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Hong Kong SFC licensed institution ACJ870
DWS Investments Hong Kong Limited
德意志投資香港有限公司

Below are up to 1000 licences that were found for SFC-licensed institution ACJ870 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE793 CHENG Tim Sheung, Sharon 鄭方添嫦 RO Asset Management 2004-07-12 2005-12-01
AAE793 CHENG Tim Sheung, Sharon 鄭方添嫦 RO Advising on Securities 2004-07-12 2005-12-01
AAE793 CHENG Tim Sheung, Sharon 鄭方添嫦 RO Dealing in Securities 2004-07-12 2005-12-01
AAE793 CHENG Tim Sheung, Sharon 鄭方添嫦 RE Advising on Securities 2003-04-01 2004-07-12
AAE793 CHENG Tim Sheung, Sharon 鄭方添嫦 RE Asset Management 2003-04-01 2004-07-12
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Securities 2006-10-24 2007-05-01
AAJ072 EBRAHIM Ayaz Hatim RO Asset Management 2006-10-24 2007-05-01
AAJ072 EBRAHIM Ayaz Hatim RO Dealing in Securities 2006-10-24 2007-05-01
AAJ072 EBRAHIM Ayaz Hatim RE Advising on Securities 2006-08-01 2006-10-24
AAJ072 EBRAHIM Ayaz Hatim RE Dealing in Securities 2006-08-01 2006-10-24
AAJ072 EBRAHIM Ayaz Hatim RE Asset Management 2006-08-01 2006-10-24
ABM824 DYUS Hugh Gordon RE Advising on Securities 2005-07-08 2005-10-21
ABM824 DYUS Hugh Gordon RE Asset Management 2005-07-08 2005-10-21
ABR702 PIDDEN Andrew Frederick Peter RO Dealing in Securities 2019-04-02
ABR702 PIDDEN Andrew Frederick Peter RO Advising on Securities 2019-04-02
ABR702 PIDDEN Andrew Frederick Peter RO Asset Management 2019-04-02
ABR702 PIDDEN Andrew Frederick Peter RE Advising on Securities 2018-01-11 2018-01-19
ABR702 PIDDEN Andrew Frederick Peter RE Dealing in Securities 2018-01-11 2018-01-19
ABV773 HOMEMING Allan RE Advising on Securities 2005-06-30 2005-10-21
ABV773 HOMEMING Allan RE Asset Management 2005-06-30 2005-10-21
ABX785 LIU Alan Chi Lun 廖志崙 RE Advising on Securities 2016-07-13 2016-08-27
ABX785 LIU Alan Chi Lun 廖志崙 RE Dealing in Securities 2016-07-13 2016-08-27
ACA198 LEE Chi Sau, Giselle 李之秀 RO Advising on Securities 2003-04-01 2004-02-20
ACA198 LEE Chi Sau, Giselle 李之秀 RO Asset Management 2003-04-01 2004-02-20
ACA198 LEE Chi Sau, Giselle 李之秀 RO Dealing in Securities 2003-04-01 2004-02-20
ACD184 LO Karen Ka-wai 盧嘉慧 RE Advising on Securities 2008-05-26 2009-06-02
ACD184 LO Karen Ka-wai 盧嘉慧 RE Dealing in Securities 2008-05-26 2009-06-02
ACE638 MOK Jeanne 莫靜芬 RE Advising on Securities 2008-04-02 2008-12-05
ACE638 MOK Jeanne 莫靜芬 RE Dealing in Securities 2008-04-02 2008-12-05
ACS819 DEBRUYNE Lieven M. O. RO Dealing in Securities 2004-12-21 2005-02-02
ACS819 DEBRUYNE Lieven M. O. RO Advising on Securities 2004-12-21 2005-02-02
ACS819 DEBRUYNE Lieven M. O. RO Asset Management 2004-12-21 2005-02-02
ACS819 DEBRUYNE Lieven M. O. RE Dealing in Securities 2004-10-14 2004-12-21
ACS819 DEBRUYNE Lieven M. O. RE Asset Management 2004-10-14 2004-12-21
ACS819 DEBRUYNE Lieven M. O. RE Advising on Securities 2004-10-14 2004-12-21
ACW847 LEE Chun Yin, Terence 李俊彥 RE Dealing in Securities 2006-04-21 2009-04-04
ACW847 LEE Chun Yin, Terence 李俊彥 RE Advising on Securities 2006-04-26 2009-04-04
ACZ528 WONG Yau Pong 王有邦 RO Asset Management 2014-08-26
ACZ528 WONG Yau Pong 王有邦 RO Advising on Securities 2014-08-26
ACZ528 WONG Yau Pong 王有邦 RO Dealing in Securities 2014-08-26
ACZ528 WONG Yau Pong 王有邦 RO Dealing in Futures Contracts 2016-03-18
ACZ528 WONG Yau Pong 王有邦 RE Dealing in Securities 2014-05-02 2014-08-26
ACZ528 WONG Yau Pong 王有邦 RE Asset Management 2014-05-02 2014-08-26
ACZ528 WONG Yau Pong 王有邦 RE Advising on Securities 2014-05-02 2014-08-26
ADB527 WONG Stephen Tsi Chuen 黃子全 RE Advising on Securities 2004-09-21 2005-03-23
ADB527 WONG Stephen Tsi Chuen 黃子全 RE Dealing in Securities 2004-09-21 2005-03-23
ADE889 HUNG Tak Yi Cicy 孔德怡 RE Dealing in Securities 2015-01-29 2015-07-11
ADI230 CHOY Peng Wah 蔡秉華 RE Dealing in Securities 2005-08-16 2005-10-05
ADI230 CHOY Peng Wah 蔡秉華 RE Asset Management 2005-08-16 2005-10-05
ADI230 CHOY Peng Wah 蔡秉華 RE Advising on Securities 2005-08-16 2005-10-05
ADI230 CHOY Peng Wah 蔡秉華 RO Asset Management 2003-04-01 2005-08-16
ADI230 CHOY Peng Wah 蔡秉華 RO Advising on Securities 2003-04-01 2005-08-16
ADI230 CHOY Peng Wah 蔡秉華 RO Dealing in Securities 2003-04-01 2005-08-16
ADI230 CHOY Peng Wah 蔡秉華 RO Advising on Corporate Finance 2003-04-01 2003-06-12
ADV123 TAM Chung Ying, Ernie 譚仲英 RE Asset Management 2005-09-27 2008-03-10
ADV123 TAM Chung Ying, Ernie 譚仲英 RE Advising on Securities 2005-09-27 2008-03-10
ADV930 CHEN Chia Ling 陳佳鈴 RO Dealing in Securities 2009-05-04 2009-08-01
ADV930 CHEN Chia Ling 陳佳鈴 RO Advising on Securities 2009-05-04 2009-08-01
ADV930 CHEN Chia Ling 陳佳鈴 RE Dealing in Securities 2006-02-27 2009-05-04
ADV930 CHEN Chia Ling 陳佳鈴 RE Advising on Securities 2006-02-27 2009-05-04
AED091 LEUNG Wai Lim 梁緯濂 RO Advising on Securities 2010-01-06 2012-08-15
AED091 LEUNG Wai Lim 梁緯濂 RO Dealing in Securities 2010-01-06 2012-08-15
AED091 LEUNG Wai Lim 梁緯濂 RO Asset Management 2010-01-06 2012-08-15
AED091 LEUNG Wai Lim 梁緯濂 RE Advising on Securities 2003-04-01 2010-01-06
AED091 LEUNG Wai Lim 梁緯濂 RE Asset Management 2003-04-01 2010-01-06
AED091 LEUNG Wai Lim 梁緯濂 RE Dealing in Securities 2003-04-01 2004-04-23
AED091 LEUNG Wai Lim 梁緯濂 RE Advising on Corporate Finance 2003-04-01 2003-06-12
AED278 KWAN Ka Po 關嘉寶 RE Dealing in Securities 2007-07-30 2010-07-01
AED278 KWAN Ka Po 關嘉寶 RE Advising on Securities 2007-08-27 2010-07-01
AEJ056 JIANG Yiqian 蔣一茜 RE Advising on Securities 2003-04-01 2009-09-01
AEJ056 JIANG Yiqian 蔣一茜 RE Asset Management 2003-04-01 2009-09-01
AEJ056 JIANG Yiqian 蔣一茜 RE Dealing in Securities 2003-04-01 2004-04-23
AEJ056 JIANG Yiqian 蔣一茜 RE Advising on Corporate Finance 2003-04-01 2003-06-12
AEW987 LAU Wing Sin 劉永善 RE Dealing in Securities 2013-05-16 2015-05-23
AEW987 LAU Wing Sin 劉永善 RE Advising on Securities 2013-05-16 2015-05-23
AEY924 CHOW Kin Yee 周健怡 RE Advising on Securities 2007-08-21 2008-04-02
AEY924 CHOW Kin Yee 周健怡 RE Dealing in Securities 2007-08-21 2008-04-02
AFG128 YEUNG Kit Yin, Mei 楊潔賢 RE Advising on Securities 2003-04-16 2004-10-06
AFG128 YEUNG Kit Yin, Mei 楊潔賢 RE Dealing in Securities 2004-04-26 2004-10-06
AFG128 YEUNG Kit Yin, Mei 楊潔賢 RE Asset Management 2003-04-16 2004-04-26
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Dealing in Securities 2014-06-10 2015-08-08
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Advising on Securities 2014-06-10 2015-08-08
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Asset Management 2014-06-10 2015-08-08
AFJ250 TAM Wai Ming, Ken 譚偉明 RE Advising on Securities 2014-03-24 2014-06-10
AFJ250 TAM Wai Ming, Ken 譚偉明 RE Asset Management 2014-03-24 2014-06-10
AFJ250 TAM Wai Ming, Ken 譚偉明 RE Dealing in Securities 2014-03-24 2014-06-10
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Dealing in Securities 2003-04-01 2004-06-29
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Advising on Securities 2003-04-01 2004-06-29
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Asset Management 2003-04-01 2004-04-23
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Advising on Corporate Finance 2003-04-01 2003-06-12
AFS560 CHEN Hong Chu, Craig 陳宏初 RE Asset Management 2007-07-10 2009-09-01
AFS560 CHEN Hong Chu, Craig 陳宏初 RE Advising on Securities 2007-08-31 2009-09-01
AFT003 LEE Pui Fan 李佩芬 RE Dealing in Securities 2003-04-01 2004-12-14
AFT003 LEE Pui Fan 李佩芬 RE Advising on Securities 2003-04-01 2004-12-14
AFT003 LEE Pui Fan 李佩芬 RE Asset Management 2003-04-01 2004-04-29
AFT003 LEE Pui Fan 李佩芬 RE Advising on Corporate Finance 2003-04-01 2003-06-12
AFZ309 HANBURY Peter Noel Sampson RE Dealing in Securities 2006-12-05 2009-09-12
AFZ309 HANBURY Peter Noel Sampson RE Advising on Securities 2006-12-05 2009-09-12
AFZ309 HANBURY Peter Noel Sampson RE Asset Management 2008-07-30 2009-09-12
AFZ309 HANBURY Peter Noel Sampson RO Advising on Securities 2004-01-14 2005-04-13
AFZ309 HANBURY Peter Noel Sampson RO Dealing in Securities 2004-01-14 2005-04-13
AFZ309 HANBURY Peter Noel Sampson RO Asset Management 2004-01-14 2005-04-13
AGA305 JONES Richard Iwan RO Dealing in Securities 2007-10-25 2009-09-15
AGA305 JONES Richard Iwan RO Advising on Securities 2007-10-25 2009-09-15
AGA305 JONES Richard Iwan RO Asset Management 2007-10-25 2009-09-15
AGA305 JONES Richard Iwan RE Advising on Securities 2006-02-14 2007-10-25
AGA305 JONES Richard Iwan RE Dealing in Securities 2006-02-14 2007-10-25
AGA305 JONES Richard Iwan RE Asset Management 2006-02-14 2007-10-25
AGE009 JAP Wing Lai 葉永麗 RE Asset Management 2015-11-02
AGE009 JAP Wing Lai 葉永麗 RE Dealing in Securities 2015-11-02
AGE009 JAP Wing Lai 葉永麗 RE Advising on Securities 2015-11-02
AGJ561 PANG Wui Lie, Lilian RE Asset Management 2003-04-01 2006-03-01
AGJ561 PANG Wui Lie, Lilian RE Advising on Securities 2003-04-01 2006-03-01
AGJ561 PANG Wui Lie, Lilian RE Dealing in Securities 2003-04-01 2004-04-23
AGJ561 PANG Wui Lie, Lilian RE Advising on Corporate Finance 2003-04-01 2003-06-12
AGO822 PETER Edouard Fernen RO Dealing in Securities 2005-06-09 2009-04-01
AGO822 PETER Edouard Fernen RO Advising on Securities 2005-06-09 2009-04-01
AGO822 PETER Edouard Fernen RO Asset Management 2005-08-12 2009-04-01
AGO825 HARRIS Stephen Paul RO Advising on Securities 2005-06-10 2014-06-10
AGO825 HARRIS Stephen Paul RO Dealing in Securities 2005-06-10 2014-06-10
AGO825 HARRIS Stephen Paul RO Asset Management 2005-08-12 2014-06-10
AGT968 LAM Chung Han, Terence 林忠漢 RE Dealing in Securities 2004-10-27 2005-04-13
AGT968 LAM Chung Han, Terence 林忠漢 RE Advising on Securities 2004-10-27 2005-04-13
AGU672 GOODMAN Paul Jonathan 古德曼 RE Dealing in Securities 2005-08-08 2007-06-01
AGU672 GOODMAN Paul Jonathan 古德曼 RE Advising on Securities 2005-08-08 2007-06-01
AHC006 KWAN Chi Tak 關志德 RO Dealing in Securities 2016-04-20
AHC006 KWAN Chi Tak 關志德 RO Asset Management 2016-04-20
AHC006 KWAN Chi Tak 關志德 RO Advising on Securities 2016-04-20
AHC006 KWAN Chi Tak 關志德 RE Asset Management 2016-01-07 2016-04-20
AHC006 KWAN Chi Tak 關志德 RE Dealing in Securities 2016-01-07 2016-04-20
AHC006 KWAN Chi Tak 關志德 RE Advising on Securities 2016-01-07 2016-04-20
AHE452 LAM Yuen Man, Sonia 林婉雯 RE Advising on Securities 2003-04-01 2005-03-09
AHE452 LAM Yuen Man, Sonia 林婉雯 RE Dealing in Securities 2004-04-26 2005-03-09
AHE452 LAM Yuen Man, Sonia 林婉雯 RE Asset Management 2003-04-01 2004-04-23
AHF355 SMALLER Daniel Scott RE Advising on Securities 2005-08-24 2006-04-29
AHF355 SMALLER Daniel Scott RE Dealing in Securities 2005-08-24 2006-04-29
AHF355 SMALLER Daniel Scott RE Dealing in Securities 2005-06-10 2005-08-08
AHF355 SMALLER Daniel Scott RE Advising on Securities 2005-06-10 2005-08-08
AHX117 WONG Darryl Robert 黃振威 RE Advising on Securities 2003-04-01 2003-06-12
AHX117 WONG Darryl Robert 黃振威 RE Asset Management 2003-04-01 2003-06-12
AHX334 CHAN Ka Yun, Jenny 陳嘉茵 RE Advising on Securities 2004-04-21 2006-04-22
AHX334 CHAN Ka Yun, Jenny 陳嘉茵 RE Dealing in Securities 2004-04-21 2006-04-22
AIZ025 YIP Wan Man, Jennifer 葉韻文 RE Dealing in Securities 2006-10-03 2009-04-04
AIZ025 YIP Wan Man, Jennifer 葉韻文 RE Advising on Securities 2006-10-12 2009-04-04
AJA078 MURPHY Joanne Katrina RE Advising on Securities 2005-08-16 2006-09-30
AJA078 MURPHY Joanne Katrina RE Dealing in Securities 2005-08-16 2006-09-30
AJK533 MICHALIK Thorsten RE Dealing in Securities 2016-10-14 2016-10-19
AJK533 MICHALIK Thorsten RE Advising on Securities 2016-10-14 2016-10-19
AJK533 MICHALIK Thorsten RE Dealing in Securities 2016-09-13 2016-09-15
AJK533 MICHALIK Thorsten RE Advising on Securities 2016-09-13 2016-09-15
AJK533 MICHALIK Thorsten RE Dealing in Securities 2016-03-14 2016-03-17
AJK533 MICHALIK Thorsten RE Advising on Securities 2016-03-14 2016-03-17
AJK533 MICHALIK Thorsten RE Dealing in Securities 2015-08-19 2015-08-20
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Dealing in Securities 2006-03-28 2008-03-03
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Advising on Securities 2006-04-12 2008-03-03
AKT392 LAUGHLIN Morgan Aird RO Asset Management 2004-09-01 2006-08-16
AKT392 LAUGHLIN Morgan Aird RO Advising on Securities 2004-09-01 2006-08-16
AKT398 CHINAPPI Brian David RO Asset Management 2004-09-01 2010-03-13
AKT398 CHINAPPI Brian David RO Advising on Securities 2004-09-01 2010-03-13
AKT398 CHINAPPI Brian David RO Dealing in Securities 2009-09-04 2010-03-13
AKT402 BYRNE Robert Michael RO Asset Management 2004-09-01 2009-08-29
AKT402 BYRNE Robert Michael RO Advising on Securities 2004-09-01 2009-08-29
ALI138 CHERNG Yi-Hua 程憶華 RE Dealing in Securities 2004-11-23 2005-03-09
ALI138 CHERNG Yi-Hua 程憶華 RE Advising on Securities 2004-11-23 2005-03-09
ALI343 PANG Philip 彭偉傑 RE Advising on Securities 2008-03-12 2009-10-31
ALI343 PANG Philip 彭偉傑 RE Asset Management 2008-03-12 2009-10-31
ALI343 PANG Philip 彭偉傑 RE Advising on Securities 2004-11-06 2005-05-06
ALI343 PANG Philip 彭偉傑 RE Asset Management 2004-11-06 2005-05-06
ALI347 ATHIKHOMKULCHAI Nithiphong RE Advising on Securities 2004-11-18 2007-07-27
ALI347 ATHIKHOMKULCHAI Nithiphong RE Asset Management 2004-11-18 2007-07-27
ALI349 KIM Sharon RE Asset Management 2004-11-05 2007-04-30
ALI349 KIM Sharon RE Advising on Securities 2004-11-05 2007-04-30
ALI351 TAM Tsz Yeung, Alan 譚梓洋 RE Asset Management 2004-11-17 2007-03-05
ALI351 TAM Tsz Yeung, Alan 譚梓洋 RE Advising on Securities 2004-11-17 2007-03-05
ALI353 SU Eryck Yi Shyung 蘇毅雄 RE Advising on Securities 2004-11-05 2010-06-01
ALI353 SU Eryck Yi Shyung 蘇毅雄 RE Asset Management 2004-11-05 2010-06-01
ALJ824 TAN Siew Shen 陳修賢 RO Advising on Securities 2009-12-15 2010-05-01
ALJ824 TAN Siew Shen 陳修賢 RO Dealing in Securities 2009-12-15 2010-05-01
ALJ824 TAN Siew Shen 陳修賢 RE Advising on Securities 2005-11-29 2009-12-15
ALJ824 TAN Siew Shen 陳修賢 RE Dealing in Securities 2005-11-29 2009-12-15
ALL490 TSANG Kwong Sang, Sunny 曾廣生 RE Dealing in Securities 2004-11-23 2006-04-29
ALL490 TSANG Kwong Sang, Sunny 曾廣生 RE Advising on Securities 2004-11-23 2006-04-29
ALP565 COPLESTONE John Clayton RO Advising on Securities 2006-09-07 2007-02-26
ALP565 COPLESTONE John Clayton RO Dealing in Securities 2006-09-07 2007-02-26
ALP565 COPLESTONE John Clayton RO Asset Management 2006-09-07 2007-02-26
ALP565 COPLESTONE John Clayton RE Asset Management 2006-06-26 2006-09-07
ALP565 COPLESTONE John Clayton RE Advising on Securities 2006-06-26 2006-09-07
ALP565 COPLESTONE John Clayton RE Dealing in Securities 2006-06-26 2006-09-07
ALP628 WEE Mei Ling Beatrice RE Dealing in Securities 2006-12-06 2011-04-07
ALP628 WEE Mei Ling Beatrice RE Advising on Securities 2006-12-06 2011-04-07
ALQ689 TAM Wan Lun, Alan 譚蘊綸 RE Advising on Securities 2007-08-27 2007-10-02
ALQ689 TAM Wan Lun, Alan 譚蘊綸 RE Asset Management 2007-09-18 2007-10-02
ALU603 HUONG Cheong Fai 范昌輝 RE Asset Management 2008-08-07 2010-06-01
ALU603 HUONG Cheong Fai 范昌輝 RE Advising on Securities 2008-08-07 2010-06-01
ALV361 TSAI Allen Pei-jan RE Advising on Securities 2005-04-13 2007-03-28
ALV361 TSAI Allen Pei-jan RE Asset Management 2005-04-13 2007-03-28
AMB464 SO Tak Young 蘇德揚 RE Advising on Securities 2008-05-21 2011-10-29
AMB464 SO Tak Young 蘇德揚 RE Asset Management 2008-05-21 2011-10-29
AMB464 SO Tak Young 蘇德揚 RE Dealing in Securities 2008-05-21 2011-10-29
AMF185 ZHU Wendy Wenwen 朱雯雯 RE Advising on Securities 2005-07-07 2005-10-21
AMF185 ZHU Wendy Wenwen 朱雯雯 RE Asset Management 2005-07-07 2005-10-21
AMH349 GUI Cheng Lin 桂成林 RE Asset Management 2007-05-28 2008-06-14
AMH349 GUI Cheng Lin 桂成林 RE Dealing in Securities 2007-05-28 2008-06-14
AMH349 GUI Cheng Lin 桂成林 RE Advising on Securities 2007-05-28 2008-06-14
AMH349 GUI Cheng Lin 桂成林 RE Dealing in Securities 2006-10-16 2007-04-16
AMH349 GUI Cheng Lin 桂成林 RE Asset Management 2006-09-13 2007-03-13
AMH349 GUI Cheng Lin 桂成林 RE Advising on Securities 2006-09-13 2007-03-13
AMK254 TAN Mui Ling, Sharon RE Advising on Securities 2016-03-02
AMK254 TAN Mui Ling, Sharon RE Dealing in Securities 2016-03-02
AMM348 KIM So Yeon RE Dealing in Securities 2017-03-31
AMM348 KIM So Yeon RE Advising on Securities 2017-03-31
AMS328 WEATHERILL Lucas Scott RE Advising on Securities 2007-08-13 2010-09-01
AMS328 WEATHERILL Lucas Scott RE Asset Management 2007-08-13 2010-09-01
ANC155 CHEN Yida 陳怡達 RE Advising on Securities 2006-02-22 2009-06-02
ANC155 CHEN Yida 陳怡達 RE Dealing in Securities 2006-02-22 2009-06-02
ANC156 LIN Chang-Chung 林長忠 RE Dealing in Securities 2006-02-27 2008-12-01
ANC156 LIN Chang-Chung 林長忠 RE Advising on Securities 2006-02-27 2008-12-01
ANF268 TAN Sean Czoon 陳善尊 RE Asset Management 2008-04-23 2012-03-24
ANF268 TAN Sean Czoon 陳善尊 RE Advising on Securities 2008-04-23 2012-03-24
ANF268 TAN Sean Czoon 陳善尊 RE Dealing in Securities 2008-09-12 2012-03-24
ANH013 CHENG Tze Ying, Veronica 鄭芷盈 RE Dealing in Securities 2010-08-23 2013-08-03
ANH013 CHENG Tze Ying, Veronica 鄭芷盈 RE Advising on Securities 2010-08-23 2013-08-03
ANN256 TAN Juan Edward 陳德源 RE Advising on Securities 2006-06-19 2013-04-03
ANN256 TAN Juan Edward 陳德源 RE Dealing in Securities 2006-06-19 2013-04-03
ANQ024 CHAN Yuk Bing 陳玉冰 RE Dealing in Securities 2013-10-23 2017-04-13
ANQ024 CHAN Yuk Bing 陳玉冰 RE Advising on Securities 2013-10-23 2017-04-13
ANQ257 KALOGIROU Paul Robert RE Dealing in Securities 2016-02-29 2019-04-12
ANQ257 KALOGIROU Paul Robert RE Advising on Securities 2016-02-29 2019-04-12
ANQ638 LIU Patrick Song RE Dealing in Securities 2013-05-02 2015-02-28
ANR239 CHENG Kei Pong 鄭祁邦 RE Dealing in Securities 2011-09-16 2012-09-20
ANR239 CHENG Kei Pong 鄭祁邦 RE Advising on Securities 2011-09-16 2012-09-20
ANS047 THAM Siok Kuan RE Asset Management 2006-08-01 2018-02-23
ANS047 THAM Siok Kuan RE Advising on Securities 2006-08-01 2018-02-23
ANS047 THAM Siok Kuan RE Dealing in Securities 2006-10-16 2018-02-23
ANU376 TANAKA Jon Tamio RE Advising on Securities 2006-08-16 2009-08-28
ANU376 TANAKA Jon Tamio RE Asset Management 2006-08-16 2009-08-28
ANU376 TANAKA Jon Tamio RE Dealing in Securities 2008-09-12 2009-08-28
ANY202 HUI Yik Sin 許亦先 RE Dealing in Securities 2014-07-17 2017-01-14
ANY202 HUI Yik Sin 許亦先 RE Advising on Securities 2016-04-15 2017-01-14
AOA383 BAKER Samuel Cranage RE Advising on Securities 2006-10-04 2008-12-15
AOA383 BAKER Samuel Cranage RE Dealing in Securities 2006-10-04 2008-12-15
AOA645 TAN Yen Keng 陳衍磬 RE Advising on Securities 2006-12-04 2010-06-01
AOA645 TAN Yen Keng 陳衍磬 RE Asset Management 2006-12-04 2010-06-01
AOG997 THASSIM Niel RE Dealing in Securities 2008-03-19 2012-09-14
AOG997 THASSIM Niel RE Asset Management 2008-03-19 2012-09-14
AOG997 THASSIM Niel RE Advising on Securities 2008-03-19 2012-09-14
AOK991 OBERBANNSCHEIDT Ralf RE Advising on Securities 2007-01-18 2010-07-01
AOR368 KEOGH Paul Thomas RE Asset Management 2009-09-22 2012-09-14
AOR428 ROELOFFS JR Kurt William RE Dealing in Securities 2008-10-21 2013-01-01
AOR428 ROELOFFS JR Kurt William RE Advising on Securities 2008-10-21 2013-01-01
AOR997 MANSOUR Asieh RE Advising on Securities 2007-03-27 2011-07-11
AOY333 BARBOUR William Lance RE Advising on Securities 2007-05-28 2012-09-26
AOY334 CRAWFORD Andrew Gilbert RE Advising on Securities 2007-05-28 2008-11-15
APJ190 LAM Lap Fai 林立輝 RE Advising on Securities 2007-08-06 2009-06-17
APJ190 LAM Lap Fai 林立輝 RE Dealing in Securities 2007-08-06 2009-06-17
APJ702 LEUNG Ngai Ho, Kelvin 梁毅豪 RE Advising on Securities 2018-03-05
APJ702 LEUNG Ngai Ho, Kelvin 梁毅豪 RE Dealing in Securities 2018-03-27
APJ849 LAM Cheung Ching, Sammy 林祥青 RE Advising on Securities 2007-08-14 2010-04-10
APJ849 LAM Cheung Ching, Sammy 林祥青 RE Asset Management 2007-08-14 2010-04-10
APJ849 LAM Cheung Ching, Sammy 林祥青 RE Dealing in Securities 2008-09-17 2010-04-10
APJ851 KAVANAGH Louise Margaret RE Advising on Securities 2009-11-16 2010-06-01
APJ851 KAVANAGH Louise Margaret RE Asset Management 2009-11-16 2010-06-01
APJ851 KAVANAGH Louise Margaret RE Dealing in Securities 2009-11-16 2010-06-01
APJ851 KAVANAGH Louise Margaret RE Advising on Securities 2007-08-20 2009-09-19
APJ851 KAVANAGH Louise Margaret RE Asset Management 2007-08-20 2009-09-19
APJ851 KAVANAGH Louise Margaret RE Dealing in Securities 2008-09-17 2009-09-19
APK366 CHANG Linlin 張玲菱 RE Asset Management 2007-08-15 2010-06-01
APK366 CHANG Linlin 張玲菱 RE Advising on Securities 2007-08-15 2010-06-01
APL909 CHIN Wei RE Advising on Securities 2007-10-18 2010-06-01
APL909 CHIN Wei RE Dealing in Securities 2008-08-05 2010-06-01
APR552 ROBINSON Christopher Theo RE Advising on Securities 2012-09-12
APR552 ROBINSON Christopher Theo RE Asset Management 2012-09-12
APR552 ROBINSON Christopher Theo RE Advising on Securities 2007-10-03 2012-04-01
APR552 ROBINSON Christopher Theo RE Asset Management 2007-10-03 2012-04-01
APZ463 LEVINSON Philip Henry Lewis RE Advising on Securities 2008-03-17 2009-04-07
APZ463 LEVINSON Philip Henry Lewis RE Dealing in Securities 2008-08-05 2009-04-07
APZ463 LEVINSON Philip Henry Lewis RE Asset Management 2008-03-17 2008-07-10
AQE839 MANE Keeran Jagannath RE Advising on Securities 2008-01-21 2008-12-01
AQG809 CHOW Tsun Ho, Anson 周進浩 RE Dealing in Securities 2017-03-31 2019-03-20
AQG809 CHOW Tsun Ho, Anson 周進浩 RE Advising on Securities 2017-03-31 2019-03-20
AQG809 CHOW Tsun Ho, Anson 周進浩 RE Asset Management 2017-09-21 2018-09-24
AQH987 HA Chuen 夏川 RE Dealing in Securities 2008-01-21 2008-08-30
AQH987 HA Chuen 夏川 RE Advising on Securities 2008-01-21 2008-08-30
AQI127 CHAN Chi Pang 陳志鵬 RE Advising on Securities 2008-01-21 2008-07-03
AQI127 CHAN Chi Pang 陳志鵬 RE Dealing in Securities 2008-01-21 2008-07-03
AQI526 LIU Xingpeng 劉星鵬 RE Dealing in Securities 2008-02-04 2008-09-10
AQI526 LIU Xingpeng 劉星鵬 RE Advising on Securities 2008-02-04 2008-09-10
AQJ086 SCHOEPPL-JOST Elke RO Dealing in Securities 2014-04-17
AQJ086 SCHOEPPL-JOST Elke RO Advising on Securities 2014-04-17
AQJ086 SCHOEPPL-JOST Elke RO Asset Management 2014-04-17
AQJ086 SCHOEPPL-JOST Elke RE Dealing in Securities 2014-01-15 2014-04-17
AQJ086 SCHOEPPL-JOST Elke RE Advising on Securities 2014-01-15 2014-04-17
AQJ086 SCHOEPPL-JOST Elke RE Asset Management 2014-01-15 2014-04-17
AQQ328 CHO Wen Wai, Mark 曹文偉 RE Asset Management 2008-03-17 2013-10-11
AQQ328 CHO Wen Wai, Mark 曹文偉 RE Dealing in Securities 2008-03-17 2013-10-11
AQQ328 CHO Wen Wai, Mark 曹文偉 RE Advising on Securities 2008-03-17 2013-10-11
AQR075 BROWN Alison Rosemary RE Advising on Securities 2008-03-17 2009-04-07
AQR075 BROWN Alison Rosemary RE Asset Management 2008-03-17 2009-04-07
AQT293 LI Benjamin Man Fai 李民煇 RE Advising on Securities 2008-03-31 2009-05-09
AQT293 LI Benjamin Man Fai 李民煇 RE Dealing in Securities 2008-03-31 2009-05-09
AQU519 LIN Xiaodong 林晓東 RE Dealing in Securities 2008-04-09 2009-04-04
AQU519 LIN Xiaodong 林晓東 RE Advising on Securities 2008-04-09 2009-04-04
ARA110 HUBER Nicolas Alexander RE Advising on Securities 2008-05-13 2008-12-01
ARD165 REPKOW Stephan Jacques Rene RE Advising on Securities 2008-05-27 2009-04-07
ARD165 REPKOW Stephan Jacques Rene RE Dealing in Securities 2008-05-27 2009-04-07
ARE585 GALGAY Peter Patrick RE Asset Management 2008-06-10 2016-01-26
ARE585 GALGAY Peter Patrick RE Advising on Securities 2008-06-10 2016-01-26
ARH185 TAN Koon Seng RE Dealing in Securities 2008-07-08 2009-09-01
ARH186 JAFFRAY Scott John RE Dealing in Securities 2009-09-08 2010-03-31
ARH186 JAFFRAY Scott John RE Asset Management 2009-09-08 2010-03-31
ARH186 JAFFRAY Scott John RE Advising on Securities 2009-09-08 2010-03-31
ARH186 JAFFRAY Scott John RE Dealing in Securities 2008-07-08 2009-08-26
ARI942 ZHANG Liang 章良 RE Dealing in Securities 2008-07-23 2008-12-05
ARI942 ZHANG Liang 章良 RE Advising on Securities 2008-07-23 2008-12-05
ARL658 LIM Hean Eng 林千詠 RE Dealing in Securities 2008-08-07 2010-06-01
ARL658 LIM Hean Eng 林千詠 RE Asset Management 2008-08-07 2010-06-01
ARL658 LIM Hean Eng 林千詠 RE Advising on Securities 2008-08-07 2010-06-01
ARN015 YUNG Hau Woon Victor 翁厚垣 RE Dealing in Securities 2008-08-15 2009-04-07
ARN015 YUNG Hau Woon Victor 翁厚垣 RE Advising on Securities 2008-08-15 2009-04-07
ARP129 KWAN Boon Yee 關本怡 RE Advising on Securities 2008-09-11 2009-02-01
ARP129 KWAN Boon Yee 關本怡 RE Asset Management 2008-09-11 2009-02-01
ARP129 KWAN Boon Yee 關本怡 RE Dealing in Securities 2008-09-11 2009-02-01
ARP364 FOGLE Mark Bradley RE Advising on Securities 2008-09-18 2010-04-01
ARP364 FOGLE Mark Bradley RE Dealing in Securities 2008-09-18 2010-04-01
ARP364 FOGLE Mark Bradley RE Asset Management 2009-07-29 2010-04-01
ARR932 MULLER Horst Holger RE Dealing in Securities 2008-10-09 2009-04-17
ARR935 FEDOROV Boris RE Dealing in Securities 2008-10-13 2008-11-20
ARS746 YANG Jie 楊杰 RE Advising on Securities 2015-08-10 2016-04-23
ARS746 YANG Jie 楊杰 RE Dealing in Securities 2015-08-10 2016-04-23
ART880 EKINS Daniel William RO Advising on Securities 2010-07-21 2017-01-01
ART880 EKINS Daniel William RO Asset Management 2010-07-21 2017-01-01
ART880 EKINS Daniel William RO Dealing in Securities 2010-07-21 2017-01-01
ART880 EKINS Daniel William RE Dealing in Securities 2008-10-30 2010-07-21
ART880 EKINS Daniel William RE Advising on Securities 2008-10-30 2010-07-21
ART880 EKINS Daniel William RE Asset Management 2009-07-16 2010-07-21
ARX029 SHEEHY John Desmond RE Dealing in Securities 2008-11-26 2009-04-07
ARX029 SHEEHY John Desmond RE Advising on Securities 2008-11-26 2009-04-07
ARX078 CHAN Tsz Fung, Danny 陳梓楓 RE Dealing in Securities 2008-11-24 2010-06-01
ARX078 CHAN Tsz Fung, Danny 陳梓楓 RE Advising on Securities 2008-11-24 2010-06-01
ASW620 KARAS Bernhard RE Dealing in Securities 2016-12-21 2019-04-30
ASW620 KARAS Bernhard RE Advising on Securities 2016-12-21 2019-04-30
ATD518 MOHD Murshidah Binte RE Asset Management 2009-06-15 2013-04-29
ATD518 MOHD Murshidah Binte RE Advising on Securities 2009-06-15 2013-04-29
ATD521 HALL Jeremy George RE Asset Management 2009-06-15 2011-11-10
ATD521 HALL Jeremy George RE Advising on Securities 2009-06-15 2011-11-10
ATD691 CHEN Lihui 陳麗惠 RE Advising on Securities 2009-06-15
ATD691 CHEN Lihui 陳麗惠 RE Asset Management 2009-06-15
ATI145 MONTANARI Marco RO Dealing in Securities 2017-07-13
ATI145 MONTANARI Marco RO Advising on Securities 2017-07-13
ATI145 MONTANARI Marco RE Dealing in Securities 2017-03-31 2017-07-13
ATI145 MONTANARI Marco RE Advising on Securities 2017-03-31 2017-07-13
ATI600 BANG Michele Mi-Kyung RO Advising on Securities 2011-10-24 2013-10-28
ATI600 BANG Michele Mi-Kyung RO Dealing in Securities 2011-10-24 2013-10-28
ATI600 BANG Michele Mi-Kyung RO Asset Management 2011-10-24 2013-10-28
ATI600 BANG Michele Mi-Kyung RE Dealing in Securities 2011-03-07 2011-10-24
ATI600 BANG Michele Mi-Kyung RE Asset Management 2011-03-07 2011-10-24
ATI600 BANG Michele Mi-Kyung RE Advising on Securities 2011-03-07 2011-10-24
ATN431 YIN Junhua 尹俊驊 RE Dealing in Securities 2014-09-01 2016-01-01
ATQ907 YAN Weiying, Grace RE Asset Management 2009-09-01 2013-12-10
ATQ907 YAN Weiying, Grace RE Dealing in Securities 2009-09-01 2013-12-10
ATQ907 YAN Weiying, Grace RE Advising on Securities 2009-09-01 2013-12-10
ATT094 GOTETY Venkata Narasimha Apparaya Kishore RE Asset Management 2009-09-16 2010-06-01
ATT094 GOTETY Venkata Narasimha Apparaya Kishore RE Advising on Securities 2009-09-16 2010-06-01
ATT094 GOTETY Venkata Narasimha Apparaya Kishore RE Dealing in Securities 2009-09-16 2010-06-01
ATV436 PENG Yuyu 彭煜宇 RO Asset Management 2019-03-07
ATV436 PENG Yuyu 彭煜宇 RO Dealing in Securities 2019-03-07
ATV436 PENG Yuyu 彭煜宇 RO Advising on Securities 2019-03-07
ATV436 PENG Yuyu 彭煜宇 RE Advising on Securities 2018-09-24 2019-03-07
ATV436 PENG Yuyu 彭煜宇 RE Asset Management 2018-09-24 2019-03-07
ATV436 PENG Yuyu 彭煜宇 RE Dealing in Securities 2018-09-24 2019-03-07
AUW836 LIM Serene RE Dealing in Securities 2010-03-17 2011-01-22
AUW836 LIM Serene RE Advising on Securities 2010-03-17 2011-01-22
AVM751 WANG Xin Long 王心瓏 RE Asset Management 2015-05-18
AVM751 WANG Xin Long 王心瓏 RE Dealing in Securities 2015-05-18
AVM751 WANG Xin Long 王心瓏 RE Advising on Securities 2015-05-18
AVM932 KOH Hui-Jian RE Dealing in Securities 2010-07-27 2011-02-01
AVM932 KOH Hui-Jian RE Advising on Securities 2010-07-27 2011-02-01
AVS026 WEI Kaiyin 韋凱尹 RE Advising on Securities 2018-09-03
AVS026 WEI Kaiyin 韋凱尹 RE Dealing in Securities 2018-09-03
AWD233 SCHIRALDI Dario RE Dealing in Securities 2015-08-19 2015-08-20
AWH043 LAU Wai Bun 劉慧斌 RE Asset Management 2016-02-29
AWH043 LAU Wai Bun 劉慧斌 RE Dealing in Securities 2016-02-29
AWH043 LAU Wai Bun 劉慧斌 RE Advising on Securities 2016-02-29
AWJ929 CHU Lei Mei 朱莉薇 RE Advising on Securities 2010-12-02 2013-01-09
AWJ929 CHU Lei Mei 朱莉薇 RE Dealing in Securities 2010-12-02 2013-01-09
AWP278 CHOW Wing To 周穎淘 RE Advising on Securities 2017-03-01
AWP278 CHOW Wing To 周穎淘 RE Dealing in Securities 2017-03-01
AXF006 NG Sheung Wing 吳雙榮 RE Advising on Securities 2013-05-03
AXF006 NG Sheung Wing 吳雙榮 RE Asset Management 2013-05-03
AXI003 CARBOY Michael Edsall 康博文 RE Advising on Securities 2011-05-25 2012-09-20
AXY799 WANG Faqiang 王發強 RE Dealing in Securities 2013-04-02 2014-07-17
AXY799 WANG Faqiang 王發強 RE Advising on Securities 2013-04-02 2014-07-17
AYK656 TEO Yuan Zhi 張圓智 RE Advising on Securities 2011-11-14 2015-07-08
AYK656 TEO Yuan Zhi 張圓智 RE Dealing in Securities 2013-02-22 2015-07-08
AYN677 VANDERKOLK Mark David RE Advising on Securities 2014-09-30 2018-04-05
AYN677 VANDERKOLK Mark David RE Dealing in Securities 2014-09-30 2018-04-05
AYW195 CAO Jingmu 曹靖牧 RE Advising on Securities 2017-03-31 2018-11-07
AYW195 CAO Jingmu 曹靖牧 RE Dealing in Securities 2017-03-31 2018-11-07
AZV531 CHAN On Ki RE Advising on Securities 2017-07-26 2018-10-10
AZV531 CHAN On Ki RE Dealing in Securities 2017-07-26 2018-10-10
BAC046 MA Ka Man 馬嘉汶 RE Dealing in Securities 2018-12-05
BAC046 MA Ka Man 馬嘉汶 RE Advising on Securities 2018-12-05
BAE505 SUNG Siu Chung 宋紹聰 RE Advising on Securities 2017-10-10 2018-03-29
BAE505 SUNG Siu Chung 宋紹聰 RE Dealing in Securities 2017-10-10 2018-03-29
BAE505 SUNG Siu Chung 宋紹聰 RE Asset Management 2017-10-10 2018-03-29
BAH333 HO Andy 何肇聰 RO Dealing in Futures Contracts 2016-03-18
BAH333 HO Andy 何肇聰 RO Dealing in Securities 2016-03-18
BAH620 ANG Wee Theng RE Advising on Securities 2012-10-19 2013-01-19
BAI043 KWAN Chit Man, Osvaldo 關捷文 RE Dealing in Securities 2015-12-08
BAI043 KWAN Chit Man, Osvaldo 關捷文 RE Advising on Securities 2015-12-08
BAI043 KWAN Chit Man, Osvaldo 關捷文 RE Asset Management 2015-12-08
BAO165 LUI Kevin Kei Tung 呂紀東 RO Dealing in Securities 2018-02-14
BAO165 LUI Kevin Kei Tung 呂紀東 RO Dealing in Futures Contracts 2018-02-14
BAO165 LUI Kevin Kei Tung 呂紀東 RE Dealing in Securities 2016-07-18 2018-02-14
BAO165 LUI Kevin Kei Tung 呂紀東 RE Dealing in Futures Contracts 2016-07-18 2018-02-14
BAR194 WARREN Christopher Churchman RE Advising on Securities 2013-01-07 2014-12-03
BAT758 KISSNER Denise Petra RE Advising on Securities 2013-01-25 2017-12-06
BAU494 MEINHOLD Stefan Carsten RE Dealing in Securities 2015-01-26 2017-04-11
BAU494 MEINHOLD Stefan Carsten RE Advising on Securities 2013-02-01 2013-07-01
BBD986 WIDJAJA Ogar Renaldi RE Advising on Securities 2017-08-11
BBD986 WIDJAJA Ogar Renaldi RE Dealing in Securities 2017-08-11
BBQ185 KOOIJ Reijer Jan RE Advising on Securities 2018-08-08 2018-08-10
BBQ185 KOOIJ Reijer Jan RE Dealing in Securities 2018-08-08 2018-08-10
BBQ185 KOOIJ Reijer Jan RE Advising on Securities 2016-06-13 2016-06-16
BBQ185 KOOIJ Reijer Jan RE Dealing in Securities 2016-06-13 2016-06-16
BBQ185 KOOIJ Reijer Jan RE Dealing in Securities 2013-07-26 2014-12-01
BBU724 WONG Calvin Su-chi 黃書棋 RE Advising on Securities 2013-09-05 2014-10-18
BBU724 WONG Calvin Su-chi 黃書棋 RE Dealing in Securities 2013-09-05 2014-10-18
BCL629 HUANG Chao Ying 黃釗盈 RE Dealing in Securities 2015-05-04
BCL629 HUANG Chao Ying 黃釗盈 RE Advising on Securities 2015-05-04
BCN441 LU Maggie 路曼蕓 RE Dealing in Securities 2013-12-19 2017-10-06
BCN441 LU Maggie 路曼蕓 RE Advising on Securities 2013-12-19 2017-10-06
BDL442 NG Yan Ting 吳胤婷 RE Dealing in Securities 2018-04-25
BDL442 NG Yan Ting 吳胤婷 RE Asset Management 2018-04-25
BDL442 NG Yan Ting 吳胤婷 RE Advising on Securities 2018-04-25
BDL906 KEUNG Hoi Hing 姜凱馨 RE Asset Management 2019-01-14
BDL906 KEUNG Hoi Hing 姜凱馨 RE Advising on Securities 2019-01-14
BDL906 KEUNG Hoi Hing 姜凱馨 RE Dealing in Securities 2019-01-30
BEC051 STEINBRECHER Mike RE Dealing in Securities 2014-09-01 2016-09-05
BEC051 STEINBRECHER Mike RE Dealing in Futures Contracts 2016-05-25 2016-09-05
BEC909 LI Yuen Fung, Gary 李炫鋒 RE Advising on Securities 2017-03-31
BEC909 LI Yuen Fung, Gary 李炫鋒 RE Dealing in Securities 2017-03-31
BEC909 LI Yuen Fung, Gary 李炫鋒 RE Asset Management 2017-09-21
BEH976 BRUCKMANN Dirk RE Dealing in Securities 2014-10-14 2016-05-10
BET277 HU Hiiga 許仕佳 RO Advising on Securities 2016-01-22 2019-03-29
BET277 HU Hiiga 許仕佳 RO Dealing in Securities 2016-01-22 2019-03-29
BET277 HU Hiiga 許仕佳 RE Asset Management 2015-08-06 2016-03-10
BET277 HU Hiiga 許仕佳 RE Dealing in Securities 2015-08-06 2016-01-22
BET277 HU Hiiga 許仕佳 RE Advising on Securities 2015-08-06 2016-01-22
BEU871 LAN Ying 蘭瀅 RE Dealing in Securities 2015-11-12
BEU871 LAN Ying 蘭瀅 RE Advising on Securities 2015-11-12
BEU871 LAN Ying 蘭瀅 RE Asset Management 2018-06-13
BEV954 KANKIPATI Ravi Thimma Raju RO Asset Management 2015-03-13 2016-04-22
BEV954 KANKIPATI Ravi Thimma Raju RO Dealing in Securities 2015-03-13 2016-04-22
BEV954 KANKIPATI Ravi Thimma Raju RO Advising on Securities 2015-03-13 2016-04-22
BFD366 NG Ho Yin 吳浩然 RE Dealing in Securities 2015-03-23 2017-05-26
BFD366 NG Ho Yin 吳浩然 RE Advising on Securities 2016-11-15 2017-05-26
BFI234 SUM Hoi Kei 沈鎧圻 RE Advising on Securities 2015-04-23
BFI234 SUM Hoi Kei 沈鎧圻 RE Dealing in Securities 2015-04-23
BFI234 SUM Hoi Kei 沈鎧圻 RE Asset Management 2018-10-16
BFX534 LIU Bin 劉彬 RE Dealing in Securities 2018-03-19 2018-06-01
BFX534 LIU Bin 劉彬 RE Advising on Securities 2018-03-19 2018-06-01
BGA729 GUAGNINI Francesca RE Dealing in Securities 2015-08-19 2015-08-20
BGH025 TAYLOR Sean Patrick Paul RO Asset Management 2016-02-12
BGH025 TAYLOR Sean Patrick Paul RO Dealing in Securities 2016-02-12
BGH025 TAYLOR Sean Patrick Paul RO Advising on Securities 2016-02-12
BGH025 TAYLOR Sean Patrick Paul RE Asset Management 2015-10-02 2016-02-12
BGH025 TAYLOR Sean Patrick Paul RE Dealing in Securities 2015-10-02 2016-02-12
BGH025 TAYLOR Sean Patrick Paul RE Advising on Securities 2015-10-02 2016-02-12
BGK390 KIM Jeong Yeon RE Dealing in Securities 2017-04-20 2018-01-16
BGK390 KIM Jeong Yeon RE Advising on Securities 2017-04-20 2018-01-16
BGK390 KIM Jeong Yeon RO Dealing in Securities 2016-07-05 2017-04-20
BGK390 KIM Jeong Yeon RO Advising on Securities 2016-07-05 2017-04-20
BGK390 KIM Jeong Yeon RE Advising on Securities 2015-10-22 2016-07-05
BGK390 KIM Jeong Yeon RE Dealing in Securities 2015-10-22 2016-07-05
BGL306 YUNG Wan Seen Stephanie 翁韻善 RE Advising on Securities 2017-10-23 2018-08-31
BGL306 YUNG Wan Seen Stephanie 翁韻善 RE Dealing in Securities 2017-10-23 2018-08-31
BGO560 LEUNG Kai Kit 梁棨傑 RE Advising on Securities 2018-10-08
BGO560 LEUNG Kai Kit 梁棨傑 RE Dealing in Securities 2018-10-08
BGO560 LEUNG Kai Kit 梁棨傑 RE Asset Management 2018-10-08
BGT630 BOYDEN Anne Cecile RE Advising on Securities 2015-12-30 2017-11-03
BGT630 BOYDEN Anne Cecile RE Dealing in Securities 2015-12-30 2017-11-03
BGV050 WANG Yingqi 王英琦 RE Advising on Securities 2016-01-13 2019-04-30
BGV050 WANG Yingqi 王英琦 RE Dealing in Securities 2016-01-13 2019-04-30
BGV050 WANG Yingqi 王英琦 RE Asset Management 2016-01-13 2019-04-30
BGV068 CHONG Freddy Goman Yu Ting 莊雨亭 RO Dealing in Securities 2016-09-12 2018-03-23
BGV068 CHONG Freddy Goman Yu Ting 莊雨亭 RO Asset Management 2016-09-12 2018-03-23
BGV068 CHONG Freddy Goman Yu Ting 莊雨亭 RO Advising on Securities 2016-09-12 2018-03-23
BGV068 CHONG Freddy Goman Yu Ting 莊雨亭 RE Asset Management 2016-01-13 2016-09-12
BGV068 CHONG Freddy Goman Yu Ting 莊雨亭 RE Dealing in Securities 2016-01-13 2016-09-12
BGV068 CHONG Freddy Goman Yu Ting 莊雨亭 RE Advising on Securities 2016-01-13 2016-09-12
BHF241 COLDITZ Sven Rupert RE Dealing in Securities 2016-03-29 2016-06-28
BHF241 COLDITZ Sven Rupert RE Dealing in Futures Contracts 2016-03-29 2016-06-28
BHF747 HUI Yau Chuen 許友泉 RE Asset Management 2016-03-30
BHF747 HUI Yau Chuen 許友泉 RE Dealing in Securities 2016-03-30
BHF747 HUI Yau Chuen 許友泉 RE Advising on Securities 2016-03-30
BHG930 LEI Lei 雷蕾 RE Dealing in Securities 2016-04-08
BHG930 LEI Lei 雷蕾 RE Advising on Securities 2016-04-08
BHN998 LU Priscilla Marilyn 陸美珩 RO Dealing in Securities 2016-09-20 2019-03-31
BHN998 LU Priscilla Marilyn 陸美珩 RO Asset Management 2016-09-20 2019-03-31
BHN998 LU Priscilla Marilyn 陸美珩 RO Advising on Securities 2016-09-20 2019-03-31
BHN998 LU Priscilla Marilyn 陸美珩 RE Dealing in Securities 2016-05-27 2016-09-20
BHN998 LU Priscilla Marilyn 陸美珩 RE Advising on Securities 2016-05-27 2016-09-20
BHN998 LU Priscilla Marilyn 陸美珩 RE Asset Management 2016-05-27 2016-09-20
BHO975 DIDELOT Nicolas Mathieu RE Dealing in Securities 2018-11-13 2018-11-15
BHO975 DIDELOT Nicolas Mathieu RE Advising on Securities 2018-11-13 2018-11-15
BHO975 DIDELOT Nicolas Mathieu RE Advising on Securities 2018-07-12 2018-07-13
BHO975 DIDELOT Nicolas Mathieu RE Dealing in Securities 2018-07-12 2018-07-13
BHO975 DIDELOT Nicolas Mathieu RE Advising on Securities 2017-07-31 2017-08-01
BHO975 DIDELOT Nicolas Mathieu RE Dealing in Securities 2017-07-31 2017-08-01
BHO975 DIDELOT Nicolas Mathieu RE Dealing in Securities 2017-03-30 2017-03-31
BHO975 DIDELOT Nicolas Mathieu RE Advising on Securities 2017-03-30 2017-03-31
BHO975 DIDELOT Nicolas Mathieu RE Dealing in Securities 2016-09-23 2016-09-27
BHO975 DIDELOT Nicolas Mathieu RE Dealing in Securities 2016-06-06 2016-06-08
BHR619 JUSCHKE Felix RE Dealing in Securities 2016-11-22 2016-11-25
BHR619 JUSCHKE Felix RE Dealing in Securities 2016-06-24 2016-07-08
BIB425 POON Claudia Yat-ching 潘逸晴 RE Dealing in Securities 2018-03-26
BIB425 POON Claudia Yat-ching 潘逸晴 RE Dealing in Futures Contracts 2018-03-26
BIJ770 KHOR Yuan Jun 許淵鈞 RE Advising on Securities 2016-10-19 2018-09-28
BIJ770 KHOR Yuan Jun 許淵鈞 RE Dealing in Securities 2016-10-19 2018-09-28
BIL836 CURRAT Marc Alexandre RE Advising on Securities 2016-11-01
BIL836 CURRAT Marc Alexandre RE Dealing in Securities 2016-11-01
BIL836 CURRAT Marc Alexandre RE Asset Management 2016-11-01
BIR999 WANE Christopher John RE Dealing in Securities 2016-12-08 2016-12-10
BIR999 WANE Christopher John RE Advising on Securities 2016-12-08 2016-12-10
BIX820 LEE On Yi 李安兒 RE Dealing in Securities 2017-01-24 2017-05-26
BIX820 LEE On Yi 李安兒 RE Advising on Securities 2017-01-24 2017-05-26
BIY620 LAW Vanessa 羅嘉麗 RE Dealing in Securities 2017-01-20 2018-09-07
BIY620 LAW Vanessa 羅嘉麗 RE Dealing in Futures Contracts 2017-01-20 2018-09-07
BJG376 RESOVAC Denis RE Dealing in Securities 2017-04-10
BJG376 RESOVAC Denis RE Advising on Securities 2017-04-10
BJG376 RESOVAC Denis RE Advising on Securities 2017-03-13 2017-03-28
BJG376 RESOVAC Denis RE Dealing in Securities 2017-03-13 2017-03-28
BJH105 KEUNG CHUN HONG XAVIER 姜俊匡 RE Advising on Securities 2017-03-31 2018-05-10
BJH105 KEUNG CHUN HONG XAVIER 姜俊匡 RE Dealing in Securities 2017-03-31 2018-05-10
BJH273 WU Hon Hei Henry 胡漢熙 RE Advising on Securities 2017-03-31
BJH273 WU Hon Hei Henry 胡漢熙 RE Dealing in Securities 2017-03-31
BJH273 WU Hon Hei Henry 胡漢熙 RE Asset Management 2018-06-13
BJI236 MEYER MATTHIAS RE Advising on Securities 2017-03-28 2017-03-29
BJI236 MEYER MATTHIAS RE Dealing in Securities 2017-03-28 2017-03-29
BJP468 GAY Benny RE Advising on Securities 2017-06-05
BJP468 GAY Benny RE Dealing in Securities 2017-06-05
BJQ175 CHOW Hang Chi 周幸志 RE Dealing in Securities 2017-05-31
BJQ175 CHOW Hang Chi 周幸志 RE Advising on Securities 2017-05-31
BJS028 TEO Su Wen Cheryl RE Dealing in Securities 2017-11-06 2017-11-10
BJS028 TEO Su Wen Cheryl RE Advising on Securities 2017-11-06 2017-11-10
BJS028 TEO Su Wen Cheryl RE Advising on Securities 2017-06-14 2017-06-16
BJS028 TEO Su Wen Cheryl RE Dealing in Securities 2017-06-14 2017-06-16
BJV533 GIBBS Robert John Stuart RE Dealing in Securities 2017-09-01
BJV533 GIBBS Robert John Stuart RE Advising on Securities 2017-09-01
BJV533 GIBBS Robert John Stuart RE Asset Management 2018-06-13
BJV533 GIBBS Robert John Stuart RE Dealing in Securities 2017-07-03 2017-07-07
BJV533 GIBBS Robert John Stuart RE Advising on Securities 2017-07-03 2017-07-07
BKA529 SUN Xinyi 孫欣怡 RE Dealing in Securities 2017-09-21
BKA529 SUN Xinyi 孫欣怡 RE Advising on Securities 2017-09-21
BKA529 SUN Xinyi 孫欣怡 RE Asset Management 2017-09-21
BKE626 POTSTADA HENNING RE Dealing in Securities 2017-07-31 2017-08-01
BKE626 POTSTADA HENNING RE Advising on Securities 2017-07-31 2017-08-01
BKI755 RADE Guillaume Roland RE Dealing in Securities 2017-09-01
BKI755 RADE Guillaume Roland RE Advising on Securities 2017-09-01
BKI755 RADE Guillaume Roland RO Asset Management 2018-02-12
BKI755 RADE Guillaume Roland RE Asset Management 2017-09-01 2018-02-12
BLF676 DENOISEUX Vincent Yves Elisabeth Marie RE Dealing in Securities 2018-03-12 2018-03-13
BLF676 DENOISEUX Vincent Yves Elisabeth Marie RE Advising on Securities 2018-03-12 2018-03-13
BLF676 DENOISEUX Vincent Yves Elisabeth Marie RE Advising on Securities 2017-10-16 2017-10-18
BLF676 DENOISEUX Vincent Yves Elisabeth Marie RE Dealing in Securities 2017-10-16 2017-10-18
BLJ693 TAN Jia Qi Chloe RE Dealing in Securities 2017-11-06 2017-11-10
BLJ693 TAN Jia Qi Chloe RE Advising on Securities 2017-11-06 2017-11-10
BLT086 LYU Bingrong 呂冰融 RE Dealing in Securities 2018-01-02
BLT086 LYU Bingrong 呂冰融 RE Advising on Securities 2018-01-02
BLT491 CHU Hiu Yin 朱曉妍 RE Dealing in Securities 2018-01-02
BLT491 CHU Hiu Yin 朱曉妍 RE Asset Management 2018-01-02
BLT491 CHU Hiu Yin 朱曉妍 RE Advising on Securities 2018-01-02
BMG012 YONG Shao Fung 楊紹丰 RE Advising on Securities 2018-02-21 2018-09-05
BMG012 YONG Shao Fung 楊紹丰 RE Dealing in Securities 2018-02-21 2018-09-05
BMG012 YONG Shao Fung 楊紹丰 RE Asset Management 2018-02-21 2018-09-05
BMH146 KUNG Wing San Joseph 孔穎燊 RE Advising on Securities 2018-03-06
BMH146 KUNG Wing San Joseph 孔穎燊 RE Dealing in Securities 2018-03-06
BMH146 KUNG Wing San Joseph 孔穎燊 RE Asset Management 2018-06-19
BMM247 CHUNG Barry Joseph 鍾伯麟 RE Advising on Securities 2018-03-19
BMM247 CHUNG Barry Joseph 鍾伯麟 RE Dealing in Securities 2018-03-19
BMP470 CHIU King Him 趙敬謙 RE Dealing in Securities 2018-04-04
BMP470 CHIU King Him 趙敬謙 RE Advising on Securities 2018-04-04
BMQ512 WISESA Adhitya RE Dealing in Securities 2018-04-03
BMQ512 WISESA Adhitya RE Advising on Securities 2018-04-03
BMW550 SHASTRY MOHITH KESHAVA RE Advising on Securities 2019-02-15 2019-02-22
BMW550 SHASTRY MOHITH KESHAVA RE Dealing in Securities 2019-02-15 2019-02-22
BMW550 SHASTRY MOHITH KESHAVA RE Advising on Securities 2018-05-11 2018-05-16
BMW550 SHASTRY MOHITH KESHAVA RE Dealing in Securities 2018-05-11 2018-05-16
BNE449 WITZKE Jens Daniel RE Advising on Securities 2018-07-09 2018-07-14
BNE449 WITZKE Jens Daniel RE Dealing in Securities 2018-07-09 2018-07-14
BNF111 HERBIG MARCUS RE Advising on Securities 2018-07-11 2018-07-12
BNF111 HERBIG MARCUS RE Dealing in Securities 2018-07-11 2018-07-12
BNO311 ZONG Yuzhang RE Asset Management 2018-09-19
BNO311 ZONG Yuzhang RE Advising on Securities 2018-09-19
BNO311 ZONG Yuzhang RE Dealing in Securities 2018-09-19
BNT923 FOK Wai Yan 霍偉欣 RE Dealing in Securities 2018-11-05
BNT923 FOK Wai Yan 霍偉欣 RE Advising on Securities 2018-11-05
BNZ125 SKORA Daniel Robert RE Advising on Securities 2019-01-03
BNZ125 SKORA Daniel Robert RE Dealing in Securities 2019-01-03
BOB214 YOO Dayeon RE Dealing in Securities 2019-01-24
BOB214 YOO Dayeon RE Advising on Securities 2019-01-24
BOB214 YOO Dayeon RE Asset Management 2019-01-24
BOE490 LEONG Lillian RE Dealing in Securities 2019-03-06
BOE490 LEONG Lillian RE Dealing in Futures Contracts 2019-03-06

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