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Hong Kong SFC licensed institution AAL421
RBS Securities (Far East) Limited

Below are up to 1000 licences that were found for SFC-licensed institution AAL421 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ADE819 DUAN Hong 段宏 RO Dealing in Securities 2003-12-24 2005-01-05
ADE819 DUAN Hong 段宏 RE Dealing in Securities 2003-04-01 2003-12-24
AFU931 CHIANG Kee Hong 蔣紀康 RE Dealing in Securities 2003-04-01 2005-01-03
AIR724 VAN SCHAARDENBURG Michiel RE Dealing in Securities 2003-04-01 2003-08-31
AIR725 CHOI Sang Woong RE Dealing in Securities 2003-04-01 2005-01-03
AIR741 TSANG Man Chung, Timothy 曾敏聰 RE Dealing in Securities 2003-04-01 2005-01-03
AIR743 WONG Sui Kwan, Sylvania 黃紹群 RE Dealing in Securities 2003-04-01 2004-02-10

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