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Hong Kong SFC licensed institution AAJ067
Shang International Finance Limited
尚融國際金融有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAJ067 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG270 LUNG Tak Wing 龍德榮 RO Advising on Securities 2018-01-12 2018-07-16
AAG270 LUNG Tak Wing 龍德榮 RO Dealing in Securities 2018-01-12 2018-07-16
AAJ064 LEUNG Mei Han 梁美嫻 RO Asset Management 2003-04-01 2007-05-01
AAJ064 LEUNG Mei Han 梁美嫻 RO Advising on Corporate Finance 2003-04-01 2007-05-01
AAJ064 LEUNG Mei Han 梁美嫻 RO Advising on Securities 2003-04-01 2007-05-01
AAJ064 LEUNG Mei Han 梁美嫻 RO Dealing in Securities 2005-05-11 2007-05-01
AAJ064 LEUNG Mei Han 梁美嫻 RE Dealing in Securities 2003-04-01 2005-05-11
AAJ065 SABINE Martin Nevil RO Advising on Securities 2003-04-01 2016-05-23
AAJ065 SABINE Martin Nevil RO Advising on Corporate Finance 2003-04-01 2016-05-23
AAJ065 SABINE Martin Nevil RO Dealing in Securities 2005-05-11 2016-05-23
AAJ065 SABINE Martin Nevil RO Asset Management 2003-04-01 2014-01-27
AAJ065 SABINE Martin Nevil RE Dealing in Securities 2003-04-01 2005-05-11
AAK675 NG Ming Wah, Charles 吳明華 RO Advising on Corporate Finance 2007-11-26 2014-04-15
AAV031 LEUNG Chi Chiu, Sammy 梁志超 RO Advising on Corporate Finance 2008-09-08 2017-07-17
ABT386 LEUNG Lim Ng, Jenny 梁念吾 RO Advising on Corporate Finance 2010-04-12 2014-06-03
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RO Advising on Securities 2005-08-23 2010-05-11
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RO Advising on Corporate Finance 2005-08-23 2010-05-11
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RO Dealing in Securities 2005-08-23 2010-05-11
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Asset Management 2007-05-21 2007-12-10
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Dealing in Securities 2003-04-01 2005-08-23
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Advising on Corporate Finance 2003-04-01 2005-08-23
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Advising on Securities 2003-04-01 2005-08-23
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Asset Management 2003-04-01 2004-09-22
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RO Advising on Securities 2004-04-16 2007-06-01
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RO Dealing in Securities 2004-04-16 2007-06-01
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RO Advising on Corporate Finance 2004-04-16 2007-06-01
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RE Dealing in Securities 2003-04-01 2004-04-16
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RE Advising on Corporate Finance 2003-04-01 2004-04-16
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RE Advising on Securities 2003-04-01 2004-04-16
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RE Asset Management 2003-04-01 2004-04-15
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RO Advising on Securities 2006-03-29 2013-07-06
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RO Asset Management 2007-03-20 2013-07-06
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RO Dealing in Securities 2009-07-21 2013-07-06
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Advising on Corporate Finance 2013-03-04 2013-07-06
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Asset Management 2006-03-29 2007-03-20
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RO Dealing in Securities 2006-03-29 2007-02-13
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RO Advising on Corporate Finance 2006-03-29 2007-02-02
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Dealing in Securities 2005-05-09 2006-03-29
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Advising on Corporate Finance 2005-05-09 2006-03-29
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Advising on Securities 2003-04-01 2003-09-05
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Advising on Corporate Finance 2003-04-01 2003-09-05
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Asset Management 2003-04-01 2003-09-05
ADM985 KWOK Shuk Yee, Vanessa 郭淑儀 RE Dealing in Securities 2003-04-01 2006-06-30
ADM985 KWOK Shuk Yee, Vanessa 郭淑儀 RE Advising on Securities 2003-04-01 2006-06-30
ADM985 KWOK Shuk Yee, Vanessa 郭淑儀 RE Advising on Corporate Finance 2003-04-01 2006-06-30
ADM985 KWOK Shuk Yee, Vanessa 郭淑儀 RE Asset Management 2003-04-01 2004-09-22
ADR744 SIT Kar Kin, Kenneth 薛家鍵 RO Advising on Corporate Finance 2019-01-28
ADR744 SIT Kar Kin, Kenneth 薛家鍵 RO Advising on Securities 2019-01-28
ADR744 SIT Kar Kin, Kenneth 薛家鍵 RO Dealing in Securities 2019-01-28
AEP532 KIM Min Soo RO Dealing in Securities 2018-01-12 2019-04-01
AEP532 KIM Min Soo RO Advising on Securities 2018-01-12 2019-04-01
AFR677 CHOW Wai Hung, Kenneth 鄒偉雄 RO Advising on Corporate Finance 2006-07-25 2014-04-17
AFR677 CHOW Wai Hung, Kenneth 鄒偉雄 RE Advising on Securities 2006-07-25 2006-11-01
AFR677 CHOW Wai Hung, Kenneth 鄒偉雄 RE Dealing in Securities 2006-07-25 2006-11-01
AFR677 CHOW Wai Hung, Kenneth 鄒偉雄 RE Advising on Corporate Finance 2006-05-08 2006-07-25
AFZ772 MAK Chi Kin 麥志堅 RE Advising on Securities 2004-02-16 2006-03-15
AFZ772 MAK Chi Kin 麥志堅 RE Advising on Corporate Finance 2004-02-16 2006-03-15
AFZ772 MAK Chi Kin 麥志堅 RE Dealing in Securities 2004-02-16 2006-03-15
AGG766 TAN Ye Hin, David 陳毅衡 RE Asset Management 2003-04-01 2007-04-01
AGG766 TAN Ye Hin, David 陳毅衡 RE Advising on Corporate Finance 2003-04-01 2007-04-01
AGG766 TAN Ye Hin, David 陳毅衡 RE Advising on Securities 2003-04-01 2007-04-01
AGG766 TAN Ye Hin, David 陳毅衡 RE Dealing in Securities 2003-04-01 2007-04-01
AGK771 MUI Suet Yee, Phoebe 梅雪儀 RE Advising on Securities 2003-04-01 2003-06-23
AGK771 MUI Suet Yee, Phoebe 梅雪儀 RE Advising on Corporate Finance 2003-04-01 2003-06-23
AGK771 MUI Suet Yee, Phoebe 梅雪儀 RE Asset Management 2003-04-01 2003-06-23
AGK773 CHAN Ka Yee 陳家怡 RO Dealing in Securities 2007-10-09 2011-12-19
AGK773 CHAN Ka Yee 陳家怡 RO Advising on Securities 2007-10-09 2011-12-19
AGK773 CHAN Ka Yee 陳家怡 RO Advising on Corporate Finance 2007-10-09 2011-12-19
AGK773 CHAN Ka Yee 陳家怡 RE Advising on Securities 2003-04-01 2007-10-09
AGK773 CHAN Ka Yee 陳家怡 RE Dealing in Securities 2003-04-01 2007-10-09
AGK773 CHAN Ka Yee 陳家怡 RE Advising on Corporate Finance 2003-04-01 2007-10-09
AGK773 CHAN Ka Yee 陳家怡 RE Asset Management 2003-04-01 2004-09-17
AGK780 NG Ka Po 吳家保 RE Advising on Securities 2003-04-01 2007-05-19
AGK780 NG Ka Po 吳家保 RE Asset Management 2003-04-01 2007-05-19
AGK780 NG Ka Po 吳家保 RE Dealing in Securities 2003-04-01 2007-05-19
AGK780 NG Ka Po 吳家保 RE Advising on Corporate Finance 2003-04-01 2007-05-19
AHA614 CHING David 秦思良 RO Advising on Corporate Finance 2011-05-24 2014-04-15
AHA614 CHING David 秦思良 RO Advising on Securities 2011-05-24 2014-04-15
AHA614 CHING David 秦思良 RO Dealing in Securities 2011-05-24 2014-04-15
AHA614 CHING David 秦思良 RE Advising on Corporate Finance 2007-12-12 2011-05-24
AHA614 CHING David 秦思良 RE Advising on Securities 2007-12-19 2011-05-24
AHA614 CHING David 秦思良 RE Dealing in Securities 2007-12-19 2011-05-24
AHA823 TAM Sze Ka 譚思嘉 RO Advising on Corporate Finance 2011-05-16 2014-04-17
AHA823 TAM Sze Ka 譚思嘉 RE Dealing in Securities 2007-09-11 2011-06-01
AHA823 TAM Sze Ka 譚思嘉 RE Advising on Securities 2007-09-11 2011-06-01
AHA823 TAM Sze Ka 譚思嘉 RE Advising on Corporate Finance 2007-06-11 2011-05-16
AHN829 LAM Sung Him, Gaston 林崇謙 RE Dealing in Securities 2003-10-10 2005-06-21
AHN829 LAM Sung Him, Gaston 林崇謙 RE Advising on Securities 2003-10-28 2005-06-21
AHN829 LAM Sung Him, Gaston 林崇謙 RE Advising on Corporate Finance 2003-10-28 2005-06-21
AHN829 LAM Sung Him, Gaston 林崇謙 RE Asset Management 2003-10-28 2004-06-23
AHR797 FAN Ching Yee 范靜怡 RE Dealing in Securities 2009-11-03 2010-05-18
AHR797 FAN Ching Yee 范靜怡 RE Advising on Securities 2009-11-03 2010-05-18
AHR797 FAN Ching Yee 范靜怡 RE Advising on Corporate Finance 2009-11-03 2010-05-18
AHT430 CHAN Wai Hung 陳偉雄 RE Advising on Corporate Finance 2004-10-04 2007-05-12
AHT430 CHAN Wai Hung 陳偉雄 RE Dealing in Securities 2004-10-04 2007-05-12
AHT430 CHAN Wai Hung 陳偉雄 RE Advising on Securities 2004-10-04 2007-05-12
AIZ452 FONG Sau Man, Cecilia 方秀雯 RO Dealing in Securities 2008-12-11 2016-12-28
AIZ452 FONG Sau Man, Cecilia 方秀雯 RO Advising on Securities 2008-12-11 2016-12-28
AIZ452 FONG Sau Man, Cecilia 方秀雯 RO Advising on Corporate Finance 2008-12-11 2016-12-28
AIZ452 FONG Sau Man, Cecilia 方秀雯 RE Advising on Securities 2006-05-15 2008-12-11
AIZ452 FONG Sau Man, Cecilia 方秀雯 RE Advising on Corporate Finance 2006-05-15 2008-12-11
AIZ452 FONG Sau Man, Cecilia 方秀雯 RE Dealing in Securities 2006-05-15 2008-12-11
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Corporate Finance 2004-09-07 2007-05-01
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Securities 2004-10-08 2007-05-01
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Dealing in Securities 2004-10-08 2007-05-01
AJG915 TANG Hing Chi, William 鄧慶志 RE Advising on Corporate Finance 2003-11-20 2004-05-21
AJG915 TANG Hing Chi, William 鄧慶志 RE Advising on Securities 2003-11-20 2004-05-21
AJH516 LEUNG Chuen Fai 梁泉輝 RO Dealing in Securities 2009-10-08 2014-04-15
AJH516 LEUNG Chuen Fai 梁泉輝 RO Advising on Corporate Finance 2009-10-08 2014-04-15
AJH516 LEUNG Chuen Fai 梁泉輝 RO Advising on Securities 2009-10-08 2014-04-15
AJH516 LEUNG Chuen Fai 梁泉輝 RE Advising on Securities 2003-12-15 2009-10-08
AJH516 LEUNG Chuen Fai 梁泉輝 RE Advising on Corporate Finance 2003-12-15 2009-10-08
AJH516 LEUNG Chuen Fai 梁泉輝 RE Dealing in Securities 2003-12-15 2009-10-08
AJM676 HO Shuk Yi, Susanna 何淑儀 RE Dealing in Securities 2005-07-08 2007-08-23
AJM676 HO Shuk Yi, Susanna 何淑儀 RE Advising on Corporate Finance 2005-07-08 2007-08-23
AJM676 HO Shuk Yi, Susanna 何淑儀 RE Advising on Securities 2005-09-06 2007-08-23
AKU878 CHENG Yat Wai 鄭逸威 RE Advising on Corporate Finance 2005-05-03 2014-06-03
AKU878 CHENG Yat Wai 鄭逸威 RE Advising on Securities 2005-07-14 2014-06-03
AKU878 CHENG Yat Wai 鄭逸威 RE Dealing in Securities 2005-07-14 2014-06-03
AMI407 WONG Lan, Marco 黃瀾 RE Advising on Corporate Finance 2006-06-14 2009-10-13
AMI407 WONG Lan, Marco 黃瀾 RE Advising on Securities 2006-07-27 2009-10-13
AMI407 WONG Lan, Marco 黃瀾 RE Dealing in Securities 2006-07-27 2009-10-13
AMM331 WONG Hon Ting 王寒汀 RE Advising on Securities 2011-06-22 2011-09-13
AMM331 WONG Hon Ting 王寒汀 RE Advising on Corporate Finance 2011-06-22 2011-09-13
AMM331 WONG Hon Ting 王寒汀 RE Dealing in Securities 2011-06-22 2011-09-13
AMS882 TSUI Alvin Chun Ming 徐浚銘 RE Dealing in Securities 2019-01-24
AMS882 TSUI Alvin Chun Ming 徐浚銘 RO Advising on Corporate Finance 2019-03-21
AMS882 TSUI Alvin Chun Ming 徐浚銘 RE Advising on Corporate Finance 2019-01-24 2019-03-21
ANM835 CHAN Yin Lam 陳彥霖 RE Dealing in Securities 2006-06-09 2009-12-24
ANM835 CHAN Yin Lam 陳彥霖 RE Advising on Securities 2006-06-09 2009-12-24
ANM835 CHAN Yin Lam 陳彥霖 RE Advising on Corporate Finance 2006-06-09 2009-12-24
ANO984 WU Lap Yee, Letty 胡立怡 RE Dealing in Securities 2006-07-03 2007-09-01
ANO984 WU Lap Yee, Letty 胡立怡 RE Advising on Securities 2006-07-03 2007-09-01
ANO984 WU Lap Yee, Letty 胡立怡 RE Advising on Corporate Finance 2006-07-03 2007-09-01
ANR759 TO Jenifer Man Chong 杜文莊 RE Advising on Corporate Finance 2006-08-07 2007-03-06
AOH101 YEUNG Tsun Yin 楊俊賢 RE Advising on Corporate Finance 2007-02-07 2009-10-28
AOU808 WU Wilson Leo 胡瑋文 RE Dealing in Securities 2007-04-24 2007-05-23
AOU808 WU Wilson Leo 胡瑋文 RE Advising on Securities 2007-04-24 2007-05-23
AOU808 WU Wilson Leo 胡瑋文 RE Advising on Corporate Finance 2007-04-24 2007-05-23
AOU809 LI Chun Fung 李震鋒 RE Advising on Corporate Finance 2007-04-24 2007-08-23
AOU809 LI Chun Fung 李震鋒 RE Advising on Securities 2007-04-24 2007-08-23
AOU809 LI Chun Fung 李震鋒 RE Dealing in Securities 2007-04-24 2007-08-23
AOW883 LAW Ying Wai, Denise 羅瑩慧 RE Advising on Securities 2007-05-07 2010-04-30
AOW883 LAW Ying Wai, Denise 羅瑩慧 RE Advising on Corporate Finance 2007-05-07 2010-04-30
AOW883 LAW Ying Wai, Denise 羅瑩慧 RE Dealing in Securities 2007-05-07 2010-04-30
APQ276 TAM Chi Lung 譚志龍 RE Advising on Securities 2007-09-14 2010-06-30
APQ276 TAM Chi Lung 譚志龍 RE Advising on Corporate Finance 2007-09-14 2010-06-30
APQ276 TAM Chi Lung 譚志龍 RE Dealing in Securities 2007-09-14 2010-06-30
APQ277 CHUNG King Cheung 鍾敬祥 RE Advising on Securities 2007-09-14 2010-11-21
APQ277 CHUNG King Cheung 鍾敬祥 RE Dealing in Securities 2007-09-14 2010-11-21
APQ277 CHUNG King Cheung 鍾敬祥 RE Advising on Corporate Finance 2007-09-14 2010-11-21
APS566 CHOW Chung Yan, Stephanie 周頌恩 RE Advising on Corporate Finance 2007-10-02 2014-04-15
APS566 CHOW Chung Yan, Stephanie 周頌恩 RE Advising on Securities 2007-10-02 2014-04-15
APS566 CHOW Chung Yan, Stephanie 周頌恩 RE Dealing in Securities 2007-10-02 2014-04-15
APU210 LO Chun Fai, Geoffrey 羅俊輝 RE Dealing in Securities 2007-10-16 2011-02-02
APU210 LO Chun Fai, Geoffrey 羅俊輝 RE Advising on Corporate Finance 2007-10-16 2011-02-02
APU210 LO Chun Fai, Geoffrey 羅俊輝 RE Advising on Securities 2007-10-16 2011-02-02
APW769 LAM King Yin, Justin 林敬賢 RE Advising on Corporate Finance 2007-10-25 2007-11-15
APW769 LAM King Yin, Justin 林敬賢 RE Advising on Securities 2007-10-25 2007-11-15
APW769 LAM King Yin, Justin 林敬賢 RE Dealing in Securities 2007-10-25 2007-11-15
APX136 WONG C-Tsun 王思峻 RE Dealing in Securities 2007-10-31 2014-04-15
APX136 WONG C-Tsun 王思峻 RE Advising on Securities 2007-10-31 2014-04-15
APX136 WONG C-Tsun 王思峻 RE Advising on Corporate Finance 2007-10-31 2014-04-15
APY543 CHAU Fai 周暉 RE Advising on Corporate Finance 2010-06-17 2014-04-15
APZ628 WANG Yawei 王雅薇 RE Advising on Securities 2007-11-14 2009-09-01
APZ628 WANG Yawei 王雅薇 RE Dealing in Securities 2007-11-14 2009-09-01
APZ628 WANG Yawei 王雅薇 RE Advising on Corporate Finance 2007-11-14 2009-09-01
AQN907 CHENG Yu Man 鄭宇汶 RE Advising on Corporate Finance 2009-10-28 2010-06-30
AQN907 CHENG Yu Man 鄭宇汶 RE Dealing in Securities 2009-11-23 2010-06-30
AQN907 CHENG Yu Man 鄭宇汶 RE Advising on Securities 2009-11-23 2010-06-30
AQU333 CHEUNG Chuk Hei 張倬僖 RE Advising on Securities 2008-05-06 2010-03-10
AQU333 CHEUNG Chuk Hei 張倬僖 RE Advising on Corporate Finance 2008-05-06 2010-03-10
AQU333 CHEUNG Chuk Hei 張倬僖 RE Dealing in Securities 2008-05-06 2010-03-10
AQV659 TIAN Shan 田珊 RO Advising on Corporate Finance 2018-01-12 2019-01-18
ARD794 YEUNG Sum Ming, Lydia 楊心明 RE Asset Management 2008-07-15 2013-07-06
ARO003 WU Shuo Ting 吳碩庭 RE Advising on Corporate Finance 2008-08-29 2013-05-22
ARO003 WU Shuo Ting 吳碩庭 RE Dealing in Securities 2008-08-29 2013-05-22
ARO003 WU Shuo Ting 吳碩庭 RE Advising on Securities 2008-08-29 2013-05-22
ATW444 WONG Kam Fei 黃金暉 RE Advising on Securities 2009-09-28 2013-05-01
ATW444 WONG Kam Fei 黃金暉 RE Advising on Corporate Finance 2009-09-28 2013-05-01
ATW444 WONG Kam Fei 黃金暉 RE Dealing in Securities 2009-09-28 2013-05-01
AUD239 CHOW Yuk Chun 周昱俊 RO Advising on Securities 2018-07-13
AUD239 CHOW Yuk Chun 周昱俊 RO Dealing in Securities 2018-07-13
AUK438 LI Anthony Sze-Long 李思朗 RO Advising on Corporate Finance 2011-01-10 2016-12-28
AUK438 LI Anthony Sze-Long 李思朗 RO Dealing in Securities 2011-01-10 2016-12-28
AUK438 LI Anthony Sze-Long 李思朗 RO Advising on Securities 2011-01-10 2016-12-28
AUK438 LI Anthony Sze-Long 李思朗 RE Dealing in Securities 2010-07-20 2011-01-10
AUK438 LI Anthony Sze-Long 李思朗 RE Advising on Securities 2010-07-20 2011-01-10
AUK438 LI Anthony Sze-Long 李思朗 RE Advising on Corporate Finance 2010-07-20 2011-01-10
AUM132 CHOI Tan Yee 蔡丹義 RE Advising on Securities 2010-01-06 2014-04-15
AUM132 CHOI Tan Yee 蔡丹義 RE Advising on Corporate Finance 2010-01-06 2014-04-15
AUM132 CHOI Tan Yee 蔡丹義 RE Dealing in Securities 2010-01-06 2014-04-15
AUN113 LEUNG Ka Wai 梁嘉慧 RE Dealing in Securities 2010-01-18 2010-10-02
AUN113 LEUNG Ka Wai 梁嘉慧 RE Advising on Securities 2010-01-18 2010-10-02
AUN113 LEUNG Ka Wai 梁嘉慧 RE Advising on Corporate Finance 2010-01-18 2010-10-02
AUZ918 CHEUNG On Kit, Andrew 張安杰 RE Advising on Securities 2010-04-14 2014-06-03
AUZ918 CHEUNG On Kit, Andrew 張安杰 RE Advising on Corporate Finance 2010-04-14 2014-06-03
AUZ918 CHEUNG On Kit, Andrew 張安杰 RE Dealing in Securities 2010-04-14 2014-06-03
AVC086 CHENG Koon Yung Clifford 鄭冠勇 RE Dealing in Securities 2010-04-22 2014-04-15
AVC086 CHENG Koon Yung Clifford 鄭冠勇 RE Advising on Corporate Finance 2010-04-22 2014-04-15
AVC086 CHENG Koon Yung Clifford 鄭冠勇 RE Advising on Securities 2010-04-22 2014-04-15
AVH983 KO Ching Yuen 高禎遠 RE Advising on Securities 2010-06-09 2011-05-05
AVH983 KO Ching Yuen 高禎遠 RE Advising on Corporate Finance 2010-06-09 2011-05-05
AVH983 KO Ching Yuen 高禎遠 RE Dealing in Securities 2010-06-09 2011-05-05
AVO883 ADAMS Michael Geoffrey William RE Advising on Corporate Finance 2010-11-23 2017-02-21
AVO883 ADAMS Michael Geoffrey William RE Advising on Securities 2010-11-23 2017-02-21
AVO883 ADAMS Michael Geoffrey William RE Dealing in Securities 2010-11-23 2017-02-21
AVV519 LEUNG Ho Ming Danny 梁浩銘 RE Advising on Securities 2010-09-03 2014-04-15
AVV519 LEUNG Ho Ming Danny 梁浩銘 RE Dealing in Securities 2010-09-03 2014-04-15
AVV519 LEUNG Ho Ming Danny 梁浩銘 RE Advising on Corporate Finance 2010-09-03 2014-04-15
AWJ362 SHUM Ben 沈斌 RE Advising on Securities 2010-11-25 2012-04-02
AWJ362 SHUM Ben 沈斌 RE Advising on Corporate Finance 2010-11-25 2012-04-02
AWJ362 SHUM Ben 沈斌 RE Dealing in Securities 2010-11-25 2012-04-02
AWM801 TSANG Thomas Cheuk Man 曾卓敏 RE Advising on Corporate Finance 2013-06-03 2014-06-20
AWM801 TSANG Thomas Cheuk Man 曾卓敏 RE Advising on Securities 2013-06-03 2014-06-20
AWM801 TSANG Thomas Cheuk Man 曾卓敏 RE Dealing in Securities 2013-06-03 2014-06-20
AWR730 ZUO Si 左思 RE Advising on Corporate Finance 2018-03-12
AWR730 ZUO Si 左思 RE Advising on Securities 2018-04-18
AWR730 ZUO Si 左思 RE Dealing in Securities 2018-04-18
AXN182 TAM Ka Ian 譚嘉欣 RE Advising on Securities 2011-07-04 2014-04-15
AXN182 TAM Ka Ian 譚嘉欣 RE Advising on Corporate Finance 2011-07-04 2014-04-15
AXN182 TAM Ka Ian 譚嘉欣 RE Dealing in Securities 2011-07-04 2014-04-15
AXS321 CHAU Yu Ting 周于婷 RE Advising on Corporate Finance 2012-06-29 2013-05-21
AXT603 LO Yeuk Kai 盧若佳 RE Advising on Securities 2012-01-16 2012-07-09
AXT603 LO Yeuk Kai 盧若佳 RE Dealing in Securities 2012-01-16 2012-07-09
AXT603 LO Yeuk Kai 盧若佳 RE Advising on Corporate Finance 2012-01-16 2012-07-09
AXY065 YAU Henry Hin Yat 丘衍逸 RO Advising on Corporate Finance 2018-01-12
AYC692 HESSE Jakob Fabian RE Dealing in Securities 2011-09-23 2014-04-15
AYC692 HESSE Jakob Fabian RE Advising on Securities 2011-09-23 2014-04-15
AYC692 HESSE Jakob Fabian RE Advising on Corporate Finance 2011-09-23 2014-04-15
AYJ245 HUI Ka Ka 許嘉嘉 RE Advising on Corporate Finance 2018-07-10 2019-01-18
AYJ245 HUI Ka Ka 許嘉嘉 RE Dealing in Securities 2018-07-10 2019-01-18
AYL132 LOK Ka Fai 駱嘉暉 RE Dealing in Securities 2018-03-12 2018-04-03
AYL132 LOK Ka Fai 駱嘉暉 RE Advising on Corporate Finance 2018-03-12 2018-04-03
AZV309 LI Liwen 李立雯 RE Advising on Corporate Finance 2012-07-04 2014-07-16
AZV309 LI Liwen 李立雯 RE Advising on Securities 2014-06-17 2014-07-16
AZV309 LI Liwen 李立雯 RE Dealing in Securities 2014-06-17 2014-07-16
BAM969 NG Florence Man Shan 吳旻珊 RE Advising on Corporate Finance 2013-05-30 2014-04-15
BBT963 NGAN Siu Hon Alexander 顏肇翰 RE Advising on Securities 2013-08-27 2014-04-15
BBT963 NGAN Siu Hon Alexander 顏肇翰 RE Advising on Corporate Finance 2013-08-27 2014-04-15
BBT963 NGAN Siu Hon Alexander 顏肇翰 RE Dealing in Securities 2013-08-27 2014-04-15
BCI866 LOK Pui Yi 駱貝怡 RE Advising on Securities 2013-11-21 2014-01-05
BCI866 LOK Pui Yi 駱貝怡 RE Dealing in Securities 2013-11-21 2014-01-05
BCI866 LOK Pui Yi 駱貝怡 RE Advising on Corporate Finance 2013-11-21 2014-01-05
BCK507 NG Siu Hong 吳肇康 RE Advising on Securities 2014-05-19 2016-06-24
BCK507 NG Siu Hong 吳肇康 RE Dealing in Securities 2014-05-19 2016-06-24
BCK507 NG Siu Hong 吳肇康 RE Advising on Corporate Finance 2014-05-19 2016-06-24
BCL695 LEUNG Hoi Tung, Dominic 梁凱東 RE Dealing in Securities 2013-12-10 2014-04-16
BCL695 LEUNG Hoi Tung, Dominic 梁凱東 RE Advising on Securities 2013-12-10 2014-04-16
BCL695 LEUNG Hoi Tung, Dominic 梁凱東 RE Advising on Corporate Finance 2013-12-10 2014-04-16
BCL754 WONG Hoi Yui, Justin 黃愷睿 RE Advising on Corporate Finance 2014-07-22 2016-07-13
BCL754 WONG Hoi Yui, Justin 黃愷睿 RE Advising on Securities 2014-07-22 2016-07-13
BCL754 WONG Hoi Yui, Justin 黃愷睿 RE Dealing in Securities 2014-07-22 2016-07-13
BDL440 TONG Jiazhen 童佳禎 RE Advising on Securities 2014-05-20 2015-04-22
BDL440 TONG Jiazhen 童佳禎 RE Dealing in Securities 2014-05-20 2015-04-22
BDL440 TONG Jiazhen 童佳禎 RE Advising on Corporate Finance 2014-05-20 2015-04-22
BEC299 TSANG Yat Lung 曾逸龍 RE Dealing in Securities 2019-04-15
BEC299 TSANG Yat Lung 曾逸龍 RO Advising on Corporate Finance 2019-06-03
BEC299 TSANG Yat Lung 曾逸龍 RE Advising on Corporate Finance 2019-03-29 2019-06-03
BEE296 HUANG Jingyuan 黃婧媛 RE Advising on Corporate Finance 2014-09-17 2016-12-28
BEE296 HUANG Jingyuan 黃婧媛 RE Advising on Securities 2014-09-17 2016-12-28
BEE296 HUANG Jingyuan 黃婧媛 RE Dealing in Securities 2014-09-17 2016-12-28
BEI721 EIRANOVA Alejandro Roger RE Dealing in Securities 2014-10-20 2016-03-31
BEI721 EIRANOVA Alejandro Roger RE Advising on Securities 2014-10-20 2016-03-31
BEI721 EIRANOVA Alejandro Roger RE Advising on Corporate Finance 2014-10-20 2016-03-31
BEM321 ZHANG Quan 張全 RE Advising on Securities 2014-11-28 2017-01-31
BEM321 ZHANG Quan 張全 RE Dealing in Securities 2014-11-28 2017-01-31
BEM321 ZHANG Quan 張全 RE Advising on Corporate Finance 2014-11-28 2017-01-31
BEM326 GUO Xinxin 過欣欣 RE Advising on Corporate Finance 2014-12-02 2016-08-31
BEM326 GUO Xinxin 過欣欣 RE Dealing in Securities 2014-12-02 2016-08-31
BEM326 GUO Xinxin 過欣欣 RE Advising on Securities 2014-12-02 2016-08-31
BES331 SLAVICH David 趙大偉 RE Advising on Corporate Finance 2014-12-23 2015-11-17
BES331 SLAVICH David 趙大偉 RE Dealing in Securities 2014-12-23 2015-11-17
BES331 SLAVICH David 趙大偉 RE Advising on Securities 2014-12-23 2015-11-17
BID176 WEI Yangkun 魏揚坤 RE Advising on Corporate Finance 2016-09-06 2016-12-28
BID176 WEI Yangkun 魏揚坤 RE Dealing in Securities 2016-09-06 2016-12-28
BID176 WEI Yangkun 魏揚坤 RE Advising on Securities 2016-09-06 2016-12-28
BJK540 LEUNG Hei Tung, Hitomi 梁希瞳 RE Dealing in Securities 2018-05-02 2018-12-01
BJK540 LEUNG Hei Tung, Hitomi 梁希瞳 RE Advising on Corporate Finance 2018-05-02 2018-12-01
BJW110 WANG Qiong 王瓊 RE Dealing in Securities 2018-01-12 2018-11-16
BJW110 WANG Qiong 王瓊 RE Advising on Corporate Finance 2018-01-12 2018-11-16
BMC196 LO Wing Sze Winsy 盧泳詩 RE Dealing in Securities 2018-07-31
BMC196 LO Wing Sze Winsy 盧泳詩 RE Advising on Corporate Finance 2018-07-31
BNS722 LUM Shing Hin Wilbert 林承軒 RE Advising on Corporate Finance 2018-10-30
BNS722 LUM Shing Hin Wilbert 林承軒 RE Dealing in Securities 2019-01-30
BOA923 KAM Chi Kai 甘智楷 RE Dealing in Securities 2019-02-15
BOA923 KAM Chi Kai 甘智楷 RE Advising on Corporate Finance 2019-02-15

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