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Hong Kong SFC licensed institution ACB048
Credit Suisse Securities (Hong Kong) Limited

Below are up to 1000 licences that were found for SFC-licensed institution ACB048 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC299 LEE Bing Sum, Samuel 李炳森 RE Dealing in Securities 2006-09-11 2007-03-21
AAD127 LAW Hoi Hung 羅海鴻 RE Dealing in Securities 2003-04-01
AAD127 LAW Hoi Hung 羅海鴻 RE Providing Automated Trading Services 2013-09-04
AAD127 LAW Hoi Hung 羅海鴻 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AAD127 LAW Hoi Hung 羅海鴻 RE Asset Management 2003-04-01 2005-02-15
AAD127 LAW Hoi Hung 羅海鴻 RE Advising on Securities 2003-04-01 2005-02-15
AAD127 LAW Hoi Hung 羅海鴻 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AAD933 WUN Wai Yee, Duncan 溫偉儀 RE Advising on Corporate Finance 2003-04-01 2004-04-22
AAD933 WUN Wai Yee, Duncan 溫偉儀 RE Asset Management 2003-04-01 2004-04-22
AAD933 WUN Wai Yee, Duncan 溫偉儀 RE Dealing in Securities 2003-04-01 2004-04-22
AAD933 WUN Wai Yee, Duncan 溫偉儀 RE Advising on Securities 2003-04-01 2004-04-22
AAD933 WUN Wai Yee, Duncan 溫偉儀 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AAE860 TAM Pak Chuen 譚伯全 RE Dealing in Securities 2003-04-01 2012-02-10
AAE860 TAM Pak Chuen 譚伯全 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AAE860 TAM Pak Chuen 譚伯全 RE Asset Management 2003-04-01 2005-02-15
AAE860 TAM Pak Chuen 譚伯全 RE Advising on Securities 2003-04-01 2005-02-15
AAE860 TAM Pak Chuen 譚伯全 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AAE867 TANG Hung Wong 鄧洪旺 RE Advising on Corporate Finance 2003-04-01 2003-05-23
AAE867 TANG Hung Wong 鄧洪旺 RE Dealing in Securities 2003-04-01 2003-05-23
AAE867 TANG Hung Wong 鄧洪旺 RE Providing Automated Trading Services 2003-04-01 2003-05-23
AAE867 TANG Hung Wong 鄧洪旺 RE Advising on Securities 2003-04-01 2003-05-23
AAE867 TANG Hung Wong 鄧洪旺 RE Asset Management 2003-04-01 2003-05-23
AAF501 LEUNG Chi Ming 梁志明 RE Dealing in Securities 2003-04-01 2008-04-22
AAF501 LEUNG Chi Ming 梁志明 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AAF501 LEUNG Chi Ming 梁志明 RE Advising on Securities 2003-04-01 2005-02-15
AAF501 LEUNG Chi Ming 梁志明 RE Asset Management 2003-04-01 2005-02-15
AAF501 LEUNG Chi Ming 梁志明 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AAJ452 KWOK Wing Tai, Victor 郭榮泰 RE Advising on Securities 2003-04-01 2006-08-18
AAJ452 KWOK Wing Tai, Victor 郭榮泰 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AAJ452 KWOK Wing Tai, Victor 郭榮泰 RE Asset Management 2003-04-01 2005-02-15
AAW514 MUMFORD Robert Vyvyan RE Dealing in Securities 2005-08-15 2008-05-09
ABA082 PHILLIPS Andrew Patrick RE Dealing in Securities 2006-01-24 2006-12-13
ABM107 MOHIDEEN Khaleelur Rahman RO Dealing in Securities 2012-07-30 2017-05-11
ABM107 MOHIDEEN Khaleelur Rahman RE Providing Automated Trading Services 2013-08-22 2017-05-11
ABM107 MOHIDEEN Khaleelur Rahman RE Dealing in Securities 2005-10-21 2012-07-30
ABS433 KWOK Tun Ho, Chester 郭淳浩 RE Advising on Securities 2003-04-01 2012-05-11
ABS433 KWOK Tun Ho, Chester 郭淳浩 RO Advising on Corporate Finance 2005-06-06 2012-05-11
ABS433 KWOK Tun Ho, Chester 郭淳浩 RE Advising on Corporate Finance 2003-04-01 2005-06-06
ABS433 KWOK Tun Ho, Chester 郭淳浩 RE Asset Management 2003-04-01 2005-01-03
ABT445 CHANG Walter 陳華德 RE Dealing in Securities 2005-04-14 2007-07-27
ABU046 LAM Yiu Wing 林耀榮 RE Advising on Securities 2003-04-01 2004-05-03
ABU046 LAM Yiu Wing 林耀榮 RE Asset Management 2003-04-01 2004-05-03
ABU046 LAM Yiu Wing 林耀榮 RE Advising on Corporate Finance 2003-04-01 2004-05-03
ABW218 FOURDAN Jean-Francois Louis RO Dealing in Securities 2014-12-30 2017-01-16
ABW218 FOURDAN Jean-Francois Louis RE Dealing in Securities 2005-05-06 2014-12-30
ABX334 HWANG Sung June 黃盛俊 RO Dealing in Securities 2003-07-31 2010-05-11
ABX334 HWANG Sung June 黃盛俊 RE Advising on Corporate Finance 2003-04-01 2003-07-31
ABX334 HWANG Sung June 黃盛俊 RE Advising on Securities 2003-04-01 2003-07-31
ABX334 HWANG Sung June 黃盛俊 RE Asset Management 2003-04-01 2003-07-31
ACA412 GURNSEY Jonathan Julian Ashby RO Dealing in Securities 2003-04-01 2009-10-13
ACA412 GURNSEY Jonathan Julian Ashby RO Advising on Securities 2003-04-01 2009-10-13
ACA412 GURNSEY Jonathan Julian Ashby RO Asset Management 2003-04-01 2005-01-03
ACA412 GURNSEY Jonathan Julian Ashby RO Advising on Corporate Finance 2003-04-01 2004-12-24
ACA412 GURNSEY Jonathan Julian Ashby RO Providing Automated Trading Services 2003-04-01 2003-08-22
ACB020 WONG Owen 黃浩雲 RE Dealing in Securities 2008-04-23 2011-05-03
ACC112 PALMER Geoffrey Simon RE Asset Management 2003-04-01 2003-04-08
ACC112 PALMER Geoffrey Simon RE Advising on Securities 2003-04-01 2003-04-08
ACC112 PALMER Geoffrey Simon RE Advising on Corporate Finance 2003-04-01 2003-04-08
ACD417 KANG Wing Hong, Jansen 姜永康 RE Dealing in Securities 2003-04-01 2007-08-20
ACD417 KANG Wing Hong, Jansen 姜永康 RE Advising on Securities 2003-04-01 2005-02-15
ACD417 KANG Wing Hong, Jansen 姜永康 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ACD417 KANG Wing Hong, Jansen 姜永康 RE Asset Management 2003-04-01 2005-02-15
ACD417 KANG Wing Hong, Jansen 姜永康 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACD884 CONNER Jon Karl RE Advising on Corporate Finance 2003-04-01 2003-08-01
ACD884 CONNER Jon Karl RE Dealing in Securities 2003-04-01 2003-08-01
ACD884 CONNER Jon Karl RE Asset Management 2003-04-01 2003-08-01
ACD884 CONNER Jon Karl RE Advising on Securities 2003-04-01 2003-08-01
ACD884 CONNER Jon Karl RE Providing Automated Trading Services 2003-04-01 2003-08-01
ACE103 ZHANG Liping 張利平 RO Advising on Securities 2007-07-26 2012-05-11
ACE103 ZHANG Liping 張利平 RO Advising on Corporate Finance 2007-07-26 2012-05-11
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Dealing in Securities 2003-04-01 2006-09-13
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Advising on Securities 2003-04-01 2005-02-15
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Asset Management 2003-04-01 2005-02-15
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACG635 YU Chung Man, Joseph 余仲文 RE Dealing in Securities 2003-04-01
ACG635 YU Chung Man, Joseph 余仲文 RE Providing Automated Trading Services 2013-08-22
ACG635 YU Chung Man, Joseph 余仲文 RE Advising on Securities 2003-04-01 2005-02-15
ACG635 YU Chung Man, Joseph 余仲文 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ACG635 YU Chung Man, Joseph 余仲文 RE Asset Management 2003-04-01 2005-02-15
ACG635 YU Chung Man, Joseph 余仲文 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACH915 HARJANI Vijay Kumar Dayal RE Dealing in Securities 2003-04-01 2013-10-30
ACH915 HARJANI Vijay Kumar Dayal RE Advising on Securities 2003-04-01 2005-02-15
ACH915 HARJANI Vijay Kumar Dayal RE Advising on Corporate Finance 2003-04-01 2005-02-15
ACH915 HARJANI Vijay Kumar Dayal RE Asset Management 2003-04-01 2005-02-15
ACH915 HARJANI Vijay Kumar Dayal RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACI373 JEROME Luke Abraham RE Providing Automated Trading Services 2003-04-01 2003-04-09
ACI373 JEROME Luke Abraham RE Asset Management 2003-04-01 2003-04-09
ACI373 JEROME Luke Abraham RE Advising on Securities 2003-04-01 2003-04-09
ACI373 JEROME Luke Abraham RE Advising on Corporate Finance 2003-04-01 2003-04-09
ACI373 JEROME Luke Abraham RE Dealing in Securities 2003-04-01 2003-04-09
ACJ744 WAGNER John Duncan 王德肯 RE Asset Management 2003-04-01 2003-09-01
ACJ744 WAGNER John Duncan 王德肯 RE Dealing in Securities 2003-04-01 2003-09-01
ACJ744 WAGNER John Duncan 王德肯 RE Advising on Securities 2003-04-01 2003-09-01
ACJ744 WAGNER John Duncan 王德肯 RE Advising on Corporate Finance 2003-04-01 2003-09-01
ACJ744 WAGNER John Duncan 王德肯 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACN116 CHAN Chui Shan 陳翠珊 RE Advising on Securities 2003-04-01 2006-08-18
ACN116 CHAN Chui Shan 陳翠珊 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ACN116 CHAN Chui Shan 陳翠珊 RE Asset Management 2003-04-01 2005-02-15
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Advising on Securities 2003-04-01 2006-08-18
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Advising on Corporate Finance 2003-04-01 2006-08-18
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Asset Management 2003-04-01 2005-01-03
ACP453 LAW Kendal William RE Dealing in Securities 2005-08-15 2006-07-10
ACR459 ABBISS Justin John RE Dealing in Securities 2010-05-05 2013-05-30
ACR545 METCALFE Stephen Donald RE Advising on Securities 2003-04-01 2004-07-24
ACR545 METCALFE Stephen Donald RE Dealing in Securities 2003-04-01 2004-07-24
ACR545 METCALFE Stephen Donald RE Advising on Corporate Finance 2003-04-01 2004-07-24
ACR545 METCALFE Stephen Donald RE Asset Management 2003-04-01 2004-07-24
ACR545 METCALFE Stephen Donald RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACS639 MA Chi Ming 馬志明 RE Advising on Securities 2003-04-01 2006-05-11
ACS639 MA Chi Ming 馬志明 RE Advising on Corporate Finance 2003-04-01 2006-05-11
ACS639 MA Chi Ming 馬志明 RE Dealing in Securities 2003-04-01 2006-05-11
ACS639 MA Chi Ming 馬志明 RE Asset Management 2003-04-01 2005-02-15
ACS639 MA Chi Ming 馬志明 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACU882 NG Ka Hing 伍家興 RE Dealing in Securities 2006-05-23 2013-10-12
ACU882 NG Ka Hing 伍家興 RE Providing Automated Trading Services 2013-09-04 2013-10-12
ACU891 LAI Wai Tsz 黎慧慈 RE Providing Automated Trading Services 2018-10-08
ACU891 LAI Wai Tsz 黎慧慈 RE Dealing in Securities 2018-10-08
ACW206 LEUNG Jody 梁志偉 RE Dealing in Securities 2003-04-01 2005-12-08
ACW206 LEUNG Jody 梁志偉 RE Asset Management 2003-04-01 2005-02-15
ACW206 LEUNG Jody 梁志偉 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ACW206 LEUNG Jody 梁志偉 RE Advising on Securities 2003-04-01 2005-02-15
ACW206 LEUNG Jody 梁志偉 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ACY421 SANDEFORD Mark Charles RO Dealing in Securities 2005-09-02 2007-06-04
ACY421 SANDEFORD Mark Charles RE Dealing in Securities 2005-04-21 2005-09-02
ADB785 HODGSON Jonathan Roy RE Dealing in Securities 2003-04-01 2010-11-01
ADB785 HODGSON Jonathan Roy RE Asset Management 2003-04-01 2005-01-03
ADB785 HODGSON Jonathan Roy RE Advising on Corporate Finance 2003-04-01 2004-12-22
ADB785 HODGSON Jonathan Roy RE Advising on Securities 2003-04-01 2004-12-22
ADB785 HODGSON Jonathan Roy RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADC285 SILVEIRA Ashley RE Dealing in Securities 2005-04-14 2007-01-15
ADC298 FOO Tzi Chun, Wallace 傅至真 RE Dealing in Securities 2003-04-01 2006-08-18
ADC298 FOO Tzi Chun, Wallace 傅至真 RE Advising on Securities 2003-04-01 2006-08-18
ADC298 FOO Tzi Chun, Wallace 傅至真 RE Advising on Corporate Finance 2003-04-01 2006-08-18
ADC298 FOO Tzi Chun, Wallace 傅至真 RE Asset Management 2003-04-01 2005-02-15
ADC298 FOO Tzi Chun, Wallace 傅至真 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADD804 LIN Chi Long, Danny 林志朗 RE Dealing in Securities 2003-04-01 2007-03-09
ADD804 LIN Chi Long, Danny 林志朗 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ADD804 LIN Chi Long, Danny 林志朗 RE Advising on Securities 2003-04-01 2005-02-15
ADD804 LIN Chi Long, Danny 林志朗 RE Asset Management 2003-04-01 2005-02-15
ADD804 LIN Chi Long, Danny 林志朗 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADH039 REZA Mehdee RE Advising on Corporate Finance 2003-04-01 2004-02-10
ADH039 REZA Mehdee RE Advising on Securities 2003-04-01 2004-02-10
ADH039 REZA Mehdee RE Asset Management 2003-04-01 2004-02-10
ADH039 REZA Mehdee RE Dealing in Securities 2003-04-01 2004-02-10
ADH039 REZA Mehdee RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADI090 BHARVANI Anjali Doulat RE Dealing in Securities 2008-01-14 2009-01-22
ADI136 LIM Cheng Kiat Eugene RE Dealing in Securities 2005-04-14 2005-07-20
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Securities 2007-06-05 2011-09-01
ADL075 WONG Wan Ching, Fiona 黃韻青 RE Dealing in Securities 2005-04-14 2008-04-29
ADM788 HO Kin Hung, Marisa 何健紅 RE Advising on Securities 2003-04-01 2006-08-18
ADM788 HO Kin Hung, Marisa 何健紅 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ADM788 HO Kin Hung, Marisa 何健紅 RE Asset Management 2003-04-01 2005-02-15
ADP877 LAMBAH Ravi Mahinder RE Advising on Corporate Finance 2003-04-01 2006-08-18
ADP877 LAMBAH Ravi Mahinder RE Advising on Securities 2003-04-01 2006-08-18
ADP877 LAMBAH Ravi Mahinder RE Asset Management 2003-04-01 2005-02-15
ADQ004 CHUNG Yi To 鍾詒杜 RE Dealing in Securities 2005-12-01 2006-10-09
ADR216 HANSEN-LUKE Rosemary Eva RE Advising on Corporate Finance 2003-04-01 2003-06-14
ADR216 HANSEN-LUKE Rosemary Eva RE Dealing in Securities 2003-04-01 2003-06-14
ADR216 HANSEN-LUKE Rosemary Eva RE Advising on Securities 2003-04-01 2003-06-14
ADR216 HANSEN-LUKE Rosemary Eva RE Providing Automated Trading Services 2003-04-01 2003-06-14
ADR216 HANSEN-LUKE Rosemary Eva RE Asset Management 2003-04-01 2003-06-14
ADR379 KAO Richard 高敬倫 RE Advising on Corporate Finance 2003-04-01 2007-03-09
ADR379 KAO Richard 高敬倫 RE Advising on Securities 2003-04-01 2007-03-09
ADR379 KAO Richard 高敬倫 RE Asset Management 2003-04-01 2005-01-03
ADS279 HASSALL Nicholas Owen RE Advising on Securities 2003-04-01 2006-08-18
ADS279 HASSALL Nicholas Owen RE Advising on Corporate Finance 2003-04-01 2006-08-18
ADS279 HASSALL Nicholas Owen RE Asset Management 2003-04-01 2005-02-15
ADS635 LI Ming Kwok 李銘國 RE Dealing in Securities 2007-08-16 2010-04-20
ADT753 CHENG Sin Kei 鄭善姬 RE Dealing in Securities 2003-04-01 2009-03-31
ADT753 CHENG Sin Kei 鄭善姬 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ADT753 CHENG Sin Kei 鄭善姬 RE Asset Management 2003-04-01 2005-02-15
ADT753 CHENG Sin Kei 鄭善姬 RE Advising on Securities 2003-04-01 2005-02-15
ADT753 CHENG Sin Kei 鄭善姬 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADT876 CHAN Wing Chiu 陳榮照 RE Asset Management 2003-04-01 2004-03-03
ADT876 CHAN Wing Chiu 陳榮照 RE Dealing in Securities 2003-04-01 2004-03-03
ADT876 CHAN Wing Chiu 陳榮照 RE Advising on Corporate Finance 2003-04-01 2004-03-03
ADT876 CHAN Wing Chiu 陳榮照 RE Advising on Securities 2003-04-01 2004-03-03
ADT876 CHAN Wing Chiu 陳榮照 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADT900 WONG Chung Yin, James 黃頌賢 RE Dealing in Securities 2005-07-27 2010-09-14
ADV775 HUNG Cheung Fuk 洪長福 RE Advising on Corporate Finance 2003-04-01 2006-08-18
ADV775 HUNG Cheung Fuk 洪長福 RE Advising on Securities 2003-04-01 2006-08-18
ADV775 HUNG Cheung Fuk 洪長福 RE Asset Management 2003-04-01 2005-02-15
ADW089 BANFIELD Colin Dennis RO Advising on Corporate Finance 2003-04-01 2007-07-16
ADW089 BANFIELD Colin Dennis RO Advising on Securities 2005-12-02 2007-07-16
ADY651 LIN Alexander Lanson 林柏蒼 RO Dealing in Securities 2003-10-27 2009-01-16
ADY651 LIN Alexander Lanson 林柏蒼 RE Dealing in Securities 2003-04-01 2003-10-27
ADY651 LIN Alexander Lanson 林柏蒼 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADY651 LIN Alexander Lanson 林柏蒼 RE Advising on Corporate Finance 2003-04-01 2003-07-22
ADY651 LIN Alexander Lanson 林柏蒼 RE Asset Management 2003-04-01 2003-07-22
ADY651 LIN Alexander Lanson 林柏蒼 RE Advising on Securities 2003-04-01 2003-07-22
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Dealing in Securities 2003-04-01 2008-12-22
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Advising on Securities 2003-04-01 2005-02-15
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Advising on Corporate Finance 2003-04-01 2005-02-15
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Asset Management 2003-04-01 2005-02-15
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Providing Automated Trading Services 2003-04-01 2003-08-22
ADZ981 MACH Peter Wah 麥德華 RE Dealing in Securities 2003-04-01 2007-07-13
ADZ981 MACH Peter Wah 麥德華 RE Asset Management 2003-04-01 2004-06-29
ADZ981 MACH Peter Wah 麥德華 RE Advising on Securities 2003-04-01 2004-06-29
ADZ981 MACH Peter Wah 麥德華 RE Advising on Corporate Finance 2003-04-01 2004-06-29
ADZ981 MACH Peter Wah 麥德華 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AEA552 CHANG Chung Kei, Dominic 張仲基 RE Dealing in Securities 2003-04-01 2007-07-06
AEA552 CHANG Chung Kei, Dominic 張仲基 RE Asset Management 2003-04-01 2005-02-15
AEA552 CHANG Chung Kei, Dominic 張仲基 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AEA552 CHANG Chung Kei, Dominic 張仲基 RE Advising on Securities 2003-04-01 2005-02-15
AEA552 CHANG Chung Kei, Dominic 張仲基 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AEA619 CHAU Man Fai, Eric 周民輝 RE Dealing in Securities 2015-10-29
AEA660 VAUGHAN John Patrick RO Dealing in Securities 2016-07-06 2016-12-08
AEA660 VAUGHAN John Patrick RE Dealing in Securities 2015-09-17 2016-07-06
AEC979 CHEN Yvonne Yi-Wen 陳怡文 RE Advising on Securities 2003-04-01 2003-05-21
AEC979 CHEN Yvonne Yi-Wen 陳怡文 RE Asset Management 2003-04-01 2003-05-21
AEC979 CHEN Yvonne Yi-Wen 陳怡文 RE Advising on Corporate Finance 2003-04-01 2003-05-21
AEC979 CHEN Yvonne Yi-Wen 陳怡文 RE Dealing in Securities 2003-04-01 2003-05-21
AEC979 CHEN Yvonne Yi-Wen 陳怡文 RE Providing Automated Trading Services 2003-04-01 2003-05-21
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Dealing in Securities 2004-06-02 2007-05-09
AEI215 FANG Hsin Chieh, Christopher 方欣傑 RE Asset Management 2003-04-01 2004-08-14
AEI215 FANG Hsin Chieh, Christopher 方欣傑 RE Advising on Corporate Finance 2003-04-01 2004-08-14
AEI215 FANG Hsin Chieh, Christopher 方欣傑 RE Advising on Securities 2003-04-01 2004-08-14
AEI589 SMITH Jennifer Tai 戴令名 RE Dealing in Securities 2007-04-10 2007-06-29
AEI617 KIM Kyung Duk RE Dealing in Securities 2003-04-01 2003-06-01
AEI617 KIM Kyung Duk RE Asset Management 2003-04-01 2003-06-01
AEI617 KIM Kyung Duk RE Advising on Securities 2003-04-01 2003-06-01
AEI617 KIM Kyung Duk RE Providing Automated Trading Services 2003-04-01 2003-06-01
AEI617 KIM Kyung Duk RE Advising on Corporate Finance 2003-04-01 2003-06-01
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Securities 2005-05-06 2007-01-22
AEK397 THAM Choon Peng RE Dealing in Securities 2006-05-16 2008-12-10
AEK432 CHUNG Suk Moon 鄭碩紋 RE Dealing in Securities 2004-07-12 2008-03-24
AEK878 PRATT Michael Charles Harding Kayas RE Dealing in Securities 2006-03-10 2014-02-28
AEK878 PRATT Michael Charles Harding Kayas RE Providing Automated Trading Services 2013-08-22 2014-02-28
AEL382 CHUNG Tae Hyuk 鄭泰赫 RE Advising on Securities 2003-04-01 2004-08-03
AEL382 CHUNG Tae Hyuk 鄭泰赫 RE Advising on Corporate Finance 2003-04-01 2004-08-03
AEL382 CHUNG Tae Hyuk 鄭泰赫 RE Asset Management 2003-04-01 2004-08-03
AEL842 CHANG Jay Kenneth 張福興 RE Advising on Securities 2003-04-01 2005-03-17
AEL842 CHANG Jay Kenneth 張福興 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AEL842 CHANG Jay Kenneth 張福興 RE Asset Management 2003-04-01 2005-02-15
AEM557 HILTON Peter Roland RE Advising on Securities 2003-04-01 2006-08-18
AEM557 HILTON Peter Roland RE Advising on Corporate Finance 2003-04-01 2005-02-15
AEM557 HILTON Peter Roland RE Asset Management 2003-04-01 2005-02-15
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RO Advising on Securities 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RO Dealing in Securities 2009-10-08
AEO731 PANG Kwok Kit, Kenneth 彭國傑 RO Providing Automated Trading Services 2017-04-24
AEP603 SUMMERFIELD David Angus RE Dealing in Securities 2003-08-05 2007-03-01
AEP603 SUMMERFIELD David Angus RE Providing Automated Trading Services 2003-08-05 2003-08-22
AER810 CROFTON-ATKINS Charles Randell RE Dealing in Securities 2003-04-01 2005-08-23
AER810 CROFTON-ATKINS Charles Randell RE Advising on Securities 2003-04-01 2005-02-15
AER810 CROFTON-ATKINS Charles Randell RE Asset Management 2003-04-01 2005-02-15
AER810 CROFTON-ATKINS Charles Randell RE Advising on Corporate Finance 2003-04-01 2005-02-15
AER810 CROFTON-ATKINS Charles Randell RE Providing Automated Trading Services 2003-04-01 2003-08-22
AER867 DENG Ti Shun 鄧體順 RE Asset Management 2003-04-01 2004-09-04
AER867 DENG Ti Shun 鄧體順 RE Advising on Securities 2003-04-01 2004-09-04
AER867 DENG Ti Shun 鄧體順 RE Advising on Corporate Finance 2003-04-01 2004-09-04
AEU344 BARNETT Matthew John RE Dealing in Securities 2004-08-23 2005-08-15
AEV538 WOOLDRIDGE Sherry Lin 林淑娥 RE Advising on Corporate Finance 2003-04-01 2003-05-02
AEV538 WOOLDRIDGE Sherry Lin 林淑娥 RE Asset Management 2003-04-01 2003-05-02
AEV538 WOOLDRIDGE Sherry Lin 林淑娥 RE Advising on Securities 2003-04-01 2003-05-02
AEY426 CHRISTIANSON Wei Sun 孫瑋 RE Dealing in Securities 2003-04-01 2004-09-01
AEY426 CHRISTIANSON Wei Sun 孫瑋 RE Advising on Securities 2003-04-01 2004-09-01
AEY426 CHRISTIANSON Wei Sun 孫瑋 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AEY426 CHRISTIANSON Wei Sun 孫瑋 RE Asset Management 2003-04-01 2004-09-01
AEY426 CHRISTIANSON Wei Sun 孫瑋 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AEY448 HUNG Hei King, Kenneth 洪熙敬 RE Dealing in Securities 2010-05-28
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Advising on Securities 2003-04-01 2003-08-21
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AEZ130 LAM Ka Cheong, Jason 林家昌 RE Asset Management 2003-04-01 2003-08-21
AFA670 PARK Min RO Advising on Securities 2009-10-05 2013-04-09
AFA670 PARK Min RO Dealing in Securities 2009-10-05 2013-04-09
AFB031 CATTLE Andrew John RO Advising on Corporate Finance 2003-04-01 2003-05-09
AFB031 CATTLE Andrew John RO Dealing in Securities 2003-04-01 2003-05-09
AFB031 CATTLE Andrew John RO Advising on Securities 2003-04-01 2003-05-09
AFB031 CATTLE Andrew John RO Providing Automated Trading Services 2003-04-01 2003-05-09
AFB031 CATTLE Andrew John RO Asset Management 2003-04-01 2003-05-09
AFB032 PATERSON Stewart Melville RE Advising on Securities 2003-04-01 2006-08-18
AFB032 PATERSON Stewart Melville RE Asset Management 2003-04-01 2005-02-15
AFB032 PATERSON Stewart Melville RE Advising on Corporate Finance 2003-04-01 2005-02-15
AFB130 FISHER Jocelyn Howard RO Dealing in Securities 2006-03-14 2013-03-08
AFC633 TSAI Julia Kai-Ju 蔡凱茹 RE Dealing in Securities 2006-04-28 2008-05-02
AFE596 LEE Martin Kin Mann 李健文 RE Dealing in Securities 2006-05-02 2013-03-09
AFF889 JEFFERY Paul Richard Carroll RE Dealing in Securities 2011-03-31 2012-07-04
AFF889 JEFFERY Paul Richard Carroll RE Dealing in Securities 2006-12-21 2008-05-09
AFF889 JEFFERY Paul Richard Carroll RO Dealing in Securities 2003-08-26 2006-12-21
AFF889 JEFFERY Paul Richard Carroll RE Dealing in Securities 2003-04-01 2003-08-26
AFF889 JEFFERY Paul Richard Carroll RE Providing Automated Trading Services 2003-04-01 2003-08-22
AFF889 JEFFERY Paul Richard Carroll RE Advising on Securities 2003-04-01 2003-07-30
AFF889 JEFFERY Paul Richard Carroll RE Advising on Corporate Finance 2003-04-01 2003-07-30
AFF889 JEFFERY Paul Richard Carroll RE Asset Management 2003-04-01 2003-07-30
AFF902 ERSOY Kurt Hakan RO Dealing in Securities 2007-03-26 2010-02-02
AFF902 ERSOY Kurt Hakan RE Dealing in Securities 2003-04-01 2007-03-26
AFF902 ERSOY Kurt Hakan RE Advising on Securities 2003-04-01 2005-03-31
AFF902 ERSOY Kurt Hakan RE Advising on Corporate Finance 2003-04-01 2005-03-31
AFF902 ERSOY Kurt Hakan RE Asset Management 2003-04-01 2005-01-03
AFF902 ERSOY Kurt Hakan RE Providing Automated Trading Services 2003-04-01 2003-08-22
AFH722 CHOI Chong Yip, Edwin 蔡創業 RE Dealing in Securities 2007-08-17
AFJ916 MILLER John Charles RO Dealing in Securities 2003-04-01 2003-12-02
AFJ916 MILLER John Charles RO Providing Automated Trading Services 2003-04-01 2003-08-22
AFJ917 SCRIMGEOUR Robin Macdiarmid Campbell RE Dealing in Securities 2007-04-10 2008-02-04
AFK667 RIPLEY Sean James RE Dealing in Securities 2003-04-01 2008-08-01
AFK667 RIPLEY Sean James RE Asset Management 2003-04-01 2005-02-15
AFK667 RIPLEY Sean James RE Advising on Corporate Finance 2003-04-01 2005-02-15
AFK667 RIPLEY Sean James RE Advising on Securities 2003-04-01 2005-02-15
AFK667 RIPLEY Sean James RE Providing Automated Trading Services 2003-04-01 2003-08-22
AFK726 CHIU Yuk Chun, Minna 趙鈺溱 RE Dealing in Securities 2003-04-01 2007-08-27
AFK726 CHIU Yuk Chun, Minna 趙鈺溱 RE Asset Management 2003-04-01 2005-02-15
AFK726 CHIU Yuk Chun, Minna 趙鈺溱 RE Advising on Securities 2003-04-01 2005-02-15
AFK726 CHIU Yuk Chun, Minna 趙鈺溱 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AFK726 CHIU Yuk Chun, Minna 趙鈺溱 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AFK790 SPARROW Richard Aelred RE Dealing in Securities 2019-01-16
AFK790 SPARROW Richard Aelred RE Providing Automated Trading Services 2019-01-16
AFL699 WONG Yiu Sun 黃耀燊 RE Dealing in Securities 2008-05-20 2008-11-12
AFN168 VAN COTT Mark Johannesen RE Dealing in Securities 2003-04-01 2010-04-16
AFN168 VAN COTT Mark Johannesen RE Asset Management 2003-04-01 2005-02-15
AFN168 VAN COTT Mark Johannesen RE Advising on Corporate Finance 2003-04-01 2005-02-15
AFN168 VAN COTT Mark Johannesen RE Advising on Securities 2003-04-01 2005-02-15
AFN168 VAN COTT Mark Johannesen RE Providing Automated Trading Services 2003-04-01 2003-08-22
AFN682 FUNG Pui San, Karena 馮珮珊 RE Advising on Securities 2003-04-01 2006-07-14
AFN682 FUNG Pui San, Karena 馮珮珊 RE Asset Management 2003-04-01 2005-02-15
AFN682 FUNG Pui San, Karena 馮珮珊 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AFO142 LAM Chun Ling, Doris 林津鈴 RE Providing Automated Trading Services 2003-04-01 2003-05-09
AFO142 LAM Chun Ling, Doris 林津鈴 RE Advising on Securities 2003-04-01 2003-05-09
AFO142 LAM Chun Ling, Doris 林津鈴 RE Advising on Corporate Finance 2003-04-01 2003-05-09
AFO142 LAM Chun Ling, Doris 林津鈴 RE Dealing in Securities 2003-04-01 2003-05-09
AFO142 LAM Chun Ling, Doris 林津鈴 RE Asset Management 2003-04-01 2003-05-09
AFP860 CHENG Wing Che 鄭詠芝 RE Advising on Securities 2003-04-01 2006-08-18
AFP860 CHENG Wing Che 鄭詠芝 RE Asset Management 2003-04-01 2005-02-15
AFP860 CHENG Wing Che 鄭詠芝 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AFQ361 HU Zhizhi 胡知鷙 RE Advising on Securities 2003-04-01 2003-04-30
AFQ361 HU Zhizhi 胡知鷙 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AFQ361 HU Zhizhi 胡知鷙 RE Asset Management 2003-04-01 2003-04-29
AFS563 XIE Yi Jing 謝屹璟 RE Advising on Corporate Finance 2003-04-01 2005-06-30
AFS563 XIE Yi Jing 謝屹璟 RE Dealing in Securities 2003-04-01 2005-06-30
AFS563 XIE Yi Jing 謝屹璟 RE Advising on Securities 2003-04-01 2005-06-30
AFS563 XIE Yi Jing 謝屹璟 RE Asset Management 2003-04-01 2005-02-15
AFS563 XIE Yi Jing 謝屹璟 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AFS898 AUGIAS Cedric Alain Nicolas Marie RE Dealing in Securities 2012-05-31 2014-09-05
AFT510 BARNERT Radek RE Dealing in Securities 2005-04-14 2005-06-06
AFU503 CHAN Pui Zee, Peggy 曾佩芝 RE Providing Automated Trading Services 2003-04-01 2003-04-08
AFU503 CHAN Pui Zee, Peggy 曾佩芝 RE Advising on Corporate Finance 2003-04-01 2003-04-08
AFU503 CHAN Pui Zee, Peggy 曾佩芝 RE Dealing in Securities 2003-04-01 2003-04-08
AFU503 CHAN Pui Zee, Peggy 曾佩芝 RE Advising on Securities 2003-04-01 2003-04-08
AFU503 CHAN Pui Zee, Peggy 曾佩芝 RE Asset Management 2003-04-01 2003-04-08
AFV850 WANG Ka Kai, Gillian 王嘉娸 RE Dealing in Securities 2007-04-16 2013-10-30
AFW098 WONG King Wai, Gilbert 黃景威 RE Dealing in Securities 2010-01-04 2011-07-01
AFY697 NG Tao, Eddie 吳濤 RE Dealing in Securities 2007-08-22 2017-03-28
AFY697 NG Tao, Eddie 吳濤 RE Providing Automated Trading Services 2013-08-22 2017-03-28
AFY752 HO Raymond Ka Wing 何家榮 RE Advising on Securities 2003-04-01 2006-03-12
AFY752 HO Raymond Ka Wing 何家榮 RE Asset Management 2003-04-01 2005-02-15
AFY752 HO Raymond Ka Wing 何家榮 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AGA692 TAN Boon Hua RE Asset Management 2003-04-01 2005-01-09
AGA692 TAN Boon Hua RE Advising on Corporate Finance 2003-04-01 2005-01-09
AGA692 TAN Boon Hua RE Advising on Securities 2003-04-01 2005-01-09
AGB117 LU Xiaoxun 陸曉遜 RE Asset Management 2003-04-01 2003-11-03
AGB117 LU Xiaoxun 陸曉遜 RE Advising on Securities 2003-04-01 2003-11-03
AGB117 LU Xiaoxun 陸曉遜 RE Advising on Corporate Finance 2003-04-01 2003-11-03
AGC573 SU Paul Qi RE Advising on Corporate Finance 2003-04-01 2006-08-18
AGC573 SU Paul Qi RE Advising on Securities 2003-04-01 2006-08-18
AGC573 SU Paul Qi RE Asset Management 2003-04-01 2005-02-15
AGD038 CAO Shaoshan 曹少山 RE Advising on Securities 2003-04-01 2004-04-15
AGD038 CAO Shaoshan 曹少山 RE Asset Management 2003-04-01 2004-04-15
AGD038 CAO Shaoshan 曹少山 RE Advising on Corporate Finance 2003-04-01 2004-04-15
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Securities 2012-11-19 2015-08-22
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Securities 2007-03-21 2010-08-31
AGK899 SZE Wai Pang, Rick 施維鵬 RE Advising on Securities 2003-04-01 2004-04-07
AGK899 SZE Wai Pang, Rick 施維鵬 RE Asset Management 2003-04-01 2004-04-07
AGK899 SZE Wai Pang, Rick 施維鵬 RE Advising on Corporate Finance 2003-04-01 2004-04-07
AGK899 SZE Wai Pang, Rick 施維鵬 RE Dealing in Securities 2003-04-01 2004-04-07
AGK899 SZE Wai Pang, Rick 施維鵬 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AGM506 CHEUNG Edward Tze Loong 張澤龍 RE Dealing in Securities 2008-07-29 2010-05-04
AGN564 YAN Ho 甄皓 RE Advising on Securities 2003-04-01 2005-07-11
AGN564 YAN Ho 甄皓 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AGN564 YAN Ho 甄皓 RE Asset Management 2003-04-01 2005-02-15
AGN567 CHEUNG Desmond Clinton 張漢樑 RE Advising on Securities 2003-04-01 2003-04-08
AGN567 CHEUNG Desmond Clinton 張漢樑 RE Asset Management 2003-04-01 2003-04-08
AGN567 CHEUNG Desmond Clinton 張漢樑 RE Advising on Corporate Finance 2003-04-01 2003-04-08
AGN572 LAI Ni Quiaque RE Advising on Corporate Finance 2003-04-01 2004-03-29
AGN572 LAI Ni Quiaque RE Advising on Securities 2003-04-01 2004-03-29
AGN572 LAI Ni Quiaque RE Asset Management 2003-04-01 2004-03-29
AGN573 LUONG Jay C. 梁競之 RE Advising on Securities 2003-04-01 2006-08-18
AGN573 LUONG Jay C. 梁競之 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AGN573 LUONG Jay C. 梁競之 RE Asset Management 2003-04-01 2005-02-15
AGN601 NG Chris 吳柱棟 RE Asset Management 2003-04-01 2004-07-29
AGN601 NG Chris 吳柱棟 RE Advising on Securities 2003-04-01 2004-07-29
AGN601 NG Chris 吳柱棟 RE Advising on Corporate Finance 2003-04-01 2004-07-29
AGN616 LU Yungang 陸運剛 RE Advising on Corporate Finance 2003-04-01 2004-06-03
AGN616 LU Yungang 陸運剛 RE Asset Management 2003-04-01 2004-06-03
AGN616 LU Yungang 陸運剛 RE Advising on Securities 2003-04-01 2004-06-03
AGN618 SHAH Dhaval Ajitkumar RE Advising on Corporate Finance 2003-04-01 2003-10-20
AGN618 SHAH Dhaval Ajitkumar RE Asset Management 2003-04-01 2003-10-20
AGN618 SHAH Dhaval Ajitkumar RE Advising on Securities 2003-04-01 2003-10-20
AGN699 LEE Andrew Kam Wing 李錦榮 RE Advising on Securities 2003-04-01 2005-02-15
AGN699 LEE Andrew Kam Wing 李錦榮 RE Asset Management 2003-04-01 2005-02-15
AGN699 LEE Andrew Kam Wing 李錦榮 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AGN701 TAN Jeffrey Wei Sing 譚偉星 RE Advising on Securities 2003-04-01 2006-08-18
AGN701 TAN Jeffrey Wei Sing 譚偉星 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AGN701 TAN Jeffrey Wei Sing 譚偉星 RE Asset Management 2003-04-01 2005-02-15
AGN703 WATSON Roger Edward RE Advising on Securities 2003-04-01 2005-09-23
AGN703 WATSON Roger Edward RE Advising on Corporate Finance 2003-04-01 2005-03-31
AGN703 WATSON Roger Edward RE Asset Management 2003-04-01 2005-01-03
AGN718 STOEHR Carsten Hideki Alois RE Asset Management 2003-04-01 2003-06-01
AGN718 STOEHR Carsten Hideki Alois RE Advising on Securities 2003-04-01 2003-06-01
AGN718 STOEHR Carsten Hideki Alois RE Advising on Corporate Finance 2003-04-01 2003-06-01
AGN722 MC PARTLAND Brian Patrick RE Advising on Securities 2003-04-01 2003-07-08
AGN722 MC PARTLAND Brian Patrick RE Asset Management 2003-04-01 2003-07-08
AGN722 MC PARTLAND Brian Patrick RE Advising on Corporate Finance 2003-04-01 2003-07-08
AGN910 PRATT Jon Vaughan Merrick RE Advising on Securities 2003-04-01 2006-08-18
AGN910 PRATT Jon Vaughan Merrick RE Advising on Corporate Finance 2003-04-01 2006-08-18
AGN910 PRATT Jon Vaughan Merrick RE Asset Management 2003-04-01 2005-02-15
AGN913 CHAN Anthony Jen Haw 陳甄灝 RE Advising on Securities 2003-04-01 2004-04-13
AGN913 CHAN Anthony Jen Haw 陳甄灝 RE Advising on Corporate Finance 2003-04-01 2004-04-13
AGN913 CHAN Anthony Jen Haw 陳甄灝 RE Asset Management 2003-04-01 2004-04-13
AGN916 NI Wei-Ping 倪薇平 RE Advising on Corporate Finance 2003-04-01 2003-10-29
AGN916 NI Wei-Ping 倪薇平 RE Asset Management 2003-04-01 2003-10-29
AGN916 NI Wei-Ping 倪薇平 RE Advising on Securities 2003-04-01 2003-10-29
AGN921 LEE Michael 李啟明 RE Advising on Corporate Finance 2003-04-01 2006-08-18
AGN921 LEE Michael 李啟明 RE Advising on Securities 2003-04-01 2006-08-18
AGN921 LEE Michael 李啟明 RE Asset Management 2003-04-01 2005-02-15
AGN966 LEE Chui Kuen, Jennifer 李翠娟 RE Providing Automated Trading Services 2003-04-01 2003-08-04
AGN966 LEE Chui Kuen, Jennifer 李翠娟 RE Asset Management 2003-04-01 2003-08-04
AGN966 LEE Chui Kuen, Jennifer 李翠娟 RE Dealing in Securities 2003-04-01 2003-08-04
AGN966 LEE Chui Kuen, Jennifer 李翠娟 RE Advising on Securities 2003-04-01 2003-08-04
AGN966 LEE Chui Kuen, Jennifer 李翠娟 RE Advising on Corporate Finance 2003-04-01 2003-08-04
AGN970 MAK Ho Cheung, Joseph 麥浩章 RE Advising on Corporate Finance 2003-04-01 2004-05-03
AGN970 MAK Ho Cheung, Joseph 麥浩章 RE Advising on Securities 2003-04-01 2004-05-03
AGN970 MAK Ho Cheung, Joseph 麥浩章 RE Asset Management 2003-04-01 2004-05-03
AGN971 CHAUDHRY Anoop 周德禮 RE Advising on Securities 2003-04-01 2006-08-18
AGN971 CHAUDHRY Anoop 周德禮 RE Advising on Corporate Finance 2003-04-01 2006-08-18
AGN971 CHAUDHRY Anoop 周德禮 RE Asset Management 2003-04-01 2005-02-15
AGN975 LEUNG Ho Pong, Ronald 梁皓邦 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AGN975 LEUNG Ho Pong, Ronald 梁皓邦 RE Asset Management 2003-04-01 2004-03-02
AGN975 LEUNG Ho Pong, Ronald 梁皓邦 RE Advising on Securities 2003-04-01 2004-03-02
AGO210 CHUI King Wai 徐經緯 RE Advising on Securities 2003-04-01 2004-04-13
AGO210 CHUI King Wai 徐經緯 RE Asset Management 2003-04-01 2004-04-13
AGO210 CHUI King Wai 徐經緯 RE Advising on Corporate Finance 2003-04-01 2004-04-13
AGO216 JOHNSON Jason Keith 姜杰森 RE Advising on Securities 2003-04-01 2006-08-18
AGO216 JOHNSON Jason Keith 姜杰森 RE Advising on Corporate Finance 2003-04-01 2006-08-18
AGO216 JOHNSON Jason Keith 姜杰森 RE Asset Management 2003-04-01 2005-02-15
AGO217 KWON Young Bum RE Advising on Corporate Finance 2003-04-01 2003-09-19
AGO217 KWON Young Bum RE Advising on Securities 2003-04-01 2003-09-19
AGO217 KWON Young Bum RE Asset Management 2003-04-01 2003-09-19
AGO365 BEST Peter William RE Advising on Securities 2003-04-01 2003-06-05
AGO365 BEST Peter William RE Advising on Corporate Finance 2003-04-01 2003-06-02
AGO365 BEST Peter William RE Asset Management 2003-04-01 2003-06-02
AGO368 TAN Michael Boon Suan RE Asset Management 2003-04-01 2004-06-29
AGO368 TAN Michael Boon Suan RE Advising on Corporate Finance 2003-04-01 2004-06-29
AGO368 TAN Michael Boon Suan RE Advising on Securities 2003-04-01 2004-06-29
AGO373 GOKHALE Prashant Achyut RE Advising on Securities 2003-04-01 2006-08-18
AGO373 GOKHALE Prashant Achyut RE Advising on Corporate Finance 2003-04-01 2005-02-15
AGO373 GOKHALE Prashant Achyut RE Asset Management 2003-04-01 2005-02-15
AGP052 TAY Puay Ee Alicia RE Dealing in Securities 2003-04-01 2007-09-19
AGP052 TAY Puay Ee Alicia RE Asset Management 2003-04-01 2005-02-15
AGP052 TAY Puay Ee Alicia RE Advising on Corporate Finance 2003-04-01 2005-02-15
AGP052 TAY Puay Ee Alicia RE Advising on Securities 2003-04-01 2005-02-15
AGP052 TAY Puay Ee Alicia RE Providing Automated Trading Services 2003-04-01 2003-08-22
AGP072 TAN Tzu Ping 陳旭平 RE Advising on Securities 2003-04-01 2005-10-17
AGP072 TAN Tzu Ping 陳旭平 RE Advising on Corporate Finance 2003-04-01 2005-10-17
AGP072 TAN Tzu Ping 陳旭平 RE Asset Management 2003-04-01 2005-02-15
AGP074 YEH Kuantai 葉冠泰 RE Advising on Securities 2003-04-01 2004-04-07
AGP074 YEH Kuantai 葉冠泰 RE Asset Management 2003-04-01 2004-04-07
AGP074 YEH Kuantai 葉冠泰 RE Advising on Corporate Finance 2003-04-01 2004-04-07
AGP138 PATHER Kuveshen Thanabalan RE Asset Management 2003-04-01 2004-01-01
AGP138 PATHER Kuveshen Thanabalan RE Advising on Securities 2003-04-01 2004-01-01
AGP138 PATHER Kuveshen Thanabalan RE Advising on Corporate Finance 2003-04-01 2004-01-01
AGP145 SHRIKENT Dhruv Partap Singh RE Advising on Corporate Finance 2003-04-01 2006-06-02
AGP145 SHRIKENT Dhruv Partap Singh RE Advising on Securities 2003-04-01 2006-06-02
AGP145 SHRIKENT Dhruv Partap Singh RE Asset Management 2003-04-01 2005-02-15
AGP148 HALL Julian David RE Advising on Corporate Finance 2003-04-01 2003-09-25
AGP148 HALL Julian David RE Asset Management 2003-04-01 2003-09-25
AGP148 HALL Julian David RE Advising on Securities 2003-04-01 2003-09-25
AGP556 WONG Sai Wah, Allan 王世華 RE Advising on Corporate Finance 2003-04-01 2006-08-18
AGP556 WONG Sai Wah, Allan 王世華 RE Advising on Securities 2003-04-01 2006-08-18
AGP556 WONG Sai Wah, Allan 王世華 RE Asset Management 2003-04-01 2005-02-15
AGT975 CHAN Bertram 陳浩篪 RE Advising on Securities 2003-04-01 2004-04-01
AGT975 CHAN Bertram 陳浩篪 RE Asset Management 2003-04-01 2004-04-01
AGT975 CHAN Bertram 陳浩篪 RE Advising on Corporate Finance 2003-04-01 2004-04-01
AGU753 HSU David Ka-Leung 許嘉良 RE Dealing in Securities 2003-04-01 2011-03-25
AGU753 HSU David Ka-Leung 許嘉良 RE Advising on Securities 2003-04-01 2005-02-15
AGU753 HSU David Ka-Leung 許嘉良 RE Asset Management 2003-04-01 2005-02-15
AGU753 HSU David Ka-Leung 許嘉良 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AGU753 HSU David Ka-Leung 許嘉良 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AGW614 KLINGER David Anthony RE Dealing in Securities 2003-04-01 2006-06-09
AGW614 KLINGER David Anthony RE Advising on Securities 2003-04-01 2005-03-31
AGW614 KLINGER David Anthony RE Advising on Corporate Finance 2003-04-01 2005-03-31
AGW614 KLINGER David Anthony RE Asset Management 2003-04-01 2005-01-03
AGW614 KLINGER David Anthony RE Providing Automated Trading Services 2003-04-01 2003-08-22
AHA186 SIMPSON Anthony Thomas RE Advising on Securities 2003-04-01 2006-08-18
AHA186 SIMPSON Anthony Thomas RE Asset Management 2003-04-01 2005-02-15
AHA186 SIMPSON Anthony Thomas RE Advising on Corporate Finance 2003-04-01 2005-02-15
AHA361 LEE Chun Kit, Simon 李俊傑 RE Dealing in Securities 2010-11-02 2012-11-30
AHA548 PECOT III Charles Matthew RO Dealing in Securities 2012-02-27 2017-03-25
AHC108 TAM Yui Hong, Conan 譚悅康 RE Advising on Corporate Finance 2003-04-01 2005-02-25
AHC108 TAM Yui Hong, Conan 譚悅康 RE Advising on Securities 2003-04-01 2005-02-25
AHC108 TAM Yui Hong, Conan 譚悅康 RE Asset Management 2003-04-01 2005-02-15
AHF798 HAN William Wei-Lee RE Dealing in Securities 2007-04-26 2008-12-11
AHL495 YAU Pang Fei 丘鵬飛 RE Advising on Securities 2003-04-01 2003-04-09
AHL495 YAU Pang Fei 丘鵬飛 RE Advising on Corporate Finance 2003-04-01 2003-04-09
AHL495 YAU Pang Fei 丘鵬飛 RE Asset Management 2003-04-01 2003-04-09
AHQ093 WONG Poh Fah 黃保樺 RE Dealing in Securities 2005-07-27 2010-04-07
AHQ348 HOSIE Neil Cameron RO Advising on Securities 2017-09-21
AHQ348 HOSIE Neil Cameron RO Providing Automated Trading Services 2017-09-21
AHQ348 HOSIE Neil Cameron RO Dealing in Securities 2017-09-21
AHQ348 HOSIE Neil Cameron RE Providing Automated Trading Services 2017-07-17 2017-09-21
AHQ348 HOSIE Neil Cameron RE Dealing in Securities 2017-07-17 2017-09-21
AHQ947 NG Hock Leng RE Asset Management 2003-04-01 2003-06-23
AHQ947 NG Hock Leng RE Advising on Corporate Finance 2003-04-01 2003-06-23
AHQ947 NG Hock Leng RE Advising on Securities 2003-04-01 2003-06-23
AHQ950 IP Yuk Kwan, Vincent 葉鈺崑 RE Advising on Securities 2003-04-01 2004-03-29
AHQ950 IP Yuk Kwan, Vincent 葉鈺崑 RE Asset Management 2003-04-01 2004-03-29
AHQ950 IP Yuk Kwan, Vincent 葉鈺崑 RE Advising on Corporate Finance 2003-04-01 2004-03-29
AHR083 YU Kai Kai 余皆佳 RE Dealing in Securities 2004-06-10 2009-06-22
AHR321 COHEN-ADDAD Nicolas Paul RE Dealing in Securities 2017-03-07 2017-03-21
AHS585 ERNST Kaspar Daniel RE Asset Management 2003-04-01 2004-04-16
AHS585 ERNST Kaspar Daniel RE Advising on Corporate Finance 2003-04-01 2004-04-16
AHS585 ERNST Kaspar Daniel RE Advising on Securities 2003-04-01 2004-04-16
AHS585 ERNST Kaspar Daniel RE Dealing in Securities 2003-04-01 2004-04-16
AHS585 ERNST Kaspar Daniel RE Providing Automated Trading Services 2003-04-01 2003-08-22
AHS958 LIU Yun 劉運 RE Dealing in Securities 2005-01-24 2006-02-15
AHT088 GLEESON James Anthony RE Dealing in Securities 2003-04-01 2006-08-01
AHT088 GLEESON James Anthony RE Advising on Securities 2003-04-01 2005-02-15
AHT088 GLEESON James Anthony RE Asset Management 2003-04-01 2005-02-15
AHT088 GLEESON James Anthony RE Advising on Corporate Finance 2003-04-01 2005-02-15
AHT088 GLEESON James Anthony RE Providing Automated Trading Services 2003-04-01 2003-08-22
AHT089 PYO Richard Jaeyong RE Dealing in Securities 2003-04-01 2003-04-08
AHT089 PYO Richard Jaeyong RE Providing Automated Trading Services 2003-04-01 2003-04-08
AHT089 PYO Richard Jaeyong RE Advising on Securities 2003-04-01 2003-04-08
AHT089 PYO Richard Jaeyong RE Advising on Corporate Finance 2003-04-01 2003-04-08
AHT089 PYO Richard Jaeyong RE Asset Management 2003-04-01 2003-04-08
AHT418 GOTUACO Joseph Albert Lim 吳培基 RE Advising on Securities 2003-04-01 2005-03-15
AHT418 GOTUACO Joseph Albert Lim 吳培基 RE Advising on Corporate Finance 2003-04-01 2005-03-15
AHT418 GOTUACO Joseph Albert Lim 吳培基 RE Dealing in Securities 2003-04-01 2005-03-15
AHT418 GOTUACO Joseph Albert Lim 吳培基 RE Asset Management 2003-04-01 2005-02-15
AHT418 GOTUACO Joseph Albert Lim 吳培基 RE Providing Automated Trading Services 2003-04-01 2003-08-22
AHU773 HUG Stephane RE Dealing in Securities 2003-04-01 2007-01-23
AHU773 HUG Stephane RE Advising on Corporate Finance 2003-04-01 2005-02-15
AHU773 HUG Stephane RE Asset Management 2003-04-01 2005-02-15
AHU773 HUG Stephane RE Advising on Securities 2003-04-01 2005-02-15
AHU773 HUG Stephane RE Providing Automated Trading Services 2003-04-01 2003-08-22
AHU774 WILLIAMS Grant David Vincent RE Advising on Securities 2003-04-01 2004-04-22
AHU774 WILLIAMS Grant David Vincent RE Advising on Corporate Finance 2003-04-01 2004-04-22
AHU774 WILLIAMS Grant David Vincent RE Dealing in Securities 2003-04-01 2004-04-22
AHU774 WILLIAMS Grant David Vincent RE Asset Management 2003-04-01 2004-04-22
AHU774 WILLIAMS Grant David Vincent RE Providing Automated Trading Services 2003-04-01 2003-08-22
AHU803 YANG Liangshan 楊良珊 RE Advising on Corporate Finance 2003-04-01 2006-08-18
AHU803 YANG Liangshan 楊良珊 RE Advising on Securities 2003-04-01 2006-08-18
AHU803 YANG Liangshan 楊良珊 RE Asset Management 2003-04-01 2005-02-15
AHU899 SHI Stacy Yi 石怡 RE Dealing in Securities 2015-12-21 2017-08-23
AHU899 SHI Stacy Yi 石怡 RE Dealing in Securities 2008-04-29 2013-10-30
AHV111 LAM Wan Yee, Cynthia 林蘊怡 RE Dealing in Securities 2006-08-21 2011-05-09
AHX161 MOU Man Kit, Suny 繆文傑 RE Dealing in Securities 2011-02-28 2011-03-22
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AHX631 NG Stephen Ming 吳兆銘 RE Advising on Corporate Finance 2003-04-01 2003-06-11
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AHX815 PUN Kwan Wei, Theodore 潘君偉 RE Advising on Securities 2003-04-01 2004-05-03
AIB172 LI Jack C F 李卓富 RE Advising on Securities 2003-04-01 2006-08-18
AIB172 LI Jack C F 李卓富 RE Advising on Corporate Finance 2003-04-01 2005-02-15
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AIB375 PARK Kang In 朴康人 RE Dealing in Securities 2003-04-01 2013-04-27
AIB375 PARK Kang In 朴康人 RE Asset Management 2003-04-01 2005-02-15
AIB375 PARK Kang In 朴康人 RE Advising on Securities 2003-04-01 2005-02-15
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AIB797 SUEN Benny Hung Kit 孫雄傑 RE Dealing in Securities 2014-11-20
AIC021 HO Shuk Gee, Esther 何淑姿 RE Advising on Securities 2003-04-01 2003-07-26
AIC021 HO Shuk Gee, Esther 何淑姿 RE Advising on Corporate Finance 2003-04-01 2003-07-26
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AIC201 RACHCOFF Thomas RE Advising on Securities 2004-03-04 2005-07-20
AIC201 RACHCOFF Thomas RE Advising on Securities 2003-04-01 2003-10-13
AIC201 RACHCOFF Thomas RE Advising on Corporate Finance 2003-04-01 2003-07-02
AIC201 RACHCOFF Thomas RE Asset Management 2003-04-01 2003-07-02
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AID049 NICHOLSON John Marshall 凌瀚燊 RE Advising on Corporate Finance 2003-04-01 2003-10-15
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AID049 NICHOLSON John Marshall 凌瀚燊 RE Providing Automated Trading Services 2003-04-01 2003-08-22
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AID052 CHEUNG Wai Kan, Christine 張蔚瑾 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AID052 CHEUNG Wai Kan, Christine 張蔚瑾 RE Asset Management 2003-04-01 2003-06-10
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AIH670 TANG Ming Wai 鄧明緯 RE Dealing in Securities 2010-06-30 2011-05-20
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AIK894 STACEY William John 史達思 RE Advising on Corporate Finance 2003-04-01 2005-02-15
AIK894 STACEY William John 史達思 RE Asset Management 2003-04-01 2005-02-15
AIN997 YIP Mei Ling 葉美玲 RE Asset Management 2003-04-01 2003-11-21
AIN997 YIP Mei Ling 葉美玲 RE Advising on Securities 2003-04-01 2003-11-21
AIN997 YIP Mei Ling 葉美玲 RE Advising on Corporate Finance 2003-04-01 2003-11-21
AIO226 AIKEN Andrew John RE Advising on Securities 2003-04-01 2003-11-19
AIO226 AIKEN Andrew John RE Advising on Corporate Finance 2003-04-01 2003-11-19
AIO226 AIKEN Andrew John RE Asset Management 2003-04-01 2003-11-19
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AIO226 AIKEN Andrew John RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIO231 LEE Seogoo RE Dealing in Securities 2003-04-01 2003-10-24
AIO231 LEE Seogoo RE Asset Management 2003-04-01 2003-10-24
AIO231 LEE Seogoo RE Advising on Corporate Finance 2003-04-01 2003-10-24
AIO231 LEE Seogoo RE Advising on Securities 2003-04-01 2003-10-24
AIO231 LEE Seogoo RE Providing Automated Trading Services 2003-04-01 2003-08-22
AIR465 BHUWANIA Ashim RE Advising on Securities 2003-04-04 2003-07-17
AIR859 SUNG Bun Wah 宋品曄 RE Dealing in Securities 2005-04-14 2010-10-12
AIR861 NORTON Brian Patrick RE Dealing in Securities 2005-04-14 2005-06-06
AIS603 TEETER Brook Bishop RE Dealing in Securities 2010-10-11 2011-07-01
AIU423 ROLAND Mathilde Suzanne RE Dealing in Securities 2007-05-04 2008-11-13
AIV715 RAS Andrew Abbott RE Dealing in Securities 2013-06-03 2014-03-14
AIZ646 NAQVI Syed Ali Raza RO Advising on Securities 2013-04-10 2013-08-09
AJF328 UPADHYAY Saurabh RE Dealing in Securities 2015-02-06 2018-04-09
AJI837 HON Sau Yee, Kenneth 韓守義 RO Dealing in Securities 2016-06-15
AJI837 HON Sau Yee, Kenneth 韓守義 RE Dealing in Securities 2016-04-15 2016-06-15
AJK798 MANN Chi Sam 文志生 RE Dealing in Securities 2004-02-02 2007-09-14
AJL412 FUNG Yui Hang, Eugene 馮睿恆 RE Dealing in Securities 2008-10-03 2016-04-26
AJO315 NIRMALANANDA Logan Siva RE Dealing in Securities 2007-06-12 2014-02-21
AKI936 CHAN Hon Kei, Brian 陳漢基 RO Advising on Securities 2013-07-23 2019-01-15
AKI936 CHAN Hon Kei, Brian 陳漢基 RO Dealing in Securities 2013-07-23 2019-01-15
AKO808 BEST David Gareth RE Dealing in Securities 2008-12-23 2010-02-19
AKO808 BEST David Gareth RE Dealing in Securities 2006-04-13 2006-08-28
AKO901 MORRIS Lyndon James RE Dealing in Securities 2005-10-07 2014-07-10
AKO901 MORRIS Lyndon James RE Providing Automated Trading Services 2013-09-04 2014-07-10
AKU003 CHING Yi Edmund RE Dealing in Securities 2004-06-10 2006-04-12
AKU003 CHING Yi Edmund RE Advising on Securities 2004-06-10 2006-04-12
AKX539 KOH Alan James RE Dealing in Securities 2007-04-16 2016-05-25
ALA314 YUEN Ka Yat 袁嘉逸 RE Dealing in Securities 2015-06-19 2018-03-30
ALA314 YUEN Ka Yat 袁嘉逸 RE Providing Automated Trading Services 2015-06-19 2015-08-17
ALB224 CLARKE Daniel Patrick RE Dealing in Securities 2005-08-18 2007-03-16
ALC044 SONG Jeong Seop RE Dealing in Securities 2004-08-18 2005-07-22
ALF360 WONG Kim Sing 黃劍星 RE Dealing in Securities 2004-09-07 2008-02-18
ALH860 WANG Yuan 王渊 RE Dealing in Securities 2004-10-04 2007-03-09
ALH877 YI Un Ho RE Dealing in Securities 2005-08-18 2007-03-26
ALK183 CHEN Jeff Hungche 陳弘哲 RE Dealing in Securities 2007-09-17 2008-10-28
ALK219 MACDONALD Matthew Douglas RE Dealing in Securities 2004-11-06 2006-06-21
ALN489 XIA Yang 夏阳 RE Dealing in Securities 2004-12-09 2005-06-21
ALP928 LAU Pui Yee, Jennifer 劉佩儀 RE Dealing in Securities 2005-07-06 2006-04-16
ALQ213 MELLOR Andrew John RE Dealing in Securities 2006-03-22 2017-12-16
ALT764 KIM Hyo-joong RE Dealing in Securities 2007-03-23 2012-01-18
ALT907 MANSFIELD David Thomas RE Dealing in Securities 2011-04-12 2011-06-16
ALU106 TURTLE Simone RE Dealing in Securities 2006-09-01 2009-04-01
ALU107 SESHADRI Krishnan RE Dealing in Securities 2005-03-03 2006-05-15
ALU283 TONG Derek Wai Hon 唐偉瀚 RE Dealing in Securities 2005-03-09 2007-06-20
ALV243 EDGAR Jonathan George RE Dealing in Securities 2005-03-21 2007-06-25
ALW375 MCCORMACK Edward Maurice RE Dealing in Securities 2007-04-04 2009-03-17
ALW648 CHAN Benjamin Yu-ki 曾裕基 RE Dealing in Securities 2008-05-21 2008-10-28
ALY605 KING Steven Michael RE Providing Automated Trading Services 2016-03-01 2017-04-13
ALY605 KING Steven Michael RE Dealing in Securities 2016-03-01 2017-04-13
ALZ462 PADMANABHAN Vasundhara RE Dealing in Securities 2015-12-21 2016-12-01
ALZ472 WHITE Jamie Paul RE Providing Automated Trading Services 2015-01-20 2017-03-16
ALZ472 WHITE Jamie Paul RE Dealing in Securities 2015-01-20 2017-03-16
AMB071 LAM Chit Fai, Ashley 林皙暉 RE Dealing in Securities 2007-04-17
AMC205 KELLY Patrick Cahill RO Dealing in Securities 2017-08-17
AMC205 KELLY Patrick Cahill RO Providing Automated Trading Services 2017-08-17
AMC205 KELLY Patrick Cahill RE Providing Automated Trading Services 2017-07-07 2017-08-17
AMC205 KELLY Patrick Cahill RE Dealing in Securities 2017-07-07 2017-08-17
AME704 NG Kwong Man 吳光民 RE Dealing in Securities 2017-05-29
AME704 NG Kwong Man 吳光民 RE Providing Automated Trading Services 2017-05-29 2019-04-08
AME704 NG Kwong Man 吳光民 RE Dealing in Securities 2008-05-16 2009-03-31
AMF045 SHIU Jeffrey Ma RE Dealing in Securities 2007-08-06 2009-09-29
AMF173 XU Tao 許韜 RE Dealing in Securities 2005-07-08 2005-07-22
AMF277 NG Chun Wai 吳俊威 RO Dealing in Securities 2017-11-15
AMF277 NG Chun Wai 吳俊威 RE Dealing in Securities 2010-11-02 2017-11-15
AMF471 SCOTT John Jason Somerville RE Dealing in Securities 2005-07-13 2010-04-19
AMH579 YUSUP Daniel RE Dealing in Securities 2007-08-29 2016-09-28
AMH579 YUSUP Daniel RE Providing Automated Trading Services 2013-08-22 2015-04-02
AMI328 LONGMAN Alexander Roger RE Dealing in Securities 2005-08-05 2018-02-09
AMI359 MARKOSOV Suren Gueorgui RE Dealing in Securities 2008-06-10 2008-10-28
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Dealing in Securities 2005-08-08 2008-02-18
AMK233 CHUNG Siu Hong, Jimmy 鍾兆康 RE Dealing in Securities 2007-03-13 2008-10-28
AML715 LEE Brian Po Wing 李寶榮 RE Dealing in Securities 2013-01-21 2017-02-20
AMO539 JIANG Laurie Lan RE Dealing in Securities 2006-05-11 2008-04-10
AMR665 OW Shin Yeuan 歐欣遠 RE Providing Automated Trading Services 2015-07-07 2015-09-25
AMR665 OW Shin Yeuan 歐欣遠 RE Dealing in Securities 2015-07-07 2015-09-25
AMU521 SHALABI Hani Youssef RO Dealing in Securities 2012-01-19 2017-05-16
AMU521 SHALABI Hani Youssef RO Providing Automated Trading Services 2013-07-30 2017-05-16
AMU521 SHALABI Hani Youssef RE Dealing in Securities 2010-10-11 2012-01-19
ANB457 LEE Joseph Won RE Providing Automated Trading Services 2018-11-01
ANB457 LEE Joseph Won RE Dealing in Securities 2018-11-01
ANF134 WONG Man Jo, Joseph 黃文藻 RE Dealing in Securities 2006-06-13 2006-11-22
ANF155 BHANA Satyajit Ishwar RE Dealing in Securities 2006-03-23 2008-06-30
ANG455 SEDDON James Edward RE Dealing in Securities 2008-05-21 2018-12-01
ANG455 SEDDON James Edward RE Providing Automated Trading Services 2013-09-04 2018-12-01
ANK077 WRIGHT Richard James RE Dealing in Securities 2013-10-23 2016-09-06
ANM682 GARCIA Cristobal Antonio RE Dealing in Securities 2006-06-09 2008-01-24
ANM956 TSANG Ki Lok Kenneth 曾琪樂 RE Dealing in Securities 2016-12-06
ANM987 CHEAH Sim Ee 謝心懿 RE Dealing in Securities 2013-01-21 2014-11-11
ANQ742 WIEMER Charles Daniel RE Dealing in Securities 2015-08-26 2016-08-12
ANR628 VIRANI Adil RO Dealing in Securities 2017-08-16
ANR628 VIRANI Adil RO Providing Automated Trading Services 2017-08-16
ANR628 VIRANI Adil RE Dealing in Securities 2006-07-25 2017-08-16
ANR628 VIRANI Adil RE Providing Automated Trading Services 2013-08-22 2017-08-16
ANT249 JUKES Marc Samuel RE Dealing in Securities 2007-09-11 2011-06-10
ANU564 LEE Yan Ben, Samuel 李仁本 RE Dealing in Securities 2010-08-27 2012-04-03
ANU724 HADLEY Paul Jason RE Dealing in Securities 2006-08-21 2007-08-03
ANW523 MEEHAN Kevin Andrew RO Dealing in Securities 2012-05-02 2012-07-16
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Securities 2006-09-13 2009-03-31
ANY227 CHEESEMAN Robert Ross RO Dealing in Securities 2018-09-11
ANY227 CHEESEMAN Robert Ross RE Dealing in Securities 2018-06-05 2018-09-11
ANZ783 WALLACE Philip Robert RE Dealing in Securities 2019-01-21
AOB251 YONG Yi Shan 楊憶善 RE Dealing in Securities 2012-07-10 2014-03-05
AOC873 FONG Mun Yee, Belinda 方敏怡 RE Dealing in Securities 2010-10-11
AOC873 FONG Mun Yee, Belinda 方敏怡 RE Providing Automated Trading Services 2013-08-22
AOC932 JAIN Ankur RE Dealing in Securities 2015-01-12 2016-11-16
AOJ928 CAO Carol Yu 曹宇 RE Dealing in Securities 2011-09-22 2013-10-30
AOK850 AU Irene Nga Yu 區雅如 RE Dealing in Securities 2007-01-15 2008-06-30
AOM503 HEIDEN-BLUNT Heide Rose-Maria RE Dealing in Securities 2007-02-05 2008-11-21
AOM736 CAI Feng 蔡峰 RE Dealing in Securities 2014-08-11 2017-07-20
AOQ897 BARRINGTON Heather RE Dealing in Securities 2007-03-06 2008-08-22
AOR112 JIANG Yijun 蔣怡君 RE Dealing in Securities 2007-05-15 2008-12-11
AOS667 GOLDSMITH Robert James RE Dealing in Securities 2007-03-29 2008-05-28
AOT373 BARNETT Maxine Bernice RE Dealing in Securities 2007-04-02 2008-06-06
AOT744 LIN David Ping 林平 RE Dealing in Securities 2007-04-03 2008-12-11
AOT948 KWOK Vincent Tsun Ho 郭俊豪 RE Dealing in Securities 2011-08-01 2017-08-18
AOV062 PARK Abraham Young RE Dealing in Securities 2007-04-26 2011-08-06
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AOX681 LEUNG Hon Fai, Kevin 梁漢輝 RE Dealing in Securities 2007-05-16 2008-02-22
AOX912 HUH Dong Pil 許東弼 RE Dealing in Securities 2007-05-16 2011-09-03
APA143 DHILLON Jagjit Singh RE Dealing in Securities 2007-05-30 2012-06-09
APA553 RIPPETOE Grant Lee RO Dealing in Securities 2007-09-12 2013-07-01
APA553 RIPPETOE Grant Lee RE Dealing in Securities 2007-06-01 2007-09-12
APB406 HEWITT Robert James Alistair RE Dealing in Securities 2007-06-08 2009-08-10
APB677 LAW Oliver Tin-Loong 羅天龍 RE Dealing in Securities 2013-10-23 2018-03-28
APB677 LAW Oliver Tin-Loong 羅天龍 RE Providing Automated Trading Services 2015-01-27 2018-03-28
APC574 GUPTA Shivam RE Dealing in Securities 2011-10-12
APD151 LEE Wai Kin 李偉健 RE Providing Automated Trading Services 2015-03-10 2018-06-16
APD151 LEE Wai Kin 李偉健 RE Dealing in Securities 2015-03-10 2018-06-16
APD532 JAMES Fraser Richard RE Dealing in Securities 2007-06-27 2010-04-19
APF053 LIN Hong Chang 林弘昌 RE Dealing in Securities 2016-03-07 2016-07-19
APF053 LIN Hong Chang 林弘昌 RE Providing Automated Trading Services 2016-03-07 2016-07-19
APF053 LIN Hong Chang 林弘昌 RE Dealing in Securities 2007-07-04 2008-12-11
APF056 ATAMER Murat RE Dealing in Securities 2007-07-04 2014-03-01
APF056 ATAMER Murat RE Providing Automated Trading Services 2013-08-22 2014-03-01
APF360 CHANG Pei-Chen 張培真 RE Dealing in Securities 2007-07-10 2010-11-22
APG365 LOMBARD Jean-Christophe, Roland, Firmin RE Dealing in Securities 2014-04-01 2018-04-09
APG895 WU Zheng 鄔崢 RE Dealing in Securities 2007-07-18 2008-01-24
APH130 RA Yong Chun RE Dealing in Securities 2007-07-23 2011-11-24
APH300 CHEUNG Kat Cheung 張吉祥 RE Dealing in Securities 2015-03-13
APH426 NERUDA Georgia Stephanie Stevens RE Dealing in Securities 2011-12-30 2012-06-22
APJ350 FUNG Jose 馮若詩 RE Dealing in Securities 2007-08-06 2009-08-28
APL279 GHOSH Tvishampati RO Dealing in Securities 2016-10-26 2017-07-18
APL279 GHOSH Tvishampati RE Dealing in Securities 2014-08-04 2016-10-26
APL688 GRIFFIN Timothy John RE Dealing in Securities 2008-04-29 2011-04-20
APM126 LEE Man Kit 李文傑 RE Dealing in Securities 2017-04-24 2017-09-08
APM126 LEE Man Kit 李文傑 RE Providing Automated Trading Services 2017-04-24 2017-09-08
APN837 CHOW Anthony Chi Hang 周智行 RE Dealing in Securities 2007-09-03 2010-10-27
APO652 LAM Wing Kit, Alvin 林永傑 RE Dealing in Securities 2007-09-10 2008-12-11
APO665 LETEISSIER Arnaud Pierre Marie RE Dealing in Securities 2012-07-12 2017-05-18
APP003 WAI Chi Ho, Bob 衛致豪 RE Dealing in Securities 2011-07-08 2015-09-26
APP568 LAU Keith Koon Wai 劉冠緯 RE Providing Automated Trading Services 2014-03-21
APP568 LAU Keith Koon Wai 劉冠緯 RE Dealing in Securities 2014-03-21
APU510 LAU Wing Yiu, Jason 劉永耀 RE Dealing in Securities 2010-05-04 2011-10-13
APZ788 PIDGEON Andrew Geoffrey RE Dealing in Securities 2011-02-28 2017-07-21
AQA678 LEI Baoxi 雷宝溪 RE Dealing in Securities 2012-07-16 2017-11-07
AQA678 LEI Baoxi 雷宝溪 RE Providing Automated Trading Services 2013-09-04 2017-11-07
AQC669 ISSELE Quentin Kevin Guillaume RE Dealing in Securities 2007-12-05 2010-03-05
AQE595 ZHANG Shao Ying 張少英 RE Dealing in Securities 2010-06-30 2012-12-11
AQE690 CHUNG Siu Pang 鍾紹鵬 RE Dealing in Securities 2015-09-08 2016-04-27
AQE988 MA Kwan Mo, Kelvin 馬君武 RE Dealing in Securities 2007-12-27
AQG472 LI Wen Han 李文瀚 RE Dealing in Securities 2008-01-08 2013-10-30
AQH125 MATHUR Rajnish Dayal RO Dealing in Securities 2016-12-08
AQH125 MATHUR Rajnish Dayal RO Providing Automated Trading Services 2016-12-08
AQH125 MATHUR Rajnish Dayal RE Dealing in Securities 2010-09-15 2016-12-08
AQH125 MATHUR Rajnish Dayal RE Providing Automated Trading Services 2013-08-22 2016-12-08
AQH502 GRAY Mark Benjamin William RE Dealing in Securities 2008-01-16 2009-06-05
AQI796 STEPHENS Anthony Jeetendra RE Dealing in Securities 2018-01-29
AQI796 STEPHENS Anthony Jeetendra RE Providing Automated Trading Services 2018-02-08
AQM291 GILBERT Andrew Craig RE Dealing in Securities 2008-02-11 2013-10-30
AQN996 HOWE Christian John RE Advising on Securities 2017-09-25 2018-04-09
AQN996 HOWE Christian John RE Dealing in Securities 2017-09-25 2018-04-09
AQQ342 WALTERS Natalya Julia Rosario M. RE Dealing in Securities 2008-03-07 2011-02-24
AQR385 MORGAN William Mcdonald RE Dealing in Securities 2008-03-17 2011-03-28
AQS758 LUO Xuan 羅烜 RE Dealing in Securities 2008-04-01 2016-04-13
AQU597 KIM Hyung Joon RE Dealing in Securities 2009-08-04 2016-10-28
AQU626 ABBASI Osama Salman RE Dealing in Securities 2013-01-08 2013-07-01
AQU626 ABBASI Osama Salman RO Dealing in Securities 2008-05-19 2013-01-08
AQV537 KOO Dawson 古道信 RE Dealing in Securities 2013-10-23 2016-01-26
AQW179 PATEL Divyesh Dineshchandra RE Dealing in Securities 2016-01-13 2018-07-05
AQW179 PATEL Divyesh Dineshchandra RE Providing Automated Trading Services 2016-01-13 2018-07-05
AQX906 PENG Shuo 彭碩 RE Dealing in Securities 2013-10-23 2018-05-26
AQX906 PENG Shuo 彭碩 RE Providing Automated Trading Services 2017-06-05 2018-05-26
AQZ552 LEE Yuan Chuan 李淵川 RE Dealing in Securities 2008-05-06 2012-06-01
ARB911 HO Yuk Ming, Edmund 何煜明 RE Dealing in Securities 2012-10-22 2013-08-31
ARE473 WANG Jianbo 王堅波 RE Dealing in Securities 2008-06-12 2009-09-01
ARE509 NAVEED Billal RE Dealing in Securities 2011-09-26 2013-10-30
ARG205 LAI Kai Tsun, Johnson 黎啟進 RE Dealing in Securities 2010-06-30
ARI057 KIM Taewon 金泰源 RE Dealing in Securities 2008-07-14 2013-09-16
ARI634 LU Hao Feng 呂豪鋒 RE Dealing in Securities 2013-01-18 2016-08-06
ARI634 LU Hao Feng 呂豪鋒 RE Providing Automated Trading Services 2013-08-22 2016-08-06
ARJ016 LAM Calvin Chi-him 林子謙 RE Providing Automated Trading Services 2018-03-21
ARJ016 LAM Calvin Chi-him 林子謙 RE Dealing in Securities 2018-03-21
ARJ695 VISHWANATHAN Vimal RE Dealing in Securities 2008-07-25 2009-08-21
ARJ704 PITTS James Emilian Thomas RE Dealing in Securities 2008-07-25 2014-11-14
ARM307 HO Alexander Da Yung RE Dealing in Securities 2008-11-28 2012-08-18
ARM308 CHEUNG Hoi Tai, Andy 張海泰 RE Dealing in Securities 2010-08-27
ARM308 CHEUNG Hoi Tai, Andy 張海泰 RE Providing Automated Trading Services 2013-08-22
ARM565 SOH Pey Yen RE Dealing in Securities 2008-08-12 2012-11-28
ARN455 SALTER Neil Anthony RE Dealing in Securities 2015-07-13 2016-08-03
ARN455 SALTER Neil Anthony RE Dealing in Securities 2008-08-20 2011-05-01
ARN512 DING Min 丁敏 RE Dealing in Securities 2014-11-04 2018-04-09
ARO683 SETIAWAN Maria Ansela Jennifer 張穩玉 RE Dealing in Securities 2008-09-03 2008-12-11
ARP463 KHAIMSON Evgeni RE Dealing in Securities 2014-08-04 2016-12-17
ARP463 KHAIMSON Evgeni RE Providing Automated Trading Services 2014-08-04 2016-12-17
ARQ476 BYUN Jung Yeon RE Dealing in Securities 2008-09-24 2008-12-11
ARQ494 PINSET Victor Balthazar RE Dealing in Securities 2008-09-22 2016-09-03
ARQ649 WONG Tsz Ho 王子豪 RE Dealing in Securities 2012-12-12 2014-10-04
ARR073 CHOU Cindy W RE Dealing in Securities 2008-09-25 2008-12-11
ARV067 YOSHIZUMI Robert Kei RE Dealing in Securities 2008-11-03
ARV067 YOSHIZUMI Robert Kei RE Providing Automated Trading Services 2013-08-22
ARW504 FAVRE Emilie, Valerie, Nicole RE Dealing in Securities 2014-09-22 2017-09-04
ASD028 PATOIS Jean-Baptiste, Francois, Damien, Henri RE Dealing in Securities 2012-11-26 2018-04-09
ASD189 GEORGIEVA Anna Nedyalkova RE Dealing in Securities 2008-12-09 2010-01-25
ASF604 LI Haoyi 李豪翼 RE Providing Automated Trading Services 2014-05-30 2014-10-23
ASF604 LI Haoyi 李豪翼 RE Dealing in Securities 2014-05-30 2014-10-23
ASH865 SMITH Ian Micheal Corfield RE Dealing in Securities 2009-01-20 2010-03-31
ASN918 PAL Abhishek RE Dealing in Securities 2018-02-23
ASS294 THIRIET Olivier Louis Lucien RO Dealing in Securities 2010-10-19 2013-03-23
ASW674 MILLS Robert George RO Providing Automated Trading Services 2018-02-26
ASW674 MILLS Robert George RO Dealing in Securities 2018-02-26
ASW674 MILLS Robert George RE Dealing in Securities 2011-07-19 2018-02-26
ASW674 MILLS Robert George RE Providing Automated Trading Services 2013-08-22 2018-02-26
ASX231 NG William Travis RE Dealing in Securities 2013-10-23 2014-04-26
ASX750 JENKINS Jonathan James Broderick RE Dealing in Securities 2009-05-12 2013-10-30
ATD879 MAO Wei 毛威 RE Dealing in Securities 2013-07-18 2018-04-09
ATE957 COOMBS Jonathan Lee 顧植德 RE Providing Automated Trading Services 2014-06-11
ATE957 COOMBS Jonathan Lee 顧植德 RE Dealing in Securities 2014-06-11
ATF066 HAMARD Eric, Jean-Claude, Lucien RE Dealing in Securities 2014-08-05 2018-08-01
ATH874 BENHMADE El Mehdi RE Dealing in Securities 2011-10-12 2014-04-29
ATI393 SHEN Peng 沈鵬 RE Dealing in Securities 2014-08-04 2017-03-16
ATM619 HINTERHAEUSER Marina RE Dealing in Securities 2014-08-19 2018-04-11
ATQ757 LI Zengyi 李增奕 RE Dealing in Securities 2009-09-01 2012-12-13
ATQ890 WU Shanshan 伍珊珊 RE Dealing in Securities 2016-12-19
ATQ890 WU Shanshan 伍珊珊 RE Providing Automated Trading Services 2016-12-19
ATS187 DONG Liang RE Dealing in Securities 2009-09-14 2010-10-26
ATV809 SUN Yiqian 孫逸潜 RE Dealing in Securities 2011-10-28 2013-05-25
ATX626 BLENKIRON Marc RE Dealing in Securities 2010-11-02 2011-03-02
AUG654 LAUNAY Thomas RE Dealing in Securities 2015-05-26
AUN320 HENTZ Jean-Samuel, Etienne RE Dealing in Securities 2010-01-19 2014-11-14
AUP815 DOYLE Matthias William RE Dealing in Securities 2010-06-30 2015-08-01
AUP815 DOYLE Matthias William RE Providing Automated Trading Services 2013-09-04 2015-08-01
AUR863 HUNG Wesley Yi Kuo 洪以國 RE Dealing in Securities 2010-08-27 2013-04-16
AUT093 HARVEY Neil Anthony Shaun RO Dealing in Securities 2013-08-07 2018-01-01
AUT093 HARVEY Neil Anthony Shaun RO Advising on Securities 2013-08-07 2018-01-01
AUT132 LEE Donald Sang RO Dealing in Securities 2011-07-11 2017-04-01
AUT132 LEE Donald Sang RO Providing Automated Trading Services 2013-07-30 2017-04-01
AUT132 LEE Donald Sang RE Dealing in Securities 2010-08-27 2011-07-11
AUW834 KEE Chen Hou RO Dealing in Securities 2014-12-18 2016-10-31
AVI570 LILLEY Jonathan Gareth RE Dealing in Securities 2010-08-27 2012-07-19
AVJ477 YEE Kar Seng 余嘉誠 RE Dealing in Securities 2016-10-28 2017-12-23
AVL300 MEZRANI Wissam RE Dealing in Securities 2014-06-10 2018-04-09
AVL498 CHEN Lijuan 陳利娟 RE Dealing in Securities 2010-10-11 2011-05-06
AVR719 KIM Eleanor Jungmun 金精炆 RE Dealing in Securities 2012-07-03 2016-07-26
AVR719 KIM Eleanor Jungmun 金精炆 RE Providing Automated Trading Services 2013-08-22 2016-07-26
AVZ288 ILDERTON Howard Graydon Rodney RE Dealing in Securities 2016-12-22
AWP716 HOSHI Naoki RE Dealing in Securities 2019-01-14 2019-02-01
AWP716 HOSHI Naoki RE Dealing in Securities 2018-11-15 2018-12-31
AWQ423 LEE Kun Ho RE Dealing in Securities 2011-01-18 2018-04-09
AWU195 ZHANG Rui 張睿 RE Dealing in Securities 2015-05-13
AWY276 LIM Nicolas Sambath RE Dealing in Securities 2015-11-16 2017-07-19
AWZ383 LI Alexander William 李力山 RE Dealing in Securities 2012-02-16
AWZ817 ZHU Fu 朱复 RE Dealing in Securities 2011-03-21 2011-09-21
AWZ925 ULMER Julian Jerome RE Dealing in Securities 2011-08-01 2012-05-03
AWZ976 TANTI Alexander John RE Dealing in Securities 2013-06-05 2013-11-07
AXA021 WANG Fang 王放 RE Dealing in Securities 2011-03-22 2014-04-05
AXA362 CHOY Long Yin 蔡朗然 RE Dealing in Securities 2016-10-12 2017-04-01
AXC275 CHIU Wei Long, Antony 焦偉龍 RE Providing Automated Trading Services 2013-11-11 2016-11-08
AXC275 CHIU Wei Long, Antony 焦偉龍 RE Dealing in Securities 2013-11-11 2016-11-08
AXC617 KARIA Karan RE Dealing in Securities 2012-07-24 2015-03-04
AXC617 KARIA Karan RE Providing Automated Trading Services 2013-08-22 2015-03-04
AXC643 LIN Kuo-Hao 林國皓 RE Dealing in Securities 2011-10-03
AXC644 ZHU Su 朱溯 RE Dealing in Securities 2011-04-06 2011-06-23
AXE002 TAKATSUKA Ko 高塚康生 RE Dealing in Securities 2011-07-21 2013-10-30
AXF596 VOLKEL Bernd RE Dealing in Securities 2011-05-04 2012-06-16
AXF918 SHENK Scott Martin RE Dealing in Securities 2011-05-04
AXG373 WITZENFELD Michael Craig RE Providing Automated Trading Services 2015-01-27 2018-02-15
AXG373 WITZENFELD Michael Craig RE Dealing in Securities 2018-02-06 2018-02-15
AXG373 WITZENFELD Michael Craig RO Dealing in Securities 2017-06-30 2018-02-06
AXG373 WITZENFELD Michael Craig RE Dealing in Securities 2013-10-23 2017-06-30
AXG767 CHUNG Wilson James Ka Lun 鍾家綸 RE Dealing in Securities 2016-07-15
AXH338 SCHLABBERS Manuel RE Dealing in Securities 2011-05-17 2013-04-18
AXO842 GUPTA Manas RE Dealing in Securities 2011-07-07 2012-11-16
AXQ334 BANFIELD Matthew James RE Dealing in Securities 2011-07-14 2018-07-20
AXQ334 BANFIELD Matthew James RE Providing Automated Trading Services 2013-09-04 2018-07-20
AXV383 HARRELL Jonte Kenyon RE Dealing in Securities 2013-10-23 2015-06-19
AXW922 CHIU Tiffany Yu-man 趙汝玟 RE Dealing in Securities 2011-08-18
AXW922 CHIU Tiffany Yu-man 趙汝玟 RE Providing Automated Trading Services 2013-08-22
AXY017 YOON Seok Hyun 尹皙鉉 RE Dealing in Securities 2011-08-24 2012-09-17
AXY018 TSENG Warren RE Dealing in Securities 2013-07-19 2014-05-10
AXY018 TSENG Warren RE Providing Automated Trading Services 2013-09-04 2014-05-10
AXY018 TSENG Warren RE Dealing in Securities 2011-08-24 2012-05-29
AYA541 BYUN Hyungsoo 邊亨洙 RE Dealing in Securities 2011-10-12 2012-08-24
AYA667 LI Mosi 李沫思 RE Dealing in Securities 2013-07-10 2013-10-31
AYD197 LEWIS Jared RE Dealing in Securities 2013-10-23 2014-06-28
AYE241 RICE Todd William RE Dealing in Securities 2011-11-24 2013-04-18
AYF071 BAI Louisa RE Dealing in Securities 2014-01-29 2016-06-24
AYF071 BAI Louisa RE Providing Automated Trading Services 2015-01-27 2016-06-24
AYF758 ZHU Yunyue 朱云岳 RE Dealing in Securities 2011-10-12 2012-08-17
AYJ571 BUDHRANI Sanjay RE Dealing in Securities 2013-05-24 2014-04-29
AYL134 KERNEIS Antoine Marie Erwan RE Dealing in Securities 2014-11-18 2016-10-28
AYM449 LIANG Minchen 梁旻辰 RE Dealing in Securities 2011-11-21 2012-12-13
AYO959 SEETO Dereke Charles Wing On RE Dealing in Securities 2015-08-10 2016-08-25
AYO959 SEETO Dereke Charles Wing On RO Dealing in Securities 2012-10-24 2015-08-10
AYT705 CUBBON Nicholas William 郭健勤 RE Dealing in Securities 2015-02-13 2017-07-21
AYV913 WHIPKEY Sean Patrick RE Dealing in Securities 2014-06-06 2016-03-19
AYV913 WHIPKEY Sean Patrick RE Providing Automated Trading Services 2015-01-27 2016-03-19
AZB028 CHIA James Ming Yao 謝名耀 RE Dealing in Securities 2012-02-22 2012-07-04
AZD602 KAPUR Ashish RE Dealing in Securities 2012-03-14 2012-09-28
AZF359 KENDALL Jason Lee RE Dealing in Securities 2012-03-22 2014-08-07
AZG895 WONG Siu Kin Vincent 黃少鍵 RE Dealing in Securities 2012-04-12
AZJ786 PARK Junyoep 朴俊燁 RE Dealing in Securities 2012-05-02 2016-10-31
AZR002 LAU Yan Ho, Adrian 劉恩豪 RE Dealing in Securities 2015-11-19
BAC199 MOMOZAKI Takahiro RE Dealing in Securities 2014-09-10 2016-02-01
BAC321 CAO Chunan RE Dealing in Securities 2012-08-28 2013-07-24
BAD284 YIU Sze Yu 姚思瑜 RE Dealing in Securities 2012-08-29 2013-07-15
BAD884 KIELY Lucas Alexander RE Dealing in Securities 2013-01-21 2016-09-02
BAE415 RAE JR James Marshall RE Dealing in Securities 2012-09-12 2013-07-13
BAE421 VAN BEEK Peter Harris RE Dealing in Securities 2012-09-12 2018-08-28
BAE421 VAN BEEK Peter Harris RE Providing Automated Trading Services 2013-08-22 2018-08-28
BAG221 SHEK Wan Sang Andy 石縕勝 RE Dealing in Securities 2012-10-03 2015-02-11
BAH589 BEHARIE Sacha Alexander RE Dealing in Securities 2012-10-11
BAH589 BEHARIE Sacha Alexander RE Providing Automated Trading Services 2013-08-22
BBB057 BAKER Matthew Thomas RE Dealing in Securities 2013-04-24 2018-09-22
BBE047 AMBRIN RE Dealing in Securities 2013-10-10 2014-07-26
BBI023 LEBRUN JAMIE RE Dealing in Securities 2016-11-25 2016-12-01
BBI023 LEBRUN JAMIE RE Dealing in Securities 2016-02-26 2016-03-04
BBI023 LEBRUN JAMIE RE Dealing in Securities 2015-09-16 2015-10-02
BBK826 SHARDLOW Alexanda Alan Nathan RE Dealing in Securities 2015-10-30 2017-11-07
BBS462 RUTSKOV Anton RE Dealing in Securities 2013-08-13 2016-07-09
BBS602 YEA Hong Gyu RE Dealing in Securities 2014-11-20 2018-08-01
BBS835 BRUCE Andrew Ronald RE Dealing in Securities 2013-08-16 2018-06-07
BBS835 BRUCE Andrew Ronald RE Providing Automated Trading Services 2013-08-16 2018-06-07
BBS842 LALA Amit Anil RE Dealing in Securities 2013-08-16 2016-03-19
BBS898 FONG Wai Chu 方慧珠 RE Dealing in Securities 2013-08-19
BBT481 PRUD'HOMME Quentin Gregoire Jean-marie RE Dealing in Securities 2013-08-22 2018-04-09
BBT521 BROADFIELD David John RE Dealing in Securities 2013-08-23 2014-04-05
BBT521 BROADFIELD David John RE Providing Automated Trading Services 2013-08-23 2014-04-05
BBU298 BATRA Nitin RE Providing Automated Trading Services 2013-09-09 2019-03-16
BBU298 BATRA Nitin RE Dealing in Securities 2013-09-09 2019-03-16
BBX825 MURTAGH Christopher Gerard RE Dealing in Securities 2013-09-25 2015-01-10
BBY731 LI Kit Wing 李杰榮 RE Dealing in Securities 2013-10-03 2015-03-14
BBY825 SEHGAL Vaibhav RE Dealing in Securities 2019-02-12
BBY825 SEHGAL Vaibhav RE Providing Automated Trading Services 2019-02-21
BCA351 LIU Zheyuan 劉哲源 RE Dealing in Securities 2013-10-17 2016-11-01
BCD194 XU Tianyi 胥天一 RE Providing Automated Trading Services 2014-11-26
BCD194 XU Tianyi 胥天一 RE Dealing in Securities 2014-11-26
BCY478 BORIN Matthew John RE Dealing in Securities 2014-02-21 2014-03-07
BCY680 ARENS Joseph Todd RE Dealing in Securities 2014-03-07 2014-03-14
BCY708 ZHENG Long 鄭瓏 RE Dealing in Securities 2014-02-20 2018-11-16
BDC766 CARTWRIGHT Edward Ian RE Dealing in Securities 2018-03-13
BDC766 CARTWRIGHT Edward Ian RE Dealing in Securities 2014-04-10 2014-04-26
BDF558 MURALIKRISHNAN AKHIL RE Dealing in Securities 2014-11-20
BDH261 BOWEN Mark David RE Dealing in Securities 2014-04-14 2017-04-26
BDH521 GILBERT Alexandre RE Dealing in Securities 2014-04-15
BDH521 GILBERT Alexandre RE Providing Automated Trading Services 2014-04-15
BDH522 LIN Ruoxuan 林若萱 RE Dealing in Securities 2014-11-20 2016-12-07
BDH966 BULL Adam Terumi Taniyama RE Dealing in Securities 2014-07-04
BDH966 BULL Adam Terumi Taniyama RE Dealing in Securities 2014-05-22 2014-06-06
BDI528 PIPALIYA Viral Pranjivan RE Dealing in Securities 2015-01-16 2017-04-19
BDJ742 WORBY Julie Elizabeth RE Dealing in Securities 2014-05-08 2016-07-08
BDM901 TAM Cheuk Yiu, Charmaine 譚卓瑤 RE Dealing in Securities 2017-08-22
BDM901 TAM Cheuk Yiu, Charmaine 譚卓瑤 RE Providing Automated Trading Services 2017-08-22
BDN338 KIM Young Hyun RE Dealing in Securities 2014-06-04 2015-09-12
BDX762 LI Hang 李航 RE Dealing in Securities 2014-08-04 2018-04-09
BDY696 SIM Jeong Soo RE Dealing in Securities 2014-08-11 2016-11-22
BEB407 MAHESHWARI Saurabh RE Dealing in Securities 2014-08-26
BEB407 MAHESHWARI Saurabh RE Providing Automated Trading Services 2014-08-26
BEB582 CHAN Tik Wai 陳迪偉 RE Providing Automated Trading Services 2014-08-27
BEB582 CHAN Tik Wai 陳迪偉 RE Dealing in Securities 2014-08-27
BEB738 HAYES Christopher John RE Dealing in Securities 2018-07-26 2018-08-10
BEB738 HAYES Christopher John RE Dealing in Securities 2017-10-23 2018-01-22
BEC401 KIM Dong Chan RE Providing Automated Trading Services 2014-09-01
BEC401 KIM Dong Chan RE Dealing in Securities 2014-09-01
BEC483 SANDERSON Edward John RE Dealing in Securities 2014-09-03 2017-07-18
BEC483 SANDERSON Edward John RE Providing Automated Trading Services 2016-08-31 2017-07-18
BEM932 BLOXHAM Thomas Charles RE Dealing in Securities 2014-11-21
BEU007 PAI Nicolas Vinayak RE Dealing in Securities 2015-01-12 2016-09-28
BEZ488 BETARI Jedd RE Dealing in Securities 2015-02-17 2016-03-12
BFA611 MOYROUD Mathieu Benjamin RE Dealing in Securities 2015-03-12 2016-09-26
BFB239 CHONG Cheung Chun 莊翔俊 RE Dealing in Securities 2015-03-11
BFC995 AGARWAL Aakash RE Dealing in Securities 2015-03-23 2016-10-25
BFJ303 CHONG Jia Cheng 鍾佳成 RE Dealing in Securities 2015-05-04 2017-01-12
BFJ721 EDWARDS Samuel Anthony RE Dealing in Securities 2015-05-07
BFJ728 AU Cherie Tsui Yee 區翠兒 RE Providing Automated Trading Services 2016-01-28
BFJ728 AU Cherie Tsui Yee 區翠兒 RE Dealing in Securities 2016-01-28
BFK967 MA Taoran 馬陶然 RE Dealing in Securities 2015-05-18 2017-10-28
BFM743 BAGRIA Harjinder Singh RE Providing Automated Trading Services 2018-11-21
BFM743 BAGRIA Harjinder Singh RE Dealing in Securities 2018-11-21
BFW348 WELLS Alan Frank RE Providing Automated Trading Services 2017-12-05
BFW348 WELLS Alan Frank RE Dealing in Securities 2017-12-05
BFY671 INCI Ufuk Dany RE Dealing in Securities 2015-08-10 2018-07-17
BFY671 INCI Ufuk Dany RE Providing Automated Trading Services 2015-08-10 2018-07-17
BGA679 ZHAO Yue 趙越 RE Dealing in Securities 2015-08-20 2016-10-31
BGD645 BARCLAY Samuel Anthony Lun RE Dealing in Securities 2015-09-07 2017-05-05
BGD645 BARCLAY Samuel Anthony Lun RE Providing Automated Trading Services 2015-09-07 2017-05-05
BGD658 YAN Yiran 嚴一然 RE Providing Automated Trading Services 2015-09-07 2016-12-01
BGD658 YAN Yiran 嚴一然 RE Dealing in Securities 2015-09-07 2016-12-01
BGD827 MOHAMED HYFFNY Elly Nurhannah Binti RE Dealing in Securities 2015-10-30 2018-07-17
BGE580 DUDIA Ashwin RE Dealing in Securities 2015-09-16 2015-10-02
BGP380 NACHAR Christelle RE Dealing in Securities 2018-02-05
BGT864 MARRIOTT Henry Robert Philip RE Dealing in Securities 2016-01-04
BGT864 MARRIOTT Henry Robert Philip RE Providing Automated Trading Services 2016-01-04
BGZ111 HAYES Patrick Liam RE Dealing in Securities 2016-03-14 2018-03-17
BHC278 SONG Yebo 宋晔波 RE Dealing in Securities 2018-08-28 2018-09-29
BHC278 SONG Yebo 宋晔波 RE Providing Automated Trading Services 2018-08-28 2018-09-29
BHC278 SONG Yebo 宋晔波 RE Providing Automated Trading Services 2016-03-07 2016-07-19
BHC278 SONG Yebo 宋晔波 RE Dealing in Securities 2016-03-07 2016-07-19
BHG874 SHAO Yuan 邵原 RE Dealing in Securities 2016-04-12 2017-04-26
BHJ582 AUGARDE Thomas William RE Dealing in Securities 2016-04-26
BHJ582 AUGARDE Thomas William RE Providing Automated Trading Services 2017-06-05
BHX157 ABEL Gary Robert RE Providing Automated Trading Services 2016-07-29 2018-06-02

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