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Hong Kong SFC licensed institution ABF671
CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution ABF671 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC878 LI Dominic Song Ching 李崇正 RE Advising on Corporate Finance 2006-04-11 2008-05-01
AAC878 LI Dominic Song Ching 李崇正 RE Advising on Securities 2007-09-27 2008-05-01
ABF760 CHOY Shu Kwan 蔡澍鈞 RO Asset Management 2003-04-01 2006-04-06
ABF760 CHOY Shu Kwan 蔡澍鈞 RO Dealing in Securities 2003-04-01 2006-04-06
ABF760 CHOY Shu Kwan 蔡澍鈞 RO Advising on Securities 2003-04-01 2004-07-30
ABF760 CHOY Shu Kwan 蔡澍鈞 RO Advising on Corporate Finance 2003-04-01 2003-06-06
ABR486 CHAN Man Wai, Mark 陳孟為 RE Advising on Corporate Finance 2003-06-27 2003-11-24
ABR486 CHAN Man Wai, Mark 陳孟為 RE Dealing in Securities 2003-06-27 2003-11-24
ABR710 CHENG Kin Lung, David 鄭建龍 RO Advising on Corporate Finance 2004-07-07 2005-06-30
ABR710 CHENG Kin Lung, David 鄭建龍 RO Dealing in Securities 2004-07-07 2005-06-30
ABR710 CHENG Kin Lung, David 鄭建龍 RE Advising on Corporate Finance 2004-05-17 2004-07-07
ABR710 CHENG Kin Lung, David 鄭建龍 RE Dealing in Securities 2004-05-17 2004-07-07
ABT650 TANG Wei, Donald 唐偉 RE Advising on Corporate Finance 2009-03-26 2009-08-10
ABT650 TANG Wei, Donald 唐偉 RE Advising on Securities 2009-03-26 2009-08-10
ABT650 TANG Wei, Donald 唐偉 RE Dealing in Securities 2009-03-26 2009-08-10
ACA839 CHU Fong Kwan 朱方群 RE Asset Management 2003-04-01 2004-09-03
ACA839 CHU Fong Kwan 朱方群 RE Dealing in Securities 2003-06-07 2004-09-03
ACA839 CHU Fong Kwan 朱方群 RE Advising on Securities 2003-04-01 2004-07-30
ACA839 CHU Fong Kwan 朱方群 RE Advising on Futures Contracts 2003-06-07 2004-07-30
ACA839 CHU Fong Kwan 朱方群 RE Advising on Corporate Finance 2003-04-01 2003-04-29
ACD784 YEH Ching Ju 葉靜儒 RE Asset Management 2003-08-22 2006-04-06
ACD784 YEH Ching Ju 葉靜儒 RE Dealing in Securities 2003-09-03 2006-04-06
ACF125 LEE Raymond Yuman 李裕民 RO Dealing in Securities 2009-03-11 2017-05-01
ACF125 LEE Raymond Yuman 李裕民 RO Advising on Corporate Finance 2009-03-11 2017-05-01
ACF125 LEE Raymond Yuman 李裕民 RO Advising on Securities 2009-03-11 2017-05-01
ACF125 LEE Raymond Yuman 李裕民 RE Advising on Securities 2009-02-25 2009-03-11
ACF125 LEE Raymond Yuman 李裕民 RE Dealing in Securities 2009-02-25 2009-03-11
ACF125 LEE Raymond Yuman 李裕民 RE Advising on Corporate Finance 2009-02-25 2009-03-11
ACH857 AU-YONG Shong, Samuel 歐陽淞 RO Advising on Securities 2003-04-01 2003-07-07
ACH857 AU-YONG Shong, Samuel 歐陽淞 RO Dealing in Securities 2003-04-01 2003-07-07
ACH857 AU-YONG Shong, Samuel 歐陽淞 RO Advising on Corporate Finance 2003-04-01 2003-07-07
ACN642 ZHANG Barbara Pei Wen 戚培文 RO Advising on Corporate Finance 2003-04-01 2003-06-06
ACN975 WANG Changhong 王長虹 RO Advising on Securities 2011-07-21 2014-06-30
ACN975 WANG Changhong 王長虹 RO Advising on Corporate Finance 2011-07-21 2014-06-30
ACN975 WANG Changhong 王長虹 RO Dealing in Securities 2011-07-21 2014-06-30
ACN975 WANG Changhong 王長虹 RE Dealing in Securities 2011-07-04 2011-07-21
ACN975 WANG Changhong 王長虹 RE Advising on Securities 2011-07-04 2011-07-21
ACN975 WANG Changhong 王長虹 RE Advising on Corporate Finance 2011-07-04 2011-07-21
ACQ449 LIU Jian 劉健 RO Advising on Corporate Finance 2004-04-15 2009-04-09
ACQ449 LIU Jian 劉健 RO Dealing in Securities 2007-05-08 2009-04-09
ACQ449 LIU Jian 劉健 RO Advising on Securities 2007-08-01 2009-04-09
ACQ449 LIU Jian 劉健 RO Advising on Securities 2004-04-15 2004-07-30
ACQ449 LIU Jian 劉健 RE Advising on Securities 2003-04-01 2004-04-15
ACQ449 LIU Jian 劉健 RE Advising on Corporate Finance 2003-04-01 2004-04-15
ACQ449 LIU Jian 劉健 RE Asset Management 2003-04-01 2003-12-31
ADH566 ZHANG Yichen 張懿宸 RO Dealing in Securities 2003-04-01 2007-04-10
ADH566 ZHANG Yichen 張懿宸 RO Advising on Corporate Finance 2003-04-01 2007-04-10
ADH566 ZHANG Yichen 張懿宸 RO Advising on Securities 2003-04-01 2004-07-30
ADI698 LIU Man Lai, Manly 廖文禮 RO Advising on Futures Contracts 2003-04-01 2004-07-05
ADI698 LIU Man Lai, Manly 廖文禮 RO Asset Management 2003-04-01 2004-07-05
ADI698 LIU Man Lai, Manly 廖文禮 RO Advising on Securities 2003-12-17 2004-07-05
ADI698 LIU Man Lai, Manly 廖文禮 RO Dealing in Securities 2003-12-17 2004-07-05
ADI698 LIU Man Lai, Manly 廖文禮 RE Dealing in Securities 2003-04-01 2003-12-17
ADI698 LIU Man Lai, Manly 廖文禮 RE Advising on Securities 2003-04-01 2003-12-17
ADI698 LIU Man Lai, Manly 廖文禮 RE Advising on Corporate Finance 2003-04-01 2003-04-29
ADK262 YOU Jingfeng 尤勁峰 RE Dealing in Securities 2004-06-10 2005-09-07
ADK262 YOU Jingfeng 尤勁峰 RE Advising on Corporate Finance 2004-06-10 2005-09-07
ADL089 YEUNG Sau San, Eric 楊秀臣 RE Advising on Corporate Finance 2012-04-18 2014-04-01
ADL089 YEUNG Sau San, Eric 楊秀臣 RO Dealing in Securities 2003-04-01 2004-08-18
ADL089 YEUNG Sau San, Eric 楊秀臣 RO Advising on Corporate Finance 2003-04-01 2004-08-18
ADL089 YEUNG Sau San, Eric 楊秀臣 RO Advising on Securities 2003-04-01 2004-07-30
ADL348 MAK Yun Ching, Mica 麥潤楨 RO Dealing in Securities 2007-03-01 2014-10-17
ADL348 MAK Yun Ching, Mica 麥潤楨 RO Advising on Corporate Finance 2007-03-01 2014-10-17
ADL348 MAK Yun Ching, Mica 麥潤楨 RO Advising on Securities 2007-10-16 2014-10-17
ADL348 MAK Yun Ching, Mica 麥潤楨 RE Advising on Corporate Finance 2003-11-28 2007-03-01
ADL348 MAK Yun Ching, Mica 麥潤楨 RE Dealing in Securities 2003-11-28 2007-03-01
ADL348 MAK Yun Ching, Mica 麥潤楨 RE Advising on Securities 2003-11-28 2004-07-30
ADP682 BAZZONI Federico RE Advising on Corporate Finance 2013-05-08 2016-01-01
ADP682 BAZZONI Federico RE Advising on Securities 2013-05-08 2016-01-01
ADP682 BAZZONI Federico RE Dealing in Securities 2013-05-08 2016-01-01
ADT125 CHU Yeong Kang, Joseph Patrick 徐永康 RO Dealing in Securities 2003-04-01 2004-03-15
ADT125 CHU Yeong Kang, Joseph Patrick 徐永康 RO Advising on Corporate Finance 2003-04-01 2004-03-15
ADV290 BHISITKUL John Bunkrit RE Advising on Corporate Finance 2012-05-18 2013-02-01
ADV290 BHISITKUL John Bunkrit RE Dealing in Securities 2012-05-18 2013-02-01
ADV290 BHISITKUL John Bunkrit RE Advising on Securities 2012-05-18 2013-02-01
ADV731 SHI Jinjing 史晉京 RO Advising on Securities 2009-10-12 2010-06-07
ADV731 SHI Jinjing 史晉京 RO Dealing in Securities 2009-10-12 2010-06-07
ADV731 SHI Jinjing 史晉京 RO Advising on Corporate Finance 2009-10-12 2010-06-07
ADV731 SHI Jinjing 史晉京 RE Advising on Corporate Finance 2009-09-17 2009-10-12
ADV731 SHI Jinjing 史晉京 RE Advising on Securities 2009-09-17 2009-10-12
ADZ607 CHIU Sui Keung 趙瑞強 RO Dealing in Securities 2007-01-26 2009-04-01
ADZ607 CHIU Sui Keung 趙瑞強 RO Advising on Corporate Finance 2007-01-26 2009-04-01
ADZ607 CHIU Sui Keung 趙瑞強 RO Advising on Securities 2007-08-01 2009-04-01
ADZ607 CHIU Sui Keung 趙瑞強 RE Advising on Corporate Finance 2007-01-18 2007-01-26
ADZ607 CHIU Sui Keung 趙瑞強 RE Dealing in Securities 2007-01-18 2007-01-26
AEA632 ZHANG Haitao 張海濤 RO Asset Management 2004-06-11 2006-04-06
AEA632 ZHANG Haitao 張海濤 RO Asset Management 2003-04-01 2003-08-14
AEA632 ZHANG Haitao 張海濤 RO Advising on Futures Contracts 2003-04-01 2003-08-14
AED786 YEE Pui Fonk, Janet 余笩昉 RO Advising on Corporate Finance 2006-04-19 2016-01-01
AED786 YEE Pui Fonk, Janet 余笩昉 RO Dealing in Securities 2006-04-19 2016-01-01
AED786 YEE Pui Fonk, Janet 余笩昉 RO Advising on Securities 2007-08-17 2016-01-01
AED786 YEE Pui Fonk, Janet 余笩昉 RE Advising on Corporate Finance 2003-04-01 2006-04-19
AED786 YEE Pui Fonk, Janet 余笩昉 RE Dealing in Securities 2003-04-01 2006-04-19
AED786 YEE Pui Fonk, Janet 余笩昉 RE Advising on Securities 2003-04-01 2004-07-30
AED786 YEE Pui Fonk, Janet 余笩昉 RE Asset Management 2003-04-01 2003-12-31
AEH824 WANG Jing Chen 王京晨 RE Dealing in Securities 2003-04-01 2006-07-07
AEH824 WANG Jing Chen 王京晨 RE Advising on Corporate Finance 2003-04-01 2006-07-07
AEH824 WANG Jing Chen 王京晨 RE Advising on Securities 2003-04-01 2004-07-30
AEH824 WANG Jing Chen 王京晨 RE Asset Management 2003-04-01 2003-12-31
AEL509 WOO Kar Tung, Raymond 胡家棟 RO Dealing in Securities 2004-09-10 2006-08-16
AEL509 WOO Kar Tung, Raymond 胡家棟 RO Advising on Corporate Finance 2004-09-10 2006-08-16
AEL509 WOO Kar Tung, Raymond 胡家棟 RE Advising on Corporate Finance 2004-04-15 2004-09-10
AEL509 WOO Kar Tung, Raymond 胡家棟 RE Dealing in Securities 2004-04-15 2004-09-10
AEL746 YAN Kai Chi, Danny 甄啟智 RE Asset Management 2003-04-01 2004-09-16
AEL746 YAN Kai Chi, Danny 甄啟智 RE Advising on Securities 2003-04-01 2004-07-30
AEL746 YAN Kai Chi, Danny 甄啟智 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AEL756 CHEN Karen Ka Woon 陳嘉媛 RE Advising on Corporate Finance 2003-04-01 2003-11-06
AEL756 CHEN Karen Ka Woon 陳嘉媛 RE Dealing in Securities 2003-04-01 2003-11-06
AEL756 CHEN Karen Ka Woon 陳嘉媛 RE Advising on Securities 2003-04-01 2003-11-06
AEL756 CHEN Karen Ka Woon 陳嘉媛 RE Asset Management 2003-04-01 2003-11-04
AEM703 LIN David Bingjun 林秉俊 RO Dealing in Securities 2004-06-07 2005-04-13
AEM703 LIN David Bingjun 林秉俊 RO Advising on Corporate Finance 2004-06-07 2005-04-13
AEM703 LIN David Bingjun 林秉俊 RO Advising on Securities 2004-06-07 2004-07-30
AEM703 LIN David Bingjun 林秉俊 RE Advising on Corporate Finance 2003-04-01 2004-06-07
AEM703 LIN David Bingjun 林秉俊 RE Advising on Securities 2003-04-01 2004-06-07
AEM703 LIN David Bingjun 林秉俊 RE Dealing in Securities 2003-04-01 2004-06-07
AEM703 LIN David Bingjun 林秉俊 RE Asset Management 2003-04-01 2003-12-31
AFA127 ZHANG Juying Jerry 張巨英 RO Advising on Corporate Finance 2003-04-01 2006-08-07
AFA127 ZHANG Juying Jerry 張巨英 RO Dealing in Securities 2003-04-01 2006-08-07
AFA127 ZHANG Juying Jerry 張巨英 RO Advising on Securities 2003-04-01 2004-07-30
AFD459 NG Chi Hin 吳志軒 RE Dealing in Securities 2003-08-05 2004-02-04
AFD459 NG Chi Hin 吳志軒 RE Advising on Corporate Finance 2003-08-05 2004-02-04
AFD833 MIHALCA Matei Petru 馬德義 RE Advising on Corporate Finance 2003-04-01 2005-04-18
AFD833 MIHALCA Matei Petru 馬德義 RE Dealing in Securities 2003-04-01 2005-04-18
AFD833 MIHALCA Matei Petru 馬德義 RE Advising on Securities 2003-04-01 2004-07-30
AFD833 MIHALCA Matei Petru 馬德義 RE Asset Management 2003-04-01 2003-12-31
AFH079 ZHANG Xiaodong 張晓東 RO Asset Management 2003-12-17 2004-10-05
AFH079 ZHANG Xiaodong 張晓東 RO Advising on Futures Contracts 2003-12-17 2004-07-30
AFH079 ZHANG Xiaodong 張晓東 RO Advising on Securities 2003-12-17 2004-07-17
AFH079 ZHANG Xiaodong 張晓東 RO Dealing in Securities 2003-12-17 2004-07-17
AFH079 ZHANG Xiaodong 張晓東 RE Advising on Securities 2003-04-01 2003-12-17
AFH079 ZHANG Xiaodong 張晓東 RE Dealing in Securities 2003-04-01 2003-12-17
AFH079 ZHANG Xiaodong 張晓東 RE Asset Management 2003-04-01 2003-12-17
AFH079 ZHANG Xiaodong 張晓東 RE Advising on Futures Contracts 2003-06-06 2003-12-17
AFH079 ZHANG Xiaodong 張晓東 RE Advising on Corporate Finance 2003-04-01 2003-04-28
AFK372 LEE Wai Keung 李偉強 RE Advising on Securities 2009-09-15 2011-12-01
AFK372 LEE Wai Keung 李偉強 RE Advising on Corporate Finance 2009-09-15 2011-12-01
AFK372 LEE Wai Keung 李偉強 RE Dealing in Securities 2009-09-15 2011-12-01
AFK545 RUMJAHN Kevin Kalim 林基榮 RO Advising on Corporate Finance 2006-04-26 2006-08-07
AFK545 RUMJAHN Kevin Kalim 林基榮 RO Dealing in Securities 2006-04-26 2006-08-07
AFK545 RUMJAHN Kevin Kalim 林基榮 RE Dealing in Securities 2004-04-16 2006-04-26
AFK545 RUMJAHN Kevin Kalim 林基榮 RE Advising on Corporate Finance 2004-04-16 2006-04-26
AFR290 MA Chi Hong 馬志洪 RE Dealing in Securities 2003-04-01 2006-04-06
AFR290 MA Chi Hong 馬志洪 RE Asset Management 2003-04-01 2006-04-06
AFR290 MA Chi Hong 馬志洪 RE Advising on Securities 2003-04-01 2004-07-30
AFR290 MA Chi Hong 馬志洪 RE Advising on Futures Contracts 2003-06-11 2004-07-30
AFR290 MA Chi Hong 馬志洪 RE Advising on Corporate Finance 2003-04-01 2003-05-20
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RO Dealing in Securities 2009-06-18 2016-01-01
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RO Advising on Corporate Finance 2009-06-18 2016-01-01
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RO Advising on Securities 2009-06-18 2016-01-01
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RE Advising on Corporate Finance 2009-06-01 2009-06-18
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RE Dealing in Securities 2009-06-01 2009-06-18
AFV839 WONG Shin Yee, Freda 黃倩而 RO Dealing in Securities 2006-11-09 2015-06-01
AFV839 WONG Shin Yee, Freda 黃倩而 RO Advising on Corporate Finance 2006-11-09 2015-06-01
AFV839 WONG Shin Yee, Freda 黃倩而 RO Advising on Securities 2007-08-17 2015-06-01
AFV839 WONG Shin Yee, Freda 黃倩而 RE Advising on Corporate Finance 2006-09-05 2006-11-09
AFV839 WONG Shin Yee, Freda 黃倩而 RE Dealing in Securities 2006-09-05 2006-11-09
AFW086 YIM Kwok Man 嚴國文 RE Dealing in Securities 2003-04-01 2005-09-27
AFW086 YIM Kwok Man 嚴國文 RE Advising on Corporate Finance 2003-04-01 2005-09-27
AFW086 YIM Kwok Man 嚴國文 RE Advising on Securities 2003-04-01 2004-07-30
AFW086 YIM Kwok Man 嚴國文 RE Asset Management 2003-04-01 2003-12-31
AFX055 CHEUNG Miu 張渺 RO Advising on Corporate Finance 2003-04-01 2007-04-10
AFX056 CHING Hiu Yuen 程驍遠 RO Advising on Corporate Finance 2003-04-01 2007-04-10
AFX946 CHENG Arthur 鄭斌宜 RE Dealing in Securities 2004-03-16 2006-07-03
AFX946 CHENG Arthur 鄭斌宜 RE Advising on Corporate Finance 2004-03-16 2006-07-03
AGB307 KWONG Ho Kei, Emily 鄺可琪 RO Dealing in Securities 2009-11-12 2010-05-01
AGB307 KWONG Ho Kei, Emily 鄺可琪 RO Advising on Corporate Finance 2009-11-12 2010-05-01
AGB307 KWONG Ho Kei, Emily 鄺可琪 RO Advising on Securities 2009-11-12 2010-05-01
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Dealing in Securities 2009-08-27 2009-11-12
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Corporate Finance 2009-08-27 2009-11-12
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Securities 2009-09-28 2009-11-12
AGF194 CHAN Chi Chuen 陳志銓 RE Advising on Securities 2011-10-11 2016-01-01
AGF194 CHAN Chi Chuen 陳志銓 RE Dealing in Securities 2011-10-11 2016-01-01
AGF194 CHAN Chi Chuen 陳志銓 RO Advising on Corporate Finance 2011-12-29 2016-01-01
AGF194 CHAN Chi Chuen 陳志銓 RE Advising on Corporate Finance 2011-10-11 2011-12-29
AGH130 LI Chun, Elsy 李雋 RE Dealing in Securities 2003-05-09 2005-07-01
AGH130 LI Chun, Elsy 李雋 RE Advising on Corporate Finance 2003-05-09 2005-07-01
AGH231 HUI Yau Wing 許有榮 RE Advising on Corporate Finance 2003-04-01 2003-05-16
AGH231 HUI Yau Wing 許有榮 RE Dealing in Securities 2003-04-01 2003-05-16
AGH231 HUI Yau Wing 許有榮 RE Advising on Securities 2003-04-01 2003-05-16
AGH231 HUI Yau Wing 許有榮 RE Asset Management 2003-04-01 2003-05-16
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Dealing in Securities 2004-01-26 2004-02-13
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Advising on Corporate Finance 2004-01-26 2004-02-13
AGN288 LEUNG Hon Ki 梁漢旗 RO Advising on Securities 2012-09-21 2016-01-01
AGN288 LEUNG Hon Ki 梁漢旗 RO Dealing in Securities 2012-09-21 2016-01-01
AGN288 LEUNG Hon Ki 梁漢旗 RO Advising on Corporate Finance 2012-09-21 2016-01-01
AGN288 LEUNG Hon Ki 梁漢旗 RE Advising on Corporate Finance 2012-07-04 2012-09-21
AGN288 LEUNG Hon Ki 梁漢旗 RE Advising on Securities 2012-07-04 2012-09-21
AGN288 LEUNG Hon Ki 梁漢旗 RE Dealing in Securities 2012-07-04 2012-09-21
AGO080 HO Man Kei, Maggie 何敏琪 RE Advising on Corporate Finance 2003-04-01 2003-05-06
AGO080 HO Man Kei, Maggie 何敏琪 RE Dealing in Securities 2003-04-01 2003-05-06
AGO080 HO Man Kei, Maggie 何敏琪 RE Advising on Securities 2003-04-01 2003-05-06
AGO080 HO Man Kei, Maggie 何敏琪 RE Asset Management 2003-04-01 2003-05-06
AHD518 QIAN Guorong 錢国荣 RO Advising on Corporate Finance 2003-04-01 2003-09-19
AHJ434 WANG Melody Chiao-Ju RO Advising on Corporate Finance 2007-01-16 2007-03-01
AHJ434 WANG Melody Chiao-Ju RO Dealing in Securities 2007-01-16 2007-03-01
AHJ434 WANG Melody Chiao-Ju RE Advising on Corporate Finance 2003-07-21 2007-01-16
AHJ434 WANG Melody Chiao-Ju RE Dealing in Securities 2003-07-21 2007-01-16
AHJ434 WANG Melody Chiao-Ju RE Asset Management 2003-07-21 2006-04-06
AHV026 CHOI Yuk Kit 蔡育杰 RE Advising on Corporate Finance 2003-04-01 2006-07-07
AHV026 CHOI Yuk Kit 蔡育杰 RE Dealing in Securities 2003-04-01 2006-07-07
AHV026 CHOI Yuk Kit 蔡育杰 RE Advising on Securities 2003-04-01 2003-12-31
AHV026 CHOI Yuk Kit 蔡育杰 RE Asset Management 2003-04-01 2003-12-31
AHV031 YAM Chi Man, Jiman 任志民 RE Advising on Corporate Finance 2003-04-01 2006-07-07
AHV031 YAM Chi Man, Jiman 任志民 RE Dealing in Securities 2003-04-01 2006-07-07
AHV031 YAM Chi Man, Jiman 任志民 RE Advising on Securities 2003-04-01 2003-12-31
AHV031 YAM Chi Man, Jiman 任志民 RE Asset Management 2003-04-01 2003-12-31
AHY906 CHOW Mun Chung, Terence 周敏中 RO Advising on Securities 2009-03-12 2009-07-14
AHY906 CHOW Mun Chung, Terence 周敏中 RO Advising on Corporate Finance 2009-03-12 2009-07-14
AHY906 CHOW Mun Chung, Terence 周敏中 RO Dealing in Securities 2009-03-12 2009-07-14
AHY906 CHOW Mun Chung, Terence 周敏中 RE Advising on Corporate Finance 2009-01-14 2009-03-12
AIB281 XIN Yuesheng 信躍升 RE Dealing in Securities 2003-04-01 2006-04-06
AIB281 XIN Yuesheng 信躍升 RE Asset Management 2003-04-01 2006-04-06
AIB281 XIN Yuesheng 信躍升 RE Advising on Securities 2003-04-01 2004-07-30
AIB281 XIN Yuesheng 信躍升 RE Advising on Futures Contracts 2003-06-07 2004-07-30
AIB281 XIN Yuesheng 信躍升 RE Advising on Corporate Finance 2003-04-01 2003-04-29
AIC202 LU Huan 陸歡 RE Advising on Corporate Finance 2003-04-01 2004-06-28
AIC202 LU Huan 陸歡 RE Advising on Securities 2003-04-01 2004-06-28
AIC202 LU Huan 陸歡 RE Asset Management 2003-04-01 2003-12-31
AII428 YIN Ke 殷可 RO Advising on Corporate Finance 2003-04-01 2018-08-31
AII428 YIN Ke 殷可 RO Dealing in Securities 2003-04-01 2018-08-31
AII428 YIN Ke 殷可 RO Advising on Securities 2007-11-06 2018-08-31
AII428 YIN Ke 殷可 RO Asset Management 2003-04-01 2004-07-07
AIJ848 HE Xiaoyun 何云 RE Dealing in Securities 2003-04-01 2005-11-21
AIJ848 HE Xiaoyun 何云 RE Advising on Corporate Finance 2003-04-01 2005-11-21
AIJ848 HE Xiaoyun 何云 RE Advising on Securities 2003-04-01 2004-07-30
AIJ848 HE Xiaoyun 何云 RE Asset Management 2003-04-01 2003-12-31
AIN691 IU Yam San 余蔭燊 RE Asset Management 2003-04-01 2006-04-06
AIN691 IU Yam San 余蔭燊 RE Dealing in Securities 2003-06-07 2006-04-06
AIN691 IU Yam San 余蔭燊 RE Advising on Securities 2003-04-01 2004-07-30
AIN691 IU Yam San 余蔭燊 RE Advising on Futures Contracts 2003-06-07 2004-07-30
AIN691 IU Yam San 余蔭燊 RE Advising on Corporate Finance 2003-04-01 2003-04-29
AIN853 CHIANG Bun 蔣斌 RE Dealing in Securities 2003-04-01 2006-07-07
AIN853 CHIANG Bun 蔣斌 RE Advising on Corporate Finance 2003-04-01 2006-07-07
AIN853 CHIANG Bun 蔣斌 RE Advising on Securities 2003-04-01 2003-12-03
AIN853 CHIANG Bun 蔣斌 RE Asset Management 2003-04-01 2003-12-03
AIY526 WU Chuantao 吳傳韜 RE Dealing in Securities 2003-05-12 2003-12-26
AIY526 WU Chuantao 吳傳韜 RE Asset Management 2003-05-12 2003-12-26
AIY526 WU Chuantao 吳傳韜 RE Advising on Futures Contracts 2003-05-12 2003-12-26
AIY652 SIU Ching Yee 邵靜儀 RE Advising on Corporate Finance 2006-07-26 2009-04-06
AIY652 SIU Ching Yee 邵靜儀 RE Dealing in Securities 2006-07-26 2009-04-06
AIY652 SIU Ching Yee 邵靜儀 RE Advising on Securities 2007-09-27 2009-04-06
AIZ252 DING Xuebing 丁學兵 RE Advising on Futures Contracts 2003-05-23 2003-11-28
AIZ252 DING Xuebing 丁學兵 RE Dealing in Securities 2003-05-23 2003-11-28
AIZ252 DING Xuebing 丁學兵 RE Asset Management 2003-05-23 2003-11-28
AJB319 CHENG Chun Tung 鄭振東 RE Dealing in Securities 2003-07-24 2006-05-22
AJB319 CHENG Chun Tung 鄭振東 RE Advising on Corporate Finance 2003-07-24 2006-05-22
AJG548 LI Yong, Alfa 李勇 RE Dealing in Securities 2003-11-21 2004-03-31
AJM829 NG Ming 吳明 RE Dealing in Securities 2004-03-01 2006-05-28
AJM829 NG Ming 吳明 RE Advising on Corporate Finance 2004-03-01 2006-05-28
AJY016 LI Chiu Yee 李昭儀 RE Advising on Corporate Finance 2004-04-01 2005-10-01
AJY016 LI Chiu Yee 李昭儀 RE Dealing in Securities 2004-04-01 2005-10-01
AKI631 LI Jing 李旌 RE Dealing in Securities 2004-04-16 2004-11-11
AKI631 LI Jing 李旌 RE Advising on Corporate Finance 2004-04-16 2004-11-11
ALC104 POON Yan Loong 潘人龍 RE Dealing in Securities 2004-08-17 2006-07-07
ALC104 POON Yan Loong 潘人龍 RE Advising on Corporate Finance 2004-08-17 2006-07-07
ALC212 WEN Wen 温雯 RE Dealing in Securities 2006-09-27 2010-06-07
ALC212 WEN Wen 温雯 RE Advising on Corporate Finance 2006-09-27 2010-06-07
ALC212 WEN Wen 温雯 RE Advising on Securities 2007-09-27 2010-06-07
ALC212 WEN Wen 温雯 RE Dealing in Securities 2004-08-17 2005-08-26
ALC212 WEN Wen 温雯 RE Advising on Corporate Finance 2004-08-17 2005-08-26
ALQ824 CHEN Michael I-chun 陳懿群 RE Advising on Securities 2013-08-09 2014-04-07
ALQ824 CHEN Michael I-chun 陳懿群 RE Advising on Corporate Finance 2013-08-09 2014-04-07
ALQ824 CHEN Michael I-chun 陳懿群 RE Dealing in Securities 2013-08-09 2014-04-07
ALS787 CHAN Chi Fung, Leo 陳志峰 RE Dealing in Securities 2011-12-09 2015-05-01
ALS787 CHAN Chi Fung, Leo 陳志峰 RE Advising on Securities 2011-12-09 2015-05-01
ALS787 CHAN Chi Fung, Leo 陳志峰 RE Advising on Corporate Finance 2011-12-09 2015-05-01
ALW235 SIU Hau Yep, Ivan 邵厚業 RE Dealing in Securities 2010-05-24 2010-08-11
ALW235 SIU Hau Yep, Ivan 邵厚業 RE Advising on Corporate Finance 2010-05-24 2010-08-11
ALW235 SIU Hau Yep, Ivan 邵厚業 RE Advising on Securities 2010-05-24 2010-08-11
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Advising on Corporate Finance 2009-04-28 2011-06-27
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Dealing in Securities 2009-04-28 2011-06-27
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Advising on Securities 2009-05-22 2011-06-27
AML761 YU Hung Chi 於鴻志 RE Advising on Corporate Finance 2005-09-16 2006-05-15
AML761 YU Hung Chi 於鴻志 RE Dealing in Securities 2005-09-16 2006-05-15
AMY772 CHAN Chi Hung 陳志雄 RE Advising on Corporate Finance 2007-08-13 2012-03-15
AMY772 CHAN Chi Hung 陳志雄 RE Dealing in Securities 2007-08-29 2012-03-15
AMY772 CHAN Chi Hung 陳志雄 RE Advising on Securities 2007-09-27 2012-03-15
ANC049 LUO Gaobo 羅高波 RE Asset Management 2006-02-24 2006-04-06
AND967 MIAO Miao 繆妙 RE Advising on Corporate Finance 2006-03-10 2006-07-07
AND967 MIAO Miao 繆妙 RE Dealing in Securities 2006-03-10 2006-07-07
ANJ772 WANG Yinqiu 王吟秋 RE Dealing in Securities 2006-05-15 2007-10-29
ANJ772 WANG Yinqiu 王吟秋 RE Advising on Corporate Finance 2006-05-15 2007-10-29
ANJ772 WANG Yinqiu 王吟秋 RE Advising on Securities 2007-09-27 2007-10-29
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ANN416 HON Hau Ngai 韓巧藝 RE Advising on Corporate Finance 2006-06-21 2013-10-31
ANN416 HON Hau Ngai 韓巧藝 RE Advising on Securities 2007-09-27 2013-10-31
ANR806 WANG Yigang 王一崗 RE Advising on Corporate Finance 2006-07-28 2007-06-30
ANR806 WANG Yigang 王一崗 RE Dealing in Securities 2006-07-28 2007-06-30
ANR807 LUO Yong 羅詠 RE Dealing in Securities 2006-07-28 2013-10-31
ANR807 LUO Yong 羅詠 RE Advising on Corporate Finance 2006-07-28 2013-10-31
ANR807 LUO Yong 羅詠 RE Advising on Securities 2007-09-27 2013-10-31
ANR808 ZHAO Liujun 趙留軍 RE Dealing in Securities 2006-07-28 2007-06-30
ANR808 ZHAO Liujun 趙留軍 RE Advising on Corporate Finance 2006-07-28 2007-06-30
ANR809 QIN Chengdong 秦成棟 RE Advising on Corporate Finance 2006-07-28 2007-06-30
ANR809 QIN Chengdong 秦成棟 RE Dealing in Securities 2006-07-28 2007-06-30
ANV055 HE Guowang 賀國旺 RE Dealing in Securities 2006-08-25 2007-07-01
ANV055 HE Guowang 賀國旺 RE Advising on Corporate Finance 2006-08-25 2007-07-01
ANV070 FRANCISCO Christopher 方宇傑 RE Advising on Corporate Finance 2007-12-03 2014-02-09
ANV070 FRANCISCO Christopher 方宇傑 RE Advising on Securities 2007-12-28 2014-02-09
ANV070 FRANCISCO Christopher 方宇傑 RE Dealing in Securities 2007-12-28 2014-02-09
AOA392 LOK Chun Sing 樂震聲 RE Advising on Corporate Finance 2012-05-17 2014-09-19
AOA392 LOK Chun Sing 樂震聲 RE Advising on Securities 2012-05-17 2014-09-19
AOA392 LOK Chun Sing 樂震聲 RE Dealing in Securities 2012-05-17 2014-09-19
AOA392 LOK Chun Sing 樂震聲 RE Advising on Securities 2010-07-06 2011-08-18
AOA392 LOK Chun Sing 樂震聲 RE Dealing in Securities 2010-07-06 2011-08-18
AOA392 LOK Chun Sing 樂震聲 RE Advising on Corporate Finance 2010-07-06 2011-08-18
AOA396 LO Siu Kit 羅肇傑 RE Advising on Securities 2010-10-29 2011-01-31
AOA396 LO Siu Kit 羅肇傑 RE Advising on Corporate Finance 2010-10-29 2011-01-31
AOA396 LO Siu Kit 羅肇傑 RE Dealing in Securities 2010-10-29 2011-01-31
AOA787 SUN Yi 孫毅 RO Advising on Corporate Finance 2007-02-27 2008-05-01
AOA787 SUN Yi 孫毅 RO Dealing in Securities 2007-02-27 2008-05-01
AOA787 SUN Yi 孫毅 RO Advising on Securities 2007-08-01 2008-05-01
AOA787 SUN Yi 孫毅 RE Dealing in Securities 2006-10-05 2007-02-27
AOA787 SUN Yi 孫毅 RE Advising on Corporate Finance 2006-10-05 2007-02-27
APA355 LIANG Shuang 梁爽 RE Advising on Corporate Finance 2007-05-30 2007-08-31
APA355 LIANG Shuang 梁爽 RE Dealing in Securities 2007-05-30 2007-08-31
APC066 TAN Swee Koon 陳瑞坤 RE Advising on Corporate Finance 2007-06-14 2008-05-14
APC066 TAN Swee Koon 陳瑞坤 RE Dealing in Securities 2007-06-14 2008-05-14
APC066 TAN Swee Koon 陳瑞坤 RE Advising on Securities 2007-09-27 2008-05-14
APC521 KWOK Yan Ming 郭恩明 RE Advising on Corporate Finance 2007-06-18 2010-07-25
APC521 KWOK Yan Ming 郭恩明 RE Dealing in Securities 2007-06-18 2010-07-25
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APC725 LI Guangchao 李廣超 RE Dealing in Securities 2007-06-22 2009-03-01
APC725 LI Guangchao 李廣超 RE Advising on Corporate Finance 2007-06-22 2009-03-01
APC725 LI Guangchao 李廣超 RE Advising on Securities 2007-09-27 2009-03-01
APD339 ZHENG Chun 鄭淳 RE Advising on Corporate Finance 2007-06-27 2007-09-29
APD339 ZHENG Chun 鄭淳 RE Dealing in Securities 2007-06-27 2007-09-29
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APK242 SHEN Yue 沈越 RE Advising on Corporate Finance 2009-05-14 2016-01-01
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APR500 SIU Pui Sun 蕭培燊 RE Advising on Securities 2011-05-09 2011-10-26
APR500 SIU Pui Sun 蕭培燊 RE Advising on Corporate Finance 2011-05-09 2011-10-26
APV159 CHAN Janice Wing Yee 陳穎怡 RE Dealing in Securities 2007-10-16 2010-08-08
APV159 CHAN Janice Wing Yee 陳穎怡 RE Advising on Securities 2007-10-16 2010-08-08
APV159 CHAN Janice Wing Yee 陳穎怡 RE Advising on Corporate Finance 2007-10-16 2010-08-08
AQD161 WANG Jian 王健 RE Advising on Securities 2007-12-11 2015-07-17
AQD161 WANG Jian 王健 RE Advising on Corporate Finance 2007-12-11 2015-07-17
AQD161 WANG Jian 王健 RE Dealing in Securities 2007-12-11 2015-07-17
AQE321 ZHANG Xiujie 張秀杰 RE Dealing in Securities 2008-01-02 2008-05-16
AQE321 ZHANG Xiujie 張秀杰 RE Advising on Securities 2008-01-02 2008-05-16
AQE321 ZHANG Xiujie 張秀杰 RE Advising on Corporate Finance 2008-01-02 2008-05-16
AQU258 LAI Patrick Pak Hung 黎柏鴻 RE Advising on Corporate Finance 2010-03-08 2014-02-09
AQU258 LAI Patrick Pak Hung 黎柏鴻 RE Dealing in Securities 2010-03-08 2014-02-09
AQU258 LAI Patrick Pak Hung 黎柏鴻 RE Advising on Securities 2010-03-15 2014-02-09
AQY078 ZHENG Weifeng 鄭衛峰 RO Advising on Corporate Finance 2008-07-30 2013-01-01
AQY078 ZHENG Weifeng 鄭衛峰 RO Advising on Securities 2008-07-30 2013-01-01
AQY078 ZHENG Weifeng 鄭衛峰 RO Dealing in Securities 2008-07-30 2013-01-01
AQY078 ZHENG Weifeng 鄭衛峰 RE Advising on Corporate Finance 2008-04-28 2008-07-30
AQY078 ZHENG Weifeng 鄭衛峰 RE Dealing in Securities 2008-04-28 2008-07-30
AQY078 ZHENG Weifeng 鄭衛峰 RE Advising on Securities 2008-04-28 2008-07-30
ARD250 WANG Jian 王鍵 RE Advising on Corporate Finance 2008-05-27 2011-07-27
ARD250 WANG Jian 王鍵 RE Advising on Securities 2008-05-27 2011-07-27
ARD250 WANG Jian 王鍵 RE Dealing in Securities 2008-05-27 2011-07-27
ARD482 YU Ka Ho 余嘉豪 RE Advising on Corporate Finance 2008-06-10 2010-06-10
ARD482 YU Ka Ho 余嘉豪 RE Advising on Securities 2008-06-10 2010-06-10
ARD482 YU Ka Ho 余嘉豪 RE Dealing in Securities 2008-06-10 2010-06-10
ARI071 WANG Xiao 王瀟 RE Advising on Securities 2008-07-11 2016-01-01
ARI071 WANG Xiao 王瀟 RE Advising on Corporate Finance 2008-07-11 2016-01-01
ARI071 WANG Xiao 王瀟 RE Dealing in Securities 2008-07-11 2016-01-01
ARL099 CESARO Andrea RE Advising on Securities 2014-01-03 2014-10-06
ARL099 CESARO Andrea RE Dealing in Securities 2014-01-03 2014-10-06
ARL099 CESARO Andrea RE Advising on Corporate Finance 2014-01-03 2014-10-06
ARQ788 XU Ping 徐娉 RE Advising on Corporate Finance 2011-12-13 2016-01-01
ARQ788 XU Ping 徐娉 RE Advising on Securities 2011-12-13 2016-01-01
ARQ788 XU Ping 徐娉 RE Dealing in Securities 2011-12-13 2016-01-01
ATO768 LIU Ying 劉莹 RE Dealing in Securities 2009-08-20 2010-05-08
ATO768 LIU Ying 劉莹 RE Advising on Corporate Finance 2009-08-20 2010-05-08
ATO768 LIU Ying 劉莹 RE Advising on Securities 2009-08-20 2010-05-08
AUC948 ZHOU Nan RE Advising on Corporate Finance 2009-11-10 2010-05-30
AUC948 ZHOU Nan RE Dealing in Securities 2009-11-10 2010-05-30
AUC948 ZHOU Nan RE Advising on Securities 2009-11-10 2010-05-30
AUD627 FANG Peter 方宗鼎 RE Advising on Corporate Finance 2009-11-12 2010-05-21
AUD627 FANG Peter 方宗鼎 RE Advising on Securities 2009-11-12 2010-05-21
AUD627 FANG Peter 方宗鼎 RE Dealing in Securities 2009-11-12 2010-05-21
AUD628 WEI Xuyue 魏旭玥 RE Dealing in Securities 2009-11-12 2012-08-01
AUD628 WEI Xuyue 魏旭玥 RE Advising on Corporate Finance 2009-11-12 2012-08-01
AUD628 WEI Xuyue 魏旭玥 RE Advising on Securities 2009-11-12 2012-08-01
AUW243 LIU Hanhua 劉漢華 RE Advising on Securities 2011-03-29 2016-01-13
AUW243 LIU Hanhua 劉漢華 RE Advising on Corporate Finance 2011-03-29 2016-01-13
AUW243 LIU Hanhua 劉漢華 RE Dealing in Securities 2011-03-29 2016-01-13
AUZ700 ZHU Qing 祝青 RE Advising on Securities 2010-04-23 2015-10-09
AUZ700 ZHU Qing 祝青 RE Dealing in Securities 2010-04-23 2015-10-09
AUZ700 ZHU Qing 祝青 RE Advising on Corporate Finance 2010-04-23 2015-10-09
AUZ701 CHEN Chen 陳晨 RE Advising on Corporate Finance 2010-04-23 2015-05-28
AUZ701 CHEN Chen 陳晨 RE Dealing in Securities 2010-04-23 2015-05-28
AUZ701 CHEN Chen 陳晨 RE Advising on Securities 2010-04-23 2015-05-28
AUZ702 LI Ya 李雅 RE Advising on Corporate Finance 2010-04-23 2015-01-01
AUZ702 LI Ya 李雅 RE Dealing in Securities 2010-04-23 2015-01-01
AUZ702 LI Ya 李雅 RE Advising on Securities 2010-04-23 2015-01-01
AUZ703 YU Yang 于楊 RE Advising on Corporate Finance 2010-04-23 2016-01-01
AUZ703 YU Yang 于楊 RE Advising on Securities 2010-04-23 2016-01-01
AUZ703 YU Yang 于楊 RE Dealing in Securities 2010-04-23 2016-01-01
AVA488 KANG Na 亢娜 RE Dealing in Securities 2010-04-23 2010-06-01
AVA488 KANG Na 亢娜 RE Advising on Corporate Finance 2010-04-23 2010-06-01
AVA488 KANG Na 亢娜 RE Advising on Securities 2010-04-23 2010-06-01
AVA663 CHUANG Hao-Yuan 莊晧淵 RE Advising on Securities 2010-04-19 2013-08-19
AVA663 CHUANG Hao-Yuan 莊晧淵 RE Dealing in Securities 2010-04-19 2013-08-19
AVA663 CHUANG Hao-Yuan 莊晧淵 RE Advising on Corporate Finance 2010-04-19 2013-08-19
AVC087 LU Zhuo 呂卓 RE Advising on Securities 2010-04-22 2014-04-12
AVC087 LU Zhuo 呂卓 RE Dealing in Securities 2010-04-22 2014-04-12
AVC087 LU Zhuo 呂卓 RE Advising on Corporate Finance 2010-04-22 2014-04-12
AVE151 WANG Yihui 王一滙 RE Advising on Corporate Finance 2010-05-13 2013-04-11
AVE151 WANG Yihui 王一滙 RE Dealing in Securities 2010-05-13 2013-04-11
AVE151 WANG Yihui 王一滙 RE Advising on Securities 2010-05-13 2013-04-11
AVJ282 SIU Hiu Wang 蕭曉泓 RE Advising on Corporate Finance 2014-09-11 2016-01-01
AVJ282 SIU Hiu Wang 蕭曉泓 RE Dealing in Securities 2014-09-11 2016-01-01
AVJ282 SIU Hiu Wang 蕭曉泓 RE Advising on Securities 2014-09-11 2016-01-01
AVJ511 LUO Yijue 羅一珏 RE Advising on Corporate Finance 2010-06-23 2014-02-09
AVJ511 LUO Yijue 羅一珏 RE Dealing in Securities 2010-06-23 2014-02-09
AVJ511 LUO Yijue 羅一珏 RE Advising on Securities 2010-06-23 2014-02-09
AVK616 WANG Yihua 王奕華 RE Advising on Securities 2010-06-25 2012-08-01
AVK616 WANG Yihua 王奕華 RE Dealing in Securities 2010-06-25 2012-08-01
AVK616 WANG Yihua 王奕華 RE Advising on Corporate Finance 2010-06-25 2012-08-01
AVL306 XU Xu 許煦 RE Advising on Securities 2010-07-05 2015-05-01
AVL306 XU Xu 許煦 RE Advising on Corporate Finance 2010-07-05 2015-05-01
AVL306 XU Xu 許煦 RE Dealing in Securities 2010-07-05 2015-05-01
AVS728 POON Ying Heung, Charlotte 潘凝香 RE Advising on Securities 2011-08-08 2016-01-01
AVS728 POON Ying Heung, Charlotte 潘凝香 RE Dealing in Securities 2011-08-08 2016-01-01
AVS728 POON Ying Heung, Charlotte 潘凝香 RE Advising on Corporate Finance 2011-08-08 2016-01-01
AVS886 HONG Yancheng 洪研程 RE Advising on Corporate Finance 2011-01-13 2013-07-01
AVS886 HONG Yancheng 洪研程 RE Advising on Securities 2011-01-13 2013-07-01
AVS886 HONG Yancheng 洪研程 RE Dealing in Securities 2011-01-13 2013-07-01
AVV177 MAO Biyu 茅碧玉 RE Advising on Securities 2010-08-31 2014-06-26
AVV177 MAO Biyu 茅碧玉 RE Dealing in Securities 2010-08-31 2014-06-26
AVV177 MAO Biyu 茅碧玉 RE Advising on Corporate Finance 2010-08-31 2014-06-26
AWA019 LI Hongxing 李紅星 RE Advising on Securities 2010-10-07 2016-01-01
AWA019 LI Hongxing 李紅星 RE Dealing in Securities 2010-10-07 2016-01-01
AWA019 LI Hongxing 李紅星 RE Advising on Corporate Finance 2010-10-07 2016-01-01
AWE779 CHAU Wai Man, Beverly 鄒慧敏 RE Advising on Securities 2010-10-29 2012-10-20
AWE779 CHAU Wai Man, Beverly 鄒慧敏 RE Dealing in Securities 2010-10-29 2012-10-20
AWE779 CHAU Wai Man, Beverly 鄒慧敏 RE Advising on Corporate Finance 2010-10-29 2012-10-20
AWI926 LIN Yu 林宇 RE Advising on Securities 2010-11-19 2012-11-13
AWI926 LIN Yu 林宇 RE Dealing in Securities 2010-11-19 2012-11-13
AWI926 LIN Yu 林宇 RE Advising on Corporate Finance 2010-11-19 2012-11-13
AWN156 PANG Kwan 彭堃 RE Dealing in Securities 2010-12-20 2013-10-31
AWN156 PANG Kwan 彭堃 RE Advising on Corporate Finance 2010-12-20 2013-10-31
AWN156 PANG Kwan 彭堃 RE Advising on Securities 2010-12-20 2013-10-31
AWQ291 QU Wei 瞿煒 RE Advising on Corporate Finance 2011-01-13 2013-04-11
AWQ291 QU Wei 瞿煒 RE Dealing in Securities 2011-01-13 2013-04-11
AWQ291 QU Wei 瞿煒 RE Advising on Securities 2011-01-13 2013-04-11
AWX068 NIE Shuoliang 聶碩良 RE Advising on Corporate Finance 2011-03-03 2013-06-15
AWX068 NIE Shuoliang 聶碩良 RE Advising on Securities 2011-03-03 2013-06-15
AWX068 NIE Shuoliang 聶碩良 RE Dealing in Securities 2011-03-03 2013-06-15
AWY537 JIANG Yakang 蔣亞康 RE Dealing in Securities 2011-03-10 2013-08-01
AWY537 JIANG Yakang 蔣亞康 RE Advising on Corporate Finance 2011-03-10 2013-08-01
AWY537 JIANG Yakang 蔣亞康 RE Advising on Securities 2011-03-10 2013-08-01
AXD120 LIU Joseph RE Advising on Securities 2011-04-11 2016-01-01
AXD120 LIU Joseph RE Dealing in Securities 2011-04-11 2016-01-01
AXD120 LIU Joseph RE Advising on Corporate Finance 2011-04-11 2016-01-01
AXI228 YANG Hai 楊海 RE Advising on Corporate Finance 2011-06-01 2015-05-01
AXI228 YANG Hai 楊海 RE Dealing in Securities 2011-06-01 2015-05-01
AXI228 YANG Hai 楊海 RE Advising on Securities 2011-06-01 2015-05-01
AXI245 YAN Ligang 閆立罡 RE Advising on Corporate Finance 2011-06-01 2016-01-01
AXI245 YAN Ligang 閆立罡 RE Dealing in Securities 2011-06-01 2016-01-01
AXI245 YAN Ligang 閆立罡 RE Advising on Securities 2011-06-01 2016-01-01
AXI251 YANG Yang 楊洋 RE Dealing in Securities 2011-06-01 2015-09-30
AXI251 YANG Yang 楊洋 RE Advising on Securities 2011-06-01 2015-09-30
AXI251 YANG Yang 楊洋 RE Advising on Corporate Finance 2011-06-01 2015-09-30
AXI260 MAO Jiangqiang 毛江強 RE Advising on Corporate Finance 2011-06-01 2011-11-01
AXI260 MAO Jiangqiang 毛江強 RE Dealing in Securities 2011-06-01 2011-11-01
AXI260 MAO Jiangqiang 毛江強 RE Advising on Securities 2011-06-01 2011-11-01
AXI337 LIN Tingting 林婷婷 RE Dealing in Securities 2011-06-01 2014-11-01
AXI337 LIN Tingting 林婷婷 RE Advising on Securities 2011-06-01 2014-11-01
AXI337 LIN Tingting 林婷婷 RE Advising on Corporate Finance 2011-06-01 2014-11-01
AXP175 ZHAO Geoffrey Li 趙力 RE Dealing in Securities 2011-07-06 2016-01-01
AXP175 ZHAO Geoffrey Li 趙力 RE Advising on Corporate Finance 2011-07-06 2016-01-01
AXP175 ZHAO Geoffrey Li 趙力 RE Advising on Securities 2011-07-06 2016-01-01
AXT110 XU Pengzi 許蓬子 RE Dealing in Securities 2011-08-01 2017-05-01
AXT110 XU Pengzi 許蓬子 RE Advising on Securities 2011-08-01 2017-05-01
AXT416 CAI Yulong 蔡宇龍 RE Advising on Corporate Finance 2011-08-02 2016-01-01
AXT416 CAI Yulong 蔡宇龍 RE Advising on Securities 2011-08-02 2016-01-01
AXT416 CAI Yulong 蔡宇龍 RE Dealing in Securities 2011-08-02 2016-01-01
AYC674 LIU Yinan 劉逸南 RE Dealing in Securities 2011-09-20 2013-07-06
AYC674 LIU Yinan 劉逸南 RE Advising on Securities 2011-09-20 2013-07-06
AYC674 LIU Yinan 劉逸南 RE Advising on Corporate Finance 2011-09-20 2013-07-06
AYM806 MAN Yim King 文艷琼 RE Advising on Corporate Finance 2013-09-24 2014-11-15
AYM806 MAN Yim King 文艷琼 RE Advising on Securities 2013-09-24 2014-11-15
AYM806 MAN Yim King 文艷琼 RE Dealing in Securities 2013-09-24 2014-11-15
AYT167 LIU Mengzhang 劉蒙璋 RE Advising on Securities 2012-01-06 2014-05-29
AYT167 LIU Mengzhang 劉蒙璋 RE Dealing in Securities 2012-01-06 2014-05-29
AYT167 LIU Mengzhang 劉蒙璋 RE Advising on Corporate Finance 2012-01-06 2014-05-29
AYV511 LI Hang 李航 RE Dealing in Securities 2013-07-22 2013-10-31
AYV511 LI Hang 李航 RE Advising on Securities 2013-07-22 2013-10-31
AYV511 LI Hang 李航 RE Advising on Corporate Finance 2013-07-22 2013-10-31
BAV567 YAN Jianlin 閆建霖 RO Advising on Securities 2013-07-17 2015-09-30
BAV567 YAN Jianlin 閆建霖 RO Dealing in Securities 2013-07-17 2015-09-30
BAV567 YAN Jianlin 閆建霖 RO Advising on Corporate Finance 2013-07-17 2015-09-30
BAV567 YAN Jianlin 閆建霖 RE Advising on Securities 2013-02-04 2013-07-17
BAV567 YAN Jianlin 閆建霖 RE Advising on Corporate Finance 2013-02-04 2013-07-17
BAV567 YAN Jianlin 閆建霖 RE Dealing in Securities 2013-02-04 2013-07-17
BBH078 TIAN Yuan 田园 RE Advising on Securities 2013-05-15 2015-06-30
BBH078 TIAN Yuan 田园 RE Advising on Corporate Finance 2013-05-15 2015-06-30
BBH078 TIAN Yuan 田园 RE Dealing in Securities 2013-05-15 2015-06-30
BBK476 MO Weishu 莫唯書 RE Advising on Corporate Finance 2013-06-11 2016-01-01
BBK476 MO Weishu 莫唯書 RE Advising on Securities 2013-06-11 2016-01-01
BBK476 MO Weishu 莫唯書 RE Dealing in Securities 2013-06-11 2016-01-01
BBR070 REN Mengqi 任孟琦 RE Dealing in Securities 2013-08-01 2016-01-01
BBR070 REN Mengqi 任孟琦 RE Advising on Securities 2013-08-01 2016-01-01
BBR070 REN Mengqi 任孟琦 RE Advising on Corporate Finance 2013-08-01 2016-01-01
BBR071 ZHOU Zuyu 周祖禹 RE Advising on Corporate Finance 2013-08-01 2016-01-13
BBR071 ZHOU Zuyu 周祖禹 RE Advising on Securities 2013-08-01 2016-01-13
BBR071 ZHOU Zuyu 周祖禹 RE Dealing in Securities 2013-08-01 2016-01-13
BBR074 ZHANG Huan 張歡 RE Advising on Corporate Finance 2013-08-01 2014-07-21
BBR074 ZHANG Huan 張歡 RE Advising on Securities 2013-08-01 2014-07-21
BBR074 ZHANG Huan 張歡 RE Dealing in Securities 2013-08-01 2014-07-21
BBR075 YANG Yi 楊逸 RE Dealing in Securities 2013-08-01 2014-10-17
BBR075 YANG Yi 楊逸 RE Advising on Corporate Finance 2013-08-01 2014-10-17
BBR075 YANG Yi 楊逸 RE Advising on Securities 2013-08-01 2014-10-17
BBR112 HE Tian 賀添 RE Dealing in Securities 2013-08-01 2016-01-01
BBR112 HE Tian 賀添 RE Advising on Corporate Finance 2013-08-01 2016-01-01
BBR112 HE Tian 賀添 RE Advising on Securities 2013-08-01 2016-01-01
BBR299 BAO Qiyi 鮑奇一 RE Advising on Securities 2013-08-02 2014-07-21
BBR299 BAO Qiyi 鮑奇一 RE Dealing in Securities 2013-08-02 2014-07-21
BBR299 BAO Qiyi 鮑奇一 RE Advising on Corporate Finance 2013-08-02 2014-07-21
BBT850 WANG Xuzhou 王旭州 RE Dealing in Securities 2013-08-26 2015-12-01
BBT850 WANG Xuzhou 王旭州 RE Advising on Corporate Finance 2013-08-26 2015-12-01
BBT850 WANG Xuzhou 王旭州 RE Advising on Securities 2013-08-26 2015-12-01
BBT857 QIAO Yufei 喬雨菲 RE Advising on Securities 2013-08-26 2014-07-21
BBT857 QIAO Yufei 喬雨菲 RE Dealing in Securities 2013-08-26 2014-07-21
BBT857 QIAO Yufei 喬雨菲 RE Advising on Corporate Finance 2013-08-26 2014-07-21
BBU284 LU Xiang 陸庠 RE Advising on Corporate Finance 2013-08-29 2014-08-18
BBU284 LU Xiang 陸庠 RE Dealing in Securities 2013-08-29 2014-08-18
BBU284 LU Xiang 陸庠 RE Advising on Securities 2013-08-29 2014-08-18
BCF482 GAO Daguang 高大光 RE Advising on Securities 2013-10-31 2015-03-01
BCF482 GAO Daguang 高大光 RE Dealing in Securities 2013-10-31 2015-03-01
BCF482 GAO Daguang 高大光 RE Advising on Corporate Finance 2013-10-31 2015-03-01
BDE788 CHEUNG Na 張娜 RE Advising on Corporate Finance 2014-03-28 2015-03-16
BDE788 CHEUNG Na 張娜 RE Advising on Securities 2014-03-28 2015-03-16
BDE788 CHEUNG Na 張娜 RE Dealing in Securities 2014-03-28 2015-03-16
BDH680 YANG Kaixuan 楊凱璇 RE Advising on Securities 2014-12-23 2016-01-01
BDH680 YANG Kaixuan 楊凱璇 RE Advising on Corporate Finance 2014-12-23 2016-01-01
BDH680 YANG Kaixuan 楊凱璇 RE Dealing in Securities 2014-12-23 2016-01-01
BDL384 FU Fuxing 傅福行 RE Dealing in Securities 2014-05-15 2015-02-13
BDL384 FU Fuxing 傅福行 RE Advising on Corporate Finance 2014-05-15 2015-02-13
BDL384 FU Fuxing 傅福行 RE Advising on Securities 2014-05-15 2015-02-13
BDX511 SHI Yupeng 施宇鵬 RE Advising on Corporate Finance 2015-01-14 2016-01-01
BDX511 SHI Yupeng 施宇鵬 RE Advising on Securities 2015-01-14 2016-01-01
BDX511 SHI Yupeng 施宇鵬 RE Dealing in Securities 2015-01-14 2016-01-01
BDY320 ZHANG Xinyun 張欣韵 RE Advising on Securities 2014-08-08 2015-03-12
BDY320 ZHANG Xinyun 張欣韵 RE Dealing in Securities 2014-08-08 2015-03-12
BDY320 ZHANG Xinyun 張欣韵 RE Advising on Corporate Finance 2014-08-08 2015-03-12
BEA117 WANG Rui 王銳 RE Advising on Securities 2014-08-13 2015-07-23
BEA117 WANG Rui 王銳 RE Advising on Corporate Finance 2014-08-13 2015-07-23
BEA117 WANG Rui 王銳 RE Dealing in Securities 2014-08-13 2015-07-23
BEA831 LUO Xiaoran 羅笑然 RE Advising on Corporate Finance 2014-08-19 2016-01-01
BEA831 LUO Xiaoran 羅笑然 RE Dealing in Securities 2014-08-19 2016-01-01
BEA831 LUO Xiaoran 羅笑然 RE Advising on Securities 2014-08-19 2016-01-01
BEC946 CHEN Chi-Chen 陳紀正 RE Dealing in Securities 2014-09-10 2016-02-03
BEC946 CHEN Chi-Chen 陳紀正 RE Advising on Securities 2014-09-10 2016-02-03
BEC946 CHEN Chi-Chen 陳紀正 RE Advising on Corporate Finance 2014-09-10 2016-02-03
BEF650 KIM Wee Kwang 金偉光 RE Dealing in Securities 2014-09-25 2016-01-01
BEF650 KIM Wee Kwang 金偉光 RE Advising on Securities 2014-09-25 2016-01-01
BEF650 KIM Wee Kwang 金偉光 RE Advising on Corporate Finance 2014-09-25 2016-01-01
BFC751 LI Jia Wei 李佳蔚 RE Dealing in Securities 2015-03-23 2015-08-07
BFC751 LI Jia Wei 李佳蔚 RE Advising on Corporate Finance 2015-03-23 2015-08-07
BFC751 LI Jia Wei 李佳蔚 RE Advising on Securities 2015-03-23 2015-08-07
BFH774 TANG Zhongzhi 唐中植 RE Dealing in Securities 2015-04-27 2016-01-01
BFH774 TANG Zhongzhi 唐中植 RE Advising on Securities 2015-04-27 2016-01-01
BFH774 TANG Zhongzhi 唐中植 RE Advising on Corporate Finance 2015-04-27 2016-01-01

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