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Hong Kong SFC licensed institution ABA779
BNP PARIBAS ASSET MANAGEMENT ASIA Limited
法國巴黎資產管理亞洲有限公司

Below are up to 1000 licences that were found for SFC-licensed institution ABA779 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB920 SO Hon Ming, Francis 蘇漢明 RE Asset Management 2005-11-25 2011-08-15
AAB920 SO Hon Ming, Francis 蘇漢明 RE Advising on Futures Contracts 2005-11-25 2011-08-15
AAB920 SO Hon Ming, Francis 蘇漢明 RE Dealing in Securities 2009-08-10 2011-08-15
AAB922 DUNCAN Richard RE Asset Management 2003-04-01 2005-12-01
AAB922 DUNCAN Richard RE Advising on Securities 2003-04-01 2005-12-01
AAB976 FUNG Yiu Fai 馮耀輝 RO Dealing in Securities 2008-06-02 2009-02-01
AAB976 FUNG Yiu Fai 馮耀輝 RO Asset Management 2008-06-02 2009-02-01
AAB976 FUNG Yiu Fai 馮耀輝 RO Advising on Futures Contracts 2008-06-02 2009-02-01
AAB976 FUNG Yiu Fai 馮耀輝 RO Advising on Securities 2008-06-02 2009-02-01
ABA945 NG Kim Guan 黃金源 RO Asset Management 2003-04-01 2018-12-31
ABA945 NG Kim Guan 黃金源 RO Dealing in Securities 2003-04-01 2018-12-31
ABA945 NG Kim Guan 黃金源 RO Advising on Futures Contracts 2003-04-01 2018-12-31
ABA945 NG Kim Guan 黃金源 RO Advising on Securities 2003-04-01 2018-12-31
ABO903 LUNG Hak Kau, Karl 龍克裘 RE Asset Management 2003-04-01 2004-08-03
ABO903 LUNG Hak Kau, Karl 龍克裘 RE Advising on Futures Contracts 2003-04-01 2004-08-03
ABO903 LUNG Hak Kau, Karl 龍克裘 RE Advising on Securities 2003-04-01 2004-08-03
ABO903 LUNG Hak Kau, Karl 龍克裘 RE Dealing in Securities 2003-04-01 2004-08-03
ABP721 CHUI Kai Pui, Monny 徐溪佩 RE Advising on Securities 2004-12-17 2010-10-25
ABP721 CHUI Kai Pui, Monny 徐溪佩 RE Dealing in Securities 2004-12-17 2010-10-25
ABR709 YUEN Ming Fai 袁銘輝 RE Advising on Securities 2003-04-01 2004-12-20
ABR709 YUEN Ming Fai 袁銘輝 RE Asset Management 2003-04-01 2004-12-20
ABR709 YUEN Ming Fai 袁銘輝 RE Advising on Futures Contracts 2003-04-01 2004-12-20
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Dealing in Securities 2012-05-14 2015-08-25
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Advising on Futures Contracts 2012-05-14 2015-08-25
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Asset Management 2012-05-14 2015-08-25
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Advising on Securities 2012-05-14 2015-08-25
ABY632 KONG Lin Chu 江蓮珠 RE Dealing in Securities 2006-05-09 2014-07-27
ABY632 KONG Lin Chu 江蓮珠 RE Advising on Securities 2006-05-09 2014-07-27
ACC520 LEUNG Chi Keung 梁志強 RE Advising on Securities 2003-04-01 2005-09-27
ACC520 LEUNG Chi Keung 梁志強 RE Advising on Futures Contracts 2003-04-01 2005-09-27
ACC520 LEUNG Chi Keung 梁志強 RE Dealing in Securities 2003-04-01 2005-09-27
ACC520 LEUNG Chi Keung 梁志強 RO Asset Management 2005-04-27 2005-09-27
ACC520 LEUNG Chi Keung 梁志強 RE Asset Management 2003-04-01 2005-04-27
ACF555 LAM Yik Fun 林憶芬 RE Dealing in Securities 2005-05-06 2006-04-14
ACF555 LAM Yik Fun 林憶芬 RE Advising on Securities 2005-05-06 2006-04-14
ACH584 CHANG Ta-chi, Cathy 張大齊 RE Advising on Securities 2003-04-01 2007-01-12
ACH584 CHANG Ta-chi, Cathy 張大齊 RE Asset Management 2003-04-01 2007-01-12
ACP452 SAMANT Medha Aditya RE Advising on Futures Contracts 2003-04-01 2003-07-01
ACP452 SAMANT Medha Aditya RE Dealing in Securities 2003-04-01 2003-07-01
ACP452 SAMANT Medha Aditya RE Asset Management 2003-04-01 2003-07-01
ACP452 SAMANT Medha Aditya RE Advising on Securities 2003-04-01 2003-07-01
ACP596 WONG Ka Lok, Carol 黃家樂 RO Advising on Securities 2005-04-27 2013-10-01
ACP596 WONG Ka Lok, Carol 黃家樂 RO Dealing in Securities 2005-04-27 2013-10-01
ACP596 WONG Ka Lok, Carol 黃家樂 RE Advising on Securities 2003-04-01 2005-04-27
ACP596 WONG Ka Lok, Carol 黃家樂 RE Dealing in Securities 2003-04-01 2005-04-27
ACP596 WONG Ka Lok, Carol 黃家樂 RE Advising on Futures Contracts 2003-04-01 2005-01-27
ACP596 WONG Ka Lok, Carol 黃家樂 RE Asset Management 2003-04-01 2005-01-27
ACP672 LAM Yee Man 林綺文 RE Advising on Securities 2010-04-12 2018-12-31
ACP672 LAM Yee Man 林綺文 RE Dealing in Securities 2010-04-12 2018-12-31
ACP672 LAM Yee Man 林綺文 RE Asset Management 2010-04-12 2011-12-05
ACQ465 THAKORE Paritosh RE Advising on Futures Contracts 2003-04-01 2008-03-10
ACQ465 THAKORE Paritosh RE Advising on Securities 2003-04-01 2008-03-10
ACQ465 THAKORE Paritosh RE Dealing in Securities 2003-04-01 2008-03-10
ACQ465 THAKORE Paritosh RO Asset Management 2007-01-19 2008-03-10
ACQ465 THAKORE Paritosh RE Asset Management 2003-04-01 2007-01-19
ACR443 HEMMANT Daniel William RE Advising on Securities 2014-03-10 2014-03-23
ACR443 HEMMANT Daniel William RE Advising on Securities 2012-11-08 2012-12-08
ACT312 YIAN Chui Wah, Lethe 任翠華 RE Asset Management 2003-04-01 2005-01-18
ACT312 YIAN Chui Wah, Lethe 任翠華 RE Dealing in Securities 2003-04-01 2005-01-18
ACT312 YIAN Chui Wah, Lethe 任翠華 RE Advising on Securities 2003-04-01 2005-01-18
ACU300 LEE Teong Gee 李忠義 RE Asset Management 2010-04-12 2013-04-10
ACU300 LEE Teong Gee 李忠義 RE Dealing in Securities 2010-04-12 2013-04-10
ACU300 LEE Teong Gee 李忠義 RE Advising on Securities 2010-04-12 2013-04-10
ACV096 HO Kwok Leung 何國良 RE Dealing in Securities 2005-09-26 2012-09-01
ACV096 HO Kwok Leung 何國良 RO Asset Management 2006-02-02 2012-09-01
ACV096 HO Kwok Leung 何國良 RO Advising on Futures Contracts 2008-06-27 2012-09-01
ACV096 HO Kwok Leung 何國良 RO Advising on Securities 2008-06-27 2012-09-01
ACV096 HO Kwok Leung 何國良 RE Advising on Securities 2005-09-26 2008-06-27
ACV096 HO Kwok Leung 何國良 RE Advising on Futures Contracts 2005-09-26 2008-06-27
ACV096 HO Kwok Leung 何國良 RE Asset Management 2005-09-26 2006-02-02
ACV096 HO Kwok Leung 何國良 RE Advising on Securities 2003-04-01 2003-09-30
ACV096 HO Kwok Leung 何國良 RE Advising on Futures Contracts 2003-04-01 2003-09-30
ACV096 HO Kwok Leung 何國良 RE Dealing in Securities 2003-04-01 2003-09-30
ACV096 HO Kwok Leung 何國良 RE Asset Management 2003-04-01 2003-09-30
ACW938 HASTON Timothy John RE Advising on Securities 2012-02-02 2012-03-02
ACW938 HASTON Timothy John RE Advising on Securities 2011-09-26 2011-10-09
ACW938 HASTON Timothy John RE Advising on Securities 2010-06-01 2010-07-01
ACW938 HASTON Timothy John RE Dealing in Securities 2010-06-01 2010-07-01
ACY232 LEE Chiu Yi 李昭儀 RE Advising on Securities 2005-09-21 2008-03-10
ACY232 LEE Chiu Yi 李昭儀 RE Asset Management 2005-09-21 2008-03-10
ADA498 LO Po Ping 盧寶萍 RE Asset Management 2008-11-13 2011-08-15
ADA498 LO Po Ping 盧寶萍 RE Dealing in Securities 2009-08-10 2011-08-15
ADB473 HANSEN-LUKE Raymond Douglas RE Dealing in Securities 2003-04-01 2007-07-12
ADB473 HANSEN-LUKE Raymond Douglas RE Advising on Securities 2003-04-01 2007-07-12
ADB473 HANSEN-LUKE Raymond Douglas RE Asset Management 2003-04-01 2005-01-27
ADF951 CHAN Siu Chi 陳少芝 RE Dealing in Securities 2008-06-02 2011-02-16
ADF951 CHAN Siu Chi 陳少芝 RE Advising on Securities 2008-06-02 2011-02-16
ADN840 LO Nim Chi 羅念慈 RE Advising on Securities 2012-11-29 2018-12-31
ADN840 LO Nim Chi 羅念慈 RE Asset Management 2012-11-29 2018-12-31
ADO003 KWOK Ping 郭蘋 RE Advising on Securities 2003-04-01 2006-08-04
ADO003 KWOK Ping 郭蘋 RE Asset Management 2003-04-01 2006-08-04
ADO003 KWOK Ping 郭蘋 RE Dealing in Securities 2005-01-27 2006-08-04
ADO003 KWOK Ping 郭蘋 RE Advising on Futures Contracts 2003-04-01 2005-01-27
ADQ100 CHAN Tung Mui, Kelly 陳冬梅 RE Advising on Securities 2006-01-18 2006-05-22
ADQ100 CHAN Tung Mui, Kelly 陳冬梅 RE Dealing in Securities 2006-01-18 2006-05-22
ADQ100 CHAN Tung Mui, Kelly 陳冬梅 RE Asset Management 2006-01-18 2006-05-22
ADR475 KOK Lok Sang 郭樂生 RE Asset Management 2003-04-01 2003-09-30
ADR475 KOK Lok Sang 郭樂生 RE Dealing in Securities 2003-04-01 2003-09-30
ADR475 KOK Lok Sang 郭樂生 RE Advising on Securities 2003-04-01 2003-09-30
ADT188 LU Hue Thi RE Advising on Securities 2014-07-08 2018-12-31
ADT188 LU Hue Thi RE Dealing in Securities 2014-07-08 2018-12-31
ADT693 HEIJMANS Hendrik Jacobus RE Advising on Securities 2003-04-01 2004-04-30
ADT693 HEIJMANS Hendrik Jacobus RE Asset Management 2003-04-01 2004-04-30
ADU947 NAH Wee Ping 藍唯濱 RE Advising on Securities 2008-06-02 2009-07-21
ADU947 NAH Wee Ping 藍唯濱 RE Dealing in Securities 2008-06-02 2009-07-21
ADX528 WONG Ngan, Jacqueline 黃雁 RE Dealing in Securities 2010-04-12 2011-04-02
ADX528 WONG Ngan, Jacqueline 黃雁 RE Advising on Securities 2010-04-12 2011-04-02
ADX528 WONG Ngan, Jacqueline 黃雁 RE Asset Management 2010-04-12 2011-04-02
ADY284 CHAN Chi Chow 陳致洲 RO Dealing in Securities 2008-06-02 2008-10-09
ADY284 CHAN Chi Chow 陳致洲 RO Advising on Securities 2008-06-02 2008-10-09
ADY284 CHAN Chi Chow 陳致洲 RO Asset Management 2008-06-02 2008-10-09
ADY889 CHUNG Wai Fan, Winnifred 鍾維芬 RE Advising on Securities 2006-08-18 2007-09-13
ADY889 CHUNG Wai Fan, Winnifred 鍾維芬 RE Dealing in Securities 2006-08-18 2007-09-13
ADY945 PARK Mi-Eun RE Advising on Securities 2004-08-02 2005-07-05
ADY945 PARK Mi-Eun RE Dealing in Securities 2004-08-02 2005-07-05
AEF855 LEE Henry Him Wai 李謙偉 RE Dealing in Securities 2004-05-03 2006-04-13
AEF855 LEE Henry Him Wai 李謙偉 RE Advising on Securities 2005-01-05 2006-04-13
AEH038 POON Kwong Kin 潘廣建 RE Advising on Securities 2006-09-25 2007-04-21
AEH038 POON Kwong Kin 潘廣建 RE Asset Management 2006-09-26 2007-04-21
AEH038 POON Kwong Kin 潘廣建 RE Dealing in Securities 2006-09-26 2007-04-21
AEJ795 LEE Kit Ying 李潔瑩 RE Dealing in Securities 2011-10-12 2016-02-19
AEJ795 LEE Kit Ying 李潔瑩 RE Advising on Securities 2011-10-12 2016-02-19
AEK185 CHANG Chia Yue 章嘉玉 RE Dealing in Securities 2006-02-28 2007-10-03
AEK185 CHANG Chia Yue 章嘉玉 RE Asset Management 2006-02-28 2007-10-03
AEK185 CHANG Chia Yue 章嘉玉 RE Advising on Securities 2006-02-28 2007-10-03
AEK185 CHANG Chia Yue 章嘉玉 RE Asset Management 2003-05-30 2004-05-05
AEK185 CHANG Chia Yue 章嘉玉 RE Advising on Securities 2003-05-30 2004-05-05
AEM105 HUNG Kwong Ngai 洪岡藝 RE Dealing in Securities 2006-09-18 2006-12-22
AEM105 HUNG Kwong Ngai 洪岡藝 RE Advising on Securities 2006-09-20 2006-12-22
AEM558 TIAN Ren Can 田仁燦 RE Advising on Securities 2008-06-02 2011-12-09
AEM558 TIAN Ren Can 田仁燦 RE Asset Management 2008-06-02 2011-12-09
AEM558 TIAN Ren Can 田仁燦 RE Dealing in Securities 2008-06-02 2011-12-09
AEM645 TAM Zumin Patrick Jr. 譚祖岷 RE Dealing in Securities 2006-04-18 2007-07-13
AEM645 TAM Zumin Patrick Jr. 譚祖岷 RE Advising on Securities 2006-04-18 2007-07-13
AEO838 LEE Siu Lie, Julia 李紹莉 RE Dealing in Securities 2003-04-01 2009-06-21
AEO838 LEE Siu Lie, Julia 李紹莉 RE Advising on Securities 2003-04-01 2009-06-21
AEO838 LEE Siu Lie, Julia 李紹莉 RE Advising on Futures Contracts 2003-04-01 2005-01-27
AEO838 LEE Siu Lie, Julia 李紹莉 RE Asset Management 2003-04-01 2005-01-27
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RE Dealing in Securities 2010-04-13 2017-11-10
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RE Advising on Securities 2010-04-13 2017-11-10
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RE Advising on Futures Contracts 2010-04-13 2017-11-10
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RO Asset Management 2017-08-08 2017-11-10
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RE Asset Management 2010-04-13 2017-08-08
AES614 NG Wai Lin , Clove 吳惠蓮 RE Asset Management 2003-04-01 2018-12-31
AES614 NG Wai Lin , Clove 吳惠蓮 RE Advising on Securities 2003-04-01 2005-01-27
AES614 NG Wai Lin , Clove 吳惠蓮 RE Dealing in Securities 2003-04-01 2005-01-27
AEU829 TAM Yuk Ming 譚旭明 RE Asset Management 2005-01-20 2007-04-16
AEY556 TOUW Jeroen Gijsbert Gerard RE Advising on Securities 2003-04-01 2008-03-19
AEY556 TOUW Jeroen Gijsbert Gerard RE Advising on Futures Contracts 2003-04-01 2008-03-19
AEY556 TOUW Jeroen Gijsbert Gerard RE Dealing in Securities 2003-04-01 2008-03-19
AEY556 TOUW Jeroen Gijsbert Gerard RO Asset Management 2007-01-19 2008-03-19
AEY556 TOUW Jeroen Gijsbert Gerard RE Asset Management 2003-04-01 2007-01-19
AEZ188 GREEN Joshua Michael RE Asset Management 2003-04-01 2005-07-05
AEZ188 GREEN Joshua Michael RE Advising on Securities 2003-04-01 2005-07-05
AEZ188 GREEN Joshua Michael RE Dealing in Securities 2005-01-27 2005-07-05
AEZ949 YEUNG Mei Lin 楊美蓮 RE Advising on Securities 2007-08-17 2009-01-31
AEZ949 YEUNG Mei Lin 楊美蓮 RE Dealing in Securities 2007-09-03 2009-01-31
AFG923 KUSSE Franciscus Lucas RO Dealing in Securities 2003-04-01 2004-09-01
AFG923 KUSSE Franciscus Lucas RO Asset Management 2003-04-01 2004-09-01
AFG923 KUSSE Franciscus Lucas RO Advising on Securities 2003-04-01 2004-09-01
AFG923 KUSSE Franciscus Lucas RO Advising on Futures Contracts 2003-04-01 2004-09-01
AFH197 CHAN Pui Ting 陳佩婷 RE Advising on Securities 2010-04-12 2011-05-24
AFH197 CHAN Pui Ting 陳佩婷 RE Dealing in Securities 2010-04-12 2011-05-24
AFH197 CHAN Pui Ting 陳佩婷 RE Advising on Futures Contracts 2010-04-12 2011-05-24
AFH197 CHAN Pui Ting 陳佩婷 RE Asset Management 2010-04-12 2011-05-24
AFL217 MA Kwai Chuen, Charles 馬桂銓 RE Advising on Securities 2007-05-08 2011-06-07
AFL217 MA Kwai Chuen, Charles 馬桂銓 RE Dealing in Securities 2007-05-08 2011-06-07
AFS186 KWOK Sin Hung 郭倩紅 RE Advising on Futures Contracts 2003-04-01 2004-11-10
AFS186 KWOK Sin Hung 郭倩紅 RE Asset Management 2003-04-01 2004-11-10
AFS186 KWOK Sin Hung 郭倩紅 RE Advising on Securities 2003-04-01 2004-11-10
AFS352 CHAN Shek Ping 陳錫萍 RE Advising on Securities 2003-04-01 2006-04-11
AFS352 CHAN Shek Ping 陳錫萍 RE Advising on Futures Contracts 2003-04-01 2006-04-11
AFS352 CHAN Shek Ping 陳錫萍 RE Asset Management 2003-04-01 2006-04-11
AFS352 CHAN Shek Ping 陳錫萍 RE Dealing in Securities 2003-04-01 2006-04-11
AFT975 CHAN Suk Man 陳淑敏 RE Advising on Futures Contracts 2004-08-03 2009-11-30
AFT975 CHAN Suk Man 陳淑敏 RE Advising on Securities 2004-08-03 2009-11-30
AFT975 CHAN Suk Man 陳淑敏 RE Asset Management 2004-08-03 2009-11-30
AFT975 CHAN Suk Man 陳淑敏 RE Dealing in Securities 2004-08-03 2009-11-30
AFV374 MAK Kuen Kuen 麥涓涓 RE Advising on Securities 2011-10-20 2015-07-30
AFW707 LAI Chun Yin, Antony 黎進賢 RE Asset Management 2003-04-01 2012-05-12
AFW707 LAI Chun Yin, Antony 黎進賢 RE Advising on Securities 2003-04-01 2012-05-12
AFW707 LAI Chun Yin, Antony 黎進賢 RE Dealing in Securities 2007-01-08 2012-05-12
AFX839 LAM Royan 林泓昕 RE Advising on Securities 2003-04-01 2006-04-08
AFX839 LAM Royan 林泓昕 RE Dealing in Securities 2003-04-01 2006-04-08
AFX839 LAM Royan 林泓昕 RE Advising on Futures Contracts 2003-04-01 2005-01-27
AFX839 LAM Royan 林泓昕 RE Asset Management 2003-04-01 2005-01-27
AFY162 HO Kelly Ngar Ying 何雅盈 RE Dealing in Securities 2016-06-20 2018-12-31
AFY162 HO Kelly Ngar Ying 何雅盈 RE Advising on Securities 2016-06-20 2018-12-31
AFY710 SO Hon Mun, Eugene 蘇漢文 RE Asset Management 2005-08-03 2012-09-01
AFY710 SO Hon Mun, Eugene 蘇漢文 RE Advising on Securities 2005-08-03 2012-09-01
AFY832 YOU Janis Siu Ming 吳小明 RE Dealing in Securities 2011-08-09 2018-12-31
AFY832 YOU Janis Siu Ming 吳小明 RE Advising on Securities 2011-08-09 2018-12-31
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Advising on Securities 2006-04-21 2010-05-26
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Dealing in Securities 2006-04-21 2010-05-26
AGA426 CHOW Yong Sern RE Asset Management 2008-06-02 2008-06-27
AGA426 CHOW Yong Sern RE Advising on Securities 2008-06-02 2008-06-27
AGE237 LOW Whye Choong RE Asset Management 2003-04-01 2004-09-11
AGE237 LOW Whye Choong RE Dealing in Securities 2003-04-01 2004-09-11
AGE237 LOW Whye Choong RE Advising on Securities 2003-04-01 2004-09-11
AGH784 ROUSCHOP Solange Josephina Maria H. RE Advising on Futures Contracts 2003-04-01 2006-06-15
AGH784 ROUSCHOP Solange Josephina Maria H. RE Advising on Securities 2003-04-01 2005-01-27
AGH784 ROUSCHOP Solange Josephina Maria H. RE Dealing in Securities 2003-04-01 2005-01-27
AGH784 ROUSCHOP Solange Josephina Maria H. RE Asset Management 2003-04-01 2005-01-27
AGI886 KO Wai Shing 高偉成 RE Dealing in Securities 2003-04-01 2018-12-31
AGI886 KO Wai Shing 高偉成 RE Advising on Securities 2003-04-01 2018-12-31
AGI886 KO Wai Shing 高偉成 RO Asset Management 2005-04-27 2018-12-31
AGI886 KO Wai Shing 高偉成 RO Advising on Futures Contracts 2005-04-27 2018-12-31
AGI886 KO Wai Shing 高偉成 RE Advising on Futures Contracts 2003-04-01 2005-04-27
AGI886 KO Wai Shing 高偉成 RE Asset Management 2003-04-01 2005-04-27
AGJ253 SMITH Kevin Nigel RE Dealing in Securities 2005-05-05 2007-03-01
AGJ253 SMITH Kevin Nigel RO Asset Management 2005-05-05 2007-03-01
AGL865 CHAN Ding Bong, Andrew 陳定邦 RE Advising on Securities 2008-06-02 2013-07-09
AGL865 CHAN Ding Bong, Andrew 陳定邦 RE Asset Management 2013-02-05 2013-07-09
AGN445 HO Chan Hong 何贊康 RE Asset Management 2007-10-10 2011-08-15
AGN445 HO Chan Hong 何贊康 RE Dealing in Securities 2007-10-10 2011-08-15
AHD635 LAM Chi Hin, Stanley 林子軒 RE Advising on Securities 2007-05-02 2010-03-16
AHD635 LAM Chi Hin, Stanley 林子軒 RE Dealing in Securities 2007-05-08 2010-03-16
AHJ959 OWAKI Hiroaki RE Dealing in Securities 2003-04-01 2004-10-22
AHJ959 OWAKI Hiroaki RE Asset Management 2003-04-01 2004-10-22
AHJ959 OWAKI Hiroaki RE Advising on Securities 2003-04-01 2004-10-22
AHM935 CHAN Ka Ming 陳嘉鳴 RE Dealing in Securities 2007-05-30 2013-11-30
AHM935 CHAN Ka Ming 陳嘉鳴 RE Advising on Securities 2007-05-30 2013-11-30
AHO170 TSANG Wai Ching 曾惠貞 RE Advising on Securities 2007-07-13 2010-02-07
AHO170 TSANG Wai Ching 曾惠貞 RE Dealing in Securities 2007-07-13 2010-02-07
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Dealing in Securities 2010-04-29 2011-07-01
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Advising on Futures Contracts 2010-04-29 2011-07-01
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Advising on Securities 2010-04-29 2011-07-01
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Asset Management 2010-04-29 2011-07-01
AIR309 HAR Vivian 夏慧芸 RE Dealing in Securities 2004-10-14 2005-04-19
AIR309 HAR Vivian 夏慧芸 RE Advising on Securities 2004-10-14 2005-04-19
AIR359 LUI Hoi Kee 呂凱淇 RE Advising on Securities 2006-07-07 2008-03-07
AIR359 LUI Hoi Kee 呂凱淇 RE Dealing in Securities 2006-07-07 2008-03-07
AIX153 LO Lai Ha 盧麗霞 RE Asset Management 2003-05-30 2007-05-19
AIX153 LO Lai Ha 盧麗霞 RE Advising on Securities 2003-05-30 2007-05-19
AIX153 LO Lai Ha 盧麗霞 RE Dealing in Securities 2003-05-30 2007-05-19
AJD784 LO Chun Wah 魯震華 RE Dealing in Securities 2007-09-05 2011-10-01
AJD784 LO Chun Wah 魯震華 RE Advising on Securities 2007-09-05 2011-10-01
AJE855 TSE Sum Sum 謝琛琛 RE Dealing in Securities 2006-06-21 2014-01-21
AJE855 TSE Sum Sum 謝琛琛 RE Advising on Securities 2006-06-21 2014-01-21
AJF482 NG Shui To, Eleanor 吳瑞濤 RE Asset Management 2006-11-20 2007-10-06
AJF482 NG Shui To, Eleanor 吳瑞濤 RE Dealing in Securities 2006-11-20 2007-10-06
AJG217 CHAN Oi Sze, Elsie 陳愛詩 RE Advising on Securities 2004-11-24 2006-06-02
AJG217 CHAN Oi Sze, Elsie 陳愛詩 RE Dealing in Securities 2004-11-24 2006-06-02
AJG217 CHAN Oi Sze, Elsie 陳愛詩 RE Asset Management 2005-05-04 2006-06-02
AJG896 YUEN Cheuk Chung 袁卓中 RE Asset Management 2008-06-02 2010-10-25
AJG896 YUEN Cheuk Chung 袁卓中 RE Advising on Futures Contracts 2008-06-02 2010-10-25
AJH430 KWONG Lok Tin, Arthur 鄺樂天 RE Advising on Securities 2004-12-20 2018-12-31
AJH430 KWONG Lok Tin, Arthur 鄺樂天 RO Asset Management 2017-08-14 2018-12-31
AJH430 KWONG Lok Tin, Arthur 鄺樂天 RE Asset Management 2004-01-13 2017-08-14
AJI712 ZHONG Anna Hua RE Asset Management 2004-01-26 2005-08-23
AJI712 ZHONG Anna Hua RE Advising on Securities 2004-10-05 2005-08-23
AJM824 DE MAREZ OYENS Pieter David RO Advising on Securities 2014-06-16 2017-06-29
AJM824 DE MAREZ OYENS Pieter David RO Dealing in Securities 2014-06-16 2017-06-29
AJM824 DE MAREZ OYENS Pieter David RE Advising on Securities 2014-02-10 2014-06-16
AJM824 DE MAREZ OYENS Pieter David RE Dealing in Securities 2014-02-10 2014-06-16
AJM824 DE MAREZ OYENS Pieter David RE Asset Management 2004-04-13 2006-10-01
AJM824 DE MAREZ OYENS Pieter David RE Advising on Securities 2004-04-13 2006-10-01
AJM824 DE MAREZ OYENS Pieter David RE Dealing in Securities 2004-04-13 2006-10-01
AJO197 CHUI Suk Yee, Halina 徐淑儀 RE Asset Management 2011-09-28 2013-11-12
AJO197 CHUI Suk Yee, Halina 徐淑儀 RE Advising on Securities 2011-09-28 2013-11-12
AJO197 CHUI Suk Yee, Halina 徐淑儀 RE Dealing in Securities 2011-09-28 2013-11-12
AKR038 CHANG Jack P RE Dealing in Securities 2004-06-25 2007-01-31
AKR038 CHANG Jack P RE Advising on Securities 2004-06-25 2007-01-31
AKR038 CHANG Jack P RO Asset Management 2005-04-29 2007-01-31
AKR038 CHANG Jack P RE Advising on Futures Contracts 2006-08-02 2007-01-31
AKR038 CHANG Jack P RE Asset Management 2004-06-25 2005-04-29
ALB977 LINDMAN Nils Arne RO Advising on Securities 2004-10-14 2008-03-31
ALB977 LINDMAN Nils Arne RO Dealing in Securities 2004-10-14 2008-03-31
ALB977 LINDMAN Nils Arne RO Asset Management 2004-10-14 2008-03-31
ALC058 WU Ngai See, Cecilia 胡毅詩 RE Advising on Securities 2005-07-11 2007-07-20
ALC058 WU Ngai See, Cecilia 胡毅詩 RE Dealing in Securities 2005-07-11 2007-07-20
ALC058 WU Ngai See, Cecilia 胡毅詩 RE Asset Management 2005-07-11 2007-07-20
ALD505 KRATZ Bo Rolf Anders RO Dealing in Securities 2005-05-20 2006-03-06
ALD505 KRATZ Bo Rolf Anders RO Advising on Securities 2005-05-20 2006-03-06
ALD505 KRATZ Bo Rolf Anders RE Dealing in Securities 2004-08-24 2005-05-20
ALD505 KRATZ Bo Rolf Anders RE Advising on Securities 2004-08-24 2005-05-20
ALI118 DE BRUIJCKERE Marcel Johan RE Asset Management 2004-11-09 2008-05-30
ALI118 DE BRUIJCKERE Marcel Johan RE Dealing in Securities 2004-11-09 2008-05-30
ALI118 DE BRUIJCKERE Marcel Johan RE Advising on Futures Contracts 2004-11-09 2008-05-30
ALI118 DE BRUIJCKERE Marcel Johan RE Advising on Securities 2004-11-09 2008-05-30
ALI489 DEN BLEYKER Matthew Paul RE Advising on Securities 2004-10-28 2005-05-10
ALI489 DEN BLEYKER Matthew Paul RE Asset Management 2004-10-28 2005-05-10
ALL183 WONG Wai Ho 黃煒豪 RE Dealing in Securities 2004-12-17 2008-07-16
ALL183 WONG Wai Ho 黃煒豪 RE Advising on Securities 2004-12-17 2008-07-16
ALN337 TAM Yau Yee 譚祐怡 RE Advising on Securities 2004-12-31 2005-06-16
ALN337 TAM Yau Yee 譚祐怡 RE Dealing in Securities 2004-12-31 2005-06-16
ALN337 TAM Yau Yee 譚祐怡 RE Advising on Futures Contracts 2004-12-31 2005-06-16
ALN337 TAM Yau Yee 譚祐怡 RE Asset Management 2004-12-31 2005-06-16
ALP720 HO Lai Kwan, Consan 何麗群 RE Asset Management 2005-02-15 2006-06-02
ALQ480 MCLEOD Christopher Edward RE Advising on Securities 2006-06-09 2007-06-12
ALQ480 MCLEOD Christopher Edward RE Dealing in Securities 2006-06-09 2007-06-12
ALQ480 MCLEOD Christopher Edward RE Dealing in Securities 2005-01-19 2005-09-16
ALQ480 MCLEOD Christopher Edward RE Advising on Securities 2005-01-19 2005-09-16
ALQ833 LEE Kin Ming, James 李建明 RE Advising on Securities 2005-01-26 2005-03-22
ALQ833 LEE Kin Ming, James 李建明 RE Dealing in Securities 2005-01-26 2005-03-22
ALT808 KASSIN Raphael Jordan RE Dealing in Securities 2005-03-03 2005-04-03
ALT810 NG Ngee Cheng Adeline RE Advising on Securities 2016-07-04 2016-07-08
ALT810 NG Ngee Cheng Adeline RE Advising on Securities 2012-07-05 2012-07-06
ALT810 NG Ngee Cheng Adeline RE Advising on Securities 2012-04-26 2012-05-03
ALT810 NG Ngee Cheng Adeline RE Advising on Securities 2012-01-20 2012-03-20
ALT810 NG Ngee Cheng Adeline RE Advising on Securities 2011-11-18 2011-12-18
ALT810 NG Ngee Cheng Adeline RE Advising on Securities 2011-07-11 2011-08-10
ALT810 NG Ngee Cheng Adeline RE Advising on Securities 2011-02-08 2011-02-14
ALT810 NG Ngee Cheng Adeline RE Advising on Securities 2010-11-02 2010-11-08
ALT810 NG Ngee Cheng Adeline RE Dealing in Securities 2005-03-03 2005-04-03
ALW275 VAN WELDEREN BARON RENGERS Franciscus RE Dealing in Securities 2005-04-11 2005-05-10
ALY576 LAI Ying Xi, Nicola 賴穎熙 RE Asset Management 2008-06-02 2008-09-18
ALY891 LEE Chun Sing 李振聲 RE Dealing in Securities 2007-04-20 2008-04-11
ALY891 LEE Chun Sing 李振聲 RE Asset Management 2007-04-20 2008-04-11
ALY891 LEE Chun Sing 李振聲 RE Advising on Securities 2007-04-20 2008-04-11
AMA247 SHUM Jane 岑明智 RE Advising on Securities 2005-05-27 2005-12-30
AMA247 SHUM Jane 岑明智 RE Dealing in Securities 2005-05-27 2005-12-30
AMC830 XIN Hai 忻海 RE Advising on Securities 2010-04-12 2012-08-02
AMC830 XIN Hai 忻海 RE Asset Management 2010-04-12 2012-08-02
AMC830 XIN Hai 忻海 RE Dealing in Securities 2010-04-12 2012-08-02
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Asset Management 2007-04-24 2008-10-12
AME649 CHONG Yin Ni 莊燕妮 RE Advising on Securities 2016-05-10 2017-08-04
AME649 CHONG Yin Ni 莊燕妮 RE Dealing in Securities 2016-05-10 2017-08-04
AMI014 LAU Man Shan 劉雯珊 RE Dealing in Securities 2010-04-12 2012-03-10
AMI014 LAU Man Shan 劉雯珊 RE Advising on Securities 2010-04-12 2012-03-10
AMI014 LAU Man Shan 劉雯珊 RE Asset Management 2010-04-12 2012-03-10
AMI210 LAU Ho Yan 劉浩欣 RE Asset Management 2005-08-02 2007-11-01
AMI210 LAU Ho Yan 劉浩欣 RE Advising on Securities 2005-08-02 2007-11-01
AML235 TING Michael P. 丁柏年 RE Asset Management 2005-10-19 2008-03-06
AML235 TING Michael P. 丁柏年 RE Advising on Securities 2005-10-19 2008-03-06
AML236 PETIT Mark Erwin RE Advising on Securities 2005-10-19 2007-04-20
AML236 PETIT Mark Erwin RE Asset Management 2005-10-19 2007-04-20
AML236 PETIT Mark Erwin RE Dealing in Securities 2005-10-19 2007-04-20
AML236 PETIT Mark Erwin RE Advising on Futures Contracts 2005-10-19 2007-04-20
AMM438 VERBAAS Cornelis Adrianus RE Dealing in Securities 2005-09-29 2005-10-29
AMP551 HO Ka Yau 何家祐 RE Asset Management 2008-06-02 2012-09-01
AMP551 HO Ka Yau 何家祐 RE Advising on Futures Contracts 2008-06-02 2012-09-01
AMQ415 WEIJAND Wouter Olivier RE Advising on Securities 2014-09-18 2014-10-01
AMQ415 WEIJAND Wouter Olivier RE Dealing in Securities 2005-11-09 2005-12-08
AMQ696 WONG Ching Man 王正汶 RE Dealing in Securities 2010-04-12 2017-08-31
AMQ925 FOK Chi Kin 霍志健 RE Dealing in Securities 2016-04-19 2016-05-31
AMQ925 FOK Chi Kin 霍志健 RE Advising on Securities 2016-04-19 2016-05-31
AMT939 FAN David Ching 樊慶 RE Advising on Securities 2005-12-15 2007-03-31
AMT939 FAN David Ching 樊慶 RE Asset Management 2005-12-15 2007-03-31
AMU321 FAN Yu Hin, Edwin 樊宇軒 RE Asset Management 2005-12-09 2007-07-03
AMX701 RUITENBERG Hendrik Gerrit RE Dealing in Securities 2006-01-18 2006-08-21
AMX701 RUITENBERG Hendrik Gerrit RE Advising on Securities 2006-01-18 2006-08-21
AMX706 DEPREZ Werner RE Dealing in Securities 2006-01-18 2006-08-21
AMX706 DEPREZ Werner RE Advising on Securities 2006-01-18 2006-08-21
AMX707 CHOY Yee Ling, Elina Elaine 蔡懿翎 RE Advising on Securities 2006-02-22 2007-05-30
AMX707 CHOY Yee Ling, Elina Elaine 蔡懿翎 RE Dealing in Securities 2006-02-22 2007-05-30
ANB848 HSIAO Yung-li 蕭永麗 RE Dealing in Securities 2006-02-22 2007-10-01
ANB848 HSIAO Yung-li 蕭永麗 RE Advising on Securities 2006-02-22 2007-10-01
ANE832 RODRIGUES Mark William RE Advising on Securities 2006-05-12 2011-07-23
ANE832 RODRIGUES Mark William RE Dealing in Securities 2006-05-12 2011-07-23
ANF009 VOS Maarten Diederik RE Dealing in Securities 2007-09-12 2007-09-19
ANF009 VOS Maarten Diederik RE Advising on Securities 2007-09-12 2007-09-19
ANF009 VOS Maarten Diederik RE Dealing in Securities 2006-03-27 2006-04-27
ANG127 LIU Chung Kuang 劉中光 RE Dealing in Securities 2006-03-31 2007-09-22
ANG127 LIU Chung Kuang 劉中光 RE Advising on Securities 2006-03-31 2007-09-22
ANH174 LIN Yu-te 林育德 RE Advising on Securities 2006-04-20 2007-04-01
ANH174 LIN Yu-te 林育德 RE Dealing in Securities 2006-04-20 2007-04-01
ANI739 CHONG Yiu Wah 莊耀華 RE Asset Management 2006-05-02 2009-04-26
ANI739 CHONG Yiu Wah 莊耀華 RE Dealing in Securities 2007-04-13 2009-04-26
ANL061 GOLDSMITH Christian Guy RE Advising on Securities 2011-10-17 2011-11-17
ANL061 GOLDSMITH Christian Guy RE Advising on Securities 2010-09-15 2010-10-15
ANL061 GOLDSMITH Christian Guy RE Dealing in Securities 2006-05-25 2009-07-31
ANL061 GOLDSMITH Christian Guy RE Advising on Securities 2006-05-25 2009-07-31
ANM898 BARRULAS GUILHERME Claudia Maria RE Dealing in Securities 2006-06-16 2006-08-16
ANN568 CHEN Ka Wing Karen 陳嘉穎 RE Advising on Securities 2013-10-21 2015-09-12
ANN568 CHEN Ka Wing Karen 陳嘉穎 RE Dealing in Securities 2013-10-21 2015-09-12
ANP220 LAM Wai Shing, Manfred 林偉誠 RE Advising on Futures Contracts 2006-07-03 2009-06-19
ANP220 LAM Wai Shing, Manfred 林偉誠 RE Dealing in Securities 2006-07-03 2009-06-19
ANP220 LAM Wai Shing, Manfred 林偉誠 RE Asset Management 2006-07-03 2009-06-19
ANP220 LAM Wai Shing, Manfred 林偉誠 RE Advising on Securities 2006-07-03 2009-06-19
ANQ947 LAU Wing Kiu 劉頴翹 RE Dealing in Securities 2006-07-18 2010-07-06
ANQ947 LAU Wing Kiu 劉頴翹 RE Advising on Securities 2006-07-18 2010-07-06
ANQ947 LAU Wing Kiu 劉頴翹 RE Asset Management 2007-08-09 2010-07-06
ANR493 LEE Kin Sum 李健森 RE Asset Management 2006-07-24 2018-02-13
ANW241 CHI Hsin 季鑫 RE Advising on Securities 2006-09-01 2007-07-01
ANW241 CHI Hsin 季鑫 RE Dealing in Securities 2006-09-01 2007-07-01
AOA828 CHONG Szu Fuei RE Asset Management 2006-10-10 2011-10-01
AOA828 CHONG Szu Fuei RE Advising on Securities 2006-10-10 2011-10-01
AOB216 CAMERLYNCK Vincent Marie Louise Rachel Guy RO Asset Management 2013-08-30 2015-07-25
AOD060 DU Qun 杜群 RE Advising on Securities 2006-11-04 2011-05-24
AOD060 DU Qun 杜群 RE Asset Management 2006-11-04 2011-05-24
AOD061 MAN Kei Kiu, Philip 文麒僑 RE Advising on Securities 2006-11-04 2008-05-16
AOD061 MAN Kei Kiu, Philip 文麒僑 RE Asset Management 2006-11-04 2008-05-16
AOD063 LAM Wing Him 林穎謙 RE Advising on Securities 2006-11-04 2018-12-31
AOD063 LAM Wing Him 林穎謙 RE Asset Management 2006-11-04 2018-12-31
AOD942 LO Sin Sin 羅倩倩 RE Asset Management 2007-10-25 2018-02-14
AOD942 LO Sin Sin 羅倩倩 RO Dealing in Securities 2017-08-01 2018-02-14
AOD942 LO Sin Sin 羅倩倩 RO Advising on Securities 2017-08-01 2018-02-14
AOD942 LO Sin Sin 羅倩倩 RE Advising on Securities 2007-10-25 2017-08-01
AOD942 LO Sin Sin 羅倩倩 RE Dealing in Securities 2007-10-25 2017-08-01
AOE020 TJIANG Man Kin 張文健 RE Asset Management 2008-06-02 2011-05-24
AOE020 TJIANG Man Kin 張文健 RE Advising on Securities 2008-06-02 2011-05-24
AOJ299 CHOW Hing Man 鄒慶文 RE Dealing in Securities 2018-10-05 2018-12-31
AOJ299 CHOW Hing Man 鄒慶文 RE Advising on Securities 2008-06-02 2008-09-26
AOJ316 LEE Kwan Tung, Jeanette 李君彤 RE Asset Management 2008-06-02 2008-09-24
AOL059 TE RIELE Marcus Martinus RO Asset Management 2008-06-02 2013-12-14
AOL059 TE RIELE Marcus Martinus RO Dealing in Securities 2008-06-02 2013-12-14
AOL059 TE RIELE Marcus Martinus RO Advising on Securities 2008-06-02 2013-12-14
AOM639 YEUNG Cheuk Lai 楊卓麗 RE Dealing in Securities 2008-06-02 2010-03-28
AON787 BOELEN Sander RE Advising on Securities 2007-02-16 2009-03-31
AON787 BOELEN Sander RE Dealing in Securities 2007-02-16 2009-03-31
AON788 CHEN I-ju 陳怡如 RE Dealing in Securities 2007-11-16 2008-04-18
AON788 CHEN I-ju 陳怡如 RE Advising on Securities 2007-11-16 2008-04-18
AON788 CHEN I-ju 陳怡如 RE Advising on Securities 2007-02-07 2007-10-20
AON788 CHEN I-ju 陳怡如 RE Dealing in Securities 2007-02-07 2007-10-20
AON877 KANG Lili 康麗麗 RE Advising on Securities 2008-06-02 2010-05-23
AON877 KANG Lili 康麗麗 RE Asset Management 2008-06-02 2010-05-23
AOP081 HAMMAMI Bayram RE Dealing in Securities 2010-04-12 2012-08-01
AOP081 HAMMAMI Bayram RE Advising on Securities 2010-04-12 2012-08-01
AOP081 HAMMAMI Bayram RE Asset Management 2010-04-12 2012-08-01
AOR981 WEHRY Guillaume Gaetan Georges Marie RE Advising on Securities 2018-05-24 2018-12-31
AOR981 WEHRY Guillaume Gaetan Georges Marie RE Dealing in Securities 2018-05-24 2018-12-31
AOS602 LEE Strong 李思朗 RE Advising on Securities 2015-06-26 2018-12-31
AOS602 LEE Strong 李思朗 RE Dealing in Securities 2015-06-26 2018-12-31
AOT956 CHONG Sze King 張斯欽 RE Dealing in Securities 2007-04-04 2008-11-28
AOT956 CHONG Sze King 張斯欽 RE Asset Management 2007-04-04 2008-11-28
AOU115 TJANG Yuen Man, Lavinia 張菀紋 RE Advising on Securities 2010-04-12 2010-09-25
AOU115 TJANG Yuen Man, Lavinia 張菀紋 RE Dealing in Securities 2010-04-12 2010-09-25
AOV376 FATTORINI Elio Sergio RE Advising on Securities 2007-04-23 2008-10-22
AOV376 FATTORINI Elio Sergio RE Dealing in Securities 2007-04-23 2008-10-22
APB434 LOKE Helen Man 陸敏 RE Advising on Securities 2007-06-07 2011-08-19
APB434 LOKE Helen Man 陸敏 RE Dealing in Securities 2007-06-07 2011-08-19
APB434 LOKE Helen Man 陸敏 RE Asset Management 2008-01-14 2011-08-19
APF802 CHOW Ho Kin, Kelvin 周浩乾 RE Asset Management 2007-07-06 2010-08-11
APG474 CHAN Yi 朱繹 RE Advising on Securities 2007-07-10 2008-04-18
APG474 CHAN Yi 朱繹 RE Dealing in Securities 2007-07-10 2008-04-18
APG835 CHIN Pak Kin, Owen 錢栢堅 RE Dealing in Securities 2015-10-20 2018-12-31
APG835 CHIN Pak Kin, Owen 錢栢堅 RE Advising on Securities 2015-10-20 2018-12-31
APH364 CHAN May Ho Yan 陳可欣 RE Dealing in Securities 2007-07-20 2008-02-02
APH364 CHAN May Ho Yan 陳可欣 RE Advising on Securities 2007-07-20 2008-02-02
APJ820 DREHER Martin Lothar RE Advising on Securities 2007-08-08 2007-08-15
APJ820 DREHER Martin Lothar RE Dealing in Securities 2007-08-08 2007-08-15
APK230 TSENG Chun-han 曾俊涵 RE Advising on Securities 2007-08-09 2008-09-30
APK230 TSENG Chun-han 曾俊涵 RE Dealing in Securities 2007-08-09 2008-09-30
APK348 NG Kay Chak, Eric 吳紀澤 RE Advising on Securities 2017-02-28 2018-12-31
APK348 NG Kay Chak, Eric 吳紀澤 RE Dealing in Securities 2017-02-28 2018-12-31
APK348 NG Kay Chak, Eric 吳紀澤 RE Advising on Securities 2010-10-20 2014-08-12
APK348 NG Kay Chak, Eric 吳紀澤 RE Dealing in Securities 2010-10-20 2014-08-12
APK476 GODFREY Simon Francois RE Dealing in Securities 2008-06-02 2013-06-21
APL767 KIM Jae Sang RE Dealing in Securities 2007-08-24 2009-12-31
APL767 KIM Jae Sang RE Advising on Securities 2007-08-24 2009-12-31
APL768 YOON Young Chan RE Dealing in Securities 2007-08-24 2009-07-11
APL768 YOON Young Chan RE Advising on Securities 2007-08-24 2009-07-11
APN835 BAKSHI GUPTA Rana Bikram RE Advising on Securities 2008-06-02 2008-12-15
APN835 BAKSHI GUPTA Rana Bikram RE Asset Management 2008-06-02 2008-12-15
APN936 SMALE Roy Antonius Cornelis RE Dealing in Securities 2007-09-06 2007-09-13
APN936 SMALE Roy Antonius Cornelis RE Advising on Securities 2007-09-06 2007-09-13
APO196 CHAN Kai Cheung 陳啟祥 RE Advising on Securities 2010-04-12 2017-10-13
APO196 CHAN Kai Cheung 陳啟祥 RE Dealing in Securities 2010-04-12 2017-10-13
APO196 CHAN Kai Cheung 陳啟祥 RE Advising on Futures Contracts 2010-04-12 2017-10-13
APO196 CHAN Kai Cheung 陳啟祥 RE Asset Management 2010-04-12 2017-10-13
APO552 HO Anthony Siu Cheuk 何兆卓 RE Asset Management 2007-09-05 2018-12-31
APO552 HO Anthony Siu Cheuk 何兆卓 RE Advising on Securities 2007-09-05 2018-12-31
APP711 KELLY Christopher Daniel RE Advising on Securities 2007-09-11 2007-09-25
APP711 KELLY Christopher Daniel RE Dealing in Securities 2007-09-11 2007-09-25
APP898 WERNO Alexandre Maurice Louis RE Dealing in Securities 2018-02-21 2018-12-31
APP898 WERNO Alexandre Maurice Louis RE Advising on Securities 2018-02-21 2018-12-31
APY468 KO Yen-Ling 柯燕玲 RE Advising on Securities 2007-11-01 2008-04-30
APY468 KO Yen-Ling 柯燕玲 RE Dealing in Securities 2007-11-01 2008-04-30
APY469 HSU Pei-Ju 許珮茹 RE Advising on Securities 2007-11-01 2008-04-25
APY469 HSU Pei-Ju 許珮茹 RE Dealing in Securities 2007-11-01 2008-04-25
APZ398 GIBSON Andrew John RE Advising on Securities 2007-11-12 2007-11-19
APZ398 GIBSON Andrew John RE Dealing in Securities 2007-11-12 2007-11-19
APZ401 ROEST Maarten RE Advising on Securities 2007-11-12 2007-11-19
APZ401 ROEST Maarten RE Dealing in Securities 2007-11-12 2007-11-19
APZ405 HOLLANDER Marcus C.W. Den RE Advising on Securities 2007-11-12 2007-12-03
APZ405 HOLLANDER Marcus C.W. Den RE Dealing in Securities 2007-11-12 2007-12-03
AQA502 OLSSON Jan-Olov Lennart RE Advising on Securities 2007-11-19 2007-12-18
AQA502 OLSSON Jan-Olov Lennart RE Dealing in Securities 2007-11-19 2007-12-18
AQC736 PITHER YEUNG Wai Ming 楊慧明 RE Advising on Securities 2007-12-10 2008-04-07
AQC736 PITHER YEUNG Wai Ming 楊慧明 RE Dealing in Securities 2007-12-10 2008-04-07
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Advising on Securities 2008-01-21 2010-11-08
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Dealing in Securities 2008-01-21 2010-11-08
AQN817 STADNIK Tomasz RE Dealing in Securities 2008-02-25 2008-03-03
AQO506 BETTONI TRAUBE Ernesto RE Advising on Securities 2011-10-31 2011-11-30
AQO506 BETTONI TRAUBE Ernesto RE Advising on Securities 2010-09-24 2010-10-24
AQO506 BETTONI TRAUBE Ernesto RE Advising on Securities 2008-11-17 2008-12-17
AQO506 BETTONI TRAUBE Ernesto RE Dealing in Securities 2008-02-26 2008-03-04
AQP586 WAN Pui Yin 溫佩燕 RE Advising on Securities 2008-03-03 2008-08-24
AQP586 WAN Pui Yin 溫佩燕 RE Dealing in Securities 2008-03-03 2008-08-24
AQU516 CHAN Ka Fai, Daniel 陳嘉輝 RE Advising on Securities 2008-04-08 2011-06-01
AQU516 CHAN Ka Fai, Daniel 陳嘉輝 RE Dealing in Securities 2008-04-08 2011-06-01
AQX339 CHAY Sipha RE Asset Management 2010-04-12 2011-10-05
AQX339 CHAY Sipha RE Dealing in Securities 2010-04-12 2011-10-05
AQX339 CHAY Sipha RE Advising on Securities 2010-04-12 2011-10-05
AQX342 NGO Dong Sinh RE Asset Management 2010-04-12 2012-10-31
AQX342 NGO Dong Sinh RE Dealing in Securities 2010-04-12 2012-10-31
AQX342 NGO Dong Sinh RE Advising on Securities 2010-04-12 2012-10-31
ARB690 VICTOROS Michael RE Advising on Securities 2014-09-10 2014-09-23
ARB690 VICTOROS Michael RE Advising on Securities 2013-10-28 2013-11-28
ARB690 VICTOROS Michael RE Advising on Securities 2013-03-06 2013-04-05
ARB690 VICTOROS Michael RE Advising on Securities 2012-12-06 2013-01-05
ARB690 VICTOROS Michael RE Advising on Securities 2012-03-29 2012-04-29
ARB690 VICTOROS Michael RE Advising on Securities 2011-10-13 2011-10-28
ARB690 VICTOROS Michael RE Advising on Securities 2008-05-20 2008-06-03
ARB749 TSUPROV Vladimir RE Advising on Securities 2010-01-18 2010-02-18
ARB749 TSUPROV Vladimir RE Advising on Securities 2008-05-23 2008-06-06
ARB827 YILMAZ Erkan RE Advising on Securities 2010-04-12 2010-07-24
ARB827 YILMAZ Erkan RE Dealing in Securities 2010-04-12 2010-07-24
ARB827 YILMAZ Erkan RE Asset Management 2010-04-12 2010-07-24
ARB946 VLADIMIROV Vladimir Yurievich RE Advising on Securities 2008-05-23 2008-06-06
ARH865 NAGAI Gilberto Hideo RE Advising on Securities 2010-09-24 2010-10-24
ARH865 NAGAI Gilberto Hideo RE Advising on Securities 2008-07-10 2008-08-10
ARI225 YIN Ada Manyee 阮敏儀 RE Asset Management 2010-04-12 2011-09-17
ARI225 YIN Ada Manyee 阮敏儀 RE Advising on Securities 2010-04-12 2011-09-17
ARI225 YIN Ada Manyee 阮敏儀 RE Dealing in Securities 2010-04-12 2011-09-17
ARI623 LIU Hong 劉宏 RE Advising on Securities 2009-09-11 2011-04-14
ARI623 LIU Hong 劉宏 RE Advising on Securities 2009-01-20 2009-04-20
ARI623 LIU Hong 劉宏 RE Advising on Securities 2008-07-16 2008-10-16
ARO454 VENGAYIL Rakesh RO Advising on Securities 2018-02-28 2018-12-31
ARO454 VENGAYIL Rakesh RO Dealing in Securities 2018-02-28 2018-12-31
ARO454 VENGAYIL Rakesh RO Asset Management 2018-02-28 2018-12-31
ARR388 EE Daryl Hock Heng RE Advising on Securities 2010-06-01 2010-07-01
ARR388 EE Daryl Hock Heng RE Dealing in Securities 2010-06-01 2010-07-01
ARS746 YANG Jie 楊杰 RE Advising on Securities 2010-04-12 2013-08-22
ARS746 YANG Jie 楊杰 RE Asset Management 2010-04-12 2013-08-22
ARS746 YANG Jie 楊杰 RE Dealing in Securities 2010-04-12 2013-08-22
ARU050 SALAMA Daniel RE Advising on Securities 2010-05-17 2010-06-17
ARV092 LEQUEUX Pierre Marcel Jean Noel RE Advising on Securities 2008-11-19 2008-12-19
ARW278 MONIER Stephane Claude Ludovic RE Advising on Securities 2008-11-20 2008-12-20
ARZ119 FALLER Nicolas RE Advising on Securities 2008-11-25 2008-12-25
ASD176 CHISHOLM John Kenneth RE Advising on Securities 2008-12-08 2009-01-08
ASD684 DELRUE Nicolas Henry RE Advising on Securities 2008-12-16 2009-01-16
ASE038 YAO Xiaoting 姚晓婷 RO Asset Management 2017-08-10 2018-12-31
ASE038 YAO Xiaoting 姚晓婷 RE Asset Management 2009-01-14 2017-08-10
ASF397 SAINGOLET Sophie Paulette RE Dealing in Securities 2010-04-12 2010-05-29
ASF397 SAINGOLET Sophie Paulette RE Advising on Securities 2010-04-12 2010-05-29
ASH464 LAW Kit Ching 羅潔貞 RE Advising on Securities 2017-12-06 2018-07-12
ASH464 LAW Kit Ching 羅潔貞 RE Dealing in Securities 2017-12-06 2018-07-12
ASP021 REDERT Frederik Willem Gert RE Advising on Securities 2010-04-12 2012-07-14
ASP021 REDERT Frederik Willem Gert RE Dealing in Securities 2010-04-12 2012-07-14
ASW625 PERCHET Romain Guillaume Joanni RE Asset Management 2010-04-12 2011-03-01
ASW625 PERCHET Romain Guillaume Joanni RE Dealing in Securities 2010-04-12 2011-03-01
ASW625 PERCHET Romain Guillaume Joanni RE Advising on Securities 2010-04-12 2011-03-01
ATE230 LANDWEHR Tanya Ann RE Advising on Securities 2014-06-30 2014-07-13
ATE230 LANDWEHR Tanya Ann RE Advising on Securities 2013-06-04 2013-07-03
ATE230 LANDWEHR Tanya Ann RE Advising on Securities 2012-05-15 2012-06-15
ATE230 LANDWEHR Tanya Ann RE Advising on Securities 2011-07-04 2011-07-17
ATE230 LANDWEHR Tanya Ann RE Advising on Securities 2011-05-17 2011-06-17
ATE230 LANDWEHR Tanya Ann RE Dealing in Securities 2010-06-21 2010-07-21
ATE230 LANDWEHR Tanya Ann RE Advising on Securities 2010-06-21 2010-07-21
ATE230 LANDWEHR Tanya Ann RE Advising on Securities 2009-06-30 2009-09-30
ATE233 JING Hua 景華 RE Advising on Securities 2013-05-30 2016-06-10
ATE233 JING Hua 景華 RE Dealing in Securities 2013-05-30 2016-06-10
ATE233 JING Hua 景華 RE Advising on Futures Contracts 2013-05-30 2016-06-10
ATE233 JING Hua 景華 RE Dealing in Securities 2009-06-22 2009-08-22
ATI237 BIALLUCH Lilli Charlotte RE Advising on Securities 2014-09-18 2014-10-01
ATI237 BIALLUCH Lilli Charlotte RE Advising on Securities 2013-10-28 2013-11-28
ATI237 BIALLUCH Lilli Charlotte RE Advising on Securities 2009-07-13 2009-10-13
ATI404 DIAO Roy Wei-Chien RE Advising on Securities 2010-09-14 2010-10-14
ATJ231 CHOA Tak Fung, David 蔡德鋒 RE Asset Management 2012-11-09 2018-12-31
ATJ231 CHOA Tak Fung, David 蔡德鋒 RE Advising on Securities 2012-11-09 2018-12-31
ATP167 WAN Cheuk Wing 溫卓穎 RE Dealing in Securities 2014-07-23 2016-06-30
ATP167 WAN Cheuk Wing 溫卓穎 RE Advising on Securities 2014-07-23 2016-06-30
ATP167 WAN Cheuk Wing 溫卓穎 RE Dealing in Securities 2011-06-23 2011-09-24
ATP167 WAN Cheuk Wing 溫卓穎 RE Advising on Securities 2011-06-23 2011-09-24
ATS149 PATTISAHUSIWA Nurdiaz Alvin RE Advising on Securities 2010-05-19 2010-05-25
ATS149 PATTISAHUSIWA Nurdiaz Alvin RE Advising on Securities 2010-03-15 2010-04-15
ATS149 PATTISAHUSIWA Nurdiaz Alvin RE Advising on Securities 2009-09-14 2009-10-13
ATS150 SIDIK Muhamad Umar Johan RE Advising on Securities 2009-09-14 2009-10-13
ATV805 COHEN Ylan Joseph Steven RE Advising on Securities 2010-04-12 2010-09-03
ATV805 COHEN Ylan Joseph Steven RE Dealing in Securities 2010-04-12 2010-09-03
ATW119 STOFFELS D'HAUTEFORT Helie, Armand, Emmanuel, Francois RE Advising on Securities 2011-07-04 2011-08-04
ATX640 VERSTRAETE Jeroen Jerome Denise RE Asset Management 2009-10-14 2010-05-14
AUB942 HAYNIE James Phillip RE Advising on Securities 2012-04-26 2012-05-26
AUB942 HAYNIE James Phillip RE Advising on Securities 2011-03-14 2011-03-16
AUB942 HAYNIE James Phillip RE Advising on Securities 2009-11-09 2009-12-09
AUK283 TRIGO Sergio Carlos RE Advising on Securities 2010-10-15 2010-11-15
AUK283 TRIGO Sergio Carlos RE Advising on Securities 2010-01-18 2010-02-18
AUP687 ZHENG Ye 鄭叶 RE Asset Management 2010-03-01 2013-05-17
AUV360 KLIJNSTRA Willem Marcel RE Advising on Securities 2010-03-03 2010-04-03
AUW415 WALLACH Gabriel RE Advising on Securities 2012-10-24 2012-11-23
AUW415 WALLACH Gabriel RE Advising on Securities 2011-03-15 2011-03-16
AUW415 WALLACH Gabriel RE Advising on Securities 2010-03-15 2010-04-15
AUW916 LUO Xun 羅勛 RE Asset Management 2013-05-24 2016-08-12
AUX105 MEURICE Valerie Annick RE Advising on Securities 2010-03-22 2010-04-22
AUZ366 HO Yin Lam 何彥霖 RE Asset Management 2010-04-07 2018-12-31
AUZ897 SMOCOVICH Gustavo Claudio RE Advising on Securities 2010-04-15 2010-05-15
AVD108 MA Jie 馬捷 RE Advising on Securities 2011-01-19 2011-02-19
AVD108 MA Jie 馬捷 RE Advising on Securities 2010-05-10 2010-06-10
AVD115 SHAO Jiamin 邵佳民 RE Advising on Securities 2012-01-11 2012-02-11
AVD115 SHAO Jiamin 邵佳民 RE Advising on Securities 2011-01-19 2011-02-19
AVD115 SHAO Jiamin 邵佳民 RE Advising on Securities 2010-05-10 2010-06-10
AVD963 PERRIN Francois Jean Bernard RE Advising on Securities 2010-05-17 2015-08-01
AVD963 PERRIN Francois Jean Bernard RE Asset Management 2010-05-17 2015-08-01
AVE747 JENKYN-JONES Bruce RE Advising on Securities 2010-05-19 2010-06-19
AVO585 XU Jin 徐瑾 RE Advising on Securities 2012-11-09 2015-08-22
AVO585 XU Jin 徐瑾 RE Asset Management 2012-11-09 2015-08-22
AVR367 GAUDRE Sebastien Patrice RE Advising on Securities 2010-08-12 2012-02-15
AVR367 GAUDRE Sebastien Patrice RE Dealing in Securities 2010-08-12 2012-02-15
AVR367 GAUDRE Sebastien Patrice RE Asset Management 2010-08-12 2012-02-15
AVT246 DERBAUDRENGHIEN Valery Guy Leon RE Dealing in Securities 2010-08-30 2011-08-15
AVT452 LEE Soo Yeon RE Advising on Securities 2013-09-16 2018-12-31
AVT452 LEE Soo Yeon RE Dealing in Securities 2013-09-16 2018-12-31
AVT452 LEE Soo Yeon RE Dealing in Securities 2010-08-27 2011-12-01
AVT452 LEE Soo Yeon RE Advising on Securities 2010-08-27 2011-12-01
AVX024 HUI Kiu Tat 許喬達 RE Dealing in Securities 2013-04-11 2016-11-14
AVX024 HUI Kiu Tat 許喬達 RE Asset Management 2013-04-11 2016-11-14
AVX024 HUI Kiu Tat 許喬達 RE Advising on Securities 2013-04-11 2016-11-14
AVX155 CHAPUT Nicolas, Philippe, Claude RE Advising on Securities 2011-11-07 2011-12-07
AVX155 CHAPUT Nicolas, Philippe, Claude RE Advising on Securities 2011-09-19 2011-09-30
AVX155 CHAPUT Nicolas, Philippe, Claude RE Advising on Securities 2011-07-04 2011-08-04
AVX155 CHAPUT Nicolas, Philippe, Claude RE Advising on Securities 2010-09-16 2010-10-16
AVX157 KIRILLOV Vladimir RE Advising on Securities 2010-09-15 2010-10-15
AVY634 AUDIBERT Jean Francois Marie RO Asset Management 2011-05-17 2013-10-01
AWC463 VAN DEN HEILIGENBERG Emilius Paulus Antonius Maria RE Advising on Securities 2012-06-11 2012-07-11
AWC463 VAN DEN HEILIGENBERG Emilius Paulus Antonius Maria RE Advising on Securities 2011-06-21 2011-07-21
AWC463 VAN DEN HEILIGENBERG Emilius Paulus Antonius Maria RE Advising on Securities 2010-10-22 2010-11-22
AWC701 CABANEL Sebastien Nicolas Romain RE Advising on Securities 2010-10-20 2012-08-01
AWC701 CABANEL Sebastien Nicolas Romain RE Dealing in Securities 2010-10-20 2012-08-01
AWC701 CABANEL Sebastien Nicolas Romain RE Asset Management 2010-10-20 2012-08-01
AWC705 CHEUNG Chi Lok 張熾樂 RE Asset Management 2010-10-20 2012-09-08
AWF571 SCHNEIDER MAUNOURY Su 張速 RE Dealing in Securities 2010-11-09 2013-07-31
AWF571 SCHNEIDER MAUNOURY Su 張速 RE Advising on Securities 2010-11-09 2013-07-31
AWF571 SCHNEIDER MAUNOURY Su 張速 RE Asset Management 2010-11-09 2013-07-31
AWI764 CHHUOR Vithaya 蔡偉大亞 RE Asset Management 2010-11-24 2012-09-08
AWI764 CHHUOR Vithaya 蔡偉大亞 RE Advising on Securities 2010-11-24 2012-09-08
AWN090 AU-YEUNG Ka Wai, Vicky 歐陽嘉慧 RE Advising on Securities 2010-12-23 2011-07-13
AWN090 AU-YEUNG Ka Wai, Vicky 歐陽嘉慧 RE Dealing in Securities 2010-12-23 2011-07-13
AWP683 CHENG Tan Feng 鄭丹楓 RE Asset Management 2011-01-10 2017-04-30
AWP683 CHENG Tan Feng 鄭丹楓 RO Dealing in Securities 2013-03-12 2017-04-30
AWP683 CHENG Tan Feng 鄭丹楓 RO Advising on Securities 2013-03-12 2017-04-30
AWP683 CHENG Tan Feng 鄭丹楓 RE Dealing in Securities 2011-01-10 2013-03-12
AWP683 CHENG Tan Feng 鄭丹楓 RE Advising on Securities 2011-01-10 2013-03-12
AWR868 FONG Ka Yan 方嘉甄 RE Asset Management 2013-04-11 2018-12-31
AWS710 CHILD Adam David RE Advising on Securities 2011-01-26 2012-09-01
AWS710 CHILD Adam David RE Asset Management 2011-01-26 2012-09-01
AWS782 CAP Birgitta Maria RE Advising on Securities 2011-02-07 2012-09-17
AWS905 HE Yiwei 何一偉 RE Asset Management 2015-04-02 2018-06-08
AWS905 HE Yiwei 何一偉 RO Advising on Securities 2015-04-21 2018-06-08
AWS905 HE Yiwei 何一偉 RE Advising on Futures Contracts 2015-07-20 2018-06-08
AWS905 HE Yiwei 何一偉 RO Dealing in Securities 2017-08-16 2018-06-08
AWS905 HE Yiwei 何一偉 RE Dealing in Securities 2015-04-02 2017-08-16
AWS905 HE Yiwei 何一偉 RE Advising on Securities 2015-04-02 2015-04-21
AWT602 HO Chun Keung 何振強 RE Asset Management 2018-04-04 2018-12-31
AWU133 PALMEIRA BARDELLA Rafael RE Advising on Securities 2012-03-20 2012-04-20
AWU133 PALMEIRA BARDELLA Rafael RE Advising on Securities 2011-02-21 2011-02-23
AWU134 YUKI Eduardo Tatsumi RE Advising on Securities 2011-02-21 2011-02-23
AWW707 YANG Bo 楊博 RE Advising on Securities 2016-06-10 2018-12-31
AWY306 MAN Derek Tak-lai 文德禮 RE Asset Management 2016-08-01 2018-12-31
AWY306 MAN Derek Tak-lai 文德禮 RE Advising on Securities 2016-08-01 2018-12-31
AWZ619 MCPHEE Peter George RE Advising on Securities 2011-03-24 2011-04-24
AWZ620 BOYD-CLARK Neil Gerald RE Advising on Securities 2011-03-24 2011-04-24
AXG008 DEBEHOGNE Sophie Christiane Marie Andree RE Advising on Securities 2011-05-09 2011-06-09
AXG009 WOUTERS Anton Hendrik RE Advising on Securities 2018-07-13 2018-07-13
AXG009 WOUTERS Anton Hendrik RE Advising on Securities 2016-06-13 2016-06-21
AXG009 WOUTERS Anton Hendrik RE Advising on Securities 2011-05-09 2011-06-09
AXG027 BAGGULEY Tom Mitchell RE Advising on Securities 2011-05-13 2011-06-13
AXH075 RESTUCCIA Luca RE Advising on Securities 2011-05-16 2013-10-01
AXH075 RESTUCCIA Luca RE Dealing in Securities 2011-05-16 2013-10-01
AXH373 KING Andrew Alister RE Advising on Securities 2016-05-17 2016-05-23
AXH373 KING Andrew Alister RE Advising on Securities 2015-09-02 2015-09-09
AXH373 KING Andrew Alister RE Advising on Securities 2013-10-24 2013-11-24
AXH373 KING Andrew Alister RE Advising on Securities 2012-06-05 2012-07-05
AXH373 KING Andrew Alister RE Advising on Securities 2011-05-23 2011-06-23
AXH375 MEDECIN Jean Georges Henri RE Advising on Securities 2011-05-23 2011-06-23
AXP149 FORSTER Jonathan Michael RE Advising on Securities 2011-07-12 2011-08-11
AXP495 GOTTELIER Simon David RE Advising on Securities 2011-07-18 2011-08-17
AXY660 HUANG Li-Fen 黃麗芬 RE Dealing in Securities 2011-08-29 2015-05-30
AXY660 HUANG Li-Fen 黃麗芬 RE Asset Management 2011-08-29 2015-05-30
AXY660 HUANG Li-Fen 黃麗芬 RE Advising on Securities 2011-08-29 2015-05-30
AXY666 RITEAU Alexandre Pierre RE Asset Management 2011-08-29 2012-10-31
AXY666 RITEAU Alexandre Pierre RE Dealing in Securities 2011-08-29 2012-10-31
AXY666 RITEAU Alexandre Pierre RE Advising on Securities 2011-08-29 2012-10-31
AYA404 DOZAKI Maki 堂崎真紀 RE Asset Management 2011-09-12 2012-08-27
AYA404 DOZAKI Maki 堂崎真紀 RE Advising on Securities 2011-09-12 2012-08-27
AYA404 DOZAKI Maki 堂崎真紀 RE Dealing in Securities 2011-09-12 2012-08-27
AYC741 FU Yi 符怡 RE Advising on Securities 2011-09-26 2017-11-16
AYC741 FU Yi 符怡 RE Dealing in Securities 2011-09-26 2017-11-16
AYC741 FU Yi 符怡 RE Asset Management 2011-09-26 2011-12-05
AYF548 RUSSELL Jennifer Ann RE Advising on Securities 2011-11-01 2014-11-29
AYF548 RUSSELL Jennifer Ann RE Asset Management 2011-11-01 2014-11-29
AYJ488 NEMNOV Konstantin RE Advising on Securities 2011-11-10 2011-12-10
AYJ490 KISELEV Egor RE Advising on Securities 2011-11-10 2011-12-10
AYN677 VANDERKOLK Mark David RE Dealing in Securities 2011-11-30 2014-06-26
AYN677 VANDERKOLK Mark David RE Advising on Securities 2014-02-14 2014-06-26
AYQ008 CHANG Yi Ping 張貽萍 RE Advising on Securities 2011-12-12 2018-12-31
AYQ008 CHANG Yi Ping 張貽萍 RE Dealing in Securities 2011-12-12 2018-12-31
AYT134 CHEN Yiping 陳軼平 RE Advising on Securities 2015-08-24 2015-08-31
AYT134 CHEN Yiping 陳軼平 RE Advising on Securities 2012-02-20 2012-03-20
AYT134 CHEN Yiping 陳軼平 RE Advising on Securities 2012-01-11 2012-02-11
AYW262 YIU Wong Ki 姚汪琪 RE Advising on Securities 2018-02-12 2018-02-13
AYW262 YIU Wong Ki 姚汪琪 RE Advising on Securities 2015-02-04 2015-02-17
AYW262 YIU Wong Ki 姚汪琪 RE Advising on Securities 2013-01-24 2013-02-23
AYW262 YIU Wong Ki 姚汪琪 RE Advising on Securities 2012-02-02 2012-03-02
AYW271 FENTON Clark Sorenson RE Advising on Securities 2012-02-02 2012-03-02
AYY717 SHAH Anand Nareshbhai RE Advising on Securities 2012-06-06 2012-07-06
AYY717 SHAH Anand Nareshbhai RE Advising on Securities 2012-02-13 2012-03-13
AZE936 ZHU QingHua 朱慶驊 RE Advising on Securities 2012-05-07 2013-12-11
AZE936 ZHU QingHua 朱慶驊 RE Dealing in Securities 2012-05-07 2013-12-11
AZE937 WONG Ching Kit 王正杰 RE Advising on Securities 2012-03-22 2015-09-12
AZE937 WONG Ching Kit 王正杰 RE Dealing in Securities 2012-03-22 2015-09-12
AZH431 WILLIAMS Guy Stephen RE Advising on Securities 2013-10-29 2013-11-29
AZH431 WILLIAMS Guy Stephen RE Advising on Securities 2012-04-23 2012-05-23
AZM652 WILBROD Emmanuelle Alice RE Dealing in Securities 2014-02-06 2018-12-31
AZM652 WILBROD Emmanuelle Alice RE Advising on Securities 2014-02-14 2018-12-31
AZM652 WILBROD Emmanuelle Alice RE Dealing in Securities 2012-05-18 2013-12-21
AZR720 SOLNIK Alexandra France Anne RE Advising on Securities 2012-06-19 2015-01-01
AZR720 SOLNIK Alexandra France Anne RE Dealing in Securities 2012-06-19 2015-01-01
BAF814 LUONG Stephanie RE Asset Management 2012-09-24 2018-12-31
BAF814 LUONG Stephanie RE Advising on Securities 2012-09-24 2018-12-31
BAI462 KO Joonho RE Advising on Securities 2012-10-24 2012-11-23
BAI757 LUI Man Lok Mandy 雷敏諾 RE Asset Management 2015-12-03 2018-10-16
BAI757 LUI Man Lok Mandy 雷敏諾 RO Dealing in Securities 2017-08-08 2018-10-16
BAI757 LUI Man Lok Mandy 雷敏諾 RO Advising on Securities 2017-08-08 2018-10-16
BAI757 LUI Man Lok Mandy 雷敏諾 RE Dealing in Securities 2015-12-03 2017-08-08
BAI757 LUI Man Lok Mandy 雷敏諾 RE Advising on Securities 2015-12-03 2017-08-08
BAJ028 TSCHIDERER Guenter RO Dealing in Securities 2018-03-28 2018-12-31
BAJ028 TSCHIDERER Guenter RO Advising on Securities 2018-03-28 2018-12-31
BAJ028 TSCHIDERER Guenter RE Dealing in Securities 2012-10-24 2018-03-28
BAJ028 TSCHIDERER Guenter RE Advising on Securities 2012-10-24 2018-03-28
BAM034 NGUYEN Ignace Nam RE Advising on Securities 2012-11-16 2016-11-23
BAM034 NGUYEN Ignace Nam RE Dealing in Securities 2012-11-16 2016-11-23
BAM219 PARK Sung Yul RE Asset Management 2012-11-16 2018-12-31
BAM219 PARK Sung Yul RE Advising on Securities 2012-11-16 2018-12-31
BAM219 PARK Sung Yul RE Dealing in Securities 2012-11-16 2018-12-31
BAO330 VINCENT Etienne Jean Achille RE Advising on Securities 2017-09-13 2017-09-13
BAO330 VINCENT Etienne Jean Achille RE Advising on Securities 2016-06-21 2016-06-28
BAO330 VINCENT Etienne Jean Achille RE Advising on Securities 2012-12-12 2013-01-12
BAX949 FAN Ka Ho 范家豪 RE Advising on Securities 2014-03-27 2018-12-31
BAX949 FAN Ka Ho 范家豪 RE Dealing in Securities 2014-03-27 2018-12-31
BAX949 FAN Ka Ho 范家豪 RE Asset Management 2014-03-27 2018-12-31
BBA463 RENARD Eric RE Advising on Securities 2014-02-27 2014-03-12
BBA463 RENARD Eric RE Advising on Securities 2013-03-27 2013-04-26
BBD726 LEE Lik Fan 李歷凡 RE Asset Management 2013-04-19 2015-06-27
BBD726 LEE Lik Fan 李歷凡 RE Dealing in Securities 2013-04-19 2015-06-27
BBD726 LEE Lik Fan 李歷凡 RE Advising on Securities 2013-04-19 2015-06-27
BBD726 LEE Lik Fan 李歷凡 RE Advising on Futures Contracts 2013-04-19 2015-06-27
BBE663 LI Guangyu 李光宇 RE Dealing in Securities 2015-03-03 2017-09-08
BBE663 LI Guangyu 李光宇 RE Advising on Securities 2015-03-03 2017-09-08
BBE663 LI Guangyu 李光宇 RE Asset Management 2015-03-03 2017-09-08
BBE663 LI Guangyu 李光宇 RE Advising on Futures Contracts 2015-07-17 2017-09-08
BBJ366 LEUNG Man Ting, Mandy 梁敏婷 RE Dealing in Securities 2014-10-30 2018-12-31
BBJ366 LEUNG Man Ting, Mandy 梁敏婷 RE Advising on Securities 2014-10-30 2018-12-31
BBL723 GLOVER Anthony Stuart RE Advising on Securities 2018-03-13 2018-03-15
BBL723 GLOVER Anthony Stuart RE Advising on Securities 2016-04-14 2016-04-27
BBL723 GLOVER Anthony Stuart RE Advising on Securities 2015-10-19 2015-10-30
BBL723 GLOVER Anthony Stuart RE Advising on Securities 2014-09-08 2014-09-19
BBL723 GLOVER Anthony Stuart RE Advising on Securities 2013-06-25 2013-07-25
BBQ884 MOORREES Robert Henri RO Asset Management 2014-10-15 2017-08-31
BBY192 KOURKOULAKOS Dimitrios RE Advising on Securities 2013-09-25 2013-10-25
BCC834 KOHLER Damien Claude Nicolas Louis RE Advising on Securities 2016-03-15 2016-03-21
BCC834 KOHLER Damien Claude Nicolas Louis RE Advising on Securities 2013-10-28 2013-11-28
BCD630 MORTON John Joseph RE Advising on Securities 2014-09-10 2014-09-23
BCD630 MORTON John Joseph RE Advising on Securities 2013-10-28 2013-11-28
BCE751 LIEM Khing An RE Advising on Securities 2014-02-05 2014-02-12
BCE751 LIEM Khing An RE Advising on Securities 2013-11-04 2013-12-04
BCV656 VIS Jan Willem RE Advising on Securities 2014-02-05 2014-02-12
BCV659 STEVENS Shaun David Hamilton RE Advising on Securities 2014-02-05 2014-02-12
BCW514 MILON Paul Francois Michel RE Dealing in Securities 2014-02-14 2018-12-31
BCW514 MILON Paul Francois Michel RE Advising on Securities 2014-02-14 2018-12-31
BDE583 MIEDZINSKI AMARANTE Nathalie Riccomi RE Advising on Securities 2014-04-01 2014-05-01
BEC790 GRAHAM Colin Walsh RE Advising on Securities 2017-06-27 2017-06-27
BEC790 GRAHAM Colin Walsh RE Advising on Securities 2016-09-26 2016-10-07
BEC790 GRAHAM Colin Walsh RE Advising on Securities 2016-02-29 2016-03-04
BEC790 GRAHAM Colin Walsh RE Advising on Securities 2015-10-02 2015-10-08
BEC790 GRAHAM Colin Walsh RE Advising on Securities 2015-05-08 2015-05-21
BEC790 GRAHAM Colin Walsh RE Advising on Securities 2015-02-04 2015-02-17
BEC790 GRAHAM Colin Walsh RE Advising on Securities 2014-09-22 2014-10-03
BED791 FRIEDMAN Steven Marcus RE Advising on Securities 2015-09-07 2015-09-18
BED791 FRIEDMAN Steven Marcus RE Advising on Securities 2014-09-12 2014-09-30
BEN532 TEA Jessica 張美玲 RE Dealing in Securities 2014-11-24 2018-12-31
BEN532 TEA Jessica 張美玲 RE Advising on Securities 2014-11-24 2018-12-31
BEQ561 CHAN Mei Yuen Ann 陳美源 RE Advising on Securities 2014-12-09 2015-11-06
BEQ561 CHAN Mei Yuen Ann 陳美源 RE Dealing in Securities 2014-12-09 2015-11-06
BET632 LAUDEN Nicolas RE Advising on Securities 2015-01-07 2017-10-13
BET632 LAUDEN Nicolas RE Dealing in Securities 2015-01-07 2017-10-13
BEU871 LAN Ying 蘭瀅 RE Dealing in Securities 2015-01-09 2015-10-29
BEU871 LAN Ying 蘭瀅 RE Advising on Securities 2015-01-09 2015-10-29
BEX234 CHEUNG Wan Shan 張韻珊 RE Advising on Securities 2018-09-05 2018-12-31
BEX234 CHEUNG Wan Shan 張韻珊 RE Dealing in Securities 2018-09-05 2018-12-31
BFB074 PIPAUD Cyril RE Dealing in Securities 2015-03-10 2018-12-31
BFB074 PIPAUD Cyril RE Advising on Securities 2015-03-10 2018-12-31
BFJ639 KAN Siu Chung 簡兆聰 RE Advising on Securities 2015-05-14 2018-12-31
BFJ639 KAN Siu Chung 簡兆聰 RE Dealing in Securities 2015-05-14 2018-12-31
BFK527 YANG Lin 楊林 RE Dealing in Securities 2015-05-15 2016-05-30
BFK527 YANG Lin 楊林 RE Advising on Securities 2015-05-15 2016-05-30
BFK527 YANG Lin 楊林 RE Asset Management 2015-05-15 2016-05-30
BFP219 MC QUILLAN Christine Mary RE Advising on Securities 2015-06-11 2015-06-19
BFR076 MAURER Caroline Yu 沈昱 RE Advising on Securities 2015-06-17 2018-12-31
BFR076 MAURER Caroline Yu 沈昱 RO Asset Management 2017-08-25 2018-12-31
BFR076 MAURER Caroline Yu 沈昱 RE Asset Management 2015-06-17 2017-08-25
BFT029 WONG Jin Hua Ezra 王靖華 RE Dealing in Securities 2015-07-03 2016-01-14
BFT029 WONG Jin Hua Ezra 王靖華 RE Advising on Securities 2015-07-03 2016-01-14
BGG763 YU Lok Yin Lonnie 余洛妍 RE Asset Management 2015-09-23 2018-12-31
BGG763 YU Lok Yin Lonnie 余洛妍 RE Advising on Securities 2015-09-23 2018-12-31
BGH925 LU Ye 律燁 RE Dealing in Securities 2018-05-02 2018-12-31
BGH925 LU Ye 律燁 RE Advising on Securities 2018-05-02 2018-12-31
BGM937 JI Weiqing 嵇偉卿 RE Dealing in Securities 2015-11-18 2016-11-18
BGM937 JI Weiqing 嵇偉卿 RE Advising on Securities 2015-11-18 2016-11-18
BGV484 WANG Xiao 王笑 RE Dealing in Securities 2018-08-23 2018-12-31
BGV484 WANG Xiao 王笑 RE Advising on Securities 2018-08-23 2018-12-31
BGZ607 YANG Yifan 楊一帆 RE Dealing in Securities 2016-02-17 2016-06-30
BGZ607 YANG Yifan 楊一帆 RE Advising on Securities 2016-02-17 2016-06-30
BHC531 CAREY John Patrick RE Advising on Securities 2017-07-14 2017-07-14
BHC531 CAREY John Patrick RE Advising on Securities 2016-03-03 2016-03-10
BHJ775 SMITH III Donald William RE Advising on Securities 2016-05-12 2016-05-18
BHK246 HERR Kathryn Jane RE Advising on Securities 2017-09-20 2017-09-26
BHK246 HERR Kathryn Jane RE Advising on Securities 2017-02-09 2017-02-17
BHK246 HERR Kathryn Jane RE Advising on Securities 2016-09-22 2016-09-30
BHK246 HERR Kathryn Jane RE Advising on Securities 2016-05-06 2016-05-10
BHP460 MORRIS Daniel Martin RE Advising on Securities 2016-07-04 2016-07-11
BHR599 WON Wee Yih RE Advising on Securities 2016-09-08 2016-09-13
BHR599 WON Wee Yih RE Advising on Securities 2016-06-23 2016-07-06
BHU912 HSU Po Hsiang 許博翔 RE Dealing in Securities 2016-07-18 2018-01-31
BHU912 HSU Po Hsiang 許博翔 RE Advising on Securities 2016-07-18 2018-01-31
BHV462 OH Jing Ye Adrain 胡晶宇 RE Advising on Securities 2016-07-22 2017-03-31
BHV462 OH Jing Ye Adrain 胡晶宇 RE Dealing in Securities 2016-07-22 2017-03-31
BHX819 LIU Yatian 劉亞天 RE Advising on Securities 2016-08-03 2018-12-31
BIB790 TAM Chun Ho 譚俊灝 RE Dealing in Securities 2016-08-26 2018-11-16
BIB790 TAM Chun Ho 譚俊灝 RE Advising on Securities 2016-08-26 2018-11-16
BIG468 RAJAONARIVONY Maeva RE Advising on Securities 2017-11-16 2017-11-24
BIG468 RAJAONARIVONY Maeva RE Dealing in Securities 2017-11-16 2017-11-24
BIG468 RAJAONARIVONY Maeva RE Dealing in Securities 2016-09-22 2017-04-26
BIG468 RAJAONARIVONY Maeva RE Advising on Securities 2016-09-22 2017-04-26
BIQ355 SAMBOR Jean-Charles Pierre RE Advising on Securities 2018-10-22 2018-10-22
BIQ355 SAMBOR Jean-Charles Pierre RE Advising on Securities 2018-06-15 2018-06-15
BIQ355 SAMBOR Jean-Charles Pierre RE Advising on Securities 2018-01-18 2018-01-19
BIQ355 SAMBOR Jean-Charles Pierre RE Advising on Securities 2017-10-18 2017-10-20
BIQ355 SAMBOR Jean-Charles Pierre RE Advising on Securities 2017-09-20 2017-09-22
BIQ355 SAMBOR Jean-Charles Pierre RE Advising on Securities 2016-12-05 2016-12-09
BJC172 WAN KAMARUZAMAN Wan Ahmad Shukri RE Asset Management 2017-02-21 2018-12-31
BJC172 WAN KAMARUZAMAN Wan Ahmad Shukri RE Advising on Securities 2017-02-21 2018-12-31
BJV096 CHAN Wing Sze Rosina 陳穎思 RE Advising on Securities 2017-06-29 2017-12-01
BJV096 CHAN Wing Sze Rosina 陳穎思 RE Dealing in Securities 2017-06-29 2017-12-01
BLH268 TALWAR Karan RE Dealing in Securities 2017-10-27 2018-12-31
BLH268 TALWAR Karan RE Advising on Securities 2017-10-27 2018-12-31
BMB952 WEI Xiang 魏翔 RE Advising on Securities 2018-01-22 2018-12-31
BMB952 WEI Xiang 魏翔 RE Dealing in Securities 2018-01-22 2018-12-31
BMH726 KIM Jee Won 金智元 RE Dealing in Securities 2018-02-08 2018-12-31
BMH726 KIM Jee Won 金智元 RE Advising on Securities 2018-02-08 2018-12-31
BMI130 LIAO Maojiang 廖茂江 RE Dealing in Securities 2018-02-20 2018-12-31
BMI130 LIAO Maojiang 廖茂江 RE Advising on Securities 2018-02-20 2018-12-31
BMS279 JOHNSON Alexander George RE Advising on Securities 2018-10-15 2018-10-15
BMS279 JOHNSON Alexander George RE Advising on Securities 2018-04-25 2018-04-25
BMS502 KIM Beum Joo 金範柱 RE Advising on Securities 2018-04-11 2018-12-31
BMS502 KIM Beum Joo 金範柱 RE Dealing in Securities 2018-04-11 2018-12-31
BMY472 ROOPAN Allan Lionel RE Advising on Securities 2018-06-19 2018-06-20
BNB412 LIU Minyue 劉閔悦 RE Dealing in Securities 2018-06-13 2018-12-31
BNB412 LIU Minyue 劉閔悦 RE Advising on Securities 2018-06-13 2018-12-31
BNI725 ISSAOUI Tarek RE Advising on Securities 2018-09-20 2018-09-20
BNJ067 CHAN Tsz Him 陳子謙 RE Dealing in Securities 2018-08-21 2018-12-31
BNJ067 CHAN Tsz Him 陳子謙 RE Advising on Securities 2018-08-21 2018-12-31
BNP199 DUNYACH Quentin Jean-jacques RE Advising on Securities 2018-09-28 2018-12-31
BNP199 DUNYACH Quentin Jean-jacques RE Dealing in Securities 2018-09-28 2018-12-31
BNU276 CRESTEIL Charles Thibault RE Advising on Securities 2018-11-30 2018-11-30
BNU453 LAPLENIE Olivier Ludovic RE Advising on Securities 2018-11-30 2018-11-30

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