Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licensed institution AAF210
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAF210 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Advising on Securities 2006-09-30 2014-12-31
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Dealing in Securities 2006-09-30 2014-12-31
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Asset Management 2006-09-30 2014-12-31
ABN071 MOAKES Nicholas David 麥瀚思 RE Advising on Securities 2005-03-14 2005-04-15
ABN236 PENG Shih-Wei RO Advising on Securities 2007-10-11 2011-04-30
ABN236 PENG Shih-Wei RO Dealing in Securities 2007-10-11 2011-04-30
ABN236 PENG Shih-Wei RE Advising on Securities 2007-10-09 2007-10-11
ABN236 PENG Shih-Wei RE Dealing in Securities 2007-10-09 2007-10-11
ABV188 LEE Yuen Man, Sandra 李婉雯 RO Dealing in Securities 2011-07-15 2012-08-02
ABV188 LEE Yuen Man, Sandra 李婉雯 RE Dealing in Securities 2010-11-15 2011-07-15
ABX917 WONG LEE Yuk Ping, Agnes 黃李玉平 RO Asset Management 2003-04-01 2006-01-03
ABX917 WONG LEE Yuk Ping, Agnes 黃李玉平 RO Advising on Securities 2003-04-01 2006-01-03
ABX917 WONG LEE Yuk Ping, Agnes 黃李玉平 RO Dealing in Securities 2003-04-01 2006-01-03
ABX917 WONG LEE Yuk Ping, Agnes 黃李玉平 RO Advising on Corporate Finance 2003-04-01 2004-12-23
ACB889 MOK Kin Foon 莫健歡 RE Advising on Securities 2010-12-13 2012-09-10
ACB889 MOK Kin Foon 莫健歡 RE Dealing in Securities 2010-12-13 2012-09-10
ACL614 WONG Wing Hang, Dominic 王永鏗 RE Dealing in Securities 2008-04-23 2009-07-29
ACO012 FUKUYAMA Seiichi RO Asset Management 2006-08-18 2009-03-31
ACO012 FUKUYAMA Seiichi RO Dealing in Securities 2006-08-18 2009-03-31
ACO012 FUKUYAMA Seiichi RO Advising on Securities 2006-08-18 2009-03-31
ACO012 FUKUYAMA Seiichi RE Advising on Securities 2006-03-07 2006-08-18
ACO012 FUKUYAMA Seiichi RE Dealing in Securities 2006-03-07 2006-08-18
ACO012 FUKUYAMA Seiichi RE Asset Management 2006-03-07 2006-08-18
ACO012 FUKUYAMA Seiichi RO Asset Management 2003-04-01 2006-01-06
ACO012 FUKUYAMA Seiichi RO Advising on Securities 2003-04-01 2006-01-06
ACO012 FUKUYAMA Seiichi RO Dealing in Securities 2003-04-01 2006-01-06
ACO012 FUKUYAMA Seiichi RO Advising on Corporate Finance 2003-04-01 2004-12-23
ACP019 DESMIDT Marc Bovell Paul RO Asset Management 2010-11-04 2014-12-31
ACP019 DESMIDT Marc Bovell Paul RO Dealing in Securities 2010-11-04 2014-12-31
ACP019 DESMIDT Marc Bovell Paul RO Advising on Securities 2012-06-19 2014-12-31
ACP019 DESMIDT Marc Bovell Paul RE Asset Management 2009-09-01 2010-11-04
ACP019 DESMIDT Marc Bovell Paul RE Dealing in Securities 2009-09-01 2010-11-04
ACQ204 CHAN Yuk King 陳玉琼 RE Asset Management 2003-04-01 2008-06-13
ACQ204 CHAN Yuk King 陳玉琼 RE Advising on Securities 2003-04-01 2008-06-13
ACQ204 CHAN Yuk King 陳玉琼 RE Dealing in Securities 2005-01-11 2008-06-13
ACQ204 CHAN Yuk King 陳玉琼 RE Advising on Corporate Finance 2003-04-01 2005-01-11
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Dealing in Securities 2012-10-04 2013-03-20
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Asset Management 2012-10-04 2013-03-20
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Advising on Securities 2012-10-04 2013-03-20
ADA664 BANG Edward Soo Jong RE Advising on Securities 2014-10-20 2014-12-31
ADA664 BANG Edward Soo Jong RE Dealing in Securities 2014-10-20 2014-12-31
ADA664 BANG Edward Soo Jong RE Asset Management 2014-10-20 2014-12-31
ADA784 LU Gloria Yi 陸奕 RE Dealing in Securities 2010-03-04 2010-05-12
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Asset Management 2013-07-02 2014-12-31
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Advising on Securities 2013-07-02 2014-12-31
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Dealing in Securities 2013-07-02 2014-12-31
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Dealing in Securities 2011-05-09 2011-12-06
ADK141 HSIEH Jenny Yee-Sun 謝宜珊 RE Dealing in Securities 2011-10-24 2014-12-31
ADK141 HSIEH Jenny Yee-Sun 謝宜珊 RE Asset Management 2012-11-28 2014-12-31
ADK468 WONG Oi Chi 黃藹芝 RE Advising on Corporate Finance 2003-04-01 2004-07-21
ADK468 WONG Oi Chi 黃藹芝 RE Asset Management 2003-04-01 2004-07-21
ADK468 WONG Oi Chi 黃藹芝 RE Advising on Securities 2003-04-01 2004-07-21
ADO017 KOO Wai Sun 古偉新 RE Dealing in Securities 2007-01-18 2011-12-31
ADO017 KOO Wai Sun 古偉新 RE Advising on Securities 2007-01-18 2009-03-09
ADO017 KOO Wai Sun 古偉新 RE Asset Management 2007-01-18 2009-03-09
ADO017 KOO Wai Sun 古偉新 RO Asset Management 2006-02-22 2006-10-22
ADO017 KOO Wai Sun 古偉新 RO Advising on Securities 2006-02-22 2006-10-22
ADO017 KOO Wai Sun 古偉新 RO Dealing in Securities 2006-02-22 2006-10-22
ADO017 KOO Wai Sun 古偉新 RE Dealing in Securities 2003-04-01 2006-02-22
ADO017 KOO Wai Sun 古偉新 RE Asset Management 2003-04-01 2006-02-22
ADO017 KOO Wai Sun 古偉新 RE Advising on Securities 2003-04-01 2006-02-22
ADO017 KOO Wai Sun 古偉新 RE Advising on Corporate Finance 2003-04-01 2005-01-11
ADS025 NG Yick Ying, Anna 吳亦盈 RE Advising on Securities 2003-04-01 2004-10-28
ADS025 NG Yick Ying, Anna 吳亦盈 RE Asset Management 2003-04-01 2004-10-28
ADS025 NG Yick Ying, Anna 吳亦盈 RE Advising on Corporate Finance 2003-04-01 2004-10-28
ADT748 TAM Raymond Hin Tat 譚顯達 RE Asset Management 2003-04-01 2008-03-21
ADT748 TAM Raymond Hin Tat 譚顯達 RE Advising on Securities 2003-04-01 2008-03-21
ADT748 TAM Raymond Hin Tat 譚顯達 RE Dealing in Securities 2005-01-11 2008-03-21
ADT748 TAM Raymond Hin Tat 譚顯達 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AED162 CHEUNG Siu Man 張小雯 RE Asset Management 2014-03-26 2014-12-31
AED162 CHEUNG Siu Man 張小雯 RE Dealing in Securities 2014-03-26 2014-12-31
AED162 CHEUNG Siu Man 張小雯 RE Advising on Securities 2014-03-26 2014-12-31
AEH759 YUNG Pui Man, Jamie 容佩文 RE Advising on Securities 2005-05-12 2007-11-30
AEH759 YUNG Pui Man, Jamie 容佩文 RE Dealing in Securities 2005-05-12 2007-11-30
AEH759 YUNG Pui Man, Jamie 容佩文 RE Asset Management 2005-05-13 2007-11-30
AEM607 CHEUNG Wing Kei, Winnie 張詠琪 RE Dealing in Securities 2010-01-08 2010-10-20
AEM607 CHEUNG Wing Kei, Winnie 張詠琪 RE Advising on Securities 2003-11-10 2005-02-15
AEM607 CHEUNG Wing Kei, Winnie 張詠琪 RE Asset Management 2003-11-10 2005-02-15
AEM607 CHEUNG Wing Kei, Winnie 張詠琪 RE Dealing in Securities 2005-01-11 2005-02-15
AEO838 LEE Siu Lie, Julia 李紹莉 RE Asset Management 2013-01-17 2014-12-31
AEO838 LEE Siu Lie, Julia 李紹莉 RE Dealing in Securities 2013-01-17 2014-12-31
AEO838 LEE Siu Lie, Julia 李紹莉 RE Advising on Securities 2013-01-17 2014-12-31
AET173 LUI Mang Sze, Marcella 呂孟思 RE Dealing in Securities 2005-08-29 2007-02-21
AET173 LUI Mang Sze, Marcella 呂孟思 RE Asset Management 2005-08-29 2007-02-21
AET173 LUI Mang Sze, Marcella 呂孟思 RE Advising on Securities 2005-09-09 2007-02-21
AET830 PENG David Hoantee 彭宏逖 RE Dealing in Securities 2008-07-23 2010-02-09
AET830 PENG David Hoantee 彭宏逖 RE Advising on Securities 2008-07-23 2010-02-09
AET830 PENG David Hoantee 彭宏逖 RO Advising on Securities 2003-08-29 2005-03-30
AET830 PENG David Hoantee 彭宏逖 RO Asset Management 2003-08-29 2005-03-30
AET830 PENG David Hoantee 彭宏逖 RE Advising on Securities 2003-04-01 2003-08-29
AET830 PENG David Hoantee 彭宏逖 RE Asset Management 2003-04-01 2003-08-29
AET830 PENG David Hoantee 彭宏逖 RE Advising on Corporate Finance 2003-04-01 2003-06-16
AEX954 FUNG Yuen Fun 馮婉芬 RE Asset Management 2003-04-01 2003-05-31
AEX954 FUNG Yuen Fun 馮婉芬 RE Advising on Securities 2003-04-01 2003-05-31
AEX954 FUNG Yuen Fun 馮婉芬 RE Advising on Corporate Finance 2003-04-01 2003-05-31
AEX954 FUNG Yuen Fun 馮婉芬 RE Dealing in Securities 2003-04-01 2003-05-31
AEX955 IP Chui Lin 葉翠蓮 RE Dealing in Securities 2003-04-01 2011-01-10
AEX955 IP Chui Lin 葉翠蓮 RE Asset Management 2003-04-01 2009-03-09
AEX955 IP Chui Lin 葉翠蓮 RE Advising on Securities 2003-04-01 2009-03-09
AEX955 IP Chui Lin 葉翠蓮 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AEY358 PRITCHARD Simon James RE Dealing in Securities 2010-12-17 2012-03-10
AFJ216 MA Yue Fung Yvonne 馬如鳳 RE Dealing in Securities 2010-08-04 2010-09-27
AFJ216 MA Yue Fung Yvonne 馬如鳳 RE Advising on Securities 2010-08-04 2010-09-27
AFK424 ZHU Helen Yue 朱悅 RE Asset Management 2014-04-07 2014-12-31
AFK424 ZHU Helen Yue 朱悅 RE Advising on Securities 2014-04-07 2014-12-31
AFK424 ZHU Helen Yue 朱悅 RE Dealing in Securities 2014-04-07 2014-12-31
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Dealing in Securities 2010-01-18 2011-02-24
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RO Advising on Securities 2006-01-10 2012-04-21
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RO Dealing in Securities 2006-01-10 2012-04-21
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RO Asset Management 2006-01-10 2012-04-21
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RE Asset Management 2003-04-01 2006-01-10
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RE Advising on Securities 2003-04-01 2006-01-10
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RE Dealing in Securities 2003-04-01 2006-01-10
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AFT690 HO Yuen Yee, Agnes 何婉兒 RO Asset Management 2004-12-08 2005-08-29
AFT690 HO Yuen Yee, Agnes 何婉兒 RO Advising on Securities 2004-12-08 2005-08-29
AFT690 HO Yuen Yee, Agnes 何婉兒 RO Dealing in Securities 2004-12-08 2005-08-29
AFT690 HO Yuen Yee, Agnes 何婉兒 RE Advising on Securities 2004-05-28 2004-12-08
AFT690 HO Yuen Yee, Agnes 何婉兒 RE Asset Management 2004-05-28 2004-12-08
AFT690 HO Yuen Yee, Agnes 何婉兒 RE Dealing in Securities 2004-05-28 2004-12-08
AFU309 LEUNG Wai Kwan, Sabrina 梁慧君 RE Dealing in Securities 2007-07-18 2010-03-08
AFU309 LEUNG Wai Kwan, Sabrina 梁慧君 RE Advising on Securities 2007-07-18 2010-03-08
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Advising on Securities 2011-02-24 2014-12-31
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Dealing in Securities 2011-02-24 2014-12-31
AFX190 SCOTT Nicholas Peter RO Dealing in Securities 2007-05-11 2011-08-04
AFX190 SCOTT Nicholas Peter RO Advising on Securities 2007-05-11 2011-08-04
AFX190 SCOTT Nicholas Peter RO Asset Management 2007-05-11 2011-08-04
AFX190 SCOTT Nicholas Peter RE Dealing in Securities 2007-01-29 2007-05-11
AFX190 SCOTT Nicholas Peter RE Asset Management 2007-01-29 2007-05-11
AFX190 SCOTT Nicholas Peter RE Advising on Securities 2007-01-29 2007-05-11
AFX602 LEE Fanny Yuk Lai 李玉麗 RE Dealing in Securities 2011-07-12 2014-12-31
AFX602 LEE Fanny Yuk Lai 李玉麗 RE Advising on Securities 2011-07-12 2014-12-31
AFX602 LEE Fanny Yuk Lai 李玉麗 RE Asset Management 2013-05-29 2014-12-31
AFY750 CAVATONI Joseph Roland RE Dealing in Securities 2010-01-18 2012-02-13
AFY913 CHAN Chun Kit 陳俊傑 RE Advising on Securities 2003-04-01 2005-06-06
AFY913 CHAN Chun Kit 陳俊傑 RE Asset Management 2003-04-01 2005-06-06
AFY913 CHAN Chun Kit 陳俊傑 RE Dealing in Securities 2005-01-11 2005-06-06
AFY913 CHAN Chun Kit 陳俊傑 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AFY974 LEE Wai Chung, Deborah 李慧中 RE Asset Management 2010-05-06 2013-12-13
AFY974 LEE Wai Chung, Deborah 李慧中 RE Advising on Securities 2010-05-06 2013-12-13
AFY974 LEE Wai Chung, Deborah 李慧中 RE Dealing in Securities 2010-05-06 2013-12-13
AFY976 JI Bing 紀冰 RE Dealing in Securities 2008-05-28 2014-12-31
AFY976 JI Bing 紀冰 RE Asset Management 2008-06-23 2014-12-31
AFY976 JI Bing 紀冰 RE Advising on Securities 2008-06-23 2014-12-31
AFZ392 CHAN Chun Yip 陳俊業 RE Advising on Securities 2004-06-01 2011-04-01
AFZ392 CHAN Chun Yip 陳俊業 RE Asset Management 2004-06-01 2011-04-01
AFZ392 CHAN Chun Yip 陳俊業 RE Dealing in Securities 2004-06-01 2011-04-01
AGA429 LAM Chi Kwan 林志坤 RE Asset Management 2009-02-02 2014-01-06
AGA429 LAM Chi Kwan 林志坤 RE Dealing in Securities 2009-02-02 2014-01-06
AGA429 LAM Chi Kwan 林志坤 RE Advising on Securities 2009-02-02 2014-01-06
AGG670 LEE Wan Kin 李運建 RE Dealing in Securities 2010-08-09 2011-06-30
AGI177 TSO Lai Ying 曹麗英 RE Dealing in Securities 2003-04-01 2010-04-13
AGI177 TSO Lai Ying 曹麗英 RE Advising on Securities 2003-04-01 2009-03-09
AGI177 TSO Lai Ying 曹麗英 RE Asset Management 2003-04-01 2009-03-09
AGI177 TSO Lai Ying 曹麗英 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AGO907 KAPITO Robert Steven RO Asset Management 2006-10-03 2007-10-01
AGO907 KAPITO Robert Steven RO Advising on Securities 2006-10-03 2007-10-01
AGO907 KAPITO Robert Steven RE Advising on Securities 2006-09-30 2006-10-03
AGO907 KAPITO Robert Steven RE Asset Management 2006-09-30 2006-10-03
AGO909 KUSHEL John Richard RO Asset Management 2006-10-03 2007-10-01
AGO909 KUSHEL John Richard RO Advising on Securities 2006-10-03 2007-10-01
AGO909 KUSHEL John Richard RE Advising on Securities 2006-09-30 2006-10-03
AGO909 KUSHEL John Richard RE Asset Management 2006-09-30 2006-10-03
AGO910 FINK Laurence Douglas RO Advising on Securities 2006-10-03 2007-10-01
AGO910 FINK Laurence Douglas RO Asset Management 2006-10-03 2007-10-01
AGO910 FINK Laurence Douglas RE Asset Management 2006-09-30 2006-10-03
AGO910 FINK Laurence Douglas RE Advising on Securities 2006-09-30 2006-10-03
AGO911 SCHLOSSTEIN Ralph Lewis RO Advising on Securities 2006-10-03 2007-10-01
AGO911 SCHLOSSTEIN Ralph Lewis RO Asset Management 2006-10-03 2007-10-01
AGO911 SCHLOSSTEIN Ralph Lewis RE Asset Management 2006-09-30 2006-10-03
AGO911 SCHLOSSTEIN Ralph Lewis RE Advising on Securities 2006-09-30 2006-10-03
AGP730 TAN Suan Jin 陳川俊 RE Advising on Securities 2013-08-15 2014-12-31
AGP730 TAN Suan Jin 陳川俊 RE Dealing in Securities 2013-08-15 2014-12-31
AGP730 TAN Suan Jin 陳川俊 RE Asset Management 2013-08-15 2014-12-31
AGP730 TAN Suan Jin 陳川俊 RE Advising on Securities 2011-09-19 2011-12-19
AGP751 SIU Sau Man 蕭秀雯 RE Asset Management 2003-04-01 2004-09-22
AGP751 SIU Sau Man 蕭秀雯 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AGP751 SIU Sau Man 蕭秀雯 RE Advising on Securities 2003-04-01 2004-09-22
AGU753 HSU David Ka-Leung 許嘉良 RE Dealing in Securities 2011-06-23 2014-12-31
AHF689 CRABB Joshua Blaise RE Asset Management 2007-09-14 2014-07-02
AHF689 CRABB Joshua Blaise RE Advising on Securities 2007-09-14 2014-07-02
AHF689 CRABB Joshua Blaise RE Dealing in Securities 2008-06-16 2014-07-02
AHP775 CHIU Pok Man, Alvin 趙博文 RE Advising on Securities 2014-02-27 2014-12-31
AHP775 CHIU Pok Man, Alvin 趙博文 RE Dealing in Securities 2014-02-27 2014-12-31
AHP775 CHIU Pok Man, Alvin 趙博文 RE Asset Management 2014-02-27 2014-12-31
AHT594 CHO Kwong Lun 曹廣麟 RE Advising on Securities 2003-04-01 2003-06-07
AHT594 CHO Kwong Lun 曹廣麟 RE Asset Management 2003-04-01 2003-06-07
AHT594 CHO Kwong Lun 曹廣麟 RE Advising on Corporate Finance 2003-04-01 2003-06-07
AIC473 REID Robert Stephen RE Dealing in Securities 2014-05-19 2014-12-31
AIC473 REID Robert Stephen RE Advising on Securities 2014-05-19 2014-12-31
AIC473 REID Robert Stephen RE Asset Management 2014-05-19 2014-12-31
AIL394 KIM Joel RE Advising on Securities 2011-11-28 2014-12-31
AIL394 KIM Joel RE Dealing in Securities 2011-11-28 2014-12-31
AIL394 KIM Joel RE Asset Management 2011-11-28 2014-12-31
AIY925 CHING Sui Ying 程瑞瑩 RE Dealing in Securities 2003-06-16 2007-03-05
AIY925 CHING Sui Ying 程瑞瑩 RE Asset Management 2003-06-16 2007-03-05
AIY925 CHING Sui Ying 程瑞瑩 RE Advising on Securities 2005-01-11 2007-03-05
AIZ875 CLANCY Gerard Aloysius RE Dealing in Securities 2003-07-09 2009-12-31
AIZ875 CLANCY Gerard Aloysius RE Advising on Securities 2005-01-11 2009-12-31
AIZ875 CLANCY Gerard Aloysius RE Asset Management 2005-01-11 2009-12-31
AJA981 POON Chi Lik, Eric 潘智力 RE Dealing in Securities 2010-01-18 2011-02-28
AJD521 YAO Angelina See Mun 姚思敏 RE Asset Management 2010-04-14 2014-06-24
AJD521 YAO Angelina See Mun 姚思敏 RE Dealing in Securities 2010-04-14 2014-06-24
AJD521 YAO Angelina See Mun 姚思敏 RE Advising on Securities 2010-04-14 2014-06-24
AJD640 LAM Yuen Kai, Leon 林源佳 RE Asset Management 2003-10-09 2004-07-10
AJD640 LAM Yuen Kai, Leon 林源佳 RE Advising on Securities 2003-10-09 2004-07-10
AJD641 LO Pui Man 勞珮雯 RE Dealing in Securities 2003-10-09 2004-07-09
AJD641 LO Pui Man 勞珮雯 RE Asset Management 2003-10-09 2004-07-09
AJH529 GREENBERG Scott Ethan RE Dealing in Securities 2013-04-19 2014-12-31
AJH529 GREENBERG Scott Ethan RE Asset Management 2013-04-19 2014-12-31
AJH529 GREENBERG Scott Ethan RE Advising on Securities 2013-04-19 2014-12-31
AJN777 LO Kathleen Oikay 盧藹琪 RE Dealing in Securities 2011-09-05 2013-06-29
AJN777 LO Kathleen Oikay 盧藹琪 RE Advising on Securities 2011-09-05 2013-06-29
AJN777 LO Kathleen Oikay 盧藹琪 RE Asset Management 2012-11-28 2013-06-29
AKI219 WANG Hsiang Sheng 王翔昇 RO Dealing in Securities 2004-12-08 2012-09-10
AKI219 WANG Hsiang Sheng 王翔昇 RO Advising on Securities 2004-12-08 2012-09-10
AKI219 WANG Hsiang Sheng 王翔昇 RO Asset Management 2004-12-08 2012-09-10
AKI219 WANG Hsiang Sheng 王翔昇 RE Advising on Securities 2004-03-31 2004-12-08
AKI219 WANG Hsiang Sheng 王翔昇 RE Asset Management 2004-03-31 2004-12-08
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Asset Management 2013-10-15 2014-12-31
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Dealing in Securities 2013-10-15 2014-12-31
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Advising on Securities 2013-10-15 2014-12-31
AKU876 CHAN Wing Wai, Albert 陳永威 RE Asset Management 2004-06-15 2005-03-21
AKU876 CHAN Wing Wai, Albert 陳永威 RE Advising on Securities 2004-06-15 2005-03-21
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Securities 2005-01-11 2005-03-21
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Asset Management 2004-06-21 2005-08-04
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Advising on Securities 2004-06-21 2005-08-04
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Dealing in Securities 2005-01-11 2005-08-04
AKY652 WONG Hoi Yan, Vanessa 黃凱欣 RE Dealing in Securities 2004-07-20 2006-07-17
AKY652 WONG Hoi Yan, Vanessa 黃凱欣 RE Asset Management 2004-07-20 2006-07-17
AKY652 WONG Hoi Yan, Vanessa 黃凱欣 RE Advising on Securities 2005-01-11 2006-07-17
ALB059 KAO Cheng-hui 高正輝 RE Dealing in Securities 2010-01-18 2014-12-31
ALC151 CHOW Yick Yin, Mildred 周亦妍 RE Dealing in Securities 2005-09-28 2006-08-02
ALI156 SWAN Andrew Warren RO Advising on Securities 2012-01-04 2014-12-31
ALI156 SWAN Andrew Warren RO Dealing in Securities 2012-01-04 2014-12-31
ALI156 SWAN Andrew Warren RO Asset Management 2012-01-04 2014-12-31
ALI156 SWAN Andrew Warren RE Asset Management 2011-08-15 2012-01-04
ALI156 SWAN Andrew Warren RE Advising on Securities 2011-08-15 2012-01-04
ALI156 SWAN Andrew Warren RE Dealing in Securities 2011-08-15 2012-01-04
ALI697 FLOOD Simon Richard RO Dealing in Securities 2005-04-11 2006-08-31
ALI697 FLOOD Simon Richard RO Asset Management 2005-04-11 2006-08-31
ALI697 FLOOD Simon Richard RO Advising on Securities 2005-04-11 2006-08-31
ALI697 FLOOD Simon Richard RE Asset Management 2004-10-21 2005-04-11
ALI697 FLOOD Simon Richard RE Dealing in Securities 2004-10-21 2005-04-11
ALI697 FLOOD Simon Richard RE Advising on Securities 2005-01-03 2005-04-11
ALI733 WANG Qionghui 王琼慧 RE Asset Management 2004-10-28 2008-05-16
ALI733 WANG Qionghui 王琼慧 RE Advising on Securities 2004-10-28 2008-05-16
ALI733 WANG Qionghui 王琼慧 RE Dealing in Securities 2005-01-11 2008-05-16
ALI771 WONG Ho Lam 黃浩霖 RE Dealing in Securities 2004-10-29 2006-07-18
ALI771 WONG Ho Lam 黃浩霖 RE Asset Management 2004-10-29 2006-07-18
ALI771 WONG Ho Lam 黃浩霖 RE Advising on Securities 2005-01-11 2006-07-18
ALK243 ZHOU Xiaoyin 周晓殷 RE Dealing in Securities 2010-10-05 2011-12-06
ALN682 LEE Kit Sum 李潔心 RE Dealing in Securities 2004-12-14 2010-11-26
ALN682 LEE Kit Sum 李潔心 RE Asset Management 2004-12-14 2010-11-26
ALN682 LEE Kit Sum 李潔心 RE Advising on Securities 2004-12-14 2010-11-26
ALR712 CHAN Hoi Ling 陳凱玲 RE Asset Management 2006-09-30 2007-08-07
ALR712 CHAN Hoi Ling 陳凱玲 RE Advising on Securities 2006-09-30 2007-08-07
ALR712 CHAN Hoi Ling 陳凱玲 RE Dealing in Securities 2006-09-30 2007-08-07
ALT749 TSANG Tsz Wun 曾芷媛 RE Advising on Securities 2013-02-05 2014-12-31
ALT749 TSANG Tsz Wun 曾芷媛 RE Asset Management 2013-02-05 2014-12-31
ALT749 TSANG Tsz Wun 曾芷媛 RE Dealing in Securities 2013-02-05 2014-12-31
ALU612 WEATHERSTON Alan Robert RE Asset Management 2010-12-30 2014-01-09
ALU612 WEATHERSTON Alan Robert RE Dealing in Securities 2010-12-30 2014-01-09
ALU612 WEATHERSTON Alan Robert RE Advising on Securities 2010-12-30 2014-01-09
ALU612 WEATHERSTON Alan Robert RE Advising on Securities 2005-04-04 2005-05-04
AMB498 LAI Wing Chung, Andy 黎穎聰 RE Dealing in Securities 2007-11-15 2011-01-10
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Advising on Securities 2006-09-27 2007-05-17
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Asset Management 2006-09-27 2007-05-17
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Dealing in Securities 2006-09-27 2007-05-17
AMF512 LIU Yajun 劉雅俊 RE Advising on Securities 2014-06-05 2014-12-31
AMF512 LIU Yajun 劉雅俊 RE Dealing in Securities 2014-06-05 2014-12-31
AMF512 LIU Yajun 劉雅俊 RE Asset Management 2014-06-05 2014-12-31
AMF558 CHEUNG Yuen Ting Evelyn 張婉婷 RE Dealing in Securities 2007-09-13 2009-05-01
AMF558 CHEUNG Yuen Ting Evelyn 張婉婷 RE Advising on Securities 2007-09-13 2009-05-01
AMH481 CHAN Wai Suen 陳偉煊 RE Dealing in Securities 2014-09-26 2014-12-31
AMH481 CHAN Wai Suen 陳偉煊 RE Asset Management 2014-09-26 2014-12-31
AMH481 CHAN Wai Suen 陳偉煊 RE Advising on Securities 2014-09-26 2014-12-31
AMI312 CHAN Henry 陳迪生 RE Dealing in Securities 2013-07-05 2014-12-31
AMI312 CHAN Henry 陳迪生 RE Advising on Securities 2013-07-05 2014-12-31
AMI312 CHAN Henry 陳迪生 RE Asset Management 2013-07-05 2014-12-31
AMN729 LAI Carmen 黎嘉文 RE Dealing in Securities 2005-10-05 2007-04-12
AMN729 LAI Carmen 黎嘉文 RE Advising on Securities 2005-10-05 2007-04-12
AMN729 LAI Carmen 黎嘉文 RE Asset Management 2005-10-05 2007-04-12
AMN768 CHOI Janice Su Yun 蔡絮因 RE Dealing in Securities 2008-08-13 2013-07-13
AMN768 CHOI Janice Su Yun 蔡絮因 RE Advising on Securities 2008-08-13 2009-03-09
AMN768 CHOI Janice Su Yun 蔡絮因 RE Dealing in Securities 2005-10-06 2007-07-13
AMN768 CHOI Janice Su Yun 蔡絮因 RE Advising on Securities 2006-08-03 2007-07-13
AMN769 KHOO Fuchang, Adrian 邱福昌 RE Advising on Securities 2005-10-06 2006-09-06
AMN769 KHOO Fuchang, Adrian 邱福昌 RE Dealing in Securities 2005-10-06 2006-09-06
AMN769 KHOO Fuchang, Adrian 邱福昌 RE Asset Management 2005-10-06 2006-09-06
AMP167 TANG Chi Him 鄧智謙 RE Dealing in Securities 2005-10-18 2006-07-01
AMP167 TANG Chi Him 鄧智謙 RE Asset Management 2005-10-18 2006-07-01
AMP167 TANG Chi Him 鄧智謙 RE Advising on Securities 2005-10-18 2006-07-01
AMR265 KO Wai Ling 高韋玲 RE Dealing in Securities 2007-07-25 2009-03-17
AMR265 KO Wai Ling 高韋玲 RE Advising on Securities 2007-07-25 2009-03-17
AMR327 LANDERS William Mark RE Dealing in Securities 2011-10-14 2011-11-14
AMR327 LANDERS William Mark RE Advising on Securities 2011-10-14 2011-11-14
AMR327 LANDERS William Mark RE Advising on Securities 2010-10-19 2010-11-19
AMR327 LANDERS William Mark RE Dealing in Securities 2010-10-19 2010-11-19
AMR327 LANDERS William Mark RE Dealing in Securities 2008-09-16 2008-10-16
AMR327 LANDERS William Mark RE Advising on Securities 2008-09-16 2008-10-16
AMR327 LANDERS William Mark RE Advising on Securities 2005-11-11 2005-12-11
AMU244 ORIME Naoya RE Advising on Securities 2006-01-03 2006-02-03
AMV257 MANN David Isaac RE Dealing in Securities 2010-01-18 2010-11-18
AMW549 LEUNG Kit Yee, Elka 梁潔儀 RE Dealing in Securities 2010-02-17 2012-05-19
AMY425 YU Chung-lin 游忠霖 RE Asset Management 2006-09-30 2008-05-13
AMY425 YU Chung-lin 游忠霖 RE Dealing in Securities 2006-09-30 2008-05-13
AMY425 YU Chung-lin 游忠霖 RE Advising on Securities 2006-09-30 2008-05-13
ANA541 YEUNG Ka Lee 楊嘉莉 RE Dealing in Securities 2010-01-08 2011-03-05
ANA728 LAI Hoi Ying, Nora 黎凱瑩 RE Advising on Securities 2006-02-13 2007-05-15
ANA728 LAI Hoi Ying, Nora 黎凱瑩 RE Dealing in Securities 2006-02-13 2007-05-15
ANB753 KONG Pik Suen, Jessica 江璧璇 RE Advising on Securities 2006-02-21 2007-08-31
ANB753 KONG Pik Suen, Jessica 江璧璇 RE Asset Management 2006-02-21 2007-08-31
ANB753 KONG Pik Suen, Jessica 江璧璇 RE Dealing in Securities 2006-02-21 2007-08-31
ANE832 RODRIGUES Mark William RE Asset Management 2011-09-12 2014-03-14
ANE832 RODRIGUES Mark William RE Advising on Securities 2011-09-12 2014-03-14
ANE832 RODRIGUES Mark William RE Dealing in Securities 2011-09-12 2014-03-14
ANH234 CHING Sui Ki 程瑞琪 RE Dealing in Securities 2006-04-18 2011-01-10
ANH357 FISHER Peter Ryerson RO Advising on Securities 2006-10-03 2007-10-01
ANH357 FISHER Peter Ryerson RO Asset Management 2006-10-03 2007-10-01
ANH357 FISHER Peter Ryerson RE Asset Management 2006-09-30 2006-10-03
ANH357 FISHER Peter Ryerson RE Advising on Securities 2006-09-30 2006-10-03
ANK425 LEE Allen Cheng-Luan 李政倫 RE Asset Management 2014-06-10 2014-12-31
ANK425 LEE Allen Cheng-Luan 李政倫 RE Dealing in Securities 2014-06-10 2014-12-31
ANK425 LEE Allen Cheng-Luan 李政倫 RE Advising on Securities 2014-06-10 2014-12-31
ANM045 LUI Kin Wai 呂健威 RE Dealing in Securities 2013-07-31 2014-05-03
ANM045 LUI Kin Wai 呂健威 RE Asset Management 2013-07-31 2014-05-03
ANM045 LUI Kin Wai 呂健威 RE Advising on Securities 2013-07-31 2014-05-03
ANM093 STATTMAN Dennis Ward RE Dealing in Securities 2014-10-09 2014-10-17
ANM093 STATTMAN Dennis Ward RE Advising on Securities 2014-10-09 2014-10-17
ANM093 STATTMAN Dennis Ward RE Dealing in Securities 2008-11-14 2008-12-14
ANM093 STATTMAN Dennis Ward RE Advising on Securities 2008-11-14 2008-12-14
ANM093 STATTMAN Dennis Ward RE Advising on Securities 2006-06-05 2006-07-05
ANP432 CHOW Wai Kwong 周偉光 RE Dealing in Securities 2006-10-03 2014-12-31
ANP432 CHOW Wai Kwong 周偉光 RE Advising on Securities 2006-10-03 2014-12-31
ANP432 CHOW Wai Kwong 周偉光 RE Asset Management 2006-10-03 2014-12-31
ANQ944 CHEN Yi-chun Lisa 陳怡君 RE Dealing in Securities 2012-04-20 2014-05-17
ANS149 CHAN Yee Lin, Elaine 陳漪漣 RE Dealing in Securities 2006-08-01 2008-05-02
ANS149 CHAN Yee Lin, Elaine 陳漪漣 RE Advising on Securities 2006-08-01 2008-05-02
ANS164 CHEUNG Man Ching 張文靜 RE Advising on Securities 2006-07-31 2007-08-17
ANS164 CHEUNG Man Ching 張文靜 RE Dealing in Securities 2006-07-31 2007-08-17
ANT269 AU Karen Kar Man 歐嘉汶 RE Dealing in Securities 2006-08-04 2006-11-30
ANT269 AU Karen Kar Man 歐嘉汶 RE Advising on Securities 2006-08-04 2006-11-30
ANT656 ADAMS Christopher Richard RE Advising on Securities 2008-08-29 2011-09-10
ANT656 ADAMS Christopher Richard RE Asset Management 2008-08-29 2011-09-10
ANT656 ADAMS Christopher Richard RE Dealing in Securities 2008-09-17 2011-09-10
ANU233 SHIH Leung Leung 施凉凉 RE Dealing in Securities 2006-08-15 2007-04-02
ANU233 SHIH Leung Leung 施凉凉 RE Asset Management 2006-08-15 2007-04-02
ANU233 SHIH Leung Leung 施凉凉 RE Advising on Securities 2006-08-15 2007-04-02
ANW415 SWARBRECK Peter William RO Dealing in Securities 2007-02-05 2013-01-01
ANW415 SWARBRECK Peter William RO Asset Management 2007-02-05 2013-01-01
ANW415 SWARBRECK Peter William RO Advising on Securities 2007-02-05 2013-01-01
AOA455 DOLL JR Robert Charles RE Advising on Securities 2009-05-18 2009-06-18
AOA455 DOLL JR Robert Charles RE Advising on Securities 2008-06-06 2008-07-06
AOA455 DOLL JR Robert Charles RE Dealing in Securities 2008-06-06 2008-07-06
AOA455 DOLL JR Robert Charles RE Advising on Securities 2007-06-11 2007-07-11
AOA455 DOLL JR Robert Charles RE Dealing in Securities 2007-06-11 2007-07-11
AOA842 FAN Charrissa Wing Sze 范穎詩 RE Dealing in Securities 2007-09-06 2009-03-17
AOA842 FAN Charrissa Wing Sze 范穎詩 RE Advising on Securities 2007-10-02 2009-03-17
AOA972 KWOK Yin Ting, Rowena 郭燕婷 RE Dealing in Securities 2012-09-24 2014-12-31
AOA972 KWOK Yin Ting, Rowena 郭燕婷 RE Advising on Securities 2012-09-24 2014-12-31
AOA972 KWOK Yin Ting, Rowena 郭燕婷 RE Asset Management 2012-09-24 2014-12-31
AOB466 LEUNG Ka Lock, Eric 梁家樂 RE Dealing in Securities 2011-01-18 2012-02-11
AOC905 SIU Lai On, Diana 蕭麗安 RE Advising on Securities 2007-03-02 2007-11-13
AOC905 SIU Lai On, Diana 蕭麗安 RE Asset Management 2007-03-02 2007-11-13
AOC905 SIU Lai On, Diana 蕭麗安 RE Dealing in Securities 2007-03-13 2007-11-13
AOH581 YUNG Yat Ming 翁一鳴 RE Dealing in Securities 2006-12-19 2008-11-18
AOH581 YUNG Yat Ming 翁一鳴 RE Advising on Securities 2006-12-19 2008-11-18
AOH581 YUNG Yat Ming 翁一鳴 RE Asset Management 2006-12-19 2008-11-18
AOI992 BESWICK Lee Earl RE Dealing in Securities 2006-12-23 2011-02-24
AOI992 BESWICK Lee Earl RE Advising on Securities 2006-12-23 2011-02-24
AOI992 BESWICK Lee Earl RE Asset Management 2006-12-23 2011-02-24
AOI994 COLEN Michael Edward RE Asset Management 2006-12-27 2008-05-30
AOI994 COLEN Michael Edward RE Dealing in Securities 2006-12-27 2008-05-30
AOI994 COLEN Michael Edward RE Advising on Securities 2006-12-27 2008-05-30
AOJ443 LU Steven Shiming 陸世銘 RE Dealing in Securities 2013-11-01 2014-12-31
AOJ443 LU Steven Shiming 陸世銘 RE Advising on Securities 2013-11-01 2014-12-31
AOJ443 LU Steven Shiming 陸世銘 RE Asset Management 2013-11-01 2014-12-31
AOK932 YING Dan Yung 應丹蓉 RE Dealing in Securities 2011-03-08 2014-12-31
AOK932 YING Dan Yung 應丹蓉 RE Advising on Securities 2011-03-08 2014-12-31
AOK932 YING Dan Yung 應丹蓉 RE Asset Management 2012-11-28 2014-12-31
AOL210 WOOLLEY Mark Robert RE Dealing in Securities 2012-10-08 2012-11-08
AOL210 WOOLLEY Mark Robert RE Advising on Securities 2012-10-08 2012-11-08
AOL210 WOOLLEY Mark Robert RE Advising on Securities 2007-10-09 2009-06-05
AOL210 WOOLLEY Mark Robert RE Dealing in Securities 2007-10-09 2009-06-05
AOL210 WOOLLEY Mark Robert RE Asset Management 2007-11-19 2009-06-05
AON716 LI Hiu Fung, Vivian 李曉楓 RE Dealing in Securities 2013-09-24 2014-12-31
AON741 WANG Xi 王曦 RE Advising on Securities 2008-05-21 2009-03-17
AON741 WANG Xi 王曦 RE Asset Management 2008-05-21 2009-03-17
AON741 WANG Xi 王曦 RE Dealing in Securities 2008-06-16 2009-03-17
AOO561 IP Sin Kai, Samson 葉善佳 RE Dealing in Securities 2007-02-16 2007-09-30
AOO561 IP Sin Kai, Samson 葉善佳 RE Advising on Securities 2007-02-16 2007-09-30
AOO561 IP Sin Kai, Samson 葉善佳 RE Asset Management 2007-02-16 2007-09-30
AOO806 XU Luyan 許路雁 RE Dealing in Securities 2010-01-18 2011-05-20
AOQ686 SO Shui Man 蘇瑞雯 RE Asset Management 2007-03-05 2010-03-11
AOQ686 SO Shui Man 蘇瑞雯 RE Dealing in Securities 2007-03-05 2010-03-11
AOQ686 SO Shui Man 蘇瑞雯 RE Advising on Securities 2007-03-05 2010-03-11
AOQ704 LAU Ho Yee, Tracy 劉可兒 RE Asset Management 2007-03-05 2011-04-01
AOQ704 LAU Ho Yee, Tracy 劉可兒 RE Dealing in Securities 2007-03-05 2011-04-01
AOQ704 LAU Ho Yee, Tracy 劉可兒 RE Advising on Securities 2007-03-05 2011-04-01
AOQ744 FUNG Si Yu 馮思宇 RE Advising on Securities 2007-02-27 2008-03-11
AOQ744 FUNG Si Yu 馮思宇 RE Asset Management 2007-02-27 2008-03-11
AOQ744 FUNG Si Yu 馮思宇 RE Dealing in Securities 2007-02-27 2008-03-11
AOQ777 KUI Siu Yi 巨瀟怡 RE Advising on Securities 2007-03-08 2007-10-12
AOQ777 KUI Siu Yi 巨瀟怡 RE Dealing in Securities 2007-03-08 2007-10-12
AOQ879 LAM Hoi Yi 林凱兒 RE Dealing in Securities 2007-03-05 2007-09-05
AOQ884 CHAN Bonnie Chiao Nien 陳翹寧 RE Asset Management 2007-03-02 2011-12-03
AOQ884 CHAN Bonnie Chiao Nien 陳翹寧 RE Dealing in Securities 2007-03-02 2011-12-03
AOQ884 CHAN Bonnie Chiao Nien 陳翹寧 RE Advising on Securities 2007-03-02 2011-12-03
AOR310 MELDRUM Stuart Craig RE Dealing in Securities 2007-03-26 2008-04-29
AOR310 MELDRUM Stuart Craig RE Asset Management 2007-03-26 2008-04-29
AOR310 MELDRUM Stuart Craig RE Advising on Securities 2007-03-26 2008-04-29
AOR311 MAY William Fergus Seaburne 梅東坡 RE Dealing in Securities 2007-03-12 2007-10-09
AOR311 MAY William Fergus Seaburne 梅東坡 RE Advising on Securities 2007-03-12 2007-10-09
AOR311 MAY William Fergus Seaburne 梅東坡 RE Asset Management 2007-03-12 2007-10-09
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2014-10-09 2014-10-20
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2014-10-09 2014-10-20
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2014-03-24 2014-04-04
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2014-03-24 2014-04-04
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2012-11-08 2012-12-08
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2012-11-08 2012-12-08
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2010-04-23 2010-05-23
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2009-03-23 2009-04-23
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2009-03-23 2009-04-23
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2008-04-01 2008-05-01
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2008-04-01 2008-05-01
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2007-03-12 2007-04-12
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2007-03-12 2007-04-12
AOW801 CHAN Anthony 陳團團 RE Dealing in Securities 2010-02-17 2013-06-01
AOW877 MCCOMBE Mark Seumas RO Dealing in Securities 2012-01-17 2014-12-31
AOY780 WELCH Lionel Peter Howard RE Dealing in Securities 2012-02-22 2014-05-29
AOY780 WELCH Lionel Peter Howard RE Advising on Securities 2012-02-22 2014-05-29
AOY780 WELCH Lionel Peter Howard RE Asset Management 2012-02-22 2014-05-29
APA626 LEE Wai Lun 李偉倫 RE Advising on Securities 2007-07-23 2014-12-31
APA626 LEE Wai Lun 李偉倫 RE Asset Management 2007-07-23 2014-12-31
APA626 LEE Wai Lun 李偉倫 RE Dealing in Securities 2007-07-23 2014-12-31
APA902 LUK Chee Wing Vanessa 陸之穎 RE Dealing in Securities 2013-02-25 2014-12-31
APB398 NING Jing 宁靜 RE Advising on Securities 2008-02-25 2013-07-20
APB398 NING Jing 宁靜 RE Asset Management 2008-02-25 2013-07-20
APB398 NING Jing 宁靜 RE Dealing in Securities 2008-04-16 2013-07-20
APC643 CHEN Huilin 陳輝林 RE Dealing in Securities 2010-03-04 2011-02-24
APF193 CHAU Ching Ha 周靜霞 RE Dealing in Securities 2010-08-12 2014-12-31
APF801 CHAN Tsz Kwan 陳芷筠 RE Dealing in Securities 2010-11-11 2014-12-31
APF801 CHAN Tsz Kwan 陳芷筠 RE Asset Management 2012-11-28 2014-12-31
APG511 LAM Kar Yee, Kelly 林嘉儀 RE Advising on Securities 2007-07-17 2014-12-31
APG511 LAM Kar Yee, Kelly 林嘉儀 RE Asset Management 2007-07-17 2014-12-31
APG511 LAM Kar Yee, Kelly 林嘉儀 RE Dealing in Securities 2007-07-17 2014-12-31
APQ837 FONG Ivan James 方宏毅 RE Dealing in Securities 2010-01-18 2011-07-04
APR874 CARREON Rowena Tan RE Dealing in Securities 2011-08-09 2014-12-31
APR874 CARREON Rowena Tan RE Advising on Securities 2011-08-09 2014-12-31
APR874 CARREON Rowena Tan RE Asset Management 2011-08-09 2014-12-31
APW240 KWON Haejo 權慧祚 RE Dealing in Securities 2012-05-08 2014-12-31
APW240 KWON Haejo 權慧祚 RE Asset Management 2012-05-08 2014-12-31
APW240 KWON Haejo 權慧祚 RE Advising on Securities 2012-05-08 2014-12-31
APZ135 NG Hoi Yin 吳凱燕 RE Dealing in Securities 2007-11-08 2009-03-17
APZ135 NG Hoi Yin 吳凱燕 RE Advising on Securities 2007-11-08 2009-03-09
APZ423 FUNG Paak Khui 馮百駒 RE Asset Management 2007-11-16 2013-11-27
APZ423 FUNG Paak Khui 馮百駒 RE Advising on Securities 2007-11-16 2013-11-27
APZ423 FUNG Paak Khui 馮百駒 RE Dealing in Securities 2007-11-16 2013-11-27
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Dealing in Securities 2008-09-19 2011-11-13
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Advising on Securities 2008-09-19 2009-03-09
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Dealing in Securities 2007-11-14 2008-08-08
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Advising on Securities 2007-11-14 2008-08-08
AQC475 YEUNG Lai Ping 楊麗萍 RE Dealing in Securities 2010-02-17 2011-07-15
AQD144 GOOD Nicholas Michael Whateley RO Dealing in Securities 2010-05-20 2014-01-30
AQE004 TAM Evon 譚悅韻 RE Dealing in Securities 2007-12-18 2011-09-12
AQE004 TAM Evon 譚悅韻 RE Advising on Securities 2007-12-18 2009-03-09
AQE046 KIM Hyun Taek 金賢澤 RE Dealing in Securities 2010-01-18 2010-11-01
AQF066 LOKE Weng Keong 陸永強 RE Dealing in Securities 2008-01-17 2011-03-23
AQF066 LOKE Weng Keong 陸永強 RE Asset Management 2008-01-17 2011-03-23
AQF066 LOKE Weng Keong 陸永強 RE Advising on Securities 2008-01-17 2011-03-23
AQG587 CLARK Jonathan Andrew RE Advising on Securities 2008-01-14 2008-01-20
AQG587 CLARK Jonathan Andrew RE Dealing in Securities 2008-01-14 2008-01-20
AQG588 URWIN Richard Adrian RE Dealing in Securities 2008-01-14 2008-01-20
AQG588 URWIN Richard Adrian RE Advising on Securities 2008-01-14 2008-01-20
AQH458 LEUNG Shirley Jane RO Dealing in Securities 2010-04-28 2014-12-31
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Dealing in Securities 2014-05-12 2014-12-31
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Advising on Securities 2014-05-12 2014-12-31
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Asset Management 2014-05-12 2014-12-31
AQL856 KAO Yu-Hung 高毓鴻 RE Dealing in Securities 2010-02-17 2010-03-18
AQM113 CHING Wing Tat 陳榮達 RE Dealing in Securities 2013-07-15 2014-12-31
AQM113 CHING Wing Tat 陳榮達 RE Advising on Securities 2013-07-15 2014-12-31
AQM113 CHING Wing Tat 陳榮達 RE Asset Management 2013-07-15 2014-12-31
AQM860 AGARWAL Vishal RE Advising on Securities 2011-07-21 2014-12-31
AQM860 AGARWAL Vishal RE Dealing in Securities 2011-07-21 2014-12-31
AQO506 BETTONI TRAUBE Ernesto RE Advising on Securities 2013-11-28 2013-12-07
AQO506 BETTONI TRAUBE Ernesto RE Dealing in Securities 2013-11-28 2013-12-07
AQO506 BETTONI TRAUBE Ernesto RE Dealing in Securities 2012-09-12 2012-09-19
AQO506 BETTONI TRAUBE Ernesto RE Advising on Securities 2012-09-12 2012-09-19
AQP755 LEE Seung Hwan 李承桓 RE Dealing in Securities 2008-03-05 2008-08-01
AQP755 LEE Seung Hwan 李承桓 RE Advising on Securities 2008-03-05 2008-08-01
AQR017 NG Tin Chuck, Agnes 吳天汋 RE Dealing in Securities 2008-03-17 2008-11-18
AQR017 NG Tin Chuck, Agnes 吳天汋 RE Asset Management 2008-03-17 2008-11-18
AQR017 NG Tin Chuck, Agnes 吳天汋 RE Advising on Securities 2008-03-17 2008-11-18
AQR412 CHAM Sui Lun 湛萃倫 RE Dealing in Securities 2008-03-19 2011-12-31
AQR413 CHAN Yu Kit 陳宇傑 RE Dealing in Securities 2008-03-19 2008-11-18
AQR414 SZE Lam Lam 施琳琳 RE Dealing in Securities 2012-04-11 2013-01-01
AQR414 SZE Lam Lam 施琳琳 RE Dealing in Securities 2008-03-19 2011-07-29
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Advising on Securities 2014-10-27 2014-12-31
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Dealing in Securities 2014-10-27 2014-12-31
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Asset Management 2014-10-27 2014-12-31
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Dealing in Securities 2009-10-27 2011-05-13
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Advising on Securities 2008-03-26 2009-03-17
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Dealing in Securities 2008-03-26 2009-03-17
AQU599 LI Yifei RE Dealing in Securities 2010-02-17 2010-12-31
AQW093 LEUNG Wing Kei, Kristi 梁詠琦 RE Advising on Securities 2013-07-23 2014-12-31
AQW093 LEUNG Wing Kei, Kristi 梁詠琦 RE Asset Management 2013-07-23 2014-12-31
AQW093 LEUNG Wing Kei, Kristi 梁詠琦 RE Dealing in Securities 2013-07-23 2014-12-31
AQW933 CHEN Ka Yip, Walter 陳嘉業 RE Asset Management 2012-11-15 2014-12-31
AQW933 CHEN Ka Yip, Walter 陳嘉業 RE Dealing in Securities 2012-11-15 2014-12-31
AQW933 CHEN Ka Yip, Walter 陳嘉業 RE Advising on Securities 2012-11-15 2014-12-31
AQX423 DU Jia 杜佳 RE Dealing in Securities 2010-01-18 2011-10-15
AQY427 KIM Min Ho RE Dealing in Securities 2008-05-07 2008-11-21
AQY427 KIM Min Ho RE Asset Management 2008-05-07 2008-11-21
AQY427 KIM Min Ho RE Advising on Securities 2008-05-07 2008-11-21
AQZ588 LAM Yuen Ling, Elaine 林宛玲 RE Dealing in Securities 2008-05-07 2014-08-06
AQZ588 LAM Yuen Ling, Elaine 林宛玲 RE Asset Management 2012-05-02 2014-08-06
AQZ588 LAM Yuen Ling, Elaine 林宛玲 RE Advising on Securities 2012-05-02 2014-08-06
AQZ609 BATCHELOR Robin James Hill RE Advising on Securities 2014-05-05 2014-05-14
AQZ609 BATCHELOR Robin James Hill RE Dealing in Securities 2014-05-05 2014-05-14
AQZ609 BATCHELOR Robin James Hill RE Advising on Securities 2009-06-08 2009-07-08
AQZ609 BATCHELOR Robin James Hill RE Dealing in Securities 2008-05-09 2008-06-09
AQZ609 BATCHELOR Robin James Hill RE Advising on Securities 2008-05-09 2008-06-09
ARA347 SHI Tingting 施婷婷 RE Advising on Securities 2013-06-06 2014-12-31
ARA347 SHI Tingting 施婷婷 RE Dealing in Securities 2013-06-06 2014-12-31
ARA347 SHI Tingting 施婷婷 RE Asset Management 2013-06-06 2014-12-31
ARB827 YILMAZ Erkan RE Dealing in Securities 2010-08-30 2014-12-31
ARF264 CRAWLEY Oisin Paul RE Dealing in Securities 2014-01-16 2014-12-31
ARF264 CRAWLEY Oisin Paul RE Asset Management 2014-01-16 2014-12-31
ARF264 CRAWLEY Oisin Paul RE Advising on Securities 2014-01-16 2014-12-31
ARG334 TIN Wai Man 田慧敏 RE Asset Management 2008-06-23 2012-08-11
ARG334 TIN Wai Man 田慧敏 RE Dealing in Securities 2008-06-23 2012-08-11
ARG334 TIN Wai Man 田慧敏 RE Advising on Securities 2008-06-23 2012-08-11
ARG566 HO Wai Kit 何偉傑 RE Dealing in Securities 2008-06-26 2011-01-10
ARG568 KIRMANI Basel Ali RE Advising on Securities 2014-04-04 2014-12-31
ARG568 KIRMANI Basel Ali RE Asset Management 2014-04-04 2014-12-31
ARG568 KIRMANI Basel Ali RE Dealing in Securities 2014-04-04 2014-12-31
ARG679 KWONG Yuen Mei, May 鄺婉美 RE Asset Management 2008-07-02 2009-06-13
ARG679 KWONG Yuen Mei, May 鄺婉美 RE Advising on Securities 2008-07-02 2009-06-13
ARG679 KWONG Yuen Mei, May 鄺婉美 RE Dealing in Securities 2008-07-02 2009-06-13
ARI005 WONG Chun 黃真 RE Dealing in Securities 2008-07-11 2011-01-10
ARJ584 GRUEN Dale Jaffe RE Asset Management 2008-07-25 2008-11-12
ARL089 HUNG Chi Fung 洪志烽 RE Dealing in Securities 2008-07-30 2009-03-17
ARN728 FUNG Chor Wai 馮楚惠 RE Dealing in Securities 2010-08-12 2014-03-07
ARN728 FUNG Chor Wai 馮楚惠 RE Asset Management 2012-11-28 2014-03-07
ARN794 ARMSTRONG Nicola Clare RE Dealing in Securities 2010-02-17 2012-08-25
ARO122 BOURRIER Alain Jacques Benoit RE Dealing in Securities 2008-09-16 2008-10-16
ARO122 BOURRIER Alain Jacques Benoit RE Advising on Securities 2008-09-16 2008-10-16
ARO124 MONOVSKI Plamen Antonov RE Dealing in Securities 2008-09-16 2008-10-16
ARO124 MONOVSKI Plamen Antonov RE Advising on Securities 2008-09-16 2008-10-16
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Dealing in Securities 2011-05-12 2014-06-21
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Asset Management 2012-11-28 2014-06-21
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Advising on Securities 2012-11-28 2014-06-21
ARQ480 BRADY Mark Joseph RE Dealing in Securities 2010-03-30 2014-12-31
ARR841 WHEATLEY-HUBBARD Andrew David RE Advising on Securities 2008-10-03 2009-07-20
ARR841 WHEATLEY-HUBBARD Andrew David RE Dealing in Securities 2008-10-03 2009-07-20
ARR841 WHEATLEY-HUBBARD Andrew David RE Asset Management 2008-10-03 2009-07-20
ARS552 ZHAO Yang 趙陽 RE Dealing in Securities 2010-09-30 2011-12-06
ART002 SUEN Pui Suen 宣姵璿 RE Dealing in Securities 2008-10-17 2011-06-10
ART002 SUEN Pui Suen 宣姵璿 RE Advising on Securities 2008-10-17 2011-06-10
ART002 SUEN Pui Suen 宣姵璿 RE Asset Management 2008-10-17 2011-06-10
ART003 SONG Tingting 宋婷婷 RE Advising on Securities 2008-10-17 2009-12-01
ART003 SONG Tingting 宋婷婷 RE Dealing in Securities 2008-10-17 2009-12-01
ART547 HARDY Kevin Shane Lee RO Advising on Securities 2013-01-22 2014-12-31
ART547 HARDY Kevin Shane Lee RO Dealing in Securities 2013-01-22 2014-12-31
ART547 HARDY Kevin Shane Lee RO Asset Management 2013-01-22 2014-12-31
ART547 HARDY Kevin Shane Lee RE Asset Management 2012-10-08 2013-01-22
ART547 HARDY Kevin Shane Lee RE Advising on Securities 2012-10-08 2013-01-22
ART547 HARDY Kevin Shane Lee RE Dealing in Securities 2012-10-08 2013-01-22
ARU693 CHAN Wei See 陳瑋思 RE Asset Management 2008-10-29 2014-12-31
ARU693 CHAN Wei See 陳瑋思 RE Dealing in Securities 2008-10-29 2014-12-31
ARU693 CHAN Wei See 陳瑋思 RE Advising on Securities 2012-11-28 2014-12-31
ARW401 RITCH Toby Cameron Robert RE Dealing in Securities 2008-11-13 2010-04-21
ARW401 RITCH Toby Cameron Robert RE Advising on Securities 2008-11-13 2009-03-09
ASJ715 MOK Hoi Ki, Ricky 莫海祺 RE Dealing in Securities 2010-04-14 2011-08-27
ASY716 SMITH Malcolm Ian Stuart RE Dealing in Securities 2011-09-12 2011-10-12
ASY716 SMITH Malcolm Ian Stuart RE Advising on Securities 2011-09-12 2011-10-12
ASY716 SMITH Malcolm Ian Stuart RE Advising on Securities 2009-06-08 2009-07-08
ASZ666 SEET Oon Hui, Eleanor RE Dealing in Securities 2010-03-04 2010-08-31
ASZ667 SHEN Yiqian 沈亦潜 RE Dealing in Securities 2010-02-17 2014-05-10
ATB615 XU Kali Laura 徐卡麗 RE Dealing in Securities 2010-02-17 2013-01-01
ATC988 ZHANG Fan 張帆 RE Dealing in Securities 2009-06-11 2010-09-18
ATC988 ZHANG Fan 張帆 RE Advising on Securities 2009-06-11 2010-09-18
ATE957 COOMBS Jonathan Lee 顧植德 RE Dealing in Securities 2009-08-13 2010-02-25
ATH309 LEUNG Chi Wing, Alethea 梁之穎 RE Asset Management 2009-08-10 2014-12-31
ATH309 LEUNG Chi Wing, Alethea 梁之穎 RE Dealing in Securities 2011-10-27 2014-12-31
ATH309 LEUNG Chi Wing, Alethea 梁之穎 RE Advising on Securities 2011-10-27 2014-12-31
ATL723 TURNILL Richard Reginald RE Dealing in Securities 2013-09-05 2013-09-14
ATL723 TURNILL Richard Reginald RE Advising on Securities 2013-09-05 2013-09-14
ATL723 TURNILL Richard Reginald RE Dealing in Securities 2009-07-28 2009-08-28
ATL723 TURNILL Richard Reginald RE Advising on Securities 2009-07-28 2009-08-28
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Advising on Securities 2014-05-05 2014-05-14
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2014-05-05 2014-05-14
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Advising on Securities 2013-04-12 2013-05-12
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2013-04-12 2013-05-12
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2012-09-07 2012-10-07
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Advising on Securities 2012-09-07 2012-10-07
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2011-05-20 2011-06-20
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Advising on Securities 2011-05-20 2011-06-20
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2009-08-26 2010-02-26
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Asset Management 2009-08-26 2010-02-26
ATO953 SU Wen 蘇文 RE Dealing in Securities 2012-08-03 2014-07-12
ATP167 WAN Cheuk Wing 溫卓穎 RE Dealing in Securities 2010-02-25 2011-03-12
ATR183 TUBBS Daniel Stuart RE Advising on Securities 2009-09-15 2009-10-15
ATR488 RAW Catherine Philippa RE Advising on Securities 2013-09-05 2013-09-14
ATR488 RAW Catherine Philippa RE Dealing in Securities 2013-09-05 2013-09-14
ATR488 RAW Catherine Philippa RE Dealing in Securities 2012-03-22 2012-04-22
ATR488 RAW Catherine Philippa RE Advising on Securities 2012-03-22 2012-04-22
ATR488 RAW Catherine Philippa RE Advising on Securities 2011-07-20 2011-08-20
ATR488 RAW Catherine Philippa RE Advising on Securities 2010-07-23 2010-08-23
ATR488 RAW Catherine Philippa RE Advising on Securities 2009-09-15 2009-10-15
ATS669 TU Chao Hsiang 凃朝翔 RE Advising on Securities 2009-10-29 2014-12-31
ATS669 TU Chao Hsiang 凃朝翔 RE Dealing in Securities 2009-10-29 2014-12-31
ATS669 TU Chao Hsiang 凃朝翔 RE Asset Management 2012-11-28 2014-12-31
ATT086 CHEUNG Clarice Bonita 張岸澄 RE Dealing in Securities 2011-06-23 2014-03-07
ATT086 CHEUNG Clarice Bonita 張岸澄 RE Advising on Securities 2011-06-23 2014-03-07
ATT086 CHEUNG Clarice Bonita 張岸澄 RE Asset Management 2012-11-28 2014-03-07
ATT780 TSUI Chak Sum 徐澤森 RE Dealing in Securities 2010-03-31 2010-05-16
ATT782 HSIEH Tiffany 謝宛芝 RE Dealing in Securities 2010-03-23 2014-12-31
ATW866 MA Wai Sze, Chrisie 馬慧詩 RE Dealing in Securities 2011-07-12 2013-10-25
ATW866 MA Wai Sze, Chrisie 馬慧詩 RE Advising on Securities 2011-07-12 2013-10-25
ATW866 MA Wai Sze, Chrisie 馬慧詩 RE Asset Management 2012-11-28 2013-10-25
AUA253 CHI Christa 齊薇 RE Advising on Securities 2012-08-03 2013-05-16
AUA253 CHI Christa 齊薇 RE Asset Management 2012-08-03 2013-05-16
AUA253 CHI Christa 齊薇 RE Dealing in Securities 2012-08-03 2013-05-16
AUA681 KIM In-Geun RE Dealing in Securities 2009-10-27 2010-05-12
AUB275 PULIDO Oscar Daniel RE Advising on Securities 2014-10-09 2014-10-17
AUB275 PULIDO Oscar Daniel RE Dealing in Securities 2014-10-09 2014-10-17
AUB275 PULIDO Oscar Daniel RE Dealing in Securities 2011-09-26 2011-10-26
AUB275 PULIDO Oscar Daniel RE Advising on Securities 2011-09-26 2011-10-26
AUB275 PULIDO Oscar Daniel RE Dealing in Securities 2009-11-16 2009-12-16
AUB275 PULIDO Oscar Daniel RE Advising on Securities 2009-11-16 2009-12-16
AUC432 BUTLER Marshall James RE Dealing in Securities 2010-04-01 2011-12-23
AUI838 BHAGAT Rohit RO Advising on Securities 2010-11-01 2011-09-23
AUI838 BHAGAT Rohit RO Dealing in Securities 2010-11-01 2011-09-23
AUK183 LAM Jane Tak-Jun 藍德真 RE Asset Management 2013-09-18 2014-12-31
AUK183 LAM Jane Tak-Jun 藍德真 RE Advising on Securities 2013-09-18 2014-12-31
AUK183 LAM Jane Tak-Jun 藍德真 RE Dealing in Securities 2013-09-18 2014-12-31
AUK283 TRIGO Sergio Carlos RE Dealing in Securities 2013-09-05 2013-09-14
AUK283 TRIGO Sergio Carlos RE Advising on Securities 2013-09-05 2013-09-14
AUK283 TRIGO Sergio Carlos RE Dealing in Securities 2012-09-13 2012-09-20
AUK283 TRIGO Sergio Carlos RE Advising on Securities 2012-09-13 2012-09-20
AUM733 DAVIS Richard James Patrick RE Dealing in Securities 2012-05-04 2012-06-04
AUM733 DAVIS Richard James Patrick RE Advising on Securities 2012-05-04 2012-06-04
AUM733 DAVIS Richard James Patrick RE Advising on Securities 2010-01-11 2010-02-11
AUQ739 LEE Lap Tak, Alfred 李立德 RE Advising on Securities 2010-02-03 2014-12-31
AUQ739 LEE Lap Tak, Alfred 李立德 RE Asset Management 2010-02-03 2014-12-31
AUQ739 LEE Lap Tak, Alfred 李立德 RE Dealing in Securities 2010-02-03 2014-12-31
AUR823 NICHOLSON Gareth RE Dealing in Securities 2014-07-22 2014-12-31
AUR823 NICHOLSON Gareth RE Advising on Securities 2014-07-22 2014-12-31
AUR823 NICHOLSON Gareth RE Asset Management 2014-07-22 2014-12-31
AUR978 BARKER Catherine Yung-wen 胡榮文 RE Dealing in Securities 2010-02-12 2010-09-09
AUV614 YUNG Johnnie Ka Sing 翁嘉升 RE Dealing in Securities 2010-07-15 2014-12-31
AUW213 CAI Yu 蔡玉 RE Advising on Securities 2012-10-19 2014-12-31
AUW213 CAI Yu 蔡玉 RE Asset Management 2012-10-19 2014-12-31
AUW213 CAI Yu 蔡玉 RE Dealing in Securities 2012-10-19 2014-12-31
AUW492 TRUDEL Michael Robert RE Dealing in Securities 2014-04-07 2014-04-18
AUW492 TRUDEL Michael Robert RE Advising on Securities 2014-04-07 2014-04-18
AUW492 TRUDEL Michael Robert RE Dealing in Securities 2014-01-07 2014-01-16
AUW492 TRUDEL Michael Robert RE Advising on Securities 2014-01-07 2014-01-16
AUW492 TRUDEL Michael Robert RE Advising on Securities 2013-08-09 2013-08-18
AUW492 TRUDEL Michael Robert RE Dealing in Securities 2013-08-09 2013-08-18
AUW492 TRUDEL Michael Robert RE Advising on Securities 2010-03-15 2010-04-15
AUX150 DONG Mei 董梅 RE Asset Management 2010-03-25 2014-12-31
AUX150 DONG Mei 董梅 RE Dealing in Securities 2010-03-25 2014-12-31
AUX150 DONG Mei 董梅 RE Advising on Securities 2010-03-25 2014-12-31
AUX151 SHAM Ho Lun, Hans 沈浩崘 RE Dealing in Securities 2010-03-24 2014-12-31
AUX151 SHAM Ho Lun, Hans 沈浩崘 RE Asset Management 2012-07-31 2014-12-31
AUX151 SHAM Ho Lun, Hans 沈浩崘 RE Advising on Securities 2012-11-28 2014-12-31
AUZ671 QUAH Benedict Hyacinth Siew Bin 柯受民 RE Dealing in Securities 2010-04-12 2012-06-16
AVA789 GARLAND Benjamin Howard RE Dealing in Securities 2010-04-23 2014-12-31
AVA790 CHAN Chi Man 陳志雯 RE Dealing in Securities 2010-04-29 2014-02-14
AVA790 CHAN Chi Man 陳志雯 RE Asset Management 2012-11-28 2014-02-14
AVA790 CHAN Chi Man 陳志雯 RE Advising on Securities 2012-11-28 2014-02-14
AVD351 BRAILEY Simon Geoffrey RE Dealing in Securities 2011-06-28 2013-08-05
AVD351 BRAILEY Simon Geoffrey RE Dealing in Securities 2010-05-06 2010-12-02
AVD399 CHAN Kin Wai 陳健威 RE Asset Management 2010-05-10 2013-06-29
AVD399 CHAN Kin Wai 陳健威 RE Dealing in Securities 2010-05-10 2013-06-29
AVD399 CHAN Kin Wai 陳健威 RE Advising on Securities 2012-11-28 2013-06-29
AVI187 LOMHOLT Axel Carl Christian RE Dealing in Securities 2010-06-29 2010-09-29
AVM568 YUEN Wai Kin 阮惠健 RE Dealing in Securities 2010-07-19 2011-10-04
AVN238 JAMIESON Shaun RE Advising on Securities 2010-07-26 2011-02-27
AVN238 JAMIESON Shaun RE Dealing in Securities 2010-07-26 2011-02-27
AVQ110 ZHU Jun 朱軍 RE Asset Management 2014-03-25 2014-12-31
AVQ110 ZHU Jun 朱軍 RE Advising on Securities 2014-03-25 2014-12-31
AVQ110 ZHU Jun 朱軍 RE Dealing in Securities 2014-03-25 2014-12-31
AVQ212 FOK Ho Wah 霍浩華 RE Dealing in Securities 2010-08-04 2014-12-31
AVR067 HSIA Colleen Chia 夏嘉敏 RE Dealing in Securities 2010-08-17 2014-12-31
AVR067 HSIA Colleen Chia 夏嘉敏 RE Asset Management 2012-06-06 2014-12-31
AVR067 HSIA Colleen Chia 夏嘉敏 RE Advising on Securities 2012-06-06 2014-12-31
AVR367 GAUDRE Sebastien Patrice RE Dealing in Securities 2014-08-12 2014-12-31
AVR367 GAUDRE Sebastien Patrice RE Asset Management 2014-08-12 2014-12-31
AVR367 GAUDRE Sebastien Patrice RE Advising on Securities 2014-08-12 2014-12-31
AVU718 HOU David Jun Ping 侯君平 RE Dealing in Securities 2010-09-01 2011-07-31
AVW223 CHAN Choon Wei Clarence RE Dealing in Securities 2010-09-21 2013-11-07
AVY700 WANG Chun-kai 王俊凱 RE Advising on Securities 2013-04-15 2014-09-05
AVY700 WANG Chun-kai 王俊凱 RE Asset Management 2013-04-15 2014-09-05
AVY700 WANG Chun-kai 王俊凱 RE Dealing in Securities 2013-04-15 2014-09-05
AVY700 WANG Chun-kai 王俊凱 RE Dealing in Securities 2010-09-29 2011-07-31
AWE736 VECHT Samuel Joseph RE Dealing in Securities 2010-11-03 2010-12-03
AWE736 VECHT Samuel Joseph RE Advising on Securities 2010-11-03 2010-12-03
AWF138 HSU Chih Lin, Julienne 徐芷琳 RE Dealing in Securities 2010-11-05 2012-07-26
AWH550 MCDOUGALL Alexander Henry RE Dealing in Securities 2010-11-18 2013-02-18
AWH550 MCDOUGALL Alexander Henry RE Asset Management 2010-11-18 2013-02-18
AWH550 MCDOUGALL Alexander Henry RE Advising on Securities 2012-11-28 2013-02-18
AWH857 SWIFT Anthony Nicholas RE Asset Management 2010-11-16 2014-12-31
AWH857 SWIFT Anthony Nicholas RE Advising on Securities 2010-11-16 2014-12-31
AWH857 SWIFT Anthony Nicholas RE Dealing in Securities 2010-11-16 2014-12-31
AWI982 SHEN Wenting 沈文婷 RE Dealing in Securities 2010-11-24 2014-12-31
AWI986 SUNG Chang Hwan 成昌桓 RE Asset Management 2010-11-25 2014-03-06
AWI986 SUNG Chang Hwan 成昌桓 RE Dealing in Securities 2010-11-25 2014-03-06
AWI986 SUNG Chang Hwan 成昌桓 RE Advising on Securities 2010-11-25 2014-03-06
AWK042 LEE Christopher Shawn RE Advising on Securities 2010-12-02 2014-10-10
AWK042 LEE Christopher Shawn RE Asset Management 2010-12-02 2014-10-10
AWK042 LEE Christopher Shawn RE Dealing in Securities 2010-12-02 2014-10-10
AWL439 GAGNON David RE Dealing in Securities 2010-12-23 2012-01-20
AWL439 GAGNON David RE Advising on Securities 2010-12-23 2012-01-20
AWL439 GAGNON David RE Asset Management 2010-12-23 2012-01-20
AWL531 PARK Jung Mi RE Dealing in Securities 2010-12-16 2013-06-10
AWL531 PARK Jung Mi RE Asset Management 2012-11-28 2013-06-10
AWN157 YANG Xiaojing 楊曉靜 RE Dealing in Securities 2014-10-15 2014-12-31
AWN157 YANG Xiaojing 楊曉靜 RE Advising on Securities 2014-10-15 2014-12-31
AWN157 YANG Xiaojing 楊曉靜 RE Asset Management 2014-10-15 2014-12-31
AWN369 WONG Mau Ying 黃繆贏 RE Dealing in Securities 2011-05-09 2014-12-31
AWN369 WONG Mau Ying 黃繆贏 RE Asset Management 2012-11-28 2014-12-31
AWN369 WONG Mau Ying 黃繆贏 RE Advising on Securities 2012-11-28 2014-12-31
AWN419 YANG Clarence RE Asset Management 2011-01-04 2014-12-31
AWN419 YANG Clarence RE Advising on Securities 2011-01-04 2014-12-31
AWN419 YANG Clarence RE Dealing in Securities 2012-11-28 2014-12-31
AWO639 NAM Soyoung RE Asset Management 2014-05-05 2014-12-31
AWO639 NAM Soyoung RE Advising on Securities 2014-05-05 2014-12-31
AWP036 SHUI Wai Miu 水慧妙 RE Asset Management 2014-01-16 2014-12-31
AWP036 SHUI Wai Miu 水慧妙 RE Dealing in Securities 2014-01-16 2014-12-31
AWP036 SHUI Wai Miu 水慧妙 RE Advising on Securities 2014-01-16 2014-12-31
AWP278 CHOW Wing To 周穎淘 RE Advising on Securities 2011-01-11 2014-05-24
AWP278 CHOW Wing To 周穎淘 RE Dealing in Securities 2011-01-11 2014-05-24
AWP278 CHOW Wing To 周穎淘 RE Asset Management 2012-11-28 2014-05-24
AWS034 WELLS Steven Peter RE Advising on Securities 2011-01-27 2014-12-31
AWS034 WELLS Steven Peter RE Dealing in Securities 2011-01-27 2014-12-31
AWS034 WELLS Steven Peter RE Asset Management 2012-11-28 2014-12-31
AWT851 FUNG Ka Tat 馮嘉達 RE Advising on Securities 2011-02-14 2011-07-01
AWT851 FUNG Ka Tat 馮嘉達 RE Dealing in Securities 2011-02-14 2011-07-01
AWU321 ELLARD Fiona Maclean RE Advising on Securities 2011-02-14 2011-03-15
AWU321 ELLARD Fiona Maclean RE Dealing in Securities 2011-02-14 2011-03-15
AWV265 CHEUNG Chee Him, Vincent 張子謙 RE Dealing in Securities 2011-02-25 2014-12-31
AWV265 CHEUNG Chee Him, Vincent 張子謙 RE Asset Management 2012-11-28 2014-12-31
AWW125 WANG Lisha 王丽莎 RE Advising on Securities 2011-02-28 2011-12-17
AWW125 WANG Lisha 王丽莎 RE Dealing in Securities 2011-02-28 2011-12-17
AWX197 DE GALE William Hervey RE Dealing in Securities 2011-09-16 2011-10-16
AWX197 DE GALE William Hervey RE Advising on Securities 2011-09-16 2011-10-16
AWX197 DE GALE William Hervey RE Dealing in Securities 2011-03-04 2011-04-04
AWX197 DE GALE William Hervey RE Advising on Securities 2011-03-04 2011-04-04
AWZ586 FREEDMAN Joshua RE Advising on Securities 2013-08-13 2013-08-23
AWZ586 FREEDMAN Joshua RE Dealing in Securities 2013-08-13 2013-08-23
AWZ586 FREEDMAN Joshua RE Dealing in Securities 2011-03-21 2011-04-21
AWZ586 FREEDMAN Joshua RE Advising on Securities 2011-03-21 2011-04-21
AWZ588 ALLONBY Poppy RE Dealing in Securities 2012-09-07 2012-10-07
AWZ588 ALLONBY Poppy RE Advising on Securities 2012-09-07 2012-10-07
AWZ588 ALLONBY Poppy RE Dealing in Securities 2011-03-21 2011-04-21
AWZ588 ALLONBY Poppy RE Advising on Securities 2011-03-21 2011-04-21
AXA030 HARADA Hitomi RE Asset Management 2011-10-03 2012-01-09
AXA030 HARADA Hitomi RE Dealing in Securities 2011-10-03 2012-01-09
AXA030 HARADA Hitomi RE Dealing in Securities 2011-03-21 2011-06-21
AXA032 INOUE Junichi RE Dealing in Securities 2011-03-21 2011-07-20
AXA032 INOUE Junichi RE Asset Management 2011-03-21 2011-07-20
AXC397 GAO Muzi 高慕紫 RE Advising on Securities 2013-09-30 2014-12-31
AXC397 GAO Muzi 高慕紫 RE Asset Management 2013-09-30 2014-12-31
AXC397 GAO Muzi 高慕紫 RE Dealing in Securities 2013-09-30 2014-12-31
AXD732 JOHNSTON Brian RE Advising on Securities 2011-04-18 2011-11-27
AXD732 JOHNSTON Brian RE Dealing in Securities 2011-04-18 2011-11-27
AXD733 WELLER Neil Thomas RE Asset Management 2011-04-20 2013-09-01
AXD733 WELLER Neil Thomas RE Advising on Securities 2011-04-20 2013-09-01
AXD733 WELLER Neil Thomas RE Dealing in Securities 2012-09-28 2013-09-01
AXD735 CHUAH Hong Leng RE Asset Management 2011-05-13 2014-06-05
AXD735 CHUAH Hong Leng RE Dealing in Securities 2011-05-13 2014-06-05
AXD735 CHUAH Hong Leng RE Advising on Securities 2011-05-13 2014-06-05
AXD736 LEE Elva I-Ya RE Advising on Securities 2011-04-21 2012-06-02
AXD736 LEE Elva I-Ya RE Dealing in Securities 2011-04-21 2012-06-02
AXD832 ZHAO Wei Peng 趙偉鵬 RE Asset Management 2011-04-19 2014-12-31
AXD832 ZHAO Wei Peng 趙偉鵬 RE Dealing in Securities 2011-04-19 2014-12-31
AXD832 ZHAO Wei Peng 趙偉鵬 RE Advising on Securities 2011-04-19 2014-12-31
AXD986 CHAN Kin Yung, Alexander 陳健勇 RE Dealing in Securities 2011-04-20 2014-12-31
AXD986 CHAN Kin Yung, Alexander 陳健勇 RE Asset Management 2012-11-28 2014-12-31
AXG441 THESEIRA Bridget Angela RE Advising on Securities 2011-05-16 2011-08-16
AXG441 THESEIRA Bridget Angela RE Dealing in Securities 2011-05-16 2011-08-16
AXH166 SOBEK George Peter RE Dealing in Securities 2013-10-09 2014-07-18
AXH166 SOBEK George Peter RE Asset Management 2013-10-09 2014-07-18
AXH166 SOBEK George Peter RE Advising on Securities 2013-10-09 2014-07-18
AXH232 WONG Pui Meng RE Advising on Securities 2011-05-17 2012-02-25
AXH232 WONG Pui Meng RE Dealing in Securities 2011-05-17 2012-02-25
AXH949 YUEN Chun Yiu, Curtis 袁焌耀 RE Dealing in Securities 2011-05-25 2014-12-31
AXH949 YUEN Chun Yiu, Curtis 袁焌耀 RE Asset Management 2012-11-28 2014-12-31
AXJ725 SIU Hiu Ting 蕭曉婷 RE Advising on Securities 2011-06-02 2012-06-29
AXJ725 SIU Hiu Ting 蕭曉婷 RE Dealing in Securities 2011-06-02 2012-06-29
AXJ726 TUCKER Matthew RE Dealing in Securities 2011-06-09 2011-07-09
AXK259 COLVIN Matthew Hunter Richter RE Asset Management 2011-07-06 2014-12-31
AXK259 COLVIN Matthew Hunter Richter RE Dealing in Securities 2011-07-06 2014-12-31
AXK259 COLVIN Matthew Hunter Richter RE Advising on Securities 2011-07-06 2014-12-31
AXK328 SONG Frank RE Dealing in Securities 2011-06-09 2014-12-31
AXK328 SONG Frank RE Asset Management 2011-06-09 2014-12-31
AXK328 SONG Frank RE Advising on Securities 2011-06-09 2014-12-31
AXO945 CAI Jing 蔡璟 RE Dealing in Securities 2011-07-06 2011-12-08
AXP455 DARJI Chirag Virchand RE Dealing in Securities 2011-07-13 2012-01-15
AXQ292 WONG Wendy Wai Ying 王慧瑩 RE Dealing in Securities 2011-08-16 2011-09-01
AXR824 YANG Zhan 楊戰 RE Dealing in Securities 2012-09-10 2014-12-31
AXR824 YANG Zhan 楊戰 RE Asset Management 2012-09-10 2014-12-31
AXR824 YANG Zhan 楊戰 RE Advising on Securities 2012-09-10 2014-12-31
AXR832 MARTISEK Peter RE Asset Management 2012-09-07 2014-12-31
AXR832 MARTISEK Peter RE Dealing in Securities 2012-09-07 2014-12-31
AXR832 MARTISEK Peter RE Advising on Securities 2012-09-07 2014-12-31
AXS260 BHARWANI Puja Ramesh 巴灣尼 RE Dealing in Securities 2014-05-05 2014-12-31
AXS260 BHARWANI Puja Ramesh 巴灣尼 RE Asset Management 2014-05-05 2014-12-31
AXS260 BHARWANI Puja Ramesh 巴灣尼 RE Advising on Securities 2014-05-05 2014-12-31
AXT654 YU Paul Bo 于博 RE Advising on Securities 2011-08-10 2014-12-31
AXT654 YU Paul Bo 于博 RE Dealing in Securities 2011-08-10 2014-12-31
AXT654 YU Paul Bo 于博 RE Asset Management 2012-11-28 2014-12-31
AXT655 KAUTZKY Christina Marie RE Dealing in Securities 2011-08-08 2014-12-31
AXT655 KAUTZKY Christina Marie RE Advising on Securities 2013-06-07 2014-12-31
AXV217 FRIEDMAN Mei 胡玫 RE Advising on Securities 2012-09-07 2013-06-16
AXV217 FRIEDMAN Mei 胡玫 RE Asset Management 2012-09-07 2013-06-16
AXV217 FRIEDMAN Mei 胡玫 RE Dealing in Securities 2012-09-07 2013-06-16
AXW254 WHITLOCK Christopher Peter RE Advising on Securities 2011-08-17 2014-07-02
AXW254 WHITLOCK Christopher Peter RE Asset Management 2011-08-17 2014-07-02
AXW254 WHITLOCK Christopher Peter RE Dealing in Securities 2011-08-17 2014-07-02
AXY243 SINGH Suresh Kumar RE Dealing in Securities 2011-08-29 2014-12-31
AXZ108 CHANG Yu-Fen RE Advising on Securities 2011-09-02 2012-01-17
AXZ108 CHANG Yu-Fen RE Dealing in Securities 2011-09-02 2012-01-17
AXZ964 YAMAMURO Tomoatsu RE Dealing in Securities 2011-10-03 2013-02-16
AXZ964 YAMAMURO Tomoatsu RE Asset Management 2011-10-03 2013-02-16
AXZ964 YAMAMURO Tomoatsu RE Advising on Securities 2011-10-03 2013-02-16
AYB919 SETH Neeraj RE Advising on Securities 2012-09-06 2012-09-13
AYB919 SETH Neeraj RE Dealing in Securities 2012-09-06 2012-09-13
AYB919 SETH Neeraj RE Advising on Securities 2012-03-16 2012-03-23
AYB919 SETH Neeraj RE Dealing in Securities 2012-03-16 2012-03-23
AYB919 SETH Neeraj RE Advising on Securities 2011-09-19 2011-12-19
AYC968 CHEUNG Sau Lam, Trista 張秀琳 RE Dealing in Securities 2014-03-19 2014-12-31
AYC968 CHEUNG Sau Lam, Trista 張秀琳 RE Advising on Securities 2014-03-19 2014-12-31
AYC968 CHEUNG Sau Lam, Trista 張秀琳 RE Asset Management 2014-03-19 2014-12-31
AYD279 GONDARD Gabriel Robert RE Dealing in Securities 2011-09-30 2014-12-31
AYD279 GONDARD Gabriel Robert RE Advising on Securities 2011-09-30 2014-12-31
AYD279 GONDARD Gabriel Robert RE Asset Management 2011-09-30 2014-12-31
AYF321 GU Pan 顧盼 RE Advising on Securities 2011-10-21 2011-11-21
AYF321 GU Pan 顧盼 RE Dealing in Securities 2011-10-21 2011-11-21
AYG065 ARNEY Richard Binford RE Dealing in Securities 2011-10-21 2011-11-21
AYG065 ARNEY Richard Binford RE Advising on Securities 2011-10-21 2011-11-21
AYJ714 KWOK Man Sin 郭文倩 RE Advising on Securities 2011-11-09 2014-12-31
AYJ714 KWOK Man Sin 郭文倩 RE Dealing in Securities 2011-11-09 2014-12-31
AYJ714 KWOK Man Sin 郭文倩 RE Asset Management 2012-11-28 2014-12-31
AYM891 BLESSING Craig Shafer RE Advising on Securities 2014-05-08 2014-05-18
AYM891 BLESSING Craig Shafer RE Dealing in Securities 2014-05-08 2014-05-18
AYM891 BLESSING Craig Shafer RE Advising on Securities 2013-04-15 2013-05-15
AYM891 BLESSING Craig Shafer RE Dealing in Securities 2013-04-15 2013-05-15
AYM891 BLESSING Craig Shafer RE Dealing in Securities 2012-10-26 2012-11-26
AYM891 BLESSING Craig Shafer RE Advising on Securities 2012-10-26 2012-11-26
AYM891 BLESSING Craig Shafer RE Advising on Securities 2011-11-24 2011-12-24
AYM891 BLESSING Craig Shafer RE Dealing in Securities 2011-11-24 2011-12-24
AYN989 TERASHIMA Manami RE Dealing in Securities 2011-12-01 2012-11-03
AYN989 TERASHIMA Manami RE Asset Management 2011-12-01 2012-11-03
AYN989 TERASHIMA Manami RE Advising on Securities 2011-12-01 2012-11-03
AYQ821 LU Yan 路妍 RE Dealing in Securities 2013-01-18 2013-05-10
AYQ821 LU Yan 路妍 RE Asset Management 2013-01-18 2013-05-10
AYQ821 LU Yan 路妍 RE Advising on Securities 2013-01-18 2013-05-10
AYR255 YAU Siu Fung 游少鳳 RE Dealing in Securities 2012-01-04 2014-12-31
AYR255 YAU Siu Fung 游少鳳 RE Advising on Securities 2012-04-26 2014-12-31
AYR255 YAU Siu Fung 游少鳳 RE Asset Management 2012-04-26 2014-12-31
AYW195 CAO Jingmu 曹靖牧 RE Dealing in Securities 2012-01-30 2012-08-01
AYW196 SULSKI John Leonard RE Dealing in Securities 2012-03-02 2012-03-09
AYW196 SULSKI John Leonard RE Dealing in Securities 2012-01-30 2012-02-06
AZB042 HULL Stephen Beattie RE Dealing in Securities 2012-02-23 2014-12-31
AZB042 HULL Stephen Beattie RE Advising on Securities 2012-02-23 2014-12-31
AZB042 HULL Stephen Beattie RE Asset Management 2012-05-10 2014-12-31
AZB621 REEVE Stuart Edward RE Advising on Securities 2014-01-14 2014-01-23
AZB621 REEVE Stuart Edward RE Dealing in Securities 2014-01-14 2014-01-23
AZB621 REEVE Stuart Edward RE Advising on Securities 2012-03-02 2012-04-02
AZB621 REEVE Stuart Edward RE Dealing in Securities 2012-03-02 2012-04-02
AZB705 CHEN Tu Hsin, Christopher 陳篤信 RE Advising on Securities 2014-11-14 2014-12-31
AZB705 CHEN Tu Hsin, Christopher 陳篤信 RE Dealing in Securities 2014-11-14 2014-12-31
AZB705 CHEN Tu Hsin, Christopher 陳篤信 RE Asset Management 2014-11-14 2014-12-31
AZC997 LENTON James Christopher RE Asset Management 2012-04-10 2014-12-31
AZC997 LENTON James Christopher RE Advising on Securities 2012-04-10 2014-12-31
AZC997 LENTON James Christopher RE Dealing in Securities 2012-04-10 2014-12-31
AZD514 PACINI Joseph Metcalfe RE Advising on Securities 2012-03-14 2014-09-02
AZD514 PACINI Joseph Metcalfe RE Dealing in Securities 2012-03-14 2014-09-02
AZD514 PACINI Joseph Metcalfe RE Asset Management 2012-03-14 2014-09-02
AZG665 KEENAN James Edward RE Dealing in Securities 2014-10-09 2014-10-17
AZG665 KEENAN James Edward RE Advising on Securities 2014-10-09 2014-10-17
AZG665 KEENAN James Edward RE Advising on Securities 2012-04-19 2012-05-19
AZG665 KEENAN James Edward RE Dealing in Securities 2012-04-19 2012-05-19
AZH894 BOLTON Nigel Richard RE Dealing in Securities 2013-10-07 2013-10-12
AZH894 BOLTON Nigel Richard RE Advising on Securities 2013-10-07 2013-10-12
AZH894 BOLTON Nigel Richard RE Advising on Securities 2013-09-19 2013-09-28
AZH894 BOLTON Nigel Richard RE Dealing in Securities 2013-09-19 2013-09-28
AZH894 BOLTON Nigel Richard RE Advising on Securities 2012-04-19 2012-04-26
AZH894 BOLTON Nigel Richard RE Dealing in Securities 2012-04-19 2012-04-26
AZH900 SEWARDS Patrick Thomas RE Dealing in Securities 2012-10-11 2012-11-11
AZH900 SEWARDS Patrick Thomas RE Advising on Securities 2012-10-11 2012-11-11
AZH900 SEWARDS Patrick Thomas RE Advising on Securities 2012-04-19 2012-04-27
AZH900 SEWARDS Patrick Thomas RE Dealing in Securities 2012-04-19 2012-04-27
AZJ511 ZHAO Chenxi 趙晨希 RE Dealing in Securities 2012-04-27 2014-12-31
AZJ511 ZHAO Chenxi 趙晨希 RE Advising on Securities 2012-04-27 2014-12-31
AZJ511 ZHAO Chenxi 趙晨希 RE Asset Management 2012-04-27 2014-12-31
AZK480 LO BLANCO Vincent RE Advising on Securities 2012-05-04 2012-06-04
AZK480 LO BLANCO Vincent RE Dealing in Securities 2012-05-04 2012-06-04
AZK723 TYNDALL Fiona Bronwyn RE Advising on Securities 2012-05-10 2012-11-22
AZK723 TYNDALL Fiona Bronwyn RE Dealing in Securities 2012-05-10 2012-11-22
AZO571 KAISER Stefan RE Dealing in Securities 2012-06-07 2014-12-31
AZQ248 TING Kathleen 丁嘉盈 RE Asset Management 2012-06-06 2014-12-31
AZQ248 TING Kathleen 丁嘉盈 RE Dealing in Securities 2012-06-06 2014-12-31
AZQ248 TING Kathleen 丁嘉盈 RE Advising on Securities 2012-06-06 2014-12-31
AZQ496 PULKRABEK Molly Marie RE Dealing in Securities 2012-06-11 2012-07-11
AZR721 TSUI Wai Hin Erwin 徐尉軒 RE Dealing in Securities 2012-06-19 2014-06-14
AZR721 TSUI Wai Hin Erwin 徐尉軒 RE Asset Management 2012-11-28 2014-06-14
AZS024 LEUNG Boe Yu Bonnie 梁葆瑜 RE Dealing in Securities 2012-06-20 2014-12-31
AZS024 LEUNG Boe Yu Bonnie 梁葆瑜 RE Asset Management 2012-06-20 2014-12-31
AZS024 LEUNG Boe Yu Bonnie 梁葆瑜 RE Advising on Securities 2012-06-20 2014-12-31
AZT136 SHEN Han-Yu 沈涵宇 RE Dealing in Securities 2012-06-26 2014-12-31
AZT136 SHEN Han-Yu 沈涵宇 RE Asset Management 2012-06-26 2014-12-31
AZT136 SHEN Han-Yu 沈涵宇 RE Advising on Securities 2012-06-26 2014-12-31
AZT312 REDDY Sriram Keesara RE Advising on Securities 2012-07-06 2012-08-06
AZT312 REDDY Sriram Keesara RE Dealing in Securities 2012-07-06 2012-08-06
AZT327 AOYAMA Yoshihiko RE Dealing in Securities 2012-07-11 2014-12-31
AZV055 YANAGIHARA Jason Chikara RE Dealing in Securities 2012-07-11 2014-12-18
AZV366 NEFOUSE S Nicholas RE Dealing in Securities 2012-07-16 2012-08-16
AZV366 NEFOUSE S Nicholas RE Advising on Securities 2012-07-16 2012-08-16
AZZ223 PEGLER Dominic James RE Advising on Securities 2012-08-08 2012-09-08
AZZ223 PEGLER Dominic James RE Dealing in Securities 2012-08-08 2012-09-08
BAB043 CHAN Wing Hei 陳永熙 RE Advising on Securities 2012-08-14 2014-12-31
BAB043 CHAN Wing Hei 陳永熙 RE Asset Management 2012-08-14 2014-12-31
BAB043 CHAN Wing Hei 陳永熙 RE Dealing in Securities 2012-08-14 2014-12-31
BAB047 ZHU Sandy Yang RE Dealing in Securities 2012-08-13 2013-08-05
BAB047 ZHU Sandy Yang RE Asset Management 2012-08-13 2013-08-05
BAB047 ZHU Sandy Yang RE Advising on Securities 2012-08-13 2013-08-05
BAB171 KIM Sam Yong Sang RE Advising on Securities 2012-08-16 2014-12-31
BAB171 KIM Sam Yong Sang RE Asset Management 2012-08-16 2014-12-31
BAB171 KIM Sam Yong Sang RO Dealing in Securities 2013-12-19 2014-12-31
BAB171 KIM Sam Yong Sang RE Dealing in Securities 2012-08-16 2013-12-19
BAB173 LAPIDOUS Dmitri RE Asset Management 2012-08-15 2014-07-26
BAB173 LAPIDOUS Dmitri RE Dealing in Securities 2012-08-15 2014-07-26
BAB173 LAPIDOUS Dmitri RE Advising on Securities 2012-08-15 2014-07-26
BAB872 ZHANG Yuqing 張宇青 RE Dealing in Securities 2012-08-22 2014-12-31
BAB872 ZHANG Yuqing 張宇青 RE Advising on Securities 2012-08-22 2014-12-31
BAB872 ZHANG Yuqing 張宇青 RE Asset Management 2012-08-22 2014-12-31
BAC401 RINGDAL Lauritz Lundberg RE Dealing in Securities 2013-04-30 2013-05-07
BAC401 RINGDAL Lauritz Lundberg RE Advising on Securities 2013-04-30 2013-05-07
BAC401 RINGDAL Lauritz Lundberg RE Dealing in Securities 2012-08-28 2012-09-04
BAC401 RINGDAL Lauritz Lundberg RE Advising on Securities 2012-08-28 2012-09-04
BAD398 MURFIN Owen David RE Advising on Securities 2012-08-30 2012-09-30
BAD398 MURFIN Owen David RE Dealing in Securities 2012-08-30 2012-09-30
BAD649 REOCH Jonathan Ian RE Advising on Securities 2014-06-24 2014-12-31
BAD649 REOCH Jonathan Ian RE Dealing in Securities 2014-06-24 2014-12-31
BAD649 REOCH Jonathan Ian RE Asset Management 2014-06-24 2014-12-31
BAE308 KURODA Masao RE Dealing in Securities 2012-09-12 2013-07-13
BAE308 KURODA Masao RE Advising on Securities 2012-09-12 2013-07-13
BAE308 KURODA Masao RE Asset Management 2012-09-12 2013-07-13
BAE534 MELLORS James Edward RE Advising on Securities 2012-09-14 2012-09-20
BAE534 MELLORS James Edward RE Dealing in Securities 2012-09-14 2012-09-20
BAE535 CHOEGYAL Rinchen Harry Charles 孔力 RE Asset Management 2012-09-17 2014-12-31
BAE535 CHOEGYAL Rinchen Harry Charles 孔力 RE Advising on Securities 2012-09-17 2014-12-31
BAE535 CHOEGYAL Rinchen Harry Charles 孔力 RE Dealing in Securities 2012-09-17 2014-12-31
BAE886 PELANT Heather Leigh RE Asset Management 2012-09-20 2014-06-14
BAE886 PELANT Heather Leigh RE Dealing in Securities 2012-09-20 2014-06-14
BAE886 PELANT Heather Leigh RE Advising on Securities 2012-09-20 2014-06-14
BAF629 CHOI Yeonju RE Advising on Securities 2012-10-04 2013-01-04
BAF629 CHOI Yeonju RE Dealing in Securities 2012-10-04 2013-01-04
BAG219 PLUMBERG Kevin Kelii RE Asset Management 2012-10-03 2013-05-01
BAG219 PLUMBERG Kevin Kelii RE Dealing in Securities 2012-10-03 2013-05-01
BAG219 PLUMBERG Kevin Kelii RE Advising on Securities 2012-10-03 2013-05-01
BAH356 STEEL Shawn Robert RE Advising on Securities 2012-10-08 2012-11-08
BAH356 STEEL Shawn Robert RE Dealing in Securities 2012-10-08 2012-11-08
BAH360 SMITH Bryan Jacob RE Advising on Securities 2012-10-08 2012-11-08
BAH360 SMITH Bryan Jacob RE Dealing in Securities 2012-10-08 2012-11-08
BAH701 CHAMBY Dan Charles RE Dealing in Securities 2014-10-10 2014-10-17
BAH701 CHAMBY Dan Charles RE Advising on Securities 2014-10-10 2014-10-17
BAH701 CHAMBY Dan Charles RE Advising on Securities 2012-10-11 2012-11-11
BAH701 CHAMBY Dan Charles RE Dealing in Securities 2012-10-11 2012-11-11
BAH949 WONG Ka Yiu Steve 黃家耀 RE Dealing in Securities 2014-11-05 2014-12-31
BAH949 WONG Ka Yiu Steve 黃家耀 RE Advising on Securities 2014-11-05 2014-12-31
BAH949 WONG Ka Yiu Steve 黃家耀 RE Asset Management 2014-11-05 2014-12-31
BAJ479 CHANG Lin Yun 張凌雲 RE Asset Management 2012-11-01 2013-11-02
BAJ479 CHANG Lin Yun 張凌雲 RE Dealing in Securities 2012-11-01 2013-11-02
BAJ479 CHANG Lin Yun 張凌雲 RE Advising on Securities 2012-11-01 2013-11-02
BAN012 MASON Grant Maurice RE Dealing in Securities 2012-11-28 2014-12-31
BAN012 MASON Grant Maurice RE Advising on Securities 2012-11-28 2014-12-31
BAN012 MASON Grant Maurice RE Asset Management 2012-11-28 2014-12-31
BAO306 TRAN Michelle Kate RE Advising on Securities 2012-12-04 2014-10-03
BAO306 TRAN Michelle Kate RE Asset Management 2012-12-04 2014-10-03
BAO306 TRAN Michelle Kate RE Dealing in Securities 2012-12-04 2014-10-03
BAP105 CHABANE Ilyas RE Advising on Securities 2013-07-22 2014-12-31
BAP105 CHABANE Ilyas RE Asset Management 2013-07-22 2014-12-31
BAP105 CHABANE Ilyas RE Dealing in Securities 2013-07-22 2014-12-31
BAQ201 LOU Chung-yueh 樓中岳 RE Advising on Securities 2013-01-02 2014-03-07
BAQ201 LOU Chung-yueh 樓中岳 RE Dealing in Securities 2013-01-02 2014-03-07
BAQ201 LOU Chung-yueh 樓中岳 RE Asset Management 2013-01-02 2014-03-07
BAQ216 WANG Leiyan 王磊燕 RE Asset Management 2013-01-02 2013-03-20
BAQ216 WANG Leiyan 王磊燕 RE Dealing in Securities 2013-01-02 2013-03-20
BAQ216 WANG Leiyan 王磊燕 RE Advising on Securities 2013-01-02 2013-03-20
BAR316 MUI Ho Fung 梅浩鋒 RE Advising on Securities 2013-01-03 2014-12-31
BAR316 MUI Ho Fung 梅浩鋒 RE Asset Management 2013-01-03 2014-12-31
BAR316 MUI Ho Fung 梅浩鋒 RE Dealing in Securities 2013-01-03 2014-12-31
BAT606 LU Stuart Bing Chuen 盧秉泉 RE Advising on Securities 2013-01-18 2014-12-31

Talk to us if you’re interested in using our tools to make informed decisions:

Send us a message to [email protected], or use the form below: