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Hong Kong SFC licensed institution AAF742
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAF742 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB845 TONG Yuk Sun 唐玉臣 RE Dealing in Securities 2003-04-01 2008-12-10
AAB845 TONG Yuk Sun 唐玉臣 RE Dealing in Futures Contracts 2004-11-29 2008-12-10
AAB845 TONG Yuk Sun 唐玉臣 RE Advising on Securities 2003-04-01 2004-11-18
AAB845 TONG Yuk Sun 唐玉臣 RE Asset Management 2003-04-01 2004-11-18
AAB845 TONG Yuk Sun 唐玉臣 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Dealing in Securities 2006-07-08 2010-05-12
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Dealing in Futures Contracts 2006-07-08 2010-05-12
AAC897 WONG Wai Cheung, Frederick 黃偉翔 RE Dealing in Securities 2003-04-01 2007-07-07
AAC897 WONG Wai Cheung, Frederick 黃偉翔 RE Dealing in Futures Contracts 2004-10-29 2007-07-07
AAC897 WONG Wai Cheung, Frederick 黃偉翔 RE Advising on Securities 2003-04-01 2004-10-28
AAC897 WONG Wai Cheung, Frederick 黃偉翔 RE Asset Management 2003-04-01 2004-10-28
AAC897 WONG Wai Cheung, Frederick 黃偉翔 RE Advising on Corporate Finance 2003-04-01 2004-10-28
AAD898 LIU King Wai 劉勁威 RE Dealing in Securities 2003-04-01 2010-05-12
AAD898 LIU King Wai 劉勁威 RE Dealing in Futures Contracts 2004-11-29 2010-05-12
AAD898 LIU King Wai 劉勁威 RE Advising on Securities 2003-04-01 2004-11-18
AAD898 LIU King Wai 劉勁威 RE Asset Management 2003-04-01 2004-11-18
AAD898 LIU King Wai 劉勁威 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAE881 YUE Kin Wan 茹健穩 RE Dealing in Securities 2009-09-21 2010-09-21
AAE881 YUE Kin Wan 茹健穩 RE Dealing in Futures Contracts 2009-09-21 2010-09-21
AAE881 YUE Kin Wan 茹健穩 RE Dealing in Securities 2003-04-01 2008-09-06
AAE881 YUE Kin Wan 茹健穩 RE Dealing in Futures Contracts 2004-11-29 2008-09-06
AAE881 YUE Kin Wan 茹健穩 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAE881 YUE Kin Wan 茹健穩 RE Advising on Securities 2003-04-01 2004-11-18
AAE881 YUE Kin Wan 茹健穩 RE Asset Management 2003-04-01 2004-11-18
AAE887 YIN Lung, Raymond 殷龍 RE Dealing in Securities 2006-12-01 2008-11-01
AAE887 YIN Lung, Raymond 殷龍 RE Dealing in Futures Contracts 2006-12-01 2008-11-01
AAF005 HO King Hang 何景行 RE Advising on Securities 2003-04-01 2008-12-10
AAF005 HO King Hang 何景行 RE Advising on Corporate Finance 2003-04-01 2004-11-23
AAF005 HO King Hang 何景行 RE Dealing in Securities 2003-04-01 2004-11-23
AAF005 HO King Hang 何景行 RE Asset Management 2003-04-01 2004-11-23
AAF426 FUKUTA Yoshihiro 福田吉洋 RO Advising on Securities 2008-08-28 2009-04-20
AAF426 FUKUTA Yoshihiro 福田吉洋 RO Dealing in Securities 2008-08-28 2009-04-20
AAF426 FUKUTA Yoshihiro 福田吉洋 RO Dealing in Futures Contracts 2008-08-28 2009-04-20
AAF426 FUKUTA Yoshihiro 福田吉洋 RO Advising on Futures Contracts 2008-08-28 2009-04-20
AAF426 FUKUTA Yoshihiro 福田吉洋 RO Advising on Corporate Finance 2008-08-28 2009-04-20
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Dealing in Futures Contracts 2008-04-15 2008-08-28
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Advising on Corporate Finance 2008-04-15 2008-08-28
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Advising on Futures Contracts 2008-04-15 2008-08-28
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Advising on Securities 2008-04-15 2008-08-28
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Dealing in Securities 2008-04-15 2008-08-28
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Dealing in Securities 2003-04-01 2004-01-29
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Advising on Corporate Finance 2003-04-01 2004-01-29
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Advising on Securities 2003-04-01 2004-01-29
AAF426 FUKUTA Yoshihiro 福田吉洋 RE Asset Management 2003-04-01 2004-01-29
AAF434 HO Lok Sang, Harrison 何樂生 RE Advising on Corporate Finance 2006-06-08
AAF434 HO Lok Sang, Harrison 何樂生 RE Dealing in Securities 2013-11-20
AAF434 HO Lok Sang, Harrison 何樂生 RE Dealing in Futures Contracts 2013-11-20
AAF434 HO Lok Sang, Harrison 何樂生 RE Advising on Securities 2013-11-20
AAF434 HO Lok Sang, Harrison 何樂生 RO Advising on Securities 2010-06-15 2013-11-20
AAF434 HO Lok Sang, Harrison 何樂生 RO Dealing in Futures Contracts 2010-06-15 2013-11-20
AAF434 HO Lok Sang, Harrison 何樂生 RO Dealing in Securities 2010-06-15 2013-11-20
AAF434 HO Lok Sang, Harrison 何樂生 RE Dealing in Futures Contracts 2003-04-01 2010-06-15
AAF434 HO Lok Sang, Harrison 何樂生 RE Dealing in Securities 2003-04-01 2010-06-15
AAF434 HO Lok Sang, Harrison 何樂生 RE Advising on Securities 2006-06-08 2010-06-15
AAF434 HO Lok Sang, Harrison 何樂生 RE Advising on Futures Contracts 2003-04-01 2004-11-18
AAF434 HO Lok Sang, Harrison 何樂生 RE Advising on Securities 2003-04-01 2004-11-18
AAF434 HO Lok Sang, Harrison 何樂生 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAF434 HO Lok Sang, Harrison 何樂生 RE Asset Management 2003-04-01 2004-11-18
AAF460 WONG Ming Shing 黃明勝 RE Dealing in Securities 2008-10-10 2011-11-17
AAF460 WONG Ming Shing 黃明勝 RE Dealing in Futures Contracts 2008-10-10 2011-11-17
AAF583 NG Tak Ming, Kenneth 吳德明 RE Dealing in Securities 2003-04-01 2008-12-04
AAF583 NG Tak Ming, Kenneth 吳德明 RE Dealing in Futures Contracts 2004-11-29 2008-12-04
AAF583 NG Tak Ming, Kenneth 吳德明 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAF583 NG Tak Ming, Kenneth 吳德明 RE Asset Management 2003-04-01 2004-11-18
AAF583 NG Tak Ming, Kenneth 吳德明 RE Advising on Securities 2003-04-01 2004-11-18
AAF631 TANG Wai Shing 鄧偉成 RE Dealing in Securities 2003-04-01 2010-12-01
AAF631 TANG Wai Shing 鄧偉成 RE Dealing in Futures Contracts 2004-11-29 2010-12-01
AAF631 TANG Wai Shing 鄧偉成 RE Asset Management 2003-04-01 2004-11-18
AAF631 TANG Wai Shing 鄧偉成 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAF631 TANG Wai Shing 鄧偉成 RE Advising on Securities 2003-04-01 2004-11-18
AAF637 WOO Hong Da, Michael 胡宏達 RE Dealing in Securities 2003-04-01 2018-08-31
AAF637 WOO Hong Da, Michael 胡宏達 RE Dealing in Futures Contracts 2004-11-29 2018-08-31
AAF637 WOO Hong Da, Michael 胡宏達 RE Asset Management 2003-04-01 2004-11-18
AAF637 WOO Hong Da, Michael 胡宏達 RE Advising on Securities 2003-04-01 2004-11-18
AAF637 WOO Hong Da, Michael 胡宏達 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAI552 CHUNG Man Sun 鍾文燊 RE Dealing in Securities 2003-04-01 2008-12-10
AAI552 CHUNG Man Sun 鍾文燊 RE Dealing in Futures Contracts 2004-11-29 2008-12-10
AAI552 CHUNG Man Sun 鍾文燊 RE Advising on Securities 2003-04-01 2004-11-18
AAI552 CHUNG Man Sun 鍾文燊 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAI552 CHUNG Man Sun 鍾文燊 RE Asset Management 2003-04-01 2004-11-18
AAI558 LAM Tak Shing, Eric 林德成 RE Dealing in Securities 2003-04-01 2010-05-13
AAI558 LAM Tak Shing, Eric 林德成 RE Dealing in Futures Contracts 2004-11-29 2010-05-13
AAI558 LAM Tak Shing, Eric 林德成 RE Asset Management 2003-04-01 2004-11-18
AAI558 LAM Tak Shing, Eric 林德成 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAI558 LAM Tak Shing, Eric 林德成 RE Advising on Securities 2003-04-01 2004-11-18
AAK404 GITTUS Richard Alan RE Dealing in Securities 2009-12-01 2012-09-13
AAK803 SHIMADA Takehiro RE Advising on Securities 2003-04-01 2004-11-12
AAK803 SHIMADA Takehiro RE Dealing in Securities 2003-04-01 2004-11-12
AAK803 SHIMADA Takehiro RE Advising on Corporate Finance 2003-04-01 2004-11-12
AAK803 SHIMADA Takehiro RE Asset Management 2003-04-01 2004-11-12
AAN604 SWEENEY Kirk Chester RE Advising on Securities 2008-10-10 2009-09-19
AAN604 SWEENEY Kirk Chester RE Dealing in Securities 2008-10-10 2009-09-19
AAN604 SWEENEY Kirk Chester RE Dealing in Futures Contracts 2008-10-10 2009-09-19
AAN604 SWEENEY Kirk Chester RE Advising on Corporate Finance 2008-10-10 2009-09-19
AAU344 NG Wai Man 吳偉文 RE Dealing in Securities 2003-04-01 2008-12-12
AAU344 NG Wai Man 吳偉文 RE Dealing in Futures Contracts 2004-11-29 2008-12-12
AAU344 NG Wai Man 吳偉文 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAU344 NG Wai Man 吳偉文 RE Advising on Securities 2003-04-01 2004-11-18
AAU344 NG Wai Man 吳偉文 RE Asset Management 2003-04-01 2004-11-18
AAW115 YOUNG Russell 楊毅明 RE Advising on Securities 2003-04-01 2006-04-05
AAW115 YOUNG Russell 楊毅明 RE Advising on Corporate Finance 2003-04-01 2004-11-23
AAW115 YOUNG Russell 楊毅明 RE Asset Management 2003-04-01 2004-11-23
AAW115 YOUNG Russell 楊毅明 RE Dealing in Securities 2003-04-01 2004-11-23
AAW612 LUK Kin Ming, Felix 陸健明 RE Advising on Corporate Finance 2003-04-01 2004-07-22
AAW612 LUK Kin Ming, Felix 陸健明 RE Asset Management 2003-04-01 2004-07-22
AAW612 LUK Kin Ming, Felix 陸健明 RE Advising on Securities 2003-04-01 2004-07-22
AAW612 LUK Kin Ming, Felix 陸健明 RE Dealing in Securities 2003-04-01 2004-07-22
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2016-10-03 2017-12-22
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Futures Contracts 2016-10-03 2017-12-22
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2011-01-03 2013-03-16
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Futures Contracts 2011-01-03 2013-03-16
ABA459 USHIYAMA Masaharu 牛山政治 RE Dealing in Securities 2003-04-01 2003-09-10
ABA459 USHIYAMA Masaharu 牛山政治 RE Dealing in Futures Contracts 2003-04-01 2003-09-10
ABB731 BECZAK Thaddeus Thomas RE Advising on Corporate Finance 2004-06-24 2008-04-01
ABM624 CHAN Kent W B RE Advising on Securities 2008-10-13 2010-06-03
ABN229 PEARSON James RE Advising on Corporate Finance 2016-11-14 2019-04-04
ABN229 PEARSON James RE Advising on Securities 2016-11-14 2019-04-04
ABN229 PEARSON James RE Dealing in Securities 2016-11-14 2019-04-04
ABN501 NG Kong Yong 吳擴揚 RE Advising on Securities 2003-04-01 2005-05-20
ABN501 NG Kong Yong 吳擴揚 RE Advising on Corporate Finance 2003-04-01 2004-11-23
ABN501 NG Kong Yong 吳擴揚 RE Asset Management 2003-04-01 2004-11-23
ABN501 NG Kong Yong 吳擴揚 RE Dealing in Securities 2003-04-01 2004-11-23
ABN704 KO Wai Yee, Wendy 高慧儀 RE Dealing in Securities 2006-08-01 2006-09-26
ABP198 WONG Tat Ming, Peter 黃達明 RE Dealing in Securities 2003-04-01 2006-12-15
ABP198 WONG Tat Ming, Peter 黃達明 RE Dealing in Futures Contracts 2004-11-29 2006-12-15
ABP198 WONG Tat Ming, Peter 黃達明 RE Advising on Corporate Finance 2003-04-01 2004-11-18
ABP198 WONG Tat Ming, Peter 黃達明 RE Advising on Securities 2003-04-01 2004-11-18
ABP198 WONG Tat Ming, Peter 黃達明 RE Asset Management 2003-04-01 2004-11-18
ABQ262 CHAN Johnson Ow 陳贊臣 RE Advising on Securities 2008-10-10 2008-11-15
ABQ262 CHAN Johnson Ow 陳贊臣 RE Dealing in Securities 2008-10-10 2008-11-15
ABQ262 CHAN Johnson Ow 陳贊臣 RE Dealing in Futures Contracts 2008-10-10 2008-11-15
ABQ936 OWEN Robert John Richard RO Asset Management 2003-04-01 2004-07-15
ABQ936 OWEN Robert John Richard RO Advising on Corporate Finance 2003-04-01 2004-07-15
ABQ936 OWEN Robert John Richard RO Dealing in Securities 2003-04-01 2004-07-15
ABQ936 OWEN Robert John Richard RO Advising on Securities 2003-04-01 2004-07-15
ABR542 CHEUNG Lik 張力 RE Advising on Securities 2003-04-01 2006-09-21
ABR542 CHEUNG Lik 張力 RE Advising on Corporate Finance 2003-04-01 2004-11-24
ABR542 CHEUNG Lik 張力 RE Asset Management 2003-04-01 2004-11-24
ABR542 CHEUNG Lik 張力 RE Dealing in Securities 2003-04-01 2004-11-24
ABT100 BHATTAL Jasjit Singh RE Advising on Securities 2008-11-27 2012-01-11
ABT100 BHATTAL Jasjit Singh RE Advising on Corporate Finance 2008-11-27 2012-01-11
ABT425 EIO Choon Yin, Cara RE Dealing in Securities 2009-06-12 2013-09-11
ABT425 EIO Choon Yin, Cara RE Advising on Securities 2013-05-02 2013-09-11
ABW119 KIANG Sik Fei, Agnes 姜錫翡 RE Dealing in Futures Contracts 2004-09-21 2005-04-20
ABW119 KIANG Sik Fei, Agnes 姜錫翡 RE Dealing in Securities 2004-09-21 2005-04-20
ABX349 SUN Steve Donald RE Dealing in Securities 2014-12-02 2016-02-06
ABZ499 LIAO Jingwu Riz 廖敬武 RE Dealing in Securities 2003-04-01 2003-12-16
ABZ499 LIAO Jingwu Riz 廖敬武 RE Advising on Securities 2003-04-01 2003-12-16
ABZ499 LIAO Jingwu Riz 廖敬武 RE Asset Management 2003-04-01 2003-12-16
ABZ499 LIAO Jingwu Riz 廖敬武 RE Advising on Corporate Finance 2003-04-01 2003-12-16
ACA379 WONG Chung Lim, Michael 黃仲廉 RE Dealing in Securities 2003-04-01 2011-03-01
ACA379 WONG Chung Lim, Michael 黃仲廉 RE Dealing in Futures Contracts 2004-11-29 2011-03-01
ACA379 WONG Chung Lim, Michael 黃仲廉 RE Advising on Corporate Finance 2003-04-01 2004-11-18
ACA379 WONG Chung Lim, Michael 黃仲廉 RE Advising on Securities 2003-04-01 2004-11-18
ACA379 WONG Chung Lim, Michael 黃仲廉 RE Asset Management 2003-04-01 2004-11-18
ACB502 CHEN Yat Hung 陳一鴻 RE Dealing in Securities 2008-10-10 2012-09-13
ACB834 TURCOTTE III Vincent Joseph RE Dealing in Securities 2011-05-04 2014-09-27
ACB834 TURCOTTE III Vincent Joseph RO Dealing in Futures Contracts 2013-09-05 2014-09-27
ACB834 TURCOTTE III Vincent Joseph RE Dealing in Futures Contracts 2011-05-04 2013-09-05
ACC472 WONG Kwok Keung 汪國強 RE Dealing in Securities 2014-09-23 2016-09-03
ACE376 TSANG Wai Ming 曾慧明 RE Advising on Securities 2007-03-05 2007-08-23
ACE752 SONE Yasuo RE Advising on Securities 2004-06-19 2007-03-31
ACF715 MORI Gordon Wayne RE Advising on Corporate Finance 2003-04-01 2003-07-26
ACF715 MORI Gordon Wayne RE Asset Management 2003-04-01 2003-07-26
ACF715 MORI Gordon Wayne RE Dealing in Securities 2003-04-01 2003-07-26
ACF715 MORI Gordon Wayne RE Advising on Securities 2003-04-01 2003-07-26
ACG722 YOSHIZAWA Noriyasu RO Dealing in Futures Contracts 2003-04-01 2007-11-21
ACG722 YOSHIZAWA Noriyasu RO Advising on Corporate Finance 2003-04-01 2007-11-21
ACG722 YOSHIZAWA Noriyasu RO Advising on Futures Contracts 2003-04-01 2007-11-21
ACG722 YOSHIZAWA Noriyasu RO Advising on Securities 2003-04-01 2007-11-21
ACG722 YOSHIZAWA Noriyasu RO Dealing in Securities 2003-04-01 2007-11-21
ACG722 YOSHIZAWA Noriyasu RO Asset Management 2003-04-01 2004-11-01
ACI290 CHEUNG Choi Hung, Rainbow 張彩虹 RE Dealing in Securities 2006-06-05 2007-12-15
ACI556 WONG Jimmy Kin Bong 黃建邦 RE Advising on Securities 2007-06-28 2012-09-13
ACI615 NOMURA Yoshihiro RE Advising on Securities 2010-01-28 2010-02-02
ACI616 MATSUI Izumi RO Advising on Futures Contracts 2008-10-15 2014-04-28
ACI616 MATSUI Izumi RO Advising on Securities 2008-10-15 2014-04-28
ACI616 MATSUI Izumi RE Advising on Securities 2008-01-10 2008-10-15
ACI616 MATSUI Izumi RE Advising on Futures Contracts 2008-01-10 2008-10-15
ACI616 MATSUI Izumi RE Advising on Securities 2007-10-16 2007-10-18
ACJ318 HANCOCK Jonathan Stiles RE Dealing in Securities 2014-09-22 2017-05-26
ACJ320 TSE Wing Keung 謝永強 RE Advising on Securities 2003-04-01 2003-04-11
ACJ320 TSE Wing Keung 謝永強 RE Advising on Corporate Finance 2003-04-01 2003-04-11
ACJ320 TSE Wing Keung 謝永強 RE Asset Management 2003-04-01 2003-04-11
ACJ320 TSE Wing Keung 謝永強 RE Dealing in Securities 2003-04-01 2003-04-11
ACN248 CHAN Wing Tak, Kevin 陳永德 RE Advising on Securities 2003-04-01 2008-05-31
ACN248 CHAN Wing Tak, Kevin 陳永德 RE Advising on Corporate Finance 2003-04-01 2004-11-24
ACN248 CHAN Wing Tak, Kevin 陳永德 RE Asset Management 2003-04-01 2004-11-24
ACN248 CHAN Wing Tak, Kevin 陳永德 RE Dealing in Securities 2003-04-01 2004-11-24
ACN791 KAWAMATA Yasubumi RE Dealing in Futures Contracts 2007-12-10 2015-05-20
ACN791 KAWAMATA Yasubumi RE Dealing in Securities 2007-12-10 2015-05-20
ACN791 KAWAMATA Yasubumi RE Advising on Securities 2008-07-14 2015-05-20
ACN791 KAWAMATA Yasubumi RE Advising on Futures Contracts 2003-04-01 2006-08-19
ACN791 KAWAMATA Yasubumi RE Advising on Securities 2003-04-01 2006-08-19
ACN791 KAWAMATA Yasubumi RE Asset Management 2003-04-01 2004-11-24
ACN791 KAWAMATA Yasubumi RE Advising on Corporate Finance 2003-04-01 2004-11-24
ACN975 WANG Changhong 王長虹 RE Advising on Securities 2003-04-01 2008-05-27
ACN975 WANG Changhong 王長虹 RE Advising on Corporate Finance 2003-04-01 2008-05-27
ACN975 WANG Changhong 王長虹 RE Dealing in Securities 2004-12-06 2008-05-27
ACN975 WANG Changhong 王長虹 RE Asset Management 2003-04-01 2004-11-18
ACO050 YANG Zhizhong 楊志中 RO Advising on Corporate Finance 2009-07-07 2017-05-24
ACO050 YANG Zhizhong 楊志中 RE Dealing in Securities 2009-12-18 2017-05-24
ACO050 YANG Zhizhong 楊志中 RE Advising on Securities 2009-12-18 2017-05-24
ACO050 YANG Zhizhong 楊志中 RO Advising on Securities 2009-07-07 2009-12-18
ACO050 YANG Zhizhong 楊志中 RO Dealing in Securities 2009-07-07 2009-12-18
ACO050 YANG Zhizhong 楊志中 RE Advising on Corporate Finance 2008-10-10 2009-07-07
ACO050 YANG Zhizhong 楊志中 RE Advising on Securities 2008-10-10 2009-07-07
ACO263 POON Pak Ho, Raymond 潘栢豪 RE Dealing in Securities 2003-04-01 2009-04-16
ACO263 POON Pak Ho, Raymond 潘栢豪 RE Advising on Securities 2003-04-01 2009-04-16
ACO263 POON Pak Ho, Raymond 潘栢豪 RE Advising on Corporate Finance 2003-04-01 2009-04-16
ACO263 POON Pak Ho, Raymond 潘栢豪 RE Asset Management 2003-04-01 2004-11-23
ACO919 DYER Ashley George RE Dealing in Securities 2003-05-27 2006-05-30
ACO943 TENG Jen-chiang 鄧仁強 RE Dealing in Securities 2006-12-18 2008-04-25
ACO943 TENG Jen-chiang 鄧仁強 RE Advising on Corporate Finance 2006-12-18 2008-04-25
ACO943 TENG Jen-chiang 鄧仁強 RE Advising on Securities 2003-04-01 2006-12-15
ACO943 TENG Jen-chiang 鄧仁強 RE Asset Management 2003-04-01 2004-11-23
ACO943 TENG Jen-chiang 鄧仁強 RE Advising on Corporate Finance 2003-04-01 2004-11-23
ACP285 LIU Liyang 劉力揚 RE Dealing in Securities 2003-04-01 2010-06-03
ACP285 LIU Liyang 劉力揚 RE Advising on Securities 2003-04-01 2010-06-03
ACP285 LIU Liyang 劉力揚 RE Advising on Corporate Finance 2003-04-01 2010-06-03
ACP285 LIU Liyang 劉力揚 RE Asset Management 2003-04-01 2004-11-24
ACP443 CHEUNG Lok Szee, Rita 張樂思 RE Advising on Corporate Finance 2007-11-05 2009-12-05
ACP443 CHEUNG Lok Szee, Rita 張樂思 RE Dealing in Securities 2007-11-05 2009-12-05
ACP539 LYNCH Philip RO Dealing in Securities 2010-08-27 2012-09-29
ACP539 LYNCH Philip RO Advising on Securities 2010-08-27 2012-09-29
ACP539 LYNCH Philip RO Advising on Corporate Finance 2010-08-27 2012-09-29
ACP539 LYNCH Philip RO Advising on Futures Contracts 2010-08-27 2012-09-29
ACP539 LYNCH Philip RO Dealing in Futures Contracts 2010-08-27 2012-09-29
ACP539 LYNCH Philip RE Advising on Securities 2010-06-25 2010-08-27
ACP539 LYNCH Philip RE Advising on Futures Contracts 2010-06-25 2010-08-27
ACP539 LYNCH Philip RE Dealing in Futures Contracts 2010-06-25 2010-08-27
ACP539 LYNCH Philip RE Advising on Corporate Finance 2010-06-25 2010-08-27
ACP539 LYNCH Philip RE Dealing in Securities 2010-06-25 2010-08-27
ACP853 TANG Peter Jee Ho 鄧志豪 RE Advising on Securities 2007-05-08 2009-04-30
ACQ172 FONG Cheuk Man 方卓文 RE Dealing in Securities 2018-11-01
ACR161 WAINWRIGHT Richard RE Advising on Securities 2014-09-22 2018-06-15
ACR440 BRASIER Jean-paul Yves RE Dealing in Securities 2008-06-19 2008-12-10
ACR446 WONG Wing Man, Esther 黃穎敏 RE Dealing in Securities 2003-04-01 2010-05-15
ACR446 WONG Wing Man, Esther 黃穎敏 RE Advising on Corporate Finance 2003-04-01 2004-11-23
ACR446 WONG Wing Man, Esther 黃穎敏 RE Advising on Securities 2003-04-01 2004-11-23
ACR446 WONG Wing Man, Esther 黃穎敏 RE Asset Management 2003-04-01 2004-11-23
ACR545 METCALFE Stephen Donald RE Dealing in Securities 2004-09-07 2007-06-05
ACR545 METCALFE Stephen Donald RE Advising on Securities 2004-12-06 2007-06-05
ACR545 METCALFE Stephen Donald RO Advising on Corporate Finance 2007-01-10 2007-06-05
ACR545 METCALFE Stephen Donald RE Advising on Corporate Finance 2004-09-07 2007-01-10
ACS560 SISTERSON John Paul RE Dealing in Securities 2006-12-11 2009-04-30
ACS560 SISTERSON John Paul RE Dealing in Futures Contracts 2008-11-03 2008-12-10
ACU390 CHONG Marco Chun Wah 張俊華 RE Dealing in Securities 2008-10-10 2011-08-19
ACU419 LAI Yuk Fai, David 賴玉輝 RE Dealing in Securities 2003-04-01 2004-06-05
ACU419 LAI Yuk Fai, David 賴玉輝 RE Asset Management 2003-04-01 2004-06-05
ACU419 LAI Yuk Fai, David 賴玉輝 RE Advising on Corporate Finance 2003-04-01 2004-06-05
ACU419 LAI Yuk Fai, David 賴玉輝 RE Advising on Securities 2003-04-01 2004-06-05
ACV005 SERONG Kenneth Thomas RE Advising on Securities 2011-01-04 2011-09-15
ACV005 SERONG Kenneth Thomas RE Advising on Corporate Finance 2011-01-04 2011-09-15
ACV005 SERONG Kenneth Thomas RE Dealing in Securities 2011-01-04 2011-09-15
ACW146 AKATSUKA Yo RE Advising on Corporate Finance 2019-01-03
ACW146 AKATSUKA Yo RE Advising on Securities 2019-01-03
ACW146 AKATSUKA Yo RE Dealing in Securities 2019-01-03
ACW967 DALZIELL Rohan John RE Advising on Securities 2006-08-28 2008-06-28
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Dealing in Securities 2008-10-10 2009-07-25
ACY231 CHOW Yin Fun 周燕芬 RE Dealing in Futures Contracts 2004-06-25 2006-05-30
ACY231 CHOW Yin Fun 周燕芬 RE Dealing in Securities 2004-06-25 2006-05-30
ACY814 MORIKAWA Kimitaka 森川公隆 RO Advising on Securities 2005-04-15 2006-07-31
ACY814 MORIKAWA Kimitaka 森川公隆 RO Advising on Futures Contracts 2005-04-15 2006-07-31
ACY814 MORIKAWA Kimitaka 森川公隆 RE Advising on Securities 2003-04-01 2005-04-15
ACY814 MORIKAWA Kimitaka 森川公隆 RE Advising on Futures Contracts 2003-06-23 2005-04-15
ACY814 MORIKAWA Kimitaka 森川公隆 RE Advising on Corporate Finance 2003-04-01 2003-06-11
ACY814 MORIKAWA Kimitaka 森川公隆 RE Asset Management 2003-04-01 2003-06-11
ACY814 MORIKAWA Kimitaka 森川公隆 RE Dealing in Securities 2003-04-01 2003-06-11
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Advising on Corporate Finance 2006-07-24 2007-06-28
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Dealing in Securities 2006-07-24 2007-06-28
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Advising on Securities 2004-06-25 2006-07-17
ADA784 LU Gloria Yi 陸奕 RE Asset Management 2003-04-01 2003-05-03
ADA784 LU Gloria Yi 陸奕 RE Advising on Securities 2003-04-01 2003-05-03
ADA784 LU Gloria Yi 陸奕 RE Dealing in Securities 2003-04-01 2003-05-03
ADA784 LU Gloria Yi 陸奕 RE Advising on Corporate Finance 2003-04-01 2003-05-03
ADA874 HO Kelvin Teik Chye RE Advising on Securities 2009-03-27
ADA874 HO Kelvin Teik Chye RE Advising on Corporate Finance 2009-03-27
ADB026 WONG Nam Fu, Andy 黃南富 RE Dealing in Futures Contracts 2003-04-01 2009-05-14
ADB026 WONG Nam Fu, Andy 黃南富 RE Dealing in Securities 2003-04-01 2009-05-14
ADB026 WONG Nam Fu, Andy 黃南富 RE Advising on Futures Contracts 2003-04-01 2004-11-23
ADB026 WONG Nam Fu, Andy 黃南富 RE Asset Management 2003-04-01 2004-11-23
ADB026 WONG Nam Fu, Andy 黃南富 RE Advising on Securities 2003-04-01 2004-11-23
ADB026 WONG Nam Fu, Andy 黃南富 RE Advising on Corporate Finance 2003-04-01 2004-11-23
ADB186 YONG Fui San RE Advising on Securities 2008-10-13 2009-04-20
ADB186 YONG Fui San RE Advising on Corporate Finance 2008-10-13 2009-04-20
ADB507 HORA Neeraj RE Advising on Securities 2013-06-17
ADB507 HORA Neeraj RE Dealing in Securities 2013-06-17
ADB507 HORA Neeraj RE Advising on Corporate Finance 2013-06-17
ADB507 HORA Neeraj RE Dealing in Securities 2009-02-12 2011-12-31
ADB507 HORA Neeraj RE Advising on Corporate Finance 2009-02-12 2011-12-31
ADB507 HORA Neeraj RE Advising on Securities 2009-12-30 2011-12-31
ADB521 LO Wai Yip, Robert 羅偉業 RE Advising on Securities 2010-08-27 2013-03-16
ADB589 WOO Mei Wah 吳美華 RE Dealing in Securities 2008-10-10 2010-03-09
ADB589 WOO Mei Wah 吳美華 RE Dealing in Futures Contracts 2008-10-10 2010-03-09
ADB867 CHEUNG Lai Man, Loretta 張麗雯 RE Dealing in Securities 2008-10-10 2015-10-01
ADB915 WATSON James Robert RE Dealing in Securities 2003-04-01 2007-05-12
ADB915 WATSON James Robert RE Dealing in Futures Contracts 2004-11-29 2007-05-12
ADB915 WATSON James Robert RE Asset Management 2003-04-01 2004-11-18
ADB915 WATSON James Robert RE Advising on Corporate Finance 2003-04-01 2004-11-18
ADB915 WATSON James Robert RE Advising on Securities 2003-04-01 2004-11-18
ADC037 TSANG Lai Kuen 曾麗娟 RE Dealing in Securities 2009-05-25 2011-06-11
ADC037 TSANG Lai Kuen 曾麗娟 RE Dealing in Securities 2008-10-10 2009-04-30
ADG400 GO Yoshinori 鄉喜順 RO Advising on Securities 2004-09-01 2012-10-08
ADG400 GO Yoshinori 鄉喜順 RO Advising on Corporate Finance 2004-09-01 2012-10-08
ADG400 GO Yoshinori 鄉喜順 RO Dealing in Securities 2004-09-01 2012-10-08
ADG400 GO Yoshinori 鄉喜順 RO Dealing in Futures Contracts 2004-09-01 2012-10-08
ADG400 GO Yoshinori 鄉喜順 RO Advising on Futures Contracts 2004-09-01 2012-10-08
ADG400 GO Yoshinori 鄉喜順 RE Advising on Corporate Finance 2004-08-10 2004-09-01
ADG400 GO Yoshinori 鄉喜順 RE Advising on Futures Contracts 2004-08-10 2004-09-01
ADG400 GO Yoshinori 鄉喜順 RE Dealing in Futures Contracts 2004-08-10 2004-09-01
ADG400 GO Yoshinori 鄉喜順 RE Advising on Securities 2004-08-10 2004-09-01
ADG400 GO Yoshinori 鄉喜順 RE Dealing in Securities 2004-08-10 2004-09-01
ADH350 IWATA Yoshiya RE Asset Management 2003-04-01 2003-12-31
ADH350 IWATA Yoshiya RE Advising on Securities 2003-04-01 2003-12-31
ADH350 IWATA Yoshiya RE Advising on Corporate Finance 2003-04-01 2003-12-31
ADH400 WAI Chi Cheong, Gordon 韋志昌 RE Advising on Securities 2008-10-10 2011-08-04
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Advising on Corporate Finance 2011-08-02 2012-09-21
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Dealing in Securities 2011-08-02 2012-09-21
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Advising on Securities 2011-08-02 2012-09-21
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Advising on Securities 2011-06-02 2011-08-02
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Dealing in Securities 2011-06-02 2011-08-02
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Advising on Corporate Finance 2011-06-02 2011-08-02
ADI140 LIN Mason RE Dealing in Securities 2003-04-01 2008-12-13
ADI140 LIN Mason RE Dealing in Futures Contracts 2004-11-29 2008-12-13
ADI140 LIN Mason RE Advising on Securities 2003-04-01 2004-11-18
ADI140 LIN Mason RE Advising on Corporate Finance 2003-04-01 2004-11-18
ADI140 LIN Mason RE Asset Management 2003-04-01 2004-11-18
ADI418 TANG Wai Hung 鄧偉雄 RE Advising on Corporate Finance 2012-06-07 2013-01-16
ADI418 TANG Wai Hung 鄧偉雄 RE Advising on Securities 2012-06-07 2013-01-16
ADI418 TANG Wai Hung 鄧偉雄 RE Dealing in Securities 2012-06-07 2013-01-16
ADI605 WANG Zhonghe 王仲何 RE Advising on Securities 2018-01-29
ADI605 WANG Zhonghe 王仲何 RE Advising on Corporate Finance 2018-01-29
ADI605 WANG Zhonghe 王仲何 RE Dealing in Securities 2018-01-29
ADI733 WU Hai Feng 吳海鋒 RE Advising on Securities 2009-05-22 2011-08-30
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Dealing in Securities 2007-08-29 2008-12-12
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Dealing in Futures Contracts 2007-08-29 2008-12-12
ADJ474 PENFOLD Andrew Michael RE Advising on Securities 2003-04-01 2004-07-22
ADJ474 PENFOLD Andrew Michael RE Advising on Corporate Finance 2003-04-01 2004-07-22
ADJ474 PENFOLD Andrew Michael RE Asset Management 2003-04-01 2004-07-22
ADJ474 PENFOLD Andrew Michael RE Dealing in Securities 2003-04-01 2004-07-22
ADJ557 LAM Tai Yuen , David 林大源 RO Dealing in Futures Contracts 2009-09-08 2013-03-16
ADJ557 LAM Tai Yuen , David 林大源 RO Dealing in Securities 2009-09-08 2013-03-16
ADJ557 LAM Tai Yuen , David 林大源 RE Dealing in Futures Contracts 2008-10-10 2009-09-08
ADJ557 LAM Tai Yuen , David 林大源 RE Dealing in Securities 2008-10-10 2009-09-08
ADL039 SLEZACK Emmanuel RE Dealing in Securities 2011-03-28 2013-04-16
ADL039 SLEZACK Emmanuel RE Dealing in Futures Contracts 2011-03-28 2013-04-16
ADL075 WONG Wan Ching, Fiona 黃韻青 RE Dealing in Securities 2008-10-10 2012-09-13
ADL515 KIM Seung Whan RE Dealing in Securities 2003-04-01 2003-06-24
ADL515 KIM Seung Whan RE Asset Management 2003-04-01 2003-06-24
ADL515 KIM Seung Whan RE Advising on Securities 2003-04-01 2003-06-24
ADL515 KIM Seung Whan RE Advising on Corporate Finance 2003-04-01 2003-06-24
ADM460 WANG Hoi, Gloria 汪愷 RE Dealing in Securities 2005-06-14 2008-01-26
ADM460 WANG Hoi, Gloria 汪愷 RE Advising on Corporate Finance 2005-06-14 2008-01-26
ADM983 KING Richard Yun Zing 金元成 RE Advising on Securities 2008-10-10 2009-10-08
ADM983 KING Richard Yun Zing 金元成 RE Advising on Corporate Finance 2008-10-10 2009-10-08
ADP942 MATSUNO Kenji 松野健司 RE Dealing in Futures Contracts 2004-07-20 2009-06-08
ADP942 MATSUNO Kenji 松野健司 RE Dealing in Securities 2004-07-20 2009-06-08
ADQ008 LAUNGANI Neel RE Advising on Securities 2008-10-10 2008-10-20
ADQ008 LAUNGANI Neel RE Advising on Corporate Finance 2008-10-10 2008-10-20
ADQ242 PARK Sung Wan 朴性玩 RE Dealing in Securities 2008-10-10 2009-03-21
ADQ324 FERGUSON Richard John RE Advising on Securities 2007-11-27 2007-11-28
ADQ334 SANO Nobuhiro 佐野伸広 RE Dealing in Futures Contracts 2013-07-26
ADQ334 SANO Nobuhiro 佐野伸広 RE Advising on Corporate Finance 2013-07-26
ADQ334 SANO Nobuhiro 佐野伸広 RO Dealing in Securities 2013-09-13
ADQ334 SANO Nobuhiro 佐野伸広 RO Advising on Securities 2013-09-13
ADQ334 SANO Nobuhiro 佐野伸広 RE Dealing in Securities 2013-07-26 2013-09-13
ADQ334 SANO Nobuhiro 佐野伸広 RE Advising on Securities 2013-07-26 2013-09-13
ADQ334 SANO Nobuhiro 佐野伸広 RE Dealing in Futures Contracts 2005-08-01 2010-07-22
ADQ334 SANO Nobuhiro 佐野伸広 RE Dealing in Securities 2005-08-01 2010-07-22
ADQ334 SANO Nobuhiro 佐野伸広 RE Advising on Securities 2009-08-10 2010-07-22
ADQ334 SANO Nobuhiro 佐野伸広 RE Advising on Corporate Finance 2009-08-10 2010-07-22
ADR043 ADAIR John Joseph RO Dealing in Futures Contracts 2012-03-01 2013-01-24
ADR043 ADAIR John Joseph RO Dealing in Securities 2012-03-01 2013-01-24
ADR043 ADAIR John Joseph RE Dealing in Futures Contracts 2009-03-13 2012-03-01
ADR043 ADAIR John Joseph RE Dealing in Securities 2009-03-13 2012-03-01
ADR496 LEE David RE Asset Management 2003-04-01 2004-08-01
ADR496 LEE David RE Advising on Corporate Finance 2003-04-01 2004-08-01
ADR496 LEE David RE Advising on Securities 2003-04-01 2004-08-01
ADR766 SCHULTE Paul Louis Peter RE Advising on Securities 2008-10-10 2010-06-25
ADR833 CHAN Yuk Lai 陳玉麗 RE Asset Management 2003-04-01 2004-07-22
ADR833 CHAN Yuk Lai 陳玉麗 RE Dealing in Securities 2003-04-01 2004-07-22
ADR833 CHAN Yuk Lai 陳玉麗 RE Advising on Corporate Finance 2003-04-01 2004-07-22
ADR833 CHAN Yuk Lai 陳玉麗 RE Advising on Securities 2003-04-01 2004-07-22
ADS285 CHENG Kwok Wai 鄭國偉 RE Dealing in Futures Contracts 2008-10-10 2008-12-10
ADS285 CHENG Kwok Wai 鄭國偉 RE Dealing in Securities 2008-10-10 2008-12-10
ADS384 TUNG Hong, Erik 童慷 RO Dealing in Securities 2009-05-06
ADS384 TUNG Hong, Erik 童慷 RO Advising on Securities 2009-05-06
ADS384 TUNG Hong, Erik 童慷 RO Advising on Corporate Finance 2009-05-06
ADS384 TUNG Hong, Erik 童慷 RE Advising on Securities 2008-10-10 2009-05-06
ADS384 TUNG Hong, Erik 童慷 RE Advising on Corporate Finance 2008-10-10 2009-05-06
ADS590 KWOK Kin Ling, Beverly 郭健寧 RE Advising on Corporate Finance 2003-04-01 2006-05-26
ADS590 KWOK Kin Ling, Beverly 郭健寧 RE Dealing in Securities 2003-04-01 2006-05-26
ADS590 KWOK Kin Ling, Beverly 郭健寧 RE Asset Management 2003-04-01 2004-11-24
ADS590 KWOK Kin Ling, Beverly 郭健寧 RE Advising on Securities 2003-04-01 2004-11-24
ADT035 LEE Wing Ning 李永寧 RE Advising on Securities 2003-04-01 2013-09-11
ADT035 LEE Wing Ning 李永寧 RE Advising on Futures Contracts 2003-04-01 2013-09-11
ADT035 LEE Wing Ning 李永寧 RE Asset Management 2003-04-01 2004-11-24
ADT035 LEE Wing Ning 李永寧 RE Advising on Corporate Finance 2003-04-01 2004-11-24
ADT058 DARWELL Anthony James RE Advising on Securities 2006-02-10 2011-03-22
ADT058 DARWELL Anthony James RE Advising on Securities 2005-10-17 2005-10-19
ADT249 MIYACHI Tsukasa RE Dealing in Securities 2003-04-01 2004-12-29
ADT249 MIYACHI Tsukasa RE Dealing in Futures Contracts 2004-11-29 2004-12-29
ADT249 MIYACHI Tsukasa RE Advising on Securities 2003-04-01 2004-11-18
ADT249 MIYACHI Tsukasa RE Advising on Corporate Finance 2003-04-01 2004-11-18
ADT249 MIYACHI Tsukasa RE Asset Management 2003-04-01 2004-11-18
ADT427 KWAN Wing Lok 關榮樂 RE Advising on Securities 2013-09-03 2017-06-14
ADT908 MA Pui Shan 馬珮珊 RE Advising on Futures Contracts 2003-04-01 2008-12-10
ADT908 MA Pui Shan 馬珮珊 RE Advising on Securities 2003-04-01 2008-12-10
ADT908 MA Pui Shan 馬珮珊 RE Asset Management 2003-04-01 2004-11-24
ADT908 MA Pui Shan 馬珮珊 RE Advising on Corporate Finance 2003-04-01 2004-11-24
ADT909 CHAN Kwok Ho, Kenneth 陳國豪 RE Advising on Securities 2003-04-01 2011-07-23
ADT909 CHAN Kwok Ho, Kenneth 陳國豪 RE Advising on Futures Contracts 2003-04-01 2011-07-23
ADT909 CHAN Kwok Ho, Kenneth 陳國豪 RE Asset Management 2003-04-01 2004-11-24
ADT909 CHAN Kwok Ho, Kenneth 陳國豪 RE Advising on Corporate Finance 2003-04-01 2004-11-24
ADT973 KOO Za Yong RE Advising on Securities 2009-02-18 2010-03-11
ADU457 CHAN Sau Wai, Sylvia 陳秀慧 RE Advising on Securities 2012-06-27 2018-07-06
ADU457 CHAN Sau Wai, Sylvia 陳秀慧 RE Advising on Securities 2008-10-10 2010-05-14
ADU753 HO Wai Kin 何偉健 RE Advising on Securities 2003-04-01 2011-09-15
ADU753 HO Wai Kin 何偉健 RE Advising on Corporate Finance 2003-04-01 2011-09-15
ADU753 HO Wai Kin 何偉健 RE Dealing in Securities 2003-04-01 2011-09-15
ADU753 HO Wai Kin 何偉健 RE Asset Management 2003-04-01 2004-11-24
ADV752 HIRASAWA Satoshi RE Advising on Corporate Finance 2003-04-01 2004-06-05
ADV752 HIRASAWA Satoshi RE Advising on Securities 2003-04-01 2004-06-05
ADV752 HIRASAWA Satoshi RE Asset Management 2003-04-01 2004-06-05
ADV752 HIRASAWA Satoshi RE Dealing in Futures Contracts 2003-04-01 2004-06-05
ADV752 HIRASAWA Satoshi RE Dealing in Securities 2003-04-01 2004-06-05
ADV752 HIRASAWA Satoshi RE Advising on Futures Contracts 2003-04-01 2004-06-05
ADV934 POON Tin Lai, Catherine 潘天麗 RE Dealing in Futures Contracts 2003-04-01 2009-04-30
ADV934 POON Tin Lai, Catherine 潘天麗 RE Dealing in Securities 2003-04-01 2009-04-30
ADV934 POON Tin Lai, Catherine 潘天麗 RE Advising on Futures Contracts 2003-04-01 2004-11-18
ADV934 POON Tin Lai, Catherine 潘天麗 RE Asset Management 2003-04-01 2004-11-18
ADV934 POON Tin Lai, Catherine 潘天麗 RE Advising on Securities 2003-04-01 2004-11-18
ADV934 POON Tin Lai, Catherine 潘天麗 RE Advising on Corporate Finance 2003-04-01 2004-11-18
ADW089 BANFIELD Colin Dennis RO Dealing in Securities 2009-05-12 2010-03-20
ADW089 BANFIELD Colin Dennis RO Advising on Securities 2009-05-12 2010-03-20
ADW089 BANFIELD Colin Dennis RO Advising on Corporate Finance 2009-05-12 2010-03-20
ADW089 BANFIELD Colin Dennis RE Advising on Securities 2008-10-10 2009-05-12
ADW089 BANFIELD Colin Dennis RE Advising on Corporate Finance 2008-10-10 2009-05-12
ADW501 LAM Chuen Ming Thomas 藍俊明 RE Dealing in Securities 2017-08-09 2019-04-03
ADW516 SUBBARAMAN Robert Nemmara RE Advising on Securities 2008-11-26
ADW528 LEE Kai Pong 李啟邦 RE Dealing in Securities 2003-04-01 2011-07-01
ADW528 LEE Kai Pong 李啟邦 RE Dealing in Futures Contracts 2004-11-29 2011-07-01
ADW528 LEE Kai Pong 李啟邦 RE Advising on Corporate Finance 2003-04-01 2004-11-18
ADW528 LEE Kai Pong 李啟邦 RE Advising on Securities 2003-04-01 2004-11-18
ADW528 LEE Kai Pong 李啟邦 RE Asset Management 2003-04-01 2004-11-18
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Futures Contracts 2011-08-02 2012-06-20
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Securities 2011-08-02 2012-06-20
ADX152 CHOW Siu Han 周笑嫻 RE Dealing in Securities 2004-10-18 2007-06-16
ADX152 CHOW Siu Han 周笑嫻 RE Advising on Corporate Finance 2004-10-18 2007-06-16
ADX152 CHOW Siu Han 周笑嫻 RE Advising on Securities 2004-12-06 2007-06-16
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Securities 2003-10-06 2006-05-11
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Futures Contracts 2004-04-27 2006-05-11
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Futures Contracts 2003-10-18 2004-04-18
ADX257 WONG Man Sze, Grace 黃文詩 RE Dealing in Securities 2011-09-19 2018-06-11
ADX257 WONG Man Sze, Grace 黃文詩 RE Advising on Securities 2012-01-13 2018-06-11
ADX257 WONG Man Sze, Grace 黃文詩 RE Advising on Corporate Finance 2012-01-13 2018-05-24
ADX263 NG Tze Chiew, Diana 黃紫秋 RE Dealing in Securities 2005-06-16 2009-04-22
ADX263 NG Tze Chiew, Diana 黃紫秋 RE Dealing in Futures Contracts 2008-07-10 2009-04-22
ADX641 LAO Sun Ngai, Steven 呂孫毅 RE Advising on Futures Contracts 2003-10-03 2004-01-12
ADX641 LAO Sun Ngai, Steven 呂孫毅 RE Advising on Securities 2003-10-03 2004-01-12
ADY268 CHEUNG Pui Pui, Hazel 張佩佩 RE Dealing in Securities 2008-07-30 2010-06-15
ADY730 WONG Ka Man, Carman 王嘉敏 RE Dealing in Securities 2008-10-09 2014-09-02
ADY730 WONG Ka Man, Carman 王嘉敏 RE Advising on Corporate Finance 2008-10-09 2014-09-02
ADY730 WONG Ka Man, Carman 王嘉敏 RE Advising on Securities 2009-12-30 2014-09-02
ADZ871 CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE Dealing in Securities 2008-10-14 2012-12-09
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Securities 2008-04-01 2010-05-05
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Futures Contracts 2008-04-01 2010-05-05
ADZ983 WOO Wai Tong 胡偉堂 RE Advising on Corporate Finance 2003-04-01 2004-04-29
ADZ983 WOO Wai Tong 胡偉堂 RE Advising on Securities 2003-04-01 2004-04-29
ADZ983 WOO Wai Tong 胡偉堂 RE Dealing in Securities 2003-04-01 2004-04-29
ADZ983 WOO Wai Tong 胡偉堂 RE Asset Management 2003-04-01 2004-04-29
AEB025 WONG Ching Him 黃正謙 RE Dealing in Securities 2008-10-10 2008-11-18
AEB025 WONG Ching Him 黃正謙 RE Advising on Securities 2008-10-10 2008-11-18
AEB044 CHAN Kar Yin, Gary 陳嘉彥 RE Dealing in Securities 2003-04-01 2003-04-29
AEB044 CHAN Kar Yin, Gary 陳嘉彥 RE Advising on Securities 2003-04-01 2003-04-29
AEB044 CHAN Kar Yin, Gary 陳嘉彥 RE Asset Management 2003-04-01 2003-04-29
AEB044 CHAN Kar Yin, Gary 陳嘉彥 RE Advising on Corporate Finance 2003-04-01 2003-04-29
AEC087 CHAN Mei Fung, Shirley 陳美鳳 RE Dealing in Securities 2008-10-10 2016-04-14
AEC087 CHAN Mei Fung, Shirley 陳美鳳 RE Advising on Corporate Finance 2008-10-10 2016-04-14
AEC518 PHUN Wai Kheng 潘惠婷 RE Dealing in Securities 2003-04-01
AEC518 PHUN Wai Kheng 潘惠婷 RE Asset Management 2003-04-01 2004-11-23
AEC518 PHUN Wai Kheng 潘惠婷 RE Advising on Corporate Finance 2003-04-01 2004-11-23
AEC518 PHUN Wai Kheng 潘惠婷 RE Advising on Securities 2003-04-01 2004-11-23
AEC574 YEN Weber Shu-Wei 嚴序緯 RE Advising on Corporate Finance 2008-10-10 2009-04-16
AEC574 YEN Weber Shu-Wei 嚴序緯 RE Advising on Securities 2008-10-10 2009-04-16
AEC763 KEE Tang Seng RE Dealing in Securities 2008-10-10 2009-04-08
AEC763 KEE Tang Seng RE Dealing in Futures Contracts 2008-10-10 2009-04-08
AEC891 LIU Zhihong 劉志宏 RE Dealing in Securities 2003-04-01 2006-06-01
AEC891 LIU Zhihong 劉志宏 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AEC891 LIU Zhihong 劉志宏 RE Asset Management 2003-04-01 2004-11-24
AEC891 LIU Zhihong 劉志宏 RE Advising on Securities 2003-04-01 2004-11-24
AED081 WONG Man Yin 黃文嬿 RE Advising on Securities 2008-10-09 2008-12-10
AED081 WONG Man Yin 黃文嬿 RE Advising on Securities 2003-04-01 2007-02-02
AED081 WONG Man Yin 黃文嬿 RE Asset Management 2003-04-01 2004-11-23
AED081 WONG Man Yin 黃文嬿 RE Advising on Corporate Finance 2003-04-01 2004-11-23
AED081 WONG Man Yin 黃文嬿 RE Dealing in Securities 2003-04-01 2004-11-23
AED144 NISHIKAWA Hiroyuki 西川博之 RO Dealing in Securities 2005-04-25 2005-12-28
AED144 NISHIKAWA Hiroyuki 西川博之 RO Dealing in Futures Contracts 2005-04-25 2005-12-28
AED144 NISHIKAWA Hiroyuki 西川博之 RO Advising on Securities 2005-04-25 2005-12-28
AED144 NISHIKAWA Hiroyuki 西川博之 RO Advising on Corporate Finance 2005-04-25 2005-12-28
AED144 NISHIKAWA Hiroyuki 西川博之 RE Advising on Securities 2003-04-01 2005-04-25
AED144 NISHIKAWA Hiroyuki 西川博之 RE Dealing in Securities 2003-04-01 2005-04-25
AED144 NISHIKAWA Hiroyuki 西川博之 RE Advising on Corporate Finance 2003-04-01 2005-04-25
AED144 NISHIKAWA Hiroyuki 西川博之 RE Dealing in Futures Contracts 2004-12-02 2005-04-25
AED144 NISHIKAWA Hiroyuki 西川博之 RE Asset Management 2003-04-01 2004-11-18
AED494 ROBSON John Mcgowan RE Dealing in Securities 2005-04-14 2006-10-28
AED494 ROBSON John Mcgowan RE Dealing in Futures Contracts 2005-04-14 2006-10-28
AED614 LUK Ching Yan, Sylvia 陸靜茵 RE Dealing in Securities 2008-10-10 2009-06-09
AED753 MA Sze Man 馬思敏 RE Dealing in Securities 2008-10-10 2008-12-13
AED762 CANNIFFE Brian John RE Advising on Corporate Finance 2003-04-01 2003-04-07
AED762 CANNIFFE Brian John RE Asset Management 2003-04-01 2003-04-07
AED762 CANNIFFE Brian John RE Advising on Securities 2003-04-01 2003-04-07
AED762 CANNIFFE Brian John RE Dealing in Securities 2003-04-01 2003-04-07
AED970 CALLAGHAN Paul Andrew Stewart RE Advising on Securities 2006-07-11 2014-03-01
AEE926 POON Shuk Fan 潘淑芬 RE Dealing in Securities 2003-04-01 2016-04-30
AEE926 POON Shuk Fan 潘淑芬 RE Dealing in Futures Contracts 2004-11-29 2016-04-30
AEE926 POON Shuk Fan 潘淑芬 RE Asset Management 2003-04-01 2004-11-18
AEE926 POON Shuk Fan 潘淑芬 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AEE926 POON Shuk Fan 潘淑芬 RE Advising on Securities 2003-04-01 2004-11-18
AEF434 CHOI Jong Yoon RE Dealing in Securities 2003-05-29 2010-11-14
AEF434 CHOI Jong Yoon RE Advising on Corporate Finance 2007-02-09 2010-11-14
AEG899 PHILIPS David Nicholas RE Dealing in Securities 2008-02-27 2009-01-01
AEH431 DAYAL Prasoon RE Advising on Corporate Finance 2010-05-12 2012-10-01
AEH431 DAYAL Prasoon RE Dealing in Securities 2010-05-12 2012-10-01
AEH431 DAYAL Prasoon RE Advising on Securities 2012-01-13 2012-10-01
AEI069 YIP Shun Fu, Henry 葉迅虎 RE Dealing in Securities 2003-04-01 2008-12-13
AEI069 YIP Shun Fu, Henry 葉迅虎 RE Advising on Corporate Finance 2003-04-01 2004-11-23
AEI069 YIP Shun Fu, Henry 葉迅虎 RE Asset Management 2003-04-01 2004-11-23
AEI069 YIP Shun Fu, Henry 葉迅虎 RE Advising on Securities 2003-04-01 2004-11-23
AEI662 O'BOYLE Gerald Keith RE Dealing in Securities 2003-10-06 2012-09-25
AEI662 O'BOYLE Gerald Keith RE Dealing in Futures Contracts 2005-12-07 2012-09-25
AEI859 WAITE III Norman RE Dealing in Securities 2008-10-10 2016-04-14
AEJ347 DAO Lisa 姚翠平 RE Dealing in Securities 2004-07-26 2006-07-26
AEJ606 KHOO Chiew Cheng 邱秋清 RE Advising on Securities 2008-10-10 2011-07-28
AEK266 CHU Chun-Ju 朱俊如 RE Dealing in Securities 2005-09-26 2009-02-10
AEK266 CHU Chun-Ju 朱俊如 RE Advising on Corporate Finance 2007-01-23 2009-02-10
AEK432 CHUNG Suk Moon 鄭碩紋 RE Dealing in Securities 2008-08-14 2018-06-11
AEK432 CHUNG Suk Moon 鄭碩紋 RE Dealing in Futures Contracts 2012-03-12 2018-06-11
AEK782 SHEPLEY Philippe Alexander RE Dealing in Securities 2006-09-29 2006-12-28
AEL250 NUMANO Yoshiyuki RE Advising on Securities 2008-12-04 2010-09-09
AEL250 NUMANO Yoshiyuki RE Dealing in Securities 2008-12-04 2010-09-09
AEL250 NUMANO Yoshiyuki RE Advising on Corporate Finance 2008-12-04 2010-09-09
AEM291 LEUNG Siu Ling 梁小玲 RE Dealing in Securities 2008-10-10 2011-11-17
AEM291 LEUNG Siu Ling 梁小玲 RE Dealing in Futures Contracts 2008-10-10 2011-11-17
AEN512 MOHINANI Pradeep RE Advising on Securities 2008-10-10 2014-07-29
AEO597 AU Kar Man, Tony 歐家文 RE Dealing in Securities 2005-04-25 2006-07-12
AEO807 WONG Willie Long Chi 黃朗智 RE Advising on Securities 2007-05-02 2019-03-08
AEO807 WONG Willie Long Chi 黃朗智 RE Dealing in Securities 2007-05-02 2019-03-08
AEP484 JEONG Myoung Seok 鄭明錫 RE Dealing in Futures Contracts 2009-01-14
AEP484 JEONG Myoung Seok 鄭明錫 RE Dealing in Securities 2009-01-14
AEQ337 CHAN Hong 陳慷 RE Advising on Corporate Finance 2008-10-10
AEQ337 CHAN Hong 陳慷 RE Advising on Securities 2008-10-10
AEQ337 CHAN Hong 陳慷 RE Dealing in Securities 2009-11-27
AER431 WU Wei 鄔煒 RE Dealing in Securities 2008-10-10 2009-02-05
AER431 WU Wei 鄔煒 RE Dealing in Futures Contracts 2008-10-10 2009-02-05
AER988 SEIZ Andrew Victor RE Dealing in Securities 2011-10-12 2013-09-14
AER988 SEIZ Andrew Victor RE Dealing in Futures Contracts 2011-10-12 2013-09-14
AER988 SEIZ Andrew Victor RE Dealing in Futures Contracts 2008-10-10 2009-06-01
AER988 SEIZ Andrew Victor RE Dealing in Securities 2008-10-10 2009-06-01
AES448 YIP Kam Pang 葉錦鵬 RE Dealing in Securities 2016-06-01
AES876 LOUIE Kwok Yi , Paul 雷國怡 RE Advising on Securities 2008-10-10 2013-06-18
AET486 CHIU Siu Sang 趙小珊 RE Dealing in Securities 2006-05-25 2011-07-09
AET486 CHIU Siu Sang 趙小珊 RE Dealing in Futures Contracts 2006-05-25 2011-07-09
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Dealing in Securities 2005-11-01 2008-04-29
AEU416 LEUNG Mo Ki, Connie 梁慕琪 RE Dealing in Securities 2010-10-04 2012-02-04
AEX135 FUNG Siu Ping 馮小平 RE Dealing in Securities 2016-10-17 2017-04-07
AEX291 TANG Hing Pang, Donmany 鄧慶鵬 RE Advising on Corporate Finance 2008-04-01 2009-04-16
AEX291 TANG Hing Pang, Donmany 鄧慶鵬 RE Dealing in Securities 2008-04-01 2009-04-16
AEX291 TANG Hing Pang, Donmany 鄧慶鵬 RE Advising on Securities 2008-12-23 2009-04-16
AEX665 CHAN Karen 陳加敏 RE Advising on Securities 2003-04-01 2007-06-27
AEX665 CHAN Karen 陳加敏 RE Asset Management 2003-04-01 2004-11-24
AEX665 CHAN Karen 陳加敏 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AEX665 CHAN Karen 陳加敏 RE Dealing in Securities 2003-04-01 2004-11-24
AEX948 CORREA Anthony Francis RE Asset Management 2003-04-01 2003-11-15
AEX948 CORREA Anthony Francis RE Advising on Securities 2003-04-01 2003-11-15
AEX948 CORREA Anthony Francis RE Advising on Corporate Finance 2003-04-01 2003-11-15
AEX948 CORREA Anthony Francis RE Dealing in Securities 2003-04-01 2003-11-15
AEY448 HUNG Hei King, Kenneth 洪熙敬 RE Dealing in Futures Contracts 2008-10-10 2010-03-20
AEY448 HUNG Hei King, Kenneth 洪熙敬 RE Dealing in Securities 2008-10-10 2010-03-20
AEY478 LAU Yau Fong 劉幽芳 RE Dealing in Securities 2017-01-09 2017-08-31
AEY478 LAU Yau Fong 劉幽芳 RE Dealing in Securities 2003-09-30 2015-10-01
AEY478 LAU Yau Fong 劉幽芳 RE Dealing in Futures Contracts 2004-01-30 2015-10-01
AEY593 CHAN Chi Fai, Michael 陳志輝 RE Advising on Securities 2003-04-01 2008-01-10
AEY593 CHAN Chi Fai, Michael 陳志輝 RE Asset Management 2003-04-01 2004-11-24
AEY593 CHAN Chi Fai, Michael 陳志輝 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AEZ003 CHAN Anson 陳燿璋 RE Asset Management 2003-04-01 2004-08-01
AEZ003 CHAN Anson 陳燿璋 RE Advising on Securities 2003-04-01 2004-08-01
AEZ003 CHAN Anson 陳燿璋 RE Dealing in Securities 2003-04-01 2004-08-01
AEZ003 CHAN Anson 陳燿璋 RE Advising on Corporate Finance 2003-04-01 2004-08-01
AEZ250 NG Ho Yuen, Howard 伍浩源 RE Dealing in Securities 2013-11-25 2016-04-14
AEZ250 NG Ho Yuen, Howard 伍浩源 RE Dealing in Futures Contracts 2013-11-25 2016-04-14
AEZ304 CHISHTY Shaheryar Arshad RE Dealing in Securities 2009-01-19 2011-11-29
AEZ304 CHISHTY Shaheryar Arshad RE Advising on Corporate Finance 2009-01-19 2011-11-29
AEZ304 CHISHTY Shaheryar Arshad RE Advising on Securities 2009-02-05 2011-11-29
AEZ571 SYQUIA Juan Martin Lagdameo RE Dealing in Securities 2011-09-05 2013-07-01
AEZ571 SYQUIA Juan Martin Lagdameo RE Advising on Securities 2012-01-27 2013-07-01
AEZ571 SYQUIA Juan Martin Lagdameo RE Advising on Corporate Finance 2012-01-27 2013-07-01
AEZ571 SYQUIA Juan Martin Lagdameo RE Dealing in Futures Contracts 2011-09-05 2012-01-27
AFA385 YUE Zhiming 岳志明 RO Dealing in Securities 2005-03-22 2010-08-14
AFA385 YUE Zhiming 岳志明 RO Advising on Corporate Finance 2005-03-22 2010-08-14
AFA385 YUE Zhiming 岳志明 RO Advising on Securities 2005-03-22 2010-08-14
AFA385 YUE Zhiming 岳志明 RE Advising on Securities 2003-04-01 2005-03-22
AFA385 YUE Zhiming 岳志明 RE Advising on Corporate Finance 2003-04-01 2005-03-22
AFA385 YUE Zhiming 岳志明 RE Dealing in Securities 2003-04-01 2005-03-22
AFA385 YUE Zhiming 岳志明 RE Asset Management 2003-04-01 2004-11-18
AFA748 HASHIMOTO Kenichi 橋本賢一 RE Dealing in Futures Contracts 2008-06-02 2008-12-10
AFA748 HASHIMOTO Kenichi 橋本賢一 RE Dealing in Securities 2008-10-28 2008-12-10
AFA748 HASHIMOTO Kenichi 橋本賢一 RE Dealing in Securities 2007-10-10 2008-09-08
AFA799 CHANG Yick Wai Albert 張亦衛 RE Advising on Securities 2015-11-09
AFA799 CHANG Yick Wai Albert 張亦衛 RO Advising on Corporate Finance 2016-02-18
AFA799 CHANG Yick Wai Albert 張亦衛 RO Dealing in Securities 2016-02-18
AFA799 CHANG Yick Wai Albert 張亦衛 RE Dealing in Securities 2015-11-09 2016-02-18
AFA799 CHANG Yick Wai Albert 張亦衛 RE Advising on Corporate Finance 2015-11-09 2016-02-18
AFB019 TEO Thye Peng, Bernard 張泰平 RE Advising on Securities 2008-10-10 2010-04-07
AFB019 TEO Thye Peng, Bernard 張泰平 RE Advising on Corporate Finance 2008-10-10 2010-04-07
AFB019 TEO Thye Peng, Bernard 張泰平 RE Dealing in Securities 2009-12-21 2010-04-07
AFB389 WILLIAMS David Charles RE Dealing in Securities 2006-09-14 2006-12-13
AFC192 LO Man Chuen, Benjamin 羅文晉 RE Advising on Securities 2012-06-25
AFC192 LO Man Chuen, Benjamin 羅文晉 RE Advising on Securities 2008-10-10 2010-05-05
AFC433 YEUNG Kei Yuen 楊紀元 RE Dealing in Securities 2008-10-15 2012-07-10
AFC433 YEUNG Kei Yuen 楊紀元 RE Dealing in Futures Contracts 2008-10-15 2012-07-10
AFC564 LEUNG Ka Ho 梁嘉浩 RE Dealing in Securities 2008-10-10 2009-05-01
AFD144 DARBY Sean RE Advising on Securities 2003-04-01 2011-06-17
AFD144 DARBY Sean RE Advising on Futures Contracts 2005-11-30 2011-06-17
AFD144 DARBY Sean RE Asset Management 2003-04-01 2004-11-24
AFD144 DARBY Sean RE Advising on Corporate Finance 2003-04-01 2004-11-24
AFD300 SHANIDZE Levan RE Dealing in Futures Contracts 2008-10-10 2012-07-19
AFD300 SHANIDZE Levan RE Dealing in Securities 2008-10-10 2012-07-19
AFD442 SUSANTO Michael Tjahja RE Advising on Securities 2008-10-10 2012-02-28
AFD442 SUSANTO Michael Tjahja RE Dealing in Securities 2008-10-10 2012-02-28
AFD442 SUSANTO Michael Tjahja RE Advising on Corporate Finance 2010-01-18 2012-02-28
AFD549 CHEUNG San Tat 張新達 RE Dealing in Securities 2003-04-01
AFD549 CHEUNG San Tat 張新達 RE Dealing in Futures Contracts 2003-04-01
AFD549 CHEUNG San Tat 張新達 RE Advising on Futures Contracts 2003-04-01 2004-11-24
AFD549 CHEUNG San Tat 張新達 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AFD549 CHEUNG San Tat 張新達 RE Advising on Securities 2003-04-01 2004-11-24
AFD549 CHEUNG San Tat 張新達 RE Asset Management 2003-04-01 2004-11-24
AFD849 LAM Kwong Yu 林光宇 RE Dealing in Securities 2006-06-12 2007-08-11
AFD849 LAM Kwong Yu 林光宇 RE Dealing in Futures Contracts 2006-08-11 2007-08-11
AFD872 CHEONG Hong Lum, Julian RE Advising on Securities 2008-10-13 2009-04-04
AFD872 CHEONG Hong Lum, Julian RE Advising on Corporate Finance 2008-10-13 2009-04-04
AFD872 CHEONG Hong Lum, Julian RE Dealing in Securities 2008-10-13 2009-04-04
AFE039 LI So Nga, Elsa 李素雅 RE Asset Management 2003-04-01 2004-02-06
AFE039 LI So Nga, Elsa 李素雅 RE Advising on Securities 2003-04-01 2004-02-06
AFE039 LI So Nga, Elsa 李素雅 RE Dealing in Securities 2003-04-01 2004-02-06
AFE039 LI So Nga, Elsa 李素雅 RE Advising on Corporate Finance 2003-04-01 2004-02-06
AFE044 YANG Kirk Y-C 楊應超 RE Advising on Securities 2010-03-05 2010-05-25
AFE501 LEUNG Kit Sum Barbara 梁潔沁 RE Dealing in Securities 2015-05-04 2015-06-26
AFE658 LAI Cheuk Yin 黎卓賢 RE Dealing in Securities 2016-11-23 2017-10-11
AFF234 SWARBRICK Andrew Jeremy RE Dealing in Securities 2017-11-20 2019-01-29
AFF234 SWARBRICK Andrew Jeremy RE Dealing in Futures Contracts 2017-12-27 2019-01-29
AFF729 LEONG Gary Douglas RE Dealing in Securities 2006-02-02 2009-04-30
AFF847 CHAN Kit Sum 陳潔心 RE Advising on Securities 2007-02-26 2008-12-10
AFG011 ISOBE Satoko RE Advising on Securities 2003-05-13 2004-07-26
AFG628 LEE Siu Keung 李兆強 RE Dealing in Securities 2007-07-20 2007-09-11
AFG628 LEE Siu Keung 李兆強 RE Dealing in Futures Contracts 2007-08-06 2007-09-11
AFH017 RIEBE Andrew James RE Advising on Securities 2010-03-19 2015-12-10
AFH017 RIEBE Andrew James RE Dealing in Securities 2010-03-26 2015-12-10
AFH089 KINNEAR-NOCK Scott William RE Dealing in Securities 2009-07-21 2012-09-13
AFH090 SHARMA Vikas RO Advising on Corporate Finance 2018-02-23
AFH090 SHARMA Vikas RO Dealing in Futures Contracts 2018-02-23
AFH090 SHARMA Vikas RO Advising on Futures Contracts 2018-02-23
AFH090 SHARMA Vikas RO Advising on Securities 2018-02-23
AFH090 SHARMA Vikas RO Dealing in Securities 2018-02-23
AFH090 SHARMA Vikas RE Advising on Securities 2003-04-01 2018-02-23
AFH090 SHARMA Vikas RE Dealing in Securities 2003-04-01 2018-02-23
AFH090 SHARMA Vikas RE Advising on Corporate Finance 2003-04-01 2018-02-23
AFH090 SHARMA Vikas RE Dealing in Futures Contracts 2017-12-01 2018-02-23
AFH090 SHARMA Vikas RE Advising on Futures Contracts 2017-12-01 2018-02-23
AFH090 SHARMA Vikas RE Asset Management 2003-04-01 2004-11-23
AFH091 CHAN Ho Yan, Ada 陳可欣 RE Dealing in Securities 2003-04-01 2007-01-17
AFH091 CHAN Ho Yan, Ada 陳可欣 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AFH091 CHAN Ho Yan, Ada 陳可欣 RE Asset Management 2003-04-01 2004-11-24
AFH091 CHAN Ho Yan, Ada 陳可欣 RE Advising on Securities 2003-04-01 2004-11-24
AFH192 CHUI Chi-sun 徐志真 RE Dealing in Securities 2008-10-10 2009-10-10
AFH192 CHUI Chi-sun 徐志真 RE Dealing in Futures Contracts 2008-10-10 2009-10-10
AFI385 CHIU Kin Ming, Bonnie 焦建明 RE Dealing in Securities 2003-04-01 2008-12-16
AFI385 CHIU Kin Ming, Bonnie 焦建明 RE Asset Management 2003-04-01 2004-11-24
AFI385 CHIU Kin Ming, Bonnie 焦建明 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AFI385 CHIU Kin Ming, Bonnie 焦建明 RE Advising on Securities 2003-04-01 2004-11-24
AFI697 CHURCHOUSE Jean-Paul Antony RE Dealing in Securities 2003-10-06 2005-02-07
AFI730 CHAN Ming Lee, Gary 陳明理 RE Dealing in Securities 2003-04-01 2008-12-13
AFI730 CHAN Ming Lee, Gary 陳明理 RE Dealing in Futures Contracts 2004-11-29 2008-12-13
AFI730 CHAN Ming Lee, Gary 陳明理 RE Advising on Securities 2003-04-01 2004-11-18
AFI730 CHAN Ming Lee, Gary 陳明理 RE Asset Management 2003-04-01 2004-11-18
AFI730 CHAN Ming Lee, Gary 陳明理 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AFK088 HEMMINGS Lee Kerry RE Dealing in Securities 2011-11-01 2012-09-25
AFK088 HEMMINGS Lee Kerry RE Dealing in Futures Contracts 2011-11-01 2012-09-25
AFK088 HEMMINGS Lee Kerry RO Dealing in Futures Contracts 2009-04-16 2011-11-01
AFK088 HEMMINGS Lee Kerry RO Dealing in Securities 2009-04-16 2011-11-01
AFK088 HEMMINGS Lee Kerry RE Dealing in Securities 2008-10-10 2009-04-16
AFK088 HEMMINGS Lee Kerry RE Dealing in Futures Contracts 2008-10-10 2009-04-16
AFK494 CHIU Wen-Yu 邱文友 RE Dealing in Securities 2009-03-12 2010-02-12
AFK494 CHIU Wen-Yu 邱文友 RE Advising on Corporate Finance 2009-03-13 2010-02-12
AFK494 CHIU Wen-Yu 邱文友 RE Advising on Securities 2009-03-13 2010-02-12
AFK515 LEE Kin Man, Desmond 李健文 RE Dealing in Securities 2005-04-11 2007-07-13
AFK529 TONG Pauline 唐寶琳 RE Asset Management 2003-04-01 2003-05-27
AFK529 TONG Pauline 唐寶琳 RE Dealing in Securities 2003-04-01 2003-05-27
AFK529 TONG Pauline 唐寶琳 RE Advising on Corporate Finance 2003-04-01 2003-05-27
AFK529 TONG Pauline 唐寶琳 RE Advising on Securities 2003-04-01 2003-05-27
AFK707 KATO Mayumi 加藤真由美 RE Dealing in Securities 2004-09-24 2012-05-31
AFK707 KATO Mayumi 加藤真由美 RE Dealing in Futures Contracts 2004-11-15 2012-05-31
AFK708 TAKAHASHI Junko 高橋純子 RE Advising on Corporate Finance 2003-04-01 2003-04-29
AFK708 TAKAHASHI Junko 高橋純子 RE Asset Management 2003-04-01 2003-04-29
AFK708 TAKAHASHI Junko 高橋純子 RE Advising on Securities 2003-04-01 2003-04-29
AFK978 CHAN George Lung-cheung 陳龍翔 RE Dealing in Securities 2012-11-19 2016-04-14
AFM190 LAU Yen Hou, Alexander 劉恩浩 RE Dealing in Securities 2008-10-10 2011-04-16
AFM321 SUN Cheuk Wa 孫卓華 RE Asset Management 2003-04-01 2004-05-05
AFM321 SUN Cheuk Wa 孫卓華 RE Advising on Futures Contracts 2003-04-01 2004-05-05
AFM321 SUN Cheuk Wa 孫卓華 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFM321 SUN Cheuk Wa 孫卓華 RE Advising on Securities 2003-04-01 2004-05-05
AFM321 SUN Cheuk Wa 孫卓華 RE Dealing in Futures Contracts 2003-04-01 2004-05-05
AFM321 SUN Cheuk Wa 孫卓華 RE Dealing in Securities 2003-04-01 2004-05-05
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Dealing in Securities 2010-11-01 2012-09-13
AFM600 LUI Kar Wong, Dennis 呂家煌 RE Dealing in Futures Contracts 2003-04-01 2009-04-30
AFM600 LUI Kar Wong, Dennis 呂家煌 RE Dealing in Securities 2003-04-01 2009-04-30
AFM600 LUI Kar Wong, Dennis 呂家煌 RE Advising on Futures Contracts 2003-04-01 2004-11-24
AFM600 LUI Kar Wong, Dennis 呂家煌 RE Advising on Securities 2003-04-01 2004-11-24
AFM600 LUI Kar Wong, Dennis 呂家煌 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AFM600 LUI Kar Wong, Dennis 呂家煌 RE Asset Management 2003-04-01 2004-11-24
AFM920 ZHANG David 張海 RO Advising on Securities 2011-05-06 2018-04-13
AFM920 ZHANG David 張海 RO Advising on Corporate Finance 2011-05-06 2018-04-13
AFM920 ZHANG David 張海 RO Dealing in Securities 2011-05-06 2018-04-13
AFM920 ZHANG David 張海 RE Advising on Securities 2008-10-13 2011-05-06
AFM920 ZHANG David 張海 RE Advising on Corporate Finance 2008-10-13 2011-05-06
AFM920 ZHANG David 張海 RE Dealing in Securities 2009-11-27 2011-05-06
AFN181 LEUNG Shui Yee 梁瑞儀 RE Advising on Futures Contracts 2007-11-28
AFN181 LEUNG Shui Yee 梁瑞儀 RE Advising on Securities 2007-11-28
AFN181 LEUNG Shui Yee 梁瑞儀 RE Dealing in Securities 2012-03-14
AFN181 LEUNG Shui Yee 梁瑞儀 RE Dealing in Futures Contracts 2012-03-14
AFN181 LEUNG Shui Yee 梁瑞儀 RE Dealing in Securities 2003-10-06 2008-04-24
AFN181 LEUNG Shui Yee 梁瑞儀 RE Dealing in Futures Contracts 2005-07-20 2008-04-24
AFN181 LEUNG Shui Yee 梁瑞儀 RE Advising on Securities 2003-10-06 2005-03-11
AFN899 KWAN Pui Chi 關佩芝 RE Dealing in Securities 2005-07-11 2005-07-27
AFO374 PAVIVAN Pavina 林展穎 RE Advising on Futures Contracts 2003-04-01 2006-07-15
AFO374 PAVIVAN Pavina 林展穎 RE Advising on Securities 2003-04-01 2006-07-15
AFO374 PAVIVAN Pavina 林展穎 RE Advising on Corporate Finance 2003-04-01 2004-11-23
AFO374 PAVIVAN Pavina 林展穎 RE Asset Management 2003-04-01 2004-11-23
AFP789 GOULBURN Robert James RE Dealing in Futures Contracts 2012-07-17 2013-03-16
AFP789 GOULBURN Robert James RE Dealing in Securities 2012-07-17 2013-03-16
AFP812 NIIMITSU Jun 新光俊 RE Advising on Corporate Finance 2013-08-27 2019-01-29
AFP812 NIIMITSU Jun 新光俊 RE Advising on Securities 2013-08-27 2019-01-29
AFP812 NIIMITSU Jun 新光俊 RE Dealing in Securities 2011-08-08 2013-07-17
AFP812 NIIMITSU Jun 新光俊 RE Advising on Corporate Finance 2011-08-08 2013-07-17
AFP812 NIIMITSU Jun 新光俊 RE Advising on Securities 2011-08-08 2013-07-17
AFP812 NIIMITSU Jun 新光俊 RE Advising on Corporate Finance 2003-04-01 2003-10-08
AFP812 NIIMITSU Jun 新光俊 RE Dealing in Securities 2003-04-01 2003-10-08
AFP812 NIIMITSU Jun 新光俊 RE Advising on Securities 2003-04-01 2003-10-08
AFP812 NIIMITSU Jun 新光俊 RE Asset Management 2003-04-01 2003-10-08
AFP828 CHAN Wai Kin 陳維堅 RE Dealing in Securities 2014-12-08 2016-05-28
AFP931 POON Peter Chi Kin 潘子健 RE Dealing in Securities 2003-04-01
AFP931 POON Peter Chi Kin 潘子健 RE Dealing in Futures Contracts 2004-11-29
AFP931 POON Peter Chi Kin 潘子健 RE Asset Management 2003-04-01 2004-11-18
AFP931 POON Peter Chi Kin 潘子健 RE Advising on Securities 2003-04-01 2004-11-18
AFP931 POON Peter Chi Kin 潘子健 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AFQ048 HUI Nga Man 許雅雯 RE Dealing in Securities 2003-04-01 2006-08-04
AFQ048 HUI Nga Man 許雅雯 RE Advising on Securities 2003-04-01 2004-11-24
AFQ048 HUI Nga Man 許雅雯 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AFQ048 HUI Nga Man 許雅雯 RE Asset Management 2003-04-01 2004-11-24
AFQ412 O'MEARA Christopher James Sidney RE Dealing in Securities 2008-10-09 2010-03-30
AFQ412 O'MEARA Christopher James Sidney RE Dealing in Futures Contracts 2008-10-09 2010-03-30
AFQ741 WONG Marco Chi Duen RE Advising on Securities 2008-10-10 2011-09-15
AFQ741 WONG Marco Chi Duen RE Advising on Corporate Finance 2008-10-10 2011-09-15
AFQ741 WONG Marco Chi Duen RE Dealing in Securities 2009-12-21 2011-09-15
AFR179 KO Kit, Scarlett 高潔 RE Advising on Corporate Finance 2009-09-07 2010-11-03
AFR179 KO Kit, Scarlett 高潔 RE Advising on Securities 2009-09-07 2010-11-03
AFR179 KO Kit, Scarlett 高潔 RE Dealing in Securities 2009-09-07 2010-11-03
AFR251 KEITH John Perry RE Dealing in Securities 2003-04-01 2009-11-11
AFR251 KEITH John Perry RE Advising on Corporate Finance 2003-04-01 2009-11-11
AFR251 KEITH John Perry RE Advising on Securities 2003-04-01 2004-11-24
AFR251 KEITH John Perry RE Asset Management 2003-04-01 2004-11-24
AFR299 CHEUNG Yin Ling 張彥苓 RE Dealing in Securities 2003-04-01 2011-06-01
AFR299 CHEUNG Yin Ling 張彥苓 RE Advising on Securities 2003-04-01 2011-06-01
AFR299 CHEUNG Yin Ling 張彥苓 RE Advising on Corporate Finance 2003-04-01 2011-06-01
AFR299 CHEUNG Yin Ling 張彥苓 RE Asset Management 2003-04-01 2004-11-24
AFR325 GILLMAN Richard Formby RO Advising on Securities 2010-12-22 2015-10-01
AFR325 GILLMAN Richard Formby RO Dealing in Securities 2010-12-22 2015-10-01
AFR325 GILLMAN Richard Formby RO Advising on Corporate Finance 2010-12-22 2015-10-01
AFR325 GILLMAN Richard Formby RE Advising on Corporate Finance 2008-10-10 2010-12-22
AFR325 GILLMAN Richard Formby RE Advising on Securities 2008-10-10 2010-12-22
AFR325 GILLMAN Richard Formby RE Dealing in Securities 2009-11-27 2010-12-22
AFR449 LO Michael Sai Cheong 盧世昌 RE Advising on Securities 2008-10-09 2011-07-29
AFR721 YAP Chin Yee 叶君瑜 RE Dealing in Securities 2008-04-30 2008-12-20
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Securities 2007-12-03 2011-07-19
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Futures Contracts 2008-06-17 2011-07-19
AFS914 LEE Wang Kwong 李泓廣 RE Advising on Securities 2008-10-06 2012-09-13
AFT275 ALDEEN Chihiro RE Dealing in Securities 2008-10-10 2009-12-17
AFT473 LAU Bernard Yu Kwan 劉宇鈞 RE Dealing in Securities 2008-10-10 2009-11-14
AFT473 LAU Bernard Yu Kwan 劉宇鈞 RE Advising on Securities 2008-10-10 2009-11-14
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Securities 2003-04-01 2008-10-15
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Futures Contracts 2007-08-21 2008-10-15
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Advising on Securities 2003-04-01 2004-11-24
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Asset Management 2003-04-01 2004-11-24
AFT942 TSEA Po Kwan 謝寶君 RE Advising on Securities 2017-10-04
AFT942 TSEA Po Kwan 謝寶君 RE Advising on Corporate Finance 2017-10-04
AFT942 TSEA Po Kwan 謝寶君 RE Dealing in Securities 2017-10-04
AFU333 FAULDER David Anthony Stephen RE Advising on Securities 2006-01-23 2006-03-03
AFU333 FAULDER David Anthony Stephen RE Advising on Futures Contracts 2006-01-23 2006-03-03
AFU382 ESPINASSE Philippe Michel RE Dealing in Securities 2007-06-29 2008-11-08
AFU382 ESPINASSE Philippe Michel RE Advising on Corporate Finance 2007-06-29 2008-11-08
AFU382 ESPINASSE Philippe Michel RE Advising on Securities 2007-06-29 2008-11-08
AFU666 WONG Yim 王艷 RE Advising on Securities 2003-07-28 2006-09-07
AFU982 CHUGH Reshma Manohar RE Advising on Corporate Finance 2003-04-01 2003-05-24
AFU982 CHUGH Reshma Manohar RE Asset Management 2003-04-01 2003-05-24
AFU982 CHUGH Reshma Manohar RE Advising on Securities 2003-04-01 2003-05-24
AFU982 CHUGH Reshma Manohar RE Dealing in Securities 2003-04-01 2003-05-24
AFV312 KIM Hyung Kon RE Dealing in Securities 2013-11-18
AFV847 CHANG Randy Chung-Hsia 張崇夏 RE Advising on Corporate Finance 2008-10-10 2010-05-21
AFV847 CHANG Randy Chung-Hsia 張崇夏 RE Dealing in Securities 2008-10-10 2010-05-21
AFV847 CHANG Randy Chung-Hsia 張崇夏 RE Advising on Securities 2009-12-30 2010-05-21
AFV851 TAN Kwan Liang, Terence RE Dealing in Securities 2005-04-14
AFV890 CHU Wai Kit, Danny 朱偉傑 RE Advising on Securities 2008-10-10 2013-03-16
AFW032 WU Frances 胡穎文 RE Dealing in Securities 2008-10-10 2011-08-20
AFW032 WU Frances 胡穎文 RE Dealing in Futures Contracts 2010-01-04 2011-08-20
AFW032 WU Frances 胡穎文 RE Advising on Corporate Finance 2010-01-04 2011-08-20
AFW435 FENG Zhe 馮哲 RE Advising on Securities 2010-01-22 2014-07-30
AFW439 YANG Sung Uk RE Advising on Securities 2009-02-18 2013-08-23
AFX335 LAI Joey Wing Sze 黎詠詩 RE Dealing in Securities 2003-04-01 2008-04-26
AFX335 LAI Joey Wing Sze 黎詠詩 RE Dealing in Futures Contracts 2004-11-29 2008-04-26
AFX335 LAI Joey Wing Sze 黎詠詩 RE Advising on Securities 2003-04-01 2004-11-18
AFX335 LAI Joey Wing Sze 黎詠詩 RE Asset Management 2003-04-01 2004-11-18
AFX335 LAI Joey Wing Sze 黎詠詩 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AFY323 USHIRO Hideaki RE Advising on Securities 2011-01-21 2012-10-19
AFY323 USHIRO Hideaki RE Advising on Corporate Finance 2011-01-21 2012-10-19
AFY323 USHIRO Hideaki RE Advising on Corporate Finance 2011-01-11 2011-01-14
AFY323 USHIRO Hideaki RE Advising on Securities 2011-01-11 2011-01-14
AFY323 USHIRO Hideaki RE Advising on Corporate Finance 2003-04-01 2005-12-28
AFY323 USHIRO Hideaki RE Advising on Securities 2003-04-01 2005-12-28
AFY323 USHIRO Hideaki RE Dealing in Securities 2003-04-01 2005-12-28
AFY323 USHIRO Hideaki RE Asset Management 2003-04-01 2004-11-23
AFY324 SUDA Shigeto 須田成人 RE Advising on Securities 2008-02-06 2009-06-11
AFY324 SUDA Shigeto 須田成人 RE Dealing in Securities 2008-02-06 2009-06-11
AFY324 SUDA Shigeto 須田成人 RE Advising on Corporate Finance 2008-02-06 2009-06-11
AFY324 SUDA Shigeto 須田成人 RE Advising on Corporate Finance 2003-04-01 2003-04-05
AFY324 SUDA Shigeto 須田成人 RE Dealing in Securities 2003-04-01 2003-04-05
AFY324 SUDA Shigeto 須田成人 RE Advising on Securities 2003-04-01 2003-04-05
AFY324 SUDA Shigeto 須田成人 RE Asset Management 2003-04-01 2003-04-05
AFY753 HO Daniel King Wah 何景華 RE Advising on Corporate Finance 2003-04-01 2004-07-06
AFY753 HO Daniel King Wah 何景華 RE Dealing in Futures Contracts 2003-04-01 2004-07-06
AFY753 HO Daniel King Wah 何景華 RE Asset Management 2003-04-01 2004-07-06
AFY753 HO Daniel King Wah 何景華 RE Advising on Securities 2003-04-01 2004-07-06
AFY753 HO Daniel King Wah 何景華 RE Dealing in Securities 2003-04-01 2004-07-06
AFY753 HO Daniel King Wah 何景華 RE Advising on Futures Contracts 2003-04-01 2004-07-06
AFZ873 PABLO Gerardo Gonzalez RE Dealing in Securities 2003-09-22 2006-06-01
AGA112 SINGH Sandeep RE Advising on Corporate Finance 2010-09-01 2012-09-21
AGA112 SINGH Sandeep RE Dealing in Securities 2010-09-01 2012-09-21
AGA112 SINGH Sandeep RE Advising on Securities 2010-09-01 2012-09-21
AGA916 BATEMAN Michael Graeme RE Dealing in Securities 2003-06-20 2019-04-04
AGA952 KOBAYASHI Hisako RE Dealing in Securities 2003-04-01 2012-05-31
AGA952 KOBAYASHI Hisako RE Dealing in Futures Contracts 2004-11-29 2012-05-31
AGA952 KOBAYASHI Hisako RE Advising on Corporate Finance 2003-04-01 2004-11-18
AGA952 KOBAYASHI Hisako RE Advising on Securities 2003-04-01 2004-11-18
AGA952 KOBAYASHI Hisako RE Asset Management 2003-04-01 2004-11-18
AGB106 LAM Wing Kit 林永傑 RE Dealing in Futures Contracts 2008-12-01 2010-03-02
AGB106 LAM Wing Kit 林永傑 RE Dealing in Securities 2008-12-01 2010-03-02
AGB957 VAN DER GRAAF Allard Jan Baptiste Gerrette RE Dealing in Futures Contracts 2008-10-10 2011-07-01
AGB957 VAN DER GRAAF Allard Jan Baptiste Gerrette RE Dealing in Securities 2008-10-10 2011-07-01
AGC131 TAN Hwei Ling 陳慧灵 RE Dealing in Futures Contracts 2015-03-13 2016-11-26
AGC131 TAN Hwei Ling 陳慧灵 RE Advising on Securities 2015-03-13 2016-11-26
AGC131 TAN Hwei Ling 陳慧灵 RE Dealing in Securities 2015-03-13 2016-11-26
AGC134 LAU Hin Tat 劉顯達 RE Dealing in Securities 2003-04-01 2003-11-22
AGC134 LAU Hin Tat 劉顯達 RE Asset Management 2003-04-01 2003-11-22
AGC134 LAU Hin Tat 劉顯達 RE Advising on Securities 2003-04-01 2003-11-22
AGC134 LAU Hin Tat 劉顯達 RE Advising on Corporate Finance 2003-04-01 2003-11-22
AGC833 YOKOTA Fumiko 橫田文子 RE Dealing in Securities 2015-12-24
AGC833 YOKOTA Fumiko 橫田文子 RE Dealing in Securities 2003-09-17 2008-11-05
AGC864 WONG Chun Ho 王俊豪 RE Advising on Corporate Finance 2018-11-05
AGC864 WONG Chun Ho 王俊豪 RE Advising on Securities 2018-11-05
AGC864 WONG Chun Ho 王俊豪 RE Dealing in Securities 2018-11-05
AGC924 TEO Kok Ann, Theodore 張國桉 RE Dealing in Securities 2015-09-17
AGC924 TEO Kok Ann, Theodore 張國桉 RE Advising on Securities 2003-04-01 2006-10-31
AGC924 TEO Kok Ann, Theodore 張國桉 RE Asset Management 2003-04-01 2004-11-23
AGC924 TEO Kok Ann, Theodore 張國桉 RE Dealing in Securities 2003-04-01 2004-11-23
AGC924 TEO Kok Ann, Theodore 張國桉 RE Advising on Corporate Finance 2003-04-01 2004-11-23
AGC978 YIM Leung Yuk 嚴良玉 RE Dealing in Securities 2004-02-24 2006-05-13
AGC978 YIM Leung Yuk 嚴良玉 RE Dealing in Futures Contracts 2004-03-23 2006-05-13
AGE009 JAP Wing Lai 葉永麗 RE Advising on Securities 2003-04-01 2006-04-26
AGE009 JAP Wing Lai 葉永麗 RE Dealing in Securities 2003-04-01 2004-11-24
AGE009 JAP Wing Lai 葉永麗 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AGE009 JAP Wing Lai 葉永麗 RE Asset Management 2003-04-01 2004-11-24
AGE035 TSE Charlton 謝志聰 RE Advising on Securities 2003-04-01 2010-12-16
AGE035 TSE Charlton 謝志聰 RE Dealing in Securities 2003-04-01 2010-12-16
AGE035 TSE Charlton 謝志聰 RE Advising on Corporate Finance 2009-08-31 2010-12-16
AGE035 TSE Charlton 謝志聰 RO Advising on Corporate Finance 2005-04-06 2009-08-31
AGE035 TSE Charlton 謝志聰 RE Advising on Corporate Finance 2003-04-01 2005-04-06
AGE035 TSE Charlton 謝志聰 RE Asset Management 2003-04-01 2004-11-23
AGE035 TSE Charlton 謝志聰 RE Advising on Futures Contracts 2003-04-01 2004-11-23
AGE035 TSE Charlton 謝志聰 RE Dealing in Futures Contracts 2003-04-01 2004-11-23
AGF151 YOO Steve Ernest RE Advising on Securities 2006-01-16 2007-07-01
AGF151 YOO Steve Ernest RE Advising on Securities 2005-11-28 2005-11-29
AGF151 YOO Steve Ernest RE Advising on Securities 2003-11-04 2004-07-22
AGF319 HUNG Pik Kwan 洪碧君 RE Asset Management 2003-04-01 2004-10-19
AGF319 HUNG Pik Kwan 洪碧君 RE Advising on Corporate Finance 2003-04-01 2004-10-19
AGF319 HUNG Pik Kwan 洪碧君 RE Advising on Securities 2003-04-01 2004-10-19
AGF319 HUNG Pik Kwan 洪碧君 RE Dealing in Securities 2003-04-01 2004-10-19
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Securities 2008-10-10 2012-08-09
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Futures Contracts 2008-10-10 2012-08-09
AGH852 SIM Soo Yee, Sharon Anne RE Dealing in Securities 2009-03-27 2011-06-19
AGI191 TSUI Hui-Wen 崔惠雯 RE Advising on Corporate Finance 2008-10-10 2011-11-17
AGI191 TSUI Hui-Wen 崔惠雯 RE Advising on Securities 2008-10-10 2011-11-17
AGI191 TSUI Hui-Wen 崔惠雯 RE Dealing in Securities 2009-12-21 2011-11-17
AGI794 XIE Wen-Zhao RE Dealing in Futures Contracts 2008-10-10 2009-02-05
AGI794 XIE Wen-Zhao RE Dealing in Securities 2008-10-10 2009-02-05
AGI794 XIE Wen-Zhao RE Advising on Securities 2008-10-10 2009-02-05
AGI875 LAM Lee Michelle 林俐 RE Advising on Corporate Finance 2003-04-01 2009-06-12
AGI875 LAM Lee Michelle 林俐 RE Dealing in Securities 2003-04-01 2009-06-12
AGI875 LAM Lee Michelle 林俐 RE Advising on Securities 2003-04-01 2009-06-12
AGI875 LAM Lee Michelle 林俐 RE Asset Management 2003-04-01 2004-11-24
AGJ433 WILLIAMS Mark Fraser RO Dealing in Securities 2013-12-12 2016-03-05
AGJ433 WILLIAMS Mark Fraser RO Advising on Securities 2013-12-12 2016-03-05
AGJ433 WILLIAMS Mark Fraser RO Advising on Corporate Finance 2013-12-12 2016-03-05
AGJ433 WILLIAMS Mark Fraser RE Dealing in Securities 2010-08-06 2013-12-12
AGJ433 WILLIAMS Mark Fraser RE Advising on Securities 2010-08-06 2013-12-12
AGJ433 WILLIAMS Mark Fraser RE Advising on Corporate Finance 2010-08-06 2013-12-12
AGJ645 KANG Minja Evelyn RE Dealing in Securities 2007-04-30 2007-08-10
AGJ649 NICHOLS David RE Dealing in Securities 2008-10-10 2012-03-14
AGK054 HULAC Charles Ridgeway RE Advising on Corporate Finance 2010-03-09 2010-04-09
AGK054 HULAC Charles Ridgeway RE Advising on Securities 2010-03-09 2010-04-09
AGK054 HULAC Charles Ridgeway RE Dealing in Securities 2010-03-09 2010-04-09
AGK818 CHIU Sen Mo 邱森模 RE Advising on Securities 2018-09-25 2018-10-19
AGK818 CHIU Sen Mo 邱森模 RE Dealing in Securities 2018-09-25 2018-10-19
AGK818 CHIU Sen Mo 邱森模 RO Advising on Securities 2016-08-10 2018-09-25
AGK818 CHIU Sen Mo 邱森模 RO Dealing in Securities 2016-08-10 2018-09-25
AGK818 CHIU Sen Mo 邱森模 RE Dealing in Securities 2014-06-30 2016-08-10
AGK853 SIM Kim Geok RE Advising on Securities 2014-06-17 2015-04-03
AGK853 SIM Kim Geok RE Dealing in Securities 2014-06-17 2015-04-03
AGK925 SAWADA Hana RE Dealing in Futures Contracts 2003-04-01 2008-12-10
AGK925 SAWADA Hana RE Dealing in Securities 2003-04-01 2008-12-10
AGK925 SAWADA Hana RE Asset Management 2003-04-01 2004-11-23
AGK925 SAWADA Hana RE Advising on Securities 2003-04-01 2004-11-23
AGK925 SAWADA Hana RE Advising on Futures Contracts 2003-04-01 2004-11-23
AGK925 SAWADA Hana RE Advising on Corporate Finance 2003-04-01 2004-11-23
AGL234 GOULSTON Peter John RE Advising on Corporate Finance 2013-02-08 2013-03-31
AGL234 GOULSTON Peter John RE Advising on Securities 2013-02-08 2013-03-31
AGL234 GOULSTON Peter John RE Dealing in Securities 2013-02-08 2013-03-31
AGL234 GOULSTON Peter John RE Dealing in Securities 2010-02-22 2012-12-22
AGL234 GOULSTON Peter John RE Advising on Corporate Finance 2010-02-22 2012-12-22
AGL234 GOULSTON Peter John RE Advising on Securities 2010-03-05 2012-12-22
AGL486 FUNG Wai Kei, Vicky 馮瑋琪 RE Advising on Securities 2012-06-04 2017-06-30
AGL536 MA Fung Kwan 馬鳳君 RE Advising on Securities 2003-04-01 2007-07-28
AGL536 MA Fung Kwan 馬鳳君 RE Asset Management 2003-04-01 2004-11-24
AGL536 MA Fung Kwan 馬鳳君 RE Advising on Corporate Finance 2003-04-01 2004-11-24
AGL543 CUMMINS Paul David RE Asset Management 2003-04-01 2003-11-01
AGL543 CUMMINS Paul David RE Advising on Corporate Finance 2003-04-01 2003-11-01
AGL543 CUMMINS Paul David RE Advising on Securities 2003-04-01 2003-11-01
AGL543 CUMMINS Paul David RE Dealing in Securities 2003-04-01 2003-11-01
AGL544 ASAZUMA Yayoi 朝妻彌生 RE Dealing in Securities 2003-04-01 2005-08-30
AGL544 ASAZUMA Yayoi 朝妻彌生 RE Dealing in Futures Contracts 2004-11-29 2005-08-30
AGL544 ASAZUMA Yayoi 朝妻彌生 RE Asset Management 2003-04-01 2004-11-18
AGL544 ASAZUMA Yayoi 朝妻彌生 RE Advising on Securities 2003-04-01 2004-11-18
AGL544 ASAZUMA Yayoi 朝妻彌生 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AGL773 SO Sik Yi 蘇適怡 RE Dealing in Securities 2017-01-23
AGM381 ZAMORA Poch Edward Imperial RE Dealing in Securities 2003-04-01 2008-09-03
AGM381 ZAMORA Poch Edward Imperial RE Dealing in Futures Contracts 2003-04-01 2008-09-03
AGM381 ZAMORA Poch Edward Imperial RE Asset Management 2003-04-01 2004-11-24
AGM381 ZAMORA Poch Edward Imperial RE Advising on Securities 2003-04-01 2004-11-24
AGM381 ZAMORA Poch Edward Imperial RE Advising on Futures Contracts 2003-04-01 2004-11-24
AGM381 ZAMORA Poch Edward Imperial RE Advising on Corporate Finance 2003-04-01 2004-11-24
AGM448 YAM Wai Yuen Vincent 任維淵 RE Dealing in Futures Contracts 2013-08-05 2015-01-21
AGM448 YAM Wai Yuen Vincent 任維淵 RE Dealing in Securities 2013-08-05 2015-01-21
AGN288 LEUNG Hon Ki 梁漢旗 RO Advising on Corporate Finance 2006-12-28 2009-05-08
AGN288 LEUNG Hon Ki 梁漢旗 RE Dealing in Securities 2006-12-28 2009-05-08
AGN288 LEUNG Hon Ki 梁漢旗 RE Advising on Securities 2007-05-15 2009-05-08
AGN288 LEUNG Hon Ki 梁漢旗 RE Advising on Corporate Finance 2006-10-27 2006-12-28
AGN331 BARRETT Steven John RE Dealing in Securities 2003-04-01 2005-02-02
AGN331 BARRETT Steven John RE Asset Management 2003-04-01 2004-11-24
AGN331 BARRETT Steven John RE Dealing in Futures Contracts 2003-04-01 2004-11-24
AGN331 BARRETT Steven John RE Advising on Securities 2003-04-01 2004-11-24
AGN331 BARRETT Steven John RE Advising on Corporate Finance 2003-04-01 2004-11-24
AGN331 BARRETT Steven John RE Advising on Futures Contracts 2003-04-01 2004-11-24
AGN477 FOO Tjie Yin, Carol RE Dealing in Securities 2003-04-01 2003-05-20
AGN477 FOO Tjie Yin, Carol RE Advising on Securities 2003-04-01 2003-05-20
AGN477 FOO Tjie Yin, Carol RE Asset Management 2003-04-01 2003-05-20
AGN477 FOO Tjie Yin, Carol RE Advising on Corporate Finance 2003-04-01 2003-05-20
AGN557 NG Ka Chung 吳家聰 RE Advising on Corporate Finance 2004-07-19
AGN557 NG Ka Chung 吳家聰 RE Dealing in Securities 2004-07-19
AGN557 NG Ka Chung 吳家聰 RE Advising on Securities 2004-12-06
AGN699 LEE Andrew Kam Wing 李錦榮 RE Advising on Securities 2008-10-10 2013-09-11
AGN701 TAN Jeffrey Wei Sing 譚偉星 RE Dealing in Securities 2009-10-19 2011-11-17
AGN728 LAM Man Kwong 林文剛 RE Advising on Corporate Finance 2003-04-01 2007-07-10
AGN728 LAM Man Kwong 林文剛 RE Dealing in Securities 2003-04-01 2007-07-10
AGN728 LAM Man Kwong 林文剛 RE Asset Management 2003-04-01 2004-11-24
AGN728 LAM Man Kwong 林文剛 RE Advising on Securities 2003-04-01 2004-11-24
AGN920 CHANG Michael Yio-how 張祐豪 RE Dealing in Futures Contracts 2014-05-02 2015-07-24
AGN920 CHANG Michael Yio-how 張祐豪 RE Dealing in Securities 2014-05-02 2015-07-24
AGN971 CHAUDHRY Anoop 周德禮 RE Advising on Corporate Finance 2018-01-02
AGN971 CHAUDHRY Anoop 周德禮 RE Advising on Securities 2018-01-02
AGN971 CHAUDHRY Anoop 周德禮 RE Dealing in Securities 2018-01-02
AGO010 KAWAHARA Michiko RE Dealing in Securities 2003-04-01
AGO010 KAWAHARA Michiko RE Dealing in Futures Contracts 2007-08-21
AGO010 KAWAHARA Michiko RE Asset Management 2003-04-01 2004-11-24
AGO010 KAWAHARA Michiko RE Advising on Corporate Finance 2003-04-01 2004-11-24
AGO010 KAWAHARA Michiko RE Advising on Securities 2003-04-01 2004-11-24
AGO290 CARIASO Reginaldo Balibay RE Advising on Corporate Finance 2009-11-16 2011-11-17
AGO290 CARIASO Reginaldo Balibay RE Dealing in Securities 2009-11-16 2011-11-17
AGO290 CARIASO Reginaldo Balibay RE Advising on Securities 2009-11-16 2011-11-17
AGO350 ZHU Dong 朱東 RE Dealing in Securities 2011-10-20 2016-06-01
AGO350 ZHU Dong 朱東 RE Advising on Corporate Finance 2011-10-20 2016-06-01

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