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Hong Kong SFC licensed institution AAZ354
WAG Worldsec Corporate Finance Limited
華高和昇財務顧問有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAZ354 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Securities 2006-09-14 2017-06-01
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Corporate Finance 2006-09-14 2017-06-01
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Asset Management 2003-04-01 2004-04-06
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Securities 2003-04-01 2004-04-06
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Corporate Finance 2003-04-01 2004-04-06
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Advising on Corporate Finance 2006-05-29 2017-02-01
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Advising on Securities 2006-05-29 2017-02-01
AAC032 SHE Chiu Shun Ernest 佘超舜 RE Advising on Securities 2005-12-07 2006-05-29
AAC032 SHE Chiu Shun Ernest 佘超舜 RE Advising on Corporate Finance 2005-12-07 2006-05-29
AAZ114 TSUI King Fai 徐景輝 RO Advising on Securities 2003-11-27 2017-02-01
AAZ114 TSUI King Fai 徐景輝 RO Advising on Corporate Finance 2003-11-27 2017-02-01
ACN133 DU Pauline 杜蕙林 RE Advising on Corporate Finance 2005-01-07 2011-05-16
ACN133 DU Pauline 杜蕙林 RE Advising on Securities 2005-01-07 2011-05-16
ACV699 TAM King Wai 譚經緯 RO Advising on Corporate Finance 2017-01-17
ACV699 TAM King Wai 譚經緯 RE Advising on Corporate Finance 2016-11-25 2017-01-17
ADE459 GUO Tianjue 郭天覺 RE Advising on Corporate Finance 2006-06-26 2015-04-01
ADE459 GUO Tianjue 郭天覺 RE Advising on Securities 2006-06-26 2015-04-01
ADH901 TSOI Man Yu, Phyllis 蔡敏如 RE Advising on Securities 2004-08-30 2007-06-16
ADH901 TSOI Man Yu, Phyllis 蔡敏如 RE Advising on Corporate Finance 2004-08-30 2007-06-16
ADK687 LAM Yim Kei Sally 林冉琪 RE Advising on Corporate Finance 2007-02-26 2013-01-01
ADK687 LAM Yim Kei Sally 林冉琪 RE Advising on Securities 2007-02-26 2013-01-01
ADR331 CHUNG Tak Ming 鍾德明 RO Advising on Corporate Finance 2006-06-14 2007-05-31
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Asset Management 2003-04-01 2004-01-08
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Advising on Securities 2003-04-01 2004-01-08
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Advising on Corporate Finance 2003-04-01 2004-01-08
AEP445 LOU Ming 劉明 RE Advising on Securities 2004-07-09 2004-08-26
AEP445 LOU Ming 劉明 RO Advising on Corporate Finance 2004-07-09 2004-08-26
AET872 TZE Kan Fat 謝勤發 RO Advising on Corporate Finance 2018-08-08
AET872 TZE Kan Fat 謝勤發 RE Advising on Corporate Finance 2018-05-14 2018-08-08
AFS253 TSANG Man Shun 曾文舜 RO Advising on Corporate Finance 2016-12-09
AFS253 TSANG Man Shun 曾文舜 RO Advising on Securities 2017-10-18
AGD578 TSUI Yiu Wa Alec 徐耀華 RO Advising on Corporate Finance 2003-11-27 2017-02-01
AGD578 TSUI Yiu Wa Alec 徐耀華 RO Advising on Securities 2003-11-27 2017-02-01
AGI487 CHAN Suet Yee, Shirley 陳雪怡 RO Advising on Corporate Finance 2017-01-17
AGI487 CHAN Suet Yee, Shirley 陳雪怡 RO Advising on Securities 2018-01-16
AGI487 CHAN Suet Yee, Shirley 陳雪怡 RE Advising on Corporate Finance 2016-12-20 2017-01-17
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Advising on Corporate Finance 2005-12-05 2008-09-01
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Advising on Securities 2005-12-05 2008-09-01
AGO079 KWOK Kin Kwong, Gary 郭建江 RE Advising on Corporate Finance 2004-01-21 2004-02-10
AGO079 KWOK Kin Kwong, Gary 郭建江 RE Advising on Securities 2004-01-21 2004-02-10
AHJ433 YEUNG Tin Long 楊天朗 RE Advising on Corporate Finance 2006-05-11 2006-08-19
AHJ433 YEUNG Tin Long 楊天朗 RE Advising on Securities 2006-05-11 2006-08-19
AIC881 PANG Pui Yin, Thomas 彭沛然 RO Advising on Corporate Finance 2003-11-27 2005-10-15
AIC881 PANG Pui Yin, Thomas 彭沛然 RO Advising on Securities 2003-11-27 2005-10-15
AIR087 POON Wai Man, Shirley 潘惠敏 RE Advising on Securities 2003-11-04 2004-12-09
AIR087 POON Wai Man, Shirley 潘惠敏 RE Advising on Corporate Finance 2003-11-04 2004-12-09
AIR971 CHEUNG Kei Yim 張祺豔 RE Advising on Securities 2007-05-23 2007-06-19
AIR971 CHEUNG Kei Yim 張祺豔 RE Advising on Corporate Finance 2007-05-23 2007-06-19
ALQ855 WU Ka Ho, Stanley 胡嘉浩 RE Advising on Securities 2007-05-22 2008-04-05
ALQ855 WU Ka Ho, Stanley 胡嘉浩 RE Advising on Corporate Finance 2007-05-22 2008-04-05
ALU744 YUE Ho Tung, Tony 余浩東 RE Advising on Corporate Finance 2012-06-22 2014-02-01
ALU744 YUE Ho Tung, Tony 余浩東 RE Advising on Securities 2012-06-22 2014-02-01
AMK296 CHAN Yim 陳艷 RE Advising on Corporate Finance 2006-02-21 2011-06-30
AMK296 CHAN Yim 陳艷 RE Advising on Securities 2006-05-18 2011-06-30
AMV034 CHOI Wing Kai, Kaiser 蔡榮楷 RO Advising on Securities 2017-08-15
AMX584 LEE Kit Ying 李潔英 RE Advising on Corporate Finance 2011-03-25 2012-11-27
AMX584 LEE Kit Ying 李潔英 RE Advising on Securities 2011-03-25 2012-11-27
ANE890 WAN Chi Hang 溫志行 RE Advising on Corporate Finance 2018-07-10
AOU509 LI Sheung Lam 李湘琳 RE Advising on Corporate Finance 2007-04-16 2008-08-31
AOU509 LI Sheung Lam 李湘琳 RE Advising on Securities 2007-04-16 2008-08-31
APC508 LAU Keng Fai, Patrick 劉鏡輝 RE Advising on Corporate Finance 2007-07-19 2007-08-14
APO885 CHEONG Ngai Dick, Andrew 張詣迪 RO Advising on Corporate Finance 2014-04-15
APO885 CHEONG Ngai Dick, Andrew 張詣迪 RO Advising on Securities 2014-04-15
APO885 CHEONG Ngai Dick, Andrew 張詣迪 RE Advising on Corporate Finance 2007-09-05 2014-04-15
APO885 CHEONG Ngai Dick, Andrew 張詣迪 RE Advising on Securities 2007-09-05 2014-04-15
APZ532 HONG Kai 洪愷 RE Advising on Securities 2007-11-09 2010-08-31
APZ532 HONG Kai 洪愷 RE Advising on Corporate Finance 2007-11-09 2010-08-31
ARI201 KO Ying, Christine 高英 RE Advising on Corporate Finance 2016-12-07
ARP993 QI Yanke 綦研可 RE Advising on Corporate Finance 2008-10-24 2011-03-21
ARP993 QI Yanke 綦研可 RE Advising on Securities 2008-10-24 2011-03-21
ASL510 CHAN Justin 陳卓泓 RE Advising on Securities 2009-03-13 2010-07-01
ASL510 CHAN Justin 陳卓泓 RE Advising on Corporate Finance 2009-03-13 2010-07-01
AVB832 TSE Wing Lam, Michelle 謝穎霖 RE Advising on Corporate Finance 2019-02-11
AVL310 TANG Wai Ling, Ada 鄧慧玲 RE Advising on Corporate Finance 2014-01-23 2015-04-01
AVL310 TANG Wai Ling, Ada 鄧慧玲 RE Advising on Securities 2014-01-23 2015-04-01
AWD491 WONG Nga Yan 黃雅欣 RO Advising on Corporate Finance 2018-05-02
AWD491 WONG Nga Yan 黃雅欣 RE Advising on Corporate Finance 2018-01-15 2018-05-02
AWJ409 LUO Xiao 罗晓 RE Advising on Corporate Finance 2010-12-23 2013-09-05
AWJ409 LUO Xiao 罗晓 RE Advising on Securities 2010-12-23 2013-09-05
AXX085 WONG Wai Yam 王為任 RO Advising on Corporate Finance 2017-02-13
AXX085 WONG Wai Yam 王為任 RE Advising on Corporate Finance 2016-11-25 2017-02-13
AYA152 WANG Ziwei 王紫薇 RE Advising on Corporate Finance 2011-10-04 2013-09-07
AYA152 WANG Ziwei 王紫薇 RE Advising on Securities 2011-10-04 2013-09-07
AYI236 HO Ting Kin 何庭堅 RE Advising on Corporate Finance 2018-08-22
AZG560 XU Jingwu 徐靜吾 RE Advising on Corporate Finance 2012-04-27 2017-09-13
AZG560 XU Jingwu 徐靜吾 RE Advising on Securities 2012-04-27 2017-09-13
BAW718 WONG Yin Kwai 王現葵 RE Advising on Corporate Finance 2013-03-04 2015-03-04
BAW718 WONG Yin Kwai 王現葵 RE Advising on Securities 2013-03-04 2015-03-04
BBP018 LEE Mona 李海怡 RE Advising on Corporate Finance 2016-12-07
BDD008 LAI Man Fung 黎民鋒 RE Advising on Corporate Finance 2014-04-15 2015-04-01
BDD008 LAI Man Fung 黎民鋒 RE Advising on Securities 2014-04-15 2015-04-01
BDO181 CHO Kin Keung, Keith 曹健强 RE Advising on Corporate Finance 2018-08-21
BHR648 SO Man Ying 蘇曼瑩 RE Advising on Corporate Finance 2016-12-07 2018-05-15
BHW683 NG Kai Fung 吳啟峯 RE Advising on Corporate Finance 2018-08-09
BHY941 CHAN Ho Ying 陳可瑩 RE Advising on Corporate Finance 2018-05-08
BIV451 CHEN Erqian 陳爾謙 RE Advising on Corporate Finance 2016-12-29
BJA785 TAM Howard 譚禮賢 RE Advising on Corporate Finance 2018-07-23
BJB499 YAM Mei Yan 任美欣 RE Advising on Corporate Finance 2017-02-16
BJE739 SHE Cheuk Man 佘卓汶 RE Advising on Corporate Finance 2017-03-17 2018-04-04
BJE753 LAU Man Tat 劉文達 RE Advising on Corporate Finance 2017-03-17 2018-05-01
BKL632 LIN Shiying 林詩穎 RE Advising on Corporate Finance 2017-08-15
BNG368 WONG Chun Kai 王俊佳 RE Advising on Corporate Finance 2018-07-23

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