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Hong Kong SFC licensed institution AEO169
Noble Apex Advisors Limited
御峰理財有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AEO169 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE322 YUEN Moon Chung, Wallace 袁滿忠 RE Advising on Securities 2004-04-14 2011-07-04
AAE322 YUEN Moon Chung, Wallace 袁滿忠 RE Asset Management 2004-04-14 2011-07-04
AAH682 LEE Koon Shing 李觀勝 RO Advising on Securities 2003-04-01
AAH682 LEE Koon Shing 李觀勝 RO Asset Management 2003-04-01
AAH682 LEE Koon Shing 李觀勝 RO Dealing in Securities 2008-10-10
AAV676 YU Ping Tong 余炳棠 RO Advising on Securities 2007-02-09 2008-04-27
AAV676 YU Ping Tong 余炳棠 RO Asset Management 2007-02-09 2008-04-27
AAV676 YU Ping Tong 余炳棠 RE Asset Management 2006-09-06 2007-02-09
AAV676 YU Ping Tong 余炳棠 RE Advising on Securities 2006-09-06 2007-02-09
ABG521 CHAN Mou Fung 陳茂峰 RO Asset Management 2003-04-01
ABG521 CHAN Mou Fung 陳茂峰 RO Advising on Securities 2003-04-01
ABG521 CHAN Mou Fung 陳茂峰 RO Dealing in Securities 2008-10-10
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Dealing in Securities 2019-03-07
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Advising on Securities 2019-03-07
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Asset Management 2019-04-10
ACE799 YEUNG Fung Yee, Flora 楊鳳儀 RE Dealing in Securities 2010-05-12 2011-03-11
ACE799 YEUNG Fung Yee, Flora 楊鳳儀 RE Asset Management 2010-05-12 2011-03-11
ACH553 NG Kwan Mang, Edward 吳君孟 RO Advising on Securities 2007-03-20 2009-06-05
ACH553 NG Kwan Mang, Edward 吳君孟 RO Asset Management 2007-03-20 2009-06-05
ACI775 LAU Tak Fu, Kisson 劉德富 RO Asset Management 2003-04-01 2015-05-01
ACI775 LAU Tak Fu, Kisson 劉德富 RO Advising on Securities 2003-04-01 2015-05-01
ACI775 LAU Tak Fu, Kisson 劉德富 RO Dealing in Securities 2008-10-10 2015-05-01
ACJ228 LUI Chi Hoi, John 雷志海 RO Advising on Securities 2008-05-06 2011-04-01
ACJ228 LUI Chi Hoi, John 雷志海 RO Asset Management 2008-05-06 2011-04-01
ACJ228 LUI Chi Hoi, John 雷志海 RO Dealing in Securities 2009-03-19 2011-04-01
ACJ228 LUI Chi Hoi, John 雷志海 RE Asset Management 2004-07-05 2005-10-27
ACJ228 LUI Chi Hoi, John 雷志海 RE Advising on Securities 2004-07-05 2005-10-27
ACO958 HON Sheung Po, Alan 韓尚甫 RE Advising on Securities 2004-04-14 2004-04-30
ACP635 NARAHARA Shinji RE Advising on Securities 2006-11-06 2009-11-07
ACP649 TSANG Wai Tak, Victor 曾煒德 RE Dealing in Securities 2010-02-12 2010-10-12
ACY383 WOO Peter 吳培魏 RE Advising on Securities 2012-01-17 2013-04-09
ACY383 WOO Peter 吳培魏 RE Dealing in Securities 2012-01-17 2013-04-09
ACY383 WOO Peter 吳培魏 RO Asset Management 2012-03-09 2013-04-09
ACY383 WOO Peter 吳培魏 RE Asset Management 2012-01-17 2012-03-09
ACY874 IP Pak Kwan 葉柏坤 RE Asset Management 2013-10-16 2017-06-30
ACY874 IP Pak Kwan 葉柏坤 RO Dealing in Securities 2013-12-06 2015-03-31
ACY874 IP Pak Kwan 葉柏坤 RE Dealing in Securities 2013-10-16 2013-12-06
ADB715 LEUNG Kit Ming, Cindy 梁潔明 RE Advising on Securities 2003-08-29 2004-01-28
ADC177 LIU Yuen Shan 廖婉珊 RE Asset Management 2005-12-13 2014-04-11
ADC177 LIU Yuen Shan 廖婉珊 RO Dealing in Securities 2012-09-18 2014-04-11
ADC177 LIU Yuen Shan 廖婉珊 RE Dealing in Securities 2009-03-26 2012-09-18
ADC177 LIU Yuen Shan 廖婉珊 RE Advising on Securities 2005-12-13 2012-01-04
ADD769 KOON MAK Shui Chun, Alsa 官麥瑞珍 RE Asset Management 2003-04-01 2010-11-01
ADD769 KOON MAK Shui Chun, Alsa 官麥瑞珍 RE Advising on Securities 2003-04-01 2010-11-01
ADD769 KOON MAK Shui Chun, Alsa 官麥瑞珍 RE Dealing in Securities 2009-03-02 2010-11-01
ADE558 MO Mun Yi, Odilia 毛敏兒 RE Asset Management 2003-04-01 2014-10-31
ADE558 MO Mun Yi, Odilia 毛敏兒 RE Advising on Securities 2003-04-01 2012-03-30
ADF368 CHAN Kwok Lung 陳國龍 RE Asset Management 2003-11-26 2005-10-21
ADF368 CHAN Kwok Lung 陳國龍 RE Advising on Securities 2003-11-26 2005-10-21
ADG103 CHAN Shing Wai 陳成偉 RE Advising on Securities 2008-01-24 2009-07-01
ADG103 CHAN Shing Wai 陳成偉 RE Asset Management 2008-01-24 2009-07-01
ADG103 CHAN Shing Wai 陳成偉 RE Dealing in Securities 2009-04-08 2009-07-01
ADJ145 CHOW Man Wai, Tony 周文威 RE Asset Management 2003-04-01 2010-12-31
ADJ145 CHOW Man Wai, Tony 周文威 RO Advising on Securities 2010-07-13 2010-12-31
ADJ145 CHOW Man Wai, Tony 周文威 RO Dealing in Securities 2010-07-13 2010-12-31
ADJ145 CHOW Man Wai, Tony 周文威 RE Advising on Securities 2003-04-01 2010-07-13
ADJ145 CHOW Man Wai, Tony 周文威 RE Dealing in Securities 2009-03-02 2010-07-13
ADO750 LUK Wai Kee 陸偉基 RE Advising on Securities 2005-02-17 2005-06-28
ADP318 FONG Kwan Ting 方鈞霆 RE Advising on Securities 2003-04-01 2010-10-01
ADP318 FONG Kwan Ting 方鈞霆 RE Asset Management 2003-04-01 2010-10-01
ADP318 FONG Kwan Ting 方鈞霆 RE Dealing in Securities 2009-03-02 2010-10-01
ADX583 CHOI Siu Kai 蔡少佳 RE Advising on Securities 2008-04-25 2008-06-03
AED601 SIN Wai Hung 冼偉鴻 RO Asset Management 2010-07-13 2013-03-13
AED601 SIN Wai Hung 冼偉鴻 RO Dealing in Securities 2010-07-13 2013-03-13
AED601 SIN Wai Hung 冼偉鴻 RO Advising on Securities 2010-07-13 2013-03-13
AED601 SIN Wai Hung 冼偉鴻 RE Advising on Securities 2006-03-27 2010-07-13
AED601 SIN Wai Hung 冼偉鴻 RE Asset Management 2006-07-18 2010-07-13
AED601 SIN Wai Hung 冼偉鴻 RE Dealing in Securities 2009-03-03 2010-07-13
AED777 SHEK Long Shan 石朗山 RE Asset Management 2005-12-13 2014-05-30
AED777 SHEK Long Shan 石朗山 RE Dealing in Securities 2009-03-03 2014-05-30
AED777 SHEK Long Shan 石朗山 RE Advising on Securities 2005-12-13 2012-01-04
AEJ477 CHUNG Chak Ming, John 鍾澤銘 RE Advising on Securities 2008-07-10 2009-09-01
AEJ477 CHUNG Chak Ming, John 鍾澤銘 RE Dealing in Securities 2009-03-02 2009-09-01
AEU350 MOK Chung Ho 莫頌豪 RE Advising on Securities 2006-12-06 2010-04-22
AEU350 MOK Chung Ho 莫頌豪 RE Asset Management 2006-12-06 2010-04-22
AEU350 MOK Chung Ho 莫頌豪 RE Dealing in Securities 2009-03-02 2010-04-22
AEU687 LI Chun Chung 李振中 RE Advising on Securities 2003-04-01 2010-12-31
AEU687 LI Chun Chung 李振中 RE Asset Management 2003-04-01 2010-12-31
AEU687 LI Chun Chung 李振中 RE Dealing in Securities 2009-03-02 2010-12-31
AEV420 KIM James Jung-Beck RE Dealing in Securities 2013-08-05 2018-04-04
AEV420 KIM James Jung-Beck RE Advising on Securities 2015-02-09 2018-04-04
AEV420 KIM James Jung-Beck RO Asset Management 2016-08-05 2018-04-04
AEV420 KIM James Jung-Beck RE Asset Management 2013-08-05 2016-08-05
AEZ892 CHAN Lai Ping, Amy 陳麗平 RE Advising on Securities 2008-04-11 2008-12-30
AFB355 WONG Pui Yee 黃佩儀 RE Asset Management 2003-04-01 2006-02-25
AFB355 WONG Pui Yee 黃佩儀 RE Advising on Securities 2003-04-01 2006-02-25
AFC644 NG Sze Tin 吳仕鈿 RE Asset Management 2003-04-01 2006-11-06
AFC644 NG Sze Tin 吳仕鈿 RE Advising on Securities 2003-04-01 2006-11-06
AFD965 KONG Yee Ching 江依澄 RE Advising on Securities 2007-06-04 2012-03-20
AFD965 KONG Yee Ching 江依澄 RE Dealing in Securities 2009-03-02 2012-03-20
AFE996 LUI Chun Man 呂俊文 RE Advising on Securities 2006-03-07 2006-04-27
AFG171 CHUNG Kai Ho, Daniel 鍾啟豪 RE Advising on Securities 2003-11-03 2004-02-20
AFG763 CHEUNG Wai Kit 張偉傑 RE Advising on Securities 2003-11-03 2004-02-20
AFI658 NG Wai Yip 伍偉業 RO Advising on Securities 2007-11-10 2008-11-01
AFI658 NG Wai Yip 伍偉業 RE Asset Management 2008-05-06 2008-11-01
AFI658 NG Wai Yip 伍偉業 RE Advising on Securities 2007-11-01 2007-11-10
AFL285 MO Kit Pan 毛傑斌 RE Asset Management 2007-12-17 2016-01-15
AFL285 MO Kit Pan 毛傑斌 RE Dealing in Securities 2009-03-03 2015-03-31
AFL285 MO Kit Pan 毛傑斌 RE Advising on Securities 2005-07-12 2012-03-30
AFL744 MAK Sau Fong 麥秀芳 RE Advising on Securities 2006-12-18 2012-01-13
AFL744 MAK Sau Fong 麥秀芳 RE Dealing in Securities 2009-03-02 2012-01-13
AFM502 CHUNG Lai Sze, Sandy 鍾麗詩 RE Dealing in Securities 2009-03-02 2015-02-11
AFM502 CHUNG Lai Sze, Sandy 鍾麗詩 RE Advising on Securities 2006-09-04 2011-08-01
AFM557 TSANG Ling Wai, William 曾令威 RE Advising on Securities 2003-06-09 2004-05-18
AFM578 LAM Chong Ming 林創明 RE Asset Management 2003-04-01 2003-06-18
AFM578 LAM Chong Ming 林創明 RE Advising on Securities 2003-04-01 2003-06-18
AFN290 TAM Ka Yee, Daphne 譚家怡 RE Asset Management 2007-12-07 2016-01-20
AFN290 TAM Ka Yee, Daphne 譚家怡 RE Dealing in Securities 2009-03-03 2015-03-31
AFN290 TAM Ka Yee, Daphne 譚家怡 RE Advising on Securities 2003-07-07 2012-03-30
AFN407 YAN Kwok Wai, Lemuel 殷國偉 RE Advising on Securities 2007-01-19 2008-12-08
AFN712 CHAN Suk Yi 陳淑儀 RE Advising on Securities 2007-07-24 2010-02-20
AFN712 CHAN Suk Yi 陳淑儀 RE Asset Management 2007-10-31 2010-02-20
AFN712 CHAN Suk Yi 陳淑儀 RE Dealing in Securities 2009-03-02 2010-02-20
AFO607 TJAU Sze Wing 趙詩穎 RE Advising on Securities 2003-10-17 2003-11-29
AFO652 SHUM Wai Sze 沈慧施 RE Asset Management 2015-06-04 2016-08-05
AFO652 SHUM Wai Sze 沈慧施 RE Advising on Securities 2005-07-15 2012-03-30
AFO652 SHUM Wai Sze 沈慧施 RE Asset Management 2005-09-06 2012-03-30
AFO652 SHUM Wai Sze 沈慧施 RE Dealing in Securities 2009-03-02 2012-03-30
AFQ044 KOO Fong Leuk 古方略 RE Asset Management 2003-04-01 2010-07-28
AFQ044 KOO Fong Leuk 古方略 RE Advising on Securities 2003-04-01 2010-07-28
AFQ044 KOO Fong Leuk 古方略 RE Dealing in Securities 2009-03-02 2010-07-28
AFQ798 CHAN Hip Yin, Emily 陳協妍 RE Advising on Securities 2005-06-16 2007-04-11
AFR823 YIU Wai Wan 姚慧韞 RE Advising on Securities 2005-07-06 2006-06-15
AFS495 LAM Sui Fan 林瑞芬 RE Advising on Securities 2007-02-27 2008-11-01
AFS631 YEUNG Fan Yee 楊范儀 RE Asset Management 2005-12-13 2014-11-30
AFS631 YEUNG Fan Yee 楊范儀 RE Dealing in Securities 2009-03-03 2014-11-30
AFS631 YEUNG Fan Yee 楊范儀 RE Advising on Securities 2005-12-13 2012-03-30
AFU289 YU Chi Sing 余志成 RE Asset Management 2012-07-26 2017-06-30
AFU289 YU Chi Sing 余志成 RE Dealing in Securities 2009-03-02 2012-08-03
AFU289 YU Chi Sing 余志成 RE Advising on Securities 2005-12-12 2011-12-11
AFU289 YU Chi Sing 余志成 RE Asset Management 2008-07-17 2011-12-11
AFU407 KWONG Lai Man 鄺麗敏 RE Advising on Securities 2003-04-01 2012-03-19
AFU407 KWONG Lai Man 鄺麗敏 RE Asset Management 2006-08-24 2012-03-19
AFU407 KWONG Lai Man 鄺麗敏 RE Dealing in Securities 2009-03-02 2012-03-19
AFU407 KWONG Lai Man 鄺麗敏 RE Asset Management 2003-04-01 2004-09-01
AFW330 NG Fo Heung 吳科香 RE Advising on Securities 2007-05-09 2007-07-26
AGA955 CHEUNG Wing Lam 張永林 RE Asset Management 2007-01-31 2008-04-01
AGA955 CHEUNG Wing Lam 張永林 RE Advising on Securities 2007-01-31 2008-04-01
AGC969 TANG Wing Shan 鄧永生 RE Dealing in Securities 2009-03-02 2012-05-11
AGC969 TANG Wing Shan 鄧永生 RE Asset Management 2011-06-17 2012-05-11
AGC969 TANG Wing Shan 鄧永生 RE Advising on Securities 2004-12-24 2012-03-30
AGG255 SUM Wai Yuk, Christina 沈慧玉 RE Advising on Securities 2005-09-28 2007-12-31
AGG258 WONG Wing Fung 黃榮豐 RE Dealing in Securities 2010-11-25 2013-08-30
AGG258 WONG Wing Fung 黃榮豐 RE Advising on Securities 2010-11-25 2011-07-29
AGG915 PUN Tsz Fung 潘子峯 RE Asset Management 2005-01-18 2007-01-03
AGG915 PUN Tsz Fung 潘子峯 RE Advising on Securities 2005-01-18 2007-01-03
AGI596 YU Ching Man, Cecilia 余靜雯 RE Advising on Securities 2003-04-01 2005-04-11
AGI596 YU Ching Man, Cecilia 余靜雯 RE Asset Management 2003-04-01 2005-04-11
AGI851 KWONG Lai Ping 鄺麗冰 RE Advising on Securities 2003-04-01 2006-06-25
AGI851 KWONG Lai Ping 鄺麗冰 RE Asset Management 2006-06-22 2006-06-25
AGI851 KWONG Lai Ping 鄺麗冰 RE Asset Management 2003-04-01 2005-03-23
AGJ167 LAI Alex Chun Hung 賴振鴻 RE Advising on Securities 2003-04-01 2005-05-09
AGJ167 LAI Alex Chun Hung 賴振鴻 RE Asset Management 2003-04-01 2005-05-09
AGJ218 NG Kwok Yan, Donny 吳國恩 RE Advising on Securities 2003-04-01 2008-12-31
AGJ218 NG Kwok Yan, Donny 吳國恩 RE Asset Management 2006-06-09 2008-12-31
AGJ218 NG Kwok Yan, Donny 吳國恩 RE Asset Management 2003-04-01 2005-04-14
AGJ362 CHOW Chui Shan, Tobee 周翠珊 RE Advising on Securities 2003-08-05 2008-12-31
AGJ362 CHOW Chui Shan, Tobee 周翠珊 RE Asset Management 2007-09-11 2008-12-31
AGJ364 LAM Kwong Ling 林廣玲 RE Asset Management 2007-12-11 2014-06-18
AGJ364 LAM Kwong Ling 林廣玲 RE Dealing in Securities 2009-03-02 2014-06-18
AGJ364 LAM Kwong Ling 林廣玲 RE Advising on Securities 2003-10-21 2012-03-30
AGJ365 KOU Sao Peng 高秀萍 RE Asset Management 2009-07-21 2010-02-13
AGJ365 KOU Sao Peng 高秀萍 RE Dealing in Securities 2009-07-21 2010-02-13
AGJ365 KOU Sao Peng 高秀萍 RE Advising on Securities 2009-07-21 2010-02-13
AGJ366 SHAI Kei Fai, Andy 佘紀輝 RE Advising on Securities 2003-10-13 2005-02-03
AGJ566 CHEUNG Ka Yee, Katherine 張嘉儀 RE Asset Management 2011-03-02 2016-01-14
AGJ566 CHEUNG Ka Yee, Katherine 張嘉儀 RO Advising on Securities 2012-04-25 2016-01-14
AGJ566 CHEUNG Ka Yee, Katherine 張嘉儀 RO Dealing in Securities 2012-04-25 2016-01-14
AGJ566 CHEUNG Ka Yee, Katherine 張嘉儀 RE Dealing in Securities 2011-03-02 2012-04-25
AGJ566 CHEUNG Ka Yee, Katherine 張嘉儀 RE Advising on Securities 2011-03-02 2012-04-25
AGJ915 SIN Hong Yee, Connie 冼康怡 RO Asset Management 2013-06-26 2016-02-29
AGJ915 SIN Hong Yee, Connie 冼康怡 RE Asset Management 2010-09-29 2013-06-26
AGJ915 SIN Hong Yee, Connie 冼康怡 RE Dealing in Securities 2010-08-03 2013-05-31
AGJ915 SIN Hong Yee, Connie 冼康怡 RE Advising on Securities 2010-09-29 2011-07-27
AGL938 KOO Wai Ki, Vicky 顧維琪 RE Advising on Securities 2009-05-13 2011-03-08
AGL938 KOO Wai Ki, Vicky 顧維琪 RE Dealing in Securities 2009-05-13 2011-03-08
AGL938 KOO Wai Ki, Vicky 顧維琪 RE Asset Management 2009-05-13 2011-03-08
AGL938 KOO Wai Ki, Vicky 顧維琪 RE Advising on Securities 2003-04-01 2004-12-08
AGL938 KOO Wai Ki, Vicky 顧維琪 RE Asset Management 2003-04-01 2004-12-08
AGN688 WONG Kwai Sun 黃桂新 RE Advising on Securities 2008-09-25 2010-06-07
AGN688 WONG Kwai Sun 黃桂新 RE Dealing in Securities 2009-03-02 2010-06-07
AGN688 WONG Kwai Sun 黃桂新 RE Advising on Securities 2005-10-25 2006-07-01
AGO538 CHAU Chi Ho 周志豪 RE Advising on Securities 2006-11-02 2007-04-20
AGO971 CHENG Ching Hoi 鄭正海 RO Advising on Securities 2011-10-26 2012-08-09
AGP526 CHEUNG Cheuk Yiu 張焯堯 RE Advising on Securities 2004-09-17 2008-08-14
AGP526 CHEUNG Cheuk Yiu 張焯堯 RE Asset Management 2005-01-14 2008-08-14
AGP630 LOO Kam Kwai 盧金葵 RE Advising on Securities 2006-11-01 2007-03-15
AGQ124 LO Tsui Ping 盧翠萍 RE Advising on Securities 2003-04-01 2007-01-01
AGQ124 LO Tsui Ping 盧翠萍 RE Asset Management 2003-04-01 2005-02-04
AGV225 LAM Yuk Kwan, Veronica 林玉君 RE Advising on Securities 2003-04-01 2005-04-12
AGV225 LAM Yuk Kwan, Veronica 林玉君 RE Asset Management 2003-04-01 2005-04-12
AHE129 MAN Hong Yee, Anthony 文康彝 RE Asset Management 2005-03-08 2013-02-18
AHE129 MAN Hong Yee, Anthony 文康彝 RE Dealing in Securities 2009-03-02 2013-01-09
AHE129 MAN Hong Yee, Anthony 文康彝 RE Advising on Securities 2005-01-05 2011-08-10
AHF633 WONG Chan Wing 黃燦榮 RE Dealing in Securities 2008-12-18 2019-03-21
AHF633 WONG Chan Wing 黃燦榮 RE Advising on Securities 2003-04-01 2011-08-01
AHF633 WONG Chan Wing 黃燦榮 RE Asset Management 2003-04-01 2011-07-27
AHG724 KAN Siu Fai 簡紹輝 RO Asset Management 2014-12-18 2015-04-01
AHG724 KAN Siu Fai 簡紹輝 RE Dealing in Securities 2009-03-02 2015-03-31
AHG724 KAN Siu Fai 簡紹輝 RE Asset Management 2003-04-01 2014-12-18
AHG724 KAN Siu Fai 簡紹輝 RE Advising on Securities 2003-04-01 2012-03-30
AHJ435 YUM Chi Chung 甄志聰 RE Asset Management 2003-04-01 2008-04-21
AHJ435 YUM Chi Chung 甄志聰 RE Advising on Securities 2003-04-01 2008-04-21
AHN916 LAU York Ying, Stella 劉若瑩 RE Asset Management 2005-12-13 2012-08-14
AHN916 LAU York Ying, Stella 劉若瑩 RE Dealing in Securities 2009-03-02 2012-08-14
AHN916 LAU York Ying, Stella 劉若瑩 RE Advising on Securities 2005-12-13 2012-01-04
AHO115 CHAU Kam Shan, Shirley 周錦珊 RE Advising on Securities 2003-11-26 2005-02-16
AHP360 TSE Fu Kuen, Johnson 謝賦權 RE Advising on Securities 2007-07-04 2010-06-01
AHP360 TSE Fu Kuen, Johnson 謝賦權 RE Asset Management 2008-07-17 2010-06-01
AHP360 TSE Fu Kuen, Johnson 謝賦權 RE Dealing in Securities 2009-03-02 2010-06-01
AHP360 TSE Fu Kuen, Johnson 謝賦權 RE Advising on Securities 2003-04-01 2003-12-02
AHP360 TSE Fu Kuen, Johnson 謝賦權 RE Asset Management 2003-04-01 2003-12-02
AHT781 LO Seak Kwan 羅雪坤 RE Dealing in Securities 2010-03-02 2013-05-31
AHU182 LAM Kin On 林建安 RE Dealing in Securities 2018-07-20 2018-12-07
AHU182 LAM Kin On 林建安 RE Advising on Securities 2018-08-01 2018-12-07
AHU182 LAM Kin On 林建安 RE Asset Management 2018-08-30 2018-12-07
AHU182 LAM Kin On 林建安 RE Asset Management 2015-04-01 2015-12-11
AHU182 LAM Kin On 林建安 RE Dealing in Securities 2014-06-03 2015-03-31
AHU182 LAM Kin On 林建安 RE Advising on Securities 2003-04-01 2011-04-26
AHU182 LAM Kin On 林建安 RE Dealing in Securities 2009-03-02 2011-04-26
AHU182 LAM Kin On 林建安 RE Asset Management 2003-04-01 2004-02-02
AHV865 CHEONG Kai Tong 張啟堂 RE Advising on Securities 2004-12-09 2009-01-15
AIB894 NG Wai Yan 吳惠茵 RE Advising on Securities 2003-04-01 2003-10-08
AIB894 NG Wai Yan 吳惠茵 RE Asset Management 2003-04-01 2003-10-08
AID491 KAN Wai Chi 簡慧姿 RE Advising on Securities 2006-08-22 2010-09-01
AID491 KAN Wai Chi 簡慧姿 RE Asset Management 2007-05-17 2010-09-01
AID491 KAN Wai Chi 簡慧姿 RE Dealing in Securities 2009-03-03 2010-09-01
AID491 KAN Wai Chi 簡慧姿 RE Advising on Securities 2004-07-30 2006-01-23
AIJ105 LIM Jin Kin, Jean 林任健 RE Asset Management 2003-04-01 2012-05-18
AIJ105 LIM Jin Kin, Jean 林任健 RE Dealing in Securities 2009-03-02 2012-05-18
AIJ105 LIM Jin Kin, Jean 林任健 RE Advising on Securities 2003-04-01 2012-03-30
AIJ518 CHAN Yiu Wing 陳耀榮 RE Advising on Securities 2003-04-01 2010-02-12
AIJ518 CHAN Yiu Wing 陳耀榮 RE Asset Management 2007-09-11 2010-02-12
AIJ518 CHAN Yiu Wing 陳耀榮 RE Dealing in Securities 2009-03-02 2010-02-12
AIJ518 CHAN Yiu Wing 陳耀榮 RE Asset Management 2003-04-01 2006-01-01
AIL475 WONG Yuk Ha 黃玉霞 RE Advising on Securities 2003-04-01 2012-03-07
AIL475 WONG Yuk Ha 黃玉霞 RE Asset Management 2003-04-01 2012-03-07
AIL475 WONG Yuk Ha 黃玉霞 RE Dealing in Securities 2009-03-02 2012-03-07
AIL672 YEUNG Man Wai, Janus 楊民偉 RE Advising on Securities 2004-06-04 2005-07-04
AIR431 CHANG Kin Kei 鄭建基 RE Advising on Securities 2003-04-01 2005-01-05
AIR431 CHANG Kin Kei 鄭建基 RE Asset Management 2003-04-01 2005-01-05
AIR728 HO Chung Yau 何松有 RE Advising on Securities 2003-04-11 2005-08-04
AIR728 HO Chung Yau 何松有 RE Asset Management 2003-04-11 2004-05-27
AIY509 MAK Kwong Yeung 麥廣揚 RE Advising on Securities 2003-06-09 2003-10-06
AJA296 LI Wing Sum 李榮森 RE Advising on Securities 2004-10-21 2005-08-12
AJA296 LI Wing Sum 李榮森 RE Asset Management 2004-12-10 2005-08-12
AJB208 AU Wing Leung 區永良 RE Advising on Securities 2003-07-24 2003-11-28
AJB210 YU Yan Cheong 余殷昌 RE Advising on Securities 2003-07-30 2003-12-30
AJB222 KWOK Wing Koon 郭泳冠 RE Advising on Securities 2003-08-08 2004-07-20
AJB236 SHE Hing Hon Anthony 佘興漢 RE Advising on Securities 2006-03-07 2008-12-31
AJB554 KAO Wai Pun 郭偉斌 RE Advising on Securities 2003-08-19 2003-10-20
AJB558 CHEN Victor 曾瑞宇 RE Advising on Securities 2003-08-19 2004-12-07
AJD339 HSU Jye 徐杰 RE Advising on Securities 2003-10-13 2005-02-16
AJD545 CHOW King Leung 周敬良 RE Advising on Securities 2003-10-14 2005-04-13
AJD586 IP King Chi 葉勁枝 RE Advising on Securities 2003-10-21 2012-03-29
AJD586 IP King Chi 葉勁枝 RE Dealing in Securities 2009-03-02 2012-03-29
AJE110 WONG Wing Tat 黃永達 RE Advising on Securities 2003-11-03 2004-02-27
AJE110 WONG Wing Tat 黃永達 RE Asset Management 2003-11-03 2004-02-27
AJE113 YUNG Wai Kwan, Bonnie 容慧君 RE Advising on Securities 2005-01-14 2005-07-16
AJE113 YUNG Wai Kwan, Bonnie 容慧君 RE Advising on Securities 2003-11-03 2004-05-25
AJE968 KWONG Fung Shan 鄺鳳珊 RE Asset Management 2005-12-12 2014-04-15
AJE968 KWONG Fung Shan 鄺鳳珊 RE Dealing in Securities 2009-03-02 2014-04-15
AJE968 KWONG Fung Shan 鄺鳳珊 RE Advising on Securities 2005-12-12 2012-02-10
AJF016 HO Bing 何兵 RE Advising on Securities 2003-11-07 2006-05-17
AJF016 HO Bing 何兵 RE Asset Management 2005-09-21 2006-05-17
AJF048 LEUNG Chun Wa 梁晉華 RE Advising on Securities 2003-11-26 2005-06-09
AJG495 NG Pui Shan, Agatha 伍佩珊 RE Dealing in Securities 2010-06-09 2013-03-25
AJG495 NG Pui Shan, Agatha 伍佩珊 RE Advising on Securities 2009-01-29 2010-07-16
AJG495 NG Pui Shan, Agatha 伍佩珊 RE Advising on Securities 2003-12-11 2005-12-31
AJG495 NG Pui Shan, Agatha 伍佩珊 RE Asset Management 2004-06-05 2005-01-11
AJG560 LI Shu Chuan 李淑娟 RE Advising on Securities 2004-12-13 2009-01-19
AJG560 LI Shu Chuan 李淑娟 RE Asset Management 2007-10-11 2009-01-19
AJH338 HO Wing Yee, Vera 何穎兒 RE Dealing in Securities 2012-03-08 2019-01-04
AJH338 HO Wing Yee, Vera 何穎兒 RE Asset Management 2015-06-15 2019-01-04
AJH338 HO Wing Yee, Vera 何穎兒 RE Advising on Securities 2004-01-06 2012-01-05
AJH338 HO Wing Yee, Vera 何穎兒 RE Dealing in Securities 2009-03-02 2012-01-05
AJJ129 LEUNG Wai Chun 梁維俊 RE Advising on Securities 2006-03-07 2006-07-29
AJJ716 WONG Kin Hing 黃健興 RE Advising on Securities 2004-03-04 2004-06-17
AJK484 CHONG Sung Sang 莊崇生 RE Advising on Securities 2004-09-30 2005-09-15
AJL625 HUI Kin Mei, Luisa 許建美 RE Advising on Securities 2005-02-25 2005-06-09
AJN925 LAM Po Hang 林溥行 RE Advising on Securities 2004-04-02 2006-06-01
AJN954 LEUNG Fung Yee 梁鳳儀 RE Advising on Securities 2006-02-23 2006-11-20
AJN954 LEUNG Fung Yee 梁鳳儀 RE Asset Management 2006-10-10 2006-11-20
AJO221 KWONG Chung Ho 鄺仲豪 RE Advising on Securities 2004-03-19 2004-10-23
AJO221 KWONG Chung Ho 鄺仲豪 RE Asset Management 2004-03-19 2004-10-23
AJO759 HO Siu Ming 何兆明 RE Advising on Securities 2005-03-03 2005-03-14
AKO628 ZHUANG Huanwang 庄煥旺 RE Asset Management 2007-09-21 2014-09-30
AKO628 ZHUANG Huanwang 庄煥旺 RE Dealing in Securities 2009-03-02 2014-09-30
AKO628 ZHUANG Huanwang 庄煥旺 RE Advising on Securities 2006-06-09 2012-03-30
AKS702 YEUNG Wai Yuen 楊偉炫 RE Asset Management 2015-03-10 2015-03-19
AKS702 YEUNG Wai Yuen 楊偉炫 RO Dealing in Securities 2013-09-30 2015-03-09
AKS702 YEUNG Wai Yuen 楊偉炫 RE Dealing in Securities 2013-08-21 2013-09-30
AKV213 KAN Kwok Wai 簡國偉 RE Advising on Securities 2004-10-21 2005-03-18
AKX246 NG Wei 吳煒 RE Advising on Securities 2005-07-26 2005-08-12
AKY901 CHEUNG Wing Hang 張永恒 RE Advising on Securities 2007-01-12 2009-06-12
AKY901 CHEUNG Wing Hang 張永恒 RE Asset Management 2007-10-29 2009-06-12
AKY901 CHEUNG Wing Hang 張永恒 RE Dealing in Securities 2009-03-02 2009-06-12
AKY901 CHEUNG Wing Hang 張永恒 RE Advising on Securities 2004-08-27 2005-06-28
ALB191 HO Kok Chi 何覺智 RO Dealing in Securities 2014-04-08 2015-03-20
ALD237 CHAN San San 陳莘莘 RE Advising on Securities 2004-09-17 2007-12-31
ALG022 SHEUNG Pui Lin 常佩蓮 RE Asset Management 2004-11-05 2008-05-01
ALG022 SHEUNG Pui Lin 常佩蓮 RE Advising on Securities 2004-11-05 2008-05-01
ALH837 WAN Lai Sze 溫麗斯 RE Advising on Securities 2005-09-12 2006-02-13
ALH837 WAN Lai Sze 溫麗斯 RE Advising on Securities 2004-11-19 2005-04-11
ALI618 TSE Cheuk Hei, Edwin 謝卓熹 RE Advising on Securities 2005-03-03 2006-01-03
ALI757 LIU Ngai Ming 廖毅明 RE Advising on Securities 2004-12-10 2005-02-03
ALK107 MOK Kam Wu 莫錦湖 RE Advising on Securities 2006-09-15 2008-10-25
ALN214 CHAN Hoi Yan 陳凱茵 RE Dealing in Securities 2009-03-02 2012-10-11
ALN214 CHAN Hoi Yan 陳凱茵 RE Advising on Securities 2005-10-25 2011-12-09
ALN576 CHU Wing Lok, Edward 朱永樂 RE Advising on Securities 2005-01-31 2010-09-20
ALN576 CHU Wing Lok, Edward 朱永樂 RE Asset Management 2007-04-20 2010-09-20
ALN576 CHU Wing Lok, Edward 朱永樂 RE Dealing in Securities 2009-03-02 2010-09-20
ALN578 CHAN Pik Yee 陳碧儀 RE Asset Management 2007-04-20 2012-06-02
ALN578 CHAN Pik Yee 陳碧儀 RE Dealing in Securities 2009-03-02 2012-06-02
ALN578 CHAN Pik Yee 陳碧儀 RE Advising on Securities 2005-01-31 2012-03-30
ALN643 CHOW Ho Wai 周可維 RE Asset Management 2015-04-01 2017-06-30
ALN643 CHOW Ho Wai 周可維 RE Dealing in Securities 2012-05-07 2015-03-31
ALO261 WONG Chan Wing 王燦榮 RE Advising on Securities 2007-02-02 2007-11-12
ALP703 CHEUNG Loong Tai, Rose 張龍娣 RE Advising on Securities 2007-11-21 2008-11-11
ALP703 CHEUNG Loong Tai, Rose 張龍娣 RE Advising on Securities 2006-09-11 2007-08-09
ALP973 WONG Carrie 黃己姚 RE Advising on Securities 2007-02-08 2007-03-16
ALQ450 CHOU Hsien-Heng 周咸亨 RE Advising on Securities 2006-11-21 2008-11-19
ALQ611 LAM Kwok Cheung 林國璋 RE Advising on Securities 2005-01-18 2005-03-08
ALS543 CHUANG Kuo-Chang, Terry RE Advising on Securities 2006-09-06 2009-11-03
ALS543 CHUANG Kuo-Chang, Terry RE Asset Management 2008-11-06 2009-11-03
ALU547 NG Yuk Kwan 吳玉坤 RE Asset Management 2011-05-16 2012-06-25
ALU547 NG Yuk Kwan 吳玉坤 RE Dealing in Securities 2011-05-16 2012-06-25
ALU547 NG Yuk Kwan 吳玉坤 RE Advising on Securities 2011-05-16 2012-03-26
ALV264 CHIK Sing Wing 戚盛榮 RE Advising on Securities 2007-07-30 2010-08-12
ALV264 CHIK Sing Wing 戚盛榮 RE Dealing in Securities 2009-03-11 2010-08-12
ALV264 CHIK Sing Wing 戚盛榮 RE Advising on Securities 2005-05-23 2007-01-05
ALV299 WONG Wing Nin 黃永年 RE Advising on Securities 2005-05-23 2011-05-03
ALV299 WONG Wing Nin 黃永年 RE Asset Management 2005-09-06 2011-05-03
ALV299 WONG Wing Nin 黃永年 RE Dealing in Securities 2009-03-02 2011-05-03
ALV372 LAM Yim Ngo, Wendy 林艷娥 RE Dealing in Securities 2009-03-02 2012-03-14
ALV372 LAM Yim Ngo, Wendy 林艷娥 RE Advising on Securities 2005-05-23 2011-05-22
ALV372 LAM Yim Ngo, Wendy 林艷娥 RE Asset Management 2008-01-28 2011-05-22
ALV420 CHAN Kit Wah 陳潔華 RE Advising on Securities 2005-05-23 2008-12-31
ALW330 LEE Chi Shun 李志信 RE Advising on Securities 2005-06-20 2008-10-21
ALW333 HWANG Fu-Hsing 黃福星 RE Advising on Securities 2007-10-29 2009-11-01
ALW544 LEE Chi-Wei 李奇威 RE Advising on Securities 2007-10-29 2009-11-01
ALW566 YU Ngao Shuet 余傲雪 RE Dealing in Securities 2010-09-02 2011-08-20
ALW566 YU Ngao Shuet 余傲雪 RE Asset Management 2010-09-30 2011-08-20
ALZ803 YEUNG Nga Man, Ruby 楊雅雯 RE Advising on Securities 2005-07-16 2006-03-02
ALZ922 NG Tsz Ming 吳子明 RE Asset Management 2007-06-04 2013-02-04
ALZ922 NG Tsz Ming 吳子明 RE Dealing in Securities 2009-03-03 2013-02-04
ALZ922 NG Tsz Ming 吳子明 RE Advising on Securities 2007-02-01 2012-03-30
AMA174 CHEONG Kwok Leung 莊國樑 RE Advising on Securities 2008-06-06 2008-12-30
AMD091 TSOI Lui 蔡蕾 RE Asset Management 2005-09-06 2012-02-07
AMD091 TSOI Lui 蔡蕾 RE Advising on Securities 2005-09-06 2012-02-07
AMD091 TSOI Lui 蔡蕾 RE Dealing in Securities 2009-03-02 2012-02-07
AMF112 CHOW Chui Shan, Cecillia 周翠珊 RE Advising on Securities 2005-08-25 2009-11-06
AMF112 CHOW Chui Shan, Cecillia 周翠珊 RE Asset Management 2007-06-14 2009-11-06
AMF112 CHOW Chui Shan, Cecillia 周翠珊 RE Dealing in Securities 2009-03-02 2009-11-06
AMF336 WONG Man Wa 黃文華 RE Advising on Securities 2005-09-06 2010-03-01
AMF336 WONG Man Wa 黃文華 RE Dealing in Securities 2009-03-02 2010-03-01
AMH057 LO Kin Yip, Deric 盧建業 RE Dealing in Securities 2011-05-16 2012-03-14
AMH057 LO Kin Yip, Deric 盧建業 RE Asset Management 2011-05-16 2012-03-14
AMH057 LO Kin Yip, Deric 盧建業 RE Advising on Securities 2011-05-16 2012-03-14
AMM148 CHOI Bin Yan 蔡邊人 RE Advising on Securities 2005-11-07 2006-09-13
AMM216 WONG Kin Man 黃建民 RE Advising on Securities 2005-11-07 2011-04-14
AMM216 WONG Kin Man 黃建民 RE Dealing in Securities 2009-03-02 2011-04-14
AMP117 WONG Yin Fong 黃燕芳 RE Advising on Securities 2006-08-21 2009-04-04
AMP117 WONG Yin Fong 黃燕芳 RE Dealing in Securities 2009-03-02 2009-04-04
AMR824 CHIU Yung 焦勇 RE Advising on Securities 2007-12-10 2008-05-01
AMR824 CHIU Yung 焦勇 RE Asset Management 2008-03-03 2008-05-01
AMR824 CHIU Yung 焦勇 RE Advising on Securities 2005-12-29 2006-12-11
AMS396 OU YANG Kuo Ruei 歐陽國瑞 RE Advising on Securities 2008-01-29 2008-05-28
AMS458 LAM Kin Fu 林建富 RE Dealing in Securities 2013-11-28 2014-06-01
AMU460 YU Ping Fan 余炳勳 RE Advising on Securities 2007-01-10 2007-05-07
AMU481 WONG Ming Yee 黃鳴兒 RE Advising on Securities 2006-04-04 2006-11-28
AMU719 MAN Wai Kuen 文偉權 RE Advising on Securities 2006-03-15 2006-07-20
AMY275 SO Pui Fung 蘇沛豐 RE Advising on Securities 2008-01-23 2010-05-25
AMY275 SO Pui Fung 蘇沛豐 RE Dealing in Securities 2009-07-14 2010-05-25
AMY275 SO Pui Fung 蘇沛豐 RE Asset Management 2009-10-16 2010-05-25
AMZ134 LO Kai Cheung 勞啟章 RE Advising on Securities 2006-03-07 2007-01-05
AND332 NG Frederick Chee Hung 吳棋鴻 RO Advising on Securities 2019-01-04
AND332 NG Frederick Chee Hung 吳棋鴻 RO Dealing in Securities 2019-01-04
AND332 NG Frederick Chee Hung 吳棋鴻 RO Asset Management 2019-01-04
AND332 NG Frederick Chee Hung 吳棋鴻 RE Advising on Securities 2018-11-06 2019-01-04
AND332 NG Frederick Chee Hung 吳棋鴻 RE Asset Management 2018-11-06 2019-01-04
AND332 NG Frederick Chee Hung 吳棋鴻 RE Dealing in Securities 2018-11-06 2019-01-04
AND888 CHONG Ka Kam 莊家鑫 RE Advising on Securities 2006-04-07 2009-07-01
AND888 CHONG Ka Kam 莊家鑫 RE Asset Management 2009-03-02 2009-07-01
AND888 CHONG Ka Kam 莊家鑫 RE Dealing in Securities 2009-03-02 2009-07-01
ANF097 CHEUNG Kin Yip 張建業 RE Advising on Securities 2007-02-15 2009-08-17
ANF097 CHEUNG Kin Yip 張建業 RE Asset Management 2007-06-01 2009-08-17
ANF097 CHEUNG Kin Yip 張建業 RE Dealing in Securities 2009-03-19 2009-08-17
ANI708 HUI Chi Lok, Edward 許智樂 RE Advising on Securities 2006-06-15 2006-11-10
ANI875 CHOI Oi Yee, Iris 蔡藹怡 RE Dealing in Securities 2010-09-15 2011-03-01
ANM079 TSO Pok Ho 曹博皓 RE Dealing in Securities 2013-08-14 2015-03-24
ANM895 CHAN Tsz Ho 陳子豪 RE Asset Management 2013-10-21 2014-05-07
ANP046 IMOTO Koichi 井本幸一 RE Asset Management 2008-06-23 2014-02-28
ANP046 IMOTO Koichi 井本幸一 RE Dealing in Securities 2008-12-09 2014-02-28
ANP046 IMOTO Koichi 井本幸一 RE Advising on Securities 2007-08-06 2012-03-30
ANQ197 SUN Sai Man 孫世文 RE Advising on Securities 2006-12-18 2007-11-30
ANQ200 WONG Lai Sheung, Cherie 黃麗嫦 RE Advising on Securities 2007-07-24 2010-04-01
ANQ200 WONG Lai Sheung, Cherie 黃麗嫦 RE Asset Management 2007-10-11 2010-04-01
ANQ200 WONG Lai Sheung, Cherie 黃麗嫦 RE Dealing in Securities 2009-03-02 2010-04-01
ANQ433 WONG Nga Sin 黃雅倩 RE Advising on Securities 2006-09-04 2011-04-26
ANQ433 WONG Nga Sin 黃雅倩 RE Dealing in Securities 2009-03-02 2011-04-26
ANS053 CHAN Ramand Wai Ming 陳偉明 RE Advising on Securities 2006-09-12 2008-08-21
ANT814 LEUNG Tak Cheong 梁德昌 RE Advising on Securities 2006-09-29 2006-12-27
ANU930 HSIUNG Chia-Lin 熊嘉麟 RE Advising on Securities 2006-08-23 2009-10-20
ANW351 WU Ching-Hui 武景輝 RE Advising on Securities 2006-08-30 2009-10-11
ANW529 CHU Tai Wai 朱大衛 RE Advising on Securities 2006-10-10 2006-11-20
ANX771 KWOK Ho Fun, Gabriel 郭浩勳 RE Advising on Securities 2006-11-13 2007-05-01
ANX951 WONG Ming Wai 黃銘威 RE Advising on Securities 2007-02-02 2007-05-07
ANY474 CHAN Man Chiu, Stanley 陳文超 RE Dealing in Securities 2012-03-13 2014-03-01
ANZ729 NG Shun Chiang 伍松強 RE Advising on Securities 2006-11-22 2007-03-26
AOA078 AU Mei Chun 區美珍 RE Advising on Securities 2007-01-19 2009-12-30
AOA109 NI Kwok Kuen, Alex 倪國權 RE Advising on Securities 2006-11-22 2007-01-03
AOC953 CHAN Yu 陳瑜 RE Advising on Securities 2006-12-18 2009-01-22
AOC956 TSE Sin Yan, Carol 謝倩昕 RE Advising on Securities 2006-12-18 2007-12-03
AOC956 TSE Sin Yan, Carol 謝倩昕 RE Asset Management 2007-12-03 2007-12-03
AOC984 WONG Chi Lung, Eric 王志龍 RE Advising on Securities 2006-12-18 2008-06-10
AOF970 LEUNG Kit Ming 梁傑明 RE Advising on Securities 2007-02-02 2008-07-10
AOH102 HA Raymond Ching Man 夏正文 RE Advising on Securities 2007-02-02 2007-08-20
AOH642 CHUNG Wing Keung, Horton 鍾永強 RE Advising on Securities 2008-05-15 2008-10-01
AOH642 CHUNG Wing Keung, Horton 鍾永強 RE Asset Management 2008-06-05 2008-10-01
AOJ020 LAU Chik Ling 劉積玲 RE Advising on Securities 2007-02-26 2009-12-31
AOJ600 KWAN Wing Kwai 關榮貴 RE Advising on Securities 2007-03-14 2007-07-02
AOK051 SZE-TO Chung Yin 司徒仲賢 RE Advising on Securities 2007-03-20 2008-03-20
AOL070 WONG Mi Ling 王美玲 RE Advising on Securities 2007-03-28 2007-08-31
AON779 TING Kam Sing 丁淦星 RE Advising on Securities 2008-05-28 2010-02-01
AON779 TING Kam Sing 丁淦星 RE Asset Management 2008-05-28 2010-02-01
AON779 TING Kam Sing 丁淦星 RE Dealing in Securities 2009-07-14 2010-02-01
AOO701 MAK Yau Kee, Wilson 麥有基 RE Advising on Securities 2008-06-06 2008-09-01
AOS566 WAI Moon Tong 衛滿堂 RE Asset Management 2008-03-14 2013-02-04
AOS566 WAI Moon Tong 衛滿堂 RE Dealing in Securities 2009-03-02 2013-02-04
AOS566 WAI Moon Tong 衛滿堂 RE Advising on Securities 2007-04-24 2012-03-20
AOV329 LI Sze Kit 李仕杰 RE Asset Management 2011-06-20 2013-02-04
AOV329 LI Sze Kit 李仕杰 RE Dealing in Securities 2009-03-02 2012-10-24
AOV329 LI Sze Kit 李仕杰 RE Advising on Securities 2007-04-23 2012-03-20
AOV642 NG Ting Wai 伍庭瑋 RE Advising on Securities 2007-04-27 2007-11-09
AOX705 LAI Yee Lok, Kennes 黎依樂 RE Advising on Securities 2007-05-11 2012-04-13
AOX705 LAI Yee Lok, Kennes 黎依樂 RE Dealing in Securities 2009-03-02 2012-04-13
AOY488 CHAN Kit Tak 陳傑德 RE Advising on Securities 2018-08-15
AOY488 CHAN Kit Tak 陳傑德 RE Asset Management 2018-08-15
AOY488 CHAN Kit Tak 陳傑德 RE Dealing in Securities 2019-03-04
AOY583 YU Pui Tak 余沛德 RE Asset Management 2007-07-13 2009-11-07
AOY583 YU Pui Tak 余沛德 RE Advising on Securities 2007-07-13 2009-11-07
AOY583 YU Pui Tak 余沛德 RE Dealing in Securities 2009-03-02 2009-11-07
APA396 HENRIKSSON Anders Tobias RO Asset Management 2013-04-22 2015-11-09
APA396 HENRIKSSON Anders Tobias RO Dealing in Securities 2012-06-20 2015-04-02
APA396 HENRIKSSON Anders Tobias RE Asset Management 2007-10-11 2013-04-22
APA396 HENRIKSSON Anders Tobias RE Dealing in Securities 2009-02-25 2012-06-20
APA396 HENRIKSSON Anders Tobias RE Advising on Securities 2007-05-29 2012-03-30
APB769 YUEN Tat Ming 袁達明 RE Advising on Securities 2007-06-07 2012-03-05
APB769 YUEN Tat Ming 袁達明 RE Dealing in Securities 2009-03-02 2012-03-05
APC141 IP Salina 葉珍珍 RE Advising on Securities 2007-06-12 2007-09-25
APF205 NG Sui Fan, Cathy 吳瑞芬 RE Advising on Securities 2007-07-03 2010-04-22
APF205 NG Sui Fan, Cathy 吳瑞芬 RE Dealing in Securities 2009-03-02 2010-04-22
APF661 POON Chun Kin 潘鎮堅 RE Advising on Securities 2007-07-06 2010-03-11
APF661 POON Chun Kin 潘鎮堅 RE Dealing in Securities 2009-03-02 2010-03-11
APF663 WONG Wai Lok 黃緯樂 RE Advising on Securities 2007-07-06 2011-12-06
APF663 WONG Wai Lok 黃緯樂 RE Dealing in Securities 2009-03-02 2011-12-06
APG178 LU Sze Hoo, Jacky 呂時豪 RE Advising on Securities 2008-10-15 2008-12-31
APH017 KWOK Siu Wai 郭小惠 RE Advising on Securities 2007-07-16 2010-10-25
APH017 KWOK Siu Wai 郭小惠 RE Dealing in Securities 2009-03-02 2010-10-25
APH430 LO Tak Fai 盧德輝 RE Advising on Securities 2007-07-23 2011-07-22
APH430 LO Tak Fai 盧德輝 RE Dealing in Securities 2009-03-02 2011-07-22
APH771 CHENG Yuk Hing, Bonnie 鄭玉卿 RE Dealing in Securities 2012-03-05 2012-06-11
API021 HONG Pui Yan 康珮甄 RE Advising on Securities 2007-07-30 2007-09-14
APJ573 LEUNG Wai Wah 梁慧華 RE Advising on Securities 2007-08-10 2009-12-10
APJ573 LEUNG Wai Wah 梁慧華 RE Dealing in Securities 2009-03-02 2009-12-10
APK227 KWONG Chin Cheung 鄺展翔 RE Advising on Securities 2007-08-10 2008-10-31
APK227 KWONG Chin Cheung 鄺展翔 RE Asset Management 2008-06-23 2008-10-31
APN805 HUI Po Ki 許寶棋 RE Advising on Securities 2007-08-29 2007-09-07
APQ868 CHAN Sai Man 陳世文 RE Asset Management 2011-05-16 2011-11-22
APQ868 CHAN Sai Man 陳世文 RE Advising on Securities 2011-05-16 2011-11-22
APW069 CHAN Hoi Cheung 陳愷章 RE Dealing in Securities 2019-03-06
APW069 CHAN Hoi Cheung 陳愷章 RE Asset Management 2019-03-06
APW069 CHAN Hoi Cheung 陳愷章 RE Advising on Securities 2019-03-22
APY520 NG Tin Lok 吳天樂 RE Advising on Securities 2007-11-05 2010-11-14
APY520 NG Tin Lok 吳天樂 RE Asset Management 2007-11-05 2010-11-14
APY520 NG Tin Lok 吳天樂 RE Dealing in Securities 2009-03-02 2010-11-14
APY809 LIEM Chung Wong, Jasper 林宗煌 RE Dealing in Securities 2011-07-15 2017-09-24
APY809 LIEM Chung Wong, Jasper 林宗煌 RE Asset Management 2011-07-15 2017-09-24
APY809 LIEM Chung Wong, Jasper 林宗煌 RE Advising on Securities 2011-07-15 2011-07-29
AQA561 CHAN Lui, Vivian 陳蕾 RE Dealing in Securities 2013-11-01 2015-03-31
AQD050 HUI Sui Yuen 許瑞源 RE Advising on Securities 2008-03-03 2008-03-11
AQD050 HUI Sui Yuen 許瑞源 RE Advising on Securities 2007-12-07 2007-12-31
AQF144 YIP Ka Fai 葉嘉輝 RE Asset Management 2015-03-10 2015-03-19
AQF144 YIP Ka Fai 葉嘉輝 RE Dealing in Securities 2013-08-08 2015-03-09
AQG437 YAN Ching Gee 印靜芝 RE Advising on Securities 2009-01-16 2009-03-19
AQG437 YAN Ching Gee 印靜芝 RE Asset Management 2009-01-16 2009-03-19
AQJ962 LAU I Wah, Ivy 劉靄華 RE Advising on Securities 2008-01-29 2011-12-23
AQJ962 LAU I Wah, Ivy 劉靄華 RE Dealing in Securities 2009-03-02 2011-12-23
AQN836 LEUNG Wai Han 梁慧嫻 RE Advising on Securities 2008-02-20 2008-12-28
AQN837 CHANG Yun-Chun 張雲鈞 RE Advising on Securities 2008-02-26 2009-10-26
AQS364 NG Tat Kit 伍達傑 RE Dealing in Securities 2010-03-01 2012-03-20
AQS600 HUEN Chun Kit 俊傑 RE Dealing in Securities 2018-10-12 2018-10-30
AQW225 CHOW Kin Man 周健文 RE Advising on Securities 2008-05-21 2009-03-30
AQW225 CHOW Kin Man 周健文 RE Dealing in Securities 2009-03-02 2009-03-30
ARA400 LAU Kai Yeung 劉棨揚 RE Asset Management 2008-05-28 2013-08-05
ARA400 LAU Kai Yeung 劉棨揚 RE Dealing in Securities 2009-07-14 2013-05-31
ARA400 LAU Kai Yeung 劉棨揚 RE Advising on Securities 2008-05-28 2011-07-29
ARA401 HEUN Chi Kiu 禤志翹 RE Advising on Securities 2008-06-17 2011-04-14
ARA401 HEUN Chi Kiu 禤志翹 RE Dealing in Securities 2009-03-02 2011-04-14
ARD451 CHAN Kin Fai 陳健輝 RE Dealing in Securities 2009-03-02 2012-05-18
ARD451 CHAN Kin Fai 陳健輝 RE Asset Management 2011-07-13 2012-05-18
ARD451 CHAN Kin Fai 陳健輝 RE Advising on Securities 2008-09-02 2011-06-27
ARD538 WONG Kwok Sun 王國新 RE Advising on Securities 2008-06-03 2008-11-11
ARE054 CHAN Mei Mei, Irene 陳美美 RE Asset Management 2008-07-11 2010-08-07
ARE054 CHAN Mei Mei, Irene 陳美美 RE Advising on Securities 2008-07-11 2010-08-07
ARE054 CHAN Mei Mei, Irene 陳美美 RE Dealing in Securities 2009-03-02 2010-08-07
ARE468 CHEUNG Po Loi 張寶來 RE Advising on Securities 2008-06-11 2008-12-31
ARE672 LEE Yim Ho 李炎豪 RE Advising on Securities 2008-06-12 2009-11-07
ARE672 LEE Yim Ho 李炎豪 RE Dealing in Securities 2009-03-02 2009-11-07
ARE676 HEUNG Yat Kuen 鄉逸權 RE Asset Management 2008-12-09 2012-05-11
ARE676 HEUNG Yat Kuen 鄉逸權 RE Dealing in Securities 2009-03-02 2012-05-11
ARE676 HEUNG Yat Kuen 鄉逸權 RE Advising on Securities 2008-06-12 2012-03-30
ARG190 CHENG Kit Man, Judy 鄭潔雯 RE Advising on Securities 2008-06-25 2010-09-06
ARG190 CHENG Kit Man, Judy 鄭潔雯 RE Dealing in Securities 2009-03-02 2010-09-06
ARH261 SO Kang Lau 蘇鏡鎏 RE Advising on Securities 2008-07-07 2010-09-14
ARH261 SO Kang Lau 蘇鏡鎏 RE Dealing in Securities 2009-03-02 2010-09-14
ARH648 SZE Chiu Kwan 施超群 RE Advising on Securities 2008-07-08 2009-06-03
ARH648 SZE Chiu Kwan 施超群 RE Dealing in Securities 2009-03-02 2009-06-03
ARK366 CHAN Chin Fai 陳展輝 RE Dealing in Securities 2013-08-19 2015-03-17
ARN439 HEUNG Man Wa 香敏華 RE Asset Management 2009-09-02 2018-07-27
ARN439 HEUNG Man Wa 香敏華 RE Advising on Securities 2016-06-01 2018-07-27
ARN439 HEUNG Man Wa 香敏華 RE Dealing in Securities 2009-07-14 2013-05-31
ARN439 HEUNG Man Wa 香敏華 RE Advising on Securities 2008-09-30 2011-07-29
ARO058 YI Yen-Hua 易言樺 RE Advising on Securities 2008-09-30 2009-11-01
ARO382 LAM Kam Wing 林錦榮 RE Advising on Securities 2008-08-29 2012-01-20
ARO382 LAM Kam Wing 林錦榮 RE Dealing in Securities 2009-03-02 2012-01-20
ARO382 LAM Kam Wing 林錦榮 RE Asset Management 2010-02-12 2012-01-20
ARP047 ROBERTSON Benjamin Mark Manwaring 李博岳 RE Dealing in Securities 2009-02-25 2013-07-31
ARP047 ROBERTSON Benjamin Mark Manwaring 李博岳 RE Asset Management 2009-02-25 2013-07-31
ARP047 ROBERTSON Benjamin Mark Manwaring 李博岳 RE Advising on Securities 2008-09-05 2012-03-30
ART039 NG Kin Mui 吳堅梅 RE Asset Management 2015-03-10 2016-01-26
ART039 NG Kin Mui 吳堅梅 RE Dealing in Securities 2009-03-02 2015-03-09
ART039 NG Kin Mui 吳堅梅 RE Advising on Securities 2008-10-17 2012-03-30
ART647 CHOW Ki Wai 周其偉 RE Advising on Securities 2008-10-22 2009-11-10
ART647 CHOW Ki Wai 周其偉 RE Dealing in Securities 2009-03-02 2009-11-10
ARW214 KWAN Po Tim 關寶甜 RE Advising on Securities 2008-11-17 2012-01-18
ARW214 KWAN Po Tim 關寶甜 RE Dealing in Securities 2009-03-02 2012-01-18
ARW215 LEUNG Ka Man 梁嘉文 RE Advising on Securities 2008-11-19 2010-05-03
ARW215 LEUNG Ka Man 梁嘉文 RE Dealing in Securities 2009-03-02 2010-05-03
ASD059 PAU Sheung Hang 包尚行 RE Asset Management 2015-04-01 2017-03-31
ASD059 PAU Sheung Hang 包尚行 RE Dealing in Securities 2014-08-06 2015-03-31
ASK550 LAM Ching Ching, Kit 林菁菁 RE Advising on Securities 2009-02-06 2012-02-29
ASK550 LAM Ching Ching, Kit 林菁菁 RE Dealing in Securities 2009-02-06 2012-02-29
ASM302 NG Fan Ching 吳藩正 RE Advising on Securities 2009-07-21 2010-08-07
ASM302 NG Fan Ching 吳藩正 RE Dealing in Securities 2009-08-18 2010-08-07
ASM302 NG Fan Ching 吳藩正 RE Asset Management 2009-12-09 2010-08-07
ASO438 TAM Chow Sang, Dennis 譚秋生 RE Advising on Securities 2009-03-11 2010-09-01
ASO438 TAM Chow Sang, Dennis 譚秋生 RE Dealing in Securities 2009-03-11 2010-09-01
ASO438 TAM Chow Sang, Dennis 譚秋生 RE Asset Management 2009-06-25 2010-09-01
ASS219 SHUNG Yim Sheung 宋艷嫦 RE Dealing in Securities 2009-04-06 2011-10-03
ASS219 SHUNG Yim Sheung 宋艷嫦 RE Advising on Securities 2009-04-06 2011-10-03
ASS219 SHUNG Yim Sheung 宋艷嫦 RE Asset Management 2009-11-16 2011-10-03
ASU313 TSE Wing Hong Vivian RE Dealing in Securities 2019-05-10
ASU313 TSE Wing Hong Vivian RE Advising on Securities 2019-05-10
ASZ223 HUANG Min Mynn 黃珉 RE Dealing in Securities 2009-06-04 2010-02-04
ASZ223 HUANG Min Mynn 黃珉 RE Advising on Securities 2009-06-04 2010-02-04
ATQ781 WONG Chi Man, Mandy 黃智敏 RE Dealing in Securities 2014-11-20 2015-03-19
ATV927 MOK Chin Ping 莫展萍 RE Dealing in Securities 2009-09-29 2013-05-07
AUC178 TANG Tsz Yan, Candy 鄧芷茵 RE Dealing in Securities 2014-12-15 2015-03-10
AUH932 LO Wai Man 盧慧敏 RE Dealing in Securities 2010-09-16 2011-07-29
AUW649 CHAN Koon Tak 陳貫德 RE Dealing in Securities 2010-03-16 2010-10-07
AVD308 LUK Kar Man, Carmen 陸嘉敏 RE Advising on Securities 2018-09-11 2018-10-28
AVD308 LUK Kar Man, Carmen 陸嘉敏 RE Dealing in Securities 2018-09-11 2018-10-28
AVE049 CHAN Man Hung, Ivan 陳文洪 RE Asset Management 2018-08-27 2018-09-02
AVE049 CHAN Man Hung, Ivan 陳文洪 RE Advising on Securities 2018-08-27 2018-09-02
AVE049 CHAN Man Hung, Ivan 陳文洪 RE Dealing in Securities 2018-08-27 2018-09-02
AVV238 YEUNG Pui Man 楊佩雯 RE Dealing in Securities 2010-09-13 2019-03-21
AWC291 AU YEUNG Shuk Kwan 歐陽淑君 RE Dealing in Securities 2018-08-29 2019-01-21
AWC291 AU YEUNG Shuk Kwan 歐陽淑君 RE Advising on Securities 2018-09-26 2019-01-21
AWL269 CHEUNG Kam Wai 張鑑煒 RE Dealing in Securities 2019-04-08
AWL269 CHEUNG Kam Wai 張鑑煒 RE Advising on Securities 2019-04-08
AWO201 WANG Yanping 王燕萍 RE Dealing in Securities 2018-10-08
AWO284 LAM Yu Mei 林汝媚 RE Dealing in Securities 2014-02-27 2015-01-30
AWU249 CHENG Chuen Wai 鄭傳煒 RE Asset Management 2015-04-01 2016-01-29
AWU249 CHENG Chuen Wai 鄭傳煒 RE Dealing in Securities 2014-08-21 2015-03-31
AXF378 TAM Wai Hang 譚瑋桁 RE Asset Management 2011-05-30 2018-07-24
AXF378 TAM Wai Hang 譚瑋桁 RE Dealing in Securities 2011-05-30 2013-05-31
AXF378 TAM Wai Hang 譚瑋桁 RE Advising on Securities 2011-05-30 2011-07-26
AXW604 KUNG Wing Kan, Kennis 龔詠瑾 RE Dealing in Securities 2018-10-12 2018-10-31
AYG464 LAU Chung Hang 劉仲恆 RE Dealing in Securities 2015-01-13 2015-03-23
AYK934 LIN Yujun 林昱鈞 RE Asset Management 2014-06-16
AYK934 LIN Yujun 林昱鈞 RE Advising on Securities 2016-06-01
AYK934 LIN Yujun 林昱鈞 RE Dealing in Securities 2019-03-01
AYQ277 WANG Jiansheng 王建生 RE Dealing in Securities 2013-08-13 2014-06-01
AZH497 PANG Kam Shing, Peter 彭鑫城 RE Asset Management 2015-04-01 2017-06-30
AZH497 PANG Kam Shing, Peter 彭鑫城 RE Dealing in Securities 2013-08-09 2015-03-31
BAP682 NG Wing Shun, Jeffrey 黃永順 RE Dealing in Securities 2013-08-13 2014-07-10
BAP956 WU Wai Leong 胡偉亮 RE Dealing in Securities 2013-08-20 2014-08-22
BBF140 CHEUNG Wai Chun 張惠珍 RE Dealing in Securities 2013-05-27 2015-03-09
BBF141 NG Tsz Kin 吳梓健 RE Dealing in Securities 2013-05-27 2015-01-23
BBH635 NG Wai Man, Jacqueline 吳慧敏 RE Dealing in Securities 2013-08-13 2014-04-30
BBJ073 SUI Long Ching, Isaac 蕭朗情 RE Asset Management 2013-06-27 2016-09-09
BBQ050 AU Kwun Fai 歐冠輝 RE Asset Management 2014-03-24 2014-10-15
BBR286 CHEUNG Yiu Ki 張耀祺 RE Dealing in Securities 2014-03-06 2014-06-01
BBT998 POON Yim Mui 潘艷梅 RE Dealing in Securities 2015-01-13 2015-03-23
BDM838 LAU Wing Man 劉穎文 RE Asset Management 2015-05-15 2016-08-31
BDM838 LAU Wing Man 劉穎文 RE Dealing in Securities 2014-06-26 2015-03-31
BDM840 CHOY Sze Wai 蔡思慧 RE Dealing in Securities 2018-07-18 2018-11-16
BDN042 LAW Yu Ting, Aitken 羅宇廷 RE Dealing in Securities 2014-06-30 2015-03-19
BEY882 ZHU Zhaoyang 朱兆阳 RE Asset Management 2015-02-27 2015-03-20
BEY896 YEUNG King Yip 楊敬業 RE Asset Management 2015-03-06 2018-01-12
BEZ864 YANG Jiao 楊嬌 RE Asset Management 2015-03-16 2015-03-19
BFK210 WONG Hoi Ka 黃凱嘉 RE Advising on Securities 2018-10-31
BFK210 WONG Hoi Ka 黃凱嘉 RE Dealing in Securities 2018-11-21
BHY943 CHEUNG Sze Ying, Skylar 張詩瑩 RE Dealing in Securities 2018-08-31 2018-10-31
BHY943 CHEUNG Sze Ying, Skylar 張詩瑩 RE Asset Management 2018-08-31 2018-10-31
BJU787 LAI Ka Lai 黎嘉麗 RE Asset Management 2017-07-19 2018-06-22
BKM275 LIU Jia Kung 劉家鋼 RE Advising on Securities 2018-04-23 2018-05-31
BMH731 SZE Chi Fan 施梓繁 RE Advising on Securities 2018-03-21
BMH731 SZE Chi Fan 施梓繁 RE Asset Management 2018-03-21
BMH731 SZE Chi Fan 施梓繁 RE Dealing in Securities 2019-03-04
BMW510 FONG Chat Hing 方扎慶 RE Advising on Securities 2018-06-19 2018-06-28
BMW510 FONG Chat Hing 方扎慶 RE Dealing in Securities 2018-06-19 2018-06-28
BMW511 TO Kin Fai Andrew 屠健輝 RO Dealing in Securities 2018-12-27
BMW511 TO Kin Fai Andrew 屠健輝 RO Advising on Securities 2018-12-27
BMW511 TO Kin Fai Andrew 屠健輝 RO Asset Management 2018-12-27
BMW511 TO Kin Fai Andrew 屠健輝 RE Asset Management 2018-06-19 2018-12-27
BMW511 TO Kin Fai Andrew 屠健輝 RE Advising on Securities 2018-06-19 2018-12-27
BMW511 TO Kin Fai Andrew 屠健輝 RE Dealing in Securities 2018-06-19 2018-12-27
BMY771 LEUNG Wing Kin 梁永堅 RE Dealing in Securities 2018-07-04 2019-04-30
BNC154 KONG Sau Man 江秀雯 RE Dealing in Securities 2018-07-18 2019-04-12
BNC154 KONG Sau Man 江秀雯 RE Advising on Securities 2018-07-18 2019-04-12
BNR388 LAU Chun Tung 劉進彤 RE Dealing in Securities 2018-11-19 2019-01-25
BNR388 LAU Chun Tung 劉進彤 RE Advising on Securities 2018-11-19 2019-01-25
BNT781 LEUNG Yan Ki 梁欣琪 RE Dealing in Securities 2019-04-29 2019-05-14
BNU015 LIU Dan 劉丹 RE Dealing in Securities 2018-11-30
BNU021 KWOK Siu Ching 郭筱晴 RE Advising on Securities 2018-11-30
BNU021 KWOK Siu Ching 郭筱晴 RE Asset Management 2018-11-30
BNU021 KWOK Siu Ching 郭筱晴 RE Dealing in Securities 2019-03-01
BNV387 WANG Zichao 王子超 RE Advising on Securities 2018-11-27 2019-04-04
BNV387 WANG Zichao 王子超 RE Dealing in Securities 2018-11-27 2019-04-04
BOG558 WANG Yong 王勇 RE Dealing in Securities 2019-04-03
BOG558 WANG Yong 王勇 RE Advising on Securities 2019-04-03
BOG763 MAI Xiaomin 麥曉敏 RE Advising on Securities 2019-04-10 2019-05-07
BOG763 MAI Xiaomin 麥曉敏 RE Dealing in Securities 2019-04-10 2019-05-07
BOG851 LO Ming Chin 盧洺芊 RE Advising on Securities 2019-04-11
BOG851 LO Ming Chin 盧洺芊 RE Dealing in Securities 2019-04-11
BOH801 WANG Ling Yun 王靈芸 RE Advising on Securities 2019-04-26
BOH801 WANG Ling Yun 王靈芸 RE Dealing in Securities 2019-04-26
BOI319 HO Ngar Man 何雅雯 RE Dealing in Securities 2019-05-07
BOI319 HO Ngar Man 何雅雯 RE Advising on Securities 2019-05-07

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