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Hong Kong SFC licensed institution ABS015
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution ABS015 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AWJ805 CHAN Wai Sing 陳偉星 RE Dealing in Securities 2019-08-13
BOR976 WANG Po I 王勃翊 RE Dealing in Securities 2019-08-13
AWJ805 CHAN Wai Sing 陳偉星 RE Dealing in Futures Contracts 2019-08-13
ASD142 HSU Chun-Yuan 許春元 RO Dealing in Securities 2019-08-07
ASD142 HSU Chun-Yuan 許春元 RO Asset Management 2019-08-07
ASD142 HSU Chun-Yuan 許春元 RO Advising on Securities 2019-08-07
BJX874 LEUNG Lai Ling 梁麗玲 RE Dealing in Securities 2019-07-29
BJX874 LEUNG Lai Ling 梁麗玲 RE Advising on Securities 2019-07-29
BJX874 LEUNG Lai Ling 梁麗玲 RE Asset Management 2019-07-29
BMC017 TSANG Tak Ki 曾德麒 RE Dealing in Futures Contracts 2019-07-25
BMC017 TSANG Tak Ki 曾德麒 RE Dealing in Securities 2019-07-25
BKP484 CHEUNG Chun Yin 張俊彥 RE Dealing in Futures Contracts 2019-07-24
BLV881 YOUK Su Jeong 陸受正 RE Dealing in Securities 2019-07-23
BLV881 YOUK Su Jeong 陸受正 RE Advising on Securities 2019-07-23
AIU268 LEE Man Yi, Jessica 李敏兒 RE Asset Management 2019-07-16
AVW215 YEUNG Kwun Po 楊觀寶 RE Asset Management 2019-07-15
BNV803 CHIU Sui Ling 趙瑞玲 RE Advising on Securities 2019-07-11
BFT903 TSANG Hin Fai 曾顯煇 RE Dealing in Securities 2019-07-09
BOM844 HUANG Po Jui 黃柏睿 RE Dealing in Securities 2019-07-02
BOM844 HUANG Po Jui 黃柏睿 RE Advising on Securities 2019-07-02
AHK485 HUANG Yung-Chao 黃勇超 RE Dealing in Securities 2019-06-27
BKP273 CHEN Yu Shiuan 陳昱瑄 RE Advising on Securities 2019-05-22
BBF237 FONG Hing 方興 RE Advising on Securities 2019-05-14
BKP484 CHEUNG Chun Yin 張俊彥 RE Dealing in Securities 2019-05-09
BHY493 HUANG Chin 黃槿 RE Advising on Securities 2019-05-06
ASD142 HSU Chun-Yuan 許春元 RE Advising on Futures Contracts 2019-04-15
ASD142 HSU Chun-Yuan 許春元 RE Dealing in Futures Contracts 2019-04-15
BOG203 NAM Chun Ho 藍俊浩 RE Dealing in Securities 2019-03-28
BOG203 NAM Chun Ho 藍俊浩 RE Dealing in Futures Contracts 2019-03-28
BHT080 LEE Huang Hsun 李黃勳 RE Advising on Securities 2019-03-25
BFN094 LIN Xiayuan 林夏苑 RE Advising on Securities 2019-03-18
BFN094 LIN Xiayuan 林夏苑 RE Dealing in Securities 2019-03-18
BCF239 CHAN King Yeung 陳景揚 RE Advising on Securities 2019-02-22
APK336 CHANG Huey-Miie RE Dealing in Futures Contracts 2019-02-19
APK336 CHANG Huey-Miie RE Dealing in Securities 2019-02-19
APK336 CHANG Huey-Miie RE Advising on Securities 2019-02-19
APK336 CHANG Huey-Miie RE Advising on Futures Contracts 2019-02-19
BOC316 KE Rongxi 柯荣喜 RE Advising on Securities 2019-02-11
BOC316 KE Rongxi 柯荣喜 RE Dealing in Securities 2019-02-11
BOA050 POON Ting 潘婷 RE Dealing in Securities 2019-01-09
BCF239 CHAN King Yeung 陳景揚 RE Asset Management 2018-12-17
APB419 SU Chu-Ping 蘇純平 RE Dealing in Futures Contracts 2018-12-17
APB419 SU Chu-Ping 蘇純平 RE Advising on Futures Contracts 2018-12-17
APB419 SU Chu-Ping 蘇純平 RE Advising on Securities 2018-12-17
BNX137 WONG Chun Hin 黃俊軒 RE Dealing in Securities 2018-12-07
BNX137 WONG Chun Hin 黃俊軒 RE Dealing in Futures Contracts 2018-12-07
BNV803 CHIU Sui Ling 趙瑞玲 RE Dealing in Securities 2018-11-28
BNV803 CHIU Sui Ling 趙瑞玲 RE Asset Management 2018-11-28
APB419 SU Chu-Ping 蘇純平 RE Dealing in Securities 2018-11-23
ADR672 LACEY Robert William Patrick RE Advising on Securities 2018-11-01
ADR672 LACEY Robert William Patrick RE Dealing in Securities 2018-11-01
BNP708 LEE Yao-Jung 李曜容 RE Dealing in Securities 2018-10-31
BGY606 TSE Ling Pong 謝令邦 RE Dealing in Securities 2018-10-30
ALB384 WANG Yun-Ping 王允平 RE Advising on Securities 2018-10-11
BNP707 LEE Chia-Hao 李家豪 RE Dealing in Futures Contracts 2018-10-10
BNP707 LEE Chia-Hao 李家豪 RE Advising on Securities 2018-10-10
BNP707 LEE Chia-Hao 李家豪 RE Dealing in Securities 2018-10-10
ALB384 WANG Yun-Ping 王允平 RE Dealing in Securities 2018-09-20
BIS899 CHEN Yi Jung 陳怡蓉 RO Asset Management 2018-08-30
BNL500 ZHANG Jie 張杰 RE Advising on Securities 2018-08-28
BNL500 ZHANG Jie 張杰 RE Dealing in Securities 2018-08-28
BNJ567 DING Jiechao 丁劼超 RE Asset Management 2018-08-21
BNJ567 DING Jiechao 丁劼超 RE Dealing in Securities 2018-08-21
APB423 LUNG Shu-Hua 龍淑華 RE Dealing in Securities 2018-08-20
APB423 LUNG Shu-Hua 龍淑華 RE Dealing in Futures Contracts 2018-08-20
BNJ561 LI Xuetong 李雪桐 RE Dealing in Securities 2018-08-20
APB423 LUNG Shu-Hua 龍淑華 RE Advising on Securities 2018-08-20
BNI021 HUNG Ka Hei 洪嘉希 RE Advising on Securities 2018-08-06
BNI021 HUNG Ka Hei 洪嘉希 RE Dealing in Securities 2018-08-06
BFX052 YANG Yi Ting 楊逸庭 RO Dealing in Futures Contracts 2018-07-25
BNE452 NING Szu Wei 甯思維 RE Dealing in Securities 2018-07-12
BNE452 NING Szu Wei 甯思維 RE Advising on Corporate Finance 2018-07-12
APB427 HOU Ting-Hsuan 侯亭亘 RE Dealing in Futures Contracts 2018-07-10
BCF651 CHIU Yen Lan 邱燕蘭 RE Advising on Securities 2018-07-10
APC272 WU Wan-Chi 吳婉琪 RE Dealing in Futures Contracts 2018-07-05
APC272 WU Wan-Chi 吳婉琪 RE Dealing in Securities 2018-07-05
APC272 WU Wan-Chi 吳婉琪 RE Advising on Securities 2018-07-05
BNC404 GAN Tian 甘甜 RE Dealing in Securities 2018-06-26
BNC404 GAN Tian 甘甜 RE Dealing in Futures Contracts 2018-06-26
AVW003 CHEN Kun-Yang 陳坤陽 RO Dealing in Securities 2018-06-04
AXX426 LI Ching Cheung 李正璋 RE Dealing in Securities 2018-05-28
AXX426 LI Ching Cheung 李正璋 RE Dealing in Futures Contracts 2018-05-28
APB221 CHIU Mei-Chu 邱美珠 RE Dealing in Securities 2018-05-21
ASH902 HSU Hsiu Ling 許秀玲 RE Dealing in Securities 2018-05-21
BFA287 XIAO Xiaoyu 肖霄雨 RE Dealing in Securities 2018-05-21
ASH902 HSU Hsiu Ling 許秀玲 RE Advising on Securities 2018-05-21
APB221 CHIU Mei-Chu 邱美珠 RE Advising on Securities 2018-05-21
BEM056 WU Yi Ju 吳宜儒 RE Advising on Securities 2018-05-14
APB427 HOU Ting-Hsuan 侯亭亘 RE Dealing in Securities 2018-05-02
BFW828 YAU Kai Yu 丘佳瑜 RE Dealing in Futures Contracts 2018-05-02
BBF237 FONG Hing 方興 RE Dealing in Securities 2018-05-02
APB427 HOU Ting-Hsuan 侯亭亘 RE Advising on Securities 2018-05-02
ASD810 CHANG Sung-Liang 張頌良 RE Advising on Securities 2018-05-02
BHD770 WONG Wai Wan 王慧雲 RE Advising on Securities 2018-04-26
BHD770 WONG Wai Wan 王慧雲 RE Advising on Corporate Finance 2018-04-26
ASD810 CHANG Sung-Liang 張頌良 RE Dealing in Securities 2018-04-26
APR386 LEE Yi-Ching 李宜靜 RE Advising on Securities 2018-04-25
AQN542 HUANG Ting-Yu 黃亭瑜 RO Dealing in Futures Contracts 2018-03-22
AQN542 HUANG Ting-Yu 黃亭瑜 RO Dealing in Securities 2018-03-22
APR386 LEE Yi-Ching 李宜靜 RE Dealing in Securities 2018-03-21
BHD770 WONG Wai Wan 王慧雲 RE Dealing in Securities 2018-03-21
BCF239 CHAN King Yeung 陳景揚 RE Dealing in Securities 2018-02-21
BHC021 WONG Wa Fai 黃華輝 RE Dealing in Futures Contracts 2018-02-02
BDV840 XIAN Ming 鮮明 RE Dealing in Securities 2018-01-31
AJG566 LAM Wing Yiu 林永耀 RE Dealing in Securities 2017-12-28
ALJ946 CHEN Miao-Ju 陳妙如 RO Advising on Corporate Finance 2017-12-27
BLR308 YUEN Ka Yan 袁嘉欣 RE Dealing in Securities 2017-12-22
BKP540 MA Yung-Jie 馬詠潔 RE Dealing in Futures Contracts 2017-12-22
BKP540 MA Yung-Jie 馬詠潔 RE Advising on Futures Contracts 2017-12-22
ALR717 HSU Fei-Wen 徐斐雯 RE Dealing in Securities 2017-12-01
BLM891 PAN Lichia 潘莉家 RE Dealing in Futures Contracts 2017-11-15
BLM891 PAN Lichia 潘莉家 RE Advising on Securities 2017-11-15
BLM891 PAN Lichia 潘莉家 RE Advising on Futures Contracts 2017-11-15
BLM891 PAN Lichia 潘莉家 RE Dealing in Securities 2017-11-15
BEQ564 HUANG Tingting 黃婷婷 RE Dealing in Futures Contracts 2017-10-13
BHB677 LEI Hsi Wei 雷希偉 RO Advising on Corporate Finance 2017-10-11
BHB677 LEI Hsi Wei 雷希偉 RO Dealing in Securities 2017-10-11
BLB449 O Wai Mun 柯惠汶 RE Dealing in Securities 2017-09-26
BAF087 TAM Wing Kin 譚永健 RE Dealing in Securities 2017-09-19
BAF087 TAM Wing Kin 譚永健 RE Advising on Securities 2017-09-19
BEQ564 HUANG Tingting 黃婷婷 RE Dealing in Securities 2017-09-13
BEQ564 HUANG Tingting 黃婷婷 RE Advising on Securities 2017-09-13
ATR461 LAI Ka Wah 黎嘉華 RE Dealing in Futures Contracts 2017-09-04
ATR461 LAI Ka Wah 黎嘉華 RE Advising on Securities 2017-09-04
ATR461 LAI Ka Wah 黎嘉華 RE Dealing in Securities 2017-09-04
BKP540 MA Yung-Jie 馬詠潔 RE Advising on Securities 2017-08-24
BKP273 CHEN Yu Shiuan 陳昱瑄 RE Asset Management 2017-08-24
BKP273 CHEN Yu Shiuan 陳昱瑄 RE Dealing in Securities 2017-08-24
BKP540 MA Yung-Jie 馬詠潔 RE Dealing in Securities 2017-08-24
AOV395 YANG Wu-Kuang 楊武光 RO Dealing in Securities 2017-08-22
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Futures Contracts 2017-06-13
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Securities 2017-06-13
BCK950 CHEN Yi-hsuan 陳怡瑄 RE Asset Management 2017-05-26
AVW003 CHEN Kun-Yang 陳坤陽 RE Advising on Corporate Finance 2017-05-22
APB416 LEE Chia-Hua 李嘉華 RE Dealing in Securities 2017-05-22
APB414 LAI I-Ting 賴奕婷 RE Dealing in Futures Contracts 2017-04-28
BJJ513 TAI Chien Hung 戴劍虹 RE Advising on Futures Contracts 2017-04-19
BJJ513 TAI Chien Hung 戴劍虹 RE Advising on Securities 2017-04-19
BJJ513 TAI Chien Hung 戴劍虹 RE Dealing in Securities 2017-04-19
BJJ513 TAI Chien Hung 戴劍虹 RE Dealing in Futures Contracts 2017-04-19
AYJ279 LAI Tsun Kit 賴俊傑 RE Dealing in Futures Contracts 2017-04-18
APB414 LAI I-Ting 賴奕婷 RE Dealing in Securities 2017-03-23
BJC705 CHENG Man Yi 鄭文怡 RE Advising on Securities 2017-03-22
BJC705 CHENG Man Yi 鄭文怡 RE Dealing in Securities 2017-03-22
BJG465 TSAI Wan Chun 蔡宛君 RE Advising on Securities 2017-03-16
BJG465 TSAI Wan Chun 蔡宛君 RE Dealing in Securities 2017-03-16
BJG465 TSAI Wan Chun 蔡宛君 RE Dealing in Futures Contracts 2017-03-16
BJG465 TSAI Wan Chun 蔡宛君 RE Advising on Futures Contracts 2017-03-16
AYJ279 LAI Tsun Kit 賴俊傑 RE Dealing in Securities 2017-03-07
BHO409 FUNG Ka Yan 馮家欣 RE Dealing in Securities 2017-03-02
BIZ047 YANG Yi Sin 楊依心 RE Dealing in Securities 2017-02-01
BIZ047 YANG Yi Sin 楊依心 RE Dealing in Futures Contracts 2017-02-01
BGY428 LIN Shan-Chih 林上智 RE Asset Management 2017-01-23
BHM953 FONG Hi Man 方喜雯 RE Dealing in Futures Contracts 2017-01-20
BIW501 TSANG Yin Ping 曾燕萍 RE Dealing in Securities 2017-01-09
AUQ942 WAN Hung Ha 尹紅霞 RO Dealing in Securities 2016-12-22
ANX197 CHEN Ping-Yu 陳品妤 RO Advising on Securities 2016-12-22
ANX197 CHEN Ping-Yu 陳品妤 RO Dealing in Securities 2016-12-22
BIS899 CHEN Yi Jung 陳怡蓉 RE Dealing in Futures Contracts 2016-12-19
BIS899 CHEN Yi Jung 陳怡蓉 RE Dealing in Securities 2016-12-19
AQJ961 WOLHARDT Allan Keh 華安倫 RE Advising on Corporate Finance 2016-11-28
AQJ961 WOLHARDT Allan Keh 華安倫 RE Dealing in Securities 2016-11-28
AAK852 CHU Hok Man, Herman 朱學敏 RE Dealing in Securities 2016-11-10
BEW131 CHOY Lai Ho, Leo 蔡澧豪 RE Dealing in Securities 2016-11-07
BEW131 CHOY Lai Ho, Leo 蔡澧豪 RE Dealing in Futures Contracts 2016-11-07
BEW131 CHOY Lai Ho, Leo 蔡澧豪 RE Advising on Securities 2016-11-07
BFX052 YANG Yi Ting 楊逸庭 RO Dealing in Securities 2016-10-28
BFX052 YANG Yi Ting 楊逸庭 RO Advising on Securities 2016-10-28
BIE417 HSU Shih Chen 許士振 RE Dealing in Securities 2016-09-26
BIE417 HSU Shih Chen 許士振 RE Dealing in Futures Contracts 2016-09-26
AOL264 WU Teh Sen, Raymond 吳德生 RE Dealing in Futures Contracts 2016-09-07
BIC286 FOK Kin Bon 霍建邦 RE Dealing in Securities 2016-09-05
AOT897 YUAN Shih-Hsiang 阮世祥 RE Dealing in Futures Contracts 2016-08-29
BHY493 HUANG Chin 黃槿 RE Dealing in Securities 2016-08-09
BHY240 SU Shih Yen 蘇施燕 RE Dealing in Securities 2016-08-08
AMY822 YIM Ching Wai, Kevin 嚴政緯 RE Advising on Securities 2016-07-18
BHT080 LEE Huang Hsun 李黃勳 RE Dealing in Futures Contracts 2016-07-05
BHT080 LEE Huang Hsun 李黃勳 RE Dealing in Securities 2016-07-05
BHM953 FONG Hi Man 方喜雯 RE Dealing in Securities 2016-05-24
BHM953 FONG Hi Man 方喜雯 RE Advising on Securities 2016-05-24
APX137 YANG Ching Fang 楊慶芳 RE Advising on Futures Contracts 2016-05-19
AUS202 KUNG Ho Bun 龔可斌 RE Dealing in Futures Contracts 2016-05-19
AUS202 KUNG Ho Bun 龔可斌 RE Dealing in Securities 2016-05-19
APX137 YANG Ching Fang 楊慶芳 RE Dealing in Futures Contracts 2016-05-19
BGY428 LIN Shan-Chih 林上智 RE Advising on Futures Contracts 2016-05-17
BGJ113 WONG Cheong Ming 黃昌銘 RE Advising on Futures Contracts 2016-05-17
BGJ113 WONG Cheong Ming 黃昌銘 RE Dealing in Futures Contracts 2016-05-17
BGY428 LIN Shan-Chih 林上智 RE Advising on Securities 2016-05-17
ACZ348 WEN Tsung Hsien 溫宗憲 RO Asset Management 2016-04-07
ASN774 CHUANG Wayne 莊之瑋 RE Advising on Securities 2016-03-31
ASN774 CHUANG Wayne 莊之瑋 RE Dealing in Securities 2016-03-31
APX137 YANG Ching Fang 楊慶芳 RE Advising on Securities 2016-03-29
APX137 YANG Ching Fang 楊慶芳 RE Dealing in Securities 2016-03-29
AUX104 QUEK Chin Hung 郭進漢 RO Dealing in Securities 2016-03-14
AUX104 QUEK Chin Hung 郭進漢 RO Dealing in Futures Contracts 2016-03-14
BHC021 WONG Wa Fai 黃華輝 RE Dealing in Securities 2016-03-01
BHC021 WONG Wa Fai 黃華輝 RE Advising on Securities 2016-03-01
AGG703 CHAN Bing Hang, Johnnie 陳秉恒 RE Dealing in Futures Contracts 2016-02-19
AGG703 CHAN Bing Hang, Johnnie 陳秉恒 RE Dealing in Securities 2016-02-19
BGY428 LIN Shan-Chih 林上智 RE Dealing in Securities 2016-02-01
BGY428 LIN Shan-Chih 林上智 RE Dealing in Futures Contracts 2016-02-01
BAN006 LEUNG Kwan Wai 梁鈞惠 RE Dealing in Futures Contracts 2016-01-22
AOV395 YANG Wu-Kuang 楊武光 RE Asset Management 2016-01-22
AIU268 LEE Man Yi, Jessica 李敏兒 RO Dealing in Futures Contracts 2016-01-21
BDI992 SUN Yu-Huei 孫毓徽 RE Asset Management 2016-01-14
ACZ348 WEN Tsung Hsien 溫宗憲 RO Advising on Securities 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RO Dealing in Securities 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RO Dealing in Futures Contracts 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RO Advising on Futures Contracts 2015-12-21
ASE264 MIAO Shun-Tang 苗舜堂 RE Dealing in Securities 2015-12-11
ASE264 MIAO Shun-Tang 苗舜堂 RE Advising on Securities 2015-12-11
BGM243 MITCHELL Micha Lee RE Dealing in Securities 2015-11-13
BGM243 MITCHELL Micha Lee RE Advising on Securities 2015-11-13
BCF651 CHIU Yen Lan 邱燕蘭 RE Dealing in Securities 2015-11-05
BAV438 HO Tsu-Hsien 何祖賢 RE Dealing in Securities 2015-11-05
APH591 LIN Wen-Hui 林文惠 RE Dealing in Futures Contracts 2015-10-30
AXG751 CHAN Wai Chi 陳偉智 RE Advising on Futures Contracts 2015-10-29
ARM302 SHI Chun Hei 佘俊熹 RE Dealing in Securities 2015-10-27
ARM302 SHI Chun Hei 佘俊熹 RE Dealing in Futures Contracts 2015-10-27
BAN006 LEUNG Kwan Wai 梁鈞惠 RE Dealing in Securities 2015-10-22
BGJ113 WONG Cheong Ming 黃昌銘 RE Dealing in Securities 2015-10-15
APH591 LIN Wen-Hui 林文惠 RE Dealing in Securities 2015-10-13
APH591 LIN Wen-Hui 林文惠 RE Advising on Securities 2015-10-13
BFW828 YAU Kai Yu 丘佳瑜 RE Dealing in Securities 2015-10-07
AXG751 CHAN Wai Chi 陳偉智 RE Advising on Securities 2015-09-25
ALT954 KUO Che-Jung 郭哲榮 RE Dealing in Futures Contracts 2015-09-22
BGG018 TANG Qian 湯茜 RE Dealing in Securities 2015-09-16
AIU268 LEE Man Yi, Jessica 李敏兒 RO Advising on Securities 2015-07-28
AIU268 LEE Man Yi, Jessica 李敏兒 RO Dealing in Securities 2015-07-28
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Futures Contracts 2015-07-17
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Securities 2015-07-17
ALJ946 CHEN Miao-Ju 陳妙如 RO Asset Management 2015-07-14
ALJ946 CHEN Miao-Ju 陳妙如 RO Advising on Securities 2015-07-14
ALJ946 CHEN Miao-Ju 陳妙如 RO Dealing in Securities 2015-07-14
BCZ934 HSIEH Erin 謝依玲 RE Asset Management 2015-04-24
AXG751 CHAN Wai Chi 陳偉智 RE Dealing in Securities 2015-03-27
AXG751 CHAN Wai Chi 陳偉智 RE Dealing in Futures Contracts 2015-03-27
AEF926 YEUNG Tsz Ning, Alan 楊子寧 RE Dealing in Securities 2015-01-15
AOT897 YUAN Shih-Hsiang 阮世祥 RE Advising on Securities 2014-10-13
AOT897 YUAN Shih-Hsiang 阮世祥 RE Dealing in Securities 2014-10-13
ASE092 WONG Yiu Man 王耀文 RE Advising on Securities 2014-09-04
AXT224 CHOI Tak Fai 蔡德輝 RE Advising on Securities 2014-07-25
ACJ314 CHU Ka Kit, Peter 朱家傑 RO Advising on Securities 2014-05-30
BCZ934 HSIEH Erin 謝依玲 RE Dealing in Futures Contracts 2014-03-19
BCZ934 HSIEH Erin 謝依玲 RE Dealing in Securities 2014-03-19
AYC509 CHAN Lut Kwan 陳律君 RE Advising on Securities 2014-03-07
AYC509 CHAN Lut Kwan 陳律君 RE Advising on Futures Contracts 2014-03-07
AJR217 TAM King Fung Keith 談勁峰 RE Dealing in Futures Contracts 2014-03-03
AYC509 CHAN Lut Kwan 陳律君 RE Dealing in Securities 2014-02-12
AYC509 CHAN Lut Kwan 陳律君 RE Dealing in Futures Contracts 2014-02-12
ASE092 WONG Yiu Man 王耀文 RE Dealing in Futures Contracts 2014-02-07
BCK950 CHEN Yi-hsuan 陳怡瑄 RE Dealing in Securities 2014-01-02
ASE092 WONG Yiu Man 王耀文 RE Dealing in Securities 2013-12-30
AOR995 LI Fang 厲放 RO Advising on Corporate Finance 2013-12-05
ARB818 LEE Yin Man 李彥文 RE Advising on Securities 2013-09-16
ARB818 LEE Yin Man 李彥文 RE Advising on Futures Contracts 2013-09-16
AEA214 WAN Siu Shun 溫紹迅 RO Advising on Securities 2013-08-08
ACL451 NG Kwok Hung 吳國雄 RE Dealing in Futures Contracts 2013-07-02
ACL451 NG Kwok Hung 吳國雄 RE Advising on Securities 2013-07-02
ACL451 NG Kwok Hung 吳國雄 RE Dealing in Securities 2013-07-02
AXT224 CHOI Tak Fai 蔡德輝 RE Dealing in Futures Contracts 2013-06-04
AXT224 CHOI Tak Fai 蔡德輝 RE Dealing in Securities 2013-06-04
ACN818 WONG Tim Hi 王添喜 RE Dealing in Securities 2013-04-10
ACN818 WONG Tim Hi 王添喜 RE Dealing in Futures Contracts 2013-04-10
AJR217 TAM King Fung Keith 談勁峰 RE Dealing in Securities 2013-03-26
AOL264 WU Teh Sen, Raymond 吳德生 RO Dealing in Securities 2013-03-12
AOL264 WU Teh Sen, Raymond 吳德生 RO Advising on Securities 2013-03-12
AEF531 LOK Kung Yao, Perry 陸恭耀 RE Dealing in Futures Contracts 2013-03-12
AOL264 WU Teh Sen, Raymond 吳德生 RE Asset Management 2013-01-10
ARB818 LEE Yin Man 李彥文 RE Dealing in Securities 2012-12-21
ARB818 LEE Yin Man 李彥文 RE Dealing in Futures Contracts 2012-12-21
AEF531 LOK Kung Yao, Perry 陸恭耀 RE Dealing in Securities 2012-12-12
ACX939 LUK Chiu Kwong 陸照光 RE Dealing in Securities 2012-11-16
AAB494 CHAU Kwok Hung 周國鴻 RE Dealing in Futures Contracts 2012-08-20
AAB494 CHAU Kwok Hung 周國鴻 RE Dealing in Securities 2012-08-20
APN786 LIN Chia-Pei 林佳佩 RE Dealing in Securities 2012-06-27
AFF290 YUEN Hing Kin 袁興健 RE Dealing in Securities 2012-06-27
APN786 LIN Chia-Pei 林佳佩 RE Dealing in Futures Contracts 2012-06-27
AFF290 YUEN Hing Kin 袁興健 RE Dealing in Futures Contracts 2012-06-27
AEA214 WAN Siu Shun 溫紹迅 RO Dealing in Securities 2012-06-27
AUD258 YEUNG Ting Wai 楊錠威 RE Dealing in Futures Contracts 2012-06-27
AVW215 YEUNG Kwun Po 楊觀寶 RE Dealing in Securities 2012-06-27
AUD258 YEUNG Ting Wai 楊錠威 RE Dealing in Securities 2012-06-27
AVW215 YEUNG Kwun Po 楊觀寶 RE Dealing in Futures Contracts 2012-06-27
AVW215 YEUNG Kwun Po 楊觀寶 RE Advising on Securities 2012-06-27
AJG263 SO Jiarong 蘇家榮 RE Dealing in Futures Contracts 2012-06-26
AFT846 WONG Chi Chung 黃志聰 RE Dealing in Securities 2012-06-26
AJG263 SO Jiarong 蘇家榮 RE Dealing in Securities 2012-06-26
ACE820 MAK Ho Yin, Derek 麥淏琂 RE Dealing in Securities 2012-06-25
AAB859 LO Yip Moon, Edward 盧業滿 RE Dealing in Securities 2012-06-22
AUV180 NG Cheuk Kin 吳焯堅 RE Dealing in Securities 2012-06-22
AAB859 LO Yip Moon, Edward 盧業滿 RE Dealing in Futures Contracts 2012-06-22
AKI404 LIU Ka Leung 廖家良 RE Dealing in Futures Contracts 2012-06-21
AKI404 LIU Ka Leung 廖家良 RE Dealing in Securities 2012-06-21
AVT036 LI Wai Kwan 李蕙筠 RE Dealing in Securities 2012-06-21
AAB826 LEUNG Suk Fun, Oliva 梁淑芬 RE Dealing in Futures Contracts 2012-06-20
ALH987 KEE Chi Kwan 紀志坤 RE Dealing in Futures Contracts 2012-06-20
AUV610 LEE Man Hung 李文雄 RE Dealing in Futures Contracts 2012-06-20
AEU921 CHOI Kwok Ip 蔡國業 RE Dealing in Futures Contracts 2012-06-20
AUV610 LEE Man Hung 李文雄 RE Dealing in Securities 2012-06-20
AWJ748 LAM Sze Yuen 林詩鉉 RE Dealing in Futures Contracts 2012-06-20
AWJ748 LAM Sze Yuen 林詩鉉 RE Dealing in Securities 2012-06-20
AEU921 CHOI Kwok Ip 蔡國業 RE Dealing in Securities 2012-06-20
AAB826 LEUNG Suk Fun, Oliva 梁淑芬 RE Dealing in Securities 2012-06-20
ALH987 KEE Chi Kwan 紀志坤 RE Dealing in Securities 2012-06-20
AJI197 CHOW Yip Shing 周業城 RE Dealing in Futures Contracts 2012-06-18
ABJ926 CHOW Yuk Wah 周玉華 RE Dealing in Securities 2012-06-18
ABJ926 CHOW Yuk Wah 周玉華 RE Dealing in Futures Contracts 2012-06-18
ADX075 CHIU Tuen Leung 趙端良 RE Dealing in Securities 2012-06-18
ADX075 CHIU Tuen Leung 趙端良 RE Dealing in Futures Contracts 2012-06-18
AEU371 CHAN Hon Fai 陳漢輝 RE Dealing in Securities 2012-06-18
AEU371 CHAN Hon Fai 陳漢輝 RE Dealing in Futures Contracts 2012-06-18
AJI197 CHOW Yip Shing 周業城 RE Dealing in Securities 2012-06-18
AJI197 CHOW Yip Shing 周業城 RE Advising on Securities 2012-06-18
ALG207 HON Ka Man, Roger 韓嘉文 RE Dealing in Securities 2012-06-18
ALG207 HON Ka Man, Roger 韓嘉文 RE Dealing in Futures Contracts 2012-06-18
ATS874 FONG Yu 方瑜 RE Dealing in Securities 2012-06-18
ATS874 FONG Yu 方瑜 RE Dealing in Futures Contracts 2012-06-18
ACV965 CHAU Kin Man 鄒建文 RE Dealing in Futures Contracts 2012-06-15
ACV965 CHAU Kin Man 鄒建文 RE Dealing in Securities 2012-06-15
ABH274 CHAN Ka Hung 陳家雄 RE Dealing in Securities 2012-06-14
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Dealing in Securities 2012-06-14
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Dealing in Futures Contracts 2012-06-14
AMQ583 CHAN Chor Man 陳楚民 RE Dealing in Futures Contracts 2012-06-14
AMQ583 CHAN Chor Man 陳楚民 RE Dealing in Securities 2012-06-14
ALA618 CHAN Pauline 陳麗文 RE Dealing in Futures Contracts 2012-06-14
ABH274 CHAN Ka Hung 陳家雄 RE Dealing in Futures Contracts 2012-06-14
AEA214 WAN Siu Shun 溫紹迅 RO Dealing in Futures Contracts 2012-06-14
AEA214 WAN Siu Shun 溫紹迅 RO Advising on Futures Contracts 2012-06-14
ALA618 CHAN Pauline 陳麗文 RE Dealing in Securities 2012-06-14
ACW694 CHAN Chi Wai, Eric 陳志偉 RE Dealing in Securities 2012-06-14
ACW694 CHAN Chi Wai, Eric 陳志偉 RE Dealing in Futures Contracts 2012-06-14
AGN359 CHAN Pui Man, Jennia 陳佩敏 RE Dealing in Securities 2012-06-14
ACG022 LO Kit Ming 盧潔明 RE Dealing in Securities 2011-01-18
ALT954 KUO Che-Jung 郭哲榮 RE Dealing in Securities 2009-11-23
ALT954 KUO Che-Jung 郭哲榮 RE Advising on Securities 2009-11-23
ACE638 MOK Jeanne 莫靜芬 RE Advising on Securities 2009-09-18
ACE638 MOK Jeanne 莫靜芬 RE Dealing in Securities 2009-09-18
AAB905 HO Kwok Chung 何國仲 RE Dealing in Securities 2008-10-27
ASD142 HSU Chun-Yuan 許春元 RE Asset Management 2019-04-15 2019-08-07
ASD142 HSU Chun-Yuan 許春元 RE Advising on Securities 2019-04-15 2019-08-07
ASD142 HSU Chun-Yuan 許春元 RE Dealing in Securities 2019-04-15 2019-08-07
ATC243 MA Wing Cheong 馬永昌 RE Dealing in Securities 2017-09-13 2019-07-19
ATC243 MA Wing Cheong 馬永昌 RE Dealing in Futures Contracts 2017-09-13 2019-07-19
BNV691 LIN Yu-Hsien 林育嫻 RE Dealing in Securities 2018-12-04 2019-07-10
AQO310 CHAN King Lok 陳敬樂 RE Dealing in Futures Contracts 2014-08-12 2019-07-05
AQO310 CHAN King Lok 陳敬樂 RE Dealing in Securities 2012-06-14 2019-07-05
BFA176 HEUNG Fu Tim, Timothy 香富添 RE Dealing in Futures Contracts 2017-08-01 2019-06-09
BFA176 HEUNG Fu Tim, Timothy 香富添 RE Dealing in Securities 2017-08-01 2019-06-09
BFA176 HEUNG Fu Tim, Timothy 香富添 RE Advising on Futures Contracts 2017-08-01 2019-06-09
BFA176 HEUNG Fu Tim, Timothy 香富添 RE Advising on Securities 2017-08-01 2019-06-09
BGY744 GUO Lu 郭露 RE Dealing in Securities 2016-11-07 2019-05-24
BGY744 GUO Lu 郭露 RE Asset Management 2016-11-07 2019-05-24
BHU900 CHAN King Hong 陳敬康 RE Dealing in Securities 2017-01-23 2019-05-20
BHU900 CHAN King Hong 陳敬康 RE Dealing in Futures Contracts 2017-01-23 2019-05-20
BFA432 MOK Hiu Fai 莫曉暉 RE Dealing in Securities 2017-02-14 2019-05-18
BHE055 CHEN Wan-Pao 陳萬保 RE Dealing in Futures Contracts 2016-05-05 2019-05-06
BHE055 CHEN Wan-Pao 陳萬保 RE Advising on Futures Contracts 2016-05-05 2019-05-06
BHE055 CHEN Wan-Pao 陳萬保 RE Dealing in Securities 2016-03-18 2019-05-06
BHE055 CHEN Wan-Pao 陳萬保 RE Advising on Securities 2016-03-18 2019-05-06
BHP400 WU Tsung Hsien 吳宗憲 RO Advising on Securities 2018-05-31 2019-04-11
BHP400 WU Tsung Hsien 吳宗憲 RO Dealing in Securities 2018-05-31 2019-04-11
BHP400 WU Tsung Hsien 吳宗憲 RE Dealing in Futures Contracts 2016-06-08 2019-04-11
BHE050 CHUANG Chang-Yu 莊昌宇 RE Advising on Futures Contracts 2016-05-05 2019-04-11
BHE050 CHUANG Chang-Yu 莊昌宇 RE Dealing in Futures Contracts 2016-05-05 2019-04-11
BHE050 CHUANG Chang-Yu 莊昌宇 RE Advising on Securities 2016-03-21 2019-04-11
BHE050 CHUANG Chang-Yu 莊昌宇 RE Dealing in Securities 2016-03-21 2019-04-11
BJJ522 YU Ya Pin 于亞蘋 RE Dealing in Securities 2017-04-07 2019-04-10
BJJ522 YU Ya Pin 于亞蘋 RE Advising on Futures Contracts 2017-04-07 2019-04-10
BJJ522 YU Ya Pin 于亞蘋 RE Dealing in Futures Contracts 2017-04-07 2019-04-10
BJJ522 YU Ya Pin 于亞蘋 RE Advising on Securities 2017-04-07 2019-04-10
BLK723 LUI Ho Ting 呂浩霆 RE Dealing in Futures Contracts 2018-10-02 2019-04-01
BLK723 LUI Ho Ting 呂浩霆 RE Dealing in Securities 2018-10-02 2019-04-01
BNA728 LI Mei Yen 李美燕 RE Asset Management 2018-06-11 2019-04-01
BNA728 LI Mei Yen 李美燕 RE Dealing in Securities 2018-06-11 2019-04-01
BNA728 LI Mei Yen 李美燕 RE Advising on Securities 2018-06-11 2019-04-01
BLN672 WEI Hong-Si 魏弘壐 RE Advising on Securities 2017-11-30 2019-03-30
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Securities 2017-10-25 2019-03-30
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Futures Contracts 2017-10-25 2019-03-30
ACO737 CHAN Siu Chun 陳少春 RE Dealing in Futures Contracts 2012-06-15 2019-03-30
ACO737 CHAN Siu Chun 陳少春 RE Dealing in Securities 2012-06-15 2019-03-30
BLZ047 CHAN Fong Leung 陳昉亮 RE Dealing in Futures Contracts 2018-04-09 2019-03-20
BLZ047 CHAN Fong Leung 陳昉亮 RE Dealing in Securities 2018-02-07 2019-03-20
BKW179 LEI Cuiwen 雷翠文 RE Advising on Securities 2018-07-10 2019-02-28
BKW179 LEI Cuiwen 雷翠文 RE Dealing in Securities 2018-06-04 2019-02-28
BLU262 CHEN Hung-Yu 陳宏裕 RE Advising on Securities 2017-12-28 2019-01-01
BLU262 CHEN Hung-Yu 陳宏裕 RE Advising on Futures Contracts 2017-12-28 2019-01-01
BLU262 CHEN Hung-Yu 陳宏裕 RE Dealing in Futures Contracts 2017-12-28 2019-01-01
BLU262 CHEN Hung-Yu 陳宏裕 RE Dealing in Securities 2017-12-28 2019-01-01
BIJ819 YEH Wen-Kai 葉文凱 RE Advising on Futures Contracts 2017-12-22 2019-01-01
BIJ819 YEH Wen-Kai 葉文凱 RE Dealing in Futures Contracts 2017-12-22 2019-01-01
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RO Dealing in Futures Contracts 2016-12-09 2019-01-01
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RO Advising on Securities 2016-12-09 2019-01-01
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RO Dealing in Securities 2016-12-09 2019-01-01
BIJ819 YEH Wen-Kai 葉文凱 RE Advising on Securities 2016-10-20 2019-01-01
BIJ819 YEH Wen-Kai 葉文凱 RE Dealing in Securities 2016-10-20 2019-01-01
APH454 MA Man Hon 馬文瀚 RE Dealing in Securities 2013-07-08 2019-01-01
APH454 MA Man Hon 馬文瀚 RE Dealing in Futures Contracts 2013-07-08 2019-01-01
AMF908 LEE Kwok Fung 李國峯 RE Dealing in Securities 2012-06-20 2019-01-01
AMF908 LEE Kwok Fung 李國峯 RE Dealing in Futures Contracts 2012-06-20 2019-01-01
BMO749 HUI Kiu Chun Saxon 許喬竣 RE Dealing in Securities 2018-03-16 2018-12-26
APG882 MOK Ka Fan 莫嘉勳 RE Advising on Securities 2016-12-09 2018-12-14
APG882 MOK Ka Fan 莫嘉勳 RE Dealing in Securities 2016-12-09 2018-12-14
BGZ345 KWOK Wing Sze Fanny 郭詠思 RE Dealing in Securities 2017-12-22 2018-12-08
ACR627 CHAN Yiu Man 陳耀文 RE Dealing in Securities 2017-10-25 2018-12-08
AYI375 LI Kwok Kei 李國基 RE Dealing in Securities 2012-06-21 2018-12-08
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Futures Contracts 2015-06-15 2018-12-03
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Securities 2015-06-15 2018-12-03
BIL742 LI Po Ching 李寶程 RE Dealing in Securities 2017-11-15 2018-12-01
AJL604 CHUE Wai Hing 徐惠卿 RE Dealing in Securities 2012-06-19 2018-11-29
AJL604 CHUE Wai Hing 徐惠卿 RE Dealing in Futures Contracts 2012-06-19 2018-11-29
AQL552 SIU Cheuk Hung, Michael 蕭卓雄 RE Dealing in Futures Contracts 2016-03-04 2018-11-24
AQL552 SIU Cheuk Hung, Michael 蕭卓雄 RE Dealing in Securities 2016-03-04 2018-11-24
AOA957 CHEN Tsou Wei 陳鄒偉 RE Dealing in Securities 2018-02-07 2018-11-01
AOA957 CHEN Tsou Wei 陳鄒偉 RE Advising on Securities 2018-02-07 2018-11-01
ALQ763 KWOK Fung Kiu 郭鳳嬌 RE Dealing in Securities 2015-06-29 2018-10-31
AOV836 LAM Ka Wai 林家威 RE Dealing in Futures Contracts 2015-09-22 2018-10-07
AOV836 LAM Ka Wai 林家威 RE Advising on Securities 2014-10-16 2018-10-07
AOV836 LAM Ka Wai 林家威 RE Dealing in Securities 2014-10-16 2018-10-07
APK408 LO Ka Kuen 勞家權 RE Dealing in Futures Contracts 2017-08-17 2018-09-28
APK408 LO Ka Kuen 勞家權 RE Advising on Securities 2017-08-17 2018-09-28
APK408 LO Ka Kuen 勞家權 RE Dealing in Securities 2017-08-17 2018-09-28
BNE452 NING Szu Wei 甯思維 RE Advising on Securities 2018-07-12 2018-09-05
ARW215 LEUNG Ka Man 梁嘉文 RE Dealing in Securities 2012-06-20 2018-09-01
ARW215 LEUNG Ka Man 梁嘉文 RE Advising on Securities 2012-06-20 2018-09-01
BIS899 CHEN Yi Jung 陳怡蓉 RE Asset Management 2016-12-19 2018-08-30
BGX282 WONG Kin Cheong 黃建昌 RE Asset Management 2018-07-10 2018-08-23
BGX282 WONG Kin Cheong 黃建昌 RE Dealing in Securities 2018-07-10 2018-08-23
BGX282 WONG Kin Cheong 黃建昌 RE Dealing in Futures Contracts 2018-06-12 2018-08-23
ABM509 NG Ka Fuk 吳嘉福 RE Dealing in Futures Contracts 2015-09-21 2018-08-23
ABM509 NG Ka Fuk 吳嘉福 RO Dealing in Securities 2011-11-30 2018-08-23
ABM509 NG Ka Fuk 吳嘉福 RO Advising on Securities 2011-11-30 2018-08-23
BHB644 DING Xiaoyu 丁晓雨 RE Dealing in Securities 2016-02-26 2018-08-18
BFX052 YANG Yi Ting 楊逸庭 RE Dealing in Futures Contracts 2015-09-29 2018-07-25
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RO Dealing in Securities 2018-06-27 2018-07-21
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RE Dealing in Futures Contracts 2015-09-22 2018-07-21
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RE Advising on Securities 2010-03-24 2018-07-21
BIM440 LIN Hsin Ya 林昕雅 RE Advising on Securities 2016-11-04 2018-07-01
BIM440 LIN Hsin Ya 林昕雅 RE Dealing in Futures Contracts 2016-11-04 2018-07-01
BIM440 LIN Hsin Ya 林昕雅 RE Advising on Futures Contracts 2016-11-04 2018-07-01
BIM440 LIN Hsin Ya 林昕雅 RE Dealing in Securities 2016-11-04 2018-07-01
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RE Dealing in Securities 2008-09-12 2018-06-27
ALA502 JACKSON Katie Mary RE Dealing in Securities 2011-08-19 2018-06-14
AJH102 CHAN Shuk Lei 陳淑妮 RE Asset Management 2016-11-07 2018-06-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Futures Contracts 2016-03-09 2018-06-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Securities 2016-03-09 2018-06-09
AVW003 CHEN Kun-Yang 陳坤陽 RE Dealing in Securities 2017-05-22 2018-06-04
BMB328 CHEN Yi Pei 陳宜珮 RE Dealing in Securities 2018-01-31 2018-06-01
BHP400 WU Tsung Hsien 吳宗憲 RE Advising on Securities 2018-03-07 2018-05-31
BHP400 WU Tsung Hsien 吳宗憲 RE Dealing in Securities 2016-06-08 2018-05-31
BHQ072 YUEN Ching Yiu 阮靜瑤 RE Dealing in Securities 2016-06-16 2018-05-09
BHQ072 YUEN Ching Yiu 阮靜瑤 RE Advising on Corporate Finance 2016-06-16 2018-05-09
BAR660 KWAN Siu Tat, Tommy 關兆達 RE Dealing in Securities 2016-10-24 2018-05-03
BAR660 KWAN Siu Tat, Tommy 關兆達 RE Dealing in Futures Contracts 2016-10-24 2018-05-03
BGP569 CHENG Ka Chun 鄭家俊 RE Dealing in Futures Contracts 2016-03-02 2018-04-25
BGP569 CHENG Ka Chun 鄭家俊 RE Dealing in Securities 2015-12-02 2018-04-25
BJG784 TANG Mo Wai, Raymond 鄧務威 RE Dealing in Securities 2017-03-24 2018-04-23
BCH648 CHO Ping 曹平 RE Dealing in Securities 2017-04-25 2018-04-12
BFW599 YAU Kin Fat 邱健法 RE Dealing in Futures Contracts 2015-09-04 2018-04-01
BFW599 YAU Kin Fat 邱健法 RE Dealing in Securities 2015-07-20 2018-04-01
ABH754 WAN Ngar Yin, David 溫雅言 RE Advising on Futures Contracts 2012-08-15 2018-03-29
ABH754 WAN Ngar Yin, David 溫雅言 RE Dealing in Futures Contracts 2012-08-15 2018-03-29
ABH754 WAN Ngar Yin, David 溫雅言 RO Asset Management 2012-06-27 2018-03-29
ABH754 WAN Ngar Yin, David 溫雅言 RO Advising on Securities 2012-06-27 2018-03-29
ABH754 WAN Ngar Yin, David 溫雅言 RO Dealing in Securities 2012-06-27 2018-03-29
ATR363 SAK Kai Yau 石啟右 RE Dealing in Futures Contracts 2012-11-22 2018-03-23
ATR363 SAK Kai Yau 石啟右 RE Dealing in Securities 2012-11-22 2018-03-23
AQN542 HUANG Ting-Yu 黃亭瑜 RE Dealing in Futures Contracts 2012-06-18 2018-03-22
AQN542 HUANG Ting-Yu 黃亭瑜 RE Dealing in Securities 2012-06-18 2018-03-22
BBK190 LUO I-Fang 羅翊方 RE Advising on Futures Contracts 2016-05-05 2018-03-16
BBK190 LUO I-Fang 羅翊方 RE Dealing in Futures Contracts 2016-05-05 2018-03-16
BBK190 LUO I-Fang 羅翊方 RE Dealing in Securities 2016-03-21 2018-03-16
BBK190 LUO I-Fang 羅翊方 RE Advising on Securities 2016-03-21 2018-03-16
AHR391 CHU Chun Ming 朱振明 RE Asset Management 2015-10-14 2018-02-16
AHR391 CHU Chun Ming 朱振明 RE Dealing in Securities 2015-10-14 2018-02-16
BHW485 YU Feng-Ming 于鳳鳴 RE Dealing in Securities 2016-07-25 2018-02-14
BHW485 YU Feng-Ming 于鳳鳴 RE Advising on Securities 2016-07-25 2018-02-14
BHW617 HO Siu Man 何小敏 RE Dealing in Securities 2016-07-25 2018-01-29
AAK319 WONG Chun Wai 王振威 RO Dealing in Securities 2016-10-31 2018-01-27
AAK319 WONG Chun Wai 王振威 RO Advising on Securities 2016-10-31 2018-01-27
AAD829 FOK Kwong Hang, Terry 霍廣行 RO Dealing in Securities 2016-10-03 2018-01-27
AAD205 LAM Mi Mi 林美美 RE Dealing in Securities 2016-05-04 2018-01-27
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Futures Contracts 2014-01-24 2018-01-22
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Securities 2014-01-24 2018-01-22
AQP744 YIP Chun Kuen, Eddy 葉俊權 RE Asset Management 2016-07-26 2017-12-28
AQP744 YIP Chun Kuen, Eddy 葉俊權 RE Dealing in Securities 2012-06-27 2017-12-28
AXC096 NG Kwan Chun 吳君俊 RE Dealing in Futures Contracts 2014-11-10 2017-12-26
AXC096 NG Kwan Chun 吳君俊 RE Dealing in Securities 2014-09-19 2017-12-26
BEW679 CHIM Ka Shing 詹嘉成 RE Dealing in Securities 2016-05-10 2017-12-20
BHD246 LAI Songbin 賴頌彬 RE Dealing in Securities 2016-03-14 2017-12-15
BHD246 LAI Songbin 賴頌彬 RE Dealing in Futures Contracts 2016-03-14 2017-12-15
BIH474 LEE Samuel See Wai 李思維 RE Advising on Securities 2016-10-03 2017-12-14
AWT778 LEE Wai Cheong 李維昌 RE Dealing in Futures Contracts 2014-04-17 2017-12-11
AWT778 LEE Wai Cheong 李維昌 RE Dealing in Securities 2014-04-17 2017-12-11
ADZ581 HO Mei Kei 何美琪 RE Advising on Securities 2013-06-17 2017-11-29
ADZ581 HO Mei Kei 何美琪 RE Dealing in Securities 2013-06-17 2017-11-29
BAK776 HO Chit Shing 何捷誠 RE Advising on Futures Contracts 2013-03-07 2017-11-29
BAK776 HO Chit Shing 何捷誠 RE Dealing in Futures Contracts 2013-03-07 2017-11-29
BAK776 HO Chit Shing 何捷誠 RE Dealing in Securities 2012-12-03 2017-11-29
BAK776 HO Chit Shing 何捷誠 RE Advising on Securities 2012-12-03 2017-11-29
BEA835 FU Choi Fung 傅彩鳳 RE Dealing in Futures Contracts 2016-03-07 2017-11-23
BEA835 FU Choi Fung 傅彩鳳 RE Dealing in Securities 2016-03-07 2017-11-23
BJJ533 CHUANG Ching Lan 莊景嵐 RE Dealing in Futures Contracts 2017-04-07 2017-11-17
BJJ533 CHUANG Ching Lan 莊景嵐 RE Advising on Futures Contracts 2017-04-07 2017-11-17
BJJ533 CHUANG Ching Lan 莊景嵐 RE Advising on Securities 2017-04-07 2017-11-17
BJJ533 CHUANG Ching Lan 莊景嵐 RE Dealing in Securities 2017-04-07 2017-11-17
BIJ854 KAM Chun Wai 甘進瑋 RE Dealing in Securities 2016-10-20 2017-11-13
ATS954 POON Ka Wing 潘家榮 RE Advising on Securities 2013-05-08 2017-10-22
ATS954 POON Ka Wing 潘家榮 RE Dealing in Securities 2012-06-26 2017-10-22
ATS954 POON Ka Wing 潘家榮 RE Dealing in Futures Contracts 2012-06-26 2017-10-22
BGY432 YIM Hang Lei 嚴珩莉 RE Dealing in Securities 2016-02-03 2017-10-15
BGY432 YIM Hang Lei 嚴珩莉 RE Dealing in Futures Contracts 2016-02-03 2017-10-15
BHB677 LEI Hsi Wei 雷希偉 RE Advising on Corporate Finance 2016-02-26 2017-10-11
BHB677 LEI Hsi Wei 雷希偉 RE Dealing in Securities 2016-02-26 2017-10-11
ANG575 LEUNG Yui Chi 梁睿智 RE Dealing in Futures Contracts 2016-03-02 2017-10-07
ANG575 LEUNG Yui Chi 梁睿智 RE Dealing in Securities 2015-07-16 2017-10-07
AHX667 LOK Fung Kam 駱鳳琴 RE Dealing in Securities 2016-03-23 2017-10-06
AHX667 LOK Fung Kam 駱鳳琴 RE Dealing in Futures Contracts 2016-03-23 2017-10-06
AHX667 LOK Fung Kam 駱鳳琴 RE Advising on Securities 2016-03-23 2017-10-06
AHX667 LOK Fung Kam 駱鳳琴 RE Advising on Futures Contracts 2016-03-23 2017-10-06
ARC079 MOK Ka Keung 莫家強 RE Dealing in Futures Contracts 2014-05-15 2017-09-30
ARC079 MOK Ka Keung 莫家強 RE Advising on Securities 2014-05-15 2017-09-30
ARC079 MOK Ka Keung 莫家強 RE Advising on Futures Contracts 2014-05-15 2017-09-30
ARC079 MOK Ka Keung 莫家強 RE Dealing in Securities 2014-05-15 2017-09-30
BGY365 LAU Mei Ying 樓美英 RE Dealing in Securities 2017-01-18 2017-09-23
AFZ881 FUNG Koon Wah 馮冠華 RO Advising on Securities 2016-08-02 2017-09-07
ALS425 KONG Yiu Chung 鄺耀宗 RE Dealing in Securities 2012-06-20 2017-08-27
AOV395 YANG Wu-Kuang 楊武光 RE Dealing in Securities 2016-01-22 2017-08-22
BGH496 PANG Min Chu 彭勉珠 RE Dealing in Futures Contracts 2015-09-30 2017-08-08
BGH496 PANG Min Chu 彭勉珠 RE Advising on Futures Contracts 2015-09-30 2017-08-08
BGH496 PANG Min Chu 彭勉珠 RE Advising on Securities 2015-09-30 2017-08-08
BGH496 PANG Min Chu 彭勉珠 RE Dealing in Securities 2015-09-30 2017-08-08
ADY821 KWOK Ka Yi, Emily 郭嘉儀 RE Dealing in Securities 2017-03-27 2017-08-07
BGK738 CHAO Jen Kai 趙人愷 RE Dealing in Securities 2015-10-26 2017-08-01
BGK738 CHAO Jen Kai 趙人愷 RE Advising on Corporate Finance 2015-10-26 2017-08-01
ADY315 TSAI Chi Kwong, Alfred 蔡致光 RE Dealing in Securities 2014-08-13 2017-08-01
BCS997 BAO Wenjia 包文佳 RE Dealing in Securities 2015-11-13 2017-07-27
BCS997 BAO Wenjia 包文佳 RE Dealing in Futures Contracts 2015-11-13 2017-07-27
BHV604 ZHOU Xicheng 周熙誠 RE Dealing in Securities 2016-07-22 2017-07-19
BHV604 ZHOU Xicheng 周熙誠 RE Dealing in Futures Contracts 2016-07-22 2017-07-19
BGY579 CAO Minqian 曹敏倩 RE Asset Management 2016-01-29 2017-07-17
BGY579 CAO Minqian 曹敏倩 RE Dealing in Securities 2016-01-29 2017-07-17
BBT492 XIAO Yan 肖燕 RE Dealing in Securities 2016-06-28 2017-07-09
BBT492 XIAO Yan 肖燕 RE Advising on Corporate Finance 2016-06-28 2017-07-09
BIV833 KUO Shu Chen 郭淑貞 RE Advising on Futures Contracts 2017-01-04 2017-07-01
BIV833 KUO Shu Chen 郭淑貞 RE Dealing in Securities 2017-01-04 2017-07-01
BIV833 KUO Shu Chen 郭淑貞 RE Dealing in Futures Contracts 2017-01-04 2017-07-01
BIV833 KUO Shu Chen 郭淑貞 RE Advising on Securities 2017-01-04 2017-07-01
BIN828 KUO Chien Liang 郭建良 RE Dealing in Securities 2016-11-14 2017-07-01
BIN828 KUO Chien Liang 郭建良 RE Dealing in Futures Contracts 2016-11-14 2017-07-01
BIN828 KUO Chien Liang 郭建良 RE Advising on Securities 2016-11-14 2017-07-01
BIN828 KUO Chien Liang 郭建良 RE Advising on Futures Contracts 2016-11-14 2017-07-01
BFA176 HEUNG Fu Tim, Timothy 香富添 RE Dealing in Futures Contracts 2016-09-26 2017-06-22
BFA176 HEUNG Fu Tim, Timothy 香富添 RE Dealing in Securities 2016-09-26 2017-06-22
BCI798 LI Yu Wai 李予偉 RE Dealing in Securities 2016-06-02 2017-06-19
BCI798 LI Yu Wai 李予偉 RE Dealing in Futures Contracts 2016-06-02 2017-06-19
BGL587 HSU Chen Yun 許甄芸 RE Dealing in Securities 2016-07-27 2017-06-06
AGK085 NG Yin Lam 吳彥霖 RE Dealing in Securities 2013-05-06 2017-05-31
AAD933 WUN Wai Yee, Duncan 溫偉儀 RO Dealing in Securities 2010-07-13 2017-05-27
AAD933 WUN Wai Yee, Duncan 溫偉儀 RO Advising on Securities 2010-07-13 2017-05-27
BCK950 CHEN Yi-hsuan 陳怡瑄 RE Dealing in Futures Contracts 2014-01-02 2017-05-26
BCM870 LO Hin Wing, Henry 盧顯榮 RE Dealing in Securities 2015-11-25 2017-05-01
BCM870 LO Hin Wing, Henry 盧顯榮 RE Dealing in Futures Contracts 2015-11-25 2017-05-01
BGK285 CHEN Chun Hung 陳鈞閎 RO Advising on Futures Contracts 2016-03-23 2017-04-30
BGK285 CHEN Chun Hung 陳鈞閎 RO Dealing in Futures Contracts 2016-03-23 2017-04-30
BGK285 CHEN Chun Hung 陳鈞閎 RE Dealing in Securities 2015-10-20 2017-04-30
BGK285 CHEN Chun Hung 陳鈞閎 RE Advising on Securities 2015-10-20 2017-04-30
BBN283 LO Yuen Ting 盧婉婷 RE Asset Management 2014-04-28 2017-04-30
BBN283 LO Yuen Ting 盧婉婷 RE Dealing in Securities 2013-07-03 2017-04-30
BBN283 LO Yuen Ting 盧婉婷 RE Dealing in Futures Contracts 2013-07-03 2017-04-30
AIC882 YANG Te Hau 楊得灝 RO Asset Management 2016-10-25 2017-04-19
AIC882 YANG Te Hau 楊得灝 RO Dealing in Securities 2016-10-25 2017-04-19
AIC882 YANG Te Hau 楊得灝 RO Advising on Securities 2016-10-25 2017-04-19
AIC882 YANG Te Hau 楊得灝 RO Advising on Corporate Finance 2016-10-25 2017-04-19
BII903 LI Yuan Hong 李沅鴻 RE Asset Management 2016-10-13 2017-04-19
BII903 LI Yuan Hong 李沅鴻 RE Dealing in Securities 2016-10-13 2017-04-19
BHL388 LIU Ching-wei 劉慶偉 RE Dealing in Securities 2016-05-12 2017-04-18
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Dealing in Futures Contracts 2017-02-14 2017-04-11
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Dealing in Securities 2017-02-14 2017-04-11
BAV648 CHIU Chin-Feng 邱金鳳 RE Advising on Futures Contracts 2015-02-09 2017-04-06
BAV648 CHIU Chin-Feng 邱金鳳 RE Dealing in Securities 2015-02-09 2017-04-06
BAV648 CHIU Chin-Feng 邱金鳳 RE Dealing in Futures Contracts 2015-02-09 2017-04-06
BAV648 CHIU Chin-Feng 邱金鳳 RE Advising on Securities 2015-02-09 2017-04-06
AJA483 LEE Chai Sin 李濟善 RE Dealing in Futures Contracts 2012-06-20 2017-04-06
AJA483 LEE Chai Sin 李濟善 RE Dealing in Securities 2012-06-20 2017-04-06
BEF673 LI Cheuk Pong Marco 李卓邦 RE Advising on Securities 2015-09-24 2017-03-24
BEF673 LI Cheuk Pong Marco 李卓邦 RE Dealing in Securities 2015-09-24 2017-03-24
AFK978 CHAN George Lung-cheung 陳龍翔 RE Dealing in Securities 2016-08-16 2017-03-04
AWX086 CHAN Cheuk Ki, Christy 陳卓琦 RE Dealing in Securities 2017-01-25 2017-02-25
AWX086 CHAN Cheuk Ki, Christy 陳卓琦 RE Dealing in Futures Contracts 2017-01-25 2017-02-25
ACP649 TSANG Wai Tak, Victor 曾煒德 RE Dealing in Securities 2015-07-23 2017-02-14
AMF352 WONG Kwok Wa 王國華 RE Dealing in Securities 2015-11-17 2017-01-20
BBP101 CHONG Shing Ho 莊承浩 RE Dealing in Securities 2016-04-25 2017-01-17
BHP328 WANG Wei-Yi 王維逸 RE Dealing in Securities 2016-06-08 2017-01-05
BHP328 WANG Wei-Yi 王維逸 RE Dealing in Futures Contracts 2016-06-08 2017-01-05
BIO285 CHOI Man Ching 蔡文正 RE Dealing in Securities 2016-12-15 2016-12-23
BIO285 CHOI Man Ching 蔡文正 RE Advising on Securities 2016-12-15 2016-12-23
ANX197 CHEN Ping-Yu 陳品妤 RE Dealing in Securities 2016-11-07 2016-12-22
ANX197 CHEN Ping-Yu 陳品妤 RE Advising on Securities 2016-11-07 2016-12-22
AUQ942 WAN Hung Ha 尹紅霞 RE Dealing in Securities 2012-07-06 2016-12-22
BFK343 YEN Yi Ming 嚴一鳴 RE Dealing in Futures Contracts 2015-05-13 2016-12-19
BFK343 YEN Yi Ming 嚴一鳴 RE Dealing in Securities 2015-05-13 2016-12-19
BGK790 CHEUNG Tsz Yim 張止炎 RE Dealing in Securities 2016-10-18 2016-12-15
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RE Advising on Securities 2016-10-25 2016-12-09
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RE Dealing in Securities 2016-10-25 2016-12-09
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RE Dealing in Futures Contracts 2016-10-25 2016-12-09
AXC105 FUNG Kit Sing 馮傑聲 RE Dealing in Securities 2015-09-21 2016-12-08
AXC105 FUNG Kit Sing 馮傑聲 RE Dealing in Futures Contracts 2015-09-21 2016-12-08
AUW725 YU Man 俞敏 RE Dealing in Securities 2015-01-06 2016-12-06
BCN586 YAN Lufei 顏魯非 RE Advising on Securities 2016-09-02 2016-11-29
BCN586 YAN Lufei 顏魯非 RE Advising on Futures Contracts 2016-09-02 2016-11-29
BCN586 YAN Lufei 顏魯非 RE Dealing in Futures Contracts 2016-09-02 2016-11-29
BCN586 YAN Lufei 顏魯非 RE Dealing in Securities 2016-09-02 2016-11-29
AQG753 XU Feina 許斐娜 RE Dealing in Securities 2015-12-01 2016-11-02
AQG753 XU Feina 許斐娜 RE Advising on Securities 2015-12-01 2016-11-02
AAK319 WONG Chun Wai 王振威 RE Dealing in Securities 2016-10-20 2016-10-31
AAK319 WONG Chun Wai 王振威 RE Advising on Securities 2016-10-20 2016-10-31
BCI798 LI Yu Wai 李予偉 RE Leveraged Foreign Exchange Trading 2016-06-02 2016-10-31
AUS202 KUNG Ho Bun 龔可斌 RE Leveraged Foreign Exchange Trading 2016-05-19 2016-10-31
BEA835 FU Choi Fung 傅彩鳳 RE Leveraged Foreign Exchange Trading 2016-03-07 2016-10-31
AQL552 SIU Cheuk Hung, Michael 蕭卓雄 RE Leveraged Foreign Exchange Trading 2016-03-04 2016-10-31
APH591 LIN Wen-Hui 林文惠 RE Leveraged Foreign Exchange Trading 2015-10-30 2016-10-31
BFX052 YANG Yi Ting 楊逸庭 RE Leveraged Foreign Exchange Trading 2015-09-29 2016-10-31
APV517 WONG Pui Ying 黃珮瑛 RE Leveraged Foreign Exchange Trading 2015-07-17 2016-10-31
BDP434 SU Yu-hui 蘇育慧 RE Advising on Securities 2014-12-30 2016-10-31
AQN542 HUANG Ting-Yu 黃亭瑜 RE Leveraged Foreign Exchange Trading 2014-05-29 2016-10-31
APH454 MA Man Hon 馬文瀚 RE Leveraged Foreign Exchange Trading 2013-07-22 2016-10-31
ABH754 WAN Ngar Yin, David 溫雅言 RE Leveraged Foreign Exchange Trading 2013-04-23 2016-10-31
AUD258 YEUNG Ting Wai 楊錠威 RE Leveraged Foreign Exchange Trading 2012-06-27 2016-10-31
AFF290 YUEN Hing Kin 袁興健 RE Leveraged Foreign Exchange Trading 2012-06-27 2016-10-31
AKI404 LIU Ka Leung 廖家良 RE Leveraged Foreign Exchange Trading 2012-06-21 2016-10-31
AMF908 LEE Kwok Fung 李國峯 RE Leveraged Foreign Exchange Trading 2012-06-20 2016-10-31
ADX075 CHIU Tuen Leung 趙端良 RE Leveraged Foreign Exchange Trading 2012-06-18 2016-10-31
ALG207 HON Ka Man, Roger 韓嘉文 RE Leveraged Foreign Exchange Trading 2012-06-18 2016-10-31
BFX052 YANG Yi Ting 楊逸庭 RE Advising on Securities 2015-08-19 2016-10-28
BFX052 YANG Yi Ting 楊逸庭 RE Dealing in Securities 2015-08-19 2016-10-28
AIC882 YANG Te Hau 楊得灝 RE Advising on Securities 2015-04-23 2016-10-25
AIC882 YANG Te Hau 楊得灝 RE Asset Management 2015-04-23 2016-10-25
AIC882 YANG Te Hau 楊得灝 RE Dealing in Securities 2011-06-02 2016-10-25
AIC882 YANG Te Hau 楊得灝 RE Advising on Corporate Finance 2011-03-04 2016-10-25
ALS410 CHEN Hsiao-ying 陳曉瑩 RE Dealing in Securities 2014-12-09 2016-10-24
BHR322 CHU Jian-Yu 朱建宇 RE Dealing in Futures Contracts 2016-06-21 2016-10-07
BHR322 CHU Jian-Yu 朱建宇 RE Dealing in Securities 2016-06-21 2016-10-07
BHY224 LIANG Pei-Hsin 梁蓓欣 RE Dealing in Futures Contracts 2016-08-05 2016-10-04
BHY224 LIANG Pei-Hsin 梁蓓欣 RE Advising on Securities 2016-08-05 2016-10-04
BHY224 LIANG Pei-Hsin 梁蓓欣 RE Advising on Futures Contracts 2016-08-05 2016-10-04
BHY224 LIANG Pei-Hsin 梁蓓欣 RE Dealing in Securities 2016-08-05 2016-10-04
AAD829 FOK Kwong Hang, Terry 霍廣行 RE Dealing in Securities 2016-04-29 2016-10-03
AOG773 MA Ching Lun, Alan 馬敬倫 RE Asset Management 2016-09-07 2016-09-11
AOG773 MA Ching Lun, Alan 馬敬倫 RE Leveraged Foreign Exchange Trading 2015-09-25 2016-09-11
AOG773 MA Ching Lun, Alan 馬敬倫 RE Dealing in Futures Contracts 2015-09-25 2016-09-11
AOG773 MA Ching Lun, Alan 馬敬倫 RO Advising on Securities 2015-09-02 2016-09-11
AOG773 MA Ching Lun, Alan 馬敬倫 RO Dealing in Securities 2015-09-02 2016-09-11
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Securities 2012-06-20 2016-09-01
ANB792 HUNG Lap Tung 洪立東 RE Leveraged Foreign Exchange Trading 2012-06-20 2016-09-01
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Futures Contracts 2012-06-20 2016-09-01
AFZ881 FUNG Koon Wah 馮冠華 RE Advising on Securities 2016-01-12 2016-08-02
AUD257 WONG Yee Wah 黃綺華 RE Dealing in Securities 2012-06-26 2016-07-09
ACW740 MAN Key Wai 文奇偉 RE Dealing in Securities 2012-06-22 2016-07-09
BGA894 QIN Qin 覃勤 RE Advising on Securities 2015-08-19 2016-07-06
AEY314 LAM Chun Kwok, Jimmy 林振國 RO Advising on Securities 2015-08-28 2016-06-17
ARS054 CHU Siu Fan 朱小芬 RE Dealing in Futures Contracts 2016-03-21 2016-06-10
ARS054 CHU Siu Fan 朱小芬 RE Dealing in Securities 2016-03-21 2016-06-10
BFZ206 ZHANG Wen 張雯 RE Dealing in Securities 2015-08-10 2016-06-04
BGC843 CHAU Yuk Lan 鄒玉蘭 RE Asset Management 2016-03-07 2016-05-19
BGC843 CHAU Yuk Lan 鄒玉蘭 RE Dealing in Securities 2016-03-07 2016-05-19
BFE455 LU Ye 陸曄 RE Dealing in Securities 2015-04-01 2016-05-18
BFE455 LU Ye 陸曄 RE Advising on Corporate Finance 2015-04-01 2016-05-18
AXU916 FUNG Yi 馮夷 RE Leveraged Foreign Exchange Trading 2015-03-30 2016-04-23
AXU916 FUNG Yi 馮夷 RE Dealing in Futures Contracts 2015-03-30 2016-04-23
AXU916 FUNG Yi 馮夷 RE Dealing in Securities 2015-03-30 2016-04-23
BGH667 LEUNG Chi Wai 梁志偉 RE Dealing in Securities 2015-10-06 2016-04-16
BGH667 LEUNG Chi Wai 梁志偉 RE Dealing in Futures Contracts 2015-10-06 2016-04-16
BFF019 LIN Yu Chi 林毓綺 RE Advising on Securities 2016-02-15 2016-04-15
BFF019 LIN Yu Chi 林毓綺 RE Dealing in Securities 2016-02-15 2016-04-15
BGT699 WONG Wing Ho 黃穎豪 RE Dealing in Securities 2015-12-30 2016-04-14
BGT699 WONG Wing Ho 黃穎豪 RE Dealing in Futures Contracts 2015-12-30 2016-04-14
AOS417 CHAN Yiu Man 陳耀民 RO Dealing in Futures Contracts 2012-08-13 2016-04-11
AOS417 CHAN Yiu Man 陳耀民 RO Advising on Futures Contracts 2012-08-13 2016-04-11
AOS417 CHAN Yiu Man 陳耀民 RE Dealing in Securities 2012-06-27 2016-04-11
AOS417 CHAN Yiu Man 陳耀民 RO Leveraged Foreign Exchange Trading 2012-06-14 2016-04-11
BAL984 WANG Chun-chieh 王俊傑 RO Dealing in Securities 2013-02-15 2016-04-08
BAL984 WANG Chun-chieh 王俊傑 RO Advising on Securities 2013-02-15 2016-04-08
ACZ348 WEN Tsung Hsien 溫宗憲 RE Asset Management 2016-01-28 2016-04-07
ASE458 PONG Chui Ming 龐翠明 RE Dealing in Futures Contracts 2013-06-13 2016-03-25
ASE458 PONG Chui Ming 龐翠明 RE Dealing in Securities 2013-06-13 2016-03-25
BGK285 CHEN Chun Hung 陳鈞閎 RE Advising on Futures Contracts 2015-10-20 2016-03-23
BGK285 CHEN Chun Hung 陳鈞閎 RE Dealing in Futures Contracts 2015-10-20 2016-03-23
AXA325 CHEN Shih Hsien 陳仕憲 RE Advising on Securities 2015-06-29 2016-03-19
AUX104 QUEK Chin Hung 郭進漢 RE Dealing in Futures Contracts 2015-12-18 2016-03-14
AUX104 QUEK Chin Hung 郭進漢 RE Dealing in Securities 2015-12-18 2016-03-14
BFO842 TONG Tin Yau 唐天祐 RE Dealing in Securities 2015-06-05 2016-03-05
BFO842 TONG Tin Yau 唐天祐 RE Dealing in Futures Contracts 2015-06-05 2016-03-05
AUS202 KUNG Ho Bun 龔可斌 RE Dealing in Futures Contracts 2013-11-19 2016-03-05
AUS202 KUNG Ho Bun 龔可斌 RE Leveraged Foreign Exchange Trading 2013-11-19 2016-03-05
AUS202 KUNG Ho Bun 龔可斌 RE Dealing in Securities 2013-11-19 2016-03-05
BGY744 GUO Lu 郭露 RE Asset Management 2016-02-19 2016-03-01
BGY744 GUO Lu 郭露 RE Dealing in Securities 2016-02-19 2016-03-01
BFE460 TSENG Chien Han 曾建翰 RE Advising on Securities 2015-09-22 2016-03-01
BFE460 TSENG Chien Han 曾建翰 RE Dealing in Futures Contracts 2015-09-22 2016-03-01
BFE460 TSENG Chien Han 曾建翰 RE Dealing in Securities 2015-04-01 2016-03-01
ACT308 YIU Chi Wah 姚志華 RO Dealing in Securities 2012-06-28 2016-02-06
ACT308 YIU Chi Wah 姚志華 RO Advising on Corporate Finance 2012-06-28 2016-02-06
ACT308 YIU Chi Wah 姚志華 RO Leveraged Foreign Exchange Trading 2012-06-14 2016-02-06
ACT308 YIU Chi Wah 姚志華 RO Dealing in Futures Contracts 2012-06-14 2016-02-06
BAN016 WAN Juexi 萬珏希 RE Dealing in Securities 2015-10-12 2016-02-01
AQJ777 CHEUNG See Ling 張思玲 RE Dealing in Securities 2012-06-14 2016-01-23
AQJ777 CHEUNG See Ling 張思玲 RE Dealing in Futures Contracts 2012-06-14 2016-01-23
AQJ777 CHEUNG See Ling 張思玲 RE Leveraged Foreign Exchange Trading 2012-06-14 2016-01-23
AIU268 LEE Man Yi, Jessica 李敏兒 RE Dealing in Futures Contracts 2012-06-21 2016-01-21
AZG929 LEE Yu Hin 利宇軒 RE Dealing in Securities 2015-09-04 2016-01-05
AZG929 LEE Yu Hin 利宇軒 RE Dealing in Futures Contracts 2015-09-04 2016-01-05
AZG929 LEE Yu Hin 利宇軒 RE Leveraged Foreign Exchange Trading 2015-09-04 2016-01-05
APQ350 CHAN Ka Yu 陳嘉瑜 RE Advising on Securities 2012-06-14 2015-12-25
APQ350 CHAN Ka Yu 陳嘉瑜 RE Dealing in Securities 2012-06-14 2015-12-25
ACZ348 WEN Tsung Hsien 溫宗憲 RE Advising on Securities 2015-11-27 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RE Dealing in Securities 2015-10-15 2015-12-21
BGC843 CHAU Yuk Lan 鄒玉蘭 RE Asset Management 2015-09-16 2015-12-18
BGC843 CHAU Yuk Lan 鄒玉蘭 RE Dealing in Securities 2015-09-16 2015-12-18
BEE551 MAK Hiu Chun 麥曉晉 RE Asset Management 2015-08-26 2015-12-18
BEE551 MAK Hiu Chun 麥曉晉 RE Leveraged Foreign Exchange Trading 2015-02-17 2015-12-18
BEE551 MAK Hiu Chun 麥曉晉 RE Dealing in Futures Contracts 2014-09-17 2015-12-18
BEE551 MAK Hiu Chun 麥曉晉 RE Dealing in Securities 2014-09-17 2015-12-18
AAV508 LIM Pak Fu 林柏富 RO Asset Management 2013-10-22 2015-12-17
AAV508 LIM Pak Fu 林柏富 RO Advising on Securities 2013-10-22 2015-12-17
AAV508 LIM Pak Fu 林柏富 RO Dealing in Securities 2013-10-22 2015-12-17
BEZ803 LIN Chun-Hung 林君虹 RE Dealing in Futures Contracts 2015-09-22 2015-12-05
BEZ803 LIN Chun-Hung 林君虹 RE Dealing in Securities 2015-03-04 2015-12-05
BEZ803 LIN Chun-Hung 林君虹 RE Advising on Securities 2015-03-04 2015-12-05
ABZ842 CHENG Kar Min, Joseph 鄭家敏 RE Dealing in Securities 2012-06-14 2015-12-04
ABZ842 CHENG Kar Min, Joseph 鄭家敏 RE Dealing in Futures Contracts 2012-06-14 2015-12-04
ACP233 CHOI Hok Poh 蔡福寶 RE Dealing in Securities 2012-06-18 2015-11-17
ARF788 WONG Kam Hung 黃錦洪 RE Dealing in Securities 2015-02-10 2015-11-16
ARF788 WONG Kam Hung 黃錦洪 RE Advising on Securities 2015-02-10 2015-11-16
ARF788 WONG Kam Hung 黃錦洪 RE Advising on Futures Contracts 2015-02-10 2015-11-16
ARF788 WONG Kam Hung 黃錦洪 RE Dealing in Futures Contracts 2015-02-10 2015-11-16
AIE136 CHAU Ho Hei 巢皓熙 RE Dealing in Futures Contracts 2012-06-14 2015-11-16
AIE136 CHAU Ho Hei 巢皓熙 RE Dealing in Securities 2012-06-14 2015-11-16
AFT869 LIU Kwan Wai 廖君瑋 RE Dealing in Securities 2015-06-12 2015-11-02
BDF067 YIP Chun Kit 葉鎮傑 RE Dealing in Futures Contracts 2015-09-22 2015-10-31
BDF067 YIP Chun Kit 葉鎮傑 RE Dealing in Securities 2015-06-11 2015-10-31
BDF067 YIP Chun Kit 葉鎮傑 RE Advising on Securities 2015-06-11 2015-10-31
AGJ642 SUEN Pik Ying 孫碧英 RE Dealing in Securities 2012-07-19 2015-10-31
AAA551 CHAN Kam Shui, Ricky 陳錦緒 RE Dealing in Securities 2012-06-21 2015-10-26
ARO896 PUI Jerry 貝祖銘 RE Dealing in Securities 2012-06-26 2015-10-21
AJH258 TSE Ming Lun 謝銘倫 RE Advising on Securities 2012-11-14 2015-10-13
AJH258 TSE Ming Lun 謝銘倫 RE Asset Management 2012-06-26 2015-10-13
BBA371 CHOW Kit Jessica 周潔 RE Dealing in Securities 2013-03-18 2015-10-12
AWO127 LAI Lam 黎琳 RE Dealing in Securities 2012-06-20 2015-10-04
ATW450 YE Liuxin 葉柳鑫 RE Dealing in Futures Contracts 2015-04-23 2015-10-01
ATW450 YE Liuxin 葉柳鑫 RE Dealing in Securities 2014-08-11 2015-10-01
AVP262 CHAU Siu Fung 周紹鳳 RE Leveraged Foreign Exchange Trading 2013-07-24 2015-09-07
AVP262 CHAU Siu Fung 周紹鳳 RE Dealing in Securities 2013-05-06 2015-09-07
AVP262 CHAU Siu Fung 周紹鳳 RE Dealing in Futures Contracts 2013-05-06 2015-09-07
APJ122 KONG Shing Hon 江承翰 RE Advising on Securities 2013-07-02 2015-09-04
APJ122 KONG Shing Hon 江承翰 RE Dealing in Securities 2013-07-02 2015-09-04
APJ122 KONG Shing Hon 江承翰 RE Dealing in Futures Contracts 2013-07-02 2015-09-04
AOG773 MA Ching Lun, Alan 馬敬倫 RE Dealing in Securities 2015-07-17 2015-09-02
AOG773 MA Ching Lun, Alan 馬敬倫 RE Advising on Securities 2015-07-17 2015-09-02
AEY314 LAM Chun Kwok, Jimmy 林振國 RE Advising on Securities 2015-06-09 2015-08-28
APR338 CHIEN Li-Min 簡利珉 RE Leveraged Foreign Exchange Trading 2015-04-23 2015-08-24
APR338 CHIEN Li-Min 簡利珉 RE Dealing in Futures Contracts 2015-04-23 2015-08-24
APR338 CHIEN Li-Min 簡利珉 RE Advising on Securities 2014-12-30 2015-08-24
APR338 CHIEN Li-Min 簡利珉 RE Dealing in Securities 2014-12-30 2015-08-24
AQQ077 CHOU Yeh-Hung 周彥宏 RO Dealing in Futures Contracts 2015-05-20 2015-08-23
AQQ077 CHOU Yeh-Hung 周彥宏 RO Advising on Futures Contracts 2015-05-20 2015-08-23
AQQ077 CHOU Yeh-Hung 周彥宏 RE Advising on Securities 2015-02-09 2015-08-23
AQQ077 CHOU Yeh-Hung 周彥宏 RE Dealing in Securities 2015-02-09 2015-08-23
ATY004 NG Chi Wai 吳智偉 RE Dealing in Securities 2012-06-22 2015-08-15
AIU268 LEE Man Yi, Jessica 李敏兒 RE Advising on Securities 2013-08-12 2015-07-28
AIU268 LEE Man Yi, Jessica 李敏兒 RE Dealing in Securities 2012-06-21 2015-07-28
BAI193 LOK Chin Tung, Terence 駱搌潼 RE Dealing in Securities 2014-04-22 2015-07-27
BAI193 LOK Chin Tung, Terence 駱搌潼 RE Advising on Securities 2014-04-22 2015-07-27
BBY954 SUN Jie 孫婕 RE Advising on Securities 2013-09-27 2015-07-10
BBY954 SUN Jie 孫婕 RE Advising on Futures Contracts 2013-09-27 2015-07-10
BBY954 SUN Jie 孫婕 RE Dealing in Futures Contracts 2013-09-27 2015-07-10
BBY954 SUN Jie 孫婕 RE Dealing in Securities 2013-09-27 2015-07-10
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Advising on Securities 2010-01-25 2015-06-14
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Dealing in Securities 2010-01-25 2015-06-14
AYS468 TANG Tian 唐甜 RE Dealing in Securities 2012-06-26 2015-06-09
BEZ790 CHENG Yuk Man 鄭玉文 RE Dealing in Securities 2015-03-03 2015-06-08
ARA303 TSE Cheuk Kit 謝卓傑 RE Leveraged Foreign Exchange Trading 2013-03-04 2015-06-08
BAD529 WANG Jiahui 王佳卉 RE Advising on Securities 2012-08-31 2015-06-08
ARA303 TSE Cheuk Kit 謝卓傑 RE Dealing in Securities 2012-07-31 2015-06-08
ARA303 TSE Cheuk Kit 謝卓傑 RE Dealing in Futures Contracts 2012-07-31 2015-06-08
AQQ077 CHOU Yeh-Hung 周彥宏 RE Dealing in Futures Contracts 2015-02-09 2015-05-20
AQQ077 CHOU Yeh-Hung 周彥宏 RE Advising on Futures Contracts 2015-02-09 2015-05-20
BCC292 YU Tai Wai 余大維 RE Dealing in Securities 2014-05-21 2015-05-13
BCC292 YU Tai Wai 余大維 RE Leveraged Foreign Exchange Trading 2014-05-21 2015-05-13
BCC292 YU Tai Wai 余大維 RE Dealing in Futures Contracts 2014-05-21 2015-05-13
ARG881 HO Ka Huen 何嘉烜 RE Dealing in Futures Contracts 2014-06-04 2015-05-08
ARG881 HO Ka Huen 何嘉烜 RE Dealing in Securities 2014-06-04 2015-05-08
BCD800 TUNG Chi Sai 董賜茜 RE Dealing in Securities 2013-11-25 2015-04-30
BEX059 PANG Shi Choi 彭士財 RE Dealing in Securities 2015-01-30 2015-04-27
BEX059 PANG Shi Choi 彭士財 RE Dealing in Futures Contracts 2015-01-30 2015-04-27
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Futures Contracts 2012-06-26 2015-04-27
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Securities 2012-06-26 2015-04-27
APV517 WONG Pui Ying 黃珮瑛 RE Leveraged Foreign Exchange Trading 2012-06-26 2015-04-27
AXZ744 LO Tsz Him 羅子謙 RE Dealing in Futures Contracts 2012-06-21 2015-04-21
AXZ744 LO Tsz Him 羅子謙 RE Dealing in Securities 2012-06-21 2015-04-21
ACR627 CHAN Yiu Man 陳耀文 RE Dealing in Securities 2012-06-21 2015-04-18
AYG339 CHANG Kuang Wei 張光緯 RE Dealing in Securities 2011-10-14 2015-04-18
BAE018 WANG Erchun 王尔淳 RE Dealing in Securities 2012-09-28 2015-04-16
AUZ073 NG Wing Tai 吳永泰 RE Advising on Securities 2014-09-01 2015-04-01
BBK140 WENG Ming Sung 翁敏松 RO Asset Management 2014-08-22 2015-03-27
BBK140 WENG Ming Sung 翁敏松 RE Advising on Securities 2013-11-20 2015-03-27
BBK140 WENG Ming Sung 翁敏松 RE Dealing in Securities 2013-11-20 2015-03-27
BBK646 YANG Yeu Shun 楊雨順 RO Advising on Securities 2013-07-11 2015-03-27
BBK646 YANG Yeu Shun 楊雨順 RO Dealing in Securities 2013-07-11 2015-03-27
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Leveraged Foreign Exchange Trading 2012-06-20 2015-03-20
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Dealing in Securities 2012-06-20 2015-03-20
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Dealing in Futures Contracts 2012-06-20 2015-03-20
AXV581 WAN Chi Fai 尹志輝 RE Advising on Securities 2013-11-11 2015-03-18
AQQ505 NG King Chuen 吳景荃 RE Advising on Securities 2013-04-18 2015-02-27
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Futures Contracts 2012-06-18 2015-02-11
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Securities 2012-06-18 2015-02-11
ADV245 CHAN Ka Wan 陳嘉韻 RE Dealing in Securities 2014-04-28 2015-01-16
AWP435 XIE Feng 謝峰 RE Dealing in Securities 2012-06-27 2015-01-16
ATY002 LEI Ho Chun 李浩俊 RE Leveraged Foreign Exchange Trading 2012-06-20 2015-01-16
ATY002 LEI Ho Chun 李浩俊 RE Dealing in Futures Contracts 2012-06-20 2015-01-16
ATY002 LEI Ho Chun 李浩俊 RE Dealing in Securities 2012-06-20 2015-01-16
AIY110 LEI Hei 李曦 RE Dealing in Securities 2012-06-20 2014-12-12
AIY110 LEI Hei 李曦 RE Advising on Securities 2012-06-20 2014-12-12
AQU620 LO Yun-Hsi 羅云希 RE Dealing in Futures Contracts 2012-06-22 2014-12-06
AQU620 LO Yun-Hsi 羅云希 RE Dealing in Securities 2012-06-22 2014-12-06
BAE020 ZHAO Mingyue 趙明月 RE Dealing in Securities 2012-09-28 2014-09-26
BAE020 ZHAO Mingyue 趙明月 RE Advising on Securities 2012-09-28 2014-09-26
BAE020 ZHAO Mingyue 趙明月 RE Dealing in Futures Contracts 2012-09-28 2014-09-26
ALG203 CHUI Chi Ming 徐志明 RE Dealing in Securities 2014-07-07 2014-09-12
ALG203 CHUI Chi Ming 徐志明 RE Dealing in Futures Contracts 2014-07-07 2014-09-12
AQE956 WONG Man Yee, Paula 黃雯誼 RE Advising on Securities 2013-09-05 2014-09-12
AQE956 WONG Man Yee, Paula 黃雯誼 RE Dealing in Securities 2013-09-05 2014-09-12
AUW823 WONG Wai Kee 黃惠祺 RE Dealing in Futures Contracts 2012-06-26 2014-09-12
AUW823 WONG Wai Kee 黃惠祺 RE Dealing in Securities 2012-06-26 2014-09-12
APU612 LEE Pui Kwan 李佩群 RE Dealing in Futures Contracts 2012-08-02 2014-08-29
APU612 LEE Pui Kwan 李佩群 RE Dealing in Securities 2012-06-27 2014-08-29
BBK140 WENG Ming Sung 翁敏松 RE Asset Management 2013-06-10 2014-08-22
AWF554 LEUNG Ka Man 梁嘉雯 RE Dealing in Futures Contracts 2012-06-20 2014-08-15
AWF554 LEUNG Ka Man 梁嘉雯 RE Dealing in Securities 2012-06-20 2014-08-15
BCH648 CHO Ping 曹平 RE Dealing in Securities 2013-11-14 2014-08-08
ARG815 NG Wai Sze 吳惠詩 RE Dealing in Securities 2012-06-22 2014-08-01
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Advising on Securities 2012-06-18 2014-07-18
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Dealing in Securities 2012-06-18 2014-07-18
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Dealing in Futures Contracts 2012-06-18 2014-07-18
AVL823 KWOK Samuel Ming Sum 郭銘琛 RE Advising on Securities 2010-07-09 2014-07-04
AGJ942 LOK Kong Hung 駱港鴻 RE Dealing in Securities 2012-06-22 2014-06-06
AAI571 KWOK Oi Yee 郭靄宜 RE Dealing in Securities 2013-12-04 2014-05-30
AER802 KU Chu Hin 古處軒 RE Dealing in Securities 2013-07-22 2014-05-30
AER802 KU Chu Hin 古處軒 RE Dealing in Futures Contracts 2013-07-22 2014-05-30
AVW003 CHEN Kun-Yang 陳坤陽 RE Advising on Corporate Finance 2013-07-18 2014-05-30
AVW003 CHEN Kun-Yang 陳坤陽 RE Dealing in Securities 2013-07-18 2014-05-30
ACJ314 CHU Ka Kit, Peter 朱家傑 RE Advising on Securities 2012-08-14 2014-05-30
AUS311 CHAN Tat Shing 陳達成 RE Dealing in Securities 2012-06-14 2014-05-30
AUS311 CHAN Tat Shing 陳達成 RE Advising on Securities 2012-06-14 2014-05-30
AUS311 CHAN Tat Shing 陳達成 RE Dealing in Futures Contracts 2012-06-14 2014-05-30
AVM658 LO Dickson Tat San 羅達生 RE Dealing in Securities 2012-06-21 2014-05-09
AVM658 LO Dickson Tat San 羅達生 RE Dealing in Futures Contracts 2012-06-21 2014-05-09
AVM658 LO Dickson Tat San 羅達生 RE Leveraged Foreign Exchange Trading 2012-06-21 2014-05-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Futures Contracts 2012-06-14 2014-05-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Securities 2012-06-14 2014-05-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Asset Management 2012-06-14 2014-05-09
AZK393 WU Weimin 吳偉敏 RE Dealing in Securities 2013-04-12 2014-04-30
AZK393 WU Weimin 吳偉敏 RE Advising on Securities 2013-04-12 2014-04-30
ADJ878 AU Chi Ying 區姿瑩 RO Asset Management 2012-06-14 2014-04-30
ANK679 WONG Arthur Chi To 黃志滔 RE Dealing in Securities 2008-09-17 2014-04-30
AWY231 CHAN Ho Ting 陳浩庭 RE Dealing in Futures Contracts 2012-08-20 2014-04-28
AWY231 CHAN Ho Ting 陳浩庭 RE Dealing in Securities 2012-06-14 2014-04-28
AWY231 CHAN Ho Ting 陳浩庭 RE Advising on Securities 2012-06-14 2014-04-28
AMF528 LAU Pak Sun 劉栢燊 RE Advising on Corporate Finance 2014-02-04 2014-04-24
AMF528 LAU Pak Sun 劉栢燊 RE Dealing in Securities 2013-07-19 2014-04-24
AMF528 LAU Pak Sun 劉栢燊 RE Advising on Securities 2013-07-19 2014-04-24
AXN150 KAO Wei Luen 高偉倫 RE Dealing in Securities 2012-06-20 2014-04-24
BAG438 CHUNG Yin Ling 鍾燕玲 RE Dealing in Securities 2012-10-03 2014-04-17
AUX010 SUM Ping Kong 沈炳港 RE Dealing in Futures Contracts 2012-06-26 2014-04-04
AUX010 SUM Ping Kong 沈炳港 RE Leveraged Foreign Exchange Trading 2012-06-26 2014-04-04
AUX010 SUM Ping Kong 沈炳港 RE Dealing in Securities 2012-06-26 2014-04-04
AOR113 SUNG Siu Hang, Sennen 宋兆恆 RE Dealing in Futures Contracts 2012-06-26 2014-03-31
AOR113 SUNG Siu Hang, Sennen 宋兆恆 RE Dealing in Securities 2012-06-26 2014-03-31
AUH257 HUEN Tak Pan, Philip 禤德斌 RE Advising on Securities 2012-06-18 2014-03-28
AUH257 HUEN Tak Pan, Philip 禤德斌 RE Dealing in Securities 2012-06-18 2014-03-28
ADY315 TSAI Chi Kwong, Alfred 蔡致光 RE Dealing in Securities 2012-06-27 2014-03-19
AFJ754 LAM Lai Chun 林麗珍 RE Dealing in Securities 2012-06-20 2014-03-13
ASO302 WONG Tat Kwan 黃達鈞 RE Dealing in Futures Contracts 2013-04-25 2014-03-11
ASO302 WONG Tat Kwan 黃達鈞 RE Dealing in Securities 2013-04-25 2014-03-11
ATY747 WONG Chi Lok 黃之樂 RE Dealing in Futures Contracts 2012-06-26 2014-02-28
ATY747 WONG Chi Lok 黃之樂 RE Dealing in Securities 2012-06-26 2014-02-28
ARB955 HO Cho Ki 何祖祈 RE Leveraged Foreign Exchange Trading 2012-06-18 2014-02-21
ARB955 HO Cho Ki 何祖祈 RE Dealing in Futures Contracts 2012-06-18 2014-02-21
ARB955 HO Cho Ki 何祖祈 RE Dealing in Securities 2012-06-18 2014-02-21
AVA554 TAN Dao Shen 陳道燊 RE Asset Management 2013-03-14 2014-02-07
AXN155 DONG Chang 董昶 RE Dealing in Securities 2012-06-18 2014-02-07
ALJ988 LO Yi Pin 羅宜斌 RE Dealing in Securities 2012-06-22 2014-01-30
ALJ988 LO Yi Pin 羅宜斌 RE Dealing in Futures Contracts 2012-06-22 2014-01-30
ALU283 TONG Derek Wai Hon 唐偉瀚 RE Dealing in Futures Contracts 2013-07-11 2014-01-28
ALU283 TONG Derek Wai Hon 唐偉瀚 RE Dealing in Securities 2013-07-11 2014-01-28
AXC175 CHAO Ruo Han 趙若涵 RE Dealing in Securities 2012-06-14 2014-01-03
AXX715 CHIU Bong Chi, Dominic 趙邦智 RE Dealing in Securities 2012-06-18 2013-12-30
AXX715 CHIU Bong Chi, Dominic 趙邦智 RE Dealing in Futures Contracts 2012-06-18 2013-12-30
AYH663 CHEUNG Ka Ho 張家豪 RE Dealing in Securities 2012-06-14 2013-12-27
AYH663 CHEUNG Ka Ho 張家豪 RE Dealing in Futures Contracts 2012-06-14 2013-12-27
AWY439 LUK Chin Pang Calvin 陸展鵬 RE Dealing in Futures Contracts 2012-07-30 2013-12-23
AWY439 LUK Chin Pang Calvin 陸展鵬 RE Dealing in Securities 2012-06-22 2013-12-23
ALL054 SUN Koon Kwan 辛冠群 RE Dealing in Futures Contracts 2012-06-26 2013-12-20
ALL054 SUN Koon Kwan 辛冠群 RE Dealing in Securities 2012-04-26 2013-12-20
AVA618 LI Wai Sum 李煒森 RE Dealing in Futures Contracts 2012-06-21 2013-12-19
AVA618 LI Wai Sum 李煒森 RE Advising on Securities 2012-06-21 2013-12-19
AVA618 LI Wai Sum 李煒森 RE Dealing in Securities 2012-06-21 2013-12-19
AFI855 NGAI Po Man 魏寶文 RE Dealing in Futures Contracts 2012-08-14 2013-12-13
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Securities 2013-05-30 2013-12-12
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Futures Contracts 2013-05-30 2013-12-12
BAP096 NG Man Fai 吳敏暉 RE Dealing in Futures Contracts 2012-12-06 2013-12-11
BAP096 NG Man Fai 吳敏暉 RE Advising on Securities 2012-12-06 2013-12-11
BAP096 NG Man Fai 吳敏暉 RE Dealing in Securities 2012-12-06 2013-12-11
BAW692 CHAN Ching Shan 陳靜山 RE Dealing in Securities 2013-02-18 2013-12-10
AXZ771 LAM Cheuk Sun 林卓燊 RE Dealing in Securities 2012-06-20 2013-12-06
AXZ771 LAM Cheuk Sun 林卓燊 RE Advising on Securities 2012-06-20 2013-12-06
AOR995 LI Fang 厲放 RE Advising on Corporate Finance 2007-03-19 2013-12-05
APZ093 FU Yuet Wan 傅月雲 RE Dealing in Securities 2012-07-30 2013-12-04
AFM194 LAU Yan Yan, Toynbee 劉恩恩 RE Dealing in Securities 2012-06-20 2013-12-04
AFM194 LAU Yan Yan, Toynbee 劉恩恩 RE Dealing in Futures Contracts 2012-06-20 2013-12-04
ARB703 WANG Yun-hsiu 王允秀 RE Dealing in Securities 2012-06-27 2013-11-29
ARV785 LAN Shu Hua 藍淑樺 RE Dealing in Securities 2012-06-20 2013-11-22
AQG706 AU YEUNG Tsz Fung 歐陽子鋒 RE Dealing in Securities 2013-01-31 2013-11-12
AYV630 TSANG Chun Hei 曾俊禧 RE Dealing in Futures Contracts 2012-06-26 2013-11-04
AYV630 TSANG Chun Hei 曾俊禧 RE Dealing in Securities 2012-06-26 2013-11-04
AYV630 TSANG Chun Hei 曾俊禧 RE Leveraged Foreign Exchange Trading 2012-06-26 2013-11-04
AVH802 CHONG Siu Suet 莊小雪 RE Dealing in Futures Contracts 2012-06-18 2013-11-04
AVH802 CHONG Siu Suet 莊小雪 RE Dealing in Securities 2012-06-18 2013-11-04
ATL879 WONG Wing Keung 王永強 RE Dealing in Futures Contracts 2013-02-06 2013-11-01
ATL879 WONG Wing Keung 王永強 RE Advising on Futures Contracts 2013-02-06 2013-11-01
ATL879 WONG Wing Keung 王永強 RE Advising on Securities 2013-02-06 2013-11-01
ATL879 WONG Wing Keung 王永強 RE Dealing in Securities 2013-02-06 2013-11-01
AUM480 YAU Yuk Kuen 邱玉涓 RE Dealing in Securities 2012-06-27 2013-10-28
AYN027 XU Yingxin 徐英鑫 RE Dealing in Futures Contracts 2012-06-27 2013-10-25
AYN027 XU Yingxin 徐英鑫 RE Dealing in Securities 2012-06-27 2013-10-25
AAV508 LIM Pak Fu 林柏富 RE Advising on Securities 2013-09-10 2013-10-22
AAV508 LIM Pak Fu 林柏富 RE Asset Management 2013-09-10 2013-10-22
AAV508 LIM Pak Fu 林柏富 RE Dealing in Securities 2013-09-10 2013-10-22
AAC861 LAU Tim Fai, Timothy 劉添輝 RE Dealing in Futures Contracts 2013-04-30 2013-10-18
AAC861 LAU Tim Fai, Timothy 劉添輝 RE Dealing in Securities 2013-04-30 2013-10-18
AUR646 HSIEH Siou-Ping 謝秀萍 RE Dealing in Securities 2012-06-18 2013-10-17
ARA879 LIAO Chia-Hui 廖家慧 RE Dealing in Securities 2012-06-27 2013-10-13
ADO049 LIN Huan Chih 練橫持 RE Dealing in Futures Contracts 2012-06-22 2013-10-11
ADO049 LIN Huan Chih 練橫持 RE Dealing in Securities 2012-06-22 2013-10-11
AWK241 LI Kwong 李罡 RE Dealing in Securities 2012-06-21 2013-10-07
AMT934 FONG Man Chun, Alen 方文俊 RE Advising on Securities 2012-06-18 2013-10-04
AMT934 FONG Man Chun, Alen 方文俊 RE Dealing in Securities 2012-06-18 2013-10-04
AVU827 TSE Yu Lung 謝裕龍 RE Leveraged Foreign Exchange Trading 2013-05-08 2013-10-02
AVU827 TSE Yu Lung 謝裕龍 RE Dealing in Futures Contracts 2013-03-26 2013-10-02
AVU827 TSE Yu Lung 謝裕龍 RE Dealing in Securities 2013-03-26 2013-10-02
AHW200 HONG Yu-Lin 洪毓苓 RE Dealing in Securities 2012-06-27 2013-09-24
AWK238 YEH Hsin-Hsin 葉欣欣 RE Dealing in Securities 2012-06-27 2013-09-24
AUB811 CHAN Tsan Tuen 陳贊屯 RE Asset Management 2012-06-14 2013-09-20
AJI405 LEE Wing Yee 李泳宜 RE Dealing in Securities 2013-03-22 2013-09-19
AQU968 PALMER Marie Ann 馬楚瑩 RE Dealing in Futures Contracts 2013-07-23 2013-09-16
AQU968 PALMER Marie Ann 馬楚瑩 RE Dealing in Securities 2013-07-23 2013-09-16
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Advising on Securities 2012-07-10 2013-09-16
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Dealing in Securities 2012-06-26 2013-09-16
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Dealing in Futures Contracts 2012-06-26 2013-09-16
AVS465 LIANG Cheng Chung 梁正中 RO Advising on Futures Contracts 2013-05-30 2013-09-14
AVS465 LIANG Cheng Chung 梁正中 RO Dealing in Futures Contracts 2013-05-30 2013-09-14
AVS465 LIANG Cheng Chung 梁正中 RE Dealing in Securities 2013-02-06 2013-09-14
AVS465 LIANG Cheng Chung 梁正中 RE Advising on Securities 2013-02-06 2013-09-14
BAH705 LAM Suk Yee 林淑儀 RE Dealing in Securities 2012-11-08 2013-08-18
AQL493 LAM Shun 林順 RE Dealing in Securities 2012-06-20 2013-08-09
AQL493 LAM Shun 林順 RE Dealing in Futures Contracts 2012-06-20 2013-08-09
AQL493 LAM Shun 林順 RE Advising on Securities 2012-06-20 2013-08-09
BAE641 PANG Chak Ming 彭澤銘 RE Dealing in Securities 2012-10-08 2013-08-02
BBK646 YANG Yeu Shun 楊雨順 RE Advising on Securities 2013-06-13 2013-07-11
BBK646 YANG Yeu Shun 楊雨順 RE Dealing in Securities 2013-06-13 2013-07-11
AYI935 LUO Ke 羅可 RE Asset Management 2012-06-22 2013-07-06
AAV478 CHAN Andrew Wai Men 陳偉文 RE Dealing in Securities 2013-06-11 2013-07-04
AAV478 CHAN Andrew Wai Men 陳偉文 RE Advising on Securities 2013-06-11 2013-07-04
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Advising on Securities 2012-05-25 2013-06-08
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Dealing in Securities 2012-05-25 2013-06-08
AAP144 TSUI Yau Wan 徐幼雲 RE Dealing in Securities 2011-10-26 2013-06-08
AAJ763 MUI Kay Boon 梅基本 RE Dealing in Securities 2010-11-17 2013-06-08
AAJ763 MUI Kay Boon 梅基本 RE Advising on Securities 2010-11-17 2013-06-08
APR220 CHAN Hui 曾輝 RE Dealing in Securities 2010-07-26 2013-06-08
AXE968 SHIU Chi Man 蕭智文 RE Dealing in Futures Contracts 2012-06-26 2013-06-01
AXE968 SHIU Chi Man 蕭智文 RE Dealing in Securities 2012-06-26 2013-06-01
AVS465 LIANG Cheng Chung 梁正中 RE Advising on Futures Contracts 2013-02-06 2013-05-30
AVS465 LIANG Cheng Chung 梁正中 RE Dealing in Futures Contracts 2013-02-06 2013-05-30
BAE640 NGAN Chiu Chun 顏招駿 RE Dealing in Securities 2012-10-08 2013-05-29
AYD078 TONG Chun Yin 湯俊彥 RE Dealing in Securities 2012-10-08 2013-05-28
BAD883 WONG Yuk Wai Crystal 王鈺蔚 RE Dealing in Securities 2012-09-28 2013-05-15
BAD883 WONG Yuk Wai Crystal 王鈺蔚 RE Dealing in Futures Contracts 2012-09-28 2013-05-15
AQQ102 LIN Hsiu-Hui 林秀惠 RO Advising on Futures Contracts 2012-06-14 2013-04-30
AQQ102 LIN Hsiu-Hui 林秀惠 RO Dealing in Futures Contracts 2012-06-14 2013-04-30
AQQ103 CHIANG Wei-Yuan 江偉源 RO Dealing in Futures Contracts 2012-06-14 2013-04-30
AQQ103 CHIANG Wei-Yuan 江偉源 RO Advising on Futures Contracts 2012-06-14 2013-04-30
AVH984 TAN Ming Yi 陳銘億 RE Advising on Securities 2010-06-09 2013-04-10
AVH984 TAN Ming Yi 陳銘億 RE Dealing in Securities 2010-06-09 2013-04-10
AHG506 WONG Kam Wah 黃錦華 RO Advising on Corporate Finance 2010-05-31 2013-04-08
AQA983 TANG Kai Chung 鄧啟聰 RE Dealing in Securities 2012-06-26 2013-03-27
AQA983 TANG Kai Chung 鄧啟聰 RE Dealing in Futures Contracts 2012-06-26 2013-03-27
AFE208 CHAN Kim Ling 陳劍陵 RO Advising on Corporate Finance 2010-05-24 2013-03-23
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Securities 2012-06-26 2013-03-18
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Futures Contracts 2012-06-26 2013-03-18
BAI829 FONG Yiu Sing 方耀昇 RE Advising on Securities 2012-12-17 2013-03-15

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