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Hong Kong SFC licensed institution AAG176
RBC Investment Services (Asia) Limited
加皇投資理財有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAG176 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA271 NG Chi Wing 吳志榮 RE Dealing in Securities 2004-07-15 2005-03-17
AAA271 NG Chi Wing 吳志榮 RE Advising on Securities 2004-07-15 2005-03-17
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Dealing in Futures Contracts 2007-02-12 2009-11-03
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Dealing in Securities 2007-02-12 2009-11-03
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Advising on Futures Contracts 2007-02-12 2009-11-03
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Advising on Securities 2007-03-13 2009-11-03
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Advising on Securities 2010-11-01 2013-09-26
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Dealing in Securities 2010-11-01 2013-09-26
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Advising on Futures Contracts 2010-11-01 2013-09-26
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Dealing in Futures Contracts 2010-11-01 2013-09-26
AAC712 WOO Mo Lai, Eleanor 胡慕麗 RE Dealing in Securities 2003-04-01 2015-04-30
AAC712 WOO Mo Lai, Eleanor 胡慕麗 RE Advising on Securities 2003-04-01 2015-04-30
AAC712 WOO Mo Lai, Eleanor 胡慕麗 RE Dealing in Futures Contracts 2005-06-16 2015-04-30
AAC712 WOO Mo Lai, Eleanor 胡慕麗 RE Advising on Futures Contracts 2005-06-16 2015-04-30
AAC712 WOO Mo Lai, Eleanor 胡慕麗 RE Asset Management 2003-04-01 2004-07-27
AAC712 WOO Mo Lai, Eleanor 胡慕麗 RE Advising on Corporate Finance 2003-04-01 2004-07-27
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Dealing in Securities 2006-06-30
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Advising on Futures Contracts 2006-06-30
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Advising on Securities 2006-06-30
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Dealing in Futures Contracts 2006-06-30
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Dealing in Securities 2010-11-01
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Advising on Securities 2010-11-01
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Advising on Futures Contracts 2010-11-01
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Dealing in Futures Contracts 2010-11-01
AAE460 WONG Sai Fuk, Victor 王世福 RE Advising on Futures Contracts 2010-11-01
AAE460 WONG Sai Fuk, Victor 王世福 RE Dealing in Securities 2010-11-01
AAE460 WONG Sai Fuk, Victor 王世福 RE Advising on Securities 2010-11-01
AAE460 WONG Sai Fuk, Victor 王世福 RE Dealing in Futures Contracts 2010-11-01
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Dealing in Futures Contracts 2007-01-09 2017-02-01
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Advising on Futures Contracts 2007-01-09 2017-02-01
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Dealing in Securities 2007-01-09 2017-02-01
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Advising on Securities 2007-03-13 2017-02-01
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Dealing in Futures Contracts 2007-02-12
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Dealing in Securities 2007-02-12
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Advising on Futures Contracts 2007-02-12
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Advising on Securities 2007-03-13
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Dealing in Futures Contracts 2010-11-01 2013-09-26
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Advising on Futures Contracts 2010-11-01 2013-09-26
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Dealing in Securities 2010-11-01 2013-09-26
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Advising on Securities 2010-11-01 2013-09-26
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Advising on Futures Contracts 2010-11-01
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Dealing in Securities 2010-11-01
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Advising on Securities 2010-11-01
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Dealing in Futures Contracts 2010-11-01
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Advising on Securities 2003-04-01
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Dealing in Securities 2003-04-01
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Dealing in Futures Contracts 2004-11-22
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Advising on Futures Contracts 2004-11-22
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Asset Management 2003-04-01 2004-02-17
AAE805 CHEUNG Chi Ming 張志明 RE Advising on Securities 2003-04-01
AAE805 CHEUNG Chi Ming 張志明 RE Dealing in Securities 2003-04-01
AAE805 CHEUNG Chi Ming 張志明 RE Asset Management 2003-04-01 2004-02-17
AAE805 CHEUNG Chi Ming 張志明 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Dealing in Futures Contracts 2010-11-01 2010-11-01
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Advising on Futures Contracts 2010-11-01 2010-11-01
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Advising on Securities 2010-11-01 2010-11-01
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Dealing in Securities 2010-11-01 2010-11-01
AAG156 KA Shui Pung, Francis 賈樹彬 RO Advising on Securities 2003-04-01
AAG156 KA Shui Pung, Francis 賈樹彬 RO Dealing in Securities 2003-04-01
AAG156 KA Shui Pung, Francis 賈樹彬 RO Dealing in Futures Contracts 2004-10-14
AAG156 KA Shui Pung, Francis 賈樹彬 RO Advising on Futures Contracts 2004-10-14
AAG156 KA Shui Pung, Francis 賈樹彬 RO Asset Management 2003-04-01 2018-05-14
AAG156 KA Shui Pung, Francis 賈樹彬 RO Advising on Corporate Finance 2003-04-01 2004-10-14
AAG170 LING Wing Kit 凌榮傑 RE Dealing in Securities 2003-04-01 2013-07-15
AAG170 LING Wing Kit 凌榮傑 RE Advising on Securities 2003-04-01 2013-07-15
AAG170 LING Wing Kit 凌榮傑 RE Dealing in Futures Contracts 2004-11-23 2013-07-15
AAG170 LING Wing Kit 凌榮傑 RE Advising on Futures Contracts 2004-11-23 2013-07-15
AAG170 LING Wing Kit 凌榮傑 RE Asset Management 2003-04-01 2004-02-18
AAG170 LING Wing Kit 凌榮傑 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AAG224 NG Kwok Kee 吳國基 RE Advising on Securities 2003-04-01 2015-07-31
AAG224 NG Kwok Kee 吳國基 RE Dealing in Securities 2003-04-01 2015-07-31
AAG224 NG Kwok Kee 吳國基 RE Dealing in Futures Contracts 2004-11-25 2015-07-31
AAG224 NG Kwok Kee 吳國基 RE Advising on Futures Contracts 2004-11-25 2015-07-31
AAG224 NG Kwok Kee 吳國基 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AAG224 NG Kwok Kee 吳國基 RE Asset Management 2003-04-01 2004-02-18
AAG234 CHEUNG Kin Ming, Terrence 張堅明 RE Advising on Corporate Finance 2003-04-01 2003-04-04
AAG234 CHEUNG Kin Ming, Terrence 張堅明 RE Dealing in Securities 2003-04-01 2003-04-04
AAG234 CHEUNG Kin Ming, Terrence 張堅明 RE Asset Management 2003-04-01 2003-04-04
AAG234 CHEUNG Kin Ming, Terrence 張堅明 RE Advising on Securities 2003-04-01 2003-04-04
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Dealing in Securities 2003-04-01 2009-02-20
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Advising on Securities 2003-04-01 2009-02-20
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Dealing in Futures Contracts 2004-12-08 2009-02-20
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Advising on Futures Contracts 2004-12-08 2009-02-20
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Asset Management 2003-04-01 2004-02-17
AAG244 WONG Wai Kay 黃偉基 RE Asset Management 2005-03-11 2016-12-01
AAG244 WONG Wai Kay 黃偉基 RO Advising on Securities 2005-03-24 2016-12-01
AAG244 WONG Wai Kay 黃偉基 RO Dealing in Securities 2005-03-24 2016-12-01
AAG244 WONG Wai Kay 黃偉基 RE Advising on Futures Contracts 2006-01-01 2016-12-01
AAG244 WONG Wai Kay 黃偉基 RE Dealing in Futures Contracts 2006-01-01 2016-12-01
AAG244 WONG Wai Kay 黃偉基 RO Dealing in Futures Contracts 2005-03-24 2006-01-01
AAG244 WONG Wai Kay 黃偉基 RO Advising on Futures Contracts 2005-03-24 2006-01-01
AAG244 WONG Wai Kay 黃偉基 RE Advising on Securities 2003-04-01 2005-03-24
AAG244 WONG Wai Kay 黃偉基 RE Dealing in Securities 2003-04-01 2005-03-24
AAG244 WONG Wai Kay 黃偉基 RE Dealing in Futures Contracts 2004-12-08 2005-03-24
AAG244 WONG Wai Kay 黃偉基 RE Advising on Futures Contracts 2004-12-08 2005-03-24
AAG244 WONG Wai Kay 黃偉基 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AAG244 WONG Wai Kay 黃偉基 RE Asset Management 2003-04-01 2004-02-18
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Dealing in Securities 2014-01-24 2014-05-01
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Advising on Futures Contracts 2014-01-24 2014-05-01
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Dealing in Futures Contracts 2014-01-24 2014-05-01
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Advising on Securities 2014-01-24 2014-05-01
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Dealing in Securities 2003-04-01 2013-08-31
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Advising on Securities 2003-04-01 2013-08-31
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Dealing in Futures Contracts 2004-12-08 2013-08-31
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Advising on Futures Contracts 2004-12-08 2013-08-31
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Asset Management 2003-04-01 2004-02-18
AAG250 LEUNG Ting Wah 梁定華 RE Advising on Securities 2003-04-01 2005-12-17
AAG250 LEUNG Ting Wah 梁定華 RE Dealing in Securities 2003-04-01 2005-12-17
AAG250 LEUNG Ting Wah 梁定華 RE Advising on Futures Contracts 2004-12-08 2005-12-17
AAG250 LEUNG Ting Wah 梁定華 RE Dealing in Futures Contracts 2004-12-08 2005-12-17
AAG250 LEUNG Ting Wah 梁定華 RE Asset Management 2003-04-01 2004-02-17
AAG250 LEUNG Ting Wah 梁定華 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AAG253 YIP Siu Bing 葉少冰 RE Advising on Corporate Finance 2003-04-01 2003-07-16
AAG253 YIP Siu Bing 葉少冰 RE Dealing in Securities 2003-04-01 2003-07-16
AAG253 YIP Siu Bing 葉少冰 RE Advising on Securities 2003-04-01 2003-07-16
AAG253 YIP Siu Bing 葉少冰 RE Asset Management 2003-04-01 2003-07-16
AAG259 KA Wai Kam, David 賈偉鑑 RO Advising on Futures Contracts 2005-03-24 2014-09-22
AAG259 KA Wai Kam, David 賈偉鑑 RO Dealing in Futures Contracts 2005-03-24 2014-09-22
AAG259 KA Wai Kam, David 賈偉鑑 RO Dealing in Securities 2005-03-24 2014-09-22
AAG259 KA Wai Kam, David 賈偉鑑 RO Advising on Securities 2005-03-24 2014-09-22
AAG259 KA Wai Kam, David 賈偉鑑 RO Asset Management 2008-06-02 2014-09-22
AAG259 KA Wai Kam, David 賈偉鑑 RE Asset Management 2005-03-18 2008-06-02
AAG259 KA Wai Kam, David 賈偉鑑 RE Advising on Securities 2003-04-01 2005-03-24
AAG259 KA Wai Kam, David 賈偉鑑 RE Dealing in Securities 2003-04-01 2005-03-24
AAG259 KA Wai Kam, David 賈偉鑑 RE Dealing in Futures Contracts 2004-11-22 2005-03-24
AAG259 KA Wai Kam, David 賈偉鑑 RE Advising on Futures Contracts 2004-11-22 2005-03-24
AAG259 KA Wai Kam, David 賈偉鑑 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AAG259 KA Wai Kam, David 賈偉鑑 RE Asset Management 2003-04-01 2004-02-17
AAG277 AU Sze Dat, Karic 區士達 RE Advising on Securities 2003-04-01 2017-03-29
AAG277 AU Sze Dat, Karic 區士達 RE Dealing in Securities 2003-04-01 2017-03-29
AAG277 AU Sze Dat, Karic 區士達 RE Dealing in Futures Contracts 2004-11-22 2017-03-29
AAG277 AU Sze Dat, Karic 區士達 RE Advising on Futures Contracts 2004-11-22 2017-03-29
AAG277 AU Sze Dat, Karic 區士達 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AAG277 AU Sze Dat, Karic 區士達 RE Asset Management 2003-04-01 2004-02-17
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Advising on Securities 2010-11-01 2014-05-05
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Advising on Futures Contracts 2010-11-01 2014-05-05
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Dealing in Futures Contracts 2010-11-01 2014-05-05
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Dealing in Securities 2010-11-01 2014-05-05
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Dealing in Securities 2012-11-20 2019-05-07
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Dealing in Futures Contracts 2012-11-20 2019-05-07
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Advising on Securities 2012-11-20 2019-05-07
AAJ218 SHE Chiu Yin, Duncan 佘超賢 RE Advising on Futures Contracts 2012-11-20 2019-05-07
AAJ442 YIM Kar Lai 嚴嘉麗 RE Dealing in Securities 2010-11-01 2017-01-16
AAJ442 YIM Kar Lai 嚴嘉麗 RE Advising on Securities 2010-11-01 2017-01-16
AAJ442 YIM Kar Lai 嚴嘉麗 RE Advising on Futures Contracts 2010-11-01 2017-01-16
AAJ442 YIM Kar Lai 嚴嘉麗 RE Dealing in Futures Contracts 2010-11-01 2017-01-16
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Advising on Securities 2010-11-01
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Advising on Futures Contracts 2010-11-01
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Dealing in Futures Contracts 2010-11-01
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Dealing in Securities 2010-11-01
AAJ972 LAI Yat Fai 黎溢輝 RE Advising on Securities 2003-04-01 2004-11-10
AAJ972 LAI Yat Fai 黎溢輝 RE Dealing in Securities 2003-04-01 2004-11-10
AAJ972 LAI Yat Fai 黎溢輝 RE Asset Management 2003-04-01 2004-10-05
AAJ972 LAI Yat Fai 黎溢輝 RE Advising on Corporate Finance 2003-04-01 2004-10-05
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Advising on Futures Contracts 2010-11-01
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Dealing in Futures Contracts 2010-11-01
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Advising on Securities 2010-11-01
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Dealing in Securities 2010-11-01
AAK727 WONG Kui 黃樞 RE Asset Management 2003-04-01 2003-07-21
AAK727 WONG Kui 黃樞 RE Dealing in Securities 2003-04-01 2003-07-21
AAK727 WONG Kui 黃樞 RE Advising on Securities 2003-04-01 2003-07-21
AAK727 WONG Kui 黃樞 RE Advising on Corporate Finance 2003-04-01 2003-07-21
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Dealing in Futures Contracts 2010-11-01 2014-10-20
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Advising on Futures Contracts 2010-11-01 2014-10-20
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Dealing in Securities 2010-11-01 2014-10-20
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Advising on Securities 2010-11-01 2014-10-20
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Advising on Securities 2003-04-01
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Dealing in Securities 2003-04-01
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Advising on Futures Contracts 2004-11-24
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Dealing in Futures Contracts 2004-11-24
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Asset Management 2003-04-01 2004-02-17
AAV771 PHUAR Boon Tuan, Christine RE Asset Management 2003-04-01 2003-05-16
AAV771 PHUAR Boon Tuan, Christine RE Advising on Securities 2003-04-01 2003-05-16
AAV771 PHUAR Boon Tuan, Christine RE Dealing in Securities 2003-04-01 2003-05-16
AAV771 PHUAR Boon Tuan, Christine RE Advising on Corporate Finance 2003-04-01 2003-05-16
AAZ070 LAI Wai Yi 賴慧儀 RE Advising on Securities 2010-11-01
AAZ070 LAI Wai Yi 賴慧儀 RE Advising on Futures Contracts 2010-11-01
AAZ070 LAI Wai Yi 賴慧儀 RE Dealing in Securities 2010-11-01
AAZ070 LAI Wai Yi 賴慧儀 RE Dealing in Futures Contracts 2010-11-01
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Dealing in Securities 2007-07-27 2017-09-14
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Advising on Futures Contracts 2007-07-27 2017-09-14
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Advising on Securities 2007-07-27 2017-09-14
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Dealing in Futures Contracts 2007-07-27 2017-09-14
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Dealing in Securities 2003-04-01 2004-10-15
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Advising on Securities 2003-04-01 2004-10-15
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Asset Management 2003-04-01 2004-02-17
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ABD078 LEE Yiu Fai, Terence 李耀輝 RE Dealing in Securities 2003-04-01 2003-11-10
ABD078 LEE Yiu Fai, Terence 李耀輝 RE Advising on Corporate Finance 2003-04-01 2003-11-07
ABD078 LEE Yiu Fai, Terence 李耀輝 RE Asset Management 2003-04-01 2003-11-07
ABD078 LEE Yiu Fai, Terence 李耀輝 RE Advising on Securities 2003-04-01 2003-11-07
ABL836 CHONG Fook Loi, Joseph 莊福來 RE Advising on Securities 2009-07-13 2012-04-24
ABL836 CHONG Fook Loi, Joseph 莊福來 RE Advising on Futures Contracts 2009-07-13 2012-04-24
ABL836 CHONG Fook Loi, Joseph 莊福來 RE Dealing in Securities 2009-07-13 2012-04-24
ABL836 CHONG Fook Loi, Joseph 莊福來 RE Dealing in Futures Contracts 2009-07-13 2012-04-24
ABP408 FUNG Kar Wah 馮嘉華 RE Dealing in Securities 2008-10-10 2013-02-28
ABP408 FUNG Kar Wah 馮嘉華 RE Dealing in Futures Contracts 2008-10-10 2013-02-28
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Dealing in Securities 2010-11-01 2013-09-26
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Dealing in Futures Contracts 2010-11-01 2013-09-26
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Advising on Futures Contracts 2010-11-01 2013-09-26
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Advising on Securities 2010-11-01 2013-09-26
ABR279 CHAU Yee Man 周綺文 RE Advising on Securities 2003-04-01
ABR279 CHAU Yee Man 周綺文 RE Dealing in Securities 2003-04-01
ABR279 CHAU Yee Man 周綺文 RE Advising on Futures Contracts 2010-10-15
ABR279 CHAU Yee Man 周綺文 RE Dealing in Futures Contracts 2010-10-15
ABR279 CHAU Yee Man 周綺文 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ABR279 CHAU Yee Man 周綺文 RE Asset Management 2003-04-01 2004-02-17
ABR280 CHENG Mei Ho, May 鄭美好 RE Dealing in Securities 2003-04-01 2003-11-10
ABR280 CHENG Mei Ho, May 鄭美好 RE Advising on Corporate Finance 2003-04-01 2003-11-07
ABR280 CHENG Mei Ho, May 鄭美好 RE Advising on Securities 2003-04-01 2003-11-07
ABR280 CHENG Mei Ho, May 鄭美好 RE Asset Management 2003-04-01 2003-11-07
ABT017 CHEUNG King Wai Annie 張敬慧 RE Dealing in Securities 2014-10-20 2015-10-13
ABT017 CHEUNG King Wai Annie 張敬慧 RE Dealing in Futures Contracts 2014-10-20 2015-10-13
ABT017 CHEUNG King Wai Annie 張敬慧 RE Advising on Futures Contracts 2014-10-20 2015-10-13
ABT017 CHEUNG King Wai Annie 張敬慧 RE Advising on Securities 2014-10-20 2015-10-13
ABT565 LEE Boon Heng 李文興 RE Dealing in Securities 2008-06-02 2010-05-06
ABT565 LEE Boon Heng 李文興 RE Dealing in Futures Contracts 2008-06-02 2010-05-06
ABT565 LEE Boon Heng 李文興 RE Advising on Securities 2008-07-09 2010-05-06
ABT565 LEE Boon Heng 李文興 RE Advising on Futures Contracts 2008-07-09 2010-05-06
ABX352 TIEN Chung Yu, Osmund 田鎮汝 RE Dealing in Securities 2011-01-24 2012-10-01
ABX352 TIEN Chung Yu, Osmund 田鎮汝 RE Advising on Securities 2011-01-24 2012-10-01
ABZ466 LAM Josephine 林黃美玲 RE Advising on Securities 2003-04-01 2015-03-09
ABZ466 LAM Josephine 林黃美玲 RE Dealing in Securities 2003-04-01 2015-03-09
ABZ466 LAM Josephine 林黃美玲 RE Advising on Futures Contracts 2004-11-23 2015-03-09
ABZ466 LAM Josephine 林黃美玲 RE Dealing in Futures Contracts 2004-11-23 2015-03-09
ABZ466 LAM Josephine 林黃美玲 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ABZ466 LAM Josephine 林黃美玲 RE Asset Management 2003-04-01 2004-02-17
ACH768 CHOW Yat Ming, William 周逸明 RE Advising on Securities 2003-04-01 2004-07-05
ACH768 CHOW Yat Ming, William 周逸明 RE Dealing in Securities 2003-04-01 2004-07-05
ACH768 CHOW Yat Ming, William 周逸明 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ACH768 CHOW Yat Ming, William 周逸明 RE Asset Management 2003-04-01 2004-02-17
ACK376 FUNG Hok Kwan, Edmond 馮學群 RE Dealing in Securities 2003-04-01 2003-08-20
ACK376 FUNG Hok Kwan, Edmond 馮學群 RE Advising on Securities 2003-04-01 2003-08-19
ACK376 FUNG Hok Kwan, Edmond 馮學群 RE Asset Management 2003-04-01 2003-08-19
ACK376 FUNG Hok Kwan, Edmond 馮學群 RE Advising on Corporate Finance 2003-04-01 2003-08-19
ACK600 DUONG My Hanh, Alice 楊惠敏 RO Asset Management 2003-04-01 2004-10-09
ACK600 DUONG My Hanh, Alice 楊惠敏 RO Dealing in Securities 2003-04-01 2004-10-09
ACK600 DUONG My Hanh, Alice 楊惠敏 RO Advising on Securities 2003-04-01 2004-10-09
ACL084 CHAN Pak Ming, Nicholas 陳百銘 RE Dealing in Futures Contracts 2006-07-01
ACL084 CHAN Pak Ming, Nicholas 陳百銘 RE Advising on Futures Contracts 2006-07-01
ACL084 CHAN Pak Ming, Nicholas 陳百銘 RE Dealing in Securities 2006-07-01
ACL084 CHAN Pak Ming, Nicholas 陳百銘 RE Advising on Securities 2006-07-10
ACO264 CHAN Wing Kin 陳永健 RE Advising on Securities 2003-04-01 2004-10-11
ACO264 CHAN Wing Kin 陳永健 RE Dealing in Securities 2003-04-01 2004-10-11
ACO264 CHAN Wing Kin 陳永健 RE Asset Management 2003-04-01 2004-02-17
ACO264 CHAN Wing Kin 陳永健 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ACP246 PUN Yin Man 潘燕文 RE Dealing in Securities 2010-11-01 2017-01-16
ACP246 PUN Yin Man 潘燕文 RE Advising on Futures Contracts 2010-11-01 2017-01-16
ACP246 PUN Yin Man 潘燕文 RE Advising on Securities 2010-11-01 2017-01-16
ACP246 PUN Yin Man 潘燕文 RE Dealing in Futures Contracts 2010-11-01 2017-01-16
ACQ543 WANG Barbara Shiuan 王瑄 RE Advising on Securities 2004-09-10 2004-11-20
ACQ543 WANG Barbara Shiuan 王瑄 RE Dealing in Securities 2004-09-10 2004-11-20
ACQ609 FONG Suet Chung 方雪松 RE Dealing in Futures Contracts 2006-07-01 2016-07-01
ACQ609 FONG Suet Chung 方雪松 RE Dealing in Securities 2006-07-01 2016-07-01
ACQ609 FONG Suet Chung 方雪松 RE Advising on Futures Contracts 2006-07-01 2016-07-01
ACQ609 FONG Suet Chung 方雪松 RE Advising on Securities 2006-07-03 2016-07-01
ACQ677 CHAN Yan Shuen, Grace 陳恩璇 RE Dealing in Futures Contracts 2013-08-26 2014-11-06
ACQ677 CHAN Yan Shuen, Grace 陳恩璇 RE Advising on Futures Contracts 2013-08-26 2014-11-06
ACQ677 CHAN Yan Shuen, Grace 陳恩璇 RE Dealing in Securities 2013-08-26 2014-11-06
ACQ677 CHAN Yan Shuen, Grace 陳恩璇 RE Advising on Securities 2013-08-26 2014-11-06
ACS411 LIU Eva 劉騏嘉 RE Advising on Securities 2008-06-03 2009-03-16
ACS411 LIU Eva 劉騏嘉 RE Dealing in Securities 2008-06-03 2009-03-16
ACS411 LIU Eva 劉騏嘉 RE Dealing in Futures Contracts 2008-06-03 2009-03-16
ACS411 LIU Eva 劉騏嘉 RE Advising on Futures Contracts 2008-06-03 2009-03-16
ACU275 CHU Po Chuen 朱寶全 RE Advising on Futures Contracts 2011-02-25
ACU275 CHU Po Chuen 朱寶全 RE Dealing in Securities 2011-02-25
ACU275 CHU Po Chuen 朱寶全 RE Advising on Securities 2011-02-25
ACU275 CHU Po Chuen 朱寶全 RE Dealing in Futures Contracts 2011-02-25
ACU385 WONG Suet Man 王雪曼 RE Dealing in Futures Contracts 2007-01-23
ACU385 WONG Suet Man 王雪曼 RE Advising on Futures Contracts 2007-01-23
ACU385 WONG Suet Man 王雪曼 RE Dealing in Securities 2007-01-23
ACU385 WONG Suet Man 王雪曼 RE Advising on Securities 2007-03-13
ACU386 LEE Yu Sang 李裕生 RE Advising on Futures Contracts 2010-11-01
ACU386 LEE Yu Sang 李裕生 RE Dealing in Futures Contracts 2010-11-01
ACU386 LEE Yu Sang 李裕生 RE Advising on Securities 2010-11-01
ACU386 LEE Yu Sang 李裕生 RE Dealing in Securities 2010-11-01
ACW174 KAWANO Hiroshi 川野洋 RE Dealing in Securities 2017-12-15
ACW174 KAWANO Hiroshi 川野洋 RE Dealing in Futures Contracts 2017-12-15
ACW174 KAWANO Hiroshi 川野洋 RE Advising on Futures Contracts 2017-12-15
ACW174 KAWANO Hiroshi 川野洋 RE Advising on Securities 2017-12-15
ACW820 WONG Chi Keung, David 黃志強 RE Dealing in Securities 2003-04-01 2004-09-02
ACW820 WONG Chi Keung, David 黃志強 RE Advising on Securities 2003-04-01 2004-09-02
ACW820 WONG Chi Keung, David 黃志強 RE Asset Management 2003-04-01 2004-02-18
ACW820 WONG Chi Keung, David 黃志強 RE Advising on Corporate Finance 2003-04-01 2004-02-18
ADA367 LEE Chi Ming 李志明 RE Dealing in Futures Contracts 2004-12-09 2005-04-25
ADA367 LEE Chi Ming 李志明 RE Advising on Securities 2004-12-14 2005-04-25
ADA367 LEE Chi Ming 李志明 RE Advising on Futures Contracts 2004-12-14 2005-04-25
ADA367 LEE Chi Ming 李志明 RE Dealing in Securities 2004-12-14 2005-04-25
ADA654 YEUNG Chui Kwan 楊翠群 RE Advising on Securities 2010-11-01 2012-11-11
ADA654 YEUNG Chui Kwan 楊翠群 RE Advising on Futures Contracts 2010-11-01 2012-11-11
ADA654 YEUNG Chui Kwan 楊翠群 RE Dealing in Securities 2010-11-01 2012-11-11
ADA654 YEUNG Chui Kwan 楊翠群 RE Dealing in Futures Contracts 2010-11-01 2012-11-11
ADA685 LUI Yim Yin 雷艷燕 RE Dealing in Futures Contracts 2010-11-01 2010-11-01
ADA685 LUI Yim Yin 雷艷燕 RE Dealing in Securities 2010-11-01 2010-11-01
ADA685 LUI Yim Yin 雷艷燕 RE Advising on Futures Contracts 2010-11-01 2010-11-01
ADA685 LUI Yim Yin 雷艷燕 RE Advising on Securities 2010-11-01 2010-11-01
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Advising on Futures Contracts 2010-11-01
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Dealing in Futures Contracts 2010-11-01
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Dealing in Securities 2010-11-01
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Advising on Securities 2010-11-01
ADI940 GOH Kian Liem, Joel 吳鍵林 RO Dealing in Futures Contracts 2015-01-21
ADI940 GOH Kian Liem, Joel 吳鍵林 RO Advising on Securities 2015-01-21
ADI940 GOH Kian Liem, Joel 吳鍵林 RO Advising on Futures Contracts 2015-01-21
ADI940 GOH Kian Liem, Joel 吳鍵林 RO Dealing in Securities 2015-01-21
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Asset Management 2014-08-27 2015-02-13
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Dealing in Securities 2014-08-27 2015-01-21
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Dealing in Futures Contracts 2014-08-27 2015-01-21
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Advising on Securities 2014-08-27 2015-01-21
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Advising on Futures Contracts 2014-08-27 2015-01-21
ADI991 HUI Hong, Alen 許航 RE Advising on Securities 2010-11-01 2012-11-11
ADI991 HUI Hong, Alen 許航 RE Dealing in Securities 2010-11-01 2012-11-11
ADI991 HUI Hong, Alen 許航 RE Advising on Futures Contracts 2010-11-01 2012-11-11
ADI991 HUI Hong, Alen 許航 RE Dealing in Futures Contracts 2010-11-01 2012-11-11
ADL028 YEUNG Hok Huen, Runter 楊學煊 RE Dealing in Securities 2003-10-22 2004-09-17
ADL028 YEUNG Hok Huen, Runter 楊學煊 RE Advising on Securities 2004-03-05 2004-09-17
ADN974 AU Wing Ting 歐永定 RE Dealing in Futures Contracts 2006-07-01
ADN974 AU Wing Ting 歐永定 RE Advising on Futures Contracts 2006-07-01
ADN974 AU Wing Ting 歐永定 RE Dealing in Securities 2006-07-01
ADN974 AU Wing Ting 歐永定 RE Advising on Securities 2006-07-04
ADU318 LI Wai Kong 李偉江 RE Advising on Securities 2017-06-28
ADU318 LI Wai Kong 李偉江 RE Dealing in Securities 2017-06-28
ADU318 LI Wai Kong 李偉江 RE Dealing in Futures Contracts 2017-06-28
ADU318 LI Wai Kong 李偉江 RE Advising on Futures Contracts 2017-06-28
ADV811 KUO Shu-Chuan 郭淑娟 RE Dealing in Securities 2006-06-23 2012-09-03
ADV811 KUO Shu-Chuan 郭淑娟 RE Dealing in Futures Contracts 2006-06-23 2012-09-03
ADV811 KUO Shu-Chuan 郭淑娟 RE Advising on Futures Contracts 2006-06-23 2012-09-03
ADV811 KUO Shu-Chuan 郭淑娟 RE Advising on Securities 2006-07-03 2012-09-03
ADV928 HO Ting Hong 何鼎康 RE Advising on Futures Contracts 2014-03-19
ADV928 HO Ting Hong 何鼎康 RE Dealing in Securities 2014-03-19
ADV928 HO Ting Hong 何鼎康 RE Advising on Securities 2014-03-19
ADV928 HO Ting Hong 何鼎康 RE Dealing in Futures Contracts 2014-03-19
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Advising on Securities 2003-04-01 2005-04-18
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Dealing in Securities 2003-04-01 2005-04-18
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Dealing in Futures Contracts 2004-11-25 2005-04-18
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Advising on Futures Contracts 2004-11-25 2005-04-18
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Asset Management 2003-04-01 2004-02-17
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Advising on Securities 2003-04-01
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Dealing in Securities 2003-04-01
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Dealing in Futures Contracts 2004-11-24
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Advising on Futures Contracts 2004-11-24
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Asset Management 2003-04-01 2004-02-17
AEH584 WONG Chi Hing 黃紫卿 RE Dealing in Futures Contracts 2010-11-01 2017-01-16
AEH584 WONG Chi Hing 黃紫卿 RE Advising on Futures Contracts 2010-11-01 2017-01-16
AEH584 WONG Chi Hing 黃紫卿 RE Advising on Securities 2010-11-01 2017-01-16
AEH584 WONG Chi Hing 黃紫卿 RE Dealing in Securities 2010-11-01 2017-01-16
AEI329 CHEUNG Hang Yin, Karen 張杏研 RE Dealing in Securities 2003-04-01 2014-11-07
AEI329 CHEUNG Hang Yin, Karen 張杏研 RE Advising on Securities 2003-04-01 2014-11-07
AEI329 CHEUNG Hang Yin, Karen 張杏研 RE Asset Management 2003-04-01 2004-02-17
AEI329 CHEUNG Hang Yin, Karen 張杏研 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AEM838 YUEN Sau Ying 袁秀英 RE Dealing in Securities 2003-04-01 2004-03-22
AEM838 YUEN Sau Ying 袁秀英 RE Advising on Securities 2003-04-01 2004-02-13
AEM838 YUEN Sau Ying 袁秀英 RE Asset Management 2003-04-01 2004-02-13
AEM838 YUEN Sau Ying 袁秀英 RE Advising on Corporate Finance 2003-04-01 2004-02-13
AEU390 LEUNG Luzviminda Cabanatan RE Dealing in Futures Contracts 2010-11-01
AEU390 LEUNG Luzviminda Cabanatan RE Advising on Securities 2010-11-01
AEU390 LEUNG Luzviminda Cabanatan RE Advising on Futures Contracts 2010-11-01
AEU390 LEUNG Luzviminda Cabanatan RE Dealing in Securities 2010-11-01
AEU511 WONG Pui Lee , Polly 王蓓莉 RE Advising on Securities 2003-04-01 2007-05-09
AEU511 WONG Pui Lee , Polly 王蓓莉 RE Dealing in Securities 2003-04-01 2007-05-09
AEU511 WONG Pui Lee , Polly 王蓓莉 RE Asset Management 2003-04-01 2004-02-18
AEU511 WONG Pui Lee , Polly 王蓓莉 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AFA129 MA Wai Yin, Michael 馬偉賢 RE Asset Management 2016-02-11 2017-08-01
AFA129 MA Wai Yin, Michael 馬偉賢 RE Dealing in Securities 2016-02-11 2017-08-01
AFA129 MA Wai Yin, Michael 馬偉賢 RE Advising on Securities 2016-02-11 2017-08-01
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Advising on Futures Contracts 2013-06-03 2015-04-20
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Advising on Securities 2013-06-03 2015-04-20
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Dealing in Futures Contracts 2013-06-03 2015-04-20
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Dealing in Securities 2013-06-03 2015-04-20
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Advising on Futures Contracts 2010-04-13 2012-12-31
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Dealing in Futures Contracts 2010-04-13 2012-12-31
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Advising on Securities 2010-04-13 2012-12-31
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Dealing in Securities 2010-04-13 2012-12-31
AFF107 NG Ngai Wai 吳毅慧 RE Dealing in Securities 2006-06-27
AFF107 NG Ngai Wai 吳毅慧 RE Dealing in Futures Contracts 2006-06-27
AFF107 NG Ngai Wai 吳毅慧 RE Advising on Futures Contracts 2006-06-27
AFF107 NG Ngai Wai 吳毅慧 RE Advising on Securities 2006-07-10
AFH258 YIP So Ling 葉素玲 RE Advising on Futures Contracts 2010-11-01 2013-02-25
AFH258 YIP So Ling 葉素玲 RE Advising on Securities 2010-11-01 2013-02-25
AFH258 YIP So Ling 葉素玲 RE Dealing in Futures Contracts 2010-11-01 2013-02-25
AFH258 YIP So Ling 葉素玲 RE Dealing in Securities 2010-11-01 2013-02-25
AFL697 HO On Nar 何安娜 RE Advising on Securities 2003-04-01 2005-02-08
AFL697 HO On Nar 何安娜 RE Dealing in Securities 2003-04-01 2005-02-08
AFL697 HO On Nar 何安娜 RE Dealing in Futures Contracts 2004-11-23 2005-02-08
AFL697 HO On Nar 何安娜 RE Advising on Futures Contracts 2004-11-23 2005-02-08
AFL697 HO On Nar 何安娜 RE Advising on Corporate Finance 2003-04-01 2004-07-27
AFL697 HO On Nar 何安娜 RE Asset Management 2003-04-01 2004-07-27
AFM556 KUNG King Man, Inna 龔敬雯 RE Dealing in Securities 2003-04-01 2018-01-03
AFM556 KUNG King Man, Inna 龔敬雯 RE Advising on Securities 2003-04-01 2018-01-03
AFM556 KUNG King Man, Inna 龔敬雯 RE Advising on Futures Contracts 2004-11-23 2018-01-03
AFM556 KUNG King Man, Inna 龔敬雯 RE Dealing in Futures Contracts 2004-11-23 2018-01-03
AFM556 KUNG King Man, Inna 龔敬雯 RE Asset Management 2003-04-01 2004-02-17
AFM556 KUNG King Man, Inna 龔敬雯 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AFP785 MOON Ji Ho RE Advising on Futures Contracts 2009-01-22 2012-06-04
AFP785 MOON Ji Ho RE Dealing in Securities 2009-01-22 2012-06-04
AFP785 MOON Ji Ho RE Advising on Securities 2009-01-22 2012-06-04
AFP785 MOON Ji Ho RE Dealing in Futures Contracts 2009-01-22 2012-06-04
AFR176 NOCHE Leo Cyril D. RE Dealing in Futures Contracts 2014-12-02
AFR176 NOCHE Leo Cyril D. RE Advising on Securities 2014-12-02
AFR176 NOCHE Leo Cyril D. RE Advising on Futures Contracts 2014-12-02
AFR176 NOCHE Leo Cyril D. RE Dealing in Securities 2014-12-02
AFR592 LI Siu Chong, Hetty 李小莊 RE Dealing in Securities 2004-04-02 2004-07-20
AFR592 LI Siu Chong, Hetty 李小莊 RE Advising on Securities 2004-04-30 2004-07-20
AFU893 CHARK Chi Wing, Alexis 翟志榮 RO Dealing in Securities 2015-06-25
AFU893 CHARK Chi Wing, Alexis 翟志榮 RO Advising on Futures Contracts 2015-06-25
AFU893 CHARK Chi Wing, Alexis 翟志榮 RO Advising on Securities 2015-06-25
AFU893 CHARK Chi Wing, Alexis 翟志榮 RO Dealing in Futures Contracts 2015-06-25
AFU893 CHARK Chi Wing, Alexis 翟志榮 RE Dealing in Securities 2015-04-20 2015-06-25
AFU893 CHARK Chi Wing, Alexis 翟志榮 RE Advising on Futures Contracts 2015-04-20 2015-06-25
AFU893 CHARK Chi Wing, Alexis 翟志榮 RE Advising on Securities 2015-04-20 2015-06-25
AFU893 CHARK Chi Wing, Alexis 翟志榮 RE Dealing in Futures Contracts 2015-04-20 2015-06-25
AFV900 CHOW Sze Ling 周思玲 RE Advising on Securities 2003-04-01 2005-06-15
AFV900 CHOW Sze Ling 周思玲 RE Dealing in Securities 2003-04-01 2005-06-15
AFV900 CHOW Sze Ling 周思玲 RE Asset Management 2003-04-01 2004-02-17
AFV900 CHOW Sze Ling 周思玲 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AFV902 KWAN Kit Fong 關潔芳 RE Dealing in Securities 2003-04-01
AFV902 KWAN Kit Fong 關潔芳 RE Advising on Securities 2003-04-01
AFV902 KWAN Kit Fong 關潔芳 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AFV902 KWAN Kit Fong 關潔芳 RE Asset Management 2003-04-01 2004-02-17
AFX136 CHENG Kwok Gee, Tina 鄭國姿 RE Dealing in Securities 2003-04-01 2003-08-18
AFX136 CHENG Kwok Gee, Tina 鄭國姿 RE Advising on Corporate Finance 2003-04-01 2003-08-18
AFX136 CHENG Kwok Gee, Tina 鄭國姿 RE Asset Management 2003-04-01 2003-08-18
AFX136 CHENG Kwok Gee, Tina 鄭國姿 RE Advising on Securities 2003-04-01 2003-08-18
AFZ385 CHOI Harris Shu Sum 蔡澍森 RE Dealing in Securities 2003-04-01 2004-03-04
AFZ385 CHOI Harris Shu Sum 蔡澍森 RE Advising on Securities 2003-04-01 2004-02-17
AFZ385 CHOI Harris Shu Sum 蔡澍森 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AFZ385 CHOI Harris Shu Sum 蔡澍森 RE Asset Management 2003-04-01 2004-02-17
AFZ387 YEUNG Yin Shan 楊燕珊 RE Advising on Securities 2003-04-01 2004-03-22
AFZ387 YEUNG Yin Shan 楊燕珊 RE Dealing in Securities 2003-04-01 2004-03-22
AFZ387 YEUNG Yin Shan 楊燕珊 RE Asset Management 2003-04-01 2004-02-17
AFZ387 YEUNG Yin Shan 楊燕珊 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AGD631 TSANG Chun Pang 曾振鵬 RE Advising on Securities 2003-04-01 2017-01-02
AGD631 TSANG Chun Pang 曾振鵬 RE Dealing in Securities 2003-04-01 2017-01-02
AGD631 TSANG Chun Pang 曾振鵬 RE Dealing in Futures Contracts 2004-12-08 2017-01-02
AGD631 TSANG Chun Pang 曾振鵬 RE Advising on Futures Contracts 2004-12-08 2017-01-02
AGD631 TSANG Chun Pang 曾振鵬 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AGD631 TSANG Chun Pang 曾振鵬 RE Asset Management 2003-04-01 2004-02-17
AGM414 YONG Koon Sun 楊焜善 RE Asset Management 2014-03-21 2016-04-28
AGM414 YONG Koon Sun 楊焜善 RE Dealing in Futures Contracts 2014-03-21 2016-04-28
AGM414 YONG Koon Sun 楊焜善 RE Advising on Futures Contracts 2014-03-21 2016-04-28
AGM414 YONG Koon Sun 楊焜善 RO Dealing in Securities 2014-10-09 2016-04-28
AGM414 YONG Koon Sun 楊焜善 RO Advising on Securities 2014-10-09 2016-04-28
AGM414 YONG Koon Sun 楊焜善 RE Dealing in Securities 2014-03-21 2014-10-09
AGM414 YONG Koon Sun 楊焜善 RE Advising on Securities 2014-03-21 2014-10-09
AGM895 SHIU Ka Pik, Karen 蕭家碧 RE Advising on Securities 2003-04-01
AGM895 SHIU Ka Pik, Karen 蕭家碧 RE Dealing in Securities 2003-04-01
AGM895 SHIU Ka Pik, Karen 蕭家碧 RE Asset Management 2003-04-01 2004-02-18
AGM895 SHIU Ka Pik, Karen 蕭家碧 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AGP095 TAM Wey Lung 譚維龍 RE Dealing in Securities 2006-07-01
AGP095 TAM Wey Lung 譚維龍 RE Advising on Futures Contracts 2006-07-01
AGP095 TAM Wey Lung 譚維龍 RE Dealing in Futures Contracts 2006-07-01
AGP095 TAM Wey Lung 譚維龍 RE Advising on Securities 2006-07-12
AGP553 LUK Yuen Sze 陸婉詩 RE Dealing in Securities 2014-04-14 2014-07-04
AGP553 LUK Yuen Sze 陸婉詩 RE Advising on Securities 2014-04-14 2014-07-04
AGP553 LUK Yuen Sze 陸婉詩 RE Advising on Futures Contracts 2014-04-14 2014-07-04
AGP553 LUK Yuen Sze 陸婉詩 RE Dealing in Futures Contracts 2014-04-14 2014-07-04
AGQ590 KA Yue See, Eugene 賈雨時 RE Dealing in Futures Contracts 2007-09-04
AGQ590 KA Yue See, Eugene 賈雨時 RE Advising on Futures Contracts 2007-09-04
AGQ590 KA Yue See, Eugene 賈雨時 RE Advising on Securities 2017-05-16
AGQ590 KA Yue See, Eugene 賈雨時 RE Dealing in Securities 2017-05-16
AGQ590 KA Yue See, Eugene 賈雨時 RO Advising on Securities 2007-09-04 2017-05-16
AGQ590 KA Yue See, Eugene 賈雨時 RO Dealing in Securities 2009-03-17 2017-05-16
AGQ590 KA Yue See, Eugene 賈雨時 RE Dealing in Securities 2007-09-04 2009-03-17
AGW418 LAW Kwok Wa 羅國華 RE Dealing in Securities 2003-09-01 2004-11-17
AGW418 LAW Kwok Wa 羅國華 RE Advising on Securities 2004-03-05 2004-11-17
AHD642 HARVEY-FROS Christopher Simon Francis RE Asset Management 2003-04-01 2006-03-01
AHD642 HARVEY-FROS Christopher Simon Francis RE Advising on Securities 2003-04-01 2006-03-01
AHD642 HARVEY-FROS Christopher Simon Francis RE Dealing in Securities 2003-04-01 2006-03-01
AHD642 HARVEY-FROS Christopher Simon Francis RE Dealing in Futures Contracts 2004-11-09 2006-03-01
AHD642 HARVEY-FROS Christopher Simon Francis RE Advising on Futures Contracts 2004-11-09 2006-03-01
AHD642 HARVEY-FROS Christopher Simon Francis RE Advising on Corporate Finance 2003-04-01 2004-02-17
AHE272 CHEUNG Chun 張駿 RE Dealing in Securities 2006-08-01 2010-03-11
AHE272 CHEUNG Chun 張駿 RE Advising on Securities 2006-08-01 2010-03-11
AHE272 CHEUNG Chun 張駿 RE Dealing in Securities 2003-08-22 2006-01-14
AHE272 CHEUNG Chun 張駿 RE Advising on Securities 2004-03-05 2006-01-14
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Dealing in Securities 2003-04-01 2006-03-01
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Asset Management 2003-04-01 2006-03-01
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Advising on Securities 2003-04-01 2006-03-01
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Dealing in Futures Contracts 2004-11-09 2006-03-01
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Advising on Futures Contracts 2004-11-09 2006-03-01
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AIB824 TAI Te-Chun 戴德群 RE Dealing in Futures Contracts 2018-09-06
AIB824 TAI Te-Chun 戴德群 RE Advising on Securities 2018-09-06
AIB824 TAI Te-Chun 戴德群 RE Advising on Futures Contracts 2018-09-06
AIB824 TAI Te-Chun 戴德群 RE Dealing in Securities 2018-09-06
AIB835 CHEN Ping 陳平 RE Dealing in Securities 2018-09-14
AIB835 CHEN Ping 陳平 RE Advising on Futures Contracts 2018-09-14
AIB835 CHEN Ping 陳平 RE Advising on Securities 2018-09-14
AIB835 CHEN Ping 陳平 RE Dealing in Futures Contracts 2018-09-14
AIC833 CHUNG Cheuk Man 鍾卓文 RE Dealing in Securities 2009-07-10 2010-04-20
AIC833 CHUNG Cheuk Man 鍾卓文 RE Advising on Securities 2009-07-10 2010-04-20
AID285 LUONG Vanessa 梁美雲 RO Advising on Securities 2005-01-26 2017-12-16
AID285 LUONG Vanessa 梁美雲 RO Dealing in Securities 2005-01-26 2017-12-16
AID285 LUONG Vanessa 梁美雲 RO Dealing in Futures Contracts 2005-01-26 2017-12-16
AID285 LUONG Vanessa 梁美雲 RO Advising on Futures Contracts 2005-01-26 2017-12-16
AID285 LUONG Vanessa 梁美雲 RO Asset Management 2005-01-26 2017-12-16
AIF553 CHENG Man Chiu, Darius 鄭敏超 RE Advising on Securities 2003-04-01 2007-07-03
AIF553 CHENG Man Chiu, Darius 鄭敏超 RE Dealing in Securities 2003-04-01 2007-07-03
AIF553 CHENG Man Chiu, Darius 鄭敏超 RE Asset Management 2003-04-01 2004-02-17
AIF553 CHENG Man Chiu, Darius 鄭敏超 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AIJ824 LAM Ka Wai 林嘉蕙 RE Advising on Securities 2003-04-01 2003-05-12
AIJ824 LAM Ka Wai 林嘉蕙 RE Advising on Corporate Finance 2003-04-01 2003-05-12
AIJ824 LAM Ka Wai 林嘉蕙 RE Dealing in Securities 2003-04-01 2003-05-12
AIJ824 LAM Ka Wai 林嘉蕙 RE Asset Management 2003-04-01 2003-05-12
AIT495 IRWIN Samuel Mark RE Dealing in Securities 2015-06-10
AIT495 IRWIN Samuel Mark RE Advising on Securities 2015-06-10
AIT495 IRWIN Samuel Mark RE Advising on Futures Contracts 2015-07-03
AIT495 IRWIN Samuel Mark RE Dealing in Futures Contracts 2015-07-03
AIZ708 SUEN Vincent Wing Chiu 孫穎超 RE Dealing in Securities 2003-06-09 2004-02-09
AJA983 YU Mee Kam, Irene 余美金 RE Advising on Securities 2013-03-06 2014-07-25
AJA983 YU Mee Kam, Irene 余美金 RE Dealing in Securities 2013-03-06 2014-07-25
AJA983 YU Mee Kam, Irene 余美金 RE Advising on Futures Contracts 2013-05-07 2014-07-25
AJA983 YU Mee Kam, Irene 余美金 RE Dealing in Futures Contracts 2013-05-07 2014-07-25
AJE452 TSANG Kwong Sum, Robert 曾廣森 RE Dealing in Securities 2003-11-03 2004-07-13
AKP712 WONG Chie King 王植敬 RE Dealing in Futures Contracts 2006-05-12 2007-06-01
AKP712 WONG Chie King 王植敬 RE Dealing in Securities 2006-05-12 2007-06-01
AKP712 WONG Chie King 王植敬 RE Advising on Securities 2006-05-26 2007-06-01
AKP712 WONG Chie King 王植敬 RE Advising on Futures Contracts 2006-05-26 2007-06-01
ALB815 YU Chun Sing, Sam 余振聲 RO Advising on Securities 2004-10-14 2005-03-03
ALB815 YU Chun Sing, Sam 余振聲 RO Asset Management 2004-10-14 2005-03-03
ALB815 YU Chun Sing, Sam 余振聲 RO Dealing in Securities 2004-10-14 2005-03-03
ALB815 YU Chun Sing, Sam 余振聲 RO Dealing in Futures Contracts 2004-10-14 2005-03-03
ALB815 YU Chun Sing, Sam 余振聲 RO Advising on Futures Contracts 2004-10-14 2005-03-03
ALI169 HUI Ming Fun, Teresa 許明芬 RE Advising on Securities 2004-10-13 2007-06-21
ALI169 HUI Ming Fun, Teresa 許明芬 RE Dealing in Securities 2004-10-13 2007-06-21
ALI169 HUI Ming Fun, Teresa 許明芬 RE Dealing in Futures Contracts 2006-10-06 2007-06-21
ALI169 HUI Ming Fun, Teresa 許明芬 RE Advising on Futures Contracts 2006-10-06 2007-06-21
ALS374 HUI Wai Kong 許偉剛 RE Advising on Securities 2010-11-01 2010-11-01
ALS374 HUI Wai Kong 許偉剛 RE Advising on Futures Contracts 2010-11-01 2010-11-01
ALS374 HUI Wai Kong 許偉剛 RE Dealing in Futures Contracts 2010-11-01 2010-11-01
ALS374 HUI Wai Kong 許偉剛 RE Dealing in Securities 2010-11-01 2010-11-01
ALS639 TURCZYNIAK Andrew Walter RO Advising on Securities 2012-03-28 2014-03-06
ALS639 TURCZYNIAK Andrew Walter RO Dealing in Securities 2012-03-28 2014-03-06
ALS639 TURCZYNIAK Andrew Walter RE Dealing in Securities 2009-07-29 2012-03-28
ALS639 TURCZYNIAK Andrew Walter RE Advising on Securities 2009-07-29 2012-03-28
ALW550 AU Tak Yin, Christine 區德妍 RE Dealing in Securities 2005-06-01 2007-04-14
ALW550 AU Tak Yin, Christine 區德妍 RE Advising on Securities 2005-06-02 2007-04-14
AMA089 HO Yuk Yin, Connie 何玉燕 RO Advising on Securities 2009-03-17 2015-09-01
AMA089 HO Yuk Yin, Connie 何玉燕 RO Dealing in Securities 2009-03-17 2015-09-01
AMA089 HO Yuk Yin, Connie 何玉燕 RE Dealing in Securities 2005-05-24 2009-03-17
AMA089 HO Yuk Yin, Connie 何玉燕 RE Advising on Securities 2005-05-24 2009-03-17
AMB388 WONG Hoi Yin, Molly 黃海燕 RE Dealing in Securities 2006-05-15 2007-04-19
AMB388 WONG Hoi Yin, Molly 黃海燕 RE Dealing in Futures Contracts 2006-05-15 2007-04-19
AMB388 WONG Hoi Yin, Molly 黃海燕 RE Advising on Securities 2006-05-26 2007-04-19
AMB388 WONG Hoi Yin, Molly 黃海燕 RE Advising on Futures Contracts 2006-05-26 2007-04-19
AMC670 LAM Kin Man 林健文 RE Advising on Securities 2010-11-01 2012-11-11
AMC670 LAM Kin Man 林健文 RE Advising on Futures Contracts 2010-11-01 2012-11-11
AMC670 LAM Kin Man 林健文 RE Dealing in Securities 2010-11-01 2012-11-11
AMC670 LAM Kin Man 林健文 RE Dealing in Futures Contracts 2010-11-01 2012-11-11
AMG981 LEE Jacqueline Chi Kei 李芷淇 RE Dealing in Securities 2005-07-27 2007-04-01
AMG981 LEE Jacqueline Chi Kei 李芷淇 RE Advising on Securities 2005-07-27 2007-04-01
AMG981 LEE Jacqueline Chi Kei 李芷淇 RE Asset Management 2005-07-27 2007-04-01
AMJ511 FANG Kie Wah 房紀華 RE Dealing in Futures Contracts 2005-08-16 2006-05-05
AMJ511 FANG Kie Wah 房紀華 RE Advising on Securities 2005-08-16 2006-05-05
AMJ511 FANG Kie Wah 房紀華 RE Advising on Futures Contracts 2005-08-16 2006-05-05
AMJ511 FANG Kie Wah 房紀華 RE Dealing in Securities 2005-08-16 2006-05-05
AMQ714 WU Jung-hsin 吳榮欣 RE Dealing in Futures Contracts 2006-07-17 2016-08-02
AMQ714 WU Jung-hsin 吳榮欣 RE Dealing in Securities 2006-07-17 2016-08-02
AMQ714 WU Jung-hsin 吳榮欣 RE Advising on Securities 2006-07-28 2016-08-02
AMQ714 WU Jung-hsin 吳榮欣 RE Advising on Futures Contracts 2006-07-28 2016-08-02
AMQ717 CHENG Shih-jen 鄭世仁 RE Dealing in Futures Contracts 2010-11-01 2010-11-01
AMQ717 CHENG Shih-jen 鄭世仁 RE Dealing in Securities 2010-11-01 2010-11-01
AMQ717 CHENG Shih-jen 鄭世仁 RE Advising on Securities 2010-11-01 2010-11-01
AMQ717 CHENG Shih-jen 鄭世仁 RE Advising on Futures Contracts 2010-11-01 2010-11-01
AMQ815 CHEN Chieh-kuo 陳介國 RE Dealing in Securities 2009-03-23
AMQ815 CHEN Chieh-kuo 陳介國 RE Advising on Futures Contracts 2009-03-23
AMQ815 CHEN Chieh-kuo 陳介國 RE Dealing in Futures Contracts 2009-03-23
AMQ815 CHEN Chieh-kuo 陳介國 RE Advising on Securities 2009-04-24
AMQ815 CHEN Chieh-kuo 陳介國 RE Dealing in Futures Contracts 2006-07-17 2006-08-31
AMQ815 CHEN Chieh-kuo 陳介國 RE Dealing in Securities 2006-07-17 2006-08-31
AMQ815 CHEN Chieh-kuo 陳介國 RE Advising on Securities 2006-07-28 2006-08-31
AMQ815 CHEN Chieh-kuo 陳介國 RE Advising on Futures Contracts 2006-07-28 2006-08-31
AMQ853 HUNG Yi-chu 洪翊筑 RE Dealing in Securities 2006-07-17
AMQ853 HUNG Yi-chu 洪翊筑 RE Dealing in Futures Contracts 2006-07-17
AMQ853 HUNG Yi-chu 洪翊筑 RE Advising on Futures Contracts 2006-07-28
AMQ853 HUNG Yi-chu 洪翊筑 RE Advising on Securities 2006-07-28
AMS495 LEE Sau Sau, Celine 李秀秀 RE Advising on Securities 2005-11-21 2007-02-01
AMS495 LEE Sau Sau, Celine 李秀秀 RE Asset Management 2005-11-21 2007-02-01
AMS495 LEE Sau Sau, Celine 李秀秀 RE Dealing in Securities 2005-11-21 2007-02-01
AMU484 HO Yik Hang, Victor 何奕恒 RE Dealing in Futures Contracts 2009-08-06 2014-10-20
AMU484 HO Yik Hang, Victor 何奕恒 RE Advising on Futures Contracts 2009-08-06 2014-10-20
AMU484 HO Yik Hang, Victor 何奕恒 RE Advising on Securities 2009-08-06 2014-10-20
AMU484 HO Yik Hang, Victor 何奕恒 RE Dealing in Securities 2009-08-06 2014-10-20
ANF196 WONG Tsui Chi, Twiggy 黃翠芝 RE Dealing in Securities 2010-11-01 2012-11-11
ANF196 WONG Tsui Chi, Twiggy 黃翠芝 RE Dealing in Futures Contracts 2010-11-01 2012-11-11
ANF196 WONG Tsui Chi, Twiggy 黃翠芝 RE Advising on Futures Contracts 2010-11-01 2012-11-11
ANF196 WONG Tsui Chi, Twiggy 黃翠芝 RE Advising on Securities 2010-11-01 2012-11-11
ANG573 HO Yin Shan, Cookie 何燕珊 RE Dealing in Securities 2017-08-14
ANG573 HO Yin Shan, Cookie 何燕珊 RE Advising on Securities 2017-08-14
ANG573 HO Yin Shan, Cookie 何燕珊 RE Advising on Futures Contracts 2018-01-12
ANG573 HO Yin Shan, Cookie 何燕珊 RE Dealing in Futures Contracts 2018-01-12
ANG573 HO Yin Shan, Cookie 何燕珊 RE Advising on Securities 2014-09-22 2016-10-01
ANG573 HO Yin Shan, Cookie 何燕珊 RE Dealing in Securities 2014-09-22 2016-10-01
ANL056 LAU Chi Man 劉智敏 RE Dealing in Securities 2006-05-24 2014-03-13
ANL056 LAU Chi Man 劉智敏 RE Advising on Securities 2006-05-24 2014-03-13
ANL056 LAU Chi Man 劉智敏 RE Advising on Futures Contracts 2010-03-24 2014-03-13
ANL056 LAU Chi Man 劉智敏 RE Dealing in Futures Contracts 2010-03-24 2014-03-13
ANL068 CHOR Chun Ming 左峻銘 RE Dealing in Futures Contracts 2007-06-21
ANL068 CHOR Chun Ming 左峻銘 RE Advising on Futures Contracts 2007-06-21
ANL068 CHOR Chun Ming 左峻銘 RE Dealing in Securities 2007-06-21
ANL068 CHOR Chun Ming 左峻銘 RE Advising on Securities 2007-08-15
ANN473 TANG Hui-yen 唐惠燕 RE Dealing in Securities 2010-11-01 2015-10-02
ANN473 TANG Hui-yen 唐惠燕 RE Advising on Futures Contracts 2010-11-01 2015-10-02
ANN473 TANG Hui-yen 唐惠燕 RE Dealing in Futures Contracts 2010-11-01 2015-10-02
ANN473 TANG Hui-yen 唐惠燕 RE Advising on Securities 2010-11-01 2015-10-02
ANN475 LIU Wan-jou 劉宛柔 RE Dealing in Securities 2010-11-01 2015-08-03
ANN475 LIU Wan-jou 劉宛柔 RE Advising on Securities 2010-11-01 2015-08-03
ANN475 LIU Wan-jou 劉宛柔 RE Dealing in Futures Contracts 2010-11-01 2015-08-03
ANN475 LIU Wan-jou 劉宛柔 RE Advising on Futures Contracts 2010-11-01 2015-08-03
ANP997 CHANG Yung-yin 張芸英 RE Dealing in Futures Contracts 2010-11-01 2014-06-09
ANP997 CHANG Yung-yin 張芸英 RE Dealing in Securities 2010-11-01 2014-06-09
ANP997 CHANG Yung-yin 張芸英 RE Advising on Securities 2010-11-01 2014-06-09
ANP997 CHANG Yung-yin 張芸英 RE Advising on Futures Contracts 2010-11-01 2014-06-09
ANP999 LIN Ya-ling 林雅玲 RE Dealing in Securities 2010-11-01 2014-06-03
ANP999 LIN Ya-ling 林雅玲 RE Advising on Securities 2010-11-01 2014-06-03
ANP999 LIN Ya-ling 林雅玲 RE Dealing in Futures Contracts 2010-11-01 2014-06-03
ANP999 LIN Ya-ling 林雅玲 RE Advising on Futures Contracts 2010-11-01 2014-06-03
ANQ172 LIN Chia-huei 林嘉慧 RE Advising on Securities 2010-04-16 2012-07-16
ANQ172 LIN Chia-huei 林嘉慧 RE Dealing in Securities 2010-04-16 2012-07-16
ANQ172 LIN Chia-huei 林嘉慧 RE Advising on Futures Contracts 2010-04-16 2012-07-16
ANQ172 LIN Chia-huei 林嘉慧 RE Dealing in Futures Contracts 2010-04-16 2012-07-16
ANQ246 CHUANG Ya-lan 莊雅蘭 RE Dealing in Securities 2010-11-01 2014-06-16
ANQ246 CHUANG Ya-lan 莊雅蘭 RE Advising on Futures Contracts 2010-11-01 2014-06-16
ANQ246 CHUANG Ya-lan 莊雅蘭 RE Advising on Securities 2010-11-01 2014-06-16
ANQ246 CHUANG Ya-lan 莊雅蘭 RE Dealing in Futures Contracts 2010-11-01 2014-06-16
ANR900 CHANG Jia-fen 張嘉芬 RE Dealing in Securities 2007-05-11 2008-05-10
ANR900 CHANG Jia-fen 張嘉芬 RE Advising on Securities 2007-05-11 2008-05-10
ANT602 LIAO Wan-Lin 廖婉齡 RE Dealing in Futures Contracts 2007-07-31 2012-09-06
ANT602 LIAO Wan-Lin 廖婉齡 RE Advising on Futures Contracts 2007-07-31 2012-09-06
ANT602 LIAO Wan-Lin 廖婉齡 RE Advising on Securities 2007-07-31 2012-09-06
ANT602 LIAO Wan-Lin 廖婉齡 RE Dealing in Securities 2007-07-31 2012-09-06
ANT602 LIAO Wan-Lin 廖婉齡 RE Dealing in Futures Contracts 2006-08-07 2006-08-31
ANT602 LIAO Wan-Lin 廖婉齡 RE Dealing in Securities 2006-08-07 2006-08-31
ANT602 LIAO Wan-Lin 廖婉齡 RE Advising on Securities 2006-08-07 2006-08-31
ANT602 LIAO Wan-Lin 廖婉齡 RE Advising on Futures Contracts 2006-08-07 2006-08-31
ANY292 HE Jiping 何繼平 RE Advising on Securities 2006-09-15 2010-11-19
ANY292 HE Jiping 何繼平 RE Dealing in Securities 2006-09-15 2010-11-19
ANY292 HE Jiping 何繼平 RE Dealing in Futures Contracts 2009-10-12 2010-11-19
ANY292 HE Jiping 何繼平 RE Advising on Futures Contracts 2009-10-12 2010-11-19
ANZ782 CHAN Hayes 陳昶曦 RE Advising on Futures Contracts 2016-05-30 2017-10-31
ANZ782 CHAN Hayes 陳昶曦 RE Dealing in Futures Contracts 2016-05-30 2017-10-31
ANZ782 CHAN Hayes 陳昶曦 RE Advising on Securities 2016-05-30 2017-10-31
ANZ782 CHAN Hayes 陳昶曦 RE Dealing in Securities 2016-05-30 2017-10-31
AOA550 HUANG Li-Hsuan 黃麗璇 RE Advising on Futures Contracts 2006-10-03 2012-07-16
AOA550 HUANG Li-Hsuan 黃麗璇 RE Advising on Securities 2006-10-03 2012-07-16
AOA550 HUANG Li-Hsuan 黃麗璇 RE Dealing in Securities 2006-10-03 2012-07-16
AOA550 HUANG Li-Hsuan 黃麗璇 RE Dealing in Futures Contracts 2006-10-03 2012-07-16
AOH105 JAN Uen-He 詹文河 RE Dealing in Securities 2006-12-12 2012-07-16
AOH105 JAN Uen-He 詹文河 RE Advising on Securities 2006-12-12 2012-07-16
AOU802 CHANG Kai-Yu 張愷育 RE Dealing in Securities 2008-05-08 2009-04-30
AOU802 CHANG Kai-Yu 張愷育 RE Advising on Securities 2008-06-23 2009-04-30
AOV293 SUEN Choi Hong 孫財康 RE Advising on Securities 2007-04-23 2013-11-11
AOV293 SUEN Choi Hong 孫財康 RE Dealing in Securities 2007-04-23 2013-11-11
AOX408 CHOI Man Ki 蔡敏琪 RE Dealing in Futures Contracts 2010-11-01 2011-06-21
AOX408 CHOI Man Ki 蔡敏琪 RE Advising on Futures Contracts 2010-11-01 2011-06-21
AOX408 CHOI Man Ki 蔡敏琪 RE Advising on Securities 2010-11-01 2011-06-21
AOX408 CHOI Man Ki 蔡敏琪 RE Dealing in Securities 2010-11-01 2011-06-21
AOX739 LAM Ching Yi 林靜兒 RE Dealing in Securities 2007-05-17 2007-05-21
AOX739 LAM Ching Yi 林靜兒 RE Advising on Securities 2007-05-17 2007-05-21
APH012 WONG Yuen Ting 王阮婷 RE Dealing in Futures Contracts 2013-04-19 2013-08-19
APH012 WONG Yuen Ting 王阮婷 RE Advising on Futures Contracts 2013-04-19 2013-08-19
APH012 WONG Yuen Ting 王阮婷 RE Dealing in Securities 2013-04-19 2013-08-19
APH012 WONG Yuen Ting 王阮婷 RE Advising on Securities 2013-04-19 2013-08-19
APH433 YEUNG Kai Chi 楊啟芝 RE Advising on Securities 2007-07-27 2012-09-03
APH433 YEUNG Kai Chi 楊啟芝 RE Dealing in Securities 2007-07-27 2012-09-03
APK203 CHAN Kai 陳佳 RE Advising on Futures Contracts 2015-05-06 2015-10-22
APK203 CHAN Kai 陳佳 RE Dealing in Securities 2015-05-06 2015-10-22
APK203 CHAN Kai 陳佳 RE Dealing in Futures Contracts 2015-05-06 2015-10-22
APK203 CHAN Kai 陳佳 RE Advising on Securities 2015-05-06 2015-10-22
APL080 LI Wing Yi 李穎兒 RE Dealing in Securities 2008-05-30 2010-04-24
APL080 LI Wing Yi 李穎兒 RE Dealing in Futures Contracts 2008-05-30 2010-04-24
APL080 LI Wing Yi 李穎兒 RE Advising on Securities 2008-07-11 2010-04-24
APL080 LI Wing Yi 李穎兒 RE Advising on Futures Contracts 2008-07-11 2010-04-24
APL691 HUI Ka Man, Floria 許家敏 RE Dealing in Securities 2007-08-23
APL691 HUI Ka Man, Floria 許家敏 RE Advising on Securities 2007-08-23
APP685 SIU Man Wai 邵文慧 RE Dealing in Futures Contracts 2014-10-10 2015-08-31
APP685 SIU Man Wai 邵文慧 RE Advising on Futures Contracts 2014-10-10 2015-08-31
APP685 SIU Man Wai 邵文慧 RE Advising on Securities 2014-10-10 2015-08-31
APP685 SIU Man Wai 邵文慧 RE Dealing in Securities 2014-10-10 2015-08-31
APQ565 CHUK Kai Yiu 祝啟瑤 RE Dealing in Securities 2008-05-08 2010-03-17
APQ565 CHUK Kai Yiu 祝啟瑤 RE Advising on Securities 2008-05-08 2010-03-17
APU603 CHIM Yat Kan 詹逸瑾 RE Advising on Securities 2015-03-10
APU603 CHIM Yat Kan 詹逸瑾 RE Dealing in Securities 2015-03-10
APU603 CHIM Yat Kan 詹逸瑾 RE Advising on Futures Contracts 2015-06-15
APU603 CHIM Yat Kan 詹逸瑾 RE Dealing in Futures Contracts 2015-06-15
APU603 CHIM Yat Kan 詹逸瑾 RE Asset Management 2016-02-17 2018-05-10
AQA110 XIA Xiaosui 夏小穗 RE Advising on Futures Contracts 2008-12-02 2010-07-26
AQA110 XIA Xiaosui 夏小穗 RE Dealing in Securities 2008-12-02 2010-07-26
AQA110 XIA Xiaosui 夏小穗 RE Advising on Securities 2008-12-02 2010-07-26
AQA110 XIA Xiaosui 夏小穗 RE Dealing in Futures Contracts 2008-12-02 2010-07-26
AQA673 LAI Sin Ting 黎倩婷 RE Advising on Securities 2015-10-20 2017-06-26
AQA673 LAI Sin Ting 黎倩婷 RE Dealing in Securities 2015-10-20 2017-06-26
AQA673 LAI Sin Ting 黎倩婷 RE Dealing in Securities 2010-11-01 2013-09-26
AQA673 LAI Sin Ting 黎倩婷 RE Advising on Securities 2010-11-01 2013-09-26
AQE945 LEUNG Mang Hui 梁孟煦 RE Advising on Securities 2010-11-01 2014-01-01
AQE945 LEUNG Mang Hui 梁孟煦 RE Advising on Futures Contracts 2010-11-01 2014-01-01
AQE945 LEUNG Mang Hui 梁孟煦 RE Dealing in Futures Contracts 2010-11-01 2014-01-01
AQE945 LEUNG Mang Hui 梁孟煦 RE Dealing in Securities 2010-11-01 2014-01-01
AQF225 ROBERTS John James RO Advising on Futures Contracts 2017-01-13 2019-05-07
AQF225 ROBERTS John James RE Dealing in Futures Contracts 2017-01-13 2019-05-07
AQF225 ROBERTS John James RE Dealing in Securities 2017-01-13 2019-05-07
AQF225 ROBERTS John James RO Advising on Securities 2017-01-13 2019-05-07
AQF225 ROBERTS John James RE Advising on Securities 2008-01-02 2017-01-13
AQF225 ROBERTS John James RE Advising on Futures Contracts 2008-01-02 2017-01-13
AQN003 LI Kit Ying 李潔盈 RE Advising on Futures Contracts 2014-06-13 2014-09-08
AQN003 LI Kit Ying 李潔盈 RE Dealing in Securities 2014-06-13 2014-09-08
AQN003 LI Kit Ying 李潔盈 RE Dealing in Futures Contracts 2014-06-13 2014-09-08
AQN003 LI Kit Ying 李潔盈 RE Advising on Securities 2014-06-13 2014-09-08
AQT308 HO Ka Ling 何嘉玲 RE Advising on Securities 2008-06-05 2009-07-02
AQT308 HO Ka Ling 何嘉玲 RE Dealing in Securities 2008-06-05 2009-07-02
AQY759 KU Ching Heung 古清香 RE Advising on Securities 2014-03-11 2016-07-16
AQY759 KU Ching Heung 古清香 RE Dealing in Securities 2014-03-11 2016-07-16
ARA665 CHEUNG Bernard Kar Hay 張嘉熙 RE Dealing in Securities 2008-05-19 2009-05-18
ARA665 CHEUNG Bernard Kar Hay 張嘉熙 RE Advising on Securities 2008-05-19 2009-05-18
ARD761 YEUNG See Ah 楊思雅 RE Dealing in Securities 2009-03-02 2010-03-15
ARD761 YEUNG See Ah 楊思雅 RE Advising on Securities 2009-03-02 2010-03-15
ARD761 YEUNG See Ah 楊思雅 RE Dealing in Futures Contracts 2009-06-25 2010-03-15
ARD761 YEUNG See Ah 楊思雅 RE Advising on Futures Contracts 2009-06-25 2010-03-15
ARH478 NG Calvin Cheuk Sing 吳卓乘 RE Advising on Securities 2015-05-06
ARH478 NG Calvin Cheuk Sing 吳卓乘 RE Dealing in Securities 2015-05-06 2017-07-18
ARN024 HO Ka Lee, Kary 何嘉莉 RE Dealing in Securities 2010-11-01 2010-12-01
ARN024 HO Ka Lee, Kary 何嘉莉 RE Advising on Securities 2010-11-01 2010-12-01
ARN024 HO Ka Lee, Kary 何嘉莉 RE Advising on Futures Contracts 2010-11-01 2010-12-01
ARN024 HO Ka Lee, Kary 何嘉莉 RE Dealing in Futures Contracts 2010-11-01 2010-12-01
ARV613 AU Jacqueline Wing-kay 區穎琪 RE Advising on Securities 2008-11-06 2011-08-26
ARV613 AU Jacqueline Wing-kay 區穎琪 RE Dealing in Securities 2008-11-06 2011-08-26
ARV613 AU Jacqueline Wing-kay 區穎琪 RE Dealing in Futures Contracts 2009-10-12 2011-08-26
ARV613 AU Jacqueline Wing-kay 區穎琪 RE Advising on Futures Contracts 2009-10-12 2011-08-26
ASO439 JANG Hyuk 張赫 RE Advising on Securities 2009-03-19 2010-06-21
ASO439 JANG Hyuk 張赫 RE Dealing in Securities 2009-03-19 2010-06-21
AST290 MU Frank RO Advising on Securities 2009-06-05 2011-11-30
AST290 MU Frank RO Dealing in Securities 2009-06-05 2011-11-30
AST290 MU Frank RO Dealing in Futures Contracts 2010-04-15 2011-11-30
AST290 MU Frank RO Advising on Futures Contracts 2010-04-15 2011-11-30
AST652 CHENG Hiu Tung 鄭曉彤 RE Dealing in Securities 2009-04-09 2010-12-03
AST652 CHENG Hiu Tung 鄭曉彤 RE Advising on Securities 2009-04-09 2010-12-03
AST652 CHENG Hiu Tung 鄭曉彤 RE Dealing in Futures Contracts 2010-05-27 2010-12-03
AST652 CHENG Hiu Tung 鄭曉彤 RE Advising on Futures Contracts 2010-05-27 2010-12-03
ATI893 LIN Yi-Chun 林怡君 RE Advising on Securities 2009-08-03 2011-01-03
ATI893 LIN Yi-Chun 林怡君 RE Dealing in Securities 2009-08-03 2011-01-03
ATM436 CHEUNG Wing Ka 張穎嘉 RE Dealing in Futures Contracts 2011-02-11 2013-04-08
ATM436 CHEUNG Wing Ka 張穎嘉 RE Advising on Futures Contracts 2011-02-11 2013-04-08
ATM436 CHEUNG Wing Ka 張穎嘉 RE Advising on Securities 2011-02-11 2013-04-08
ATM436 CHEUNG Wing Ka 張穎嘉 RE Dealing in Securities 2011-02-11 2013-04-08
ATN846 CHAN Cheuk Nam, Stanley 陳卓男 RE Advising on Securities 2009-08-12 2011-04-26
ATN846 CHAN Cheuk Nam, Stanley 陳卓男 RE Dealing in Securities 2009-08-12 2011-04-26
ATQ774 CHEN Yi Chin 陳怡青 RE Dealing in Securities 2017-11-13 2017-11-24
ATQ774 CHEN Yi Chin 陳怡青 RE Dealing in Futures Contracts 2017-11-13 2017-11-24
ATQ774 CHEN Yi Chin 陳怡青 RE Advising on Securities 2017-11-13 2017-11-24
ATQ774 CHEN Yi Chin 陳怡青 RE Advising on Futures Contracts 2017-11-13 2017-11-24
AUE415 KWAN Cheuk Shing 關卓誠 RE Advising on Securities 2017-11-15
AUK296 LAM Yuen Ching 林琬靖 RE Advising on Securities 2010-12-16 2013-06-17
AUK296 LAM Yuen Ching 林琬靖 RE Dealing in Securities 2010-12-16 2013-06-17
AUK296 LAM Yuen Ching 林琬靖 RE Dealing in Futures Contracts 2011-01-11 2013-06-17
AUK296 LAM Yuen Ching 林琬靖 RE Advising on Futures Contracts 2011-01-11 2013-06-17
AVD054 POON Wai Ling, Jessica 潘惠玲 RE Advising on Securities 2010-04-30 2013-10-03
AVD054 POON Wai Ling, Jessica 潘惠玲 RE Dealing in Securities 2010-04-30 2013-10-03
AVD054 POON Wai Ling, Jessica 潘惠玲 RE Dealing in Futures Contracts 2012-06-15 2013-10-03
AVD054 POON Wai Ling, Jessica 潘惠玲 RE Advising on Futures Contracts 2012-06-15 2013-10-03
AVD184 KANG Byoung-Houn 姜秉憲 RE Advising on Securities 2010-05-04 2011-05-16
AVD184 KANG Byoung-Houn 姜秉憲 RE Dealing in Securities 2010-05-04 2011-05-16
AVH077 LIN Jiaxin 林佳欣 RE Dealing in Futures Contracts 2010-12-24 2013-09-25
AVH077 LIN Jiaxin 林佳欣 RE Advising on Futures Contracts 2010-12-24 2013-09-25
AVH077 LIN Jiaxin 林佳欣 RE Dealing in Securities 2010-12-24 2013-09-25
AVH077 LIN Jiaxin 林佳欣 RE Advising on Securities 2010-12-24 2013-09-25
AVV109 WONG Ka Mei 黃嘉媚 RE Dealing in Futures Contracts 2014-10-10 2014-10-16
AVV109 WONG Ka Mei 黃嘉媚 RE Advising on Futures Contracts 2014-10-10 2014-10-16
AVV109 WONG Ka Mei 黃嘉媚 RE Dealing in Securities 2014-10-10 2014-10-16
AVV109 WONG Ka Mei 黃嘉媚 RE Advising on Securities 2014-10-10 2014-10-16
AVW696 FAN Cheuk Ming, Victor 范卓明 RE Advising on Futures Contracts 2010-11-01 2014-09-15
AVW696 FAN Cheuk Ming, Victor 范卓明 RE Dealing in Securities 2010-11-01 2014-09-15
AVW696 FAN Cheuk Ming, Victor 范卓明 RE Dealing in Futures Contracts 2010-11-01 2014-09-15
AVW696 FAN Cheuk Ming, Victor 范卓明 RE Advising on Securities 2010-11-03 2014-09-15
AVX017 TSENG Hsien Hsu 曾賢序 RE Advising on Securities 2016-09-02 2016-11-21
AVX017 TSENG Hsien Hsu 曾賢序 RE Dealing in Securities 2016-09-02 2016-11-21
AWI773 LU Yang 陸楊 RE Dealing in Securities 2010-11-24 2014-01-25
AWI773 LU Yang 陸楊 RE Advising on Securities 2010-11-24 2014-01-25
AWO225 WONG Yik Shing 黃奕成 RE Dealing in Futures Contracts 2015-07-03
AWO225 WONG Yik Shing 黃奕成 RE Dealing in Securities 2015-07-03
AWO225 WONG Yik Shing 黃奕成 RE Advising on Futures Contracts 2015-07-03
AWO225 WONG Yik Shing 黃奕成 RE Advising on Securities 2015-07-03
AXD862 KWOK Wing Sum, Vivian 郭穎琛 RE Dealing in Securities 2011-04-19 2012-01-30
AXD862 KWOK Wing Sum, Vivian 郭穎琛 RE Advising on Securities 2011-04-19 2012-01-30
AXG142 LEE Gee Eun RE Advising on Securities 2011-05-06 2012-06-30
AXG142 LEE Gee Eun RE Dealing in Securities 2011-05-06 2012-06-30
AYJ113 LAM Wai Shing 林韋成 RE Dealing in Securities 2011-11-04 2018-07-09
AYJ113 LAM Wai Shing 林韋成 RE Advising on Securities 2011-11-04 2018-07-09
AYJ113 LAM Wai Shing 林韋成 RE Dealing in Futures Contracts 2017-12-14 2018-07-09
AYJ113 LAM Wai Shing 林韋成 RE Advising on Futures Contracts 2017-12-14 2018-07-09
AYK895 DUNHAM Nicole Jean RE Dealing in Securities 2011-11-14 2012-12-31
AYK895 DUNHAM Nicole Jean RE Advising on Securities 2011-11-14 2012-12-31
AYQ118 SUMNERS Mary Sophia RE Advising on Securities 2011-12-08 2014-02-28
AYQ118 SUMNERS Mary Sophia RE Dealing in Securities 2011-12-08 2014-02-28
AZT191 POON See Yue, Christy 潘詩瑜 RE Advising on Securities 2012-06-27 2015-09-18
AZT191 POON See Yue, Christy 潘詩瑜 RE Dealing in Securities 2012-06-27 2015-09-18
BAF391 TSANG Sze Ying 曾子瑩 RE Dealing in Securities 2013-07-26 2014-04-28
BAF391 TSANG Sze Ying 曾子瑩 RE Advising on Securities 2013-07-26 2014-04-28
BAF391 TSANG Sze Ying 曾子瑩 RE Dealing in Futures Contracts 2013-08-23 2014-04-28
BAF391 TSANG Sze Ying 曾子瑩 RE Advising on Futures Contracts 2013-08-23 2014-04-28
BAO939 YANG Yufei 楊宇飛 RE Dealing in Securities 2012-12-10 2018-02-14
BAO939 YANG Yufei 楊宇飛 RE Advising on Securities 2012-12-10 2018-02-14
BAO939 YANG Yufei 楊宇飛 RE Advising on Futures Contracts 2012-12-10 2018-02-14
BAO939 YANG Yufei 楊宇飛 RE Dealing in Futures Contracts 2012-12-10 2018-02-14
BBT175 WU Chi Leung 胡智良 RE Advising on Securities 2014-11-14
BBT175 WU Chi Leung 胡智良 RE Dealing in Securities 2014-11-14
BBT175 WU Chi Leung 胡智良 RE Dealing in Futures Contracts 2015-08-10
BBT175 WU Chi Leung 胡智良 RE Advising on Futures Contracts 2015-08-10
BBT846 LI Kwan Wing 李君穎 RE Dealing in Securities 2013-08-27 2014-11-07
BBT846 LI Kwan Wing 李君穎 RE Advising on Securities 2013-08-27 2014-11-07
BBZ714 WANG Xiaowen 王晓雯 RE Advising on Securities 2013-10-09 2014-01-09
BBZ714 WANG Xiaowen 王晓雯 RE Dealing in Securities 2013-10-09 2014-01-09
BDQ824 LIN Shih Yi 林詩宜 RE Dealing in Securities 2014-06-30 2015-07-20
BDQ824 LIN Shih Yi 林詩宜 RE Advising on Securities 2014-06-30 2015-07-20
BDZ134 DESROUSSEAUX Joffrey Bernard RE Advising on Securities 2014-08-12 2015-02-16
BDZ134 DESROUSSEAUX Joffrey Bernard RE Dealing in Securities 2014-08-12 2015-02-16
BEE010 CHIU Sin Ming, Tony 趙善明 RE Dealing in Securities 2014-09-12 2015-01-22
BEE010 CHIU Sin Ming, Tony 趙善明 RE Advising on Securities 2014-09-12 2015-01-22
BEE017 NG Wai Ping 吳惠萍 RE Dealing in Securities 2014-09-12 2015-03-09
BEE017 NG Wai Ping 吳惠萍 RE Advising on Securities 2014-09-12 2015-03-09
BEP257 LEUNG Andy 梁健儀 RE Advising on Securities 2014-12-11
BEP257 LEUNG Andy 梁健儀 RE Advising on Futures Contracts 2014-12-11
BEP257 LEUNG Andy 梁健儀 RE Dealing in Securities 2014-12-11
BEP257 LEUNG Andy 梁健儀 RE Dealing in Futures Contracts 2014-12-11
BES453 TANG Ka Yin 鄧嘉燕 RE Dealing in Securities 2014-12-23
BES453 TANG Ka Yin 鄧嘉燕 RE Advising on Securities 2014-12-23
BES700 WONG Suk Man 黃淑敏 RE Advising on Securities 2014-12-24
BES700 WONG Suk Man 黃淑敏 RE Dealing in Securities 2014-12-24
BES739 LEE Kiwoong RE Advising on Securities 2014-12-24 2017-12-09
BES739 LEE Kiwoong RE Dealing in Securities 2014-12-24 2017-12-09
BES739 LEE Kiwoong RE Asset Management 2016-01-25 2017-12-09
BEV552 WILLIS Benjamin Adam RE Dealing in Securities 2015-01-15 2018-06-01
BEV552 WILLIS Benjamin Adam RE Advising on Securities 2015-01-15 2018-06-01
BEV552 WILLIS Benjamin Adam RE Dealing in Futures Contracts 2017-06-26 2018-06-01
BEV552 WILLIS Benjamin Adam RE Advising on Futures Contracts 2017-06-26 2018-06-01
BEW386 SONG Jeong Young 宋政龍 RE Advising on Securities 2015-01-22 2019-02-28
BEW386 SONG Jeong Young 宋政龍 RE Dealing in Securities 2015-01-22 2019-02-28
BEW386 SONG Jeong Young 宋政龍 RE Asset Management 2016-01-25 2018-05-14
BFP139 WONG Pui Shan 王佩珊 RE Advising on Securities 2015-06-10 2018-08-06
BFP139 WONG Pui Shan 王佩珊 RE Dealing in Securities 2015-06-10 2018-08-06
BFP139 WONG Pui Shan 王佩珊 RE Dealing in Futures Contracts 2018-01-12 2018-08-06
BFP139 WONG Pui Shan 王佩珊 RE Advising on Futures Contracts 2018-01-12 2018-08-06
BGG837 SIU Lok Lun Lawrence 蕭樂倫 RE Advising on Futures Contracts 2015-09-24
BGG837 SIU Lok Lun Lawrence 蕭樂倫 RE Dealing in Futures Contracts 2015-09-24
BGG837 SIU Lok Lun Lawrence 蕭樂倫 RE Dealing in Securities 2015-09-24
BGG837 SIU Lok Lun Lawrence 蕭樂倫 RE Advising on Securities 2015-09-24
BGH023 DUAN Nairong 段乃榕 RE Dealing in Securities 2018-04-17
BGH023 DUAN Nairong 段乃榕 RE Advising on Securities 2018-04-17
BHE019 LO Wai On 盧偉安 RE Asset Management 2016-04-01 2017-08-04
BHE019 LO Wai On 盧偉安 RE Advising on Securities 2016-04-01 2017-08-04
BHE019 LO Wai On 盧偉安 RE Dealing in Securities 2016-04-01 2017-08-04
BHR193 LI Yipan 李屹攀 RE Advising on Securities 2016-06-27 2017-10-21
BHR193 LI Yipan 李屹攀 RE Dealing in Securities 2016-06-27 2017-10-21
BHS153 ZHAO Jingjing 趙晶晶 RE Dealing in Securities 2016-07-04
BHS153 ZHAO Jingjing 趙晶晶 RE Advising on Securities 2016-07-04
BIB630 MA Tin Martin 馬田 RE Dealing in Securities 2016-08-26 2018-10-19
BIB630 MA Tin Martin 馬田 RE Advising on Securities 2016-08-26 2018-10-19
BID605 WONG Wing Ki Winky 王泳棋 RE Dealing in Securities 2018-09-12
BID605 WONG Wing Ki Winky 王泳棋 RE Dealing in Futures Contracts 2018-09-12
BID605 WONG Wing Ki Winky 王泳棋 RE Advising on Futures Contracts 2018-10-04
BID605 WONG Wing Ki Winky 王泳棋 RE Advising on Securities 2018-10-04
BJH204 SUN Yat Chun Andy 辛逸俊 RE Dealing in Securities 2017-03-28 2017-08-01
BJH204 SUN Yat Chun Andy 辛逸俊 RE Advising on Securities 2017-03-28 2017-08-01
BJM086 CHIU Wai Lung 趙偉隆 RE Advising on Securities 2017-05-19 2017-08-01
BJM086 CHIU Wai Lung 趙偉隆 RE Dealing in Securities 2017-05-19 2017-08-01
BJP440 WANG Yin Cheng 王尹呈 RE Dealing in Securities 2017-06-19
BJP440 WANG Yin Cheng 王尹呈 RE Advising on Securities 2017-06-19
BJP440 WANG Yin Cheng 王尹呈 RE Advising on Futures Contracts 2017-06-19
BJP440 WANG Yin Cheng 王尹呈 RE Dealing in Futures Contracts 2017-06-19
BLS711 REED Michael Anthony RE Advising on Securities 2017-12-07 2018-06-01
BLY488 LEE Kin Lok 李健樂 RE Advising on Securities 2018-01-08
BLY488 LEE Kin Lok 李健樂 RE Advising on Futures Contracts 2018-01-08
BLY488 LEE Kin Lok 李健樂 RE Dealing in Futures Contracts 2018-01-08
BLY488 LEE Kin Lok 李健樂 RE Dealing in Securities 2018-01-08
BNN775 HO Ting Lok 何珽珞 RE Advising on Securities 2018-09-12
BNN775 HO Ting Lok 何珽珞 RE Dealing in Securities 2018-09-12
BNN775 HO Ting Lok 何珽珞 RE Advising on Futures Contracts 2019-01-28
BNN775 HO Ting Lok 何珽珞 RE Dealing in Futures Contracts 2019-01-28
BNP169 FUNG Bo Yi 馮寶兒 RE Advising on Futures Contracts 2018-10-08
BNP169 FUNG Bo Yi 馮寶兒 RE Dealing in Futures Contracts 2018-10-08
BNP169 FUNG Bo Yi 馮寶兒 RE Dealing in Securities 2018-10-08
BNP169 FUNG Bo Yi 馮寶兒 RE Advising on Securities 2018-10-08
BNP735 QUINT Pascal Michael RE Advising on Futures Contracts 2018-10-10
BNP735 QUINT Pascal Michael RE Dealing in Securities 2018-10-10
BNP735 QUINT Pascal Michael RE Advising on Securities 2018-10-10
BNP735 QUINT Pascal Michael RE Dealing in Futures Contracts 2018-10-10
BNU738 TAY Paul Tiong RE Dealing in Securities 2018-11-26 2018-11-30
BOE260 JUNG Il Suk 鄭日錫 RE Advising on Futures Contracts 2019-03-04
BOE260 JUNG Il Suk 鄭日錫 RE Advising on Securities 2019-03-04
BOE260 JUNG Il Suk 鄭日錫 RE Dealing in Futures Contracts 2019-03-04
BOE260 JUNG Il Suk 鄭日錫 RE Dealing in Securities 2019-03-04

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