGM115 WEHL Scott Gregory RO Advising on Securities 2016-01-14
AWY449 HUANG Shao Hsuan 黃劭萱 RO Asset Management 2017-05-08 2019-06-21
AWY449 HUANG Shao Hsuan 黃劭萱 RE Advising on Securities 2016-10-24 2019-06-21
AWY449 HUANG Shao Hsuan 黃劭萱 RE Dealing in Securities 2016-10-24 2019-06-21
BGY964 CHAI Lap Wai, William 柴立威 RE Asset Management 2017-07-07 2019-03-26
ACC196 SZE Stephen C Kay 施頌基 RE Dealing in Securities 2018-02-20 2018-05-31
ACC196 SZE Stephen C Kay 施頌基 RE Advising on Securities 2018-02-20 2018-05-31
ACC196 SZE Stephen C Kay 施頌基 RO Advising on Securities 2016-01-14 2018-02-20
ACC196 SZE Stephen C Kay 施頌基 RO Dealing in Securities 2016-01-14 2018-02-20
BGY964 CHAI Lap Wai, William 柴立威 RE Dealing in Securities 2016-03-15 2017-11-03
BGY964 CHAI Lap Wai, William 柴立威 RE Advising on Securities 2016-03-15 2017-11-03

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