Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licensed institution AAI751
UOB Asia (Hong Kong) Limited
新加坡大華亞洲(香港)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAI751 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Asset Management 2003-04-01 2005-08-23
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Dealing in Securities 2003-04-01 2005-08-23
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Securities 2003-04-01 2005-08-23
AAB214 CHEONG Ying Chew, Henry 張英潮 RO Advising on Corporate Finance 2003-04-01 2005-08-23
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Advising on Securities 2003-04-01 2005-10-31
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Advising on Corporate Finance 2003-04-01 2005-10-31
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Dealing in Securities 2005-01-18 2005-10-31
AAC032 SHE Chiu Shun Ernest 佘超舜 RO Asset Management 2005-01-18 2005-10-31
AAI759 CHAN Tze Leung 陳子亮 RO Advising on Corporate Finance 2003-04-01 2011-03-01
AAI759 CHAN Tze Leung 陳子亮 RO Dealing in Securities 2003-04-01 2011-03-01
AAI759 CHAN Tze Leung 陳子亮 RO Advising on Securities 2003-04-01 2011-03-01
AAI759 CHAN Tze Leung 陳子亮 RO Asset Management 2003-04-01 2008-04-01
AAI778 YUNG Wai Kai 翁偉佳 RO Asset Management 2003-04-01 2004-06-04
AAI778 YUNG Wai Kai 翁偉佳 RO Dealing in Securities 2003-04-01 2004-06-04
AAI778 YUNG Wai Kai 翁偉佳 RO Advising on Corporate Finance 2003-04-01 2004-06-04
AAI778 YUNG Wai Kai 翁偉佳 RO Advising on Securities 2003-04-01 2004-06-04
ABM002 LEE Man Sau, Patricia 李文秀 RO Dealing in Securities 2005-04-01 2008-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RO Advising on Securities 2005-04-01 2008-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RO Asset Management 2005-04-01 2008-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RO Advising on Corporate Finance 2005-04-01 2008-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RE Advising on Corporate Finance 2003-04-01 2005-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RE Asset Management 2003-04-01 2005-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RE Advising on Securities 2003-04-01 2005-04-01
ABM002 LEE Man Sau, Patricia 李文秀 RE Dealing in Securities 2003-04-01 2005-04-01
ABX510 YIP Kwok Kwan 葉國均 RO Advising on Securities 2005-08-29 2011-03-01
ABX510 YIP Kwok Kwan 葉國均 RO Advising on Corporate Finance 2005-08-29 2011-03-01
ABX510 YIP Kwok Kwan 葉國均 RO Dealing in Securities 2005-08-29 2011-03-01
ABX510 YIP Kwok Kwan 葉國均 RE Advising on Securities 2005-07-12 2005-08-29
ABX510 YIP Kwok Kwan 葉國均 RE Dealing in Securities 2005-07-12 2005-08-29
ABX510 YIP Kwok Kwan 葉國均 RE Advising on Corporate Finance 2005-07-12 2005-08-29
ACH474 CHEUNG Mo Yin 張舞燕 RO Advising on Corporate Finance 2005-10-07 2006-04-02
ACH474 CHEUNG Mo Yin 張舞燕 RO Advising on Securities 2005-10-07 2006-04-02
ACH474 CHEUNG Mo Yin 張舞燕 RO Dealing in Securities 2005-10-07 2006-04-02
ACH474 CHEUNG Mo Yin 張舞燕 RE Advising on Corporate Finance 2004-07-10 2005-10-07
ACH474 CHEUNG Mo Yin 張舞燕 RE Advising on Securities 2004-10-08 2005-10-07
ACH474 CHEUNG Mo Yin 張舞燕 RE Dealing in Securities 2004-10-08 2005-10-07
ADE459 GUO Tianjue 郭天覺 RE Advising on Corporate Finance 2003-04-01 2005-10-03
ADE459 GUO Tianjue 郭天覺 RE Asset Management 2003-04-01 2005-10-03
ADE459 GUO Tianjue 郭天覺 RE Advising on Securities 2003-04-01 2005-10-03
ADE459 GUO Tianjue 郭天覺 RE Dealing in Securities 2003-08-18 2005-10-03
ADR451 POON Chung Lim, Anthony 潘仲廉 RE Advising on Corporate Finance 2004-08-05 2005-09-06
ADR451 POON Chung Lim, Anthony 潘仲廉 RE Advising on Securities 2004-12-16 2005-09-06
ADR451 POON Chung Lim, Anthony 潘仲廉 RE Dealing in Securities 2004-12-16 2005-09-06
AFP991 CHOY Kam Lun 蔡錦倫 RE Advising on Securities 2005-12-09 2007-05-18
AFP991 CHOY Kam Lun 蔡錦倫 RE Advising on Corporate Finance 2005-12-09 2007-05-18
AFP991 CHOY Kam Lun 蔡錦倫 RE Dealing in Securities 2006-03-29 2007-05-18
AFS967 WONG Susan 王素珊 RE Advising on Securities 2003-04-01 2003-10-23
AFS967 WONG Susan 王素珊 RE Advising on Corporate Finance 2003-04-01 2003-10-23
AFS967 WONG Susan 王素珊 RE Asset Management 2003-04-01 2003-10-23
AFS967 WONG Susan 王素珊 RE Dealing in Securities 2003-08-18 2003-10-23
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RO Advising on Corporate Finance 2006-10-09 2009-11-28
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RO Dealing in Securities 2006-10-09 2009-11-28
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RO Advising on Securities 2006-10-09 2009-11-28
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Advising on Securities 2005-07-15 2006-10-09
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Advising on Corporate Finance 2005-07-15 2006-10-09
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Dealing in Securities 2005-07-15 2006-10-09
AFX948 LAM Chi Kan 林志勤 RE Advising on Securities 2003-04-01 2004-06-04
AFX948 LAM Chi Kan 林志勤 RE Asset Management 2003-04-01 2004-06-04
AFX948 LAM Chi Kan 林志勤 RE Advising on Corporate Finance 2003-04-01 2004-06-04
AFX948 LAM Chi Kan 林志勤 RE Dealing in Securities 2003-08-18 2004-06-04
AGE924 TESLUK Timothy Michael RE Advising on Securities 2003-04-01 2005-08-31
AGE924 TESLUK Timothy Michael RE Asset Management 2003-04-01 2005-08-31
AGE924 TESLUK Timothy Michael RE Advising on Corporate Finance 2003-04-01 2005-08-31
AGE924 TESLUK Timothy Michael RE Dealing in Securities 2003-08-18 2005-08-31
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Asset Management 2003-04-01 2005-09-22
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Advising on Corporate Finance 2003-04-01 2005-09-22
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Advising on Securities 2003-04-01 2005-09-22
AGJ901 KWOK Wai Ki, Henry 郭偉奇 RE Dealing in Securities 2003-08-18 2005-09-22
AGJ902 KO Wilson Wai Shun 高偉舜 RE Asset Management 2003-04-01 2004-06-04
AGJ902 KO Wilson Wai Shun 高偉舜 RE Advising on Securities 2003-04-01 2004-06-04
AGJ902 KO Wilson Wai Shun 高偉舜 RE Advising on Corporate Finance 2003-04-01 2004-06-04
AGJ902 KO Wilson Wai Shun 高偉舜 RE Dealing in Securities 2003-08-18 2004-06-04
AHC408 JEN Christopher Weiyuan 任維遠 RE Asset Management 2003-04-01 2004-08-09
AHC408 JEN Christopher Weiyuan 任維遠 RE Advising on Securities 2003-04-01 2004-08-09
AHC408 JEN Christopher Weiyuan 任維遠 RE Advising on Corporate Finance 2003-04-01 2004-08-09
AHC408 JEN Christopher Weiyuan 任維遠 RE Dealing in Securities 2003-08-18 2004-08-09
AHJ433 YEUNG Tin Long 楊天朗 RE Advising on Securities 2003-04-01 2006-02-25
AHJ433 YEUNG Tin Long 楊天朗 RE Advising on Corporate Finance 2003-04-01 2006-02-25
AHJ433 YEUNG Tin Long 楊天朗 RE Dealing in Securities 2003-08-18 2006-02-25
AHJ433 YEUNG Tin Long 楊天朗 RE Asset Management 2003-04-01 2005-11-02
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Advising on Corporate Finance 2005-11-24 2008-03-01
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Advising on Securities 2005-11-24 2008-03-01
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Dealing in Securities 2005-11-24 2008-03-01
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Securities 2005-08-03 2005-11-24
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Dealing in Securities 2005-08-03 2005-11-24
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Corporate Finance 2005-08-03 2005-11-24
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Corporate Finance 2007-05-14 2008-03-01
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Dealing in Securities 2007-05-14 2008-03-01
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Securities 2007-05-14 2008-03-01
AJK800 KWOK Lai Tsui 郭麗翠 RO Advising on Corporate Finance 2010-10-27 2011-03-01
AJK800 KWOK Lai Tsui 郭麗翠 RO Dealing in Securities 2010-10-27 2011-03-01
AJK800 KWOK Lai Tsui 郭麗翠 RO Advising on Securities 2010-10-27 2011-03-01
AJK800 KWOK Lai Tsui 郭麗翠 RE Advising on Corporate Finance 2006-01-09 2010-10-27
AJK800 KWOK Lai Tsui 郭麗翠 RE Advising on Securities 2006-04-27 2010-10-27
AJK800 KWOK Lai Tsui 郭麗翠 RE Dealing in Securities 2006-04-27 2010-10-27
ALU744 YUE Ho Tung, Tony 余浩東 RE Advising on Corporate Finance 2005-03-29 2005-11-26
ALU744 YUE Ho Tung, Tony 余浩東 RE Advising on Securities 2005-03-29 2005-11-26
ALU744 YUE Ho Tung, Tony 余浩東 RE Dealing in Securities 2005-03-29 2005-11-26
ALU917 HUA Ni 華霓 RE Advising on Securities 2005-03-29 2005-11-01
ALU917 HUA Ni 華霓 RE Dealing in Securities 2005-03-29 2005-11-01
ALU917 HUA Ni 華霓 RE Advising on Corporate Finance 2005-03-29 2005-11-01
AMS243 WONG Wing Wah 黃穎華 RE Dealing in Securities 2006-01-03 2008-03-01
AMS243 WONG Wing Wah 黃穎華 RE Advising on Securities 2006-01-03 2008-03-01
AMS243 WONG Wing Wah 黃穎華 RE Advising on Corporate Finance 2006-01-03 2008-03-01
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Dealing in Securities 2006-04-20 2008-02-10
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Advising on Securities 2006-04-20 2008-02-10
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Advising on Corporate Finance 2006-04-20 2008-02-10
ANG973 LEE Ka Fai 李嘉輝 RE Advising on Corporate Finance 2006-05-26 2009-08-11
ANG973 LEE Ka Fai 李嘉輝 RE Dealing in Securities 2006-05-26 2009-08-11
ANG973 LEE Ka Fai 李嘉輝 RE Advising on Securities 2006-05-26 2009-08-11
ANH409 CHAN Kwok Chun 陳國俊 RE Dealing in Securities 2006-05-26 2010-05-07
ANH409 CHAN Kwok Chun 陳國俊 RE Advising on Securities 2006-05-26 2010-05-07
ANH409 CHAN Kwok Chun 陳國俊 RE Advising on Corporate Finance 2006-05-26 2010-05-07
ANK089 SO Chung Yin, Willie 蘇仲賢 RE Dealing in Securities 2006-06-23 2007-04-06
ANK089 SO Chung Yin, Willie 蘇仲賢 RE Advising on Corporate Finance 2006-06-23 2007-04-06
ANK089 SO Chung Yin, Willie 蘇仲賢 RE Advising on Securities 2006-06-23 2007-04-06
APH097 KOH Kwai Yim 高貴艷 RO Dealing in Securities 2008-01-08 2011-03-01
APH097 KOH Kwai Yim 高貴艷 RO Advising on Corporate Finance 2008-01-08 2011-03-01
APH097 KOH Kwai Yim 高貴艷 RO Advising on Securities 2008-01-08 2011-03-01
APH097 KOH Kwai Yim 高貴艷 RE Dealing in Securities 2007-08-21 2008-01-08
APH097 KOH Kwai Yim 高貴艷 RE Advising on Securities 2007-08-21 2008-01-08
APH097 KOH Kwai Yim 高貴艷 RE Advising on Corporate Finance 2007-08-21 2008-01-08
APH114 LAM Sau Yi 林秀儀 RE Dealing in Securities 2007-08-21 2008-07-02
APH114 LAM Sau Yi 林秀儀 RE Advising on Corporate Finance 2007-08-21 2008-07-02
APH114 LAM Sau Yi 林秀儀 RE Advising on Securities 2007-08-21 2008-07-02
APH114 LAM Sau Yi 林秀儀 RE Asset Management 2007-08-21 2008-04-01
APL664 YIM Yee Kei 嚴依淇 RE Dealing in Securities 2007-09-25 2008-01-10
APL664 YIM Yee Kei 嚴依淇 RE Advising on Securities 2007-09-25 2008-01-10
APL664 YIM Yee Kei 嚴依淇 RE Advising on Corporate Finance 2007-09-25 2008-01-10
ATO160 TAM Yin Ming, Cecilia 譚燕明 RE Advising on Securities 2009-09-11 2010-11-06
ATO160 TAM Yin Ming, Cecilia 譚燕明 RE Advising on Corporate Finance 2009-09-11 2010-11-06
ATO160 TAM Yin Ming, Cecilia 譚燕明 RE Dealing in Securities 2009-09-11 2010-11-06
AUX369 LAM Long Hin, Hiram 林朗軒 RE Advising on Securities 2010-05-04 2011-03-01
AUX369 LAM Long Hin, Hiram 林朗軒 RE Advising on Corporate Finance 2010-05-04 2011-03-01
AUX369 LAM Long Hin, Hiram 林朗軒 RE Dealing in Securities 2010-05-04 2011-03-01

Talk to us if you’re interested in using our tools to make informed decisions:

Send us a message to [email protected], or use the form below: