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Hong Kong SFC licensed institution AAG408
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAG408 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ488 LEE Kon Chung 李幹聰 RO Advising on Securities 2003-04-01 2009-12-31
AAJ488 LEE Kon Chung 李幹聰 RO Dealing in Securities 2003-04-01 2009-12-31
AAJ488 LEE Kon Chung 李幹聰 RO Asset Management 2003-04-01 2009-12-31
AAJ488 LEE Kon Chung 李幹聰 RO Advising on Corporate Finance 2003-04-01 2005-03-24
AAJ494 LIU Yan Sui, Allan 廖恩樹 RO Dealing in Securities 2003-04-01 2015-04-01
AAJ494 LIU Yan Sui, Allan 廖恩樹 RO Asset Management 2003-04-01 2015-04-01
AAJ494 LIU Yan Sui, Allan 廖恩樹 RO Advising on Securities 2003-04-01 2015-04-01
AAJ494 LIU Yan Sui, Allan 廖恩樹 RO Advising on Corporate Finance 2003-04-01 2005-03-24
AAV490 BOLTON Anthony John RE Asset Management 2010-02-09 2014-03-31
AAV490 BOLTON Anthony John RE Advising on Securities 2010-02-09 2014-03-31
AAV628 PHILLIPS Peter Frederick RE Asset Management 2006-06-14 2008-05-02
AAV628 PHILLIPS Peter Frederick RE Advising on Securities 2006-06-14 2008-05-02
AAV628 PHILLIPS Peter Frederick RE Advising on Futures Contracts 2006-06-14 2006-12-18
AAW218 CHAN Rex 陳立樹 RE Advising on Securities 2003-04-01 2003-08-29
AAW218 CHAN Rex 陳立樹 RE Asset Management 2003-04-01 2003-08-29
AAW218 CHAN Rex 陳立樹 RE Advising on Corporate Finance 2003-04-01 2003-08-29
AAY119 KAM Fred 甘任符 RE Advising on Securities 2009-09-01 2015-05-21
AAY119 KAM Fred 甘任符 RE Asset Management 2009-09-01 2015-05-21
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Advising on Securities 2013-04-09
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Asset Management 2013-04-09
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Advising on Securities 2003-04-01 2012-07-06
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Asset Management 2003-04-01 2012-07-06
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ABA097 TSE Chun Pong, Joseph 謝振邦 RE Dealing in Securities 2003-04-01 2004-10-19
ABD511 CHENG Tsz Kin, Kenny 鄭梓堅 RE Asset Management 2003-04-01 2018-03-29
ABD511 CHENG Tsz Kin, Kenny 鄭梓堅 RE Dealing in Securities 2003-04-01 2018-03-29
ABD511 CHENG Tsz Kin, Kenny 鄭梓堅 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ABD511 CHENG Tsz Kin, Kenny 鄭梓堅 RE Advising on Securities 2003-04-01 2004-10-20
ABE420 LEUNG Kin Fai 梁健輝 RE Advising on Securities 2014-08-13 2017-06-30
ABE420 LEUNG Kin Fai 梁健輝 RE Asset Management 2014-08-13 2017-06-30
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Asset Management 2003-04-01 2008-09-30
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Advising on Securities 2003-04-01 2008-09-30
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Advising on Futures Contracts 2003-04-01 2008-09-30
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Dealing in Securities 2003-04-01 2004-10-19
ABH270 LEE Wai Kwok, Ignatius 李偉國 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ABH654 FU Wai Man 傅偉民 RE Asset Management 2007-06-28 2008-05-07
ABH654 FU Wai Man 傅偉民 RO Advising on Securities 2008-03-26 2008-05-07
ABH654 FU Wai Man 傅偉民 RO Dealing in Securities 2008-03-26 2008-05-07
ABH654 FU Wai Man 傅偉民 RE Dealing in Securities 2003-04-01 2008-03-26
ABH654 FU Wai Man 傅偉民 RE Advising on Securities 2007-06-28 2008-03-26
ABH654 FU Wai Man 傅偉民 RE Advising on Securities 2003-04-01 2004-10-20
ABH654 FU Wai Man 傅偉民 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ABH654 FU Wai Man 傅偉民 RE Asset Management 2003-04-01 2004-10-20
ABM471 LEE Kam Wing, Bruno 李錦榮 RE Asset Management 2012-01-03 2015-08-28
ABM471 LEE Kam Wing, Bruno 李錦榮 RO Advising on Securities 2012-05-08 2015-08-28
ABM471 LEE Kam Wing, Bruno 李錦榮 RO Dealing in Securities 2012-05-08 2015-08-28
ABM471 LEE Kam Wing, Bruno 李錦榮 RE Advising on Securities 2012-01-03 2012-05-08
ABM471 LEE Kam Wing, Bruno 李錦榮 RE Dealing in Securities 2012-01-03 2012-05-08
ABM471 LEE Kam Wing, Bruno 李錦榮 RE Asset Management 2003-04-01 2003-12-31
ABM471 LEE Kam Wing, Bruno 李錦榮 RE Advising on Securities 2003-04-01 2003-12-31
ABM471 LEE Kam Wing, Bruno 李錦榮 RE Advising on Corporate Finance 2003-04-01 2003-12-31
ABN235 LEE Mei Ha 李美霞 RE Asset Management 2004-10-11 2006-03-31
ABN235 LEE Mei Ha 李美霞 RE Dealing in Securities 2004-10-11 2006-03-31
ABN235 LEE Mei Ha 李美霞 RE Advising on Securities 2005-01-24 2006-03-31
ABN710 NORTHWOOD Mark David RO Dealing in Securities 2008-11-17 2016-04-15
ABN710 NORTHWOOD Mark David RO Asset Management 2008-11-17 2016-04-15
ABN710 NORTHWOOD Mark David RE Asset Management 2003-04-01 2008-11-17
ABN710 NORTHWOOD Mark David RE Dealing in Securities 2003-04-01 2008-11-17
ABN710 NORTHWOOD Mark David RE Advising on Securities 2003-04-01 2004-10-20
ABN710 NORTHWOOD Mark David RE Advising on Corporate Finance 2003-04-01 2004-10-20
ABP979 ROGERS Nicholas David RO Dealing in Securities 2005-07-15 2008-03-31
ABP979 ROGERS Nicholas David RO Advising on Securities 2005-07-15 2008-03-31
ABP979 ROGERS Nicholas David RO Asset Management 2005-07-15 2008-03-31
ABP979 ROGERS Nicholas David RE Asset Management 2004-02-24 2005-07-15
ABP979 ROGERS Nicholas David RE Dealing in Securities 2004-02-24 2005-07-15
ABP979 ROGERS Nicholas David RE Advising on Securities 2004-10-15 2005-07-15
ABS671 POLCHAROEN Yosawadee RE Dealing in Securities 2003-04-01 2004-10-08
ABS671 POLCHAROEN Yosawadee RE Advising on Securities 2003-04-01 2004-10-08
ABS671 POLCHAROEN Yosawadee RE Advising on Corporate Finance 2003-04-01 2004-10-08
ABS671 POLCHAROEN Yosawadee RE Asset Management 2003-04-01 2004-10-08
ABY973 LAM Anne 林雅妮 RE Advising on Securities 2003-04-01 2008-09-30
ABY973 LAM Anne 林雅妮 RE Asset Management 2003-04-01 2008-09-30
ABY973 LAM Anne 林雅妮 RE Dealing in Securities 2003-04-01 2008-09-30
ABY973 LAM Anne 林雅妮 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ACA839 CHU Fong Kwan 朱方群 RE Asset Management 2005-02-02 2005-06-15
ACA839 CHU Fong Kwan 朱方群 RE Dealing in Securities 2005-02-02 2005-06-15
ACA839 CHU Fong Kwan 朱方群 RE Advising on Securities 2005-02-03 2005-06-15
ACD876 HO Kai Yin, Anthony 何啟賢 RE Asset Management 2003-04-01 2009-08-28
ACD876 HO Kai Yin, Anthony 何啟賢 RE Advising on Securities 2003-04-01 2009-08-28
ACD876 HO Kai Yin, Anthony 何啟賢 RE Advising on Futures Contracts 2006-07-17 2009-08-28
ACD876 HO Kai Yin, Anthony 何啟賢 RE Dealing in Securities 2009-01-29 2009-08-28
ACD876 HO Kai Yin, Anthony 何啟賢 RE Dealing in Securities 2003-04-01 2004-10-19
ACD876 HO Kai Yin, Anthony 何啟賢 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACF644 LAU Wai Kong 劉維剛 RE Dealing in Securities 2003-04-01 2004-08-31
ACF644 LAU Wai Kong 劉維剛 RE Advising on Securities 2003-04-01 2004-08-31
ACF644 LAU Wai Kong 劉維剛 RE Advising on Corporate Finance 2003-04-01 2004-08-31
ACF644 LAU Wai Kong 劉維剛 RE Asset Management 2003-04-01 2004-08-31
ACJ199 TAI Chung Hoe 戴宗豪 RE Dealing in Securities 2006-07-25 2007-05-26
ACJ199 TAI Chung Hoe 戴宗豪 RE Advising on Securities 2006-08-02 2007-05-26
ACJ199 TAI Chung Hoe 戴宗豪 RE Asset Management 2006-08-02 2007-05-26
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Asset Management 2003-04-01 2014-07-25
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Advising on Securities 2003-04-01 2014-07-25
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Dealing in Securities 2003-04-01 2004-10-19
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACJ511 NG Pek Yew 黃碧瑤 RO Advising on Futures Contracts 2005-12-08
ACJ511 NG Pek Yew 黃碧瑤 RO Asset Management 2017-01-04
ACJ511 NG Pek Yew 黃碧瑤 RO Advising on Securities 2017-01-04
ACJ511 NG Pek Yew 黃碧瑤 RE Advising on Securities 2003-04-01 2017-01-04
ACJ511 NG Pek Yew 黃碧瑤 RE Asset Management 2003-04-01 2017-01-04
ACJ511 NG Pek Yew 黃碧瑤 RE Advising on Futures Contracts 2005-02-02 2005-12-08
ACJ511 NG Pek Yew 黃碧瑤 RE Dealing in Securities 2003-04-01 2004-10-19
ACJ511 NG Pek Yew 黃碧瑤 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACL614 WONG Wing Hang, Dominic 王永鏗 RO Dealing in Securities 2012-05-08
ACL614 WONG Wing Hang, Dominic 王永鏗 RE Dealing in Securities 2009-08-10 2012-05-08
ACL614 WONG Wing Hang, Dominic 王永鏗 RE Dealing in Securities 2004-02-24 2008-03-13
ACP018 CHU Suet Yi, Shirley 朱雪兒 RE Advising on Securities 2005-06-17 2008-04-10
ACP018 CHU Suet Yi, Shirley 朱雪兒 RE Asset Management 2005-06-17 2008-04-10
ACP405 CHANPONGSANG Teera RE Asset Management 2003-04-01
ACP405 CHANPONGSANG Teera RE Advising on Securities 2003-04-01
ACP405 CHANPONGSANG Teera RE Dealing in Securities 2003-04-01 2004-10-19
ACP405 CHANPONGSANG Teera RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACP452 SAMANT Medha Aditya RE Asset Management 2010-12-06
ACP452 SAMANT Medha Aditya RE Dealing in Securities 2010-12-06
ACS638 LUK Kim Ping 陸劍平 RE Asset Management 2010-09-01
ACS638 LUK Kim Ping 陸劍平 RO Dealing in Securities 2012-05-08
ACS638 LUK Kim Ping 陸劍平 RO Advising on Securities 2012-05-08
ACS638 LUK Kim Ping 陸劍平 RE Dealing in Securities 2010-09-01 2012-05-08
ACS638 LUK Kim Ping 陸劍平 RE Advising on Securities 2010-09-01 2012-05-08
ACT407 BILLINGS Jason Craig RE Advising on Securities 2010-09-22 2018-06-29
ACT407 BILLINGS Jason Craig RE Asset Management 2010-09-22 2018-06-29
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Dealing in Securities 2009-08-26 2010-01-12
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Asset Management 2009-08-26 2010-01-12
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Advising on Securities 2009-08-26 2010-01-12
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Advising on Securities 2003-04-01 2005-06-15
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Dealing in Securities 2003-04-01 2005-06-15
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Asset Management 2003-04-01 2005-06-15
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ACW845 WONG Suk Ling, Regina 黃淑玲 RE Asset Management 2003-04-01 2005-07-29
ACW845 WONG Suk Ling, Regina 黃淑玲 RE Dealing in Securities 2005-01-24 2005-07-29
ACW845 WONG Suk Ling, Regina 黃淑玲 RE Advising on Securities 2005-01-24 2005-07-29
ACW845 WONG Suk Ling, Regina 黃淑玲 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACW845 WONG Suk Ling, Regina 黃淑玲 RE Dealing in Securities 2003-04-01 2004-10-19
ACW845 WONG Suk Ling, Regina 黃淑玲 RE Advising on Securities 2003-04-01 2004-10-19
ACZ640 LIN Wan Ni 林宛霓 RE Advising on Securities 2003-04-01 2004-10-31
ACZ640 LIN Wan Ni 林宛霓 RE Advising on Corporate Finance 2003-04-01 2004-10-31
ACZ640 LIN Wan Ni 林宛霓 RE Asset Management 2003-04-01 2004-10-31
ACZ640 LIN Wan Ni 林宛霓 RE Dealing in Securities 2003-04-01 2004-10-31
ACZ985 WICKHAM SECOND Philip King RE Advising on Securities 2005-12-12 2009-05-05
ACZ985 WICKHAM SECOND Philip King RE Asset Management 2005-12-12 2009-05-05
ADA219 CHANG Kuo Wei, Kevin 張國煒 RE Asset Management 2003-04-01 2010-02-04
ADA219 CHANG Kuo Wei, Kevin 張國煒 RE Advising on Securities 2003-04-01 2010-02-04
ADA219 CHANG Kuo Wei, Kevin 張國煒 RE Dealing in Securities 2003-04-01 2004-10-19
ADA219 CHANG Kuo Wei, Kevin 張國煒 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADB362 TANDIONO Agus RE Asset Management 2003-04-01 2006-01-16
ADB362 TANDIONO Agus RE Advising on Securities 2003-04-01 2006-01-16
ADB362 TANDIONO Agus RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADB362 TANDIONO Agus RE Dealing in Securities 2003-04-01 2004-10-19
ADH094 RYAN Christopher John RO Advising on Securities 2008-02-29 2009-12-31
ADH094 RYAN Christopher John RO Dealing in Securities 2008-02-29 2009-12-31
ADH094 RYAN Christopher John RO Asset Management 2008-02-29 2009-12-31
ADH094 RYAN Christopher John RE Advising on Securities 2008-02-18 2008-02-29
ADH094 RYAN Christopher John RE Dealing in Securities 2008-02-18 2008-02-29
ADH094 RYAN Christopher John RE Asset Management 2008-02-18 2008-02-29
ADH354 LO Jenn Hur, John Michael RE Asset Management 2003-04-01
ADH354 LO Jenn Hur, John Michael RE Advising on Securities 2003-04-01
ADH354 LO Jenn Hur, John Michael RE Dealing in Securities 2003-04-01 2004-10-19
ADH354 LO Jenn Hur, John Michael RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADI185 SETO Deborah Yuen Yi 司徒婉儀 RE Dealing in Securities 2010-10-08 2015-10-16
ADI185 SETO Deborah Yuen Yi 司徒婉儀 RE Asset Management 2010-10-08 2015-10-16
ADI185 SETO Deborah Yuen Yi 司徒婉儀 RE Advising on Securities 2010-10-08 2015-10-16
ADJ397 MAK Kai Fai 麥啟媯 RE Dealing in Securities 2006-01-16 2010-06-10
ADJ397 MAK Kai Fai 麥啟媯 RE Advising on Securities 2006-01-16 2010-06-10
ADJ397 MAK Kai Fai 麥啟媯 RE Asset Management 2006-01-16 2010-06-10
ADM901 LO Patrick 盧培德 RE Advising on Securities 2003-04-01 2006-06-02
ADM901 LO Patrick 盧培德 RE Asset Management 2003-04-01 2006-06-02
ADM901 LO Patrick 盧培德 RE Dealing in Securities 2003-04-01 2004-10-19
ADM901 LO Patrick 盧培德 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADN837 TANG Wai Nam 鄧偉南 RE Dealing in Securities 2003-04-01 2007-04-28
ADN837 TANG Wai Nam 鄧偉南 RE Asset Management 2003-04-01 2007-04-28
ADN837 TANG Wai Nam 鄧偉南 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ADN837 TANG Wai Nam 鄧偉南 RE Advising on Securities 2003-04-01 2004-10-20
ADQ811 CHOW Siu Ping, Vivian 周小萍 RE Advising on Securities 2003-04-01 2010-07-07
ADQ811 CHOW Siu Ping, Vivian 周小萍 RE Asset Management 2003-04-01 2010-07-07
ADQ811 CHOW Siu Ping, Vivian 周小萍 RE Dealing in Securities 2003-04-01 2010-07-07
ADQ811 CHOW Siu Ping, Vivian 周小萍 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ADQ869 URQUHART David Stuart RE Advising on Securities 2003-04-01 2014-06-22
ADQ869 URQUHART David Stuart RE Asset Management 2003-04-01 2014-06-22
ADQ869 URQUHART David Stuart RE Dealing in Securities 2003-04-01 2004-10-19
ADQ869 URQUHART David Stuart RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADR490 GOODIN Brett Peter RO Dealing in Securities 2003-04-01 2009-06-30
ADR490 GOODIN Brett Peter RO Asset Management 2003-04-01 2009-06-30
ADR490 GOODIN Brett Peter RO Advising on Securities 2003-04-01 2009-06-30
ADR490 GOODIN Brett Peter RO Advising on Corporate Finance 2003-04-01 2005-03-24
ADR661 LEE Pui Ki, Peggy 李珮琪 RE Dealing in Securities 2005-08-25 2006-04-07
ADR661 LEE Pui Ki, Peggy 李珮琪 RE Advising on Securities 2005-09-01 2006-04-07
ADR661 LEE Pui Ki, Peggy 李珮琪 RE Asset Management 2005-09-01 2006-04-07
ADR821 CHAN Cathleen Karen 陳嘉綸 RE Asset Management 2003-04-01 2007-10-18
ADR821 CHAN Cathleen Karen 陳嘉綸 RE Advising on Securities 2005-01-24 2007-10-18
ADR821 CHAN Cathleen Karen 陳嘉綸 RE Dealing in Securities 2005-01-24 2007-10-18
ADR821 CHAN Cathleen Karen 陳嘉綸 RE Dealing in Securities 2003-04-01 2004-10-19
ADR821 CHAN Cathleen Karen 陳嘉綸 RE Advising on Securities 2003-04-01 2004-10-19
ADR821 CHAN Cathleen Karen 陳嘉綸 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ADT328 FOK Mei Ling 霍美玲 RE Asset Management 2003-04-01 2007-03-17
ADT328 FOK Mei Ling 霍美玲 RE Dealing in Securities 2003-04-01 2007-03-17
ADT328 FOK Mei Ling 霍美玲 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ADT328 FOK Mei Ling 霍美玲 RE Advising on Securities 2003-04-01 2004-10-20
ADT381 YU Tze Ling 余子玲 RE Advising on Securities 2003-04-01 2003-12-19
ADT381 YU Tze Ling 余子玲 RE Advising on Corporate Finance 2003-04-01 2003-12-19
ADT381 YU Tze Ling 余子玲 RE Asset Management 2003-04-01 2003-12-19
ADT504 TAI Yuk Yi, Amy 戴玉儀 RE Dealing in Securities 2003-04-01 2012-05-17
ADT504 TAI Yuk Yi, Amy 戴玉儀 RE Asset Management 2003-04-01 2012-05-17
ADT504 TAI Yuk Yi, Amy 戴玉儀 RE Advising on Securities 2005-01-24 2012-05-17
ADT504 TAI Yuk Yi, Amy 戴玉儀 RE Advising on Securities 2003-04-01 2004-10-20
ADT504 TAI Yuk Yi, Amy 戴玉儀 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ADU037 BRENER Sheba RE Advising on Securities 2003-04-01 2003-07-10
ADU037 BRENER Sheba RE Asset Management 2003-04-01 2003-07-10
ADU037 BRENER Sheba RE Advising on Corporate Finance 2003-04-01 2003-07-10
ADW191 CHONG Selina 鄭潘行端 RE Asset Management 2003-04-01 2007-11-30
ADW191 CHONG Selina 鄭潘行端 RE Advising on Securities 2003-04-01 2007-11-30
ADW191 CHONG Selina 鄭潘行端 RE Dealing in Securities 2003-04-01 2007-11-30
ADW191 CHONG Selina 鄭潘行端 RE Advising on Corporate Finance 2003-04-01 2004-10-20
ADW192 LEE Nga Yee, Sara 李雅儀 RE Asset Management 2003-04-01 2003-04-11
ADW192 LEE Nga Yee, Sara 李雅儀 RE Advising on Securities 2003-04-01 2003-04-11
ADW192 LEE Nga Yee, Sara 李雅儀 RE Advising on Corporate Finance 2003-04-01 2003-04-11
ADW214 CHUA Mei Tak, Michelle 蔡美德 RE Dealing in Securities 2004-08-27 2007-11-30
ADW214 CHUA Mei Tak, Michelle 蔡美德 RE Asset Management 2004-08-27 2007-11-30
ADW214 CHUA Mei Tak, Michelle 蔡美德 RE Advising on Securities 2005-01-24 2007-11-30
ADX528 WONG Ngan, Jacqueline 黃雁 RE Asset Management 2003-04-01 2004-02-16
ADX528 WONG Ngan, Jacqueline 黃雁 RE Advising on Corporate Finance 2003-04-01 2004-02-16
ADX528 WONG Ngan, Jacqueline 黃雁 RE Advising on Securities 2003-04-01 2004-02-16
ADX528 WONG Ngan, Jacqueline 黃雁 RE Dealing in Securities 2003-04-01 2004-02-16
ADY889 CHUNG Wai Fan, Winnifred 鍾維芬 RE Advising on Securities 2007-10-08 2008-11-18
ADY889 CHUNG Wai Fan, Winnifred 鍾維芬 RE Dealing in Securities 2007-10-08 2008-11-18
ADY889 CHUNG Wai Fan, Winnifred 鍾維芬 RE Asset Management 2007-11-19 2008-11-18
ADZ045 CHAN Kwok Kei 陳國基 RE Advising on Securities 2003-04-01 2004-07-30
ADZ045 CHAN Kwok Kei 陳國基 RE Asset Management 2003-04-01 2004-07-30
ADZ045 CHAN Kwok Kei 陳國基 RE Advising on Corporate Finance 2003-04-01 2004-07-30
ADZ045 CHAN Kwok Kei 陳國基 RE Dealing in Securities 2003-04-01 2004-07-30
AEB941 WONG Leung Man 黃良文 RE Advising on Securities 2004-10-04 2010-02-04
AEB941 WONG Leung Man 黃良文 RE Asset Management 2004-10-04 2010-02-04
AEB972 TSE Chi Ho 謝志豪 RE Advising on Securities 2003-04-01 2004-11-28
AEB972 TSE Chi Ho 謝志豪 RE Dealing in Securities 2003-04-01 2004-11-28
AEB972 TSE Chi Ho 謝志豪 RE Asset Management 2003-04-01 2004-11-28
AEB972 TSE Chi Ho 謝志豪 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AED493 TAM Yuen Ling, Eunice 譚婉玲 RE Advising on Securities 2004-08-02 2010-06-19
AED493 TAM Yuen Ling, Eunice 譚婉玲 RE Dealing in Securities 2004-08-02 2010-06-19
AED493 TAM Yuen Ling, Eunice 譚婉玲 RE Asset Management 2004-10-15 2010-06-19
AEG451 LAM Yuen Ngar, Ginie 林宛雅 RE Dealing in Securities 2010-03-10 2012-02-29
AEG451 LAM Yuen Ngar, Ginie 林宛雅 RE Asset Management 2010-03-24 2012-02-29
AEG454 WONG Suet Ting 黃雪婷 RE Asset Management 2007-07-12 2011-07-09
AEG454 WONG Suet Ting 黃雪婷 RE Dealing in Securities 2007-07-12 2011-07-09
AEG454 WONG Suet Ting 黃雪婷 RE Advising on Securities 2007-07-12 2011-07-09
AEG683 MEHRA Arun RE Dealing in Securities 2006-06-13 2009-03-20
AEI013 TANG Ka Wai, Toby 鄧家偉 RE Advising on Corporate Finance 2003-04-01 2003-04-10
AEI013 TANG Ka Wai, Toby 鄧家偉 RE Advising on Securities 2003-04-01 2003-04-10
AEI013 TANG Ka Wai, Toby 鄧家偉 RE Asset Management 2003-04-01 2003-04-10
AEI215 FANG Hsin Chieh, Christopher 方欣傑 RE Advising on Securities 2004-10-06 2011-02-03
AEI215 FANG Hsin Chieh, Christopher 方欣傑 RE Asset Management 2004-10-06 2011-02-03
AEK875 HONDA Nobuyuki 本田伸行 RE Asset Management 2007-07-23
AEK875 HONDA Nobuyuki 本田伸行 RE Dealing in Securities 2007-07-30
AEO040 NAISMITH Douglas James RE Dealing in Securities 2007-06-01 2007-06-08
AEO040 NAISMITH Douglas James RO Asset Management 2003-04-01 2005-07-31
AEO040 NAISMITH Douglas James RO Advising on Securities 2003-04-01 2005-07-31
AEO040 NAISMITH Douglas James RO Dealing in Securities 2003-04-01 2005-07-31
AEO690 LEE Jee Won RE Advising on Corporate Finance 2003-04-01 2003-05-27
AEO690 LEE Jee Won RE Advising on Securities 2003-04-01 2003-05-27
AEO690 LEE Jee Won RE Asset Management 2003-04-01 2003-05-27
AEP793 OOI Syn Yee 黃心怡 RE Advising on Securities 2016-08-03
AEP793 OOI Syn Yee 黃心怡 RO Dealing in Securities 2016-11-14
AEP793 OOI Syn Yee 黃心怡 RE Dealing in Securities 2014-11-03 2016-11-14
AEP931 CHAN Kwok On, Carlson 陳國安 RE Dealing in Securities 2013-04-19 2015-08-07
AEP931 CHAN Kwok On, Carlson 陳國安 RE Advising on Securities 2013-04-19 2015-08-07
AER055 TONG Wing Yi, Tina 湯詠儀 RE Advising on Securities 2008-03-05 2009-02-23
AER055 TONG Wing Yi, Tina 湯詠儀 RE Dealing in Securities 2008-04-23 2009-02-23
AER055 TONG Wing Yi, Tina 湯詠儀 RE Asset Management 2008-04-23 2009-02-23
AES372 HO Wai Fun 何慧芬 RO Advising on Securities 2017-08-07
AES372 HO Wai Fun 何慧芬 RO Dealing in Securities 2017-08-07
AES372 HO Wai Fun 何慧芬 RE Asset Management 2005-07-25 2018-04-27
AES372 HO Wai Fun 何慧芬 RE Advising on Securities 2005-07-25 2017-08-07
AES372 HO Wai Fun 何慧芬 RE Dealing in Securities 2005-07-25 2017-08-07
AEU127 KWAN Siu Hung, Fanny 關小紅 RE Asset Management 2003-04-01 2007-08-07
AEU127 KWAN Siu Hung, Fanny 關小紅 RE Dealing in Securities 2003-04-01 2007-08-07
AEU127 KWAN Siu Hung, Fanny 關小紅 RE Advising on Securities 2005-01-24 2007-08-07
AEU127 KWAN Siu Hung, Fanny 關小紅 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AEU127 KWAN Siu Hung, Fanny 關小紅 RE Advising on Securities 2003-04-01 2004-10-20
AEU128 LAM Chun Yee, Serina 林珍儀 RE Asset Management 2003-04-01 2006-04-13
AEU128 LAM Chun Yee, Serina 林珍儀 RE Advising on Securities 2005-01-24 2006-04-13
AEU128 LAM Chun Yee, Serina 林珍儀 RE Dealing in Securities 2005-01-24 2006-04-13
AEU128 LAM Chun Yee, Serina 林珍儀 RE Dealing in Securities 2003-04-01 2004-10-19
AEU128 LAM Chun Yee, Serina 林珍儀 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AEU128 LAM Chun Yee, Serina 林珍儀 RE Advising on Securities 2003-04-01 2004-10-19
AEW807 LEE Sang Hoon 李相訓 RE Advising on Securities 2003-06-18 2005-01-17
AEW807 LEE Sang Hoon 李相訓 RE Asset Management 2003-06-18 2005-01-17
AEX961 HUI Wan Yee 許韻兒 RE Dealing in Securities 2003-04-01 2007-07-06
AEX961 HUI Wan Yee 許韻兒 RE Advising on Securities 2003-04-01 2004-10-20
AEX961 HUI Wan Yee 許韻兒 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AEX961 HUI Wan Yee 許韻兒 RE Asset Management 2003-04-01 2004-10-20
AEZ566 MACTAGGART Kirsty RE Dealing in Securities 2005-09-21 2018-01-05
AEZ566 MACTAGGART Kirsty RE Asset Management 2005-09-28 2018-01-05
AEZ995 YU Chi Wai 余志威 RE Advising on Securities 2014-06-04
AEZ995 YU Chi Wai 余志威 RE Dealing in Securities 2014-06-04
AFC353 NG Wing Sze 伍詠思 RE Asset Management 2011-02-01 2011-04-14
AFC353 NG Wing Sze 伍詠思 RE Dealing in Securities 2011-02-01 2011-04-14
AFD099 SZE Ming For 施銘火 RE Dealing in Securities 2003-04-01 2005-05-06
AFD099 SZE Ming For 施銘火 RE Asset Management 2003-04-01 2005-05-06
AFD099 SZE Ming For 施銘火 RE Advising on Securities 2005-01-24 2005-05-06
AFD099 SZE Ming For 施銘火 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFD099 SZE Ming For 施銘火 RE Advising on Securities 2003-04-01 2004-10-20
AFD120 WONG Chor Chu, Cindy 王楚珠 RE Dealing in Securities 2003-04-01 2004-11-07
AFD120 WONG Chor Chu, Cindy 王楚珠 RE Advising on Securities 2003-04-01 2004-10-20
AFD120 WONG Chor Chu, Cindy 王楚珠 RE Asset Management 2003-04-01 2004-10-20
AFD120 WONG Chor Chu, Cindy 王楚珠 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFD506 HO Wai Yee, Winnie 何慧兒 RE Dealing in Securities 2003-04-01 2006-07-23
AFD506 HO Wai Yee, Winnie 何慧兒 RE Asset Management 2003-04-01 2006-07-23
AFD506 HO Wai Yee, Winnie 何慧兒 RE Advising on Securities 2005-01-24 2006-07-23
AFD506 HO Wai Yee, Winnie 何慧兒 RE Advising on Securities 2003-04-01 2004-10-20
AFD506 HO Wai Yee, Winnie 何慧兒 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFD507 KE Wing Shuen 柯泳璇 RE Asset Management 2003-04-01 2008-07-04
AFD507 KE Wing Shuen 柯泳璇 RE Advising on Securities 2003-04-01 2008-07-04
AFD507 KE Wing Shuen 柯泳璇 RE Dealing in Securities 2003-04-01 2008-07-04
AFD507 KE Wing Shuen 柯泳璇 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFF128 CHING Kerry Kim Wai 程劍慧 RO Advising on Securities 2009-02-09 2012-06-15
AFF128 CHING Kerry Kim Wai 程劍慧 RO Asset Management 2009-02-09 2012-06-15
AFF128 CHING Kerry Kim Wai 程劍慧 RO Dealing in Securities 2009-02-09 2012-06-15
AFF128 CHING Kerry Kim Wai 程劍慧 RE Advising on Securities 2008-12-16 2009-02-09
AFF128 CHING Kerry Kim Wai 程劍慧 RE Dealing in Securities 2008-12-16 2009-02-09
AFF128 CHING Kerry Kim Wai 程劍慧 RE Asset Management 2008-12-16 2009-02-09
AFF229 WONG Tsz Ping, Barbara 黃紫萍 RE Dealing in Securities 2013-10-16 2015-05-11
AFF229 WONG Tsz Ping, Barbara 黃紫萍 RE Dealing in Securities 2003-04-01 2006-04-11
AFF229 WONG Tsz Ping, Barbara 黃紫萍 RE Asset Management 2003-04-01 2006-04-11
AFF229 WONG Tsz Ping, Barbara 黃紫萍 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFF229 WONG Tsz Ping, Barbara 黃紫萍 RE Advising on Securities 2003-04-01 2004-10-20
AFF231 TSE Pui Kwan 謝佩坤 RE Dealing in Securities 2003-04-01 2005-05-20
AFF231 TSE Pui Kwan 謝佩坤 RE Asset Management 2003-04-01 2005-05-20
AFF231 TSE Pui Kwan 謝佩坤 RE Advising on Securities 2005-01-24 2005-05-20
AFF231 TSE Pui Kwan 謝佩坤 RE Advising on Securities 2003-04-01 2004-10-20
AFF231 TSE Pui Kwan 謝佩坤 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFH179 CHAN Hong Miu, Kevin 陳康邈 RE Dealing in Securities 2003-04-01 2004-12-22
AFH179 CHAN Hong Miu, Kevin 陳康邈 RE Asset Management 2003-04-01 2004-12-22
AFH179 CHAN Hong Miu, Kevin 陳康邈 RE Advising on Securities 2003-04-01 2004-12-22
AFH179 CHAN Hong Miu, Kevin 陳康邈 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFI656 MA Tak Sze, Doris 馬德詩 RE Asset Management 2003-04-01 2005-06-30
AFI656 MA Tak Sze, Doris 馬德詩 RE Dealing in Securities 2003-04-01 2005-06-30
AFI656 MA Tak Sze, Doris 馬德詩 RE Advising on Securities 2003-04-01 2004-10-20
AFI656 MA Tak Sze, Doris 馬德詩 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFJ215 PANG Wai Yan, Winnie 彭慧欣 RE Dealing in Securities 2003-04-01 2004-05-24
AFJ215 PANG Wai Yan, Winnie 彭慧欣 RE Asset Management 2003-04-01 2004-05-24
AFJ215 PANG Wai Yan, Winnie 彭慧欣 RE Advising on Corporate Finance 2003-04-01 2004-05-24
AFJ215 PANG Wai Yan, Winnie 彭慧欣 RE Advising on Securities 2003-04-01 2004-05-24
AFJ218 WU Eliza Ki Lai 胡其麗 RE Advising on Securities 2006-01-16 2007-12-19
AFJ218 WU Eliza Ki Lai 胡其麗 RE Asset Management 2006-01-16 2007-12-19
AFJ218 WU Eliza Ki Lai 胡其麗 RE Dealing in Securities 2006-01-16 2007-12-19
AFJ600 WONG Mei Fong 黃美芳 RE Asset Management 2003-04-01 2006-04-07
AFJ600 WONG Mei Fong 黃美芳 RE Dealing in Securities 2003-04-01 2006-04-07
AFJ600 WONG Mei Fong 黃美芳 RE Advising on Securities 2003-04-01 2006-04-07
AFJ600 WONG Mei Fong 黃美芳 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFM187 LEE Lillian Lai Man 李麗雯 RE Dealing in Securities 2005-11-01 2007-06-02
AFM187 LEE Lillian Lai Man 李麗雯 RE Advising on Securities 2005-11-01 2007-06-02
AFM187 LEE Lillian Lai Man 李麗雯 RE Asset Management 2005-11-01 2007-06-02
AFM575 GIUBIN Marco RE Advising on Securities 2003-04-01 2006-03-24
AFM575 GIUBIN Marco RE Asset Management 2003-04-01 2006-03-24
AFM575 GIUBIN Marco RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFM575 GIUBIN Marco RE Dealing in Securities 2003-04-01 2004-10-19
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Dealing in Securities 2004-07-23 2006-07-31
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Asset Management 2004-07-23 2006-07-31
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Advising on Securities 2004-07-23 2006-07-31
AFN505 CHAN Kenneth Tin Yan 陳天欣 RE Dealing in Securities 2008-01-03 2010-04-16
AFO588 TANG On Key, Angela 鄧安琪 RE Dealing in Securities 2007-04-11 2007-05-15
AFO588 TANG On Key, Angela 鄧安琪 RE Asset Management 2007-05-09 2007-05-15
AFO588 TANG On Key, Angela 鄧安琪 RE Advising on Securities 2007-05-09 2007-05-15
AFO916 LAU Fung Sin, Tracy 劉鳳仙 RE Advising on Securities 2003-04-01 2005-06-02
AFO916 LAU Fung Sin, Tracy 劉鳳仙 RE Asset Management 2003-04-01 2005-06-02
AFO916 LAU Fung Sin, Tracy 劉鳳仙 RE Dealing in Securities 2003-04-01 2005-06-02
AFO916 LAU Fung Sin, Tracy 劉鳳仙 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFP820 CHAN Stephen Sze Yung 陳詩揚 RE Asset Management 2005-08-19 2014-07-18
AFP820 CHAN Stephen Sze Yung 陳詩揚 RE Advising on Securities 2005-08-19 2014-07-18
AFP820 CHAN Stephen Sze Yung 陳詩揚 RE Dealing in Securities 2005-08-19 2014-07-18
AFR009 TAM Sau Man, Melissa 譚秀雯 RE Asset Management 2003-04-01
AFR009 TAM Sau Man, Melissa 譚秀雯 RE Dealing in Securities 2005-01-24
AFR009 TAM Sau Man, Melissa 譚秀雯 RE Advising on Securities 2005-01-24
AFR009 TAM Sau Man, Melissa 譚秀雯 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFR009 TAM Sau Man, Melissa 譚秀雯 RE Dealing in Securities 2003-04-01 2004-10-19
AFR009 TAM Sau Man, Melissa 譚秀雯 RE Advising on Securities 2003-04-01 2004-10-19
AFR011 FUNG Mei Han 馮美嫻 RE Dealing in Securities 2017-09-22
AFR011 FUNG Mei Han 馮美嫻 RE Asset Management 2003-04-01 2015-11-24
AFR011 FUNG Mei Han 馮美嫻 RE Dealing in Securities 2005-01-24 2015-11-24
AFR011 FUNG Mei Han 馮美嫻 RE Advising on Securities 2005-01-24 2015-11-24
AFR011 FUNG Mei Han 馮美嫻 RE Advising on Securities 2003-04-01 2004-10-19
AFR011 FUNG Mei Han 馮美嫻 RE Dealing in Securities 2003-04-01 2004-10-19
AFR011 FUNG Mei Han 馮美嫻 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFR181 TSANG Ka Man 曾嘉敏 RE Dealing in Securities 2003-04-01 2004-05-24
AFR181 TSANG Ka Man 曾嘉敏 RE Advising on Securities 2003-04-01 2004-05-24
AFR181 TSANG Ka Man 曾嘉敏 RE Advising on Corporate Finance 2003-04-01 2004-05-24
AFR181 TSANG Ka Man 曾嘉敏 RE Asset Management 2003-04-01 2004-05-24
AFR857 LEE Chi Yan, Joanna 李志欣 RE Dealing in Securities 2010-07-15
AFR857 LEE Chi Yan, Joanna 李志欣 RE Advising on Securities 2010-07-15
AFR857 LEE Chi Yan, Joanna 李志欣 RE Asset Management 2010-07-15
AFS763 WANG Wenying 王文瑩 RE Advising on Securities 2005-07-11 2013-10-31
AFS763 WANG Wenying 王文瑩 RE Asset Management 2005-07-11 2013-10-31
AFS826 JANG Yu Fong, Jacqueline 張汝芳 RE Advising on Securities 2007-10-10 2017-06-02
AFS826 JANG Yu Fong, Jacqueline 張汝芳 RE Asset Management 2007-11-19 2017-06-02
AFS826 JANG Yu Fong, Jacqueline 張汝芳 RE Dealing in Securities 2007-11-19 2017-06-02
AFS906 YAU Wai Sum 丘慧心 RE Dealing in Securities 2005-10-14
AFS906 YAU Wai Sum 丘慧心 RE Asset Management 2005-10-14
AFS906 YAU Wai Sum 丘慧心 RE Advising on Securities 2005-10-14
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Dealing in Securities 2008-02-06 2008-06-26
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Asset Management 2008-02-06 2008-06-26
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Advising on Securities 2008-02-06 2008-06-26
AFT559 LAW Ka Ying, Catherine 羅家瑩 RE Asset Management 2005-10-17 2007-04-26
AFT957 LIN Kit Yee, Kitty 練潔儀 RE Asset Management 2003-04-01 2005-04-07
AFT957 LIN Kit Yee, Kitty 練潔儀 RE Dealing in Securities 2003-04-01 2005-04-07
AFT957 LIN Kit Yee, Kitty 練潔儀 RE Advising on Securities 2003-04-01 2005-04-07
AFT957 LIN Kit Yee, Kitty 練潔儀 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFU293 TAN Chee Yin 陳琦盈 RE Asset Management 2003-04-01 2009-12-31
AFU293 TAN Chee Yin 陳琦盈 RE Advising on Securities 2003-04-01 2009-12-31
AFU293 TAN Chee Yin 陳琦盈 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFU293 TAN Chee Yin 陳琦盈 RE Dealing in Securities 2003-04-01 2004-10-19
AFU957 WONG Wing Kei, Debra 王穎琪 RE Advising on Securities 2003-04-01 2006-04-03
AFU957 WONG Wing Kei, Debra 王穎琪 RE Dealing in Securities 2003-04-01 2006-04-03
AFU957 WONG Wing Kei, Debra 王穎琪 RE Asset Management 2003-04-01 2006-04-03
AFU957 WONG Wing Kei, Debra 王穎琪 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AFV222 CHAN Chi Yin 陳鋕賢 RE Advising on Securities 2006-05-16 2006-09-06
AFV222 CHAN Chi Yin 陳鋕賢 RE Asset Management 2006-05-16 2006-09-06
AFV304 NG Sheung Ying 吳嫦英 RE Asset Management 2011-08-11
AFV304 NG Sheung Ying 吳嫦英 RE Dealing in Securities 2011-08-11
AFV304 NG Sheung Ying 吳嫦英 RE Advising on Securities 2011-08-11
AFV353 FANG Chih-Shang 方至善 RE Advising on Securities 2003-04-01 2003-05-07
AFV353 FANG Chih-Shang 方至善 RE Advising on Corporate Finance 2003-04-01 2003-05-07
AFV353 FANG Chih-Shang 方至善 RE Asset Management 2003-04-01 2003-05-07
AFW023 LEUNG Wai Cheong 梁偉昌 RE Asset Management 2003-04-01
AFW023 LEUNG Wai Cheong 梁偉昌 RE Advising on Securities 2003-04-01 2004-10-19
AFW023 LEUNG Wai Cheong 梁偉昌 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AFW023 LEUNG Wai Cheong 梁偉昌 RE Dealing in Securities 2003-04-01 2004-10-19
AFW717 LAU Pui Sze, Priscilla 劉沛思 RE Dealing in Securities 2010-10-06 2019-02-22
AFW717 LAU Pui Sze, Priscilla 劉沛思 RE Asset Management 2010-10-06 2019-02-22
AFY162 HO Kelly Ngar Ying 何雅盈 RE Advising on Securities 2011-03-15 2012-02-24
AFY162 HO Kelly Ngar Ying 何雅盈 RE Dealing in Securities 2011-03-15 2012-02-24
AFY162 HO Kelly Ngar Ying 何雅盈 RE Asset Management 2011-03-15 2012-02-24
AFY194 LEUNG Pui Yan 梁佩欣 RE Dealing in Securities 2007-11-23 2007-11-30
AFY400 SINGH Rajesh Kumar RE Advising on Securities 2005-07-06 2009-07-31
AFY400 SINGH Rajesh Kumar RE Asset Management 2005-07-06 2009-07-31
AGA340 FONG Michael Lung 方碩穩 RE Asset Management 2007-11-21 2016-09-30
AGA340 FONG Michael Lung 方碩穩 RO Advising on Securities 2008-07-07 2016-09-30
AGA340 FONG Michael Lung 方碩穩 RO Dealing in Securities 2008-07-07 2016-09-30
AGA340 FONG Michael Lung 方碩穩 RE Dealing in Securities 2007-11-21 2008-07-07
AGA340 FONG Michael Lung 方碩穩 RE Advising on Securities 2007-11-21 2008-07-07
AGB455 HO Nim Yan, Vida 何念恩 RE Advising on Securities 2007-10-15 2014-09-03
AGB455 HO Nim Yan, Vida 何念恩 RE Dealing in Securities 2007-10-15 2014-09-03
AGB455 HO Nim Yan, Vida 何念恩 RE Asset Management 2007-10-15 2014-09-03
AGC300 MAK Bing Sum 麥冰心 RE Dealing in Securities 2006-04-20 2008-11-19
AGC300 MAK Bing Sum 麥冰心 RE Asset Management 2006-04-20 2008-11-19
AGC300 MAK Bing Sum 麥冰心 RE Advising on Securities 2006-04-20 2008-11-19
AGC448 KOTHARI Sandeep RE Advising on Securities 2004-04-27 2009-11-02
AGC448 KOTHARI Sandeep RE Asset Management 2004-04-27 2009-11-02
AGC758 CHEN Yuan-Chen 陳遠成 RE Dealing in Securities 2004-03-31 2005-01-15
AGC758 CHEN Yuan-Chen 陳遠成 RE Asset Management 2004-11-26 2005-01-15
AGC758 CHEN Yuan-Chen 陳遠成 RE Advising on Securities 2004-11-26 2005-01-15
AGF183 ON Chi Ki 安子琪 RE Dealing in Securities 2008-04-16 2010-10-09
AGH196 LAU Kwan Chuk, Karen 劉堃竹 RE Dealing in Securities 2007-09-11
AGH196 LAU Kwan Chuk, Karen 劉堃竹 RE Advising on Securities 2007-09-11
AGH196 LAU Kwan Chuk, Karen 劉堃竹 RE Asset Management 2007-09-11
AGH262 TING Mei Ki, Heywood 丁美琦 RE Asset Management 2003-04-01 2006-09-02
AGH262 TING Mei Ki, Heywood 丁美琦 RE Advising on Securities 2003-04-01 2004-10-19
AGH262 TING Mei Ki, Heywood 丁美琦 RE Dealing in Securities 2003-04-01 2004-10-19
AGH262 TING Mei Ki, Heywood 丁美琦 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AGH862 TWU Wei-Chun 涂維純 RE Asset Management 2006-06-07 2011-02-17
AGH862 TWU Wei-Chun 涂維純 RE Advising on Securities 2006-06-07 2011-02-17
AGH925 CHAN Yue Yan 陳宇昕 RE Dealing in Securities 2017-11-20
AGH925 CHAN Yue Yan 陳宇昕 RE Dealing in Securities 2010-10-18 2016-04-19
AGH925 CHAN Yue Yan 陳宇昕 RE Advising on Securities 2010-10-18 2016-04-19
AGH925 CHAN Yue Yan 陳宇昕 RE Asset Management 2010-10-18 2016-04-19
AGI702 CHOI Tak Yee, Jackie 蔡德怡 RE Dealing in Securities 2003-04-01 2005-06-29
AGI702 CHOI Tak Yee, Jackie 蔡德怡 RE Asset Management 2003-04-01 2005-06-29
AGI702 CHOI Tak Yee, Jackie 蔡德怡 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AGI702 CHOI Tak Yee, Jackie 蔡德怡 RE Advising on Securities 2003-04-01 2004-10-20
AGJ508 LEUNG Alan 梁起麟 RE Dealing in Securities 2004-08-30 2016-09-01
AGJ508 LEUNG Alan 梁起麟 RE Asset Management 2004-08-30 2016-09-01
AGK042 FONG Ka Leung 方嘉亮 RE Asset Management 2003-04-01 2003-11-07
AGK042 FONG Ka Leung 方嘉亮 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AGK042 FONG Ka Leung 方嘉亮 RE Advising on Securities 2003-04-01 2003-11-07
AGL457 TANG Wing Yee 鄧穎兒 RE Asset Management 2004-09-07 2005-01-25
AGL966 KWOK Shiu May, Inez 郭兆湄 RE Dealing in Securities 2004-03-05 2004-07-01
AGM046 PRAKASH Sabita RE Asset Management 2004-06-16 2014-01-31
AGM046 PRAKASH Sabita RE Advising on Securities 2004-06-16 2014-01-31
AGM532 MA Lei 馬磊 RE Advising on Securities 2006-09-18
AGM532 MA Lei 馬磊 RE Asset Management 2006-09-18
AGM788 LEUNG Priscilla Wei Kwan 梁慧君 RE Dealing in Securities 2007-07-19 2019-03-19
AGO294 IKEDA Hiromasa RE Advising on Securities 2010-04-01 2016-02-19
AGO294 IKEDA Hiromasa RE Asset Management 2010-04-01 2016-02-19
AGO996 KWONG Shuk Ngan 鄺淑顏 RE Dealing in Securities 2015-07-23 2019-01-16
AGO996 KWONG Shuk Ngan 鄺淑顏 RE Advising on Securities 2015-07-23 2019-01-16
AGP156 TSANG Yin Kan 曾燕勤 RE Dealing in Securities 2008-06-19 2008-11-19
AGP305 WAKEMAN Jamie Andrew RE Advising on Securities 2003-04-01 2003-05-02
AGP305 WAKEMAN Jamie Andrew RE Advising on Corporate Finance 2003-04-01 2003-05-02
AGP305 WAKEMAN Jamie Andrew RE Asset Management 2003-04-01 2003-05-02
AGP561 ZHAN Long 戰龍 RE Advising on Securities 2008-07-14 2010-11-05
AGP561 ZHAN Long 戰龍 RE Asset Management 2008-07-14 2010-11-05
AGP561 ZHAN Long 戰龍 RE Dealing in Securities 2008-07-14 2010-11-05
AGP718 WONG Kan Man 黃健民 RE Dealing in Securities 2003-04-01 2012-12-07
AGP718 WONG Kan Man 黃健民 RE Asset Management 2003-04-01 2012-12-07
AGP718 WONG Kan Man 黃健民 RE Advising on Securities 2003-04-01 2004-10-20
AGP718 WONG Kan Man 黃健民 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AGP751 SIU Sau Man 蕭秀雯 RE Asset Management 2004-10-18 2006-01-16
AGP751 SIU Sau Man 蕭秀雯 RE Dealing in Securities 2004-10-18 2006-01-16
AGW561 SIU Pui Kay, Ruby 蕭珮琪 RE Asset Management 2004-06-07 2005-12-16
AGW561 SIU Pui Kay, Ruby 蕭珮琪 RE Dealing in Securities 2004-10-15 2005-12-16
AGZ498 SUTHERLAND Matthew Sebastian RE Asset Management 2006-01-26 2016-12-21
AGZ498 SUTHERLAND Matthew Sebastian RE Advising on Securities 2006-01-26 2016-12-21
AGZ498 SUTHERLAND Matthew Sebastian RE Dealing in Securities 2012-11-23 2016-12-21
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Asset Management 2011-04-27 2015-05-15
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Advising on Securities 2011-04-27 2015-05-15
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Dealing in Securities 2011-04-27 2015-05-15
AHC740 NG Lung George 吳龍 RE Dealing in Securities 2013-08-19 2015-12-24
AHC740 NG Lung George 吳龍 RE Advising on Securities 2013-08-19 2015-12-24
AHD635 LAM Chi Hin, Stanley 林子軒 RE Dealing in Securities 2010-03-22 2014-06-24
AHD635 LAM Chi Hin, Stanley 林子軒 RE Asset Management 2010-03-22 2014-06-24
AHD635 LAM Chi Hin, Stanley 林子軒 RE Advising on Securities 2010-03-22 2014-06-24
AHG570 CHIEN Jackie Wei Jia RE Dealing in Securities 2018-06-22
AHK230 WELLS Andrew David RO Advising on Futures Contracts 2004-11-02 2017-06-30
AHK230 WELLS Andrew David RO Advising on Securities 2005-10-20 2017-06-30
AHK230 WELLS Andrew David RO Asset Management 2005-10-20 2017-06-30
AHK230 WELLS Andrew David RE Asset Management 2003-04-01 2005-10-20
AHK230 WELLS Andrew David RE Advising on Securities 2003-04-01 2005-10-20
AHK230 WELLS Andrew David RE Dealing in Securities 2003-04-01 2004-10-04
AHK230 WELLS Andrew David RE Advising on Corporate Finance 2003-04-01 2004-10-04
AHK319 ANG Analee D. 洪鴻華 RE Asset Management 2007-03-26
AHK659 KWOK Yin Kwan 郭嫣君 RE Dealing in Securities 2004-10-11
AHK659 KWOK Yin Kwan 郭嫣君 RE Asset Management 2004-10-11
AHK747 SAUL Matthew David RE Asset Management 2003-04-01 2018-04-30
AHK747 SAUL Matthew David RO Dealing in Securities 2013-10-08 2018-04-30
AHK747 SAUL Matthew David RE Dealing in Securities 2003-04-01 2013-10-08
AHK747 SAUL Matthew David RE Advising on Securities 2003-04-01 2004-10-20
AHK747 SAUL Matthew David RE Advising on Corporate Finance 2003-04-01 2004-10-20
AHM442 CARLE Gregor RE Advising on Securities 2003-04-01 2015-03-19
AHM442 CARLE Gregor RE Asset Management 2003-04-01 2015-03-19
AHM442 CARLE Gregor RE Dealing in Securities 2011-10-26 2015-03-19
AHM442 CARLE Gregor RE Dealing in Securities 2003-04-01 2004-10-19
AHM442 CARLE Gregor RE Advising on Corporate Finance 2003-04-01 2004-10-19
AHP775 CHIU Pok Man, Alvin 趙博文 RE Asset Management 2003-04-01 2007-10-26
AHP775 CHIU Pok Man, Alvin 趙博文 RE Dealing in Securities 2003-04-01 2007-10-26
AHP775 CHIU Pok Man, Alvin 趙博文 RE Advising on Securities 2003-04-01 2004-10-20
AHP775 CHIU Pok Man, Alvin 趙博文 RE Advising on Corporate Finance 2003-04-01 2004-10-20
AHR671 GORDON Michael Charles RO Dealing in Securities 2003-04-01 2009-03-26
AHR671 GORDON Michael Charles RO Asset Management 2003-04-01 2009-03-26
AHR671 GORDON Michael Charles RO Advising on Futures Contracts 2003-04-01 2009-03-26
AHR671 GORDON Michael Charles RO Advising on Securities 2003-04-01 2009-03-26
AHX012 FUNG Vivian 馮蘊慧 RE Dealing in Securities 2006-09-01
AHX012 FUNG Vivian 馮蘊慧 RE Advising on Securities 2006-09-06
AHX012 FUNG Vivian 馮蘊慧 RE Asset Management 2006-09-06
AIB180 TRAN Trisha Thinh RE Dealing in Securities 2005-06-07 2005-09-14
AIB180 TRAN Trisha Thinh RE Asset Management 2005-06-07 2005-09-14
AIO202 LEE Tze Lai, Amanda 李子麗 RE Dealing in Securities 2011-01-25 2013-10-04
AIO202 LEE Tze Lai, Amanda 李子麗 RE Asset Management 2011-01-25 2012-05-24
AIP442 CHUNG Sang Won RE Asset Management 2007-04-12 2008-06-20
AIP442 CHUNG Sang Won RE Advising on Securities 2007-05-22 2008-06-20
AIR266 KWEK Geok Lan 郭玉蘭 RE Advising on Securities 2003-06-19 2018-05-31
AIR266 KWEK Geok Lan 郭玉蘭 RE Asset Management 2003-06-19 2018-05-31
AIR269 YEOH Pak-Luan RE Advising on Securities 2003-05-09 2003-11-03
AIR269 YEOH Pak-Luan RE Asset Management 2003-05-09 2003-11-03
AIU618 LIU Yili 劉怡利 RE Asset Management 2003-04-30 2008-11-17
AIU618 LIU Yili 劉怡利 RE Advising on Securities 2003-04-30 2008-11-17
AIU726 LEE Ming Jye 李明潔 RE Asset Management 2003-05-30 2006-06-28
AIU747 LECORNU Sharon Yau 邱思安 RE Asset Management 2004-02-18 2008-04-30
AIU747 LECORNU Sharon Yau 邱思安 RE Dealing in Securities 2004-02-18 2008-04-30
AIU747 LECORNU Sharon Yau 邱思安 RE Asset Management 2003-05-30 2003-11-03
AIU747 LECORNU Sharon Yau 邱思安 RE Advising on Securities 2003-05-30 2003-11-03
AIX756 YEUNG Shuk Wah 楊淑華 RE Asset Management 2003-06-11 2007-03-10
AIX756 YEUNG Shuk Wah 楊淑華 RE Dealing in Securities 2004-02-02 2007-03-10
AIX756 YEUNG Shuk Wah 楊淑華 RE Advising on Securities 2004-10-15 2007-03-10
AJD641 LO Pui Man 勞珮雯 RE Dealing in Securities 2004-07-20 2007-11-09
AJD641 LO Pui Man 勞珮雯 RE Asset Management 2004-07-20 2004-10-15
AJE749 FORD John Michael Frederic RO Dealing in Securities 2009-11-05 2017-09-15
AJE749 FORD John Michael Frederic RO Asset Management 2009-11-05 2017-09-15
AJE749 FORD John Michael Frederic RO Advising on Futures Contracts 2009-11-05 2017-09-15
AJE749 FORD John Michael Frederic RO Advising on Securities 2009-11-05 2017-09-15
AJE749 FORD John Michael Frederic RE Asset Management 2006-07-01 2009-11-05
AJE749 FORD John Michael Frederic RE Advising on Securities 2006-07-01 2009-11-05
AJE749 FORD John Michael Frederic RE Dealing in Securities 2006-07-01 2009-11-05
AJE749 FORD John Michael Frederic RE Advising on Futures Contracts 2009-08-28 2009-11-05
AJE749 FORD John Michael Frederic RO Asset Management 2005-09-05 2006-07-01
AJE749 FORD John Michael Frederic RO Dealing in Securities 2005-09-05 2006-07-01
AJE749 FORD John Michael Frederic RO Advising on Securities 2005-09-05 2006-07-01
AJF334 LEVIN Deborah Yu Lan 李玉蘭 RE Asset Management 2003-12-09 2005-07-28
AJF334 LEVIN Deborah Yu Lan 李玉蘭 RE Advising on Securities 2003-12-09 2005-07-28
AJF482 NG Shui To, Eleanor 吳瑞濤 RE Asset Management 2003-12-09 2006-10-13
AJF482 NG Shui To, Eleanor 吳瑞濤 RE Dealing in Securities 2004-10-15 2006-10-13
AJG154 SO Shin Yuk 蘇倩玉 RE Advising on Securities 2016-05-20 2018-12-31
AJG154 SO Shin Yuk 蘇倩玉 RE Dealing in Securities 2016-05-20 2018-12-31
AJH022 CHAN Debbie Ka Yee 陳嘉怡 RE Asset Management 2005-06-16 2007-04-27
AJH022 CHAN Debbie Ka Yee 陳嘉怡 RE Dealing in Securities 2005-06-16 2007-04-27
AJH022 CHAN Debbie Ka Yee 陳嘉怡 RE Advising on Securities 2005-06-16 2007-04-27
AJH183 SASSINE Andy Hani RE Advising on Securities 2004-01-14 2004-06-01
AJH183 SASSINE Andy Hani RE Asset Management 2004-01-14 2004-06-01
AJI702 SMITH Martin Andrew RE Advising on Securities 2015-03-02 2015-10-02
AJI702 SMITH Martin Andrew RE Dealing in Securities 2015-03-02 2015-10-02
AJI702 SMITH Martin Andrew RE Asset Management 2015-03-02 2015-10-02
AJI702 SMITH Martin Andrew RE Asset Management 2004-01-29 2012-04-13
AJI702 SMITH Martin Andrew RE Dealing in Securities 2009-04-30 2012-04-13
AJI702 SMITH Martin Andrew RE Advising on Securities 2004-01-29 2004-10-15
AJK583 HO Marie 何文慧 RE Asset Management 2005-05-31 2005-11-15
AJL603 LI Pui Shan 李佩珊 RE Asset Management 2012-06-13 2014-08-20
AJL603 LI Pui Shan 李佩珊 RE Dealing in Securities 2012-06-13 2014-08-20
AJL603 LI Pui Shan 李佩珊 RE Advising on Securities 2012-06-13 2014-08-20
AJL731 TANG Ki Shun, Jason 鄧基信 RE Advising on Securities 2006-03-01 2007-08-11
AJL731 TANG Ki Shun, Jason 鄧基信 RE Dealing in Securities 2006-03-08 2007-08-11
AJL731 TANG Ki Shun, Jason 鄧基信 RE Asset Management 2006-03-08 2007-08-11
AJM928 LEUNG Lai Sheung 梁禮嫦 RE Asset Management 2004-03-01 2007-04-10
AJT911 CHAN Sau Chi, Gigi 陳秀沚 RE Asset Management 2006-01-03 2007-05-12
AJT911 CHAN Sau Chi, Gigi 陳秀沚 RE Advising on Securities 2006-01-03 2007-05-12
AKI406 YIN Kuang-Ling 尹廣鈴 RE Dealing in Securities 2004-04-02 2006-06-18
AKI406 YIN Kuang-Ling 尹廣鈴 RE Advising on Securities 2004-10-15 2006-06-18
AKI406 YIN Kuang-Ling 尹廣鈴 RE Asset Management 2004-10-15 2006-06-18
AKJ147 LOOK Rosalind RE Asset Management 2004-04-20 2008-11-17
AKJ147 LOOK Rosalind RE Advising on Securities 2004-04-20 2008-11-17
AKN213 MAUPIN Darren John RE Advising on Securities 2004-04-28 2006-05-15
AKN213 MAUPIN Darren John RE Asset Management 2004-04-28 2006-05-15
AKN215 KWAN Heung Yan, Polly 關向欣 RE Advising on Securities 2004-04-27
AKN215 KWAN Heung Yan, Polly 關向欣 RE Asset Management 2004-04-27
AKN216 CHOUNG Soo Jin 鄭秀珍 RE Asset Management 2004-05-12 2005-08-31
AKN216 CHOUNG Soo Jin 鄭秀珍 RE Advising on Securities 2004-05-12 2005-08-31
AKN217 CHANG Jenny 張巧倩 RE Advising on Securities 2004-04-27 2006-09-29
AKN217 CHANG Jenny 張巧倩 RE Asset Management 2004-04-27 2006-09-29
AKN218 TUCKER JR Leon Robert RE Asset Management 2013-01-04 2016-03-24
AKN218 TUCKER JR Leon Robert RE Advising on Securities 2013-01-04 2016-03-24
AKN218 TUCKER JR Leon Robert RE Asset Management 2004-04-27 2007-07-06
AKN218 TUCKER JR Leon Robert RE Advising on Securities 2004-04-27 2007-07-06
AKT388 BLAIR James Malcolm RE Asset Management 2004-06-14 2006-09-01
AKT388 BLAIR James Malcolm RE Dealing in Securities 2004-06-14 2006-09-01
AKT388 BLAIR James Malcolm RE Advising on Securities 2004-10-15 2006-09-01
AKW835 CHONG Sai Wai, Shirley 鍾世蕙 RE Dealing in Securities 2004-07-02 2008-06-20
ALA486 LAW Kar Fai 羅嘉輝 RE Asset Management 2010-11-29 2014-07-25
ALA486 LAW Kar Fai 羅嘉輝 RE Dealing in Securities 2010-11-29 2014-07-25
ALB977 LINDMAN Nils Arne RE Dealing in Securities 2010-06-24 2012-11-23
ALB977 LINDMAN Nils Arne RE Advising on Securities 2010-06-24 2012-11-23
ALB977 LINDMAN Nils Arne RE Asset Management 2010-06-24 2012-11-23
ALC935 HO Wai Yiu 何偉堯 RE Dealing in Securities 2010-03-15 2011-03-12
ALC935 HO Wai Yiu 何偉堯 RE Advising on Securities 2010-03-24 2011-03-12
ALC935 HO Wai Yiu 何偉堯 RE Asset Management 2010-03-24 2011-03-12
ALF578 ABBONIZIO Maria Isabella RE Asset Management 2004-09-13
ALF578 ABBONIZIO Maria Isabella RE Dealing in Securities 2004-09-13
ALF666 SHEK Beatriz 石陳穎雯 RE Dealing in Securities 2006-08-28 2007-06-16
ALF685 LEE Jenny Jaung 李莊靖宇 RE Dealing in Securities 2019-02-15
ALF685 LEE Jenny Jaung 李莊靖宇 RE Advising on Securities 2019-02-15
ALF685 LEE Jenny Jaung 李莊靖宇 RE Asset Management 2019-02-15
ALF685 LEE Jenny Jaung 李莊靖宇 RE Asset Management 2004-09-13 2017-10-15
ALF685 LEE Jenny Jaung 李莊靖宇 RE Advising on Securities 2004-09-13 2017-10-15
ALF685 LEE Jenny Jaung 李莊靖宇 RE Dealing in Securities 2014-06-11 2017-10-15
ALH991 SANDBERG Anna Louise RE Advising on Securities 2006-07-07 2009-03-31
ALH991 SANDBERG Anna Louise RE Asset Management 2006-07-07 2009-03-31
ALI194 CHAN Ho Yin 陳浩賢 RE Asset Management 2004-10-11 2011-10-31
ALI194 CHAN Ho Yin 陳浩賢 RE Dealing in Securities 2004-10-11 2011-10-31
ALI194 CHAN Ho Yin 陳浩賢 RE Advising on Securities 2004-10-11 2011-10-31
ALI467 CHAN Wai Man 陳偉文 RE Dealing in Securities 2017-11-15
ALI775 LUI Suen Wah, Gary 呂舜華 RE Dealing in Securities 2011-02-23 2011-04-28
ALK264 NICHOLLS Dale Owen RE Asset Management 2004-11-05
ALK264 NICHOLLS Dale Owen RE Advising on Securities 2004-11-05
ALN360 MACLEOD Torquil Magnus RE Asset Management 2012-02-23 2014-07-18
ALN360 MACLEOD Torquil Magnus RE Advising on Securities 2012-02-23 2014-07-18
ALO536 JENKINS John Andrew RE Advising on Securities 2004-12-28 2005-07-19
ALO536 JENKINS John Andrew RE Asset Management 2004-12-28 2005-07-19
ALP628 WEE Mei Ling Beatrice RE Advising on Securities 2005-01-03 2005-07-25
ALP628 WEE Mei Ling Beatrice RE Asset Management 2005-01-03 2005-07-25
ALQ334 Wong Wai Kit Ricky 黃偉傑 RE Dealing in Securities 2014-12-16 2018-12-07
ALQ999 CHAN Tsz Yan, Timmy 陳子欣 RE Advising on Securities 2005-01-26 2006-12-30
ALQ999 CHAN Tsz Yan, Timmy 陳子欣 RE Asset Management 2005-01-26 2006-12-30
ALQ999 CHAN Tsz Yan, Timmy 陳子欣 RE Dealing in Securities 2005-01-26 2006-12-30
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Dealing in Securities 2010-07-29 2015-03-13
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Advising on Securities 2010-07-29 2015-03-13
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Asset Management 2010-07-29 2015-03-13
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Advising on Securities 2005-01-26 2007-02-17
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Asset Management 2005-01-26 2007-02-17
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Dealing in Securities 2005-01-26 2007-02-17
ALR004 WU Oi Chung, Jocelyn 胡愛忠 RE Advising on Securities 2005-01-26 2014-05-23
ALR004 WU Oi Chung, Jocelyn 胡愛忠 RE Asset Management 2005-01-26 2014-05-23
ALS502 WONG Ming Him, Joseph 王銘謙 RE Asset Management 2005-02-17 2007-01-20
ALS502 WONG Ming Him, Joseph 王銘謙 RE Dealing in Securities 2005-02-17 2007-01-20
ALS502 WONG Ming Him, Joseph 王銘謙 RE Advising on Securities 2005-02-17 2007-01-20
ALV208 LEE Jeannie M 李麗明 RE Asset Management 2005-03-22 2017-06-16
ALV268 CHEUNG Ghing Kee, Edward 張正基 RE Asset Management 2005-03-22
ALV268 CHEUNG Ghing Kee, Edward 張正基 RE Dealing in Securities 2005-03-22
ALW648 CHAN Benjamin Yu-ki 曾裕基 RE Dealing in Securities 2013-05-27 2015-10-22
ALW648 CHAN Benjamin Yu-ki 曾裕基 RE Asset Management 2013-05-27 2015-10-22
ALW878 LO Yuk Mi, Winnie 盧鈺薇 RE Dealing in Securities 2005-05-30 2005-08-04
ALW878 LO Yuk Mi, Winnie 盧鈺薇 RE Asset Management 2005-05-30 2005-08-04
ALW878 LO Yuk Mi, Winnie 盧鈺薇 RE Advising on Securities 2005-05-30 2005-08-04
ALY132 FRAZIER Rufus Lewis RE Advising on Securities 2006-08-15 2010-08-12
ALY132 FRAZIER Rufus Lewis RE Asset Management 2006-08-15 2010-08-12
ALY132 FRAZIER Rufus Lewis RE Advising on Securities 2005-04-21 2005-08-26
ALY132 FRAZIER Rufus Lewis RE Asset Management 2005-04-21 2005-08-26
ALY134 WIDJAJA Sugiharto Sudiro 黃友富 RE Asset Management 2005-04-21 2005-08-26
ALY134 WIDJAJA Sugiharto Sudiro 黃友富 RE Advising on Securities 2005-04-21 2005-08-26
ALZ174 LAU Keith Ka Ki 劉家麒 RE Dealing in Securities 2014-04-22
ALZ174 LAU Keith Ka Ki 劉家麒 RE Asset Management 2014-04-22
ALZ242 BASRAR Saurabh RE Asset Management 2005-05-11 2005-08-26
ALZ242 BASRAR Saurabh RE Advising on Securities 2005-05-11 2005-08-26
AMA948 NG Yiu Ho 吳耀豪 RE Asset Management 2005-05-30 2006-11-17
AMA948 NG Yiu Ho 吳耀豪 RE Dealing in Securities 2005-05-30 2006-11-17
AMA948 NG Yiu Ho 吳耀豪 RE Advising on Securities 2005-05-30 2006-11-17
AMB206 MCGANN Carl Nelson RE Asset Management 2005-05-31 2014-06-30
AMB207 CHENG Kitty Ka Sin 鄭嘉倩 RE Dealing in Securities 2005-06-06 2006-04-11
AMB207 CHENG Kitty Ka Sin 鄭嘉倩 RE Asset Management 2005-06-06 2006-04-11
AMB207 CHENG Kitty Ka Sin 鄭嘉倩 RE Advising on Securities 2005-06-06 2006-04-11
AMC831 PATEL Rikesh Hasmukh RE Advising on Securities 2005-06-16
AMC831 PATEL Rikesh Hasmukh RE Asset Management 2005-06-16
AMF023 LEUNG Alex Heng Yu 梁恆宇 RE Asset Management 2005-07-06 2008-05-27
AMF023 LEUNG Alex Heng Yu 梁恆宇 RE Advising on Securities 2005-07-06 2008-05-27
AMF520 CHAN Cheuk Lun 陳卓倫 RE Dealing in Securities 2005-07-12 2005-09-30
AMF520 CHAN Cheuk Lun 陳卓倫 RE Advising on Securities 2005-07-12 2005-09-30
AMF520 CHAN Cheuk Lun 陳卓倫 RE Asset Management 2005-07-12 2005-09-30
AMF770 MAHTANI Vishal Gobind RE Advising on Securities 2005-07-18 2011-07-23
AMF770 MAHTANI Vishal Gobind RE Asset Management 2005-07-18 2011-07-23
AMF770 MAHTANI Vishal Gobind RE Dealing in Securities 2009-06-05 2011-07-23
AMH154 SKURNIK Mark Damien RE Asset Management 2005-07-22 2017-12-26
AMH154 SKURNIK Mark Damien RE Advising on Securities 2005-07-22 2017-12-26
AMH160 RAO Vigyan RE Asset Management 2005-07-22 2007-08-08
AMH160 RAO Vigyan RE Advising on Securities 2005-07-22 2007-08-08
AMH725 CHAN Yuen Ching, Toby 陳婉貞 RE Asset Management 2006-12-28 2007-09-27
AMH725 CHAN Yuen Ching, Toby 陳婉貞 RE Dealing in Securities 2006-12-28 2007-09-27
AMH725 CHAN Yuen Ching, Toby 陳婉貞 RE Dealing in Securities 2005-07-28 2006-11-23
AMH725 CHAN Yuen Ching, Toby 陳婉貞 RE Asset Management 2005-07-28 2006-11-23
AMI862 SERGEANT Iain Andrew RE Advising on Securities 2005-08-10 2008-09-05
AMI862 SERGEANT Iain Andrew RE Asset Management 2005-08-10 2008-09-05
AMJ495 MA Clifford Po Wah 馬寶華 RE Advising on Securities 2005-08-15
AMJ495 MA Clifford Po Wah 馬寶華 RE Asset Management 2005-08-15
AMJ495 MA Clifford Po Wah 馬寶華 RE Dealing in Securities 2005-08-15
AMJ499 LING Yuk Fai, Bernard 凌旭輝 RE Dealing in Securities 2005-08-15 2007-06-09
AMJ499 LING Yuk Fai, Bernard 凌旭輝 RE Asset Management 2005-08-15 2007-06-09
AMJ499 LING Yuk Fai, Bernard 凌旭輝 RE Advising on Securities 2005-08-15 2007-06-09
AMJ740 MATTHEWS Kathryn Ann RO Dealing in Securities 2008-04-01 2009-12-31
AMJ740 MATTHEWS Kathryn Ann RO Asset Management 2008-04-01 2009-12-31
AMJ740 MATTHEWS Kathryn Ann RO Advising on Futures Contracts 2008-04-01 2009-12-31
AMJ740 MATTHEWS Kathryn Ann RO Advising on Securities 2008-04-01 2009-12-31
AMJ740 MATTHEWS Kathryn Ann RE Advising on Securities 2005-08-31 2008-04-01
AMJ740 MATTHEWS Kathryn Ann RE Advising on Futures Contracts 2005-08-31 2008-04-01
AMJ740 MATTHEWS Kathryn Ann RE Asset Management 2005-08-31 2008-04-01
AMJ740 MATTHEWS Kathryn Ann RE Dealing in Securities 2005-08-31 2008-04-01
AMJ980 SIN Fong Ting, Melody 冼芳婷 RE Dealing in Securities 2005-08-23 2007-06-23
AMM338 CHAN Wai Tai, Polly 陳偉娣 RE Dealing in Securities 2005-09-20 2017-06-30
AMM338 CHAN Wai Tai, Polly 陳偉娣 RE Asset Management 2005-09-20 2017-06-30
AMO992 CHENG Sze Wai 鄭思慧 RE Asset Management 2005-10-17 2006-05-26
AMO992 CHENG Sze Wai 鄭思慧 RE Dealing in Securities 2005-10-17 2006-05-26
AMO992 CHENG Sze Wai 鄭思慧 RE Advising on Securities 2005-10-17 2006-05-26
AMO994 HOMAN Alexander Hugh RE Dealing in Securities 2005-10-18 2016-04-04
AMQ370 NG Leng RE Asset Management 2005-10-26 2006-11-30
AMQ373 LAM Yi Ling 林依齡 RE Asset Management 2005-10-26 2007-07-28
AMQ373 LAM Yi Ling 林依齡 RE Dealing in Securities 2005-10-26 2007-07-28
AMQ373 LAM Yi Ling 林依齡 RE Advising on Securities 2005-10-26 2007-07-28
AMQ696 WONG Ching Man 王正汶 RE Dealing in Securities 2017-09-28
AMQ696 WONG Ching Man 王正汶 RE Advising on Securities 2017-09-28
AMR265 KO Wai Ling 高韋玲 RE Dealing in Securities 2011-05-26 2017-04-07
AMR267 CHIN Man Yi 錢敏怡 RE Dealing in Securities 2019-05-10
AMR267 CHIN Man Yi 錢敏怡 RE Advising on Securities 2019-05-10
AMS259 CHAU Victor Wing Chak 周永澤 RE Advising on Securities 2005-11-14
AMS259 CHAU Victor Wing Chak 周永澤 RE Asset Management 2005-11-14
AMS259 CHAU Victor Wing Chak 周永澤 RE Dealing in Securities 2005-11-14
AMS333 HAI Jimmy 奚琤 RE Dealing in Securities 2005-11-15 2006-05-19
AMS333 HAI Jimmy 奚琤 RE Advising on Securities 2005-11-15 2006-05-19
AMS333 HAI Jimmy 奚琤 RE Asset Management 2005-11-15 2006-05-19
AMS398 PFAFF Hendrik Jurgens RE Dealing in Securities 2005-11-17 2006-01-31
AMS400 ODILI Josef Chukwuma RE Dealing in Securities 2005-11-17 2007-09-19
AMS605 SHU Lai Yi 舒麗兒 RE Dealing in Securities 2012-07-25 2013-05-31
AMT888 KU Suk Man, Lucia 谷淑敏 RE Dealing in Securities 2005-11-29 2006-03-16
AMT888 KU Suk Man, Lucia 谷淑敏 RE Asset Management 2005-11-29 2006-03-16
AMU237 LI Jing 李京 RE Dealing in Securities 2005-12-06 2007-06-16
AMU237 LI Jing 李京 RE Asset Management 2005-12-06 2007-06-16
AMU653 AVELLA Adriana Katherinne RE Asset Management 2005-12-12 2007-04-28
AMU653 AVELLA Adriana Katherinne RE Dealing in Securities 2005-12-12 2007-04-28
AMU659 FONG Wai Yin, Ada 方慧賢 RE Dealing in Securities 2005-12-12 2007-02-08
AMU659 FONG Wai Yin, Ada 方慧賢 RE Asset Management 2005-12-12 2007-02-08
AMW513 LO Kwok Wa 盧國華 RE Advising on Securities 2006-09-25 2008-01-26
AMW513 LO Kwok Wa 盧國華 RE Asset Management 2006-09-25 2008-01-26
AMW513 LO Kwok Wa 盧國華 RE Dealing in Securities 2006-09-25 2008-01-26
AMW549 LEUNG Kit Yee, Elka 梁潔儀 RE Dealing in Securities 2005-12-29 2007-07-28
AMW549 LEUNG Kit Yee, Elka 梁潔儀 RE Asset Management 2005-12-29 2007-07-28
AMW551 LUNDBERG Karl Andreas RE Advising on Securities 2005-12-29 2008-09-30
AMW551 LUNDBERG Karl Andreas RE Asset Management 2005-12-29 2008-09-30
AMY264 WAN Lai Shan 溫麗珊 RE Asset Management 2006-01-18 2018-01-29
AMY850 SKELT Richard Stephen RE Dealing in Securities 2006-01-26 2010-03-16
ANA555 MADDEN Edward Eugene RE Dealing in Securities 2006-02-17 2006-03-10
ANB380 SOHN Hyunho RE Advising on Securities 2010-02-17 2011-03-01
ANB380 SOHN Hyunho RE Asset Management 2010-02-17 2011-03-01
ANB753 KONG Pik Suen, Jessica 江璧璇 RE Dealing in Securities 2019-05-14
ANE311 KOO Julie J RE Dealing in Securities 2006-03-13 2010-02-03
ANE311 KOO Julie J RE Advising on Securities 2006-08-28 2010-02-03
ANE311 KOO Julie J RE Asset Management 2006-08-28 2010-02-03
ANF280 HO Kar Yee, Sharon 何加兒 RE Dealing in Securities 2006-03-24 2007-01-20
ANF280 HO Kar Yee, Sharon 何加兒 RE Asset Management 2006-03-24 2007-01-20
ANF282 REILLY Lucy RE Asset Management 2006-03-24 2006-08-17
ANF282 REILLY Lucy RE Dealing in Securities 2006-03-24 2006-08-17
ANG124 YAU Yuet Fong 丘月芳 RE Asset Management 2010-06-07 2011-08-06
ANG124 YAU Yuet Fong 丘月芳 RE Dealing in Securities 2010-06-07 2011-08-06
ANG124 YAU Yuet Fong 丘月芳 RE Advising on Securities 2010-06-07 2011-08-06
ANG162 WONG George Ka Kui 王家駒 RE Dealing in Securities 2006-03-24 2008-11-17
ANG162 WONG George Ka Kui 王家駒 RE Asset Management 2006-03-24 2008-11-17
ANG431 COLLINS Bryan Anthony RO Asset Management 2018-06-06
ANG431 COLLINS Bryan Anthony RO Advising on Securities 2018-06-06
ANG431 COLLINS Bryan Anthony RO Dealing in Securities 2018-06-06
ANG431 COLLINS Bryan Anthony RE Dealing in Securities 2006-04-04 2018-06-06
ANG431 COLLINS Bryan Anthony RE Asset Management 2006-04-04 2018-06-06
ANG431 COLLINS Bryan Anthony RE Advising on Securities 2012-04-11 2018-06-06
ANG999 TONG Pui Ling, Vivian 唐珮玲 RE Advising on Securities 2006-04-11 2009-02-27
ANG999 TONG Pui Ling, Vivian 唐珮玲 RE Asset Management 2006-04-11 2009-02-27
ANG999 TONG Pui Ling, Vivian 唐珮玲 RE Dealing in Securities 2006-04-11 2009-02-27
ANH317 YIU Keung, Ken 姚強 RE Dealing in Securities 2010-08-02 2012-01-17
ANH724 VENES Carolus Franciscus Arnoldus RE Asset Management 2008-07-04 2011-10-01
ANH724 VENES Carolus Franciscus Arnoldus RE Advising on Securities 2008-07-04 2011-10-01
ANH724 VENES Carolus Franciscus Arnoldus RE Dealing in Securities 2008-07-04 2011-10-01
ANK110 KOH Shern-Ling RE Asset Management 2006-05-17 2006-09-02
ANK110 KOH Shern-Ling RE Advising on Securities 2006-05-17 2006-09-02
ANK117 LEE Jung Lim RE Asset Management 2006-05-16 2006-09-02
ANK117 LEE Jung Lim RE Advising on Securities 2006-05-16 2006-09-02
ANK121 LAU Chun Yu 劉振宇 RE Asset Management 2006-05-16 2006-09-07
ANK121 LAU Chun Yu 劉振宇 RE Advising on Securities 2006-05-16 2006-09-07
ANK122 CHOE Eric Ho-Joon RE Advising on Securities 2007-08-13 2012-07-03
ANK122 CHOE Eric Ho-Joon RE Asset Management 2007-08-13 2012-07-03
ANK122 CHOE Eric Ho-Joon RE Advising on Securities 2006-05-16 2006-09-02
ANK122 CHOE Eric Ho-Joon RE Asset Management 2006-05-16 2006-09-02
ANK136 GOPALAKRISHNAN Aniruddha RE Asset Management 2007-08-13 2010-08-12
ANK136 GOPALAKRISHNAN Aniruddha RE Advising on Securities 2007-08-13 2010-08-12
ANK136 GOPALAKRISHNAN Aniruddha RE Advising on Securities 2006-05-16 2006-09-07
ANK136 GOPALAKRISHNAN Aniruddha RE Asset Management 2006-05-16 2006-09-07
ANK155 TALBOT Mark Antony Alain Charles RO Dealing in Securities 2012-06-12 2018-06-29
ANK155 TALBOT Mark Antony Alain Charles RO Asset Management 2012-06-12 2018-06-29
ANK155 TALBOT Mark Antony Alain Charles RO Advising on Securities 2012-06-12 2018-06-29
ANK155 TALBOT Mark Antony Alain Charles RE Advising on Securities 2011-07-19 2012-06-12
ANK155 TALBOT Mark Antony Alain Charles RE Dealing in Securities 2011-07-19 2012-06-12
ANK155 TALBOT Mark Antony Alain Charles RE Asset Management 2011-07-19 2012-06-12
ANK156 LIN Tung-Yi 林東億 RE Dealing in Securities 2006-05-22 2006-05-29
ANK705 KHAN Peter Alexander RE Dealing in Securities 2017-05-25
ANK705 KHAN Peter Alexander RE Asset Management 2006-06-05 2009-11-02
ANK705 KHAN Peter Alexander RE Dealing in Securities 2006-06-05 2009-11-02
ANK715 KIM Tae Woo RE Asset Management 2006-05-22 2006-08-17
ANK715 KIM Tae Woo RE Advising on Securities 2006-05-22 2006-08-17
ANK738 LANDAZABAL VERDE Juan Antonio RE Asset Management 2006-06-05 2013-08-09
ANK738 LANDAZABAL VERDE Juan Antonio RE Dealing in Securities 2006-06-05 2013-08-09
ANK741 FALCO Andrew James RE Dealing in Securities 2018-10-29
ANK741 FALCO Andrew James RE Asset Management 2018-10-29
ANK741 FALCO Andrew James RO Asset Management 2018-06-19 2018-10-29
ANK741 FALCO Andrew James RO Dealing in Securities 2018-06-19 2018-10-29
ANK741 FALCO Andrew James RE Asset Management 2006-06-05 2018-06-19
ANK741 FALCO Andrew James RE Dealing in Securities 2006-06-05 2018-06-19
ANK746 CHURCH Jeremy Wilkie RE Asset Management 2006-06-05 2012-08-22
ANK746 CHURCH Jeremy Wilkie RE Dealing in Securities 2006-06-05 2012-08-22
ANL094 LEE Hui Ying, Monica 李煦盈 RE Asset Management 2006-05-29 2011-07-01
ANL094 LEE Hui Ying, Monica 李煦盈 RE Advising on Securities 2006-05-29 2011-07-01
ANL094 LEE Hui Ying, Monica 李煦盈 RE Dealing in Securities 2006-05-29 2011-07-01
ANL955 YEUNG Catherine Ann NA RE Asset Management 2006-05-30
ANL955 YEUNG Catherine Ann NA RE Dealing in Securities 2006-06-30
ANL955 YEUNG Catherine Ann NA RE Advising on Securities 2006-05-30 2006-06-29
ANM462 TAYLOR Paul Christopher RE Dealing in Securities 2007-11-08 2007-11-17
ANM462 TAYLOR Paul Christopher RE Dealing in Securities 2006-06-21 2006-06-30
ANN569 HOOI Yin Ann 許妍 RE Advising on Securities 2006-06-22 2015-09-18
ANN569 HOOI Yin Ann 許妍 RE Asset Management 2006-06-22 2015-09-18
ANN569 HOOI Yin Ann 許妍 RE Dealing in Securities 2006-06-22 2015-09-18
ANQ047 LEE Suet Lai, Chloe 李雪麗 RE Asset Management 2006-07-04 2008-03-07
ANQ047 LEE Suet Lai, Chloe 李雪麗 RE Dealing in Securities 2006-07-04 2008-03-07
ANQ047 LEE Suet Lai, Chloe 李雪麗 RE Advising on Securities 2006-07-04 2008-03-07
ANQ325 HOCHMAN Jeffrey Lawrence RE Dealing in Securities 2006-07-11 2017-01-02
ANQ723 DANCE John Andrew RE Asset Management 2006-07-14 2008-12-11
ANQ723 DANCE John Andrew RE Advising on Securities 2006-07-14 2008-12-11
ANS069 CHU Mun Yee, Liza 朱敏儀 RE Dealing in Securities 2006-07-31 2010-03-13
ANS069 CHU Mun Yee, Liza 朱敏儀 RE Advising on Securities 2006-07-31 2010-03-13
ANS069 CHU Mun Yee, Liza 朱敏儀 RE Asset Management 2006-07-31 2010-03-13
ANT422 KONG Man Ying 江汶櫻 RE Advising on Securities 2015-07-03
ANT422 KONG Man Ying 江汶櫻 RE Dealing in Securities 2015-07-03
ANU236 HUNG Ngai Wa Eva 孔藝樺 RE Asset Management 2006-08-15 2007-08-09
ANU236 HUNG Ngai Wa Eva 孔藝樺 RE Advising on Securities 2006-08-15 2007-08-09
ANU236 HUNG Ngai Wa Eva 孔藝樺 RE Dealing in Securities 2006-08-15 2007-08-09
ANV081 NGAI Dylan Tung Lun 魏冬麟 RE Asset Management 2006-08-22 2015-05-21
ANV081 NGAI Dylan Tung Lun 魏冬麟 RE Advising on Securities 2011-09-21 2015-05-21
ANV081 NGAI Dylan Tung Lun 魏冬麟 RE Dealing in Securities 2006-08-22 2012-04-02
ANV082 PHADNIS Dhananjay Shrikrishna RE Asset Management 2006-08-22
ANV082 PHADNIS Dhananjay Shrikrishna RE Advising on Securities 2006-08-22
ANZ811 LI Sek Chuen 李錫全 RE Asset Management 2006-09-25 2007-11-20
ANZ811 LI Sek Chuen 李錫全 RE Dealing in Securities 2006-09-25 2007-11-20
ANZ811 LI Sek Chuen 李錫全 RE Advising on Securities 2006-09-25 2007-11-20
ANZ812 SUKENDAR Edward Chan 陳志文 RE Dealing in Securities 2006-09-25 2015-11-24
ANZ812 SUKENDAR Edward Chan 陳志文 RE Asset Management 2006-09-25 2015-11-24
ANZ812 SUKENDAR Edward Chan 陳志文 RE Advising on Securities 2006-09-25 2015-11-24
ANZ814 LEE Yui 李銳 RE Asset Management 2006-09-25 2008-02-27
ANZ814 LEE Yui 李銳 RE Dealing in Securities 2006-09-25 2008-02-27
ANZ814 LEE Yui 李銳 RE Advising on Securities 2006-09-25 2008-02-27
AOA972 KWOK Yin Ting, Rowena 郭燕婷 RE Asset Management 2006-10-12 2012-08-31
AOA972 KWOK Yin Ting, Rowena 郭燕婷 RE Dealing in Securities 2006-10-12 2012-08-31
AOB160 YIM Ka Wang 嚴家宏 RE Dealing in Securities 2011-11-07 2014-04-22
AOB160 YIM Ka Wang 嚴家宏 RE Advising on Securities 2011-11-07 2014-04-22
AOB160 YIM Ka Wang 嚴家宏 RE Asset Management 2011-11-07 2014-04-22
AOC745 FUNG Miu Ting, Michele 馮妙婷 RE Dealing in Securities 2006-10-31
AOC745 FUNG Miu Ting, Michele 馮妙婷 RE Asset Management 2006-10-31
AOC745 FUNG Miu Ting, Michele 馮妙婷 RE Advising on Securities 2006-10-31
AOD007 KOCHHAR Sachin RE Asset Management 2006-11-08 2008-08-08
AOD007 KOCHHAR Sachin RE Dealing in Securities 2006-11-08 2008-08-08
AOD028 ZHOU Wenqun 周文群 RE Asset Management 2014-09-03
AOD028 ZHOU Wenqun 周文群 RE Advising on Securities 2014-09-03
AOD595 TSANG Maggie Man-Ying 曾敏瑩 RE Dealing in Securities 2011-04-27 2011-08-06
AOD595 TSANG Maggie Man-Ying 曾敏瑩 RE Advising on Securities 2011-04-27 2011-08-06
AOD595 TSANG Maggie Man-Ying 曾敏瑩 RE Asset Management 2011-04-27 2011-08-06
AOE462 LAM Ting Wai, Anita 林庭慧 RE Asset Management 2010-01-04 2010-06-01
AOE462 LAM Ting Wai, Anita 林庭慧 RE Advising on Securities 2010-01-04 2010-06-01
AOE462 LAM Ting Wai, Anita 林庭慧 RE Dealing in Securities 2010-01-04 2010-06-01
AOH365 CHO Ki Po, Mabel 曹紀寶 RE Advising on Securities 2010-04-16 2015-04-24
AOH365 CHO Ki Po, Mabel 曹紀寶 RE Dealing in Securities 2010-04-16 2015-04-24
AOH365 CHO Ki Po, Mabel 曹紀寶 RE Asset Management 2010-04-30 2015-04-24
AOJ393 CHAN So Han 陳素嫻 RE Asset Management 2017-09-28 2019-01-14
AOJ393 CHAN So Han 陳素嫻 RE Advising on Securities 2017-09-28 2019-01-14
AOJ393 CHAN So Han 陳素嫻 RE Dealing in Securities 2017-09-28 2019-01-14
AOJ393 CHAN So Han 陳素嫻 RE Advising on Securities 2007-04-24 2016-10-07
AOJ393 CHAN So Han 陳素嫻 RE Dealing in Securities 2007-05-09 2016-10-07
AOJ393 CHAN So Han 陳素嫻 RE Asset Management 2007-05-09 2016-10-07
AOK735 MARTIN Robert Frederick RE Asset Management 2007-01-15 2010-06-30
AOK735 MARTIN Robert Frederick RE Dealing in Securities 2007-01-15 2010-06-30
AOL610 QUAH Chum Yong 柯燦勇 RE Advising on Securities 2008-07-02 2011-07-02
AOL610 QUAH Chum Yong 柯燦勇 RE Asset Management 2008-07-02 2011-07-02
AOL610 QUAH Chum Yong 柯燦勇 RE Dealing in Securities 2008-07-22 2011-07-02
AON268 SANTER Johann Peter RE Dealing in Securities 2018-07-19
AON298 HALE Evan Arthur RO Advising on Securities 2007-03-16 2008-12-31
AON298 HALE Evan Arthur RO Asset Management 2007-03-16 2008-12-31
AON298 HALE Evan Arthur RO Dealing in Securities 2007-03-16 2008-12-31
AON422 CHU Chui Man 朱翠敏 RE Dealing in Securities 2010-07-13 2013-10-04
AON422 CHU Chui Man 朱翠敏 RE Asset Management 2010-07-13 2013-10-04
AON788 CHEN I-ju 陳怡如 RE Dealing in Securities 2008-09-19 2008-11-19
AON788 CHEN I-ju 陳怡如 RE Advising on Securities 2008-09-19 2008-11-19
AON788 CHEN I-ju 陳怡如 RE Asset Management 2008-10-16 2008-11-19
AON862 LAUGHLIN Scott Lee RE Asset Management 2007-02-12 2009-03-31
AON862 LAUGHLIN Scott Lee RE Dealing in Securities 2007-02-12 2009-03-31
AOO268 WONG Wing Lok, Eponine 黃穎樂 RE Asset Management 2007-02-12 2008-09-23
AOO268 WONG Wing Lok, Eponine 黃穎樂 RE Dealing in Securities 2007-02-12 2008-09-23
AOO268 WONG Wing Lok, Eponine 黃穎樂 RE Advising on Securities 2007-02-12 2008-09-23
AOO806 XU Luyan 許路雁 RE Advising on Securities 2015-10-09
AOO806 XU Luyan 許路雁 RE Dealing in Securities 2015-10-09
AOP024 CHONG Siang Hooi 張向暉 RE Asset Management 2007-02-21 2010-04-12
AOP024 CHONG Siang Hooi 張向暉 RE Advising on Securities 2007-02-21 2010-04-12
AOQ727 CHEUNG Chi Kit 張智傑 RE Asset Management 2007-03-02 2009-02-27
AOQ727 CHEUNG Chi Kit 張智傑 RE Advising on Securities 2007-03-02 2009-02-27
AOQ727 CHEUNG Chi Kit 張智傑 RE Dealing in Securities 2007-03-02 2009-02-27
AOQ811 LAM Wan Yeung, Carol 林韻洋 RE Advising on Securities 2013-08-06 2019-02-11
AOQ811 LAM Wan Yeung, Carol 林韻洋 RE Dealing in Securities 2013-08-06 2019-02-11
AOR241 BULLER Steve Jerome RE Dealing in Securities 2007-03-14 2012-08-22
AOR267 WEN Yufeng 溫宇峰 RE Asset Management 2007-08-29 2010-05-11
AOR267 WEN Yufeng 溫宇峰 RE Advising on Securities 2007-08-29 2010-05-11
AOS415 CHENG Kin Kiu 鄭健翹 RE Asset Management 2007-03-26 2008-11-30
AOS415 CHENG Kin Kiu 鄭健翹 RE Advising on Securities 2007-03-26 2008-11-30
AOS415 CHENG Kin Kiu 鄭健翹 RE Dealing in Securities 2007-03-26 2008-11-30
AOT501 FAN Lili 范莉莉 RE Asset Management 2014-05-07 2017-10-31
AOT501 FAN Lili 范莉莉 RE Advising on Securities 2014-05-07 2017-10-31
AOV656 CHAN Wing Sze, Vanessa 陳永詩 RE Dealing in Securities 2017-09-19
AOV656 CHAN Wing Sze, Vanessa 陳永詩 RE Asset Management 2017-09-19
AOV656 CHAN Wing Sze, Vanessa 陳永詩 RE Advising on Securities 2017-09-19
AOX144 SPREADBURY Ian Francis RE Dealing in Securities 2007-05-14 2007-05-16
AOX145 LANK Harley Jay RE Dealing in Securities 2007-05-14 2015-12-17
AOX146 GETTER Christopher RE Dealing in Securities 2007-05-14 2007-09-20
AOY119 WONG Chi Leung 黃子亮 RE Advising on Securities 2014-12-09
AOY119 WONG Chi Leung 黃子亮 RE Dealing in Securities 2014-12-09
AOY188 KIM Nayoung RE Asset Management 2007-05-22 2007-08-18
AOY188 KIM Nayoung RE Advising on Securities 2007-05-22 2007-08-18
AOY331 WONG Ka Shing 黃嘉誠 RE Asset Management 2007-05-25
AOY331 WONG Ka Shing 黃嘉誠 RE Dealing in Securities 2009-01-07
AOY331 WONG Ka Shing 黃嘉誠 RE Advising on Securities 2017-02-17
AOY505 LAM Chi Ping 林治平 RE Dealing in Securities 2007-11-05 2008-10-09
AOY505 LAM Chi Ping 林治平 RE Advising on Securities 2007-11-05 2008-10-09
AOY505 LAM Chi Ping 林治平 RE Asset Management 2007-11-05 2008-10-09
AOY752 GRIFFITH Travis Lee RE Dealing in Securities 2007-05-28
AOY752 GRIFFITH Travis Lee RE Asset Management 2007-05-28
AOY807 LIU Lu 劉璐 RE Asset Management 2008-08-15 2014-05-07
AOY807 LIU Lu 劉璐 RE Advising on Securities 2008-08-15 2014-05-07
AOY807 LIU Lu 劉璐 RE Advising on Securities 2007-05-25 2007-08-18
AOY807 LIU Lu 劉璐 RE Asset Management 2007-05-25 2007-08-18
APA665 CARNEY Jeffrey Robert RE Dealing in Securities 2007-05-31 2007-08-30
APA939 XIE Jing 謝婧 RE Advising on Securities 2007-06-04 2011-01-21
APA939 XIE Jing 謝婧 RE Asset Management 2007-06-04 2011-01-21
APB204 MURAMATSU Yuka RE Dealing in Securities 2007-06-04 2010-02-22
APB204 MURAMATSU Yuka RE Asset Management 2007-06-04 2010-02-22
APB213 YOSHIKAWA KANAE 吉川佳苗 RE Dealing in Securities 2007-06-04 2015-03-30
APB213 YOSHIKAWA KANAE 吉川佳苗 RE Asset Management 2007-06-04 2015-03-30
APB398 NING Jing 宁靜 RE Advising on Securities 2013-09-27
APB398 NING Jing 宁靜 RE Asset Management 2013-09-27
APB472 KAWAMOTO Rick Mitsuru RE Dealing in Securities 2007-06-08 2008-01-31
APB472 KAWAMOTO Rick Mitsuru RE Asset Management 2007-06-08 2008-01-31
APB475 MATSUZAKI Akio RE Asset Management 2008-02-11 2014-06-09
APB475 MATSUZAKI Akio RE Dealing in Securities 2008-02-11 2014-06-09
APB475 MATSUZAKI Akio RE Dealing in Securities 2007-06-08 2007-12-14
APB475 MATSUZAKI Akio RE Asset Management 2007-06-08 2007-12-14
APC110 DUNN Thomas Egan RE Asset Management 2007-06-14 2007-12-14
APC110 DUNN Thomas Egan RE Dealing in Securities 2007-06-14 2007-12-14
APC578 AGUILAR Eddie Hugh RE Asset Management 2007-06-18 2013-04-12
APC578 AGUILAR Eddie Hugh RE Dealing in Securities 2007-06-18 2013-04-12
APC643 CHEN Huilin 陳輝林 RE Dealing in Securities 2012-11-05 2015-04-10
APC643 CHEN Huilin 陳輝林 RE Advising on Securities 2012-11-05 2015-04-10
APD518 GREETHAM Trevor Michael Anthony RE Dealing in Securities 2007-07-03 2015-02-02
APE923 HARRIS Martin Joseph RE Dealing in Securities 2007-07-03 2007-08-03
APF744 CHEN Yi-Ru 陳怡如 RE Asset Management 2007-07-12
APF744 CHEN Yi-Ru 陳怡如 RE Dealing in Securities 2007-07-12
APF754 LAU Wai Tat, Victor 劉偉達 RE Dealing in Securities 2007-07-11 2008-07-29
APF952 SHU Yu 周遊 RE Asset Management 2011-05-03 2012-09-28
APF952 SHU Yu 周遊 RE Advising on Securities 2011-05-03 2012-09-28
APG375 MITCHELL David C RE Dealing in Securities 2007-08-20 2009-01-01
APG474 CHAN Yi 朱繹 RE Advising on Securities 2016-06-13 2017-01-20
APG474 CHAN Yi 朱繹 RE Dealing in Securities 2016-06-13 2017-01-20
APG474 CHAN Yi 朱繹 RE Advising on Securities 2010-06-18 2014-04-27
APG474 CHAN Yi 朱繹 RE Dealing in Securities 2010-06-18 2014-04-27
APG474 CHAN Yi 朱繹 RE Asset Management 2010-06-18 2014-04-27
APG595 LIN Ting-Hsuan 林庭璿 RE Asset Management 2007-08-20 2009-02-13
APG595 LIN Ting-Hsuan 林庭璿 RE Advising on Securities 2007-08-20 2009-02-13
APG595 LIN Ting-Hsuan 林庭璿 RE Dealing in Securities 2007-08-20 2009-02-13
APH111 MUKHERJEE Suranjan RE Dealing in Securities 2016-10-03
APH111 MUKHERJEE Suranjan RE Advising on Securities 2007-07-20 2009-04-02
APH111 MUKHERJEE Suranjan RE Asset Management 2007-07-20 2009-04-02
APJ328 KHONG Seow Ting 鄺曉婷 RE Asset Management 2007-08-01 2012-11-30
APJ328 KHONG Seow Ting 鄺曉婷 RE Dealing in Securities 2007-08-01 2012-11-30
APJ328 KHONG Seow Ting 鄺曉婷 RE Advising on Securities 2011-03-10 2012-11-30

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