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Hong Kong SFC licensed institution ADJ832
China Enterprise Securities Company Limited
華林金控證券有限公司

Below are up to 1000 licences that were found for SFC-licensed institution ADJ832 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAK411 HARRIS Richard RO Asset Management 2009-02-05 2010-08-31
AAK411 HARRIS Richard RO Advising on Securities 2009-02-05 2010-08-31
AAK411 HARRIS Richard RE Advising on Securities 2009-01-01 2009-02-05
AAK411 HARRIS Richard RE Asset Management 2009-01-01 2009-02-05
AAX450 NIMMO Walter Gilbert Mearns RO Advising on Securities 2007-02-13 2015-01-22
AAX450 NIMMO Walter Gilbert Mearns RO Asset Management 2007-02-13 2015-01-22
AAX450 NIMMO Walter Gilbert Mearns RO Dealing in Securities 2011-01-27 2015-01-22
ACG597 WONG Chiu Hoi, Frederick 黃照開 RO Dealing in Securities 2016-08-15 2016-11-17
ACG597 WONG Chiu Hoi, Frederick 黃照開 RO Asset Management 2016-08-15 2016-11-17
ACO624 WATANABE Masako RO Asset Management 2003-04-01 2016-07-21
ACO624 WATANABE Masako RO Advising on Securities 2003-04-01 2016-07-21
ACO624 WATANABE Masako RO Dealing in Securities 2011-01-27 2016-07-21
ACO624 WATANABE Masako RO Advising on Corporate Finance 2003-04-01 2004-10-28
ACO624 WATANABE Masako RO Advising on Futures Contracts 2003-04-01 2004-10-28
AGN808 SUN Yuen Han 孫婉嫻 RE Advising on Securities 2017-03-17 2017-09-11
AGN808 SUN Yuen Han 孫婉嫻 RE Asset Management 2017-03-17 2017-09-11
AGN808 SUN Yuen Han 孫婉嫻 RE Dealing in Securities 2017-03-17 2017-09-11
AGO661 CHEUNG Chi Lung 張子龍 RE Advising on Securities 2017-05-17 2017-12-22
AGO661 CHEUNG Chi Lung 張子龍 RE Dealing in Securities 2017-05-17 2017-12-22
AHE142 IKEZAKI Yumiko 池崎由美子 RO Asset Management 2004-11-10 2007-03-31
AHE142 IKEZAKI Yumiko 池崎由美子 RO Advising on Securities 2004-11-10 2007-03-31
AHE142 IKEZAKI Yumiko 池崎由美子 RE Asset Management 2003-04-01 2004-11-10
AHE142 IKEZAKI Yumiko 池崎由美子 RE Advising on Corporate Finance 2003-04-01 2004-11-10
AHE142 IKEZAKI Yumiko 池崎由美子 RE Advising on Securities 2003-04-01 2004-11-10
AIU569 SUNG Hiu Fai, Ronald 宋曉輝 RO Asset Management 2017-03-08 2017-10-23
AIU569 SUNG Hiu Fai, Ronald 宋曉輝 RE Asset Management 2017-01-09 2017-03-08
AMY780 YING Tak Sun Nelson 應德信 RO Advising on Securities 2019-05-02
AMY780 YING Tak Sun Nelson 應德信 RO Dealing in Securities 2019-05-02
AMY780 YING Tak Sun Nelson 應德信 RO Asset Management 2019-05-02
ANB826 LI Ming, Doris 李敏 RO Asset Management 2015-03-03 2017-11-30
ANB826 LI Ming, Doris 李敏 RO Dealing in Securities 2015-03-03 2017-11-30
ANB826 LI Ming, Doris 李敏 RO Advising on Securities 2015-03-03 2017-11-30
ANB826 LI Ming, Doris 李敏 RE Advising on Securities 2013-03-25 2015-03-03
ANB826 LI Ming, Doris 李敏 RE Dealing in Securities 2013-03-25 2015-03-03
ANB826 LI Ming, Doris 李敏 RE Asset Management 2013-03-25 2015-03-03
ANM196 GUERILLOT Benoit Gilles RE Advising on Securities 2006-10-03 2008-07-11
ANM196 GUERILLOT Benoit Gilles RE Asset Management 2006-11-29 2008-07-11
ANM710 LI Ka Ying 李家盈 RE Asset Management 2017-06-28 2017-08-07
ANM710 LI Ka Ying 李家盈 RO Dealing in Securities 2017-07-20 2017-08-07
ANM710 LI Ka Ying 李家盈 RO Advising on Securities 2017-07-20 2017-08-07
ANM710 LI Ka Ying 李家盈 RE Advising on Securities 2017-06-28 2017-07-20
ANM710 LI Ka Ying 李家盈 RE Dealing in Securities 2017-06-28 2017-07-20
AOG833 TSE Yat Kei 謝日基 RE Dealing in Securities 2016-08-16 2017-05-12
AOG833 TSE Yat Kei 謝日基 RE Advising on Securities 2016-11-21 2017-05-12
AOG833 TSE Yat Kei 謝日基 RE Asset Management 2017-04-07 2017-05-12
APC074 CHAN Kin Leung 陳建良 RO Advising on Securities 2016-09-02 2017-02-28
APC074 CHAN Kin Leung 陳建良 RO Asset Management 2016-09-02 2017-02-28
APD419 WONG Yun Fai 黃潤輝 RE Asset Management 2016-10-04 2017-03-07
APD419 WONG Yun Fai 黃潤輝 RO Advising on Securities 2016-11-15 2017-03-07
APD419 WONG Yun Fai 黃潤輝 RO Dealing in Securities 2016-11-15 2017-03-07
APD419 WONG Yun Fai 黃潤輝 RE Dealing in Securities 2016-10-04 2016-11-15
APD419 WONG Yun Fai 黃潤輝 RE Advising on Securities 2016-10-04 2016-11-15
APR160 WONG Pak Hin 黃柏軒 RE Dealing in Securities 2017-10-30 2019-01-04
AQQ076 WAKAO Tetsuji 若生哲史 RO Asset Management 2018-04-11 2019-03-29
AQQ076 WAKAO Tetsuji 若生哲史 RO Advising on Futures Contracts 2019-02-19 2019-03-29
AQQ076 WAKAO Tetsuji 若生哲史 RO Dealing in Futures Contracts 2019-02-19 2019-03-29
AQQ076 WAKAO Tetsuji 若生哲史 RE Dealing in Securities 2017-11-15 2018-04-19
AQQ076 WAKAO Tetsuji 若生哲史 RE Asset Management 2017-11-15 2018-04-11
ARG185 SIU Yie Tai 蕭懿德 RE Asset Management 2014-04-10 2014-07-04
ARG185 SIU Yie Tai 蕭懿德 RE Dealing in Securities 2014-04-10 2014-07-04
ARG185 SIU Yie Tai 蕭懿德 RE Advising on Securities 2014-04-10 2014-07-04
ARG185 SIU Yie Tai 蕭懿德 RE Advising on Securities 2008-08-18 2013-03-31
ARG185 SIU Yie Tai 蕭懿德 RE Asset Management 2008-08-18 2013-03-31
ARG185 SIU Yie Tai 蕭懿德 RE Dealing in Securities 2011-02-08 2013-03-31
ARJ940 NEMOTO Yoko RE Asset Management 2008-08-07 2009-10-01
ARJ940 NEMOTO Yoko RE Advising on Securities 2008-08-07 2009-10-01
ARW219 LUK Ching Chung 陸清松 RE Advising on Securities 2017-04-18 2018-02-14
ARW219 LUK Ching Chung 陸清松 RE Dealing in Securities 2017-04-18 2018-02-14
AVA397 RUI Yuanqing 芮元青 RO Asset Management 2018-01-24 2018-07-31
AVA397 RUI Yuanqing 芮元青 RE Asset Management 2018-01-12 2018-01-24
AVR897 LIU Li 劉莉 RE Dealing in Securities 2017-02-16 2017-03-01
AWF568 LAU Chaak Ming 劉擇明 RE Asset Management 2010-12-03 2011-06-02
AWF568 LAU Chaak Ming 劉擇明 RE Advising on Securities 2010-12-03 2011-06-02
AWF568 LAU Chaak Ming 劉擇明 RE Dealing in Securities 2011-03-01 2011-06-02
AXN142 CHAN Sheung Chi 陳上智 RE Advising on Securities 2012-02-02 2014-03-31
AXN142 CHAN Sheung Chi 陳上智 RE Dealing in Securities 2012-02-02 2014-03-31
AXN142 CHAN Sheung Chi 陳上智 RE Asset Management 2012-02-02 2014-03-31
AXV578 HAI Yuan 海媛 RE Advising on Securities 2011-08-10 2011-12-31
AXV578 HAI Yuan 海媛 RE Dealing in Securities 2011-08-10 2011-12-31
AXV578 HAI Yuan 海媛 RE Asset Management 2011-08-10 2011-12-31
AYC315 LAM Ka Ling 林嘉玲 RO Dealing in Securities 2017-08-18 2019-03-29
AYC315 LAM Ka Ling 林嘉玲 RO Advising on Securities 2017-08-18 2019-03-29
AYC315 LAM Ka Ling 林嘉玲 RE Advising on Securities 2017-06-26 2017-08-18
AYC315 LAM Ka Ling 林嘉玲 RE Dealing in Securities 2017-06-26 2017-08-18
AYJ435 WONG Tsz Wai 黃子偉 RE Dealing in Securities 2016-12-09 2018-01-31
AYJ435 WONG Tsz Wai 黃子偉 RE Asset Management 2017-05-17 2018-01-31
AZG575 HO Ho Ming 何浩銘 RO Dealing in Securities 2018-01-24 2019-03-29
AZG575 HO Ho Ming 何浩銘 RO Advising on Securities 2018-01-24 2019-03-29
AZG575 HO Ho Ming 何浩銘 RO Asset Management 2018-10-19 2019-03-29
AZG575 HO Ho Ming 何浩銘 RO Advising on Futures Contracts 2019-02-19 2019-03-29
AZG575 HO Ho Ming 何浩銘 RO Dealing in Futures Contracts 2019-02-19 2019-03-29
AZG575 HO Ho Ming 何浩銘 RE Asset Management 2017-11-27 2018-10-19
AZG575 HO Ho Ming 何浩銘 RE Dealing in Securities 2017-11-27 2018-01-24
AZG575 HO Ho Ming 何浩銘 RE Advising on Securities 2017-11-27 2018-01-24
BAZ969 YU Yee Fung 余苡蜂 RE Dealing in Securities 2017-06-30 2017-10-31
BAZ969 YU Yee Fung 余苡蜂 RE Advising on Securities 2017-06-30 2017-10-31
BAZ969 YU Yee Fung 余苡蜂 RO Asset Management 2017-09-07 2017-10-31
BAZ969 YU Yee Fung 余苡蜂 RE Asset Management 2017-06-30 2017-09-07
BBL188 MAN Kam Tong 萬錦堂 RO Asset Management 2017-09-07 2019-03-29
BBL188 MAN Kam Tong 萬錦堂 RO Dealing in Securities 2018-08-07 2019-03-29
BBL188 MAN Kam Tong 萬錦堂 RO Advising on Securities 2018-08-07 2019-03-29
BBL188 MAN Kam Tong 萬錦堂 RE Advising on Securities 2017-09-07 2018-02-15
BBL188 MAN Kam Tong 萬錦堂 RE Dealing in Securities 2017-09-07 2018-02-15
BDO839 CHU Hon Man 朱漢民 RE Dealing in Securities 2016-10-28 2017-09-27
BDO839 CHU Hon Man 朱漢民 RE Asset Management 2017-04-06 2017-09-27
BEB233 WONG Hiu Ying 黃曉瑩 RO Advising on Securities 2017-09-07 2018-01-05
BEB233 WONG Hiu Ying 黃曉瑩 RO Dealing in Securities 2017-09-07 2018-01-05
BEB233 WONG Hiu Ying 黃曉瑩 RE Advising on Securities 2017-06-26 2017-09-07
BEB233 WONG Hiu Ying 黃曉瑩 RE Dealing in Securities 2017-06-26 2017-09-07
BEN180 KWOK Chiu Ting 郭昭廷 RE Dealing in Securities 2017-07-11 2019-04-30
BEN180 KWOK Chiu Ting 郭昭廷 RE Asset Management 2017-10-12 2019-04-30
BFL255 IP Tsz King 葉子敬 RE Advising on Securities 2017-03-15 2019-03-29
BFL255 IP Tsz King 葉子敬 RE Dealing in Securities 2017-03-15 2019-03-29
BFL255 IP Tsz King 葉子敬 RE Asset Management 2017-03-15 2019-02-04
BHA071 TANG Yu Ching 鄧宇晴 RE Dealing in Securities 2018-02-26 2019-02-14
BHA087 LEUNG Yee Lung 梁鐿朧 RE Dealing in Securities 2018-02-26 2018-06-08
BHQ315 HUI Sai Kit 許世杰 RE Dealing in Securities 2016-12-14 2017-03-31
BIL968 CHAN Lap Hong 陳立康 RE Dealing in Securities 2016-11-21 2017-08-07
BIL968 CHAN Lap Hong 陳立康 RE Asset Management 2017-05-10 2017-08-07
BIN699 WONG Tin Chun 黃鈿蓁 RE Dealing in Securities 2016-12-05 2017-04-03
BIS537 LO Wai 盧唯 RE Dealing in Securities 2017-01-04 2017-03-01
BIS542 LAM Kwong Ho 林光浩 RE Dealing in Securities 2017-01-04 2017-04-10
BIS544 TO Yuen Ting 陶婉婷 RE Dealing in Securities 2017-01-04 2017-03-31
BIS547 LI Cheong Wing 李昌穎 RE Dealing in Securities 2017-01-12 2017-03-01
BIS549 CHONG Ka Tak 莊嘉德 RE Dealing in Securities 2017-01-12 2017-05-05
BIT239 LEE Chun Hin 李震軒 RE Advising on Securities 2017-06-08 2017-10-31
BIT239 LEE Chun Hin 李震軒 RE Dealing in Securities 2017-06-08 2017-10-31
BIT239 LEE Chun Hin 李震軒 RE Asset Management 2017-06-08 2017-10-31
BIT649 WONG Pik Shan 黃碧珊 RE Dealing in Securities 2017-01-17 2017-10-13
BIT653 LAU Chin Sing 劉展昇 RE Dealing in Securities 2017-01-17 2017-06-15
BIU609 YEUNG Ho Yan 楊浩恩 RE Dealing in Securities 2017-01-12 2017-08-04
BIU611 FU Renzhi 傅仁智 RE Dealing in Securities 2017-01-12 2017-03-01
BIX437 WONG Hei Lim 黃希廉 RE Dealing in Securities 2017-02-06 2017-03-31
BJG433 CHUNG Po King 鍾寶瓊 RE Dealing in Securities 2017-04-20 2017-05-05
BJO001 LAM Ching 林靜 RE Dealing in Securities 2017-06-12 2018-01-01
BMI892 LOU Yuhan 婁宇涵 RE Dealing in Securities 2018-03-12 2019-04-30
BMI892 LOU Yuhan 婁宇涵 RE Asset Management 2018-05-25 2019-04-30
BMY570 BIAN Jing 卞静 RE Dealing in Securities 2018-06-28 2018-06-29
BND554 LAI Wing Tsui Ivy 黎穎翠 RE Dealing in Securities 2018-07-30 2019-04-29
BND554 LAI Wing Tsui Ivy 黎穎翠 RE Asset Management 2018-07-30 2019-04-29

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