Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licensed institution ABA410
BMO Global Asset Management (Asia) Limited

Below are up to 1000 licences that were found for SFC-licensed institution ABA410 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB351 LLOYD GEORGE Robert John Daniel RO Asset Management 2004-10-19 2014-04-30
AAB351 LLOYD GEORGE Robert John Daniel RO Advising on Securities 2004-10-19 2014-04-30
AAB351 LLOYD GEORGE Robert John Daniel RO Dealing in Securities 2012-09-28 2014-04-30
ABC844 KERR William Walter Raleigh RO Advising on Securities 2004-05-31 2013-09-30
ABC844 KERR William Walter Raleigh RO Asset Management 2004-05-31 2013-09-30
ABC844 KERR William Walter Raleigh RO Dealing in Securities 2012-09-28 2013-09-30
ABD368 TANG Man Fat 鄧萬發 RO Asset Management 2012-12-17 2014-02-01
ABD368 TANG Man Fat 鄧萬發 RO Advising on Securities 2012-12-17 2014-02-01
ABD368 TANG Man Fat 鄧萬發 RE Asset Management 2012-10-04 2012-12-17
ABD368 TANG Man Fat 鄧萬發 RE Advising on Securities 2012-10-04 2012-12-17
ABN768 CHAN LU Suk On, Pamela 陳呂淑安 RO Advising on Securities 2012-12-18 2014-11-01
ABN768 CHAN LU Suk On, Pamela 陳呂淑安 RO Asset Management 2012-12-18 2014-11-01
ABN768 CHAN LU Suk On, Pamela 陳呂淑安 RE Advising on Securities 2012-10-04 2012-12-18
ABN768 CHAN LU Suk On, Pamela 陳呂淑安 RE Asset Management 2012-10-04 2012-12-18
ABS203 LEUNG Yi Fun Peggy 梁綺芬 RE Advising on Securities 2012-10-04 2015-09-02
ABS203 LEUNG Yi Fun Peggy 梁綺芬 RE Dealing in Securities 2012-10-04 2015-09-02
ACJ313 MA Yat Fai, Stephen 馬日暉 RO Asset Management 2015-05-12 2016-07-23
ACJ313 MA Yat Fai, Stephen 馬日暉 RO Advising on Securities 2015-05-12 2016-07-23
ACJ313 MA Yat Fai, Stephen 馬日暉 RO Dealing in Securities 2015-12-08 2016-07-23
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Advising on Securities 2014-11-03 2015-05-12
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Asset Management 2014-11-03 2015-05-12
AFT866 LEUNG Wing Yan 梁詠欣 RE Dealing in Securities 2012-10-04 2015-09-01
AFT866 LEUNG Wing Yan 梁詠欣 RE Advising on Securities 2012-10-04 2015-09-01
AFV960 WEE May Ling 黃美玲 RE Asset Management 2012-10-04 2015-04-30
AFV960 WEE May Ling 黃美玲 RE Advising on Securities 2012-10-04 2015-04-30
AFY865 CHOW Man 周敏 RE Advising on Securities 2015-07-29 2017-06-24
AFY865 CHOW Man 周敏 RE Asset Management 2015-07-29 2017-06-24
AFY865 CHOW Man 周敏 RE Dealing in Securities 2015-07-29 2017-06-24
AGE009 JAP Wing Lai 葉永麗 RE Advising on Securities 2012-10-04 2015-10-07
AGE009 JAP Wing Lai 葉永麗 RE Asset Management 2012-10-04 2015-10-07
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Dealing in Securities 2012-10-04 2014-04-24
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Advising on Securities 2012-10-04 2014-04-24
AIG231 LAI Nga Ting, Anthea 賴雅婷 RE Asset Management 2012-10-04 2014-04-24
ALW790 DARLING Christopher Edwin RE Advising on Securities 2016-09-09
ALW790 DARLING Christopher Edwin RE Asset Management 2016-09-09
ALW790 DARLING Christopher Edwin RE Dealing in Securities 2016-09-09
ALW790 DARLING Christopher Edwin RO Dealing in Securities 2013-08-09 2015-10-19
ALW790 DARLING Christopher Edwin RO Advising on Securities 2013-08-09 2015-10-19
ALW790 DARLING Christopher Edwin RO Asset Management 2013-08-09 2015-10-19
ALW790 DARLING Christopher Edwin RE Dealing in Securities 2012-10-04 2013-08-09
ALW790 DARLING Christopher Edwin RE Asset Management 2012-10-04 2013-08-09
ALW790 DARLING Christopher Edwin RE Advising on Securities 2012-10-04 2013-08-09
AMI310 YEUNG Wai Fun 楊慧芬 RE Advising on Securities 2012-10-04 2015-11-01
AMI310 YEUNG Wai Fun 楊慧芬 RE Dealing in Securities 2012-10-04 2015-11-01
AMM444 LUI Ying 呂盈 RO Asset Management 2017-04-20
AMM444 LUI Ying 呂盈 RO Advising on Securities 2017-04-20
AMM444 LUI Ying 呂盈 RE Advising on Securities 2015-01-29 2017-04-20
AMM444 LUI Ying 呂盈 RE Asset Management 2015-01-29 2017-04-20
AMP024 TANG Christopher Ping Yin 鄧秉賢 RE Asset Management 2012-10-04 2015-05-12
AMP024 TANG Christopher Ping Yin 鄧秉賢 RE Advising on Securities 2012-10-04 2015-05-12
AOA395 YE Lin 葉林 RE Asset Management 2012-10-04 2015-08-08
AOA395 YE Lin 葉林 RE Advising on Securities 2012-10-04 2015-08-08
AOA395 YE Lin 葉林 RE Dealing in Securities 2012-10-04 2015-08-08
APB571 WONG Gladys Chi-ching 黃志貞 RE Dealing in Securities 2012-10-04 2015-09-02
APB571 WONG Gladys Chi-ching 黃志貞 RE Advising on Securities 2012-10-04 2015-09-02
APO549 PONG Hayden Hei Ting 龐熙霆 RE Advising on Securities 2012-10-09 2015-06-07
APO549 PONG Hayden Hei Ting 龐熙霆 RE Dealing in Securities 2012-10-09 2015-06-07
APP358 FUNG Wing Sze 馮詠詩 RE Dealing in Securities 2014-04-17
APP358 FUNG Wing Sze 馮詠詩 RE Asset Management 2014-04-17
APP358 FUNG Wing Sze 馮詠詩 RE Advising on Securities 2014-04-17
AQB109 TIAN Ligeng 田勵耕 RE Asset Management 2012-10-04 2014-04-24
AQB109 TIAN Ligeng 田勵耕 RE Advising on Securities 2012-10-04 2014-04-24
ARA846 LIMOND Andrew Mark RE Asset Management 2012-10-04 2013-04-15
ARA846 LIMOND Andrew Mark RE Advising on Securities 2012-10-04 2013-04-15
ARP301 CHEN Tzu-Yuan 陳姿元 RE Advising on Securities 2012-10-04 2014-04-24
ARP301 CHEN Tzu-Yuan 陳姿元 RE Asset Management 2012-10-04 2014-04-24
ARP541 TEOH Chin Wei 張津偉 RE Advising on Securities 2018-02-05
ARP541 TEOH Chin Wei 張津偉 RE Dealing in Securities 2018-02-05
ASH733 FU Hiu Wun 傅曉媛 RE Advising on Securities 2012-10-04 2015-11-01
ASH733 FU Hiu Wun 傅曉媛 RE Dealing in Securities 2012-10-04 2015-11-01
ATN578 GOMI Masaomi 五味正臣 RE Advising on Securities 2012-10-04 2015-04-30
ATN578 GOMI Masaomi 五味正臣 RE Asset Management 2012-10-04 2015-04-30
AVM931 CHAN Adrian Tsang Kwong 陳增光 RE Advising on Securities 2017-12-05
AVM931 CHAN Adrian Tsang Kwong 陳增光 RE Asset Management 2017-12-05
AVM931 CHAN Adrian Tsang Kwong 陳增光 RE Dealing in Securities 2017-12-05
AVQ212 FOK Ho Wah 霍浩華 RE Asset Management 2018-07-30
AVQ212 FOK Ho Wah 霍浩華 RE Advising on Securities 2018-07-30
AVQ212 FOK Ho Wah 霍浩華 RE Dealing in Securities 2018-07-30
AVW223 CHAN Choon Wei Clarence RO Asset Management 2015-08-26
AVW223 CHAN Choon Wei Clarence RO Advising on Securities 2015-08-26
AVW223 CHAN Choon Wei Clarence RO Dealing in Securities 2015-08-26
AVW223 CHAN Choon Wei Clarence RE Asset Management 2014-03-19 2015-08-26
AVW223 CHAN Choon Wei Clarence RE Dealing in Securities 2014-03-19 2015-08-26
AVW223 CHAN Choon Wei Clarence RE Advising on Securities 2014-03-19 2015-08-26
AXD822 RIGBY Romain Alexander 黎龍敏 RE Asset Management 2012-10-04 2015-05-01
AXD822 RIGBY Romain Alexander 黎龍敏 RE Advising on Securities 2012-10-04 2015-05-01
AXS218 CHEE Swee Wei 植思輝 RE Advising on Securities 2016-11-22
AXS218 CHEE Swee Wei 植思輝 RE Asset Management 2016-11-22
AYM102 DONG Yingying 董鶯鶯 RE Asset Management 2015-12-24
AYM102 DONG Yingying 董鶯鶯 RE Advising on Securities 2015-12-24
AYU513 HUNTER Irina RE Asset Management 2012-01-16 2015-10-07
AYU513 HUNTER Irina RE Advising on Securities 2012-01-16 2015-10-07
AYV303 WHITMORE SNOW Amanda Clare 魏麗明 RE Advising on Securities 2012-10-04 2016-05-01
AYV303 WHITMORE SNOW Amanda Clare 魏麗明 RE Dealing in Securities 2012-10-04 2016-05-01
AZL251 LEUNG Ngar Nai 梁雅妮 RE Dealing in Securities 2012-10-04 2017-12-13
AZL251 LEUNG Ngar Nai 梁雅妮 RE Advising on Securities 2012-10-04 2017-12-13
BBS238 CHOW Kwun Chung 周冠仲 RE Dealing in Securities 2018-09-11
BBS238 CHOW Kwun Chung 周冠仲 RE Advising on Securities 2018-09-11
BBS238 CHOW Kwun Chung 周冠仲 RE Asset Management 2018-09-11
BBW657 LAM Si U 林斯渝 RE Dealing in Securities 2014-06-23 2014-11-22
BCP374 PRAKASH Amit RO Advising on Securities 2014-05-15 2015-12-25
BCP374 PRAKASH Amit RO Dealing in Securities 2014-05-15 2015-12-25
BCP374 PRAKASH Amit RO Asset Management 2014-05-15 2015-12-25
BCR036 CHIOU How Teng RE Asset Management 2014-02-06 2015-05-05
BCR036 CHIOU How Teng RE Advising on Securities 2014-02-06 2015-05-05
BCS522 XU Na 徐娜 RE Dealing in Securities 2014-06-23 2016-06-04
BCY714 CHAN Fiona Chak-Yan 陳澤恩 RE Asset Management 2014-03-25 2015-04-30
BCY714 CHAN Fiona Chak-Yan 陳澤恩 RE Advising on Securities 2014-03-25 2015-04-30
BDN977 AL-KARIMI Syed Daanish RE Advising on Securities 2014-06-09
BDN977 AL-KARIMI Syed Daanish RE Dealing in Securities 2014-06-09
BDN981 TAYLOR Keith James RE Advising on Securities 2014-07-04 2018-07-11
BDN981 TAYLOR Keith James RE Asset Management 2014-07-04 2018-07-11
BDN986 XIE Yi 謝怡 RO Asset Management 2015-05-14 2017-06-16
BDN986 XIE Yi 謝怡 RO Dealing in Securities 2015-05-14 2017-06-16
BDN986 XIE Yi 謝怡 RO Advising on Securities 2015-05-14 2017-06-16
BDN986 XIE Yi 謝怡 RE Advising on Securities 2014-07-04 2015-05-14
BDN986 XIE Yi 謝怡 RE Asset Management 2014-07-04 2015-05-14
BDN986 XIE Yi 謝怡 RE Dealing in Securities 2014-07-04 2015-05-14
BEI848 RAMOS Ernesto RE Dealing in Securities 2014-11-06 2014-11-16
BEL221 CHAN Kam Chau Raymond 陳錦秋 RE Dealing in Securities 2014-11-06 2015-01-05
BET290 FUNG Lai Ping Cecily 馮麗萍 RE Dealing in Securities 2015-01-30 2015-09-02
BET290 FUNG Lai Ping Cecily 馮麗萍 RE Advising on Securities 2015-01-30 2015-09-02
BET292 LEUNG Wai Ling 梁惠玲 RE Dealing in Securities 2015-01-30 2015-09-01
BET292 LEUNG Wai Ling 梁惠玲 RE Advising on Securities 2015-01-30 2015-09-01
BEW965 LEE Alfred RE Dealing in Securities 2015-02-02 2015-04-30
BFT906 HU Xin 胡昕 RE Advising on Securities 2015-08-03 2017-09-30
BFT906 HU Xin 胡昕 RE Dealing in Securities 2015-08-03 2017-09-30
BGT167 SRISKANDARAJAH Raveendra RO Advising on Securities 2016-05-16
BGT167 SRISKANDARAJAH Raveendra RO Dealing in Securities 2016-05-16
BGT167 SRISKANDARAJAH Raveendra RO Asset Management 2016-05-16
BHJ467 LI Yimiao 李逸邈 RE Asset Management 2018-05-07
BHJ467 LI Yimiao 李逸邈 RE Advising on Securities 2018-05-21
BHM180 PATTON Adrian Keith RE Dealing in Securities 2016-05-20 2016-05-28
BHP716 KUNIMOTO Yukari RE Advising on Securities 2016-06-21 2018-12-18
BHP716 KUNIMOTO Yukari RE Dealing in Securities 2016-06-21 2018-12-18
BIZ898 CHAN Tak Mo 陳德武 RE Dealing in Securities 2017-03-09 2017-09-30
BIZ898 CHAN Tak Mo 陳德武 RE Advising on Securities 2017-03-09 2017-09-30
BLL579 CHEUNG Chun Chun Vivian RE Dealing in Securities 2017-11-21 2018-04-18
BLL579 CHEUNG Chun Chun Vivian RE Advising on Securities 2017-11-21 2018-04-18
BNP041 MAIR Hamish John Garrow RE Dealing in Securities 2018-10-04 2018-10-12
BNY246 LEE SEUNGYOUNG RE Dealing in Securities 2018-12-31
BNY246 LEE SEUNGYOUNG RE Advising on Securities 2018-12-31

Any questions? Get in touch:

or use the form below: