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Hong Kong SFC licensed institution AAF114
RBS Asia Securities (Hong Kong) Limited
蘇皇證券亞洲(香港)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAF114 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA213 WONG Chun Wah 王俊華 RE Dealing in Securities 2003-04-01 2005-02-04
AAA213 WONG Chun Wah 王俊華 RE Asset Management 2003-04-01 2004-05-31
AAA213 WONG Chun Wah 王俊華 RE Advising on Securities 2003-04-01 2004-05-31
AAA213 WONG Chun Wah 王俊華 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AAB227 CROSS David Frederick RO Dealing in Securities 2003-04-01 2005-02-08
AAB227 CROSS David Frederick RO Asset Management 2003-04-01 2004-09-28
AAB227 CROSS David Frederick RO Advising on Securities 2003-04-01 2004-09-28
AAB227 CROSS David Frederick RO Advising on Corporate Finance 2003-04-01 2004-09-28
AAD084 POON Chun Pong Daniel 潘振邦 RE Advising on Securities 2003-04-01 2005-02-04
AAD084 POON Chun Pong Daniel 潘振邦 RE Asset Management 2003-04-01 2005-02-04
AAD084 POON Chun Pong Daniel 潘振邦 RE Advising on Corporate Finance 2003-04-01 2005-02-04
AAD084 POON Chun Pong Daniel 潘振邦 RE Dealing in Securities 2003-04-01 2005-02-04
AAE969 POON Shu Fai, Ben 潘樹輝 RE Dealing in Securities 2003-04-01 2005-02-04
AAE969 POON Shu Fai, Ben 潘樹輝 RE Asset Management 2003-04-01 2004-06-01
AAE969 POON Shu Fai, Ben 潘樹輝 RE Advising on Securities 2003-04-01 2004-06-01
AAE969 POON Shu Fai, Ben 潘樹輝 RE Advising on Corporate Finance 2003-04-01 2004-06-01
AAE985 NG Po Yuen, Pauline 吳溥潤 RE Advising on Securities 2003-04-01 2005-02-04
AAE985 NG Po Yuen, Pauline 吳溥潤 RE Dealing in Securities 2003-04-01 2005-02-04
AAE985 NG Po Yuen, Pauline 吳溥潤 RE Asset Management 2003-04-01 2005-02-04
AAE985 NG Po Yuen, Pauline 吳溥潤 RE Advising on Corporate Finance 2003-04-01 2005-02-04
AAG055 LAU Ka Seung, Jimmy 劉嘉相 RE Dealing in Securities 2003-04-01 2005-02-04
AAG055 LAU Ka Seung, Jimmy 劉嘉相 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AAG055 LAU Ka Seung, Jimmy 劉嘉相 RE Asset Management 2003-04-01 2004-05-31
AAG055 LAU Ka Seung, Jimmy 劉嘉相 RE Advising on Securities 2003-04-01 2004-05-31
AAH588 LEE Wai Yin, Alice 李偉賢 RE Dealing in Securities 2003-04-01 2005-02-04
AAH588 LEE Wai Yin, Alice 李偉賢 RE Advising on Securities 2003-04-01 2004-05-31
AAH588 LEE Wai Yin, Alice 李偉賢 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AAH588 LEE Wai Yin, Alice 李偉賢 RE Asset Management 2003-04-01 2004-05-31
AAI487 LAU Tak Chuen, Airy 劉德泉 RE Dealing in Securities 2003-04-01 2005-02-04
AAI487 LAU Tak Chuen, Airy 劉德泉 RE Advising on Corporate Finance 2003-04-01 2005-02-04
AAI487 LAU Tak Chuen, Airy 劉德泉 RE Asset Management 2003-04-01 2005-02-04
AAI487 LAU Tak Chuen, Airy 劉德泉 RE Advising on Securities 2003-04-01 2005-02-04
AAV895 LUNG Man Han Alice 龍敏嫻 RE Advising on Securities 2003-04-01 2005-02-04
AAV895 LUNG Man Han Alice 龍敏嫻 RE Asset Management 2003-04-01 2005-02-04
AAV895 LUNG Man Han Alice 龍敏嫻 RE Dealing in Securities 2003-04-01 2005-02-04
AAV895 LUNG Man Han Alice 龍敏嫻 RE Advising on Corporate Finance 2003-04-01 2005-02-04
AAX339 MAN Kam Chiu 文錦超 RE Dealing in Securities 2003-04-01 2005-02-04
AAX339 MAN Kam Chiu 文錦超 RE Asset Management 2003-04-01 2004-05-31
AAX339 MAN Kam Chiu 文錦超 RE Advising on Securities 2003-04-01 2004-05-31
AAX339 MAN Kam Chiu 文錦超 RE Advising on Corporate Finance 2003-04-01 2004-05-31
ABA264 LEVENTHORPE Thomas Rooper RE Advising on Securities 2003-04-01 2005-02-04
ABA264 LEVENTHORPE Thomas Rooper RE Dealing in Securities 2003-04-01 2005-02-04
ABA264 LEVENTHORPE Thomas Rooper RE Advising on Corporate Finance 2003-04-01 2005-02-04
ABA264 LEVENTHORPE Thomas Rooper RE Asset Management 2003-04-01 2005-02-04
ABH139 LUI Ngai Him, James 雷毅謙 RE Dealing in Securities 2003-04-01 2004-04-28
ABH139 LUI Ngai Him, James 雷毅謙 RE Advising on Corporate Finance 2003-04-01 2004-04-28
ABH139 LUI Ngai Him, James 雷毅謙 RE Asset Management 2003-04-01 2004-04-28
ABH139 LUI Ngai Him, James 雷毅謙 RE Advising on Securities 2003-04-01 2004-04-28
ABM629 CHENG Chi Wah 鄭志華 RE Advising on Securities 2003-04-01 2005-02-04
ABM629 CHENG Chi Wah 鄭志華 RE Dealing in Securities 2003-04-01 2005-02-04
ABM629 CHENG Chi Wah 鄭志華 RE Advising on Corporate Finance 2003-04-01 2005-02-04
ABM629 CHENG Chi Wah 鄭志華 RE Asset Management 2003-04-01 2005-02-04
ABM893 WONG Mei Tseun 王美純 RE Dealing in Securities 2003-04-01 2005-02-04
ABM893 WONG Mei Tseun 王美純 RE Asset Management 2003-04-01 2004-06-01
ABM893 WONG Mei Tseun 王美純 RE Advising on Securities 2003-04-01 2004-06-01
ABM893 WONG Mei Tseun 王美純 RE Advising on Corporate Finance 2003-04-01 2004-06-01
ACA503 CHEN Fei 陳緋 RE Asset Management 2003-04-01 2003-06-03
ACA503 CHEN Fei 陳緋 RE Dealing in Securities 2003-04-01 2003-06-03
ACA503 CHEN Fei 陳緋 RE Advising on Corporate Finance 2003-04-01 2003-06-03
ACA503 CHEN Fei 陳緋 RE Advising on Securities 2003-04-01 2003-06-03
ACC652 JOHNSON Richard William Cramer RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACC652 JOHNSON Richard William Cramer RE Advising on Securities 2003-04-01 2003-06-25
ACC652 JOHNSON Richard William Cramer RE Dealing in Securities 2003-04-01 2003-06-25
ACC652 JOHNSON Richard William Cramer RE Asset Management 2003-04-01 2003-06-25
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Securities 2004-06-17 2005-02-04
ACR459 ABBISS Justin John RE Asset Management 2003-04-01 2005-02-04
ACR459 ABBISS Justin John RE Advising on Corporate Finance 2003-04-01 2005-02-04
ACR459 ABBISS Justin John RE Advising on Securities 2003-04-01 2005-02-04
ACR459 ABBISS Justin John RE Dealing in Securities 2003-04-01 2005-02-04
ACR495 MCCANN Neil Anthony RE Dealing in Securities 2003-09-25 2004-05-25
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Dealing in Securities 2003-04-01 2004-08-12
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Advising on Corporate Finance 2003-04-01 2004-08-12
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Asset Management 2003-04-01 2004-08-12
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Advising on Securities 2003-04-01 2004-08-12
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Advising on Securities 2003-04-01 2003-04-17
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Advising on Corporate Finance 2003-04-01 2003-04-17
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Asset Management 2003-04-01 2003-04-17
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Dealing in Securities 2003-04-01 2003-04-17
ACY281 LI Shuk Fat 李淑法 RE Advising on Corporate Finance 2003-04-01 2003-06-03
ACY281 LI Shuk Fat 李淑法 RE Dealing in Securities 2003-04-01 2003-06-03
ACY281 LI Shuk Fat 李淑法 RE Advising on Securities 2003-04-01 2003-06-03
ACY281 LI Shuk Fat 李淑法 RE Asset Management 2003-04-01 2003-06-03
ADA785 HO Sin Yi 何善儀 RE Dealing in Securities 2003-04-01 2005-02-04
ADA785 HO Sin Yi 何善儀 RE Advising on Securities 2003-04-01 2004-05-31
ADA785 HO Sin Yi 何善儀 RE Asset Management 2003-04-01 2004-05-31
ADA785 HO Sin Yi 何善儀 RE Advising on Corporate Finance 2003-04-01 2004-05-31
ADB641 ROBERTS David Northam RE Dealing in Securities 2004-09-07 2005-02-04
ADF140 WAN Yew Chye 范有財 RO Dealing in Securities 2003-04-01 2005-02-08
ADF140 WAN Yew Chye 范有財 RO Asset Management 2003-04-01 2004-09-24
ADH093 MILLIGAN Christopher Patrick RE Dealing in Securities 2004-06-08 2005-02-04
ADH898 CONNOR David Jonathan RE Dealing in Securities 2003-04-01 2005-02-04
ADH898 CONNOR David Jonathan RE Asset Management 2003-04-01 2004-06-08
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Securities 2004-06-17 2005-02-04
ADJ619 STIMPSON John Matthew RE Dealing in Securities 2004-01-16 2005-02-04
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Dealing in Securities 2004-07-12 2005-02-04
ADR277 TSE Ka Wai, Jaff 謝家威 RE Dealing in Securities 2003-06-12 2005-02-04
ADV020 KIM Hong Shik 金弘植 RE Dealing in Securities 2004-05-27 2005-02-04
ADW293 DUNBAR David Greig RE Dealing in Securities 2003-04-01 2004-01-01
ADW293 DUNBAR David Greig RE Asset Management 2003-04-01 2004-01-01
ADW293 DUNBAR David Greig RE Advising on Securities 2003-04-01 2004-01-01
ADW293 DUNBAR David Greig RE Advising on Corporate Finance 2003-04-01 2004-01-01
AEM493 KANG Stephen Soo Hwan RE Dealing in Securities 2004-05-04 2005-02-04
AFC755 BOYTON Jamie Phillip RE Advising on Corporate Finance 2003-04-01 2004-08-19
AFC755 BOYTON Jamie Phillip RE Asset Management 2003-04-01 2004-08-19
AFC755 BOYTON Jamie Phillip RE Dealing in Securities 2003-04-01 2004-08-19
AFC755 BOYTON Jamie Phillip RE Advising on Securities 2003-04-01 2004-08-19
AFE596 LEE Martin Kin Mann 李健文 RE Dealing in Securities 2003-04-01 2005-02-04
AFE596 LEE Martin Kin Mann 李健文 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AFE596 LEE Martin Kin Mann 李健文 RE Advising on Securities 2003-04-01 2004-05-31
AFE596 LEE Martin Kin Mann 李健文 RE Asset Management 2003-04-01 2004-05-31
AFS647 TAN Yew Boon 陳友文 RE Dealing in Securities 2004-06-21 2005-02-04
AFT708 KWAN Man Ki 關敏琪 RE Asset Management 2003-04-01 2005-02-04
AFT708 KWAN Man Ki 關敏琪 RE Advising on Securities 2003-04-01 2005-02-04
AFT708 KWAN Man Ki 關敏琪 RE Advising on Corporate Finance 2003-04-01 2005-02-04
AFT708 KWAN Man Ki 關敏琪 RE Dealing in Securities 2003-04-01 2005-02-04
AFY848 ROYDS Thomas Alexander RO Dealing in Securities 2003-04-01 2005-02-08
AFY848 ROYDS Thomas Alexander RO Advising on Corporate Finance 2003-04-01 2004-09-24
AFY848 ROYDS Thomas Alexander RO Asset Management 2003-04-01 2004-09-24
AFY848 ROYDS Thomas Alexander RO Advising on Securities 2003-04-01 2004-09-24
AGB470 LAPPIN Graham Michael RE Advising on Securities 2003-04-01 2005-02-04
AGB470 LAPPIN Graham Michael RE Asset Management 2003-04-01 2005-02-04
AGB470 LAPPIN Graham Michael RE Dealing in Securities 2003-04-01 2005-02-04
AGB470 LAPPIN Graham Michael RE Advising on Corporate Finance 2003-04-01 2005-02-04
AGB942 WOODROW John Thomas RE Advising on Corporate Finance 2003-04-01 2004-03-15
AGB942 WOODROW John Thomas RE Asset Management 2003-04-01 2004-03-15
AGB942 WOODROW John Thomas RE Dealing in Securities 2003-04-01 2004-03-15
AGB942 WOODROW John Thomas RE Advising on Securities 2003-04-01 2004-03-15
AGD017 MANN Patrick William RE Dealing in Securities 2004-03-22 2005-02-04
AGH978 LEE Yu Chuan RE Advising on Corporate Finance 2003-04-01 2004-10-06
AGH978 LEE Yu Chuan RE Dealing in Securities 2003-04-01 2004-10-06
AGH978 LEE Yu Chuan RE Asset Management 2003-04-01 2004-10-06
AGH978 LEE Yu Chuan RE Advising on Securities 2003-04-01 2004-10-06
AGN135 BARROW Jason Paul RO Dealing in Securities 2003-04-01 2005-01-17
AGN387 CAUGHEY Nicholas Egerton RE Dealing in Securities 2003-04-01 2005-02-04
AGN387 CAUGHEY Nicholas Egerton RE Advising on Corporate Finance 2003-04-01 2005-02-04
AGN387 CAUGHEY Nicholas Egerton RE Advising on Securities 2003-04-01 2005-02-04
AGN387 CAUGHEY Nicholas Egerton RE Asset Management 2003-04-01 2005-02-04
AGN388 AGOSTINI John Edward Cobcroft RE Advising on Corporate Finance 2003-04-01 2005-02-04
AGN388 AGOSTINI John Edward Cobcroft RE Dealing in Securities 2003-04-01 2005-02-04
AGN388 AGOSTINI John Edward Cobcroft RE Asset Management 2003-04-01 2005-02-04
AGN388 AGOSTINI John Edward Cobcroft RE Advising on Securities 2003-04-01 2005-02-04
AGT132 YIONG Hoi San 楊海山 RE Dealing in Securities 2003-04-01 2003-05-31
AGT132 YIONG Hoi San 楊海山 RE Advising on Corporate Finance 2003-04-01 2003-05-31
AGT132 YIONG Hoi San 楊海山 RE Advising on Securities 2003-04-01 2003-05-31
AGT132 YIONG Hoi San 楊海山 RE Asset Management 2003-04-01 2003-05-31
AGT675 KWAN Yat Tung, David 關日東 RE Asset Management 2003-04-01 2003-12-10
AGT675 KWAN Yat Tung, David 關日東 RE Advising on Securities 2003-04-01 2003-12-10
AGT675 KWAN Yat Tung, David 關日東 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AGT675 KWAN Yat Tung, David 關日東 RE Dealing in Securities 2003-04-01 2003-12-10
AGX020 RYAN Jonathan David RE Dealing in Securities 2003-04-01 2004-04-15
AGX020 RYAN Jonathan David RE Asset Management 2003-04-01 2003-09-01
AGX020 RYAN Jonathan David RE Advising on Securities 2003-04-01 2003-09-01
AGX020 RYAN Jonathan David RE Advising on Corporate Finance 2003-04-01 2003-09-01
AHC350 LAI King Kai 黎擎楷 RE Dealing in Securities 2004-07-15 2005-02-04
AHE138 GORDON Daniel RE Dealing in Securities 2003-04-01 2005-02-04
AHE138 GORDON Daniel RE Advising on Corporate Finance 2003-04-01 2003-09-01
AHE138 GORDON Daniel RE Advising on Securities 2003-04-01 2003-09-01
AHE138 GORDON Daniel RE Asset Management 2003-04-01 2003-09-01
AHN533 PARRY Giles Hubert RE Asset Management 2003-04-01 2005-02-04
AHN533 PARRY Giles Hubert RE Advising on Securities 2003-04-01 2005-02-04
AHN533 PARRY Giles Hubert RE Advising on Corporate Finance 2003-04-01 2005-02-04
AHN533 PARRY Giles Hubert RE Dealing in Securities 2003-04-01 2005-02-04
AHN633 HENDEL Mark Joseph RO Dealing in Securities 2003-04-01 2005-02-08
AIK892 KANG Gyong Hee RE Asset Management 2003-04-01 2005-02-04
AIK892 KANG Gyong Hee RE Dealing in Securities 2003-04-01 2005-02-04
AIK892 KANG Gyong Hee RE Advising on Securities 2003-04-01 2005-02-04
AIK892 KANG Gyong Hee RE Advising on Corporate Finance 2003-04-01 2005-02-04
AIX180 BARR Alastair Barclay RO Dealing in Securities 2003-07-24 2005-02-08
AIX180 BARR Alastair Barclay RE Dealing in Securities 2003-05-02 2003-07-24
AJK665 ZAKI Adam Anwar RE Dealing in Securities 2004-01-27 2004-08-26
AKO901 MORRIS Lyndon James RE Dealing in Securities 2004-08-12 2005-02-04

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