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Hong Kong SFC licensed institution AAV553
Zhongrong PT Securities Limited
中融平和證券有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAV553 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA692 CHEN Jie Ling 陳介齡 RE Dealing in Securities 2003-10-13
AAA824 CHOI Kwai Ping 蔡貴平 RE Dealing in Securities 2003-04-01
AAA824 CHOI Kwai Ping 蔡貴平 RE Asset Management 2003-04-01 2004-03-16
AAA824 CHOI Kwai Ping 蔡貴平 RE Advising on Securities 2003-04-01 2004-03-16
AAA824 CHOI Kwai Ping 蔡貴平 RE Advising on Corporate Finance 2003-04-01 2004-03-16
AAB095 NGAN Kwai Kwok 顏貴國 RE Dealing in Securities 2004-11-12 2017-09-30
AAB862 LUI Kui 呂駒 RE Dealing in Securities 2003-12-05 2004-12-15
AAE321 CHAN Sheung Chi, Steven 陳尚智 RO Dealing in Securities 2003-04-01 2009-12-23
AAE321 CHAN Sheung Chi, Steven 陳尚智 RO Asset Management 2003-04-01 2009-12-23
AAE321 CHAN Sheung Chi, Steven 陳尚智 RO Advising on Securities 2003-04-01 2009-12-23
AAE321 CHAN Sheung Chi, Steven 陳尚智 RO Advising on Corporate Finance 2003-04-01 2003-12-15
AAE326 KWOK Sze Chi 郭思治 RO Asset Management 2003-04-01 2008-10-08
AAE326 KWOK Sze Chi 郭思治 RO Dealing in Securities 2003-04-01 2008-10-08
AAE326 KWOK Sze Chi 郭思治 RO Advising on Securities 2003-04-01 2008-10-08
AAE326 KWOK Sze Chi 郭思治 RO Advising on Corporate Finance 2003-04-01 2003-12-15
AAE388 YAM Kwong Sing 任廣成 RO Advising on Securities 2003-04-01 2017-07-01
AAE388 YAM Kwong Sing 任廣成 RO Dealing in Securities 2003-04-01 2017-07-01
AAE388 YAM Kwong Sing 任廣成 RO Advising on Futures Contracts 2010-07-30 2017-07-01
AAE388 YAM Kwong Sing 任廣成 RO Leveraged Foreign Exchange Trading 2010-07-30 2017-07-01
AAE388 YAM Kwong Sing 任廣成 RO Dealing in Futures Contracts 2010-07-30 2017-07-01
AAE388 YAM Kwong Sing 任廣成 RO Asset Management 2003-04-01 2011-05-31
AAE388 YAM Kwong Sing 任廣成 RO Advising on Corporate Finance 2003-04-01 2003-12-15
AAF749 LI Kwok Hung 李國鴻 RE Dealing in Securities 2003-04-01 2012-06-24
AAF749 LI Kwok Hung 李國鴻 RE Leveraged Foreign Exchange Trading 2010-11-03 2012-06-24
AAF749 LI Kwok Hung 李國鴻 RE Dealing in Futures Contracts 2010-11-03 2011-11-23
AAF749 LI Kwok Hung 李國鴻 RE Advising on Securities 2003-04-01 2003-12-29
AAF749 LI Kwok Hung 李國鴻 RE Advising on Corporate Finance 2003-04-01 2003-12-29
AAF749 LI Kwok Hung 李國鴻 RE Asset Management 2003-04-01 2003-12-29
AAF839 SHIU Suet Kwan 邵雪君 RE Dealing in Securities 2003-04-01 2009-03-23
AAF839 SHIU Suet Kwan 邵雪君 RE Asset Management 2003-04-01 2004-02-23
AAF839 SHIU Suet Kwan 邵雪君 RE Advising on Corporate Finance 2003-04-01 2004-02-23
AAF839 SHIU Suet Kwan 邵雪君 RE Advising on Securities 2003-04-01 2004-02-23
AAG433 TSANG Fei Ying, Jenny 曾飛英 RE Leveraged Foreign Exchange Trading 2010-08-31 2017-05-31
AAG504 CHOU Si Kit, James 仇詩傑 RO Advising on Securities 2003-04-01
AAG504 CHOU Si Kit, James 仇詩傑 RO Dealing in Securities 2003-04-01
AAG504 CHOU Si Kit, James 仇詩傑 RO Dealing in Futures Contracts 2010-07-30
AAG504 CHOU Si Kit, James 仇詩傑 RO Advising on Futures Contracts 2010-07-30
AAG504 CHOU Si Kit, James 仇詩傑 RO Leveraged Foreign Exchange Trading 2010-07-30
AAG504 CHOU Si Kit, James 仇詩傑 RO Asset Management 2003-04-01 2011-05-31
AAG504 CHOU Si Kit, James 仇詩傑 RO Advising on Corporate Finance 2003-04-01 2003-12-15
AAG536 CHOU LAM Suk Tze, Flavia 仇林淑芷 RE Dealing in Securities 2003-04-01 2019-02-11
AAG536 CHOU LAM Suk Tze, Flavia 仇林淑芷 RE Advising on Securities 2003-04-01 2005-05-04
AAG536 CHOU LAM Suk Tze, Flavia 仇林淑芷 RE Asset Management 2003-04-01 2005-05-04
AAG536 CHOU LAM Suk Tze, Flavia 仇林淑芷 RE Advising on Corporate Finance 2003-04-01 2005-05-04
AAG542 LO Hau Yin 盧巧賢 RE Dealing in Securities 2003-04-01
AAG542 LO Hau Yin 盧巧賢 RE Advising on Corporate Finance 2003-04-01 2003-12-29
AAG542 LO Hau Yin 盧巧賢 RE Asset Management 2003-04-01 2003-12-29
AAG542 LO Hau Yin 盧巧賢 RE Advising on Securities 2003-04-01 2003-12-29
AAG547 TSUI Sui Yee, Dalis 徐瑞儀 RO Dealing in Securities 2003-04-01
AAG547 TSUI Sui Yee, Dalis 徐瑞儀 RO Dealing in Futures Contracts 2010-07-30
AAG547 TSUI Sui Yee, Dalis 徐瑞儀 RO Advising on Securities 2010-07-30
AAG547 TSUI Sui Yee, Dalis 徐瑞儀 RO Advising on Futures Contracts 2010-07-30
AAG547 TSUI Sui Yee, Dalis 徐瑞儀 RO Leveraged Foreign Exchange Trading 2010-07-30
AAG547 TSUI Sui Yee, Dalis 徐瑞儀 RO Asset Management 2010-07-30 2011-05-31
AAJ241 CHUNG Pui Kee, Thomas 鍾沛祺 RE Dealing in Securities 2006-11-10 2008-03-31
AAJ482 CHAN Kam Kay 陳金祺 RE Dealing in Futures Contracts 2010-08-31 2013-07-17
AAK224 SIT Man Ah, May 薛曼亞 RE Dealing in Securities 2003-04-01
AAK224 SIT Man Ah, May 薛曼亞 RE Asset Management 2003-04-01 2005-03-11
AAK224 SIT Man Ah, May 薛曼亞 RE Advising on Securities 2003-04-01 2005-03-11
AAK224 SIT Man Ah, May 薛曼亞 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAK315 HUI Yuk Cho 許沃操 RE Dealing in Securities 2003-04-01 2017-03-09
AAK315 HUI Yuk Cho 許沃操 RE Advising on Securities 2003-04-01 2004-02-23
AAK315 HUI Yuk Cho 許沃操 RE Advising on Corporate Finance 2003-04-01 2004-02-23
AAK315 HUI Yuk Cho 許沃操 RE Asset Management 2003-04-01 2004-02-23
AAK488 YIP Mei Lai 葉美麗 RE Dealing in Securities 2003-04-01
AAK488 YIP Mei Lai 葉美麗 RE Leveraged Foreign Exchange Trading 2010-11-03
AAK488 YIP Mei Lai 葉美麗 RE Dealing in Futures Contracts 2010-11-03
AAK488 YIP Mei Lai 葉美麗 RE Advising on Corporate Finance 2003-04-01 2004-01-07
AAK488 YIP Mei Lai 葉美麗 RE Asset Management 2003-04-01 2004-01-07
AAK488 YIP Mei Lai 葉美麗 RE Advising on Securities 2003-04-01 2004-01-07
AAY089 CHUI Yat Fai 徐日輝 RE Dealing in Securities 2003-04-01
AAY089 CHUI Yat Fai 徐日輝 RE Advising on Securities 2003-04-01 2003-12-29
AAY089 CHUI Yat Fai 徐日輝 RE Advising on Corporate Finance 2003-04-01 2003-12-29
AAY089 CHUI Yat Fai 徐日輝 RE Asset Management 2003-04-01 2003-12-29
AAY547 WONG Chong Lam 黃創霖 RE Advising on Securities 2003-04-01 2003-10-27
AAY547 WONG Chong Lam 黃創霖 RE Advising on Corporate Finance 2003-04-01 2003-10-27
AAY547 WONG Chong Lam 黃創霖 RE Asset Management 2003-04-01 2003-10-27
AAY547 WONG Chong Lam 黃創霖 RE Dealing in Securities 2003-04-01 2003-10-27
AAZ661 SI Yet Lam 史曰林 RE Dealing in Securities 2003-04-01
AAZ661 SI Yet Lam 史曰林 RE Dealing in Futures Contracts 2010-11-25 2015-04-14
AAZ661 SI Yet Lam 史曰林 RE Advising on Corporate Finance 2003-04-01 2004-02-23
AAZ661 SI Yet Lam 史曰林 RE Asset Management 2003-04-01 2004-02-23
AAZ661 SI Yet Lam 史曰林 RE Advising on Securities 2003-04-01 2004-02-23
ABE390 SZETO Yuk Kit, Karen 司徒玉潔 RE Dealing in Securities 2004-11-12 2017-09-30
ABF964 TSOU Sin Ching 鄒先貞 RE Advising on Corporate Finance 2003-04-01 2003-08-12
ABF964 TSOU Sin Ching 鄒先貞 RE Dealing in Securities 2003-04-01 2003-08-12
ABF964 TSOU Sin Ching 鄒先貞 RE Asset Management 2003-04-01 2003-08-12
ABF964 TSOU Sin Ching 鄒先貞 RE Advising on Securities 2003-04-01 2003-08-12
ABS846 LAW Yuk Tong 羅玉堂 RE Leveraged Foreign Exchange Trading 2010-08-31 2017-05-31
ABY512 CHEUNG Tak Kwai, Stanley 張德貴 RE Dealing in Securities 2013-08-08
ABY512 CHEUNG Tak Kwai, Stanley 張德貴 RE Advising on Securities 2013-08-08
ABY512 CHEUNG Tak Kwai, Stanley 張德貴 RE Dealing in Futures Contracts 2013-08-08
ABY512 CHEUNG Tak Kwai, Stanley 張德貴 RO Leveraged Foreign Exchange Trading 2013-12-11
ABY512 CHEUNG Tak Kwai, Stanley 張德貴 RE Leveraged Foreign Exchange Trading 2013-08-08 2013-12-11
ABY624 AU Sin Kwan, Winnie 區倩筠 RE Dealing in Securities 2004-11-18 2017-09-30
ABY886 LAM Chun Kit, Geoffrey 林俊傑 RE Dealing in Securities 2003-04-01
ABY886 LAM Chun Kit, Geoffrey 林俊傑 RE Leveraged Foreign Exchange Trading 2010-11-03
ABY886 LAM Chun Kit, Geoffrey 林俊傑 RO Dealing in Futures Contracts 2014-09-08
ABY886 LAM Chun Kit, Geoffrey 林俊傑 RE Dealing in Futures Contracts 2010-11-03 2014-09-08
ABY886 LAM Chun Kit, Geoffrey 林俊傑 RE Asset Management 2003-04-01 2003-12-29
ABY886 LAM Chun Kit, Geoffrey 林俊傑 RE Advising on Corporate Finance 2003-04-01 2003-12-29
ABY886 LAM Chun Kit, Geoffrey 林俊傑 RE Advising on Securities 2003-04-01 2003-12-29
ABY887 TSUI Lung Tai, Louis 徐隆泰 RE Dealing in Securities 2003-04-01 2003-12-30
ABY887 TSUI Lung Tai, Louis 徐隆泰 RE Advising on Corporate Finance 2003-04-01 2003-12-30
ABY887 TSUI Lung Tai, Louis 徐隆泰 RE Advising on Securities 2003-04-01 2003-12-30
ABY887 TSUI Lung Tai, Louis 徐隆泰 RE Asset Management 2003-04-01 2003-12-30
ABY888 AU Wai Ching 區惠貞 RE Dealing in Securities 2008-05-27
ABY888 AU Wai Ching 區惠貞 RE Leveraged Foreign Exchange Trading 2010-11-03
ABY888 AU Wai Ching 區惠貞 RE Dealing in Futures Contracts 2010-11-03
ACA996 NG Sui Lan 吳瑞蘭 RE Dealing in Securities 2014-06-17 2015-04-16
ACD150 SIU Tsz Wai 蕭子偉 RE Dealing in Securities 2003-04-01 2017-05-31
ACD150 SIU Tsz Wai 蕭子偉 RE Dealing in Futures Contracts 2010-11-03 2017-05-31
ACD150 SIU Tsz Wai 蕭子偉 RE Leveraged Foreign Exchange Trading 2010-11-03 2017-05-31
ACD150 SIU Tsz Wai 蕭子偉 RE Asset Management 2003-04-01 2003-12-29
ACD150 SIU Tsz Wai 蕭子偉 RE Advising on Securities 2003-04-01 2003-12-29
ACD150 SIU Tsz Wai 蕭子偉 RE Advising on Corporate Finance 2003-04-01 2003-12-29
ACJ928 LO Kar Yiu 羅家耀 RE Leveraged Foreign Exchange Trading 2015-07-27 2015-09-16
ACK088 WONG Cheung Hung 王長虹 RE Dealing in Securities 2006-10-10
ACK088 WONG Cheung Hung 王長虹 RE Leveraged Foreign Exchange Trading 2010-11-03 2011-04-30
ACL424 YIP Tin Yau, Oliver 葉天佑 RE Dealing in Securities 2005-10-20
ACL424 YIP Tin Yau, Oliver 葉天佑 RE Dealing in Futures Contracts 2010-11-03
ACL424 YIP Tin Yau, Oliver 葉天佑 RE Leveraged Foreign Exchange Trading 2010-11-03 2012-02-20
ACL601 CHAN Alexandra Amy 陳月波 RE Leveraged Foreign Exchange Trading 2010-09-10 2017-05-31
ACL615 HUNG Ching Po 洪清波 RE Leveraged Foreign Exchange Trading 2010-09-10 2017-03-17
ACL645 PUN Kwong Ming 潘廣明 RE Leveraged Foreign Exchange Trading 2010-09-14 2013-09-01
ACL647 SIK Kin Keung 薛健強 RE Leveraged Foreign Exchange Trading 2010-09-10 2012-03-17
ACL659 TAM King Hong, Morris 譚景康 RE Dealing in Securities 2003-04-01 2009-01-29
ACL659 TAM King Hong, Morris 譚景康 RE Asset Management 2003-04-01 2003-12-29
ACL659 TAM King Hong, Morris 譚景康 RE Advising on Securities 2003-04-01 2003-12-29
ACL659 TAM King Hong, Morris 譚景康 RE Advising on Corporate Finance 2003-04-01 2003-12-29
ACL661 WONG Shek Hung, Daniel 黃錫鴻 RE Leveraged Foreign Exchange Trading 2010-09-10
ACN441 LI Qi 李琦 RE Dealing in Securities 2007-10-29 2012-08-01
ACN441 LI Qi 李琦 RO Leveraged Foreign Exchange Trading 2010-07-30 2012-08-01
ACN441 LI Qi 李琦 RE Dealing in Futures Contracts 2010-11-03 2012-08-01
ACP220 LEE Yiu Wing, Edmund 李耀榮 RE Leveraged Foreign Exchange Trading 2010-11-03 2013-09-01
ACP220 LEE Yiu Wing, Edmund 李耀榮 RE Dealing in Futures Contracts 2010-11-03 2013-09-01
ACR634 LI Kwai 李季 RE Dealing in Securities 2004-03-19 2018-06-07
ACR634 LI Kwai 李季 RE Leveraged Foreign Exchange Trading 2010-11-03 2018-06-07
ACR634 LI Kwai 李季 RE Dealing in Futures Contracts 2010-11-03 2018-06-07
ACS608 CHANG Ching Wen 張靜雯 RE Leveraged Foreign Exchange Trading 2010-09-10 2017-05-31
ADB003 LI Oi Sze 李愛思 RE Dealing in Securities 2003-04-01
ADB003 LI Oi Sze 李愛思 RE Advising on Securities 2003-04-01 2004-02-06
ADB003 LI Oi Sze 李愛思 RE Asset Management 2003-04-01 2004-02-06
ADB003 LI Oi Sze 李愛思 RE Advising on Corporate Finance 2003-04-01 2004-02-06
ADE874 LEE Chi Kay, Ricky 李子奇 RE Dealing in Securities 2008-12-24 2017-05-31
ADE984 LEE Kwok Wing 李國榮 RE Dealing in Securities 2008-07-29
ADE984 LEE Kwok Wing 李國榮 RE Leveraged Foreign Exchange Trading 2010-11-03
ADQ004 CHUNG Yi To 鍾詒杜 RO Dealing in Securities 2016-04-22 2016-11-16
ADQ004 CHUNG Yi To 鍾詒杜 RE Dealing in Securities 2016-02-25 2016-04-22
ADQ004 CHUNG Yi To 鍾詒杜 RE Advising on Securities 2014-10-24 2015-03-05
ADQ004 CHUNG Yi To 鍾詒杜 RO Advising on Futures Contracts 2014-10-24 2015-03-05
ADQ004 CHUNG Yi To 鍾詒杜 RO Dealing in Futures Contracts 2014-10-24 2015-03-05
ADQ004 CHUNG Yi To 鍾詒杜 RO Dealing in Securities 2014-10-24 2015-03-05
AEH684 NG Miranda 伍伶英 RE Dealing in Securities 2003-04-01
AEH684 NG Miranda 伍伶英 RE Advising on Securities 2003-04-01 2004-01-08
AEH684 NG Miranda 伍伶英 RE Asset Management 2003-04-01 2004-01-08
AEH684 NG Miranda 伍伶英 RE Advising on Corporate Finance 2003-04-01 2004-01-08
AFA294 CHEUNG Ho Yin 張浩然 RE Leveraged Foreign Exchange Trading 2010-09-10 2014-04-24
AFH178 FUNG Kwong Fai 馮廣輝 RE Dealing in Securities 2004-05-28 2006-06-28
AFX921 CHOI Chi Ming 蔡志明 RE Leveraged Foreign Exchange Trading 2012-02-01 2012-06-25
AFX921 CHOI Chi Ming 蔡志明 RE Dealing in Futures Contracts 2012-02-01 2012-06-25
AGJ646 MAN Ki Yung 文琪容 RE Dealing in Securities 2004-11-12
AGL656 CHU Soi Pio 朱穗彪 RE Dealing in Futures Contracts 2012-01-05 2016-02-22
AGL656 CHU Soi Pio 朱穗彪 RE Leveraged Foreign Exchange Trading 2012-01-05 2016-02-22
AKI602 WONG Wing Kwong 黃永光 RE Dealing in Securities 2004-05-31 2005-06-17
ALP750 NG Ming Hin 吳銘軒 RE Dealing in Securities 2005-03-01 2008-02-25
AMU895 CHAU Lai Wa 周禮華 RE Dealing in Securities 2006-01-13
AMX431 CHOU Si Li Bobbie 仇詩禮 RE Dealing in Futures Contracts 2010-08-20
AMX431 CHOU Si Li Bobbie 仇詩禮 RO Dealing in Securities 2019-03-04
AMX431 CHOU Si Li Bobbie 仇詩禮 RE Dealing in Securities 2010-07-21 2019-03-04
ANH763 YUEN Pak Yu, Jofi 阮柏瑜 RE Dealing in Securities 2006-06-13 2007-07-11
ANK160 CHIU Yan Kit 趙仁傑 RE Dealing in Securities 2017-06-01 2017-08-13
AOY902 YIP Ka Wing, Kevin 葉家榮 RE Dealing in Securities 2007-06-05 2010-03-29
APL765 POON Steven Colin RE Dealing in Securities 2007-10-09 2017-07-28
APL765 POON Steven Colin RE Dealing in Futures Contracts 2010-10-21 2017-07-28
APL765 POON Steven Colin RE Leveraged Foreign Exchange Trading 2011-08-29 2017-07-28
AQC819 LAU Man Tat 劉文達 RE Dealing in Securities 2008-01-15
AQD494 YU Wing Kit 余穎潔 RE Dealing in Securities 2008-01-18 2008-07-28
AQS303 CHAN Yu Cheung 陳宇翔 RE Dealing in Securities 2008-04-24 2009-05-15
AQU618 NGOK Wing Chung 鄂穎聰 RE Dealing in Securities 2013-12-20 2019-02-19
AQX573 KWOK Chui Fan, Katy 郭翠芬 RE Dealing in Securities 2008-06-04 2010-06-28
ARB930 CHAN Tung Sun 陳同新 RE Dealing in Securities 2008-07-21 2011-08-23
ARE535 YEUNG Lam 楊琳 RE Dealing in Securities 2015-07-02 2017-05-31
ARE535 YEUNG Lam 楊琳 RE Dealing in Securities 2008-08-28 2014-09-28
ARO573 TSUI Kam Hee 徐金禧 RE Dealing in Securities 2008-09-30 2010-10-28
ARO772 TANG Lei Bing, Vicky 鄧蒞冰 RE Dealing in Securities 2008-09-30 2017-05-31
ARO772 TANG Lei Bing, Vicky 鄧蒞冰 RE Dealing in Futures Contracts 2010-11-03 2017-05-31
ARO772 TANG Lei Bing, Vicky 鄧蒞冰 RE Leveraged Foreign Exchange Trading 2011-08-10 2017-05-31
ARV616 TANG Chun Kit 鄧俊杰 RE Dealing in Securities 2008-12-18 2009-10-30
ASD652 HO Yiu Nam 何耀南 RE Dealing in Securities 2009-01-29 2017-05-31
AST316 CHOU Cho Fan, Jonathan 仇祖薰 RE Dealing in Securities 2009-04-17
AST316 CHOU Cho Fan, Jonathan 仇祖薰 RE Dealing in Futures Contracts 2010-11-03
ASU480 LUI Shing Kin, George 呂承健 RE Dealing in Securities 2009-05-12 2013-11-28
ATO201 NG Suk Yee, Amanda 吳淑儀 RE Dealing in Securities 2009-09-02 2017-09-01
AUF116 HO Ka Fai 何家輝 RE Leveraged Foreign Exchange Trading 2011-08-19 2014-03-13
AUF116 HO Ka Fai 何家輝 RE Dealing in Futures Contracts 2011-08-19 2014-03-13
AUY924 TSE Hing Chun Suzi 謝慶珍 RE Dealing in Securities 2010-05-31
AVE819 LI Wei 李偉 RE Dealing in Securities 2018-03-23
AVE819 LI Wei 李偉 RE Advising on Securities 2018-03-23
AVH671 TAM Wai Kei 譚偉基 RE Dealing in Securities 2010-07-09 2014-03-17
AVH671 TAM Wai Kei 譚偉基 RE Dealing in Futures Contracts 2012-12-07 2014-03-17
AVH671 TAM Wai Kei 譚偉基 RE Leveraged Foreign Exchange Trading 2012-12-07 2014-03-17
AVL443 GU Chuan RO Dealing in Securities 2017-08-11
AVL443 GU Chuan RO Advising on Securities 2017-08-11
AVL443 GU Chuan RE Advising on Securities 2017-05-24 2017-08-11
AVL443 GU Chuan RE Dealing in Securities 2017-05-24 2017-08-11
AWD300 LAM Pui Hei 林沛希 RE Dealing in Futures Contracts 2010-12-13 2011-07-12
AWD300 LAM Pui Hei 林沛希 RE Leveraged Foreign Exchange Trading 2010-12-13 2011-07-12
AWD300 LAM Pui Hei 林沛希 RE Dealing in Securities 2010-12-13 2011-07-12
AXO893 YU Kit Yee, Lilian 余潔怡 RE Dealing in Securities 2014-07-03
AXP880 CHOI Yuen Ching 蔡婉貞 RE Dealing in Securities 2011-09-01 2012-10-15
AYY716 CHAN Shu Wing 陳樹榮 RE Dealing in Securities 2012-03-05 2012-03-27
AYY716 CHAN Shu Wing 陳樹榮 RE Dealing in Futures Contracts 2012-03-05 2012-03-27
AZF504 LI Ming Chak 李銘澤 RE Dealing in Securities 2012-04-20
BCC114 LI Ying 李穎 RE Advising on Securities 2017-05-08 2018-03-08
BCC114 LI Ying 李穎 RE Dealing in Securities 2017-05-08 2018-03-08
BCD493 LO Hon Keung 盧漢強 RE Dealing in Securities 2014-06-05
BCD493 LO Hon Keung 盧漢強 RE Dealing in Futures Contracts 2014-06-05
BDK090 CHAN Kwan Chuen, Martin 陳君全 RE Leveraged Foreign Exchange Trading 2014-06-06 2015-06-01
BEJ354 LI Pui 李培 RE Dealing in Futures Contracts 2018-08-13
BEJ354 LI Pui 李培 RO Advising on Securities 2019-03-04
BEJ354 LI Pui 李培 RO Dealing in Securities 2019-03-04
BEJ354 LI Pui 李培 RE Dealing in Securities 2018-08-13 2019-03-04
BGV491 DING Xiaoxi 丁曉夕 RE Advising on Securities 2018-11-14
BGV491 DING Xiaoxi 丁曉夕 RE Dealing in Securities 2018-11-14
BGV491 DING Xiaoxi 丁曉夕 RE Dealing in Futures Contracts 2018-11-28
BLW084 ZHENG Rujia 鄭茹佳 RE Dealing in Securities 2018-01-26
BLW084 ZHENG Rujia 鄭茹佳 RE Advising on Securities 2018-01-26
BMC489 LIAN ZHE 廉哲 RE Advising on Securities 2018-01-24
BMC489 LIAN ZHE 廉哲 RE Dealing in Securities 2018-01-24
BNC121 CHAI Yihan 柴一菡 RE Dealing in Securities 2018-07-04
BNC121 CHAI Yihan 柴一菡 RE Advising on Securities 2018-07-04
BNZ119 SHAO Sining 邵思凝 RE Advising on Securities 2019-01-24
BNZ119 SHAO Sining 邵思凝 RE Dealing in Securities 2019-01-24
BOD027 LI Hairong 李海蓉 RE Advising on Securities 2019-04-03
BOD027 LI Hairong 李海蓉 RE Dealing in Securities 2019-04-03

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