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Hong Kong SFC licensed institution ABG896
A One Investment Company Limited
大一投資有限公司

Below are up to 1000 licences that were found for SFC-licensed institution ABG896 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE748 WONG Wah Tak 黃華德 RE Dealing in Securities 2003-04-01 2011-12-31
AAE748 WONG Wah Tak 黃華德 RE Asset Management 2003-04-01 2004-05-10
AAE748 WONG Wah Tak 黃華德 RE Advising on Securities 2003-04-01 2004-05-10
AAE748 WONG Wah Tak 黃華德 RE Advising on Corporate Finance 2003-04-01 2004-05-10
AAE753 YUEN Sai Kun 袁世根 RE Dealing in Securities 2003-04-01 2012-06-30
AAE753 YUEN Sai Kun 袁世根 RE Advising on Corporate Finance 2003-04-01 2004-05-10
AAE753 YUEN Sai Kun 袁世根 RE Asset Management 2003-04-01 2004-05-10
AAE753 YUEN Sai Kun 袁世根 RE Advising on Securities 2003-04-01 2004-05-10
AAE765 LEE KOH Guat Keow, Nancy Angela 李許月嬌 RO Dealing in Securities 2003-04-01 2012-07-01
AAE765 LEE KOH Guat Keow, Nancy Angela 李許月嬌 RO Advising on Securities 2003-04-01 2012-07-01
AAE765 LEE KOH Guat Keow, Nancy Angela 李許月嬌 RO Asset Management 2003-04-01 2005-01-25
AAE765 LEE KOH Guat Keow, Nancy Angela 李許月嬌 RO Advising on Corporate Finance 2003-04-01 2005-01-25
AAM415 LEE Kam Hung, Clement 李錦鴻 RO Advising on Securities 2003-04-01 2013-05-20
AAM415 LEE Kam Hung, Clement 李錦鴻 RO Dealing in Securities 2003-04-01 2013-05-20
AAM415 LEE Kam Hung, Clement 李錦鴻 RO Advising on Corporate Finance 2003-04-01 2005-01-25
AAM415 LEE Kam Hung, Clement 李錦鴻 RO Asset Management 2003-04-01 2005-01-25
AAW572 LI Kit Wan 李潔雲 RE Dealing in Securities 2013-01-07 2013-05-20
AAW572 LI Kit Wan 李潔雲 RO Dealing in Securities 2003-04-01 2013-01-07
AAW572 LI Kit Wan 李潔雲 RO Asset Management 2003-04-01 2004-06-10
AAW572 LI Kit Wan 李潔雲 RO Advising on Corporate Finance 2003-04-01 2004-06-10
AAW572 LI Kit Wan 李潔雲 RO Advising on Securities 2003-04-01 2004-06-10
AAW733 KHOR Kong Leng 許康寧 RO Dealing in Securities 2003-04-01 2007-12-18
AAW733 KHOR Kong Leng 許康寧 RO Advising on Corporate Finance 2003-04-01 2003-11-14
AAW733 KHOR Kong Leng 許康寧 RO Advising on Securities 2003-04-01 2003-11-14
AAW733 KHOR Kong Leng 許康寧 RO Asset Management 2003-04-01 2003-11-14
ABA328 TSANG Seen Ping 曾善平 RE Dealing in Securities 2003-04-01 2006-08-01
ABA328 TSANG Seen Ping 曾善平 RE Advising on Securities 2003-04-01 2005-02-15
ABA328 TSANG Seen Ping 曾善平 RE Asset Management 2003-04-01 2005-01-25
ABA328 TSANG Seen Ping 曾善平 RE Advising on Corporate Finance 2003-04-01 2005-01-25
ABE403 LEE Alvin Gregory 李雅文 RO Advising on Securities 2008-02-22 2013-05-20
ABE403 LEE Alvin Gregory 李雅文 RO Dealing in Securities 2008-02-22 2013-05-20
ABE403 LEE Alvin Gregory 李雅文 RO Advising on Corporate Finance 2003-04-01 2003-12-01
ABE403 LEE Alvin Gregory 李雅文 RO Dealing in Securities 2003-04-01 2003-12-01
ABE403 LEE Alvin Gregory 李雅文 RO Asset Management 2003-04-01 2003-12-01
ABE403 LEE Alvin Gregory 李雅文 RO Advising on Securities 2003-04-01 2003-12-01
ACM211 LEE Alysia Ann 李藹詩 RO Dealing in Securities 2003-04-01 2013-05-20
ACM211 LEE Alysia Ann 李藹詩 RO Advising on Securities 2010-06-22 2013-05-20
ACM211 LEE Alysia Ann 李藹詩 RO Advising on Corporate Finance 2003-04-01 2004-08-09
ACM211 LEE Alysia Ann 李藹詩 RO Advising on Securities 2003-04-01 2004-08-09
ACM211 LEE Alysia Ann 李藹詩 RO Asset Management 2003-04-01 2004-08-09
AQQ522 LIU Yau Suen 劉幼蓀 RE Dealing in Securities 2008-04-08 2013-06-01

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