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Hong Kong SFC licensed institution AAJ650
RBC Investment Management (Asia) Limited
加皇投資管理(亞洲)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAJ650 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG224 NG Kwok Kee 吳國基 RE Dealing in Securities 2013-07-04 2015-07-31
AAG224 NG Kwok Kee 吳國基 RE Advising on Securities 2013-07-04 2015-07-31
AAG244 WONG Wai Kay 黃偉基 RE Dealing in Securities 2013-07-09 2016-12-01
AAG244 WONG Wai Kay 黃偉基 RE Advising on Securities 2013-07-09 2016-12-01
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Advising on Securities 2013-07-04 2017-08-01
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Dealing in Securities 2013-07-04 2017-08-01
AAO149 TAKEDA Yoji RO Advising on Securities 2003-04-01 2013-12-21
AAO149 TAKEDA Yoji RO Dealing in Securities 2003-04-01 2013-12-21
AAO149 TAKEDA Yoji RO Asset Management 2003-04-01 2013-12-21
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Advising on Securities 2013-07-04 2017-08-01
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Dealing in Securities 2013-07-04 2017-08-01
AAT651 CHEUNG Suk Fan 張淑芬 RE Advising on Securities 2003-04-01 2015-08-17
AAT651 CHEUNG Suk Fan 張淑芬 RE Dealing in Securities 2003-04-01 2015-08-17
AAT651 CHEUNG Suk Fan 張淑芬 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AAT651 CHEUNG Suk Fan 張淑芬 RE Asset Management 2003-04-01 2004-02-16
ABF686 WUN Chun Lan 尹春蘭 RO Dealing in Securities 2003-04-01 2015-06-03
ABF686 WUN Chun Lan 尹春蘭 RO Asset Management 2003-04-01 2015-06-03
ABF686 WUN Chun Lan 尹春蘭 RO Advising on Securities 2003-04-01 2015-06-03
ABF686 WUN Chun Lan 尹春蘭 RO Advising on Corporate Finance 2003-04-01 2004-07-13
ABM661 JAMES Aled Wyn RE Advising on Securities 2005-12-30 2007-03-09
ABM661 JAMES Aled Wyn RE Dealing in Securities 2005-12-30 2007-03-09
ABR279 CHAU Yee Man 周綺文 RE Advising on Securities 2013-07-04 2017-08-01
ABR279 CHAU Yee Man 周綺文 RE Dealing in Securities 2013-07-04 2017-08-01
ABW892 CHAN Mei Wah 陳美華 RE Dealing in Securities 2011-09-01 2017-08-01
ABW892 CHAN Mei Wah 陳美華 RE Advising on Securities 2011-09-01 2017-08-01
ABW892 CHAN Mei Wah 陳美華 RE Asset Management 2015-11-11 2017-08-01
ABW923 WONG Hui, Anita 王慧 RE Dealing in Securities 2015-09-04 2017-08-01
ABW923 WONG Hui, Anita 王慧 RE Advising on Securities 2015-09-04 2017-08-01
ABW923 WONG Hui, Anita 王慧 RE Asset Management 2015-11-11 2017-08-01
ACJ063 PONG Wing Sing, Aaron 龐穎誠 RO Advising on Corporate Finance 2003-04-01 2004-03-30
ACJ063 PONG Wing Sing, Aaron 龐穎誠 RO Asset Management 2003-04-01 2004-03-30
ACJ063 PONG Wing Sing, Aaron 龐穎誠 RO Advising on Securities 2003-04-01 2004-03-30
ACJ063 PONG Wing Sing, Aaron 龐穎誠 RE Asset Management 2004-03-30 2004-03-30
ACJ063 PONG Wing Sing, Aaron 龐穎誠 RE Advising on Securities 2004-03-30 2004-03-30
ACL613 TAM Lai Man, Irene 譚麗雯 RE Dealing in Securities 2009-02-09 2009-07-04
ACL613 TAM Lai Man, Irene 譚麗雯 RE Advising on Securities 2009-02-09 2009-07-04
ACU275 CHU Po Chuen 朱寶全 RE Dealing in Securities 2013-07-04 2017-08-01
ACU275 CHU Po Chuen 朱寶全 RE Advising on Securities 2013-07-04 2017-08-01
ACU386 LEE Yu Sang 李裕生 RE Dealing in Securities 2013-07-04 2017-08-01
ACU386 LEE Yu Sang 李裕生 RE Advising on Securities 2013-07-04 2017-08-01
ACX247 LEUNG Derek Ying Wai 梁英偉 RE Advising on Securities 2017-02-17 2017-08-01
ACX247 LEUNG Derek Ying Wai 梁英偉 RE Dealing in Securities 2017-02-17 2017-08-01
ADA772 VINIK Steven Hilyard RO Dealing in Securities 2006-02-27 2007-06-01
ADA772 VINIK Steven Hilyard RO Advising on Securities 2006-02-27 2007-06-01
ADA772 VINIK Steven Hilyard RO Asset Management 2006-02-27 2007-06-01
ADA772 VINIK Steven Hilyard RE Advising on Securities 2005-11-04 2006-02-27
ADA772 VINIK Steven Hilyard RE Dealing in Securities 2005-11-04 2006-02-27
ADA772 VINIK Steven Hilyard RE Asset Management 2005-11-04 2006-02-27
ADI468 TSE Hong Un, Rosita 謝香鶯 RE Dealing in Securities 2004-10-27 2008-02-11
ADI468 TSE Hong Un, Rosita 謝香鶯 RE Advising on Securities 2004-10-27 2008-02-11
ADI987 CHOW Shuk Yi 周淑儀 RE Asset Management 2003-04-01 2017-06-29
ADI987 CHOW Shuk Yi 周淑儀 RE Dealing in Securities 2003-04-01 2017-06-29
ADI987 CHOW Shuk Yi 周淑儀 RE Advising on Securities 2003-04-01 2017-06-29
ADI987 CHOW Shuk Yi 周淑儀 RE Advising on Corporate Finance 2003-04-01 2004-02-16
ADL130 LEDESMA Emmanuel Rufino Jr. RE Dealing in Securities 2008-09-24 2009-03-25
ADL130 LEDESMA Emmanuel Rufino Jr. RE Advising on Securities 2008-11-06 2009-03-25
ADV928 HO Ting Hong 何鼎康 RE Dealing in Securities 2014-03-19 2017-08-01
ADV928 HO Ting Hong 何鼎康 RE Advising on Securities 2014-03-19 2017-08-01
ADY544 NG To Han 吳道衡 RE Asset Management 2015-02-27 2015-10-20
ADY544 NG To Han 吳道衡 RE Advising on Securities 2015-02-27 2015-10-20
ADY544 NG To Han 吳道衡 RE Dealing in Securities 2015-02-27 2015-10-20
ADY544 NG To Han 吳道衡 RO Asset Management 2003-04-30 2015-02-27
ADY544 NG To Han 吳道衡 RO Advising on Securities 2003-04-30 2015-02-27
ADY544 NG To Han 吳道衡 RO Dealing in Securities 2003-04-30 2015-02-27
AEC083 VETTISE Nicole Suzanne RE Advising on Securities 2016-01-18 2016-01-23
AEC083 VETTISE Nicole Suzanne RE Dealing in Securities 2016-01-18 2016-01-23
AED739 WAN Kenny 尹建銘 RE Advising on Securities 2014-11-20 2015-04-21
AED739 WAN Kenny 尹建銘 RE Asset Management 2014-11-20 2015-04-21
AED739 WAN Kenny 尹建銘 RE Dealing in Securities 2014-11-20 2015-04-21
AEH948 LAU Ming Fai 劉明暉 RE Advising on Securities 2008-05-16 2009-10-01
AEH948 LAU Ming Fai 劉明暉 RE Dealing in Securities 2008-05-16 2009-10-01
AEH948 LAU Ming Fai 劉明暉 RE Asset Management 2008-05-16 2009-10-01
AEI867 POON Kwok Fai, Herman 潘國輝 RE Dealing in Securities 2013-08-01 2015-05-12
AEI867 POON Kwok Fai, Herman 潘國輝 RE Advising on Securities 2013-08-01 2015-05-12
AEI867 POON Kwok Fai, Herman 潘國輝 RE Asset Management 2013-08-01 2015-05-12
AEN544 LAM Mei Wai 林美慧 RE Dealing in Securities 2003-12-19 2004-02-16
AEN544 LAM Mei Wai 林美慧 RE Advising on Securities 2003-12-19 2004-02-16
AES117 MA Johnny Bun Wah 馬斌華 RE Dealing in Securities 2003-04-01 2003-09-24
AES117 MA Johnny Bun Wah 馬斌華 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AES117 MA Johnny Bun Wah 馬斌華 RE Advising on Securities 2003-04-01 2003-09-22
AES117 MA Johnny Bun Wah 馬斌華 RE Asset Management 2003-04-01 2003-09-22
AEU197 CHAN Shuk Fan, Fanny 陳淑芬 RE Dealing in Securities 2003-04-01 2004-05-01
AEU197 CHAN Shuk Fan, Fanny 陳淑芬 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AEU197 CHAN Shuk Fan, Fanny 陳淑芬 RE Advising on Securities 2003-04-01 2004-02-16
AEU197 CHAN Shuk Fan, Fanny 陳淑芬 RE Asset Management 2003-04-01 2004-02-16
AFA129 MA Wai Yin, Michael 馬偉賢 RE Advising on Securities 2015-01-28 2017-08-01
AFA129 MA Wai Yin, Michael 馬偉賢 RE Dealing in Securities 2015-01-28 2017-08-01
AFA129 MA Wai Yin, Michael 馬偉賢 RE Asset Management 2015-01-28 2017-08-01
AFE924 CHAN Bik Yee 陳碧兒 RE Advising on Securities 2003-04-01 2017-08-01
AFE924 CHAN Bik Yee 陳碧兒 RE Dealing in Securities 2003-04-01 2017-08-01
AFE924 CHAN Bik Yee 陳碧兒 RE Asset Management 2015-11-20 2017-08-01
AFE924 CHAN Bik Yee 陳碧兒 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AFE924 CHAN Bik Yee 陳碧兒 RE Asset Management 2003-04-01 2004-02-16
AFE925 CHENG Carly Kam Yu 鄭黃金羽 RE Advising on Securities 2003-04-01 2012-07-19
AFE925 CHENG Carly Kam Yu 鄭黃金羽 RE Dealing in Securities 2003-04-01 2012-07-19
AFE925 CHENG Carly Kam Yu 鄭黃金羽 RE Asset Management 2003-04-01 2004-02-16
AFE925 CHENG Carly Kam Yu 鄭黃金羽 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AFG498 CHEUNG Siu Yuk 張小玉 RE Dealing in Securities 2003-04-01 2015-08-17
AFG498 CHEUNG Siu Yuk 張小玉 RE Advising on Securities 2012-07-26 2015-08-17
AFG498 CHEUNG Siu Yuk 張小玉 RE Advising on Securities 2003-04-01 2004-02-16
AFG498 CHEUNG Siu Yuk 張小玉 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AFG498 CHEUNG Siu Yuk 張小玉 RE Asset Management 2003-04-01 2004-02-16
AFI655 WONG Chung Kei, Jackie 黃頌琪 RE Dealing in Securities 2014-06-19 2016-12-30
AFI655 WONG Chung Kei, Jackie 黃頌琪 RE Advising on Securities 2014-06-19 2016-12-30
AFI655 WONG Chung Kei, Jackie 黃頌琪 RE Asset Management 2015-11-11 2016-12-30
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Asset Management 2015-09-21
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Advising on Securities 2015-09-21
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Dealing in Securities 2015-09-21
AFJ250 TAM Wai Ming, Ken 譚偉明 RE Asset Management 2015-09-02 2015-09-21
AFJ250 TAM Wai Ming, Ken 譚偉明 RE Dealing in Securities 2015-09-02 2015-09-21
AFJ250 TAM Wai Ming, Ken 譚偉明 RE Advising on Securities 2015-09-02 2015-09-21
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Advising on Securities 2005-11-09 2006-11-15
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Dealing in Securities 2005-11-09 2006-11-15
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Asset Management 2005-11-09 2006-11-15
AFR768 CHAN Lai Yee 陳麗薏 RE Advising on Securities 2014-03-24 2016-04-09
AFR768 CHAN Lai Yee 陳麗薏 RE Dealing in Securities 2014-03-24 2016-04-09
AFR768 CHAN Lai Yee 陳麗薏 RE Asset Management 2015-11-11 2016-04-09
AGA348 LOO Sze Wan 勞詩韻 RE Dealing in Securities 2003-04-01 2008-02-15
AGA348 LOO Sze Wan 勞詩韻 RE Asset Management 2003-04-01 2004-02-16
AGA348 LOO Sze Wan 勞詩韻 RE Advising on Securities 2003-04-01 2004-02-16
AGA348 LOO Sze Wan 勞詩韻 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AGC976 CHING Yuk Shan, Maggie 程玉珊 RE Advising on Corporate Finance 2003-04-01 2003-11-26
AGC976 CHING Yuk Shan, Maggie 程玉珊 RE Dealing in Securities 2003-04-01 2003-11-26
AGC976 CHING Yuk Shan, Maggie 程玉珊 RE Advising on Securities 2003-04-01 2003-11-26
AGC976 CHING Yuk Shan, Maggie 程玉珊 RE Asset Management 2003-04-01 2003-11-26
AGD631 TSANG Chun Pang 曾振鵬 RE Advising on Securities 2013-07-04 2017-01-02
AGD631 TSANG Chun Pang 曾振鵬 RE Dealing in Securities 2013-07-04 2017-01-02
AGL487 NALLAMALA Mayur Raoul RO Advising on Securities 2014-02-25
AGL487 NALLAMALA Mayur Raoul RO Asset Management 2014-02-25
AGL487 NALLAMALA Mayur Raoul RO Dealing in Securities 2014-02-25
AGL487 NALLAMALA Mayur Raoul RE Dealing in Securities 2013-08-05 2014-02-25
AGL487 NALLAMALA Mayur Raoul RE Advising on Securities 2013-08-05 2014-02-25
AGL487 NALLAMALA Mayur Raoul RE Asset Management 2013-08-05 2014-02-25
AGM414 YONG Koon Sun 楊焜善 RO Dealing in Securities 2015-03-31 2016-04-28
AGM414 YONG Koon Sun 楊焜善 RO Advising on Securities 2015-03-31 2016-04-28
AGM414 YONG Koon Sun 楊焜善 RO Asset Management 2015-03-31 2016-04-28
AGM414 YONG Koon Sun 楊焜善 RE Asset Management 2014-03-21 2015-03-31
AGM414 YONG Koon Sun 楊焜善 RE Advising on Securities 2014-03-21 2015-03-31
AGM414 YONG Koon Sun 楊焜善 RE Dealing in Securities 2014-03-21 2015-03-31
AHZ639 LAM Wai Sze 林慧詩 RE Dealing in Securities 2003-04-01 2004-03-24
AHZ639 LAM Wai Sze 林慧詩 RE Advising on Securities 2003-04-01 2004-03-24
AHZ639 LAM Wai Sze 林慧詩 RE Asset Management 2003-04-01 2004-02-16
AHZ639 LAM Wai Sze 林慧詩 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AHZ655 YEUNG Hon Keung 楊漢強 RE Advising on Securities 2003-04-01 2004-03-24
AHZ655 YEUNG Hon Keung 楊漢強 RE Dealing in Securities 2003-04-01 2004-03-24
AHZ655 YEUNG Hon Keung 楊漢強 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AHZ655 YEUNG Hon Keung 楊漢強 RE Asset Management 2003-04-01 2004-02-16
AID285 LUONG Vanessa 梁美雲 RO Asset Management 2015-02-03 2017-12-17
AID285 LUONG Vanessa 梁美雲 RO Advising on Securities 2015-02-03 2017-12-17
AID285 LUONG Vanessa 梁美雲 RO Dealing in Securities 2015-02-03 2017-12-17
AIO017 LEUNG Pui Yin 梁佩妍 RE Advising on Securities 2010-10-29 2011-04-05
AIO017 LEUNG Pui Yin 梁佩妍 RE Dealing in Securities 2010-10-29 2011-04-05
AIT495 IRWIN Samuel Mark RE Dealing in Securities 2013-09-05 2015-10-05
AIT495 IRWIN Samuel Mark RE Advising on Securities 2013-09-05 2015-10-05
AJL962 SHIH Pui Ying 施佩瑛 RE Dealing in Securities 2004-02-23 2010-10-18
AJL962 SHIH Pui Ying 施佩瑛 RE Advising on Securities 2004-02-23 2010-10-18
AJL962 SHIH Pui Ying 施佩瑛 RE Asset Management 2006-04-27 2010-10-18
AJN350 TING Hao-wei 丁豪威 RE Dealing in Securities 2015-09-04 2016-07-09
AJN350 TING Hao-wei 丁豪威 RE Advising on Securities 2015-09-04 2016-07-09
AJN350 TING Hao-wei 丁豪威 RE Asset Management 2015-09-04 2016-07-09
AKW760 CHU Chuk Yin, Jeane 朱焯妍 RE Advising on Securities 2004-06-28 2005-04-13
AKW760 CHU Chuk Yin, Jeane 朱焯妍 RE Dealing in Securities 2004-06-28 2005-04-13
ALK133 YAR Lai Ngor, Petty 葉麗娥 RE Advising on Securities 2010-10-11 2015-10-21
ALK133 YAR Lai Ngor, Petty 葉麗娥 RE Dealing in Securities 2010-10-11 2015-10-21
ALK133 YAR Lai Ngor, Petty 葉麗娥 RE Dealing in Securities 2004-11-08 2008-02-15
ALK133 YAR Lai Ngor, Petty 葉麗娥 RE Advising on Securities 2004-11-08 2008-02-15
ALS639 TURCZYNIAK Andrew Walter RO Advising on Securities 2012-03-28 2014-03-06
ALS639 TURCZYNIAK Andrew Walter RO Dealing in Securities 2012-03-28 2014-03-06
ALS639 TURCZYNIAK Andrew Walter RE Dealing in Securities 2012-01-05 2012-03-28
ALS639 TURCZYNIAK Andrew Walter RE Advising on Securities 2012-01-05 2012-03-28
ALV365 HUO David Ping RE Advising on Securities 2005-03-22
ALV365 HUO David Ping RE Asset Management 2005-03-22
ALV365 HUO David Ping RE Dealing in Securities 2005-03-22
ALW477 BOTTOMLEY Amanda Elizabeth RE Dealing in Securities 2005-11-09 2010-10-15
ALW477 BOTTOMLEY Amanda Elizabeth RE Advising on Securities 2005-11-09 2010-10-15
ALY528 LOW Hwee Ping 劉慧萍 RE Advising on Securities 2005-04-27 2009-03-31
ALY528 LOW Hwee Ping 劉慧萍 RE Dealing in Securities 2005-04-27 2009-03-31
AMA079 LAM Wan Yin 林宛燕 RE Dealing in Securities 2005-05-25 2011-06-16
AME752 NG Wing Chi 吳詠芝 RE Advising on Securities 2017-01-18 2017-08-01
AME752 NG Wing Chi 吳詠芝 RE Dealing in Securities 2017-01-18 2017-08-01
AMO642 WU Chun Wan, David 胡震寰 RE Dealing in Securities 2011-08-10 2013-04-06
AMQ695 LO Sui Ping 盧瑞萍 RE Advising on Securities 2014-02-05 2015-09-18
AMQ695 LO Sui Ping 盧瑞萍 RE Dealing in Securities 2014-02-05 2015-09-18
AMQ695 LO Sui Ping 盧瑞萍 RE Dealing in Securities 2005-11-01 2013-06-01
AMQ695 LO Sui Ping 盧瑞萍 RE Advising on Securities 2012-07-24 2013-06-01
AMU484 HO Yik Hang, Victor 何奕恒 RE Advising on Securities 2013-07-04 2014-10-20
AMU484 HO Yik Hang, Victor 何奕恒 RE Dealing in Securities 2013-07-04 2014-10-20
AMU913 LEUNG Vincent 梁玄昇 RE Advising on Securities 2013-10-23 2014-07-28
AMU913 LEUNG Vincent 梁玄昇 RE Dealing in Securities 2013-10-23 2014-07-28
AMU913 LEUNG Vincent 梁玄昇 RE Asset Management 2013-10-23 2014-07-28
AMW910 NG Yuk Lan 吳玉蘭 RE Dealing in Securities 2005-12-30 2007-10-15
AMW910 NG Yuk Lan 吳玉蘭 RE Advising on Securities 2005-12-30 2007-10-15
ANG605 WONG Ki Ling 王琦凌 RE Advising on Securities 2012-06-15 2013-07-27
ANG605 WONG Ki Ling 王琦凌 RE Asset Management 2012-06-15 2013-07-27
ANG605 WONG Ki Ling 王琦凌 RE Dealing in Securities 2012-06-15 2013-07-27
ANK512 LEUNG Lai Ping, Gloria 梁麗平 RE Dealing in Securities 2014-06-09 2014-09-08
ANK512 LEUNG Lai Ping, Gloria 梁麗平 RE Advising on Securities 2014-06-09 2014-09-08
ANL068 CHOR Chun Ming 左峻銘 RE Dealing in Securities 2013-07-04 2017-08-01
ANL068 CHOR Chun Ming 左峻銘 RE Advising on Securities 2013-07-04 2017-08-01
ANL969 KAN Kei Nap 簡姬納 RE Advising on Securities 2011-09-01 2015-01-30
ANL969 KAN Kei Nap 簡姬納 RE Dealing in Securities 2011-09-01 2015-01-30
ANN663 YEUNG Choi Fung, Amy 楊才鳳 RE Dealing in Securities 2017-02-17 2017-08-01
ANN663 YEUNG Choi Fung, Amy 楊才鳳 RE Advising on Securities 2017-02-17 2017-08-01
ANQ735 CHAU Ming Sze 周銘詩 RE Advising on Securities 2010-08-02 2013-04-29
ANQ735 CHAU Ming Sze 周銘詩 RE Dealing in Securities 2010-08-02 2013-04-29
ANQ735 CHAU Ming Sze 周銘詩 RE Asset Management 2010-08-02 2013-04-29
ANZ782 CHAN Hayes 陳昶曦 RE Advising on Securities 2016-05-30 2017-08-01
ANZ782 CHAN Hayes 陳昶曦 RE Dealing in Securities 2016-05-30 2017-08-01
AOD418 CHAN Karen 陳嘉琳 RE Dealing in Securities 2013-05-21 2016-03-17
AOD418 CHAN Karen 陳嘉琳 RE Advising on Securities 2013-05-21 2016-03-17
AOD418 CHAN Karen 陳嘉琳 RE Asset Management 2013-06-11 2016-03-17
AOM569 LAM Yee Ching, Jessica 林依澄 RE Dealing in Securities 2007-01-31 2011-01-27
AOY223 LAM Lorraine Sien-yue 林倩如 RE Dealing in Securities 2014-05-30 2017-08-01
AOY223 LAM Lorraine Sien-yue 林倩如 RE Advising on Securities 2014-05-30 2017-08-01
AOY223 LAM Lorraine Sien-yue 林倩如 RE Asset Management 2015-11-11 2017-08-01
APB434 LOKE Helen Man 陸敏 RE Asset Management 2013-01-14 2018-05-31
APB434 LOKE Helen Man 陸敏 RE Dealing in Securities 2013-01-14 2018-05-31
APB434 LOKE Helen Man 陸敏 RE Advising on Securities 2013-01-14 2018-05-31
APL787 CHI Ginnie 池芯潁 RE Dealing in Securities 2011-05-18 2011-09-11
APL787 CHI Ginnie 池芯潁 RE Advising on Securities 2011-05-18 2011-09-11
APP030 WAN Ching Pong 尹政邦 RE Dealing in Securities 2010-01-21 2016-01-18
APP030 WAN Ching Pong 尹政邦 RE Asset Management 2013-05-09 2016-01-18
APP030 WAN Ching Pong 尹政邦 RE Advising on Securities 2013-05-09 2016-01-18
APV537 CHAN Man Fung 陳文鳳 RE Dealing in Securities 2007-10-24 2017-08-01
APV537 CHAN Man Fung 陳文鳳 RE Advising on Securities 2012-07-24 2017-08-01
AQA673 LAI Sin Ting 黎倩婷 RE Advising on Securities 2017-06-26 2017-08-01
AQA673 LAI Sin Ting 黎倩婷 RE Dealing in Securities 2017-06-26 2017-08-01
AQE945 LEUNG Mang Hui 梁孟煦 RE Dealing in Securities 2013-07-04 2014-01-01
AQE945 LEUNG Mang Hui 梁孟煦 RE Advising on Securities 2013-07-04 2014-01-01
AQE950 CHENG Yue Sun, Clement 鄭禹新 RE Asset Management 2014-01-06
AQE950 CHENG Yue Sun, Clement 鄭禹新 RE Advising on Securities 2014-01-06
AQE950 CHENG Yue Sun, Clement 鄭禹新 RO Dealing in Securities 2018-01-23
AQE950 CHENG Yue Sun, Clement 鄭禹新 RE Dealing in Securities 2014-01-06 2018-01-23
AQF225 ROBERTS John James RO Advising on Securities 2017-01-13 2017-08-01
AQF225 ROBERTS John James RE Dealing in Securities 2017-01-13 2017-08-01
AQF225 ROBERTS John James RE Advising on Securities 2013-07-04 2017-01-13
AQI403 AHN Changyong RE Dealing in Securities 2008-01-28 2008-12-19
AQI403 AHN Changyong RE Advising on Securities 2008-01-28 2008-12-19
AQI581 MATTHEWS Adam Wells RE Dealing in Securities 2015-08-14 2015-12-11
AQI581 MATTHEWS Adam Wells RE Advising on Securities 2015-08-14 2015-12-11
AQI581 MATTHEWS Adam Wells RE Asset Management 2015-08-14 2015-12-11
AQI581 MATTHEWS Adam Wells RO Asset Management 2014-10-09 2015-08-14
AQI581 MATTHEWS Adam Wells RO Advising on Securities 2014-10-09 2015-08-14
AQI581 MATTHEWS Adam Wells RO Dealing in Securities 2014-10-09 2015-08-14
AQI581 MATTHEWS Adam Wells RE Asset Management 2011-10-10 2014-10-09
AQI581 MATTHEWS Adam Wells RE Advising on Securities 2011-10-10 2014-10-09
AQI581 MATTHEWS Adam Wells RE Dealing in Securities 2011-10-10 2014-10-09
AQI725 CHUANG Hsiu-Ling 莊繡綾 RE Advising on Securities 2008-08-04 2012-12-21
AQI725 CHUANG Hsiu-Ling 莊繡綾 RE Dealing in Securities 2008-08-04 2012-12-21
AQL405 CHAN Chi Kwan, Philip 陳志鈞 RE Dealing in Securities 2013-04-16 2013-07-09
AQL405 CHAN Chi Kwan, Philip 陳志鈞 RE Advising on Securities 2013-04-16 2013-07-09
AQN365 CHANG Moon Sung RE Advising on Securities 2008-03-04 2009-03-27
AQN365 CHANG Moon Sung RE Dealing in Securities 2008-03-04 2009-03-27
AQS918 YIP Pui Ching 葉佩貞 RE Dealing in Securities 2008-04-07 2009-03-31
AQY830 PARK Miyoung RE Dealing in Securities 2008-04-29 2009-05-27
ARD243 GEE Patti Sui Mon 朱秀汶 RE Dealing in Securities 2008-05-26 2016-01-11
ARD243 GEE Patti Sui Mon 朱秀汶 RE Advising on Securities 2008-11-25 2016-01-11
ARD243 GEE Patti Sui Mon 朱秀汶 RE Asset Management 2015-11-11 2016-01-11
ARH274 CHONG Ignatius Kum Kong 鍾金剛 RO Dealing in Securities 2015-04-01 2017-08-01
ARH274 CHONG Ignatius Kum Kong 鍾金剛 RO Advising on Securities 2015-04-01 2017-08-01
ARH274 CHONG Ignatius Kum Kong 鍾金剛 RO Asset Management 2015-04-01 2017-08-01
ARH274 CHONG Ignatius Kum Kong 鍾金剛 RE Dealing in Securities 2014-09-15 2015-04-01
ARH274 CHONG Ignatius Kum Kong 鍾金剛 RE Advising on Securities 2014-09-15 2015-04-01
ARH274 CHONG Ignatius Kum Kong 鍾金剛 RE Asset Management 2014-09-15 2015-04-01
ARH478 NG Calvin Cheuk Sing 吳卓乘 RE Advising on Securities 2015-05-06 2017-08-01
ARH478 NG Calvin Cheuk Sing 吳卓乘 RE Dealing in Securities 2015-05-06 2017-07-18
ARQ990 KANEKO Tomonori 金子友紀 RO Dealing in Securities 2018-01-22
ARQ990 KANEKO Tomonori 金子友紀 RO Asset Management 2018-01-22
ARQ990 KANEKO Tomonori 金子友紀 RO Advising on Securities 2018-01-22
ARQ990 KANEKO Tomonori 金子友紀 RE Asset Management 2014-01-15 2018-01-22
ARQ990 KANEKO Tomonori 金子友紀 RE Dealing in Securities 2014-02-24 2018-01-22
ARQ990 KANEKO Tomonori 金子友紀 RE Advising on Securities 2014-02-24 2018-01-22
ARU869 TSUI King Man, Albert 徐敬文 RO Advising on Securities 2014-10-07 2017-06-29
ARU869 TSUI King Man, Albert 徐敬文 RO Asset Management 2014-10-07 2017-06-29
ARU869 TSUI King Man, Albert 徐敬文 RO Dealing in Securities 2014-10-07 2017-06-29
ARU869 TSUI King Man, Albert 徐敬文 RE Advising on Securities 2008-11-24 2014-10-07
ARU869 TSUI King Man, Albert 徐敬文 RE Dealing in Securities 2008-11-24 2014-10-07
ARU869 TSUI King Man, Albert 徐敬文 RE Asset Management 2008-11-24 2014-10-07
ASN247 CHANG Fang Cheng 莊芳征 RE Dealing in Securities 2011-04-08 2017-08-01
ASN247 CHANG Fang Cheng 莊芳征 RE Advising on Securities 2012-07-24 2017-08-01
ATD405 AU Yue San, Florence 區雨生 RE Advising on Securities 2010-10-20 2011-01-11
ATD405 AU Yue San, Florence 區雨生 RE Dealing in Securities 2010-10-20 2011-01-11
ATL169 SOH Yangho 蘇良鎬 RE Dealing in Securities 2014-01-10
ATL169 SOH Yangho 蘇良鎬 RE Asset Management 2014-01-10
ATL169 SOH Yangho 蘇良鎬 RE Advising on Securities 2014-01-10
ATY815 CHOI Kit Yee, Zoe 蔡潔儀 RE Asset Management 2014-08-28 2017-08-01
ATY815 CHOI Kit Yee, Zoe 蔡潔儀 RE Dealing in Securities 2014-08-28 2017-08-01
ATY815 CHOI Kit Yee, Zoe 蔡潔儀 RE Advising on Securities 2014-08-28 2017-08-01
AUC824 SONG Xiao Wei 宋曉偉 RE Dealing in Securities 2011-05-11 2012-04-28
AUC824 SONG Xiao Wei 宋曉偉 RE Advising on Securities 2011-05-11 2012-04-28
AUC824 SONG Xiao Wei 宋曉偉 RE Asset Management 2011-05-11 2012-04-28
AUM747 HO Sze Meng 何思銘 RE Dealing in Securities 2011-09-01 2012-09-22
AUM747 HO Sze Meng 何思銘 RE Advising on Securities 2012-07-24 2012-09-22
AVW306 LAM Ching Ping, Blanche 林清萍 RE Advising on Securities 2010-09-15 2010-12-11
AVW306 LAM Ching Ping, Blanche 林清萍 RE Dealing in Securities 2010-09-15 2010-12-11
AVW618 LI Ke 李可 RE Advising on Securities 2010-09-15 2011-02-23
AVW618 LI Ke 李可 RE Dealing in Securities 2010-09-15 2011-02-23
AWS947 CHAN King Cheung 陳景翔 RE Dealing in Securities 2011-01-31 2012-02-17
AXV178 CHAN Cheuk Kei 陳焯基 RE Dealing in Securities 2012-03-02 2013-04-13
AXZ546 WONG Ho Yin 王浩然 RE Dealing in Securities 2018-10-25 2019-03-25
AXZ546 WONG Ho Yin 王浩然 RE Advising on Securities 2018-11-14 2019-03-25
AXZ897 YIN Yue 殷悅 RE Advising on Securities 2016-02-19 2016-10-15
AXZ897 YIN Yue 殷悅 RE Dealing in Securities 2016-02-19 2016-10-15
AXZ897 YIN Yue 殷悅 RE Asset Management 2016-02-19 2016-10-15
AYJ113 LAM Wai Shing 林韋成 RE Advising on Securities 2013-07-04 2017-08-01
AYJ113 LAM Wai Shing 林韋成 RE Dealing in Securities 2013-07-04 2017-08-01
AYQ118 SUMNERS Mary Sophia RE Dealing in Securities 2013-07-04 2014-02-28
AYQ118 SUMNERS Mary Sophia RE Advising on Securities 2013-07-04 2014-02-28
AZU815 LAI Christopher Siu Lun 黎紹倫 RE Asset Management 2015-11-10
AZU815 LAI Christopher Siu Lun 黎紹倫 RE Advising on Securities 2015-11-10
AZU815 LAI Christopher Siu Lun 黎紹倫 RE Dealing in Securities 2015-11-10
BAA787 WONG Cheuk Hang 黃卓恆 RE Dealing in Securities 2012-08-08 2017-08-01
BAA787 WONG Cheuk Hang 黃卓恆 RE Advising on Securities 2012-08-08 2017-08-01
BAA787 WONG Cheuk Hang 黃卓恆 RE Asset Management 2015-11-11 2017-08-01
BAA788 YEUNG Lai Yee 楊驪貽 RE Advising on Securities 2012-08-08 2017-08-01
BAA788 YEUNG Lai Yee 楊驪貽 RE Dealing in Securities 2012-08-08 2017-08-01
BAA788 YEUNG Lai Yee 楊驪貽 RE Asset Management 2015-11-11 2017-08-01
BAE279 CHEN Siguo 陳思果 RE Dealing in Securities 2017-12-21
BAE279 CHEN Siguo 陳思果 RE Advising on Securities 2017-12-21
BAE279 CHEN Siguo 陳思果 RE Asset Management 2017-12-21
BAF384 RAPLEY Paul Leslie RE Dealing in Securities 2012-10-15 2012-11-15
BAF384 RAPLEY Paul Leslie RE Advising on Securities 2012-10-15 2012-11-15
BAF962 FUNG Mei Yee 馮美儀 RE Advising on Securities 2012-10-03 2013-03-01
BAF962 FUNG Mei Yee 馮美儀 RE Dealing in Securities 2012-10-03 2013-03-01
BAL205 CHEN Tzu-hsuan 陳子璇 RE Advising on Securities 2012-11-07 2014-12-05
BAL205 CHEN Tzu-hsuan 陳子璇 RE Dealing in Securities 2012-11-07 2014-12-05
BAN221 CHEN Chih Cheng 陳志成 RE Dealing in Securities 2012-12-04 2017-08-01
BAN221 CHEN Chih Cheng 陳志成 RE Advising on Securities 2012-12-04 2017-08-01
BAN221 CHEN Chih Cheng 陳志成 RE Asset Management 2015-11-11 2017-08-01
BAO583 NG Yuen Mei 吳婉微 RE Dealing in Securities 2012-12-04 2015-11-14
BAO583 NG Yuen Mei 吳婉微 RE Advising on Securities 2012-12-04 2015-11-14
BAO939 YANG Yufei 楊宇飛 RE Dealing in Securities 2013-07-04 2017-08-01
BAO939 YANG Yufei 楊宇飛 RE Advising on Securities 2013-07-04 2017-08-01
BBG283 SHUM Ka Yi 岑嘉兒 RE Advising on Securities 2013-05-08 2014-08-22
BBG283 SHUM Ka Yi 岑嘉兒 RE Dealing in Securities 2013-05-08 2014-08-22
BBG378 WONG Chi Kin 黃志堅 RE Advising on Securities 2013-05-09 2015-01-22
BBG378 WONG Chi Kin 黃志堅 RE Dealing in Securities 2013-05-09 2015-01-22
BBK037 SUN Jingwei 孫婧巍 RE Dealing in Securities 2013-06-07 2015-10-07
BBK037 SUN Jingwei 孫婧巍 RE Advising on Securities 2013-06-07 2015-10-07
BBQ431 CHAN Chor Wai, Michelle 陳楚慧 RE Advising on Securities 2014-09-01 2014-11-18
BBQ431 CHAN Chor Wai, Michelle 陳楚慧 RE Dealing in Securities 2014-09-01 2014-11-18
BBQ431 CHAN Chor Wai, Michelle 陳楚慧 RE Asset Management 2014-09-01 2014-11-18
BBQ951 WEI Li Ya 魏麗雅 RE Dealing in Securities 2013-08-02 2013-11-27
BBQ951 WEI Li Ya 魏麗雅 RE Advising on Securities 2013-08-02 2013-11-27
BBT320 YANG Shaoxuan 楊劭軒 RE Dealing in Securities 2016-04-15 2018-07-17
BBT320 YANG Shaoxuan 楊劭軒 RE Asset Management 2016-04-15 2018-07-17
BBT320 YANG Shaoxuan 楊劭軒 RE Advising on Securities 2016-04-15 2018-07-17
BDC386 SIN Ping Ting 洗冰婷 RE Dealing in Securities 2014-03-13 2016-04-06
BDC386 SIN Ping Ting 洗冰婷 RE Advising on Securities 2014-03-13 2016-04-06
BDY091 LAM Wai Ngar 林慧雅 RE Dealing in Securities 2014-08-05 2017-08-01
BDY091 LAM Wai Ngar 林慧雅 RE Advising on Securities 2014-08-05 2017-08-01
BDY093 WONG Si Man 黃思敏 RE Advising on Securities 2014-08-05 2017-08-01
BDY093 WONG Si Man 黃思敏 RE Dealing in Securities 2014-08-05 2017-08-01
BDY093 WONG Si Man 黃思敏 RE Asset Management 2015-11-11 2017-08-01
BDY317 LUNG Hoi Shi 龍凱詩 RE Advising on Securities 2014-08-06 2017-08-01
BDY317 LUNG Hoi Shi 龍凱詩 RE Dealing in Securities 2014-08-06 2017-08-01
BDY317 LUNG Hoi Shi 龍凱詩 RE Asset Management 2015-11-11 2017-08-01
BDZ134 DESROUSSEAUX Joffrey Bernard RE Dealing in Securities 2015-01-06 2015-02-16
BDZ134 DESROUSSEAUX Joffrey Bernard RE Advising on Securities 2015-01-06 2015-02-16
BEA894 AU Yau Wing 區幼詠 RE Advising on Securities 2014-08-19 2015-12-21
BEA894 AU Yau Wing 區幼詠 RE Dealing in Securities 2014-08-19 2015-12-21
BEA896 CHEN Yi-an 陳怡安 RE Asset Management 2014-08-19 2016-03-14
BEA896 CHEN Yi-an 陳怡安 RE Dealing in Securities 2014-08-19 2016-03-14
BEA896 CHEN Yi-an 陳怡安 RE Advising on Securities 2014-08-19 2016-03-14
BEA897 LEE Meng-huz 李孟徽 RE Advising on Securities 2014-08-19 2015-08-12
BEA897 LEE Meng-huz 李孟徽 RE Dealing in Securities 2014-08-19 2015-08-12
BEA897 LEE Meng-huz 李孟徽 RE Asset Management 2014-08-19 2015-08-12
BEC260 LEE Po Wai, Edward 李步偉 RE Dealing in Securities 2014-08-29 2017-08-01
BEC260 LEE Po Wai, Edward 李步偉 RE Advising on Securities 2014-08-29 2017-08-01
BEC801 CHAN Kwok Kei 陳國基 RE Dealing in Securities 2014-09-08 2017-08-01
BEC801 CHAN Kwok Kei 陳國基 RE Advising on Securities 2014-09-08 2017-08-01
BEC801 CHAN Kwok Kei 陳國基 RE Asset Management 2015-11-20 2017-08-01
BEC804 TSANG Mei Ling 曾美玲 RE Advising on Securities 2014-09-08 2017-08-01
BEC804 TSANG Mei Ling 曾美玲 RE Dealing in Securities 2014-09-08 2017-08-01
BEC804 TSANG Mei Ling 曾美玲 RE Asset Management 2015-11-20 2017-08-01
BEE435 LAW Li Wa, Phoebe 羅莉華 RE Dealing in Securities 2014-09-17 2017-08-01
BEE435 LAW Li Wa, Phoebe 羅莉華 RE Advising on Securities 2014-09-17 2017-08-01
BEE435 LAW Li Wa, Phoebe 羅莉華 RE Asset Management 2014-09-17 2017-08-01
BEJ100 CHEUNG Wai On 張慧安 RE Advising on Securities 2014-10-20 2015-12-15
BEJ100 CHEUNG Wai On 張慧安 RE Dealing in Securities 2014-10-20 2015-12-15
BEN178 MUSIAL Jeffrey Douglas RE Asset Management 2014-11-26 2015-02-20
BEN178 MUSIAL Jeffrey Douglas RE Advising on Securities 2014-11-26 2015-02-20
BEN178 MUSIAL Jeffrey Douglas RE Dealing in Securities 2014-11-26 2015-02-20
BEV552 WILLIS Benjamin Adam RE Dealing in Securities 2017-05-25 2017-08-01
BEV552 WILLIS Benjamin Adam RE Advising on Securities 2017-05-25 2017-08-01
BEW206 FUNAKI Maya RE Asset Management 2015-01-19
BEW206 FUNAKI Maya RE Advising on Securities 2015-01-19
BEW206 FUNAKI Maya RE Dealing in Securities 2015-01-19
BFE457 AU Tsz To, Derek 區子韜 RE Advising on Securities 2015-04-17
BFE457 AU Tsz To, Derek 區子韜 RE Dealing in Securities 2015-04-17
BFE457 AU Tsz To, Derek 區子韜 RE Asset Management 2015-04-17
BFF019 LIN Yu Chi 林毓綺 RE Dealing in Securities 2015-04-10 2015-08-12
BFF019 LIN Yu Chi 林毓綺 RE Advising on Securities 2015-04-10 2015-08-12
BFF022 LIN Wen-Che 林文哲 RE Advising on Securities 2015-04-10 2015-08-12
BFF022 LIN Wen-Che 林文哲 RE Dealing in Securities 2015-04-10 2015-08-12
BFN315 CHAN Man Nei 陳文鈮 RO Asset Management 2015-09-15 2017-02-24
BFN315 CHAN Man Nei 陳文鈮 RO Dealing in Securities 2015-09-15 2017-02-24
BFN315 CHAN Man Nei 陳文鈮 RO Advising on Securities 2015-09-15 2017-02-24
BFN315 CHAN Man Nei 陳文鈮 RE Advising on Securities 2015-05-26 2015-09-15
BFN315 CHAN Man Nei 陳文鈮 RE Asset Management 2015-05-26 2015-09-15
BFN315 CHAN Man Nei 陳文鈮 RE Dealing in Securities 2015-05-26 2015-09-15
BFZ073 YU Wai Pong 余惠邦 RE Advising on Securities 2015-08-10 2017-08-01
BFZ073 YU Wai Pong 余惠邦 RE Dealing in Securities 2015-08-10 2017-08-01
BFZ073 YU Wai Pong 余惠邦 RE Asset Management 2015-11-20 2017-08-01
BGE020 WANG Mian 王勉 RE Dealing in Securities 2015-09-08 2017-05-27
BGE020 WANG Mian 王勉 RE Asset Management 2015-09-08 2017-05-27
BGE020 WANG Mian 王勉 RE Advising on Securities 2015-09-08 2017-05-27
BGM923 STUART Lisa Jane RE Dealing in Securities 2017-01-03 2017-08-11
BGM923 STUART Lisa Jane RE Advising on Securities 2017-02-28 2017-08-11
BGQ203 WAHLBERG Tracey Danielle RE Asset Management 2015-12-10 2019-01-08
BGQ203 WAHLBERG Tracey Danielle RE Advising on Securities 2015-12-10 2019-01-08
BGQ203 WAHLBERG Tracey Danielle RE Dealing in Securities 2015-12-10 2019-01-08
BGQ928 LAM Sim Hing Joliot 林嬋卿 RE Asset Management 2015-12-16 2017-08-01
BGQ928 LAM Sim Hing Joliot 林嬋卿 RE Dealing in Securities 2015-12-16 2017-08-01
BGQ928 LAM Sim Hing Joliot 林嬋卿 RE Advising on Securities 2015-12-16 2017-08-01
BGS847 TANG Ho Shan Mary Shirley 鄧浩珊 RE Asset Management 2015-12-23 2017-08-01
BGS847 TANG Ho Shan Mary Shirley 鄧浩珊 RE Dealing in Securities 2015-12-23 2017-08-01
BGS847 TANG Ho Shan Mary Shirley 鄧浩珊 RE Advising on Securities 2015-12-23 2017-08-01
BGS914 LAW Sze Man 羅詩敏 RE Dealing in Securities 2015-12-30 2017-05-27
BGS914 LAW Sze Man 羅詩敏 RE Advising on Securities 2015-12-30 2017-05-27
BGT653 WONG Cho Wai 黃祖蔚 RE Dealing in Securities 2015-12-30 2017-05-26
BGT653 WONG Cho Wai 黃祖蔚 RE Advising on Securities 2015-12-30 2017-05-26
BHB291 LI Qing 李清 RE Dealing in Securities 2016-02-24 2016-03-21
BHB291 LI Qing 李清 RE Asset Management 2016-02-24 2016-03-21
BHB291 LI Qing 李清 RE Advising on Securities 2016-02-24 2016-03-21
BHB962 CASSIDY Gerard Sean RE Advising on Securities 2017-02-20 2017-02-21
BHB962 CASSIDY Gerard Sean RE Dealing in Securities 2016-03-01 2016-03-01
BHB962 CASSIDY Gerard Sean RE Advising on Securities 2016-03-01 2016-03-01
BHE019 LO Wai On 盧偉安 RE Dealing in Securities 2016-04-01 2017-08-01
BHE019 LO Wai On 盧偉安 RE Asset Management 2016-04-01 2017-08-01
BHE019 LO Wai On 盧偉安 RE Advising on Securities 2016-04-01 2017-08-01
BHL344 RICHARDSON Jeremy Bruce RE Dealing in Securities 2016-05-24 2016-05-26
BHL344 RICHARDSON Jeremy Bruce RE Advising on Securities 2016-05-24 2016-05-26
BHP930 DRAY Deane Michael RE Advising on Securities 2016-06-20 2016-06-23
BHP930 DRAY Deane Michael RE Dealing in Securities 2016-06-20 2016-06-23
BHP931 STALLARD Robert Alan RE Advising on Securities 2016-06-21 2016-06-23
BHP931 STALLARD Robert Alan RE Dealing in Securities 2016-06-21 2016-06-23
BHR348 CHENG Tien Yum Timothy 鄭天任 RE Dealing in Securities 2017-04-07 2017-08-01
BHR348 CHENG Tien Yum Timothy 鄭天任 RE Advising on Securities 2017-04-07 2017-08-01
BIE681 XIA Junhua 夏俊華 RE Dealing in Securities 2016-10-05
BIE681 XIA Junhua 夏俊華 RE Advising on Securities 2016-10-05
BIE681 XIA Junhua 夏俊華 RE Asset Management 2017-12-14
BIJ967 SO Yuen Man 蘇婉雯 RE Dealing in Securities 2016-11-01
BIJ967 SO Yuen Man 蘇婉雯 RE Asset Management 2016-11-01
BIJ967 SO Yuen Man 蘇婉雯 RE Advising on Securities 2016-11-01
BJA016 BHATTACHARYA Soumyanshu RE Advising on Securities 2017-02-14 2017-02-17
BJA016 BHATTACHARYA Soumyanshu RE Dealing in Securities 2017-02-14 2017-02-17
BJC944 GOLDSWORTHY Peter James RE Advising on Securities 2017-02-27 2017-03-01
BJC944 GOLDSWORTHY Peter James RE Dealing in Securities 2017-02-27 2017-03-01
BJH204 SUN Yat Chun Andy 辛逸俊 RE Dealing in Securities 2017-03-28 2017-08-01
BJH204 SUN Yat Chun Andy 辛逸俊 RE Advising on Securities 2017-03-28 2017-08-01
BJM086 CHIU Wai Lung 趙偉隆 RE Dealing in Securities 2017-05-19 2017-08-01
BJM086 CHIU Wai Lung 趙偉隆 RE Advising on Securities 2017-05-19 2017-08-01
BJP441 YEUNG Shuk Yi Rita 楊淑儀 RE Dealing in Securities 2017-05-24 2017-08-01
BJP441 YEUNG Shuk Yi Rita 楊淑儀 RE Advising on Securities 2017-05-24 2017-08-01
BKS920 WONG Un Un RE Advising on Securities 2017-09-14 2018-03-21
BKS920 WONG Un Un RE Dealing in Securities 2017-09-14 2018-03-21
BMN442 TONG Hang Wah 唐杏華 RE Dealing in Securities 2018-04-26
BMN442 TONG Hang Wah 唐杏華 RE Advising on Securities 2018-04-26
BMW084 FONG Po 方寶 RE Dealing in Securities 2018-05-11
BMW084 FONG Po 方寶 RE Advising on Securities 2018-05-11
BNE720 CHA Seung Hoon 車承勳 RE Dealing in Securities 2018-07-12
BNE720 CHA Seung Hoon 車承勳 RE Advising on Securities 2018-07-12
BNO293 OU Wenxu 歐文栩 RE Dealing in Securities 2018-09-24
BNO293 OU Wenxu 歐文栩 RE Advising on Securities 2018-09-24
BNO293 OU Wenxu 歐文栩 RE Asset Management 2018-09-24
BNZ149 SU Chaoran 蘇超然 RE Dealing in Securities 2019-01-03
BNZ149 SU Chaoran 蘇超然 RE Advising on Securities 2019-01-03

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