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Hong Kong SFC licensed institution AAI429
Haitong International Investment Managers Limited
海通國際投資經理有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAI429 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE708 LEE CHAK Winnie 李翟永瑩 RO Asset Management 2005-09-21 2007-03-31
AAE708 LEE CHAK Winnie 李翟永瑩 RO Dealing in Securities 2005-09-21 2007-03-31
AAE708 LEE CHAK Winnie 李翟永瑩 RO Advising on Securities 2005-11-15 2007-03-31
AAE708 LEE CHAK Winnie 李翟永瑩 RE Dealing in Securities 2005-06-01 2005-09-21
AAE708 LEE CHAK Winnie 李翟永瑩 RE Asset Management 2005-06-01 2005-09-21
AAF883 TANG Chi Hong 鄧志康 RO Dealing in Securities 2005-08-16 2006-09-01
AAI586 LEE Shuk Ying, Nancy 李淑英 RO Advising on Securities 2007-04-25 2009-01-10
AAI586 LEE Shuk Ying, Nancy 李淑英 RO Asset Management 2007-04-25 2009-01-10
AAI586 LEE Shuk Ying, Nancy 李淑英 RE Asset Management 2007-03-21 2007-04-25
AAI586 LEE Shuk Ying, Nancy 李淑英 RE Advising on Securities 2007-03-21 2007-04-25
AAS664 LAM William Ka Chung 林家璁 RO Asset Management 2003-10-07 2006-04-24
ABZ221 LEUNG Kwok Hoe, Kevin 梁國豪 RE Advising on Securities 2003-08-08 2003-08-11
ABZ221 LEUNG Kwok Hoe, Kevin 梁國豪 RE Asset Management 2003-08-08 2003-08-11
ABZ221 LEUNG Kwok Hoe, Kevin 梁國豪 RO Advising on Securities 2003-04-01 2003-08-08
ABZ221 LEUNG Kwok Hoe, Kevin 梁國豪 RO Asset Management 2003-04-01 2003-08-08
ABZ221 LEUNG Kwok Hoe, Kevin 梁國豪 RO Advising on Corporate Finance 2003-04-01 2003-08-08
ACC519 CHU Kwok Leung, Barry 朱國良 RE Asset Management 2012-06-29 2014-12-12
ACI099 LAU Yiu Wai 劉耀威 RO Advising on Securities 2007-03-16 2012-03-01
ACI099 LAU Yiu Wai 劉耀威 RO Asset Management 2007-03-16 2012-03-01
ACI099 LAU Yiu Wai 劉耀威 RO Dealing in Securities 2009-02-26 2012-03-01
ACJ599 CHAN Ching Kwan 陳靜君 RE Dealing in Securities 2004-11-10 2005-01-25
ACW766 KOO Wing Tat, Vincent 古頴達 RO Asset Management 2003-04-01 2005-07-19
ACW766 KOO Wing Tat, Vincent 古頴達 RO Dealing in Securities 2003-04-01 2005-07-19
ACW766 KOO Wing Tat, Vincent 古頴達 RO Advising on Securities 2003-04-01 2004-07-07
ACW766 KOO Wing Tat, Vincent 古頴達 RO Advising on Futures Contracts 2003-04-01 2004-07-07
ACW766 KOO Wing Tat, Vincent 古頴達 RO Advising on Corporate Finance 2003-04-01 2004-07-07
ACY383 WOO Peter 吳培魏 RE Asset Management 2008-05-26 2008-05-26
ACZ125 YIP Ching Shan 葉青山 RE Dealing in Securities 2007-08-03 2008-01-01
ADI031 LO Kung Hang 羅功恆 RE Asset Management 2007-10-02 2009-04-25
ADU361 CHAN Siu Kei, Edmund 陳兆璣 RE Dealing in Securities 2007-03-23 2007-11-03
ADX694 CHEUNG Kwok Wai 張國威 RO Dealing in Securities 2007-03-16 2010-01-15
ADX923 LEUNG Chi Chung 梁志忠 RO Dealing in Securities 2009-04-21 2011-09-13
ADX923 LEUNG Chi Chung 梁志忠 RO Asset Management 2009-04-21 2011-09-13
ADX923 LEUNG Chi Chung 梁志忠 RO Advising on Securities 2009-04-21 2011-09-13
ADX923 LEUNG Chi Chung 梁志忠 RE Advising on Securities 2008-09-29 2009-04-21
ADX923 LEUNG Chi Chung 梁志忠 RE Dealing in Securities 2008-09-29 2009-04-21
ADX923 LEUNG Chi Chung 梁志忠 RE Asset Management 2008-09-29 2009-04-21
AEF534 YIN Richard Yingneng 尹應能 RO Advising on Corporate Finance 2003-04-01 2003-06-06
AEF534 YIN Richard Yingneng 尹應能 RO Advising on Securities 2003-04-01 2003-06-06
AEF534 YIN Richard Yingneng 尹應能 RO Asset Management 2003-04-01 2003-06-06
AEI068 CHOO Chong Yao, Patrick 朱仲堯 RO Asset Management 2003-04-01 2005-12-01
AEI068 CHOO Chong Yao, Patrick 朱仲堯 RO Dealing in Securities 2004-07-07 2005-12-01
AEI068 CHOO Chong Yao, Patrick 朱仲堯 RO Advising on Securities 2003-04-01 2004-04-08
AEI068 CHOO Chong Yao, Patrick 朱仲堯 RO Advising on Futures Contracts 2003-04-01 2004-04-08
AEI068 CHOO Chong Yao, Patrick 朱仲堯 RO Advising on Corporate Finance 2003-04-01 2003-05-19
AEJ093 CHAN Tak Shing, Ivan 陳得誠 RO Asset Management 2007-10-29 2009-02-28
AEJ093 CHAN Tak Shing, Ivan 陳得誠 RO Dealing in Securities 2008-05-21 2009-02-28
AEJ093 CHAN Tak Shing, Ivan 陳得誠 RE Dealing in Securities 2004-01-29 2008-05-21
AEJ093 CHAN Tak Shing, Ivan 陳得誠 RE Asset Management 2003-04-01 2007-10-29
AEJ093 CHAN Tak Shing, Ivan 陳得誠 RE Advising on Securities 2003-04-01 2004-01-06
AEJ093 CHAN Tak Shing, Ivan 陳得誠 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AEL746 YAN Kai Chi, Danny 甄啟智 RO Asset Management 2009-03-26 2011-10-08
AEL746 YAN Kai Chi, Danny 甄啟智 RO Advising on Securities 2009-03-26 2011-10-08
AEL746 YAN Kai Chi, Danny 甄啟智 RE Asset Management 2008-08-19 2009-03-26
AEL746 YAN Kai Chi, Danny 甄啟智 RE Advising on Securities 2008-08-19 2009-03-26
AEO419 MEI Anthony Hsiao Tung 梅曉東 RO Asset Management 2005-08-03 2007-03-31
AEO419 MEI Anthony Hsiao Tung 梅曉東 RO Dealing in Securities 2005-08-03 2007-03-31
AEO419 MEI Anthony Hsiao Tung 梅曉東 RO Advising on Securities 2005-11-15 2007-03-31
AEO419 MEI Anthony Hsiao Tung 梅曉東 RE Asset Management 2005-07-20 2005-08-03
AFB117 CHAN Siu Chung 陳兆聰 RE Asset Management 2003-04-01 2003-12-30
AFB117 CHAN Siu Chung 陳兆聰 RE Advising on Corporate Finance 2003-04-01 2003-12-29
AFB117 CHAN Siu Chung 陳兆聰 RE Advising on Securities 2003-04-01 2003-12-29
AFD257 LEUNG Hoi Yuen, Arthur 梁開源 RO Dealing in Securities 2006-09-27 2007-03-31
AFH098 CHAN Ching Wan 陳青雲 RO Asset Management 2007-11-19 2008-05-21
AFH098 CHAN Ching Wan 陳青雲 RO Advising on Securities 2007-11-19 2008-05-21
AFH098 CHAN Ching Wan 陳青雲 RO Dealing in Securities 2007-11-19 2008-05-21
AFI668 SEN Tung Ning 神東寧 RO Asset Management 2008-03-31 2009-11-14
AFI668 SEN Tung Ning 神東寧 RO Advising on Securities 2008-05-21 2009-11-14
AFI668 SEN Tung Ning 神東寧 RE Dealing in Securities 2008-10-29 2009-02-28
AFI668 SEN Tung Ning 神東寧 RE Advising on Securities 2007-12-05 2008-05-21
AFI668 SEN Tung Ning 神東寧 RE Asset Management 2007-12-05 2008-03-31
AFK555 CHOI Kin Man 蔡健民 RE Dealing in Securities 2010-12-02 2011-04-22
AFP040 POON Mung Yu 潘夢如 RE Asset Management 2003-04-01 2007-09-01
AFP040 POON Mung Yu 潘夢如 RE Dealing in Securities 2004-01-29 2007-09-01
AFP040 POON Mung Yu 潘夢如 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AFP040 POON Mung Yu 潘夢如 RE Advising on Securities 2003-04-01 2004-01-06
AFT999 YEE Yin Ching, Tracy 余彥澄 RE Asset Management 2003-04-01 2004-09-27
AFT999 YEE Yin Ching, Tracy 余彥澄 RE Dealing in Securities 2004-01-29 2004-09-27
AFT999 YEE Yin Ching, Tracy 余彥澄 RE Advising on Securities 2003-04-01 2004-01-07
AFT999 YEE Yin Ching, Tracy 余彥澄 RE Advising on Corporate Finance 2003-04-01 2004-01-07
AFW108 RATTIWAT Samson 范頌才 RO Dealing in Securities 2007-03-30 2007-11-21
AFW108 RATTIWAT Samson 范頌才 RO Asset Management 2007-03-30 2007-11-21
AFW108 RATTIWAT Samson 范頌才 RO Advising on Securities 2007-03-30 2007-11-21
AGA695 LEE Kwok Cheong 李國昌 RE Dealing in Securities 2006-04-19 2008-08-30
AGA695 LEE Kwok Cheong 李國昌 RE Asset Management 2007-10-25 2008-08-30
AGA695 LEE Kwok Cheong 李國昌 RE Asset Management 2003-04-01 2006-04-19
AGA695 LEE Kwok Cheong 李國昌 RE Advising on Securities 2003-04-01 2004-01-05
AGA695 LEE Kwok Cheong 李國昌 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AGC912 CHOI Wing Kam 蔡詠琴 RE Advising on Securities 2009-06-22 2011-08-20
AGC912 CHOI Wing Kam 蔡詠琴 RE Asset Management 2009-06-22 2011-08-20
AGC926 WATANABE Hidetoshi 渡部英俊 RE Advising on Securities 2011-04-07 2012-08-02
AGC926 WATANABE Hidetoshi 渡部英俊 RO Dealing in Securities 2011-10-13 2012-08-02
AGC926 WATANABE Hidetoshi 渡部英俊 RE Dealing in Securities 2008-09-05 2009-03-06
AGI851 KWONG Lai Ping 鄺麗冰 RE Dealing in Securities 2006-07-03 2007-07-01
AGI851 KWONG Lai Ping 鄺麗冰 RE Advising on Securities 2006-07-03 2007-07-01
AGL771 WAT Ka Fai, Joshua 屈家輝 RE Asset Management 2008-06-25 2011-12-06
AGT453 MOK Chung Sum 莫仲森 RE Dealing in Securities 2007-10-24 2008-04-19
AGW724 TSAI Ching Long 蔡青龍 RE Advising on Securities 2010-09-09 2011-03-01
AGW724 TSAI Ching Long 蔡青龍 RE Asset Management 2010-09-09 2011-03-01
AGW724 TSAI Ching Long 蔡青龍 RE Dealing in Securities 2010-09-09 2011-03-01
AHC209 LEUNG Sandy So Kam 梁素琴 RE Asset Management 2003-04-01 2005-09-28
AHC209 LEUNG Sandy So Kam 梁素琴 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AHC209 LEUNG Sandy So Kam 梁素琴 RE Advising on Securities 2003-04-01 2004-01-05
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Dealing in Securities 2010-06-30 2010-11-08
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Asset Management 2010-06-30 2010-11-08
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Advising on Securities 2010-09-21 2010-11-08
AHI371 LAU WONG Rebecca Yuk Fung 劉黃玉鳳 RO Asset Management 2003-07-09 2007-03-31
AHI371 LAU WONG Rebecca Yuk Fung 劉黃玉鳳 RO Dealing in Securities 2005-05-03 2007-03-31
AHI371 LAU WONG Rebecca Yuk Fung 劉黃玉鳳 RO Advising on Securities 2005-11-15 2007-03-31
AHM924 YAU Fai San 邱飛珊 RE Advising on Securities 2003-04-01 2003-05-29
AHM924 YAU Fai San 邱飛珊 RE Asset Management 2003-04-01 2003-05-29
AHM924 YAU Fai San 邱飛珊 RE Advising on Corporate Finance 2003-04-01 2003-05-29
AHM935 CHAN Ka Ming 陳嘉鳴 RE Asset Management 2003-04-01 2004-09-06
AHM935 CHAN Ka Ming 陳嘉鳴 RE Dealing in Securities 2004-01-29 2004-09-06
AHM935 CHAN Ka Ming 陳嘉鳴 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AHM935 CHAN Ka Ming 陳嘉鳴 RE Advising on Securities 2003-04-01 2004-01-06
AHN865 POON Sunny Pak Hin 潘柏軒 RE Asset Management 2008-06-26 2010-12-29
AHS857 HOU Ching Chen 侯敬真 RE Asset Management 2008-09-29 2010-08-07
AIJ676 CHOW Sze Wan 周詩韻 RE Asset Management 2017-10-03 2017-12-21
AIJ676 CHOW Sze Wan 周詩韻 RE Advising on Securities 2017-10-03 2017-12-21
AIJ676 CHOW Sze Wan 周詩韻 RE Dealing in Securities 2017-10-03 2017-12-21
AIR362 KONG Wai Kei 江偉基 RE Dealing in Securities 2006-04-19 2006-07-05
AIR362 KONG Wai Kei 江偉基 RE Asset Management 2005-01-06 2006-04-19
AJC736 ZHANG Wenxian 張文先 RE Asset Management 2013-12-13
AJC736 ZHANG Wenxian 張文先 RE Dealing in Securities 2013-12-13
AJC736 ZHANG Wenxian 張文先 RE Advising on Securities 2013-12-13
AJG153 LAU Man 劉敏 RE Asset Management 2004-02-02 2004-05-19
AKT393 YAU Shuk Man, Winnie 丘淑雯 RE Dealing in Securities 2005-06-30 2006-04-22
AKT393 YAU Shuk Man, Winnie 丘淑雯 RE Asset Management 2005-06-30 2006-04-22
ALB323 CHAN Hing Sang, Alexander 陳慶生 RE Dealing in Securities 2009-08-24 2010-02-11
ALB323 CHAN Hing Sang, Alexander 陳慶生 RE Asset Management 2009-10-16 2010-02-11
ALE802 WONG Siu Keung, Sony 黃紹強 RE Asset Management 2005-05-26 2007-08-31
ALE802 WONG Siu Keung, Sony 黃紹強 RE Dealing in Securities 2005-05-26 2007-08-31
ALH855 LUK Wai Kei, Vicky 陸衛琦 RE Dealing in Securities 2006-04-19 2010-10-03
ALH855 LUK Wai Kei, Vicky 陸衛琦 RE Asset Management 2007-12-19 2010-10-03
ALH855 LUK Wai Kei, Vicky 陸衛琦 RE Asset Management 2004-11-03 2006-04-19
ALK169 CHAN Chun Keung 陳駿強 RE Dealing in Securities 2004-12-16 2006-01-16
ALK169 CHAN Chun Keung 陳駿強 RE Asset Management 2004-12-16 2006-01-16
ALN369 HO Ping Kwan 何秉鈞 RE Dealing in Securities 2011-11-07 2015-03-06
ALO496 CHAN Chak Sum 陳澤森 RE Dealing in Securities 2009-08-19 2010-02-08
ALQ199 LAU Nga Yeung 劉雅揚 RE Dealing in Securities 2010-09-29 2017-07-11
AMA243 LAI Ka Yan, Andrea 黎嘉欣 RE Asset Management 2005-05-26 2011-10-14
AMA243 LAI Ka Yan, Andrea 黎嘉欣 RO Dealing in Securities 2009-12-21 2011-10-14
AMA243 LAI Ka Yan, Andrea 黎嘉欣 RE Dealing in Securities 2005-05-26 2009-12-21
AMB387 CHEUNG Ka Mei 張家美 RE Asset Management 2016-11-14 2017-06-02
AMB387 CHEUNG Ka Mei 張家美 RE Advising on Securities 2016-11-14 2017-06-02
AMB387 CHEUNG Ka Mei 張家美 RE Dealing in Securities 2016-11-14 2017-06-02
AMC666 MOK Wai Man, Derek 莫偉民 RE Asset Management 2011-01-05 2014-03-20
AMC666 MOK Wai Man, Derek 莫偉民 RE Advising on Securities 2011-01-05 2014-03-20
AML493 WAT Yuen Yee 屈婉宜 RO Dealing in Securities 2006-01-03 2007-03-31
AML493 WAT Yuen Yee 屈婉宜 RO Asset Management 2006-01-03 2007-03-31
AML493 WAT Yuen Yee 屈婉宜 RO Advising on Securities 2006-12-20 2007-03-31
AML493 WAT Yuen Yee 屈婉宜 RE Advising on Securities 2006-01-03 2006-12-20
AML493 WAT Yuen Yee 屈婉宜 RE Dealing in Securities 2005-10-26 2006-01-03
AML493 WAT Yuen Yee 屈婉宜 RE Asset Management 2005-10-26 2006-01-03
AMW360 SATO Tomoko 佐藤智子 RE Dealing in Securities 2005-12-22 2007-01-22
AMX138 HE Jing 何婧 RE Asset Management 2007-09-25 2008-08-18
ANG415 YANG Yingying 楊莹莹 RE Dealing in Securities 2006-05-11 2009-03-14
ANG415 YANG Yingying 楊莹莹 RE Asset Management 2006-05-11 2009-03-14
ANM327 LIU Chin Ting 廖展霆 RE Dealing in Securities 2011-11-07 2012-06-18
ANM894 CHONG Yun Chi 莊潤芝 RE Dealing in Securities 2006-07-28 2006-09-15
ANQ012 POON Tin Che 潘天賜 RE Dealing in Securities 2006-07-04 2008-10-28
ANQ012 POON Tin Che 潘天賜 RE Asset Management 2007-12-19 2008-10-28
ANQ431 CHAN Kwok Keung 陳國強 RO Dealing in Securities 2007-02-15 2007-03-31
ANQ431 CHAN Kwok Keung 陳國強 RO Advising on Securities 2007-02-15 2007-03-31
ANQ431 CHAN Kwok Keung 陳國強 RO Asset Management 2007-02-15 2007-03-31
ANR767 WONG Wei Man 王慧敏 RE Dealing in Securities 2011-11-07 2017-09-06
AOD111 HO Long Shan, Leonard 何朗山 RE Advising on Securities 2017-09-27
AOD111 HO Long Shan, Leonard 何朗山 RE Asset Management 2017-09-27
AOD111 HO Long Shan, Leonard 何朗山 RE Dealing in Securities 2017-09-27
AOU629 CHAN Kai Ming, Ricky 陳啟明 RE Asset Management 2008-11-24 2011-10-01
AOW946 CHUNG Chi Yat 鍾智逸 RE Dealing in Securities 2011-11-07 2013-05-22
APH784 MO Chun Wan 武震寰 RE Asset Management 2015-04-08
APH784 MO Chun Wan 武震寰 RE Advising on Securities 2015-04-08
API186 LEE Yat Chun 李逸俊 RE Asset Management 2010-11-24 2012-03-13
API186 LEE Yat Chun 李逸俊 RE Advising on Securities 2010-11-24 2012-03-13
API186 LEE Yat Chun 李逸俊 RE Dealing in Securities 2011-04-07 2012-03-13
API186 LEE Yat Chun 李逸俊 RE Asset Management 2008-05-03 2010-07-10
API186 LEE Yat Chun 李逸俊 RE Advising on Securities 2009-04-14 2010-07-10
APW942 LI Pak Wang, Daniel 李柏宏 RO Asset Management 2010-05-20 2010-10-05
APW942 LI Pak Wang, Daniel 李柏宏 RO Advising on Securities 2010-05-20 2010-10-05
AQI077 SIU Yuen Pang, Barron 蕭元鵬 RE Dealing in Securities 2010-08-02 2011-07-09
AQI137 LOU Ying Ying 婁瑩瑩 RE Dealing in Securities 2008-02-26 2010-05-30
AQI137 LOU Ying Ying 婁瑩瑩 RE Asset Management 2008-08-14 2010-05-30
AQJ528 PANG Chun Fai 彭振輝 RE Advising on Securities 2010-08-23 2012-08-01
AQJ528 PANG Chun Fai 彭振輝 RE Dealing in Securities 2010-08-23 2012-08-01
AQJ528 PANG Chun Fai 彭振輝 RE Asset Management 2011-08-05 2012-08-01
AQJ843 HO Ho Cheong 何浩昌 RE Dealing in Securities 2008-03-11 2012-12-06
AQJ843 HO Ho Cheong 何浩昌 RE Asset Management 2008-03-11 2009-08-03
AQP580 ZHOU Heng 周珩 RE Advising on Securities 2011-11-01 2012-05-19
AQP580 ZHOU Heng 周珩 RE Asset Management 2011-11-01 2012-05-19
AQP580 ZHOU Heng 周珩 RE Dealing in Securities 2011-11-01 2012-05-19
AQR189 YU Ka Ho, Bernard 余家豪 RE Asset Management 2012-02-09 2013-11-15
AQR189 YU Ka Ho, Bernard 余家豪 RE Advising on Securities 2012-02-09 2013-11-15
AQV963 CHAU Lai Fong 仇麗芳 RE Dealing in Securities 2011-11-07 2015-04-03
AQZ529 LI Monica Fan Lan 李芬蘭 RE Asset Management 2011-01-31 2013-02-16
AQZ664 CHOW Wing Yan, Joseph 周永忻 RE Asset Management 2008-06-05 2012-03-13
ARF125 LEUNG Chun Lee 梁俊莉 RE Asset Management 2008-07-31 2009-11-19
ARF358 KWAN Yee Mei 關綺媚 RE Dealing in Securities 2008-08-01 2008-10-28
ARF358 KWAN Yee Mei 關綺媚 RE Asset Management 2008-09-23 2008-10-28
ARG777 CHEN Xuan 陳煊 RO Asset Management 2016-09-28 2018-07-03
ARG777 CHEN Xuan 陳煊 RO Advising on Securities 2016-09-28 2018-07-03
ARG777 CHEN Xuan 陳煊 RO Dealing in Securities 2016-09-28 2018-07-03
ARG777 CHEN Xuan 陳煊 RE Asset Management 2010-07-27 2012-06-12
ARG777 CHEN Xuan 陳煊 RE Advising on Securities 2011-06-30 2012-06-12
ARH183 KOH Sia Lin, Shirlly 許夏琳 RE Asset Management 2008-08-19 2009-06-13
ARH183 KOH Sia Lin, Shirlly 許夏琳 RE Dealing in Securities 2008-08-19 2009-06-13
ARH481 YANG Yang 楊阳 RE Asset Management 2008-08-19 2009-10-14
ARS552 ZHAO Yang 趙陽 RE Asset Management 2012-08-21 2017-08-09
ARS552 ZHAO Yang 趙陽 RO Dealing in Securities 2013-04-30 2017-08-09
ARS552 ZHAO Yang 趙陽 RO Advising on Securities 2013-08-28 2017-08-09
ARS552 ZHAO Yang 趙陽 RE Advising on Securities 2012-08-21 2013-08-28
ARS552 ZHAO Yang 趙陽 RE Dealing in Securities 2012-08-21 2013-04-30
ASC682 YANG Jianxin 楊建新 RO Dealing in Securities 2014-03-31
ASC682 YANG Jianxin 楊建新 RO Advising on Securities 2014-03-31
ASC682 YANG Jianxin 楊建新 RO Asset Management 2014-03-31
ASC682 YANG Jianxin 楊建新 RE Dealing in Securities 2014-01-20 2014-03-31
ASC682 YANG Jianxin 楊建新 RE Advising on Securities 2014-01-20 2014-03-31
ASC682 YANG Jianxin 楊建新 RE Asset Management 2014-01-20 2014-03-31
ASF050 KIN Shunei 金春瑛 RE Dealing in Securities 2014-01-29 2016-10-01
ASF050 KIN Shunei 金春瑛 RE Advising on Securities 2014-01-29 2016-10-01
ASF050 KIN Shunei 金春瑛 RE Asset Management 2015-06-05 2016-10-01
ASF050 KIN Shunei 金春瑛 RE Dealing in Securities 2012-07-18 2013-08-02
ASF050 KIN Shunei 金春瑛 RE Asset Management 2012-08-30 2013-08-02
ASF050 KIN Shunei 金春瑛 RE Advising on Securities 2012-08-30 2013-08-02
ASX101 CHU Wai Lun 朱偉倫 RE Advising on Securities 2016-05-20
ASX101 CHU Wai Lun 朱偉倫 RE Dealing in Securities 2016-05-20
ASX101 CHU Wai Lun 朱偉倫 RE Asset Management 2016-05-20
ATO219 AN Keqiang 安克強 RE Advising on Securities 2010-05-07 2011-04-01
ATO219 AN Keqiang 安克強 RE Dealing in Securities 2010-05-07 2011-04-01
ATO423 LEE Yuen See Tracy 李婉詩 RE Advising on Securities 2009-08-20 2010-12-18
ATO423 LEE Yuen See Tracy 李婉詩 RE Asset Management 2009-08-20 2010-12-18
ATO423 LEE Yuen See Tracy 李婉詩 RE Dealing in Securities 2009-08-20 2010-12-18
ATO642 SUN Di 孫迪 RE Asset Management 2009-09-21 2011-02-15
ATO776 YIP Tsun Wah Alvan 葉俊華 RE Advising on Securities 2009-08-24 2010-10-04
ATO776 YIP Tsun Wah Alvan 葉俊華 RE Dealing in Securities 2009-08-24 2010-10-04
ATS611 YANG Ledong 楊樂東 RE Advising on Securities 2015-06-22
ATS611 YANG Ledong 楊樂東 RO Dealing in Securities 2016-11-02
ATS611 YANG Ledong 楊樂東 RO Asset Management 2016-11-02
ATS611 YANG Ledong 楊樂東 RE Dealing in Securities 2015-06-22 2016-11-02
ATS611 YANG Ledong 楊樂東 RE Asset Management 2015-06-22 2016-11-02
ATV457 TANG Yun Kwong 鄧潤光 RE Asset Management 2009-09-22 2011-04-01
ATV457 TANG Yun Kwong 鄧潤光 RE Dealing in Securities 2009-09-22 2011-04-01
ATV457 TANG Yun Kwong 鄧潤光 RE Advising on Securities 2009-09-22 2011-04-01
AUA962 XU Lingfei 徐凌飛 RE Asset Management 2009-12-17 2012-09-21
AUA962 XU Lingfei 徐凌飛 RE Advising on Securities 2011-04-07 2012-09-21
AUA962 XU Lingfei 徐凌飛 RE Dealing in Securities 2011-04-07 2012-09-21
AVC343 KWOK Wai Wa 郭偉華 RE Advising on Securities 2010-05-27 2011-05-28
AVC343 KWOK Wai Wa 郭偉華 RE Asset Management 2010-05-27 2011-05-28
AVD832 WU Jiang 吳疆 RE Asset Management 2010-09-15 2013-11-21
AVD832 WU Jiang 吳疆 RE Advising on Securities 2010-09-15 2013-11-21
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BBE280 FANG Nan 方南 RO Asset Management 2013-09-10 2016-10-03
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BFE791 FANG Shuyu 方書予 RE Asset Management 2018-11-13
BFE791 FANG Shuyu 方書予 RE Dealing in Securities 2018-11-13
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BFN654 LAW I Lung 羅錡龍 RE Asset Management 2018-08-16
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BFT906 HU Xin 胡昕 RE Asset Management 2017-11-03
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BGH337 JU Shunzhou 琚順舟 RE Advising on Securities 2015-10-22 2018-05-31
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BGH337 JU Shunzhou 琚順舟 RE Dealing in Securities 2016-06-07 2018-05-31
BGW440 XIE Di 謝笛 RE Advising on Securities 2018-10-24
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BGY654 HE Feng 何峰 RE Advising on Securities 2016-04-08 2017-05-22
BGY654 HE Feng 何峰 RE Dealing in Securities 2016-04-08 2017-05-22
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BHF064 GUO Shuang 郭瀧 RE Asset Management 2017-09-25 2018-03-01
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BHF064 GUO Shuang 郭瀧 RE Dealing in Securities 2017-09-25 2018-03-01
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BHH381 LIN Yongqin 林咏琴 RE Asset Management 2017-10-12
BHH381 LIN Yongqin 林咏琴 RE Dealing in Securities 2017-10-12
BIM865 ZHANG Shaobo 張少博 RE Dealing in Securities 2017-09-25 2018-03-01
BIM865 ZHANG Shaobo 張少博 RE Asset Management 2017-09-25 2018-03-01
BIM865 ZHANG Shaobo 張少博 RE Advising on Securities 2017-09-25 2018-03-01
BIN776 HO Ka Lun 何嘉倫 RE Dealing in Securities 2016-11-14 2017-07-21
BIN776 HO Ka Lun 何嘉倫 RE Asset Management 2016-11-14 2017-07-21
BIN776 HO Ka Lun 何嘉倫 RE Advising on Securities 2016-11-14 2017-07-21
BIQ231 MAK Siu Chung 麥兆聰 RE Dealing in Securities 2016-11-25 2018-02-20
BIQ231 MAK Siu Chung 麥兆聰 RE Asset Management 2016-11-25 2018-02-20
BIQ231 MAK Siu Chung 麥兆聰 RE Advising on Securities 2016-11-25 2018-02-20
BIR851 FOK Kwan Yu 霍君儒 RE Advising on Securities 2016-12-09 2018-04-20
BIR851 FOK Kwan Yu 霍君儒 RE Dealing in Securities 2016-12-09 2018-04-20
BIR851 FOK Kwan Yu 霍君儒 RE Asset Management 2016-12-09 2018-04-20
BIX234 ZHANG Mengqi 張梦麒 RE Dealing in Securities 2017-02-16
BIX234 ZHANG Mengqi 張梦麒 RE Asset Management 2017-02-16
BIX234 ZHANG Mengqi 張梦麒 RE Advising on Securities 2017-02-16
BJG656 LI Jun 李隽 RE Advising on Securities 2019-01-25
BJG656 LI Jun 李隽 RE Asset Management 2019-01-25
BJG656 LI Jun 李隽 RE Dealing in Securities 2019-01-25
BJU358 YANG Yanping 楊延平 RE Dealing in Securities 2017-07-31
BJU358 YANG Yanping 楊延平 RE Asset Management 2017-07-31
BJU358 YANG Yanping 楊延平 RE Advising on Securities 2017-07-31
BJW905 CHEN Yiran 陳依然 RE Advising on Securities 2017-07-07 2017-08-03
BJW905 CHEN Yiran 陳依然 RE Dealing in Securities 2017-07-07 2017-08-03
BJW905 CHEN Yiran 陳依然 RE Asset Management 2017-07-07 2017-08-03
BJZ135 LIU Xinxing 劉昕星 RE Asset Management 2017-08-28
BJZ135 LIU Xinxing 劉昕星 RE Advising on Securities 2017-08-28
BJZ135 LIU Xinxing 劉昕星 RE Dealing in Securities 2017-08-28
BKK572 SHI Ziyuan 史梓渊 RE Dealing in Securities 2017-08-15
BKK572 SHI Ziyuan 史梓渊 RE Asset Management 2017-08-15
BKK572 SHI Ziyuan 史梓渊 RE Advising on Securities 2017-08-15
BME755 CHOW Long Ning 鄒朗寧 RE Dealing in Securities 2018-01-31 2018-05-15
BME755 CHOW Long Ning 鄒朗寧 RE Asset Management 2018-01-31 2018-05-15
BME755 CHOW Long Ning 鄒朗寧 RE Advising on Securities 2018-01-31 2018-05-15
BMU935 XIONG Baiyang 熊白楊 RE Asset Management 2018-04-19 2018-07-25
BMU935 XIONG Baiyang 熊白楊 RE Dealing in Securities 2018-04-19 2018-07-25
BMU935 XIONG Baiyang 熊白楊 RE Advising on Securities 2018-04-19 2018-07-25
BMW835 LIU Shen 劉深 RE Asset Management 2018-05-16
BMW835 LIU Shen 劉深 RE Advising on Securities 2018-05-16
BMW835 LIU Shen 劉深 RE Dealing in Securities 2018-05-16
BMZ640 HUNG Wing Yin 孔永賢 RE Advising on Securities 2018-06-05
BMZ640 HUNG Wing Yin 孔永賢 RE Dealing in Securities 2018-06-05
BMZ640 HUNG Wing Yin 孔永賢 RE Asset Management 2018-12-24
BND851 LEUNG Chui Lin 梁翠蓮 RE Dealing in Securities 2018-08-29
BND851 LEUNG Chui Lin 梁翠蓮 RE Asset Management 2018-08-29
BND851 LEUNG Chui Lin 梁翠蓮 RE Advising on Securities 2018-08-29
BNG639 CHEUNG Chin To Gary 張展途 RE Asset Management 2018-07-24
BNG639 CHEUNG Chin To Gary 張展途 RE Dealing in Securities 2018-07-24
BNG639 CHEUNG Chin To Gary 張展途 RE Advising on Securities 2018-07-24
BNI018 LIU Mengxiao 劉梦晓 RE Dealing in Securities 2018-08-21
BNI018 LIU Mengxiao 劉梦晓 RE Asset Management 2018-08-21
BNI018 LIU Mengxiao 劉梦晓 RE Advising on Securities 2018-08-21
BNJ577 CHAN Hon Hoi 陳瀚凱 RE Asset Management 2018-08-22 2019-02-28
BNJ577 CHAN Hon Hoi 陳瀚凱 RE Dealing in Securities 2018-08-22 2019-02-28
BNJ577 CHAN Hon Hoi 陳瀚凱 RE Advising on Securities 2018-08-22 2019-02-28
BNN694 KAO Wan Ling Eileen 高允苓 RE Dealing in Securities 2018-09-21
BNN694 KAO Wan Ling Eileen 高允苓 RE Asset Management 2018-09-21
BNN694 KAO Wan Ling Eileen 高允苓 RE Advising on Securities 2018-09-21
BOB678 FUNG Po Wun 馮寶媛 RE Asset Management 2019-02-04 2019-03-10
BOB678 FUNG Po Wun 馮寶媛 RE Advising on Securities 2019-02-04 2019-03-10
BOB678 FUNG Po Wun 馮寶媛 RE Dealing in Securities 2019-02-04 2019-03-10

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