Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licensed institution AAF933
Lloyds TSB Pacific Limited
萊斯遠東有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAF933 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG008 LEA Barry Francis 李毅 RO Dealing in Securities 2004-03-23 2007-12-31
AAG008 LEA Barry Francis 李毅 RO Advising on Securities 2003-04-01 2005-11-01
AAG008 LEA Barry Francis 李毅 RO Asset Management 2004-03-23 2005-11-01
AAJ440 YUEN Nap Kie, Eddy 阮立基 RE Advising on Securities 2003-08-15 2005-01-05
AAJ440 YUEN Nap Kie, Eddy 阮立基 RE Dealing in Securities 2003-09-08 2005-01-05
ABD420 KO Tai Fun 高泰芬 RE Dealing in Securities 2004-06-29 2005-10-04
ABD420 KO Tai Fun 高泰芬 RE Advising on Securities 2004-06-29 2005-10-04
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Advising on Securities 2004-01-20 2004-04-14
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Dealing in Securities 2004-01-20 2004-04-14
ACJ577 FORSTER Clifford Rowland RO Dealing in Securities 2003-04-01 2006-09-30
ACJ577 FORSTER Clifford Rowland RO Advising on Securities 2003-04-01 2005-11-01
ACJ577 FORSTER Clifford Rowland RO Asset Management 2003-04-01 2005-11-01
ADA772 VINIK Steven Hilyard RO Asset Management 2005-08-12 2005-10-31
ADA772 VINIK Steven Hilyard RO Advising on Securities 2005-08-12 2005-10-31
ADA772 VINIK Steven Hilyard RO Dealing in Securities 2005-08-12 2005-10-31
ADA772 VINIK Steven Hilyard RE Dealing in Securities 2003-07-21 2005-08-12
ADA772 VINIK Steven Hilyard RE Advising on Securities 2003-07-21 2005-08-12
ADA772 VINIK Steven Hilyard RE Asset Management 2004-08-27 2005-08-12
ADC186 RICHARDS EVANS Stephen Nicholas RO Dealing in Securities 2003-04-01 2004-02-02
ADC186 RICHARDS EVANS Stephen Nicholas RO Advising on Corporate Finance 2003-04-01 2004-02-02
ADC186 RICHARDS EVANS Stephen Nicholas RO Asset Management 2003-04-01 2004-02-02
ADC186 RICHARDS EVANS Stephen Nicholas RO Advising on Securities 2003-04-01 2004-02-02
ADE405 BACKHOLER Albert Edward RO Dealing in Securities 2003-04-01 2005-08-30
ADE405 BACKHOLER Albert Edward RO Advising on Securities 2003-04-01 2005-08-30
ADE405 BACKHOLER Albert Edward RO Asset Management 2003-04-01 2005-08-30
ADE405 BACKHOLER Albert Edward RO Advising on Corporate Finance 2003-04-01 2004-03-12
ADH598 LEONG Sue Jean 梁淑轉 RE Advising on Securities 2003-05-12 2003-07-28
ADR407 FURBER SMITH Gavin Rodney RE Advising on Securities 2003-04-01 2005-05-13
ADR407 FURBER SMITH Gavin Rodney RE Dealing in Securities 2004-02-27 2005-05-13
ADR407 FURBER SMITH Gavin Rodney RE Asset Management 2003-04-01 2004-02-19
ADR407 FURBER SMITH Gavin Rodney RE Advising on Corporate Finance 2003-04-01 2004-02-19
AER416 HARRISON Nicholas Hutson RE Advising on Securities 2003-10-08 2005-11-01
AER416 HARRISON Nicholas Hutson RE Dealing in Securities 2003-10-08 2005-11-01
AER416 HARRISON Nicholas Hutson RE Advising on Corporate Finance 2003-04-01 2003-04-12
AER416 HARRISON Nicholas Hutson RE Asset Management 2003-04-01 2003-04-12
AER416 HARRISON Nicholas Hutson RE Advising on Securities 2003-04-01 2003-04-12
AFD355 LOARING Choi Man, Kristie 沈賽文 RO Asset Management 2003-04-01 2003-07-16
AFD355 LOARING Choi Man, Kristie 沈賽文 RO Advising on Securities 2003-04-01 2003-07-16
AFJ212 LEUNG Kwan Yan 梁群茵 RE Advising on Securities 2003-04-01 2004-03-04
AFJ212 LEUNG Kwan Yan 梁群茵 RE Dealing in Securities 2004-02-27 2004-03-04
AFJ212 LEUNG Kwan Yan 梁群茵 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AFJ212 LEUNG Kwan Yan 梁群茵 RE Asset Management 2003-04-01 2004-02-19
AFM610 MCALLISTER-PELL Stephen John Christopher RE Advising on Securities 2003-04-01 2004-10-18
AFM610 MCALLISTER-PELL Stephen John Christopher RE Dealing in Securities 2004-03-04 2004-10-18
AFM610 MCALLISTER-PELL Stephen John Christopher RE Advising on Corporate Finance 2003-04-01 2004-02-19
AFM610 MCALLISTER-PELL Stephen John Christopher RE Asset Management 2003-04-01 2004-02-19
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Advising on Securities 2005-04-20 2005-11-01
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Dealing in Securities 2005-04-20 2005-11-01
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Asset Management 2005-04-20 2005-11-01
AFR173 CHIU Wan Man, Jimmy 趙允文 RE Dealing in Securities 2003-04-01 2004-05-07
AFR173 CHIU Wan Man, Jimmy 趙允文 RE Advising on Securities 2003-04-01 2004-05-07
AFR173 CHIU Wan Man, Jimmy 趙允文 RE Asset Management 2003-04-01 2004-05-07
AFR173 CHIU Wan Man, Jimmy 趙允文 RE Advising on Corporate Finance 2003-04-01 2004-02-27
AFR791 LEE Mei Ling 李美玲 RE Advising on Securities 2003-04-01 2003-09-16
AFR791 LEE Mei Ling 李美玲 RE Asset Management 2003-04-01 2003-09-16
AFR791 LEE Mei Ling 李美玲 RE Advising on Corporate Finance 2003-04-01 2003-09-16
AFS472 CHAN Siu Kee 陳兆基 RE Advising on Securities 2003-04-01 2005-06-29
AFS472 CHAN Siu Kee 陳兆基 RE Dealing in Securities 2004-02-27 2005-06-29
AFS472 CHAN Siu Kee 陳兆基 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AFS472 CHAN Siu Kee 陳兆基 RE Asset Management 2003-04-01 2004-02-19
AFV103 WHEELER Adrian RE Advising on Securities 2005-06-10 2005-07-08
AFV103 WHEELER Adrian RE Dealing in Securities 2005-06-10 2005-07-08
AFV103 WHEELER Adrian RE Asset Management 2005-06-10 2005-07-08
AFV103 WHEELER Adrian RO Advising on Securities 2004-12-07 2005-06-10
AFV103 WHEELER Adrian RO Asset Management 2004-12-07 2005-06-10
AFV103 WHEELER Adrian RO Dealing in Securities 2004-12-07 2005-06-10
AFV103 WHEELER Adrian RE Advising on Securities 2003-04-01 2004-12-07
AFV103 WHEELER Adrian RE Dealing in Securities 2004-02-27 2004-12-07
AFV103 WHEELER Adrian RE Asset Management 2003-04-01 2004-02-19
AFV103 WHEELER Adrian RE Advising on Corporate Finance 2003-04-01 2004-02-19
AGK962 PUN Nai Sung, Tony 潘乃生 RE Asset Management 2003-04-01 2004-07-05
AGK962 PUN Nai Sung, Tony 潘乃生 RE Dealing in Securities 2003-04-01 2004-07-05
AGK962 PUN Nai Sung, Tony 潘乃生 RE Advising on Securities 2003-04-01 2004-02-27
AGK962 PUN Nai Sung, Tony 潘乃生 RE Advising on Corporate Finance 2003-04-01 2004-02-27
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Advising on Securities 2003-04-01 2004-07-05
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Dealing in Securities 2004-02-27 2004-07-05
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Asset Management 2003-04-01 2004-02-19
AGM564 LEE Ka Lun 李家麟 RO Dealing in Securities 2003-04-01 2007-12-31
AGM564 LEE Ka Lun 李家麟 RO Advising on Securities 2003-04-01 2005-11-01
AGM564 LEE Ka Lun 李家麟 RO Asset Management 2003-04-01 2005-11-01
AHG510 LAI Pui Ming, Amy 黎沛明 RE Advising on Securities 2003-04-01 2005-04-29
AHG510 LAI Pui Ming, Amy 黎沛明 RE Dealing in Securities 2004-02-27 2005-04-29
AHG510 LAI Pui Ming, Amy 黎沛明 RE Asset Management 2003-04-01 2004-02-19
AHG510 LAI Pui Ming, Amy 黎沛明 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AIB791 TANG Chi Tat 鄧志達 RE Dealing in Securities 2004-08-17 2005-01-25
AIL714 YUE Wai Man 余慧文 RE Advising on Securities 2003-04-01 2004-06-23
AIL714 YUE Wai Man 余慧文 RE Dealing in Securities 2004-02-27 2004-06-23
AIL714 YUE Wai Man 余慧文 RE Asset Management 2003-04-01 2004-02-19
AIL714 YUE Wai Man 余慧文 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AIU222 TSANG Yuk Wah 曾玉華 RE Advising on Securities 2003-05-13 2005-11-01
AIU222 TSANG Yuk Wah 曾玉華 RE Dealing in Securities 2004-02-27 2005-11-01
AIU443 KUAN Bernhard 關弘毅 RE Dealing in Securities 2003-04-14 2004-09-06
AIU443 KUAN Bernhard 關弘毅 RE Advising on Securities 2004-01-12 2004-09-06
AIU443 KUAN Bernhard 關弘毅 RE Asset Management 2004-06-05 2004-09-06
AJB209 LAU Han Chew, Raymond 劉漢超 RE Advising on Securities 2003-07-25 2005-11-01
AJB209 LAU Han Chew, Raymond 劉漢超 RE Dealing in Securities 2004-03-04 2005-11-01
AKY527 IP Vivien Hsiao Lin 葉曉霖 RE Advising on Securities 2004-07-16 2005-09-01
AKY527 IP Vivien Hsiao Lin 葉曉霖 RE Dealing in Securities 2004-07-16 2005-09-01
AKY984 TSIM Chin Chung 詹前頌 RE Dealing in Securities 2004-07-21 2005-08-01
AKY984 TSIM Chin Chung 詹前頌 RE Advising on Securities 2004-07-21 2005-08-01
ALA477 MIJATOVIC Aleksandra RE Dealing in Securities 2004-07-26 2005-11-01
ALA477 MIJATOVIC Aleksandra RE Advising on Securities 2004-07-26 2005-11-01
ALB061 MUN Ching Cheng 閔青城 RE Dealing in Securities 2004-07-30 2005-08-01
ALB061 MUN Ching Cheng 閔青城 RE Advising on Securities 2004-07-30 2005-08-01
ALH740 JENSEN Neil Andrew RE Dealing in Securities 2004-10-20 2005-11-01
ALH740 JENSEN Neil Andrew RE Advising on Securities 2004-10-20 2005-11-01
ALI615 KAN Yuk San, Susana 簡育珊 RE Advising on Securities 2004-10-20 2005-11-01
ALI615 KAN Yuk San, Susana 簡育珊 RE Dealing in Securities 2004-10-20 2005-11-01
ALU947 LO Poon Shing RE Advising on Securities 2005-03-18 2005-11-01
ALW168 BROLUND Nils Vad RE Advising on Securities 2005-03-31 2005-11-01
ALW477 BOTTOMLEY Amanda Elizabeth RE Advising on Securities 2005-04-08 2005-11-01
ALW477 BOTTOMLEY Amanda Elizabeth RE Dealing in Securities 2005-04-08 2005-11-01
ALY964 LAU Hiu Ming 劉曉明 RE Advising on Securities 2005-05-06 2005-07-16
ALY964 LAU Hiu Ming 劉曉明 RE Dealing in Securities 2005-05-06 2005-07-16
ALZ553 SCOTT-HAMILTON Wendy Fiona Elizabeth RE Dealing in Securities 2005-05-12 2005-07-23
ALZ553 SCOTT-HAMILTON Wendy Fiona Elizabeth RE Advising on Securities 2005-05-12 2005-07-23
AMK156 FORRER Simon Peter RE Advising on Securities 2005-08-30 2005-11-01

Any questions? Get in touch:

or use the form below: