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Hong Kong SFC licensed institution ADZ743
ING Investment Management Asia Pacific (Hong Kong) Limited

Below are up to 1000 licences that were found for SFC-licensed institution ADZ743 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAT564 ARMSTRONG Paul Ralph RE Advising on Securities 2004-12-23 2009-01-19
AAT564 ARMSTRONG Paul Ralph RE Dealing in Securities 2004-12-23 2009-01-19
AAT564 ARMSTRONG Paul Ralph RE Asset Management 2004-12-23 2009-01-19
ABE420 LEUNG Kin Fai 梁健輝 RE Dealing in Securities 2003-04-01 2012-11-30
ABE420 LEUNG Kin Fai 梁健輝 RE Advising on Securities 2003-04-01 2012-11-30
ABE420 LEUNG Kin Fai 梁健輝 RO Asset Management 2012-03-14 2012-11-30
ABE420 LEUNG Kin Fai 梁健輝 RE Asset Management 2003-04-01 2012-03-14
ABS032 CHON Lai Yi 鍾麗儀 RE Dealing in Securities 2010-06-01 2012-12-31
ABS032 CHON Lai Yi 鍾麗儀 RE Advising on Securities 2010-06-01 2012-12-31
ACK844 CHEN Wei-Hung RE Advising on Securities 2007-12-13 2012-07-01
ACK844 CHEN Wei-Hung RE Dealing in Securities 2007-12-13 2012-07-01
ACK844 CHEN Wei-Hung RO Asset Management 2011-12-01 2012-07-01
ACK844 CHEN Wei-Hung RE Asset Management 2007-12-13 2011-12-01
ACQ607 LACIS Edmunds Janis RO Dealing in Securities 2008-10-06 2013-07-26
ACQ607 LACIS Edmunds Janis RO Advising on Securities 2008-10-06 2013-07-26
ACQ607 LACIS Edmunds Janis RE Advising on Securities 2008-08-28 2008-10-06
ACQ607 LACIS Edmunds Janis RE Dealing in Securities 2008-08-28 2008-10-06
ADE695 IP Sum Sum 葉森森 RE Asset Management 2003-04-01 2006-05-04
ADE695 IP Sum Sum 葉森森 RE Advising on Securities 2003-04-01 2006-05-04
ADE695 IP Sum Sum 葉森森 RE Dealing in Securities 2004-01-05 2006-05-04
ADH094 RYAN Christopher John RO Asset Management 2003-04-01 2008-02-01
ADH094 RYAN Christopher John RO Dealing in Securities 2003-04-01 2008-02-01
ADH094 RYAN Christopher John RO Advising on Securities 2003-04-01 2008-02-01
ADQ100 CHAN Tung Mui, Kelly 陳冬梅 RE Advising on Securities 2003-04-01 2005-12-23
ADQ100 CHAN Tung Mui, Kelly 陳冬梅 RE Asset Management 2003-04-01 2005-12-23
ADQ100 CHAN Tung Mui, Kelly 陳冬梅 RE Dealing in Securities 2004-06-16 2005-12-23
ADT339 WIJONO Rizal 黃日昌 RE Advising on Securities 2003-04-01 2007-09-18
ADT339 WIJONO Rizal 黃日昌 RE Asset Management 2003-04-01 2007-09-18
ADT339 WIJONO Rizal 黃日昌 RE Dealing in Securities 2004-01-05 2007-09-18
ADW996 CHOI Pik Chi 蔡碧芝 RE Dealing in Securities 2007-08-01 2013-07-05
ADW996 CHOI Pik Chi 蔡碧芝 RE Advising on Securities 2007-08-21 2013-07-05
AEE614 TOOVEY Nicholas Richard RO Advising on Securities 2008-04-21 2010-02-01
AEE614 TOOVEY Nicholas Richard RO Asset Management 2008-04-21 2010-02-01
AEE614 TOOVEY Nicholas Richard RO Dealing in Securities 2008-04-21 2010-02-01
AEE614 TOOVEY Nicholas Richard RE Dealing in Securities 2003-10-31 2008-04-21
AEE614 TOOVEY Nicholas Richard RE Advising on Securities 2003-10-31 2008-04-21
AEE614 TOOVEY Nicholas Richard RE Asset Management 2003-10-31 2008-04-21
AEK540 HO Mei Ling, Edwina 何美玲 RE Asset Management 2006-03-21 2008-10-11
AEK540 HO Mei Ling, Edwina 何美玲 RE Advising on Securities 2006-03-21 2008-10-11
AEK540 HO Mei Ling, Edwina 何美玲 RE Dealing in Securities 2006-03-21 2008-10-11
AEO838 LEE Siu Lie, Julia 李紹莉 RE Dealing in Securities 2009-07-07 2012-12-14
AEO838 LEE Siu Lie, Julia 李紹莉 RE Advising on Securities 2009-07-07 2012-12-14
AEX954 FUNG Yuen Fun 馮婉芬 RE Advising on Securities 2011-10-19 2013-07-26
AEX954 FUNG Yuen Fun 馮婉芬 RE Dealing in Securities 2011-10-19 2013-07-26
AEZ033 NG Ching Han 伍靜嫺 RE Dealing in Securities 2008-03-20 2011-06-02
AEZ033 NG Ching Han 伍靜嫺 RE Advising on Securities 2008-04-08 2011-06-02
AFA133 WAI Regina Yui-Kwan 韋乙君 RE Dealing in Securities 2007-07-30 2008-11-14
AFA133 WAI Regina Yui-Kwan 韋乙君 RE Advising on Securities 2007-07-30 2008-11-14
AFB241 BAILEY Grant Andrew RO Dealing in Securities 2010-03-10 2012-10-31
AFB241 BAILEY Grant Andrew RO Asset Management 2010-03-10 2012-10-31
AFB241 BAILEY Grant Andrew RO Advising on Securities 2010-03-10 2012-10-31
AFD939 HUI Wei Ming 許慧明 RE Dealing in Securities 2003-04-01 2012-08-10
AFD939 HUI Wei Ming 許慧明 RE Asset Management 2003-04-01 2012-08-10
AFD939 HUI Wei Ming 許慧明 RE Advising on Securities 2003-04-01 2012-08-10
AFJ903 LIU Dan Dan 劉丹丹 RE Advising on Securities 2007-06-28 2011-03-21
AFN505 CHAN Kenneth Tin Yan 陳天欣 RE Advising on Securities 2010-05-25 2012-08-17
AFN505 CHAN Kenneth Tin Yan 陳天欣 RE Dealing in Securities 2010-05-25 2012-08-17
AFN605 CHAN Chuak Hoan 陳澤鴻 RO Asset Management 2003-04-01 2007-11-09
AFN605 CHAN Chuak Hoan 陳澤鴻 RO Dealing in Securities 2003-04-01 2007-11-09
AFN605 CHAN Chuak Hoan 陳澤鴻 RO Advising on Securities 2003-04-01 2007-11-09
AFR181 TSANG Ka Man 曾嘉敏 RE Asset Management 2004-06-21 2006-08-18
AFR181 TSANG Ka Man 曾嘉敏 RE Dealing in Securities 2004-06-21 2006-08-18
AFR181 TSANG Ka Man 曾嘉敏 RE Advising on Securities 2004-06-21 2006-08-18
AFS352 CHAN Shek Ping 陳錫萍 RE Advising on Securities 2006-05-02 2008-11-06
AFS352 CHAN Shek Ping 陳錫萍 RE Asset Management 2006-05-02 2008-11-06
AFS352 CHAN Shek Ping 陳錫萍 RE Dealing in Securities 2006-05-02 2008-11-06
AGC563 YU Ka Yee, Sandra 余嘉儀 RE Advising on Securities 2007-07-30 2010-07-28
AGC563 YU Ka Yee, Sandra 余嘉儀 RE Dealing in Securities 2007-07-30 2010-07-28
AGC563 YU Ka Yee, Sandra 余嘉儀 RE Asset Management 2007-07-30 2010-05-25
AGH565 LOU Choi Chi, Nathalie 劉賽枝 RE Dealing in Securities 2007-05-31 2008-11-15
AGH565 LOU Choi Chi, Nathalie 劉賽枝 RE Advising on Securities 2007-06-20 2008-11-15
AGI951 WANG Ming Yuan 王銘元 RE Dealing in Securities 2003-07-07 2008-02-25
AGI951 WANG Ming Yuan 王銘元 RE Asset Management 2003-12-31 2008-02-25
AGI951 WANG Ming Yuan 王銘元 RE Advising on Securities 2003-12-31 2008-02-25
AGT051 GUPTA Pranay RO Asset Management 2010-03-10 2011-12-31
AGT051 GUPTA Pranay RO Dealing in Securities 2010-03-10 2011-12-31
AGT051 GUPTA Pranay RO Advising on Securities 2010-03-10 2011-12-31
AGW424 LI Kathy 李嘉怡 RE Asset Management 2003-04-01 2004-01-03
AGW424 LI Kathy 李嘉怡 RE Advising on Securities 2003-04-01 2004-01-03
AGW556 CHIU Hon Lung 趙漢龍 RE Dealing in Securities 2004-05-13 2012-05-18
AGW556 CHIU Hon Lung 趙漢龍 RE Advising on Securities 2004-05-13 2012-05-18
AGW556 CHIU Hon Lung 趙漢龍 RE Asset Management 2004-11-15 2012-05-18
AHC409 MATSON Timothy Thomas RE Advising on Securities 2004-05-24 2009-10-31
AHC409 MATSON Timothy Thomas RE Asset Management 2004-05-24 2009-10-31
AHC409 MATSON Timothy Thomas RE Dealing in Securities 2004-05-24 2009-10-31
AHC409 MATSON Timothy Thomas RO Asset Management 2003-09-22 2004-05-15
AHC409 MATSON Timothy Thomas RO Advising on Securities 2003-09-22 2004-05-15
AHC409 MATSON Timothy Thomas RO Dealing in Securities 2003-09-22 2004-05-15
AHC409 MATSON Timothy Thomas RE Dealing in Securities 2003-05-21 2003-09-22
AHC409 MATSON Timothy Thomas RE Advising on Securities 2003-05-21 2003-09-22
AHF360 YUEN Siu Ting 阮少婷 RE Advising on Securities 2011-11-04 2012-07-01
AHF360 YUEN Siu Ting 阮少婷 RE Asset Management 2011-11-04 2012-07-01
AHF360 YUEN Siu Ting 阮少婷 RE Dealing in Securities 2011-11-04 2012-07-01
AIL165 VAN BUUREN Bastiaan Jeroen RO Dealing in Securities 2010-02-05 2013-06-28
AIL165 VAN BUUREN Bastiaan Jeroen RO Advising on Securities 2010-02-05 2013-06-28
AIL165 VAN BUUREN Bastiaan Jeroen RE Dealing in Securities 2009-07-29 2010-02-05
AIL165 VAN BUUREN Bastiaan Jeroen RE Advising on Securities 2009-07-29 2010-02-05
AIL165 VAN BUUREN Bastiaan Jeroen RE Dealing in Securities 2003-04-01 2004-11-05
AIL165 VAN BUUREN Bastiaan Jeroen RE Asset Management 2003-04-01 2004-11-05
AIL165 VAN BUUREN Bastiaan Jeroen RE Advising on Securities 2003-04-01 2004-11-05
AIL394 KIM Joel RE Advising on Securities 2003-06-10 2011-10-14
AIL394 KIM Joel RE Dealing in Securities 2004-01-05 2011-10-14
AIL394 KIM Joel RO Asset Management 2010-02-24 2011-10-14
AIL394 KIM Joel RE Asset Management 2004-01-05 2010-02-24
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Advising on Securities 2005-08-30 2010-03-20
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Asset Management 2005-08-30 2010-03-20
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Dealing in Securities 2005-08-30 2010-03-20
AIR150 CHEAH Wei Teik RE Advising on Securities 2003-04-01 2010-08-01
AIR150 CHEAH Wei Teik RE Dealing in Securities 2004-08-11 2010-08-01
AIR150 CHEAH Wei Teik RO Asset Management 2006-05-24 2010-08-01
AIR150 CHEAH Wei Teik RE Asset Management 2003-04-01 2006-05-24
AIR309 HAR Vivian 夏慧芸 RE Advising on Securities 2007-07-23 2008-07-19
AIR309 HAR Vivian 夏慧芸 RE Dealing in Securities 2007-08-01 2008-07-19
AIR727 KO Gregory Adam 高泳鍇 RE Dealing in Securities 2012-09-21 2013-07-26
AIR727 KO Gregory Adam 高泳鍇 RE Advising on Securities 2012-09-21 2013-07-26
AIR727 KO Gregory Adam 高泳鍇 RE Asset Management 2012-09-21 2013-07-26
AIR727 KO Gregory Adam 高泳鍇 RE Advising on Securities 2005-07-11 2011-04-15
AIR727 KO Gregory Adam 高泳鍇 RE Dealing in Securities 2005-07-11 2011-04-15
AIR727 KO Gregory Adam 高泳鍇 RE Asset Management 2006-08-07 2011-04-15
AIT063 FOO Tiang Hock , Adrian RE Advising on Securities 2003-04-25 2004-06-08
AIT063 FOO Tiang Hock , Adrian RE Asset Management 2004-01-05 2004-06-08
AIT063 FOO Tiang Hock , Adrian RE Dealing in Securities 2004-01-05 2004-06-08
AIY650 MAK Chun Bond 麥俊邦 RE Advising on Securities 2007-12-04 2009-04-01
AIY650 MAK Chun Bond 麥俊邦 RE Dealing in Securities 2007-12-04 2009-04-01
AIY650 MAK Chun Bond 麥俊邦 RE Asset Management 2007-12-04 2009-04-01
AJH567 HO Tak Ming, Benny 何德明 RO Asset Management 2006-05-09 2007-08-15
AJH567 HO Tak Ming, Benny 何德明 RO Dealing in Securities 2006-05-09 2007-08-15
AJH567 HO Tak Ming, Benny 何德明 RO Advising on Securities 2006-05-09 2007-08-15
AJH567 HO Tak Ming, Benny 何德明 RE Dealing in Securities 2004-01-06 2006-05-09
AJH567 HO Tak Ming, Benny 何德明 RE Asset Management 2004-01-06 2006-05-09
AJH567 HO Tak Ming, Benny 何德明 RE Advising on Securities 2004-01-06 2006-05-09
AJO302 LIU Qi 劉琦 RE Dealing in Securities 2004-03-23 2006-07-14
AJO302 LIU Qi 劉琦 RE Advising on Securities 2004-03-23 2006-07-14
AJO302 LIU Qi 劉琦 RE Asset Management 2004-03-23 2006-07-14
ALA454 CHUNG Yuen Sheung 鍾婉嫦 RE Dealing in Securities 2008-09-11 2008-11-15
ALA454 CHUNG Yuen Sheung 鍾婉嫦 RE Advising on Securities 2008-09-11 2008-11-15
ALB953 LEE Jacqueline Hwai On 李懷安 RE Asset Management 2004-08-12 2007-08-24
ALB953 LEE Jacqueline Hwai On 李懷安 RE Advising on Securities 2005-07-14 2007-08-24
ALB953 LEE Jacqueline Hwai On 李懷安 RE Dealing in Securities 2005-07-14 2007-08-24
ALF293 SANYAL Bratindra Saran RE Dealing in Securities 2004-09-06 2012-06-15
ALF293 SANYAL Bratindra Saran RE Advising on Securities 2004-09-06 2012-06-15
ALF293 SANYAL Bratindra Saran RE Asset Management 2004-09-06 2012-06-15
ALF667 CHAN Pui Kwan 陳佩君 RE Advising on Securities 2004-09-13 2006-05-28
ALF667 CHAN Pui Kwan 陳佩君 RE Asset Management 2004-09-13 2006-05-28
ALF667 CHAN Pui Kwan 陳佩君 RE Dealing in Securities 2004-09-13 2006-05-28
ALF705 HO Chee Hau 何志浩 RE Dealing in Securities 2004-09-13 2005-06-06
ALF705 HO Chee Hau 何志浩 RE Asset Management 2004-09-13 2005-06-06
ALF705 HO Chee Hau 何志浩 RE Advising on Securities 2004-09-13 2005-06-06
ALG140 YANG Chong Wey 楊宗煒 RO Asset Management 2012-10-22 2013-11-27
ALG140 YANG Chong Wey 楊宗煒 RO Advising on Securities 2012-10-22 2013-11-27
ALG140 YANG Chong Wey 楊宗煒 RO Dealing in Securities 2012-10-22 2013-11-27
ALG140 YANG Chong Wey 楊宗煒 RE Dealing in Securities 2012-05-10 2012-10-22
ALG140 YANG Chong Wey 楊宗煒 RE Asset Management 2012-05-10 2012-10-22
ALG140 YANG Chong Wey 楊宗煒 RE Advising on Securities 2012-05-10 2012-10-22
ALG140 YANG Chong Wey 楊宗煒 RO Asset Management 2005-01-25 2009-01-31
ALG140 YANG Chong Wey 楊宗煒 RO Dealing in Securities 2005-06-01 2009-01-31
ALG140 YANG Chong Wey 楊宗煒 RO Advising on Securities 2005-06-01 2009-01-31
ALG140 YANG Chong Wey 楊宗煒 RE Advising on Securities 2004-09-20 2005-06-01
ALG140 YANG Chong Wey 楊宗煒 RE Dealing in Securities 2004-09-20 2005-06-01
ALG140 YANG Chong Wey 楊宗煒 RE Asset Management 2004-09-20 2005-01-25
ALL780 JANSEN Rolandus Gerardus Wilhelmus RE Advising on Securities 2004-11-23 2010-07-01
ALL780 JANSEN Rolandus Gerardus Wilhelmus RE Dealing in Securities 2004-11-23 2010-07-01
ALL780 JANSEN Rolandus Gerardus Wilhelmus RE Asset Management 2004-11-23 2010-07-01
ALY626 HO Siu Yung 何紹容 RE Dealing in Securities 2010-11-15 2011-11-25
ALY626 HO Siu Yung 何紹容 RE Advising on Securities 2010-11-15 2011-11-25
AMB594 YOON Harold Steven RE Dealing in Securities 2005-06-20 2005-09-19
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Advising on Securities 2005-06-22 2006-08-25
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Asset Management 2005-06-22 2006-08-25
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Dealing in Securities 2005-06-22 2006-08-25
AMC685 LEUNG Pui Man 梁佩雯 RE Advising on Securities 2005-06-16 2007-06-07
AMC685 LEUNG Pui Man 梁佩雯 RE Dealing in Securities 2005-06-16 2007-06-07
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Dealing in Securities 2006-08-31 2013-07-05
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Asset Management 2007-01-08 2013-07-05
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Advising on Securities 2007-01-08 2013-07-05
AMR979 VAN VLIET Willem Gustaaf Stephan RE Asset Management 2005-11-09 2006-06-20
AMR979 VAN VLIET Willem Gustaaf Stephan RE Dealing in Securities 2005-11-09 2006-06-20
AMR979 VAN VLIET Willem Gustaaf Stephan RE Advising on Securities 2005-11-09 2006-06-20
AMU237 LI Jing 李京 RE Dealing in Securities 2007-07-31 2011-10-28
AMU237 LI Jing 李京 RE Advising on Securities 2007-08-21 2011-10-28
AMU237 LI Jing 李京 RE Asset Management 2007-07-31 2010-05-15
AMY784 SIMONS Robert-Jan RE Asset Management 2006-01-25 2006-09-29
AMY784 SIMONS Robert-Jan RE Advising on Securities 2006-01-25 2006-09-29
AMY784 SIMONS Robert-Jan RE Dealing in Securities 2006-01-25 2006-09-29
AMY786 CHUNG Kar Lee, Kelly 鍾嘉莉 RE Dealing in Securities 2006-01-27 2012-08-06
AMY786 CHUNG Kar Lee, Kelly 鍾嘉莉 RE Advising on Securities 2006-01-27 2012-08-06
AMY786 CHUNG Kar Lee, Kelly 鍾嘉莉 RE Asset Management 2006-01-27 2012-08-06
AMZ988 RAMANATHAN Shriram RE Dealing in Securities 2006-02-02 2009-10-31
AMZ988 RAMANATHAN Shriram RE Asset Management 2006-03-08 2009-10-31
ANF148 LEUNG Chin Hung 梁展鴻 RE Advising on Securities 2006-03-23 2007-01-31
ANF148 LEUNG Chin Hung 梁展鴻 RE Dealing in Securities 2006-03-23 2007-01-31
ANF148 LEUNG Chin Hung 梁展鴻 RE Asset Management 2006-03-23 2007-01-31
ANF295 MOK Pui Man 莫佩雯 RE Advising on Securities 2006-03-24 2006-07-21
ANF295 MOK Pui Man 莫佩雯 RE Dealing in Securities 2006-03-24 2006-07-21
ANH724 VENES Carolus Franciscus Arnoldus RE Advising on Securities 2006-04-24 2008-06-14
ANH724 VENES Carolus Franciscus Arnoldus RE Asset Management 2006-04-24 2008-06-14
ANH724 VENES Carolus Franciscus Arnoldus RE Dealing in Securities 2006-04-24 2008-06-14
ANK121 LAU Chun Yu 劉振宇 RE Advising on Securities 2010-03-01 2013-04-30
ANK121 LAU Chun Yu 劉振宇 RE Asset Management 2010-03-01 2013-04-30
ANK121 LAU Chun Yu 劉振宇 RE Dealing in Securities 2010-03-01 2013-04-30
ANK121 LAU Chun Yu 劉振宇 RE Asset Management 2007-10-18 2008-10-17
ANK121 LAU Chun Yu 劉振宇 RE Advising on Securities 2007-10-18 2008-10-17
ANK121 LAU Chun Yu 劉振宇 RE Dealing in Securities 2007-10-18 2008-10-17
ANK949 HA Ka Yan 夏嘉欣 RE Dealing in Securities 2008-01-09 2011-06-17
ANK949 HA Ka Yan 夏嘉欣 RE Advising on Securities 2008-01-09 2011-06-17
ANK949 HA Ka Yan 夏嘉欣 RE Asset Management 2008-01-09 2010-05-25
ANW530 HO Shaw Yann 何少燕 RE Advising on Securities 2007-05-25 2011-04-20
ANW530 HO Shaw Yann 何少燕 RE Asset Management 2007-05-25 2011-04-20
ANW530 HO Shaw Yann 何少燕 RE Dealing in Securities 2007-06-20 2011-04-20
ANW827 LI Ho Fai, Vincent 李浩暉 RE Advising on Securities 2006-09-05 2011-09-29
ANW827 LI Ho Fai, Vincent 李浩暉 RE Dealing in Securities 2006-09-05 2011-09-29
ANW831 LIM Eng Seng 林永成 RE Dealing in Securities 2006-09-05 2006-11-03
ANW831 LIM Eng Seng 林永成 RE Advising on Securities 2006-09-05 2006-11-03
ANW832 YANG Xiaoyu 楊曉煜 RE Dealing in Securities 2006-09-05 2010-07-01
ANW832 YANG Xiaoyu 楊曉煜 RE Asset Management 2006-09-05 2010-07-01
ANW832 YANG Xiaoyu 楊曉煜 RE Advising on Securities 2006-09-05 2010-07-01
AOD009 WOO Kai Lun, Alan 胡啟倫 RE Dealing in Securities 2006-11-01 2007-02-05
AOD009 WOO Kai Lun, Alan 胡啟倫 RE Advising on Securities 2006-11-01 2007-02-05
AOH365 CHO Ki Po, Mabel 曹紀寶 RE Advising on Securities 2007-01-18 2010-03-26
AOH365 CHO Ki Po, Mabel 曹紀寶 RE Dealing in Securities 2007-01-18 2010-03-26
AOM524 LEE Hoi Ling, Flora 李凱玲 RE Advising on Securities 2007-01-25 2011-07-22
AOM524 LEE Hoi Ling, Flora 李凱玲 RE Dealing in Securities 2007-01-25 2011-07-22
AOV557 CHAN Ho Pok 陳浩博 RE Advising on Securities 2007-04-24 2008-10-16
AOV557 CHAN Ho Pok 陳浩博 RE Dealing in Securities 2007-04-24 2008-10-16
AOV557 CHAN Ho Pok 陳浩博 RE Asset Management 2007-04-24 2008-10-16
AOX125 PICA Justin Primo RE Dealing in Securities 2007-05-11 2010-04-24
AOX125 PICA Justin Primo RE Advising on Securities 2007-05-11 2010-04-24
AOX125 PICA Justin Primo RE Asset Management 2007-05-11 2010-04-24
AOX998 HUI Kin Wai 許健偉 RE Advising on Securities 2007-05-25 2010-05-08
AOX998 HUI Kin Wai 許健偉 RE Dealing in Securities 2007-05-25 2010-05-08
AOX998 HUI Kin Wai 許健偉 RE Asset Management 2007-05-25 2010-05-08
AOY056 SO Kei Cheong, Benjamin 蘇圻錩 RE Advising on Securities 2007-05-22 2008-04-02
AOY056 SO Kei Cheong, Benjamin 蘇圻錩 RE Dealing in Securities 2007-05-22 2008-04-02
AOY056 SO Kei Cheong, Benjamin 蘇圻錩 RE Asset Management 2007-05-22 2008-04-02
APA377 REYES Jose Michael Ignacio RE Dealing in Securities 2007-06-01 2011-11-18
APA377 REYES Jose Michael Ignacio RE Asset Management 2007-06-01 2011-11-18
APA377 REYES Jose Michael Ignacio RE Advising on Securities 2007-06-01 2011-11-18
APC679 GUNNS Christopher Michael Adrian RE Dealing in Securities 2007-06-21 2008-11-14
APC679 GUNNS Christopher Michael Adrian RE Advising on Securities 2007-06-21 2008-11-14
APD249 CHANG Li 常立 RE Dealing in Securities 2007-06-27 2010-01-23
APD249 CHANG Li 常立 RE Asset Management 2007-06-27 2010-01-23
APD249 CHANG Li 常立 RE Advising on Securities 2007-06-27 2010-01-23
APF554 POON Kit Ching 潘傑晶 RE Asset Management 2008-02-25 2008-03-07
APF554 POON Kit Ching 潘傑晶 RE Dealing in Securities 2008-02-25 2008-03-07
APF554 POON Kit Ching 潘傑晶 RE Advising on Securities 2008-02-25 2008-03-07
APH716 TAN Dao Gyng 陳道烱 RE Dealing in Securities 2007-07-27 2009-08-01
APH716 TAN Dao Gyng 陳道烱 RE Asset Management 2007-07-27 2009-08-01
APH716 TAN Dao Gyng 陳道烱 RE Advising on Securities 2007-07-27 2009-08-01
APH718 FU Ming Hon 符明漢 RE Advising on Securities 2007-07-23 2008-07-16
APH718 FU Ming Hon 符明漢 RE Dealing in Securities 2007-07-23 2008-07-16
APR883 YIU Wai Ho 姚偉浩 RE Dealing in Securities 2009-10-27 2011-10-21
APR883 YIU Wai Ho 姚偉浩 RE Advising on Securities 2009-10-27 2011-10-21
APV578 CHAU Ho Ching, Suma 仇顥晴 RE Dealing in Securities 2007-10-16 2008-06-07
APV578 CHAU Ho Ching, Suma 仇顥晴 RE Advising on Securities 2007-10-16 2008-06-07
APV980 NG Stephen 吳俊亨 RE Asset Management 2007-10-17 2008-11-14
APV980 NG Stephen 吳俊亨 RE Dealing in Securities 2007-10-17 2008-11-14
APV980 NG Stephen 吳俊亨 RE Advising on Securities 2007-10-17 2008-11-14
APW011 HUANG Kuan-Po 黃冠博 RE Asset Management 2007-10-17 2008-08-30
APW011 HUANG Kuan-Po 黃冠博 RE Dealing in Securities 2007-10-17 2008-08-30
APW011 HUANG Kuan-Po 黃冠博 RE Advising on Securities 2007-10-17 2008-08-30
APW890 LEE Jian Xiang RO Advising on Securities 2008-01-08 2008-11-14
APW890 LEE Jian Xiang RO Dealing in Securities 2008-01-08 2008-11-14
APW890 LEE Jian Xiang RO Asset Management 2008-01-08 2008-11-14
APZ539 NIU Ruolei 牛若磊 RE Dealing in Securities 2007-11-13 2010-05-15
APZ539 NIU Ruolei 牛若磊 RE Advising on Securities 2007-11-13 2010-05-15
APZ539 NIU Ruolei 牛若磊 RE Asset Management 2007-11-13 2010-05-15
AQF070 WU Edward RE Dealing in Securities 2007-12-28 2010-04-01
AQF070 WU Edward RE Advising on Securities 2007-12-28 2010-04-01
AQM398 HOEKSTRA Douwe Johannes RE Asset Management 2008-02-11 2010-05-19
AQM398 HOEKSTRA Douwe Johannes RE Dealing in Securities 2008-02-11 2010-05-19
AQM398 HOEKSTRA Douwe Johannes RE Advising on Securities 2008-02-11 2010-05-19
AQN988 TAN Siew Ching 陳小晶 RE Asset Management 2008-02-25 2010-04-24
AQN988 TAN Siew Ching 陳小晶 RE Dealing in Securities 2008-02-25 2010-04-24
AQN988 TAN Siew Ching 陳小晶 RE Advising on Securities 2008-02-25 2010-04-24
AQN995 HO Boon Leng 何文龍 RE Asset Management 2010-06-25 2010-08-04
AQN995 HO Boon Leng 何文龍 RE Advising on Securities 2010-06-25 2010-08-04
AQN995 HO Boon Leng 何文龍 RE Dealing in Securities 2010-06-25 2010-08-04
ARE664 WAN Charles Bradley 尹澤淳 RE Advising on Securities 2008-06-16 2011-03-21
ARH654 SINGH Prashant RE Advising on Securities 2008-07-11 2011-11-18
ARH654 SINGH Prashant RE Dealing in Securities 2008-07-11 2011-11-18
ARH654 SINGH Prashant RE Asset Management 2008-07-11 2011-11-18
ARN454 CHEN Jing Yi 陳靜宜 RE Asset Management 2008-08-20 2009-03-13
ARN454 CHEN Jing Yi 陳靜宜 RE Dealing in Securities 2008-08-20 2009-03-13
ARN454 CHEN Jing Yi 陳靜宜 RE Advising on Securities 2008-08-20 2009-03-13
ARN456 KANG Melissa Su Yi 江素儀 RE Advising on Securities 2008-08-20 2011-03-21
ARP119 NOLAN Christian Timothy RE Advising on Securities 2008-09-08 2009-01-30
ARP119 NOLAN Christian Timothy RE Dealing in Securities 2008-09-08 2009-01-30
ARR529 CHEN Frank 陳大康 RE Advising on Securities 2011-03-02 2011-03-09
ARR529 CHEN Frank 陳大康 RE Dealing in Securities 2011-03-02 2011-03-09
ARR529 CHEN Frank 陳大康 RE Asset Management 2011-03-02 2011-03-09
ARX093 KIM Hai Joung 金會中 RE Advising on Securities 2008-11-25 2009-07-13
ASD054 THAKKAR Rajeev Ramesh RE Advising on Securities 2008-12-02 2009-07-02
ASD054 THAKKAR Rajeev Ramesh RE Dealing in Securities 2008-12-02 2009-07-02
ASF125 CHAO Kimberly Gar Lei 周嘉莉 RE Advising on Securities 2008-12-31 2011-04-21
ASF125 CHAO Kimberly Gar Lei 周嘉莉 RE Dealing in Securities 2008-12-31 2011-04-21
ASF125 CHAO Kimberly Gar Lei 周嘉莉 RE Asset Management 2008-12-31 2011-04-21
ASH868 WHARTON Jonathan Matthew RE Advising on Securities 2009-02-03 2010-03-20
ASH868 WHARTON Jonathan Matthew RE Dealing in Securities 2009-02-03 2010-03-20
ASQ359 NG Chi Tin, Herman 吳志天 RE Dealing in Securities 2009-04-02 2011-07-08
ASQ359 NG Chi Tin, Herman 吳志天 RE Advising on Securities 2009-04-02 2011-07-08
ASQ359 NG Chi Tin, Herman 吳志天 RE Asset Management 2009-04-02 2011-07-08
ATS636 VANDEVILLE Betty Yvonne Gusta Mathilde RE Dealing in Securities 2009-09-14 2010-07-24
ATS636 VANDEVILLE Betty Yvonne Gusta Mathilde RE Advising on Securities 2009-09-14 2010-07-24
AUL681 LAOSOMBOON Pramote RE Dealing in Securities 2010-01-04 2010-09-01
AUL681 LAOSOMBOON Pramote RE Asset Management 2010-01-04 2010-09-01
AUL681 LAOSOMBOON Pramote RE Advising on Securities 2010-01-04 2010-09-01
AUS491 VAN WIJK Tycho RE Dealing in Securities 2010-03-01 2010-05-31
AUV176 LAM Wai Cheng 林偉清 RE Dealing in Securities 2010-03-03 2013-07-26
AUV176 LAM Wai Cheng 林偉清 RO Advising on Securities 2012-10-22 2013-07-26
AUV176 LAM Wai Cheng 林偉清 RO Asset Management 2012-10-22 2013-07-26
AUV176 LAM Wai Cheng 林偉清 RE Asset Management 2010-03-03 2012-10-22
AUV176 LAM Wai Cheng 林偉清 RE Advising on Securities 2010-03-03 2012-10-22
AUV179 LI Bing 李兵 RE Advising on Securities 2010-03-02 2012-01-31
AUV179 LI Bing 李兵 RE Dealing in Securities 2010-03-02 2012-01-31
AUV179 LI Bing 李兵 RE Asset Management 2010-03-02 2012-01-31
AUV975 VANPARIJS Frederic H. L. RE Dealing in Securities 2010-03-22 2010-06-21
AUV976 HERMIE Kris A. RE Dealing in Securities 2010-03-19 2010-06-18
AUW915 WU Chun Lai 胡俊禮 RE Dealing in Securities 2010-03-19 2011-08-31
AUW915 WU Chun Lai 胡俊禮 RE Advising on Securities 2010-03-19 2011-08-31
AUW915 WU Chun Lai 胡俊禮 RE Asset Management 2010-03-19 2011-08-31
AUW916 LUO Xun 羅勛 RE Dealing in Securities 2010-03-19 2013-02-15
AUW916 LUO Xun 羅勛 RE Advising on Securities 2010-03-19 2013-02-15
AUW916 LUO Xun 羅勛 RE Asset Management 2010-03-19 2013-02-15
AUY360 YUEN Pui Ho 阮沛豪 RE Asset Management 2010-03-25 2013-06-14
AUY360 YUEN Pui Ho 阮沛豪 RE Advising on Securities 2010-03-25 2013-06-14
AUY360 YUEN Pui Ho 阮沛豪 RE Dealing in Securities 2010-03-25 2013-06-14
AUZ022 KOTA Ratnakar RE Asset Management 2010-04-23 2011-04-28
AUZ022 KOTA Ratnakar RE Advising on Securities 2010-04-23 2011-04-28
AUZ022 KOTA Ratnakar RE Dealing in Securities 2010-04-23 2011-04-28
AUZ982 UDING Gerardus Henricus Paulus RO Dealing in Securities 2013-03-12 2013-07-26
AUZ982 UDING Gerardus Henricus Paulus RO Advising on Securities 2013-03-12 2013-07-26
AUZ982 UDING Gerardus Henricus Paulus RO Asset Management 2013-03-12 2013-07-26
AUZ982 UDING Gerardus Henricus Paulus RE Asset Management 2010-04-13 2013-03-12
AUZ982 UDING Gerardus Henricus Paulus RE Advising on Securities 2010-04-13 2013-03-12
AUZ982 UDING Gerardus Henricus Paulus RE Dealing in Securities 2010-04-13 2013-03-12
AVB846 CRUZ Maria Concepcion Paraiso RE Advising on Securities 2010-04-26 2013-03-22
AVB846 CRUZ Maria Concepcion Paraiso RE Dealing in Securities 2010-04-26 2013-03-22
AVE603 WONG Wing Sum 黃頴琛 RE Advising on Securities 2010-05-18 2013-02-28
AVE603 WONG Wing Sum 黃頴琛 RE Dealing in Securities 2010-05-18 2013-02-28
AVF010 ABDEEN Yazan Mustafa I. RE Dealing in Securities 2010-06-01 2010-08-31
AVG906 BAKALAR Jeffrey Alan RE Dealing in Securities 2010-06-10 2010-09-09
AVH123 KUNAM Naveen Kumar RE Dealing in Securities 2010-06-02 2011-07-15
AVH123 KUNAM Naveen Kumar RE Asset Management 2010-06-02 2011-07-15
AVH123 KUNAM Naveen Kumar RE Advising on Securities 2010-06-02 2011-07-15
AVJ142 MA Tsz Kit 馬子傑 RE Advising on Securities 2010-06-23 2013-05-31
AVJ142 MA Tsz Kit 馬子傑 RE Asset Management 2010-06-23 2013-05-31
AVJ142 MA Tsz Kit 馬子傑 RE Dealing in Securities 2010-06-23 2013-05-31
AVM935 PONG Shiu Yan 龐兆恩 RE Dealing in Securities 2010-07-20 2013-05-10
AVM935 PONG Shiu Yan 龐兆恩 RE Asset Management 2010-07-20 2013-05-10
AVM935 PONG Shiu Yan 龐兆恩 RE Advising on Securities 2010-07-20 2013-05-10
AVS786 HURTSELLERS Christine Lynn RE Dealing in Securities 2010-08-30 2010-11-30
AVS789 VERZUU Dirk-Jan RE Dealing in Securities 2010-08-30 2010-11-30
AVS896 VAN DOMMELEN Wilhelmus Johannes Gerardus RE Dealing in Securities 2010-08-30 2010-11-30
AVT235 DRIJKONINGEN Rob Johan RE Dealing in Securities 2010-08-30 2010-11-30
AVT369 ANDERSON Eric Herbert RE Dealing in Securities 2010-08-31 2010-12-01
AVW179 TEW Yue Ying 張月瀅 RE Advising on Securities 2010-09-10 2011-07-29
AVW179 TEW Yue Ying 張月瀅 RE Asset Management 2010-09-10 2011-07-29
AVW179 TEW Yue Ying 張月瀅 RE Dealing in Securities 2010-09-10 2011-07-29
AVX211 HAO Wenli Williams 郝文利 RE Dealing in Securities 2010-09-17 2013-06-14
AVX211 HAO Wenli Williams 郝文利 RE Asset Management 2010-09-17 2013-06-14
AVX211 HAO Wenli Williams 郝文利 RE Advising on Securities 2010-09-17 2013-06-14
AVX214 LU Junhua 陸俊華 RE Dealing in Securities 2010-09-15 2013-06-28
AVX214 LU Junhua 陸俊華 RE Advising on Securities 2010-09-15 2013-06-28
AVX214 LU Junhua 陸俊華 RE Asset Management 2010-09-15 2013-06-28
AWE777 XU Huang Jian 徐荒尖 RE Dealing in Securities 2010-11-02 2013-02-15
AWE777 XU Huang Jian 徐荒尖 RE Advising on Securities 2010-11-02 2013-02-15
AWE777 XU Huang Jian 徐荒尖 RE Asset Management 2010-11-02 2013-02-15
AWE778 LIU Yonggang 劉永剛 RE Asset Management 2010-11-01 2013-06-28
AWE778 LIU Yonggang 劉永剛 RE Dealing in Securities 2010-11-01 2013-06-28
AWE778 LIU Yonggang 劉永剛 RE Advising on Securities 2010-11-01 2013-06-28
AWE899 ARORA Bhanu RE Advising on Securities 2010-11-02 2013-06-14
AWE899 ARORA Bhanu RE Dealing in Securities 2010-11-02 2013-06-14
AWE899 ARORA Bhanu RE Asset Management 2010-11-02 2013-06-14
AWH334 SIU Kin Wa 蕭堅華 RE Advising on Securities 2010-11-12 2011-05-06
AWH334 SIU Kin Wa 蕭堅華 RE Dealing in Securities 2010-11-12 2011-05-06
AWJ606 CHUNG Soon Hyung RE Asset Management 2010-11-25 2012-03-16
AWJ606 CHUNG Soon Hyung RE Advising on Securities 2010-11-25 2012-03-16
AWJ606 CHUNG Soon Hyung RE Dealing in Securities 2010-11-25 2012-03-16
AWZ636 PANG Wing Hey 彭永希 RE Dealing in Securities 2011-03-16 2012-08-10
AWZ636 PANG Wing Hey 彭永希 RE Asset Management 2011-03-16 2012-08-10
AWZ636 PANG Wing Hey 彭永希 RE Advising on Securities 2011-03-16 2012-08-10
AXX169 CHEN Bo 陳波 RE Advising on Securities 2011-08-17 2013-02-15
AXX169 CHEN Bo 陳波 RE Dealing in Securities 2011-08-17 2013-02-15
AXX169 CHEN Bo 陳波 RE Asset Management 2011-08-17 2013-02-15
AXX257 ARACKAL Deepak Markose RE Dealing in Securities 2011-08-19 2013-07-26
AXX257 ARACKAL Deepak Markose RE Asset Management 2011-08-19 2013-07-26
AXX257 ARACKAL Deepak Markose RE Advising on Securities 2011-08-19 2013-07-26
AYG008 ZHU Haoyuan 朱浩渊 RE Asset Management 2011-10-13 2013-02-15
AYG008 ZHU Haoyuan 朱浩渊 RE Dealing in Securities 2011-10-13 2013-02-15
AYG008 ZHU Haoyuan 朱浩渊 RE Advising on Securities 2011-10-13 2013-02-15
AZK611 SIEGLOFF Eric Steven RE Asset Management 2012-05-14 2012-12-31
AZK611 SIEGLOFF Eric Steven RE Dealing in Securities 2012-05-14 2012-12-31
AZK611 SIEGLOFF Eric Steven RE Advising on Securities 2012-05-14 2012-12-31
AZO632 YU Ka Yan, Tricia 余嘉欣 RE Asset Management 2012-07-10 2013-01-18
AZO632 YU Ka Yan, Tricia 余嘉欣 RE Dealing in Securities 2012-07-10 2013-01-18
AZO632 YU Ka Yan, Tricia 余嘉欣 RE Advising on Securities 2012-07-10 2013-01-18

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