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Hong Kong SFC licensed institution ALY556
Capital Global Management Limited
瑞興全球財富管理有限公司

Below are up to 1000 licences that were found for SFC-licensed institution ALY556 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
BIM504 LO Chiu-jung 羅秋容 RE Asset Management 2019-05-20
AFJ021 YUE Ho Kei 余浩淇 RE Dealing in Securities 2019-05-02
BOG416 CHEN Po-Liang 陳柏良 RE Asset Management 2019-04-15
BLB194 CHOW Yun Chit Eugene 周潤哲 RE Dealing in Securities 2019-03-28
BIW956 LIU Ying-Hsiao 劉盈孝 RE Advising on Securities 2019-02-28
BIW956 LIU Ying-Hsiao 劉盈孝 RE Dealing in Securities 2019-02-28
BIW956 LIU Ying-Hsiao 劉盈孝 RE Asset Management 2019-02-28
ATN992 CHEN Hsiao Yi 陳孝儀 RE Asset Management 2018-08-01
BGC222 LI Sung Hsuan 李淞炫 RE Dealing in Securities 2017-11-15
BCN750 HU Tzu Han 胡祖菡 RE Dealing in Securities 2017-08-15
BCN750 HU Tzu Han 胡祖菡 RE Advising on Securities 2017-08-15
AKX325 CHEN Chien Chih 陳建智 RO Asset Management 2017-01-05
AKX325 CHEN Chien Chih 陳建智 RO Advising on Securities 2017-01-05
AMO986 CHOW Alice Wai Yin 周慧妍 RO Advising on Securities 2016-12-09
AFD156 WONG Wah 王華 RO Dealing in Securities 2016-12-09
AFD156 WONG Wah 王華 RO Advising on Securities 2016-12-09
AMO986 CHOW Alice Wai Yin 周慧妍 RO Asset Management 2016-12-09
AMO986 CHOW Alice Wai Yin 周慧妍 RO Dealing in Securities 2016-12-09
BFO106 LEE Chung-Lung 李忠龍 RE Dealing in Securities 2016-11-29
AQI274 LI Cheuk Sang 李卓生 RE Dealing in Securities 2016-08-29
BEG042 YUEH Hui-Chen 岳惠真 RE Asset Management 2016-02-22
AZS300 CHENG Yung-Hsiang 鄭永翔 RE Asset Management 2015-10-14
AYY814 YAU Lai Ying Kinnie 尤儷縈 RO Dealing in Securities 2015-04-30
AYY814 YAU Lai Ying Kinnie 尤儷縈 RO Asset Management 2015-04-30
AYY814 YAU Lai Ying Kinnie 尤儷縈 RO Advising on Securities 2015-04-30
BER259 CHANG Chuan-Hao 張銓浩 RE Dealing in Securities 2014-12-16
AOL053 HSU Mei-Hui 徐美惠 RE Dealing in Securities 2014-12-09
BEG042 YUEH Hui-Chen 岳惠真 RE Dealing in Securities 2014-10-03
ARA879 LIAO Chia-Hui 廖家慧 RE Dealing in Securities 2013-10-15
AVW089 CHU Ming Chih 朱銘志 RE Dealing in Securities 2012-12-13
AWF342 TSENG Chia Hui 曾家慧 RE Dealing in Securities 2012-12-13
ALR716 LEE Ching-Yi 李靜怡 RE Dealing in Securities 2012-11-13
AWU848 LIN Hsing-i 林幸宜 RE Dealing in Securities 2012-10-31
BAE492 LEE Cheng Chou 李正州 RE Dealing in Securities 2012-10-08
BAE350 HUANG Chuan-Chu 黃傳珠 RE Dealing in Securities 2012-10-08
AZY193 LEE Cheng-Hsien 李正賢 RE Dealing in Securities 2012-08-20
AZS300 CHENG Yung-Hsiang 鄭永翔 RE Dealing in Securities 2012-07-19
ANG324 TU Fen-Tzu 杜芬姿 RE Dealing in Securities 2012-05-15
AWU834 CHEN Tzu-shing 陳慈興 RE Dealing in Securities 2012-04-05
AYY220 LIN Hsuan-Yu 林宣余 RE Dealing in Securities 2012-02-24
AYN271 LEE Rui-Ying 李睿瑩 RE Dealing in Securities 2011-11-24
AXT430 HUANG Cheng-Yung 黃呈勇 RE Dealing in Securities 2011-09-08
AME500 HSIAO Tai-Ling 蕭岱玲 RE Dealing in Securities 2011-08-26
AXT489 WANG Hui-Chi 王慧琦 RE Dealing in Securities 2011-08-18
AXK350 HO Meng Chun 何孟純 RE Advising on Securities 2011-06-09
AXK350 HO Meng Chun 何孟純 RE Asset Management 2011-06-09
AXK350 HO Meng Chun 何孟純 RE Dealing in Securities 2011-06-09
ALR714 HSIEH Wang-Hsuan 謝旺璇 RE Dealing in Securities 2011-02-11
ALR714 HSIEH Wang-Hsuan 謝旺璇 RE Advising on Securities 2011-02-11
ATN992 CHEN Hsiao Yi 陳孝儀 RE Dealing in Securities 2011-01-14
ATN992 CHEN Hsiao Yi 陳孝儀 RE Advising on Securities 2011-01-14
AQS915 UENG Yih-Ling 翁藝玲 RE Advising on Securities 2010-12-24
AQS915 UENG Yih-Ling 翁藝玲 RE Dealing in Securities 2010-12-24
AML173 JIANG Jyh-Ching 江志清 RE Dealing in Securities 2009-12-24
AML173 JIANG Jyh-Ching 江志清 RE Advising on Securities 2009-12-24
AQL120 CHANG Nai-Hsin 張乃心 RE Dealing in Securities 2008-03-03
AQI404 TSAI Pei-Yen 蔡佩燕 RE Dealing in Securities 2008-02-12
AQI405 LIN Pei-Chun 林佩君 RE Dealing in Securities 2008-02-12
BIW956 LIU Ying-Hsiao 劉盈孝 RO Asset Management 2018-08-03 2019-02-28
BIW956 LIU Ying-Hsiao 劉盈孝 RO Dealing in Securities 2018-08-03 2019-02-28
BIW956 LIU Ying-Hsiao 劉盈孝 RO Advising on Securities 2018-08-03 2019-02-28
BLF532 FONG Chi Chuen, Ronnie 方志泉 RE Dealing in Securities 2017-10-18 2019-02-22
AQS401 WUNG Sheng-Bin 翁勝彬 RO Advising on Securities 2018-09-26 2019-01-31
AQS401 WUNG Sheng-Bin 翁勝彬 RE Dealing in Securities 2017-11-07 2019-01-31
AQS401 WUNG Sheng-Bin 翁勝彬 RO Asset Management 2017-08-21 2019-01-31
BMF154 LEE Li-Chen 李麗珍 RE Dealing in Securities 2018-01-30 2018-09-26
BIW956 LIU Ying-Hsiao 劉盈孝 RE Advising on Securities 2017-01-16 2018-08-03
BIW956 LIU Ying-Hsiao 劉盈孝 RE Asset Management 2017-01-16 2018-08-03
BIW956 LIU Ying-Hsiao 劉盈孝 RE Dealing in Securities 2017-01-16 2018-08-03
BIN828 KUO Chien Liang 郭建良 RE Dealing in Securities 2017-11-15 2018-07-17
AVG376 LI Wang To, Marcus 李弘圖 RE Dealing in Securities 2016-05-12 2017-10-20
ALW900 YEUNG Man Chi 楊文志 RE Dealing in Securities 2016-05-12 2017-09-11
ALI215 LIN Ying-Hua 林盈華 RE Dealing in Securities 2017-04-10 2017-04-24
ANA986 WONG Tung 王棟 RO Asset Management 2016-09-13 2016-12-15
BCS981 CHENG Wu-long 鄭武隆 RO Asset Management 2015-12-29 2016-12-15
BCS981 CHENG Wu-long 鄭武隆 RO Advising on Securities 2015-09-24 2016-12-15
BCS981 CHENG Wu-long 鄭武隆 RO Dealing in Securities 2015-09-24 2016-12-15
ANA986 WONG Tung 王棟 RO Dealing in Securities 2010-07-23 2016-12-15
ANA986 WONG Tung 王棟 RO Advising on Securities 2010-07-23 2016-12-15
ANA986 WONG Tung 王棟 RE Asset Management 2013-04-09 2016-09-13
AUZ340 MAK Cheuk Hong 麥卓康 RE Dealing in Securities 2015-09-11 2016-08-08
BGJ391 CHIANG Chun-Wei 江俊緯 RE Dealing in Securities 2015-11-09 2016-07-15
AOJ800 LI Pang Chap 李鵬集 RE Dealing in Securities 2015-01-28 2016-05-11
AZV903 YUAN Mei Wen 袁美雯 RE Dealing in Securities 2013-06-03 2016-03-15
AWU833 HSIA Tien Tien 夏田田 RE Dealing in Securities 2012-08-20 2016-02-29
BCS981 CHENG Wu-long 鄭武隆 RE Asset Management 2014-01-15 2015-12-29
BGL587 HSU Chen Yun 許甄芸 RE Dealing in Securities 2015-11-03 2015-12-18
APG491 HO Yuan Pang 何原榜 RO Advising on Securities 2014-03-03 2015-11-30
APG491 HO Yuan Pang 何原榜 RO Dealing in Securities 2014-03-03 2015-11-30
APG491 HO Yuan Pang 何原榜 RE Asset Management 2014-02-24 2015-11-30
ALQ112 MA Kei Lok 馬基諾 RE Dealing in Securities 2014-06-03 2015-11-09
ALQ112 MA Kei Lok 馬基諾 RE Advising on Securities 2014-06-03 2015-11-09
AOW885 HSU Chia-Wei 許家偉 RO Asset Management 2013-06-18 2015-10-01
AOW885 HSU Chia-Wei 許家偉 RE Dealing in Securities 2011-03-01 2015-10-01
AOW885 HSU Chia-Wei 許家偉 RE Advising on Securities 2011-03-01 2015-10-01
BCS981 CHENG Wu-long 鄭武隆 RE Advising on Securities 2014-01-15 2015-09-24
BCS981 CHENG Wu-long 鄭武隆 RE Dealing in Securities 2014-01-15 2015-09-24
AQE456 OU Hung Chieh 歐宏杰 RO Advising on Securities 2014-07-03 2015-09-10
AQE456 OU Hung Chieh 歐宏杰 RO Asset Management 2014-07-03 2015-09-10
AUX364 WONG Yuen Yee, Vicky 黃婉儀 RE Advising on Securities 2012-06-08 2015-07-29
AUX364 WONG Yuen Yee, Vicky 黃婉儀 RE Dealing in Securities 2011-05-23 2015-07-29
BCI351 HSU Kuang-yao 徐光耀 RE Dealing in Securities 2014-07-07 2015-07-15
AFY839 CHIN Chi Kin, Edward 錢志健 RO Advising on Securities 2011-02-01 2015-05-10
AFY839 CHIN Chi Kin, Edward 錢志健 RO Asset Management 2011-02-01 2015-05-10
AML182 WEI Chung-Liang 韋忠良 RO Dealing in Securities 2014-05-21 2015-04-29
AML182 WEI Chung-Liang 韋忠良 RO Advising on Securities 2014-05-21 2015-04-29
BEG038 WANG Chang-Shen 王常坤 RE Dealing in Securities 2014-10-03 2015-04-09
BCF948 CHANG Wang-Hsuan 張朢晅 RE Dealing in Securities 2013-11-25 2015-04-09
ANT388 WANG Ku-Chin 王穀欽 RE Dealing in Securities 2006-09-22 2015-04-09
AQQ527 HUANG Hua-Lun 黃華倫 RE Dealing in Securities 2014-05-26 2015-01-13
BDC770 SHEU Wen Yih 許文益 RE Dealing in Securities 2014-04-14 2015-01-13
AMY309 HUNG Lie-Jen 黃立正 RE Dealing in Securities 2006-02-03 2014-11-07
AWU837 JEN Lu-chien 任露茜 RE Dealing in Securities 2012-10-31 2014-09-08
AYY814 YAU Lai Ying Kinnie 尤儷縈 RE Dealing in Securities 2013-08-01 2014-06-30
AYY814 YAU Lai Ying Kinnie 尤儷縈 RE Advising on Securities 2013-08-01 2014-06-30
AYY814 YAU Lai Ying Kinnie 尤儷縈 RE Asset Management 2013-08-01 2014-06-30
APG491 HO Yuan Pang 何原榜 RE Dealing in Securities 2014-02-24 2014-03-03
APG491 HO Yuan Pang 何原榜 RE Advising on Securities 2014-02-24 2014-03-03
AMN641 YEH Ling-hsien 葉鈴鮮 RO Asset Management 2013-07-09 2014-03-01
AMN641 YEH Ling-hsien 葉鈴鮮 RO Advising on Securities 2013-07-09 2014-03-01
AMN641 YEH Ling-hsien 葉鈴鮮 RO Dealing in Securities 2013-07-09 2014-03-01
ARD244 LIN Hsi 林曦 RE Dealing in Securities 2011-06-10 2014-02-01
APO553 HO Wei-hao 何維浩 RO Dealing in Securities 2012-10-16 2014-01-01
APO553 HO Wei-hao 何維浩 RO Advising on Securities 2012-10-16 2014-01-01
APO553 HO Wei-hao 何維浩 RE Asset Management 2011-07-11 2014-01-01
AOJ451 LIN Yi-Ju 林怡如 RE Dealing in Securities 2013-07-25 2013-11-06
AOL053 HSU Mei-Hui 徐美惠 RE Dealing in Securities 2011-03-01 2013-08-01
AOW885 HSU Chia-Wei 許家偉 RE Asset Management 2011-03-01 2013-06-18
BAB424 YU Luning 于魯宁 RE Asset Management 2012-09-11 2013-05-06
AKW443 CHEN Chih-Kuo 陳治國 RO Asset Management 2011-10-25 2013-04-01
AKW443 CHEN Chih-Kuo 陳治國 RO Advising on Securities 2011-02-01 2013-04-01
AKW443 CHEN Chih-Kuo 陳治國 RO Dealing in Securities 2011-02-01 2013-04-01
AGQ606 WONG Chi Man, Mickey 黃志文 RE Advising on Securities 2011-02-28 2013-01-13
AGQ606 WONG Chi Man, Mickey 黃志文 RE Asset Management 2011-02-28 2013-01-13
AGQ606 WONG Chi Man, Mickey 黃志文 RE Dealing in Securities 2008-07-09 2013-01-13
APO553 HO Wei-hao 何維浩 RE Dealing in Securities 2011-07-11 2012-10-16
APO553 HO Wei-hao 何維浩 RE Advising on Securities 2011-07-11 2012-10-16
AXR908 WANG Ya Fang 王雅芳 RE Dealing in Securities 2011-08-26 2012-07-18
AZE660 HO King Yu 何璟瑜 RE Asset Management 2012-04-05 2012-07-05
APO465 CHEN Shu-Fen 陳淑芬 RE Dealing in Securities 2011-11-16 2012-02-03
ATN841 SHEN Hui-min 沈慧敏 RO Asset Management 2009-10-20 2012-02-01
AKW443 CHEN Chih-Kuo 陳治國 RE Asset Management 2011-04-14 2011-10-25
AGO840 AU Tai Chung 區大中 RO Dealing in Securities 2010-08-13 2011-08-19
AGO840 AU Tai Chung 區大中 RO Advising on Securities 2010-08-13 2011-08-19
AWY558 WONG Chung Kwan 黃頌君 RE Dealing in Securities 2011-03-09 2011-04-09
AOJ451 LIN Yi-Ju 林怡如 RE Dealing in Securities 2011-01-20 2011-02-28
AOJ451 LIN Yi-Ju 林怡如 RE Advising on Securities 2011-01-20 2011-02-28
AFY839 CHIN Chi Kin, Edward 錢志健 RE Advising on Securities 2011-01-17 2011-02-01
AFY839 CHIN Chi Kin, Edward 錢志健 RE Asset Management 2011-01-17 2011-02-01
AKW443 CHEN Chih-Kuo 陳治國 RE Dealing in Securities 2010-11-02 2011-02-01
AKW443 CHEN Chih-Kuo 陳治國 RE Advising on Securities 2010-11-02 2011-02-01
AMU241 LAM Man Wai 林文偉 RO Dealing in Securities 2010-09-30 2010-12-01
AMU241 LAM Man Wai 林文偉 RO Advising on Securities 2010-09-30 2010-12-01
AVM306 TSE Long Chak, Roger 謝朗澤 RE Asset Management 2010-07-27 2010-11-21
AVM306 TSE Long Chak, Roger 謝朗澤 RE Advising on Securities 2010-07-27 2010-11-21
AQW220 CHAN Chun Him 陳俊謙 RE Advising on Securities 2010-09-28 2010-11-05
AQW220 CHAN Chun Him 陳俊謙 RE Asset Management 2010-05-31 2010-11-05
AQW220 CHAN Chun Him 陳俊謙 RE Dealing in Securities 2009-04-06 2010-11-05
AMU241 LAM Man Wai 林文偉 RE Dealing in Securities 2008-05-01 2010-09-30
AQW220 CHAN Chun Him 陳俊謙 RO Advising on Securities 2010-05-31 2010-09-28
AGW724 TSAI Ching Long 蔡青龍 RO Asset Management 2007-07-25 2010-08-07
AGW724 TSAI Ching Long 蔡青龍 RO Dealing in Securities 2006-07-10 2010-08-07
AGW724 TSAI Ching Long 蔡青龍 RO Advising on Securities 2006-07-10 2010-08-07
ANA986 WONG Tung 王棟 RE Dealing in Securities 2010-05-27 2010-07-23
ANA986 WONG Tung 王棟 RE Advising on Securities 2010-05-27 2010-07-23
AQW220 CHAN Chun Him 陳俊謙 RE Advising on Securities 2008-04-21 2010-05-31
AGO840 AU Tai Chung 區大中 RO Advising on Securities 2008-10-10 2010-05-20
AGO840 AU Tai Chung 區大中 RO Dealing in Securities 2008-10-10 2010-05-20
ANR976 LIN Ka Chun 連嘉俊 RE Dealing in Securities 2009-04-06 2009-12-01
ANR976 LIN Ka Chun 連嘉俊 RE Advising on Securities 2007-09-25 2009-12-01
AQL407 TSAO Huei-Jen 曹蕙珍 RO Asset Management 2008-04-10 2009-11-06
ARG521 LO Ming-Min 羅明敏 RE Dealing in Securities 2008-08-04 2009-10-30
AMU241 LAM Man Wai 林文偉 RO Advising on Securities 2007-08-01 2009-02-25
APJ249 YAU Chun Keung 邱鎮強 RE Dealing in Securities 2008-07-07 2008-09-19
APJ249 YAU Chun Keung 邱鎮強 RE Advising on Securities 2007-08-06 2008-09-19
APZ133 CHAN Ka Ying 陳嘉盈 RE Dealing in Securities 2007-11-07 2008-07-20
AQC211 LIU Lee Lee 劉麗莉 RO Advising on Securities 2008-01-03 2008-07-03
AQC211 LIU Lee Lee 劉麗莉 RO Asset Management 2008-01-03 2008-07-03
AOC947 CHAN Yee Fong, Yvonne 陳綺芳 RE Dealing in Securities 2006-12-15 2008-05-23
AFD221 LEE Kei Shun 李基舜 RO Asset Management 2008-03-11 2008-05-21
AFD221 LEE Kei Shun 李基舜 RO Dealing in Securities 2007-11-08 2008-05-21
AQW145 LOU Ka Pou 盧家寶 RE Dealing in Securities 2008-04-21 2008-05-20
AMU241 LAM Man Wai 林文偉 RO Dealing in Securities 2007-08-01 2008-05-01
API186 LEE Yat Chun 李逸俊 RE Dealing in Securities 2007-08-01 2008-02-11
AFD221 LEE Kei Shun 李基舜 RE Dealing in Securities 2007-09-20 2007-11-08
AMR824 CHIU Yung 焦勇 RE Advising on Securities 2007-03-28 2007-10-30
AFI668 SEN Tung Ning 神東寧 RO Asset Management 2007-07-25 2007-10-18
AFI668 SEN Tung Ning 神東寧 RO Advising on Securities 2007-07-25 2007-10-18
APJ237 NG Yu Lam 吳宇霖 RE Dealing in Securities 2007-08-06 2007-09-13
AMU241 LAM Man Wai 林文偉 RE Dealing in Securities 2006-01-10 2007-08-01
ACG544 TANG Wai Kee 鄧偉基 RO Advising on Securities 2006-10-10 2007-07-31
ACG544 TANG Wai Kee 鄧偉基 RO Dealing in Securities 2006-10-10 2007-07-31
AFI668 SEN Tung Ning 神東寧 RE Advising on Securities 2006-08-01 2007-07-25
AGO840 AU Tai Chung 區大中 RO Advising on Securities 2006-06-21 2007-05-21
AGO840 AU Tai Chung 區大中 RO Dealing in Securities 2006-06-21 2007-05-21
AOH248 LEUNG Yuk Wah 梁旭華 RE Dealing in Securities 2007-02-22 2007-03-30
AFK569 LAU Chun Wai 劉振威 RO Advising on Securities 2006-01-20 2007-03-04
ADA864 NG Chi Hoi 吳志凱 RO Advising on Securities 2006-08-01 2006-11-16
ADA864 NG Chi Hoi 吳志凱 RO Dealing in Securities 2005-09-17 2006-11-16
ACC327 LEE Charlotte Cheng Mei 李正美 RO Advising on Securities 2005-12-20 2006-06-28
ACC327 LEE Charlotte Cheng Mei 李正美 RO Dealing in Securities 2005-09-17 2006-06-28
AGO840 AU Tai Chung 區大中 RE Dealing in Securities 2006-06-01 2006-06-21
AMF426 CHAN To 陳濤 RE Advising on Securities 2006-03-15 2006-05-02
AIR476 NG Ling Chi 吳凌志 RO Advising on Securities 2005-12-20 2006-01-23
AIR476 NG Ling Chi 吳凌志 RE Dealing in Securities 2005-12-20 2006-01-23
AFK569 LAU Chun Wai 劉振威 RE Advising on Securities 2006-01-09 2006-01-20

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