Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licensed institution AAD401
Morgan Stanley Hong Kong Securities Limited

Below are up to 1000 licences that were found for SFC-licensed institution AAD401 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD185 IP Hon Sum 葉漢森 RO Dealing in Securities 2011-03-08 2013-12-31
AAD185 IP Hon Sum 葉漢森 RO Dealing in Futures Contracts 2011-03-08 2013-12-31
AAD185 IP Hon Sum 葉漢森 RO Providing Automated Trading Services 2013-07-23 2013-12-31
AAD185 IP Hon Sum 葉漢森 RE Dealing in Futures Contracts 2010-12-06 2011-03-08
AAD209 MAK Ming Ying, Charles 麥銘英 RO Dealing in Securities 2010-02-22 2014-02-13
AAD209 MAK Ming Ying, Charles 麥銘英 RO Dealing in Futures Contracts 2010-11-30 2014-02-13
AAD209 MAK Ming Ying, Charles 麥銘英 RO Providing Automated Trading Services 2013-07-23 2014-02-13
AAD227 SIM Su Fen 沈素芬 RE Dealing in Securities 2003-04-01 2005-11-08
AAD238 TSUI Sze Kwan, Annie 崔士坤 RE Dealing in Securities 2007-02-12 2011-11-22
AAD238 TSUI Sze Kwan, Annie 崔士坤 RE Dealing in Futures Contracts 2010-12-06 2011-11-22
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Dealing in Securities 2003-04-01
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Dealing in Futures Contracts 2010-11-30
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Providing Automated Trading Services 2013-07-23
AAD828 CHAU Wing Hung 周永雄 RE Dealing in Securities 2003-04-01 2008-11-20
AAE718 CHOU Valerie 周曉澂 RE Dealing in Futures Contracts 2010-12-06 2011-09-05
AAG214 LAU Suk Yu 劉淑愉 RE Dealing in Futures Contracts 2010-12-06 2011-05-03
AAK471 BAKER Kurt Alexander 白光磊 RE Dealing in Securities 2003-04-01 2008-11-18
AAK868 CHENG Man Bing, Raymond 鄭文秉 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AAW009 LAI Pik Kwan 黎璧君 RE Dealing in Securities 2006-11-16 2008-02-11
AAW118 WONG Kar Hong 黃家康 RO Dealing in Securities 2004-12-08 2005-06-24
AAW329 WALSH Marcus James Finbarr RE Dealing in Futures Contracts 2010-12-06
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Dealing in Securities 2003-04-01 2014-04-29
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Dealing in Futures Contracts 2010-12-06 2014-04-29
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Providing Automated Trading Services 2013-07-24 2014-04-29
ABI394 EURWONGPRAVIT Praphant RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ABI412 SIT Ka Man, Loris 薛嘉敏 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ABM509 NG Ka Fuk 吳嘉福 RE Dealing in Securities 2004-11-02 2008-11-20
ABM948 O'SHEA Stephen Gerard RE Dealing in Futures Contracts 2010-12-06 2013-02-21
ABR628 CHING Sick Lun, Wallace 程識麟 RE Dealing in Futures Contracts 2011-04-18 2012-04-18
ABR919 FU Mingxia 傅明俠 RO Dealing in Securities 2012-01-30 2013-08-27
ABR919 FU Mingxia 傅明俠 RO Dealing in Futures Contracts 2012-01-30 2013-08-27
ABR919 FU Mingxia 傅明俠 RO Providing Automated Trading Services 2013-07-23 2013-08-27
ABR919 FU Mingxia 傅明俠 RE Dealing in Futures Contracts 2010-12-06 2012-01-30
ABS689 MENKES Leslie Scott RE Dealing in Futures Contracts 2010-12-06 2011-08-18
ABU367 CHEN Yat Sun 陳一新 RE Dealing in Securities 2003-04-01 2003-06-18
ABV967 KWOK Pui Ying 郭佩瑛 RE Dealing in Securities 2003-04-01 2012-01-10
ABV967 KWOK Pui Ying 郭佩瑛 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Dealing in Futures Contracts 2010-12-06 2011-03-08
ACA981 AINSWORTH David Nicholas RE Dealing in Securities 2003-04-01 2008-05-15
ACB812 WONG Kin, Kenneth 黃健 RO Dealing in Securities 2004-11-02 2005-05-12
ACB812 WONG Kin, Kenneth 黃健 RE Dealing in Securities 2004-06-17 2004-11-02
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ACC217 LIU Sum Ching 廖心澄 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACD401 SIAO Stanford Tzu Ang 蕭子昂 RO Dealing in Securities 2003-04-01 2004-03-23
ACD687 CHAN Eva Wu 陳胡翠萍 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ACD710 TSO Yan Yee 曹恩宜 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACE653 LEUNG Wendy 梁慧儀 RE Dealing in Futures Contracts 2011-01-03 2012-05-14
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Dealing in Futures Contracts 2010-12-06 2018-09-28
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Dealing in Securities 2008-03-27 2010-01-08
ACI620 HE Shirley Ying 何穎 RE Dealing in Securities 2003-04-01
ACI620 HE Shirley Ying 何穎 RE Dealing in Futures Contracts 2010-12-06
ACI620 HE Shirley Ying 何穎 RE Providing Automated Trading Services 2013-07-24
ACJ603 WONG Man Chung 黃敏聰 RE Dealing in Securities 2003-04-01 2011-11-10
ACJ603 WONG Man Chung 黃敏聰 RE Dealing in Futures Contracts 2010-12-06 2011-11-10
ACJ672 NG Wai Bun, Reuben 吳維斌 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACK872 TSENG Yee, Paul 曾儀 RE Dealing in Securities 2010-06-17 2018-08-30
ACK872 TSENG Yee, Paul 曾儀 RE Dealing in Futures Contracts 2010-12-06 2018-08-30
ACK872 TSENG Yee, Paul 曾儀 RE Providing Automated Trading Services 2013-07-24 2018-08-30
ACO908 TUNG Peter Tze-Chung 童致中 RE Dealing in Futures Contracts 2010-12-06 2011-06-07
ACQ777 LE Yi 樂益 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Securities 2005-10-18 2005-12-17
ACQ856 DONALD Matthew Henry RE Dealing in Futures Contracts 2017-09-22 2018-02-05
ACQ856 DONALD Matthew Henry RE Dealing in Securities 2017-09-22 2018-02-05
ACQ856 DONALD Matthew Henry RE Providing Automated Trading Services 2017-09-22 2018-02-05
ACQ856 DONALD Matthew Henry RO Dealing in Securities 2005-06-01 2017-09-22
ACQ856 DONALD Matthew Henry RO Dealing in Futures Contracts 2010-11-30 2017-09-22
ACQ856 DONALD Matthew Henry RO Providing Automated Trading Services 2013-07-23 2017-09-22
ACR244 THAKKAR Manoj Budhdhidhan RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACR459 ABBISS Justin John RE Dealing in Securities 2006-02-21 2010-02-10
ACT200 KAM Ka Wo 金嘉和 RE Dealing in Securities 2003-04-01 2010-08-02
ACU961 COUGHLIN Gerard James RO Dealing in Securities 2003-04-01 2004-10-15
ACW174 KAWANO Hiroshi 川野洋 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACW374 LAM Wah Yu 林華宇 RE Dealing in Futures Contracts 2011-05-17 2012-05-14
ACX715 CHU Chi Yan, Brian 朱智仁 RE Dealing in Securities 2006-06-06 2010-06-11
ACZ365 WONG Linda Wai Ling 黃慧玲 RE Dealing in Securities 2003-08-04 2006-01-11
ADB038 YUM Lai Yee 任麗儀 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADB185 CHENG Yan Chiu, Joshua 鄭恩超 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADB608 CHAN Shuk Man, Susanna 陳淑雯 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADB786 CHAK Wing Kai, Alan 翟永基 RE Dealing in Securities 2004-06-25 2012-01-10
ADB786 CHAK Wing Kai, Alan 翟永基 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
ADC007 CHEN Sze Wai, Vivian 陳詩慧 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADH039 REZA Mehdee RO Dealing in Futures Contracts 2013-10-22
ADH039 REZA Mehdee RE Dealing in Futures Contracts 2010-12-06 2013-10-22
ADI126 TING Patrick 丁維昌 RE Dealing in Securities 2009-04-03
ADI126 TING Patrick 丁維昌 RE Dealing in Futures Contracts 2010-12-06
ADI126 TING Patrick 丁維昌 RE Providing Automated Trading Services 2013-07-25
ADI588 FOO Mei-Hiem Michele 符美琴 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADI698 LIU Man Lai, Manly 廖文禮 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADJ310 WU Mei Ling 胡美玲 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADM712 SAM Shook Fung 沈淑芳 RE Dealing in Securities 2006-05-02 2016-01-08
ADM712 SAM Shook Fung 沈淑芳 RE Dealing in Futures Contracts 2010-12-06 2016-01-08
ADM712 SAM Shook Fung 沈淑芳 RE Providing Automated Trading Services 2013-07-24 2016-01-08
ADM896 WONG Wai Chow, Daren 王偉洲 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
ADQ241 TOM Judy RE Dealing in Futures Contracts 2010-12-06 2016-01-01
ADR828 LEE Mang Chuen, Anthony 李孟全 RE Dealing in Securities 2003-04-01 2006-06-09
ADS283 HASAN Haroon RE Dealing in Futures Contracts 2010-12-06 2011-11-29
ADT336 TUCKWELL Zachary Scott RE Providing Automated Trading Services 2018-11-21
ADT336 TUCKWELL Zachary Scott RE Dealing in Futures Contracts 2018-11-21
ADT336 TUCKWELL Zachary Scott RE Dealing in Securities 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Dealing in Securities 2013-12-12 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Dealing in Futures Contracts 2013-12-12 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Providing Automated Trading Services 2013-12-12 2018-11-21
ADT336 TUCKWELL Zachary Scott RE Dealing in Securities 2009-12-22 2013-12-12
ADT336 TUCKWELL Zachary Scott RE Dealing in Futures Contracts 2010-12-06 2013-12-12
ADT336 TUCKWELL Zachary Scott RE Providing Automated Trading Services 2013-07-24 2013-12-12
ADT849 CHOR Ko Fung, Voiron 左高峰 RE Dealing in Futures Contracts 2010-12-06 2011-05-23
ADV329 LEE Man Yiu, Paul 李文耀 RE Providing Automated Trading Services 2016-02-29
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Futures Contracts 2016-02-29
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Securities 2016-02-29
ADV674 DAY Laura Luen 陳小鸞 RE Dealing in Futures Contracts 2010-12-06 2017-04-06
ADW634 LAM Pung 林芃 RE Dealing in Futures Contracts 2010-12-06 2012-06-04
ADW757 YIN Jia Lu 殷佳璐 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADX194 VIJAYA RAGHAVAN Ramesh RE Dealing in Securities 2003-04-01 2008-11-20
ADX213 STONE Mark Geoffrey RE Dealing in Futures Contracts 2010-12-06 2011-06-09
ADX255 NG Wai Fong, Maggie 吳惠芳 RE Dealing in Futures Contracts 2010-12-06 2011-02-07
ADY032 HO Hiu Tan 何曉丹 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADZ043 YANG Zong-Di 楊容蒂 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADZ741 CHU Pui Shan, Agnes 朱珮珊 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Securities 2006-10-25 2008-03-26
AEC581 PANG Heng 龐亨 RE Dealing in Futures Contracts 2010-12-06 2011-06-03
AED838 SAMTANI Prem Haroomal Ramchand RE Dealing in Futures Contracts 2011-02-01 2012-04-05
AED838 SAMTANI Prem Haroomal Ramchand RE Dealing in Securities 2011-02-01 2012-04-05
AEF107 RYU James-Hong Yeal RE Dealing in Securities 2003-04-01 2003-08-07
AEF465 WONG Shuk Han 黃淑嫻 RE Dealing in Futures Contracts 2010-12-06
AEF812 TSAO Philip 曹為實 RE Dealing in Securities 2010-02-26 2011-03-29
AEF812 TSAO Philip 曹為實 RE Dealing in Futures Contracts 2010-12-06 2011-03-29
AEF968 LAROIA Gokul RO Dealing in Securities 2011-07-28
AEF968 LAROIA Gokul RO Providing Automated Trading Services 2013-07-23
AEF968 LAROIA Gokul RO Dealing in Futures Contracts 2014-07-10
AEH889 WUN Yuen Yan 尹婉欣 RE Dealing in Futures Contracts 2011-05-26 2012-05-14
AEI036 KWAN Lai Ho, Lisa 關麗河 RE Dealing in Futures Contracts 2010-12-06 2018-06-20
AEI036 KWAN Lai Ho, Lisa 關麗河 RE Dealing in Securities 2004-01-09 2014-09-15
AEI263 MAK Kar Yue 麥嘉如 RE Dealing in Futures Contracts 2010-12-06 2011-04-01
AEJ175 SHUM Yuk Yee 岑玉如 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEJ195 SHUM Lap Fai, Vincent 岑立輝 RE Dealing in Futures Contracts 2010-12-06
AEJ276 WONG Ching Yee, Fanny 黃靜儀 RE Dealing in Securities 2004-01-09 2006-03-29
AEJ585 SISTERSON Edward Maxwell RE Dealing in Futures Contracts 2010-12-06 2017-07-21
AEJ585 SISTERSON Edward Maxwell RE Dealing in Securities 2013-07-05 2017-07-21
AEJ585 SISTERSON Edward Maxwell RE Providing Automated Trading Services 2013-07-24 2017-07-21
AEJ676 KWOK Pui Shan 郭珮珊 RE Dealing in Securities 2003-04-01
AEJ676 KWOK Pui Shan 郭珮珊 RE Dealing in Futures Contracts 2010-12-06
AEJ676 KWOK Pui Shan 郭珮珊 RE Providing Automated Trading Services 2013-07-24
AEL987 MA Chun Leung, Christopher 馬鎮良 RE Dealing in Securities 2003-04-01 2011-05-19
AEL987 MA Chun Leung, Christopher 馬鎮良 RE Dealing in Futures Contracts 2010-12-06 2011-05-19
AEM116 LIN Qi RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEM703 LIN David Bingjun 林秉俊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEM911 CHIEN Grace Liang-jung 簡良蓉 RE Dealing in Futures Contracts 2010-12-06 2011-05-03
AEN824 ROY Ranodeb RO Dealing in Futures Contracts 2010-11-30 2011-09-02
AEN915 YEUNG Kwok Choi 楊國才 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEO779 CHIU MILLIOT Kit Hang, Mabel 晁潔恒 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEP791 WONG Shui Tong 黃瑞棠 RO Dealing in Securities 2004-08-06 2006-04-13
AEP791 WONG Shui Tong 黃瑞棠 RE Dealing in Securities 2003-04-01 2004-08-06
AEQ086 LUK Yin Man 陸燕雯 RE Dealing in Securities 2007-10-22 2008-07-21
AER418 CHENG Man Wai 鄭文偉 RE Dealing in Futures Contracts 2011-06-07 2012-05-14
AER421 LAU Wai Choy 劉偉才 RE Dealing in Securities 2004-01-13 2004-08-28
AES313 MAK Wing Shan, Priscilla 麥詠珊 RE Dealing in Futures Contracts 2013-05-10 2016-10-21
AES313 MAK Wing Shan, Priscilla 麥詠珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AET390 KARUHADEJ Karn RE Dealing in Securities 2014-01-23 2018-05-03
AET390 KARUHADEJ Karn RE Providing Automated Trading Services 2014-01-23 2018-05-03
AET390 KARUHADEJ Karn RE Dealing in Futures Contracts 2014-01-23 2018-05-03
AET390 KARUHADEJ Karn RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEU144 GRIFFIN Gregory Lester RE Dealing in Securities 2004-08-09 2006-05-04
AEW788 LUK Man To 陸文滔 RE Dealing in Securities 2006-04-03 2007-01-23
AEY336 RAJPAL Amit RE Dealing in Securities 2007-08-15 2008-07-28
AEY560 HURST Richard Mark RE Dealing in Securities 2007-07-27 2010-06-11
AEY594 VERDON Craig David Christopher RO Dealing in Futures Contracts 2013-11-14
AEY594 VERDON Craig David Christopher RO Dealing in Securities 2013-11-14
AEY594 VERDON Craig David Christopher RO Providing Automated Trading Services 2013-11-14
AEY594 VERDON Craig David Christopher RE Dealing in Futures Contracts 2013-08-05 2013-11-14
AEY594 VERDON Craig David Christopher RE Providing Automated Trading Services 2013-08-05 2013-11-14
AEY594 VERDON Craig David Christopher RE Dealing in Securities 2013-08-05 2013-11-14
AEZ956 BAHUREL Julien Yves RE Dealing in Securities 2010-04-14 2010-08-23
AFA183 CHAMBERLAIN Stephen Paul RE Dealing in Securities 2005-02-01 2005-04-04
AFA183 CHAMBERLAIN Stephen Paul RO Dealing in Securities 2003-04-01 2005-02-01
AFA282 LAI Doris 黎玉冰 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFB711 SHUM Wai Bill, Patrick 岑維標 RE Dealing in Securities 2005-11-01 2006-09-04
AFC527 LEE Huey-Ying 李惠穎 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFC914 WONG Wing Nin 黃永年 RE Dealing in Securities 2006-12-01 2007-10-18
AFD155 CHAN Godwin 陳國耀 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFD356 CHAMBERS Ian Douglas RE Dealing in Futures Contracts 2010-12-06
AFD459 NG Chi Hin 吳志軒 RE Dealing in Securities 2007-10-26 2008-07-14
AFF118 LEE Chi Fat, Chester 李智發 RE Dealing in Futures Contracts 2011-05-03 2012-04-24
AFJ969 STRAIN Nicholas Andrew RE Dealing in Futures Contracts 2010-12-06 2013-01-12
AFL363 LIM Fung Ee 林方義 RE Dealing in Securities 2007-10-26 2008-11-07
AFN128 TSANG Kan Yee 曾嘉儀 RE Dealing in Futures Contracts 2010-12-06 2011-02-01
AFN868 CHEUNG Ka Wai, Stella 張嘉慧 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFO839 WONG Sze Yan 黃詩茵 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFP039 MA Viktor Xiang RE Dealing in Futures Contracts 2010-12-06 2013-01-15
AFP508 WONG Sze Ki 黃思琪 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFQ905 CHAN Chau Yuen 陳秋源 RE Dealing in Securities 2007-10-16 2015-06-26
AFQ905 CHAN Chau Yuen 陳秋源 RE Dealing in Futures Contracts 2010-12-06 2015-06-26
AFQ905 CHAN Chau Yuen 陳秋源 RE Providing Automated Trading Services 2013-07-24 2015-06-26
AFS492 YONG Lai Har, Angela 楊麗霞 RE Dealing in Futures Contracts 2010-12-06 2019-03-04
AFS492 YONG Lai Har, Angela 楊麗霞 RE Dealing in Securities 2004-01-09 2014-09-15
AFS525 YEN Jason James 嚴嘉浩 RE Dealing in Futures Contracts 2010-12-06 2011-05-16
AFS526 WONG Timothy Tin Wai 黃天維 RE Providing Automated Trading Services 2014-07-09
AFS526 WONG Timothy Tin Wai 黃天維 RE Dealing in Futures Contracts 2014-07-09
AFS526 WONG Timothy Tin Wai 黃天維 RE Dealing in Securities 2014-07-09
AFS562 SZE Wing 施榮 RE Dealing in Securities 2011-03-28 2012-08-31
AFS562 SZE Wing 施榮 RE Dealing in Futures Contracts 2011-03-28 2012-08-31
AFS760 SHUM Anita Pui Ka 沈貝嘉 RE Dealing in Futures Contracts 2010-12-06 2011-06-03
AFS879 ZENG Weijing 曾衛京 RE Dealing in Futures Contracts 2014-03-24 2016-01-19
AFS943 CHIU Jacky Tun Kin 趙端建 RE Dealing in Securities 2006-03-21 2015-06-10
AFS943 CHIU Jacky Tun Kin 趙端建 RE Dealing in Futures Contracts 2010-12-06 2015-06-10
AFS943 CHIU Jacky Tun Kin 趙端建 RE Providing Automated Trading Services 2013-07-24 2015-06-10
AFT499 TIFFIN Philip John RE Dealing in Securities 2008-12-01 2009-06-15
AFT538 TSANG Chi Ho, William 曾智豪 RE Dealing in Securities 2003-04-01
AFT538 TSANG Chi Ho, William 曾智豪 RE Dealing in Futures Contracts 2010-12-06
AFT538 TSANG Chi Ho, William 曾智豪 RE Providing Automated Trading Services 2013-07-24
AFT539 NG Ho Chih, Gigi 吳浩芷 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFT834 BUCHER Michael Max RE Dealing in Futures Contracts 2011-09-21 2016-02-29
AFU650 KWOK Cammie 郭錦瑩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFU864 ZHANG Xinxin 張欣欣 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFV353 FANG Chih-Shang 方至善 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFV791 YUEN Chui Lan 袁翠蘭 RE Dealing in Futures Contracts 2010-12-06 2012-05-03
AFV860 LAI Kai Wing 黎啟榮 RE Dealing in Securities 2009-01-08 2019-03-13
AFV860 LAI Kai Wing 黎啟榮 RE Dealing in Futures Contracts 2010-12-06 2019-03-13
AFV860 LAI Kai Wing 黎啟榮 RE Providing Automated Trading Services 2013-07-24 2019-03-13
AFW092 WRAIGHT David John RE Dealing in Futures Contracts 2010-12-06 2018-10-04
AFW125 YANG Xiaodong 楊曉東 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFW252 SELKRIG John Raymond Leslie RE Dealing in Futures Contracts 2010-12-06
AFW866 KANG Taejin RE Dealing in Futures Contracts 2010-12-06
AFW899 LI Siu Kim 李紹劍 RE Dealing in Securities 2008-02-11 2008-11-07
AFX539 ROMANO Stefano RE Dealing in Futures Contracts 2010-12-06
AFZ129 YIP Darren Charles RO Providing Automated Trading Services 2013-10-22
AFZ129 YIP Darren Charles RO Dealing in Securities 2013-10-22
AFZ129 YIP Darren Charles RO Dealing in Futures Contracts 2013-10-22
AFZ129 YIP Darren Charles RE Dealing in Securities 2007-08-15 2013-10-22
AFZ129 YIP Darren Charles RE Dealing in Futures Contracts 2010-12-06 2013-10-22
AFZ129 YIP Darren Charles RE Providing Automated Trading Services 2013-07-24 2013-10-22
AFZ170 FUNG Chui Shan 馮翠珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFZ721 SO Shun Yi, Louisa 蘇順儀 RE Dealing in Securities 2008-05-02 2008-08-11
AGB131 SHAM Sze Ting 沈詩婷 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGB910 WONG Hor Yee, Patricia 黃可兒 RE Dealing in Futures Contracts 2011-01-31
AGC131 TAN Hwei Ling 陳慧灵 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Securities 2005-10-26 2007-06-05
AGC952 LETTS Darren Arthur Bohrsmann RE Dealing in Securities 2004-08-09 2009-03-31
AGD250 YAP Mei Lin RE Dealing in Futures Contracts 2010-12-06 2012-05-15
AGE034 LAM Wai Nam 林偉楠 RE Dealing in Futures Contracts 2013-12-12 2017-12-06
AGF374 TANG Wing Sze Winnie 鄧詠詩 RE Dealing in Futures Contracts 2011-04-08 2012-02-17
AGG270 COLVILL Daniel Stephen RE Dealing in Futures Contracts 2010-12-06
AGG270 COLVILL Daniel Stephen RE Dealing in Securities 2013-12-09
AGG270 COLVILL Daniel Stephen RE Providing Automated Trading Services 2013-12-09
AGG744 LI Chun Kit 李俊杰 RE Dealing in Futures Contracts 2015-09-14
AGG744 LI Chun Kit 李俊杰 RE Dealing in Securities 2015-09-14
AGG744 LI Chun Kit 李俊杰 RE Providing Automated Trading Services 2015-09-14
AGG935 WONG Wai Yan 黃惠恩 RE Dealing in Futures Contracts 2017-09-14
AGH024 BAGAMAN Farrah RE Dealing in Securities 2010-06-28
AGH024 BAGAMAN Farrah RE Dealing in Futures Contracts 2010-12-06
AGH024 BAGAMAN Farrah RE Providing Automated Trading Services 2013-07-24
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Securities 2013-07-03 2014-05-27
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Futures Contracts 2013-07-03 2014-05-27
AGH585 RENARD Jean-Guy, Raymond, Charles RE Providing Automated Trading Services 2013-08-09 2014-05-27
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Securities 2005-07-12 2006-12-28
AGJ200 NG Sau Wai, Betty 吳秀慧 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGJ209 HUNG Chia Wei 洪嘉偉 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGJ889 LEUNG Yin Man 梁燕文 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGL393 CLAPPIER John Frederick RE Dealing in Futures Contracts 2010-12-06 2011-05-24
AGM447 TAN Khye Hee RO Dealing in Futures Contracts 2010-11-30 2016-07-08
AGM793 CHOW Ka Wing 周嘉瑩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGN388 AGOSTINI John Edward Cobcroft RE Dealing in Futures Contracts 2010-12-06 2016-07-14
AGN388 AGOSTINI John Edward Cobcroft RE Dealing in Securities 2007-04-30 2013-09-05
AGN693 LAM Tin Yan, Samantha 林天欣 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGO959 KWOK Yin Hang, Connie 郭彥恆 RE Dealing in Futures Contracts 2010-12-06 2012-07-11
AGT677 LEE Melisa Gaik Lin RE Dealing in Futures Contracts 2010-12-06 2012-01-10
AGU865 AU Noor Wah 歐諾華 RE Dealing in Securities 2010-01-12
AGU865 AU Noor Wah 歐諾華 RE Dealing in Futures Contracts 2010-12-06
AGU865 AU Noor Wah 歐諾華 RE Providing Automated Trading Services 2013-07-24
AGV336 CHAU Yiu Man, Kenneth 周耀文 RE Dealing in Securities 2006-05-17 2008-03-11
AGW021 TAYLOR Stacey Marie RE Dealing in Securities 2003-04-01 2003-12-19
AGW987 HENG Juinn Wen, Zachary 王君文 RE Dealing in Futures Contracts 2012-03-28 2013-01-15
AHC475 APABHAI Mohammed Zuned RE Dealing in Securities 2006-09-26 2008-11-20
AHD904 CHIM Ting Ting, Elaine 詹婷婷 RE Dealing in Futures Contracts 2010-12-06 2011-09-01
AHH618 CHUA Siong Kheng 蔡尚慶 RE Dealing in Securities 2007-07-24 2008-11-07
AHJ403 GOUGH James Ashley Peter RE Dealing in Futures Contracts 2018-09-04
AHJ403 GOUGH James Ashley Peter RE Providing Automated Trading Services 2018-09-04
AHJ403 GOUGH James Ashley Peter RE Dealing in Securities 2018-09-04
AHJ403 GOUGH James Ashley Peter RE Dealing in Futures Contracts 2018-04-26 2018-04-30
AHL627 YPSILANTI Alexander George RE Dealing in Securities 2010-05-03 2012-06-15
AHL627 YPSILANTI Alexander George RE Dealing in Futures Contracts 2010-12-06 2012-06-15
AHN578 CHENG Chi Yuet 鄭子越 RE Dealing in Futures Contracts 2011-04-15 2012-05-14
AHR083 YU Kai Kai 余皆佳 RE Dealing in Futures Contracts 2010-12-06 2014-09-26
AHR083 YU Kai Kai 余皆佳 RE Dealing in Securities 2009-10-02 2013-09-05
AHS273 YATES Jason RO Dealing in Securities 2017-01-04
AHS273 YATES Jason RO Providing Automated Trading Services 2017-01-04
AHS273 YATES Jason RO Dealing in Futures Contracts 2017-01-04
AHS273 YATES Jason RE Dealing in Securities 2005-06-30 2017-01-04
AHS273 YATES Jason RE Dealing in Futures Contracts 2010-12-06 2017-01-04
AHS273 YATES Jason RE Providing Automated Trading Services 2013-07-24 2017-01-04
AHS855 YANG Zhenyu 楊振宇 RE Dealing in Futures Contracts 2016-06-13
AHT589 WANG Bin 王斌 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AHX658 LAU Hon Wei 劉豐輝 RE Dealing in Securities 2010-01-15 2014-05-26
AHX658 LAU Hon Wei 劉豐輝 RE Dealing in Futures Contracts 2010-12-06 2014-05-26
AHX658 LAU Hon Wei 劉豐輝 RE Providing Automated Trading Services 2013-07-24 2014-05-26
AHZ633 KIM Bum Soo RE Dealing in Securities 2006-04-18 2010-08-16
AIB355 LEE Hung Kee, Andy 李鴻基 RE Dealing in Futures Contracts 2010-12-06 2011-03-22
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Securities 2007-08-01 2009-02-13
AID159 MAK Yuen Man, Marian 麥沅雯 RE Dealing in Futures Contracts 2010-12-06 2017-01-24
AIE430 BROWN Brian Robert RE Dealing in Securities 2003-04-01 2008-05-15
AIF576 CHEUNG Shui Fai 張水輝 RE Dealing in Securities 2007-07-10 2008-11-20
AIH348 KIM Yong Chan 金容賛 RE Dealing in Securities 2005-12-14 2012-01-10
AIH348 KIM Yong Chan 金容賛 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
AIN600 TAM Van See, Joyce 譚尹斯 RE Dealing in Futures Contracts 2012-07-09 2013-08-01
AIN600 TAM Van See, Joyce 譚尹斯 RE Dealing in Futures Contracts 2011-07-18 2012-05-14
AIR096 YANG Wai Sum, Vivian 楊慧沁 RE Dealing in Futures Contracts 2011-08-15 2012-05-14
AIR860 DUNNETT Janice 林蘭英 RE Dealing in Securities 2010-04-15 2012-06-07
AIR860 DUNNETT Janice 林蘭英 RE Dealing in Futures Contracts 2010-12-06 2012-06-07
AIS085 FALLOON Benjamin John RO Dealing in Futures Contracts 2015-06-16 2017-03-07
AIS085 FALLOON Benjamin John RE Dealing in Futures Contracts 2010-12-06 2015-06-16
AIX083 KAM Chun Pong, Lawrence 金振邦 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AJB619 ABBOTT Timothy Mark RE Dealing in Futures Contracts 2010-12-06 2014-07-29
AJB764 WU Joseph Shi Li 武士立 RE Dealing in Securities 2009-06-11 2011-01-14
AJB764 WU Joseph Shi Li 武士立 RE Dealing in Futures Contracts 2010-12-06 2011-01-14
AJC114 JULLIENNE Jean Marc RE Dealing in Securities 2009-04-03
AJC114 JULLIENNE Jean Marc RE Dealing in Futures Contracts 2010-12-06
AJC114 JULLIENNE Jean Marc RE Providing Automated Trading Services 2013-07-24
AJC630 TAN Beng Kiat Adrian RE Dealing in Securities 2008-03-03 2013-01-14
AJC630 TAN Beng Kiat Adrian RE Dealing in Futures Contracts 2010-12-06 2013-01-14
AJC938 LOH Wan Sze 羅宛詩 RE Dealing in Futures Contracts 2014-09-02 2017-08-11
AJD244 COONEY Michael James RE Dealing in Securities 2006-11-16 2008-12-08
AJD519 CHANG Pei Yao, Irene 張佩瑤 RE Dealing in Futures Contracts 2010-12-06 2012-02-10
AJE164 CHIN Hwee Li, Winnie RE Dealing in Futures Contracts 2010-12-06 2015-04-13
AJE393 CHI Rui 遲睿 RE Dealing in Futures Contracts 2014-04-30 2014-05-22
AJE525 LEE Christopher Sung RE Dealing in Securities 2006-11-01 2010-07-13
AJH103 MAN Lai Yee 文麗儀 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AJH310 FOOTIT Simon Courtney RE Dealing in Futures Contracts 2010-12-06 2011-07-21
AJH433 NG Kwok Wing 吳國榮 RE Dealing in Futures Contracts 2010-12-06 2018-01-16
AJI533 GALLO Fabrizio RE Dealing in Securities 2005-10-31 2009-09-02
AJI533 GALLO Fabrizio RO Dealing in Securities 2004-07-16 2005-10-31
AJI533 GALLO Fabrizio RE Dealing in Securities 2003-12-19 2004-07-16
AJI670 CHIU Kin Leung 趙建樑 RE Dealing in Futures Contracts 2015-01-19
AJI670 CHIU Kin Leung 趙建樑 RE Dealing in Futures Contracts 2010-12-06 2012-07-18
AJK662 KWONG Alan Chi Hang RE Dealing in Securities 2007-10-26 2015-02-25
AJK662 KWONG Alan Chi Hang RE Dealing in Futures Contracts 2010-12-06 2015-02-25
AJK662 KWONG Alan Chi Hang RE Providing Automated Trading Services 2013-07-24 2015-02-25
AJK798 MANN Chi Sam 文志生 RE Dealing in Securities 2007-10-02 2008-11-20
AJL211 SIMPSON Richard Christopher Edward RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AJL947 TSENG Pei Yen, Elizabeth 曾珮妍 RE Dealing in Securities 2008-02-19 2013-06-30
AJL947 TSENG Pei Yen, Elizabeth 曾珮妍 RE Dealing in Futures Contracts 2010-12-06 2013-06-30
AJL948 TANG Kit Man, Greta 鄧潔雯 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AJM736 IP Judith 葉蔓虹 RE Dealing in Futures Contracts 2011-05-23 2011-12-28
AJO552 LI Katherine Bei 李蓓 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
AKI542 CRAWFORD Adam John Sharman RE Dealing in Securities 2007-03-01 2011-01-19
AKI542 CRAWFORD Adam John Sharman RE Dealing in Futures Contracts 2010-12-06 2011-01-19
AKI550 TSENG Tzu Wen, Maryann 曾慈雯 RE Dealing in Futures Contracts 2010-12-06 2017-06-21
AKI965 SIM Hwee Hoon 沈慧芬 RE Dealing in Futures Contracts 2010-12-06 2016-10-18
AKJ058 FU Pauline Po Lam 傅寶琳 RE Dealing in Securities 2004-05-28 2005-06-01
AKJ147 LOOK Rosalind RE Dealing in Futures Contracts 2010-12-06 2018-11-30
AKO184 AGARWAL Anuja RE Dealing in Securities 2007-03-12 2008-11-20
AKO829 ZHU Jiang 朱江 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
AKP101 CHAN May Suk Wai 陳淑慧 RE Dealing in Futures Contracts 2010-12-06 2011-06-03
AKP278 HSU Ka Shin, Lawrence 許凱鑫 RE Dealing in Securities 2004-05-17 2010-04-26
AKP395 TSE Wing Han, Monida 謝詠嫺 RE Dealing in Securities 2004-05-17 2005-10-04
AKP607 JARRETT Caroline Grace RE Dealing in Securities 2006-09-11 2014-08-04
AKP607 JARRETT Caroline Grace RE Dealing in Futures Contracts 2010-12-06 2014-08-04
AKP607 JARRETT Caroline Grace RE Providing Automated Trading Services 2013-07-24 2014-08-04
AKT416 HO Ying Hsin, Angela 何穎欣 RE Dealing in Futures Contracts 2015-08-21 2018-09-25
AKU344 RANJAN Rajeev RE Dealing in Securities 2006-07-20 2007-06-07
AKU876 CHAN Wing Wai, Albert 陳永威 RE Providing Automated Trading Services 2018-12-03
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Futures Contracts 2018-12-03
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Securities 2018-12-03
AKV218 LUI Wing Sze 呂詠詩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AKW773 HO Wing Kai 何穎佳 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AKW851 LEE Dong-Jun John RE Dealing in Futures Contracts 2010-12-06
AKX264 LUK Yuen San, Karen 陸潤珊 RE Dealing in Futures Contracts 2010-12-06 2011-10-17
AKX264 LUK Yuen San, Karen 陸潤珊 RE Dealing in Securities 2004-07-09 2011-05-01
AKY652 WONG Hoi Yan, Vanessa 黃凱欣 RE Dealing in Futures Contracts 2010-12-06 2012-05-21
ALB116 BRAY Lionel Philip Mitchell RE Dealing in Securities 2006-09-20 2007-05-08
ALB117 LAU Kwan Ho 劉君豪 RE Dealing in Securities 2005-12-23 2009-02-13
ALB118 LEE Chi Ho 李志豪 RE Dealing in Securities 2007-10-26 2013-01-15
ALB118 LEE Chi Ho 李志豪 RE Dealing in Futures Contracts 2010-12-06 2013-01-15
ALB119 NAZIM Rani RE Dealing in Futures Contracts 2010-12-06 2012-09-25
ALB231 LAU Chun Keung, Stephen 劉振強 RE Dealing in Futures Contracts 2014-04-29 2015-05-28
ALB766 GAYNOR Scott Allen RO Dealing in Securities 2007-12-17 2011-05-21
ALB766 GAYNOR Scott Allen RO Dealing in Futures Contracts 2010-11-30 2011-05-21
ALB766 GAYNOR Scott Allen RE Dealing in Securities 2004-08-16 2007-12-17
ALB975 HEGGLIN Daniel Robert RO Dealing in Securities 2004-12-10 2009-02-27
ALB975 HEGGLIN Daniel Robert RE Dealing in Securities 2004-08-18 2004-12-10
ALD198 LIN Carol 林嘉莉 RE Dealing in Futures Contracts 2011-06-29 2012-05-14
ALD198 LIN Carol 林嘉莉 RE Dealing in Futures Contracts 2010-12-06 2011-03-28
ALD600 WANG Yijie, John RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ALD641 CROSSWHITE Wyatt William RE Dealing in Futures Contracts 2018-10-18
ALD666 NG Chung Nin 吳松年 RE Dealing in Securities 2004-08-30 2008-04-03
ALG180 EDWARDS Damian Lander RE Dealing in Securities 2006-09-22 2011-06-13
ALG180 EDWARDS Damian Lander RE Dealing in Futures Contracts 2010-12-06 2011-06-13
ALI062 MEENAN James Nahor RE Dealing in Futures Contracts 2010-12-06
ALI062 MEENAN James Nahor RE Dealing in Securities 2013-07-03
ALI062 MEENAN James Nahor RE Providing Automated Trading Services 2013-07-24
ALI391 LEE Jae Chel RE Dealing in Futures Contracts 2010-12-06 2012-06-04
ALK023 LAU Man Leuk, Simon 劉文略 RE Dealing in Futures Contracts 2015-01-02
ALK139 ZHANG Yan Ya, Emily 張艷雅 RE Dealing in Futures Contracts 2010-12-06 2011-04-18
ALK834 CHEUNG Neo Wing Tat 張永達 RE Dealing in Securities 2007-08-02 2011-11-10
ALK834 CHEUNG Neo Wing Tat 張永達 RE Dealing in Futures Contracts 2010-12-06 2011-11-10
ALL097 SCOTT Stephen Athanasius James RE Dealing in Futures Contracts 2010-12-06
ALL152 DOYLE Michael Patrick Mccabe RE Dealing in Securities 2012-10-03 2015-11-03
ALL152 DOYLE Michael Patrick Mccabe RE Dealing in Futures Contracts 2012-10-03 2015-11-03
ALL152 DOYLE Michael Patrick Mccabe RE Providing Automated Trading Services 2013-07-24 2015-11-03
ALN187 TAMURA Koshiro RE Dealing in Futures Contracts 2010-12-06
ALQ408 LAM Shau Ting, Loretta 林秀婷 RE Dealing in Securities 2005-01-19 2012-09-10
ALQ452 CHAN Chi Kin 陳志堅 RE Dealing in Securities 2010-09-20 2011-07-29
ALQ452 CHAN Chi Kin 陳志堅 RE Dealing in Futures Contracts 2010-12-06 2011-07-29
ALQ617 WEBB Robert RE Dealing in Securities 2006-02-20 2010-03-08
ALQ958 TAN Yun Yang 陳韻揚 RE Dealing in Futures Contracts 2010-12-06 2015-12-08
ALS346 LIN David Chien-Feng 林潔豐 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ALS355 INGROUILLE James Henry Carre RE Dealing in Securities 2005-02-16 2012-06-01
ALS355 INGROUILLE James Henry Carre RE Dealing in Futures Contracts 2010-12-06 2012-06-01
ALS357 SIHOMBING Sala 詩鴻屏 RE Dealing in Futures Contracts 2010-12-06 2011-06-13
ALS358 SUN Pui Yin, James 辛沛賢 RE Dealing in Securities 2005-02-16 2006-08-07
ALU558 KAN Pui Yin 簡佩賢 RE Dealing in Futures Contracts 2010-12-06 2012-03-12
ALU916 TSENG Pei Wen, Karen 曾珮雯 RE Dealing in Securities 2006-12-01 2009-07-23
ALV143 KHAN Raihan Uzzaman RE Dealing in Securities 2010-01-12 2011-03-30
ALV143 KHAN Raihan Uzzaman RE Dealing in Futures Contracts 2010-12-06 2011-03-30
ALV319 TSANG Ching Yi 曾靜怡 RE Dealing in Securities 2005-03-22 2005-09-21
ALW157 SCOTT Suzanne Bronwyn RE Dealing in Futures Contracts 2010-12-06 2016-01-29
ALY605 KING Steven Michael RE Dealing in Securities 2009-06-12 2015-08-27
ALY605 KING Steven Michael RE Dealing in Futures Contracts 2010-12-06 2015-08-27
ALY605 KING Steven Michael RE Providing Automated Trading Services 2013-07-24 2015-08-27
ALY618 LEE Tak Ching 李德貞 RE Dealing in Futures Contracts 2010-12-06 2011-06-13
ALY899 YEE II Robert Axtell RE Dealing in Futures Contracts 2010-12-06 2011-02-15
ALZ694 MARSHALL David Simon RE Dealing in Securities 2005-05-13 2006-12-28
AMA891 GUO Yang 郭洋 RE Dealing in Futures Contracts 2014-05-12 2016-07-14
AMA902 WONG Koon Kan, Kenneth 黃冠勤 RE Dealing in Futures Contracts 2010-12-06 2014-11-18
AMB757 PIRESTANI Kayvon Andrew RE Dealing in Futures Contracts 2013-01-10 2016-01-22
AMB757 PIRESTANI Kayvon Andrew RE Dealing in Securities 2013-01-10 2016-01-22
AMB757 PIRESTANI Kayvon Andrew RE Providing Automated Trading Services 2013-07-25 2016-01-22
AMC164 YUNG Luk Yi 翁菉漪 RE Dealing in Futures Contracts 2011-04-11 2012-05-14
AMC205 KELLY Patrick Cahill RE Dealing in Securities 2005-07-06 2007-08-02
AMC944 LAI Sarah Ching Hing 黎晴馨 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMC967 LIN Ru Han RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMD159 LAI Yuen Fong RE Dealing in Securities 2011-10-19 2012-05-17
AMD159 LAI Yuen Fong RE Dealing in Futures Contracts 2011-10-19 2012-05-17
AME906 LO Kin Chung, Kendall 羅建忠 RE Dealing in Securities 2007-03-01 2008-06-04
AMF268 HOAD Benjamin Isaac RE Dealing in Securities 2007-06-04 2008-11-20
AMF520 CHAN Cheuk Lun 陳卓倫 RE Dealing in Futures Contracts 2010-12-06 2011-09-16
AMF600 LIU Jia 劉佳 RE Dealing in Futures Contracts 2011-06-22 2013-08-01
AMG968 KELLIE-SMITH Sam Anthony RE Dealing in Futures Contracts 2010-12-06 2014-11-21
AMG968 KELLIE-SMITH Sam Anthony RE Dealing in Securities 2009-03-20 2013-09-05
AMG968 KELLIE-SMITH Sam Anthony RO Dealing in Securities 2006-02-08 2009-03-20
AMG968 KELLIE-SMITH Sam Anthony RE Dealing in Securities 2005-08-01 2006-02-08
AMH292 FLOWERDEW David John RE Dealing in Futures Contracts 2010-12-06
AMH294 WONG Eugene 黃永珍 RE Dealing in Securities 2007-12-12 2011-02-15
AMH294 WONG Eugene 黃永珍 RE Dealing in Futures Contracts 2010-12-06 2011-02-15
AMH414 KANG Calvin Kyunghoon RE Dealing in Securities 2007-07-16 2008-01-22
AMH579 YUSUP Daniel RE Dealing in Securities 2005-07-28 2006-03-31
AMI208 SMITH Timothy Clement RE Dealing in Securities 2005-09-30 2008-01-15
AMI359 MARKOSOV Suren Gueorgui RE Dealing in Securities 2005-08-29 2006-09-04
AMI512 HWANG Shiang-ling, Helen 黃湘凌 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMI602 DOSHI Divyakumar RE Dealing in Securities 2007-07-10 2012-01-09
AMI602 DOSHI Divyakumar RE Dealing in Futures Contracts 2010-12-06 2012-01-09
AMI997 WEBB Richard Norman RE Dealing in Futures Contracts 2010-12-06
AMI997 WEBB Richard Norman RE Dealing in Securities 2010-09-13 2014-06-13
AMI997 WEBB Richard Norman RE Providing Automated Trading Services 2013-07-24 2014-06-13
AMJ103 HO Lay Peng, Gracelyn RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMJ577 JAKELIC Davor RE Dealing in Futures Contracts 2011-01-12 2013-05-15
AMJ958 HOLLAND Matthew John RO Dealing in Securities 2010-10-09 2014-01-09
AMJ958 HOLLAND Matthew John RO Dealing in Futures Contracts 2010-12-06 2014-01-09
AMJ958 HOLLAND Matthew John RO Providing Automated Trading Services 2013-07-23 2014-01-09
AMJ958 HOLLAND Matthew John RE Dealing in Securities 2005-08-25 2010-10-09
AMK227 POULTON Charles Francis Campbell RE Dealing in Securities 2006-05-04 2008-11-20
AMK301 CAO Pei 曹珮 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AML234 YUEN Kai Hang 袁啟恆 RE Dealing in Futures Contracts 2010-12-06
AML281 WESTON Marcus Patrick RE Dealing in Securities 2010-01-12 2013-06-26
AML281 WESTON Marcus Patrick RE Dealing in Futures Contracts 2010-12-06 2013-06-26
AML409 VACHHANI Koustubh Vijay RE Dealing in Securities 2015-07-13 2017-07-26
AML409 VACHHANI Koustubh Vijay RE Dealing in Futures Contracts 2015-07-13 2017-07-26
AML409 VACHHANI Koustubh Vijay RE Providing Automated Trading Services 2015-07-13 2017-07-26
AML714 DHALIWAL Gurvinder Singh RE Dealing in Securities 2005-10-26 2010-03-02
AMM228 KING Chun Ho 金振豪 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMM328 TONG Yat Lai, Elliot 唐逸禮 RE Providing Automated Trading Services 2013-10-28 2016-09-23
AMM328 TONG Yat Lai, Elliot 唐逸禮 RE Dealing in Securities 2013-10-28 2016-09-23
AMM328 TONG Yat Lai, Elliot 唐逸禮 RE Dealing in Futures Contracts 2014-01-28 2016-09-23
AMN658 LIU Angela Yang RE Dealing in Futures Contracts 2016-05-16
AMO223 SUNG Pak Kai 宋百佳 RE Dealing in Securities 2005-10-13 2009-06-29
AMO540 FOLLOROUX Yann Michel Richard RO Providing Automated Trading Services 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RO Dealing in Futures Contracts 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RO Dealing in Securities 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RE Dealing in Securities 2009-01-08 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RE Dealing in Futures Contracts 2010-12-06 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RE Providing Automated Trading Services 2013-07-24 2016-12-06
AMO566 OON Jin Heng 溫仁亨 RE Dealing in Futures Contracts 2011-01-14
AMP460 CURRY Tanit Sau Ying 鍾秀英 RE Dealing in Futures Contracts 2010-12-06 2017-10-27
AMP599 GOH Cheng Siang, Gregory RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMS244 ALBY Eric Olivier RE Dealing in Futures Contracts 2010-12-06
AMS244 ALBY Eric Olivier RE Dealing in Securities 2008-03-31 2013-09-05
AMS333 HAI Jimmy 奚琤 RE Dealing in Futures Contracts 2011-04-11 2014-03-21
AMS716 PEMBERTON Christian Matthew RE Dealing in Futures Contracts 2011-09-01 2013-01-14
AMT915 NG Ying Yuk, Loretta 吳瀅玉 RE Dealing in Securities 2007-10-15 2009-06-03
AMT951 YEUNG Li Kwan, Loretta 楊莉筠 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMU107 CHAN Wai Nga, Julia 陳慧雅 RE Dealing in Futures Contracts 2019-03-18
AMU452 TANG Yuen Sheung, Michelle 鄧婉湘 RE Dealing in Futures Contracts 2011-08-24 2012-05-14
AMX379 ROMBOLA Pasquale RE Dealing in Securities 2007-02-16 2012-01-19
AMX379 ROMBOLA Pasquale RE Dealing in Futures Contracts 2010-12-06 2012-01-19
AMX444 FRIEDMAN Seth Gregory RE Dealing in Securities 2007-08-15 2007-10-13
AMX783 LEE Wing Sin, Desmond 李永善 RE Dealing in Futures Contracts 2015-01-19 2015-12-04
AMY258 LIU Chao-ming 劉昭明 RE Dealing in Futures Contracts 2011-09-12 2012-05-14
AMY444 POON Mun Chong, Richard 潘敏聰 RE Dealing in Futures Contracts 2013-02-14
AMY655 LEE Wing Yin 李穎然 RE Dealing in Futures Contracts 2011-03-01 2013-08-01
ANA203 DANI Nilay Bipin Kumar RE Dealing in Futures Contracts 2010-12-06
ANA782 TEO Laura Whei Lyn 張偉玲 RE Dealing in Futures Contracts 2010-12-06 2011-06-02
ANC054 BERNESI James Giuseppe RE Dealing in Futures Contracts 2013-12-05 2013-12-31
AND435 FUNG Wan Yin 馮蘊妍 RE Dealing in Futures Contracts 2011-04-15 2012-04-05
AND667 LEUNG Yee Ming, Luxthew 梁以銘 RE Dealing in Futures Contracts 2010-12-06 2014-05-26
AND667 LEUNG Yee Ming, Luxthew 梁以銘 RE Dealing in Securities 2013-07-03 2014-05-26
AND667 LEUNG Yee Ming, Luxthew 梁以銘 RE Providing Automated Trading Services 2013-07-24 2014-05-26
ANE087 FUNG Sing Chung 馮勝聰 RE Dealing in Securities 2017-09-04 2017-11-03
ANE087 FUNG Sing Chung 馮勝聰 RE Dealing in Futures Contracts 2017-09-04 2017-11-03
ANE087 FUNG Sing Chung 馮勝聰 RE Providing Automated Trading Services 2017-09-04 2017-11-03
ANE752 LOH Jenn Yeh, Adrian RE Dealing in Futures Contracts 2010-12-06 2014-02-12
ANF180 CHU Man Ho, Michael 朱文浩 RE Dealing in Futures Contracts 2010-12-06 2016-05-12
ANF180 CHU Man Ho, Michael 朱文浩 RE Dealing in Securities 2010-10-27 2013-09-05
ANF209 NEVILLE John Joseph RE Dealing in Securities 2009-02-04 2011-08-31
ANF209 NEVILLE John Joseph RE Dealing in Futures Contracts 2010-12-06 2011-08-31
ANG301 LEUNG Man Hon Ivan 梁文瀚 RE Dealing in Futures Contracts 2016-09-12
ANG301 LEUNG Man Hon Ivan 梁文瀚 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANG326 BONEU Pascal Paul Marie RE Dealing in Futures Contracts 2010-12-06 2018-09-09
ANG728 AIGNER Andreas Alois RE Dealing in Securities 2006-04-07 2013-01-14
ANG728 AIGNER Andreas Alois RE Dealing in Futures Contracts 2010-12-06 2013-01-14
ANG800 MITTAL Raghav RE Dealing in Futures Contracts 2010-12-06
ANG800 MITTAL Raghav RE Dealing in Securities 2013-07-03
ANG800 MITTAL Raghav RE Providing Automated Trading Services 2013-07-24
ANG929 LAM Alex Chung Wai 林重威 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANH124 OHTANI Takashi RE Dealing in Futures Contracts 2010-12-06 2015-01-26
ANH229 TEO Lay Lin 張麗玲 RE Dealing in Futures Contracts 2010-12-06 2017-05-12
ANH517 YAO Kenneth 姚根霖 RE Dealing in Futures Contracts 2016-03-07
ANH517 YAO Kenneth 姚根霖 RE Providing Automated Trading Services 2016-03-07
ANH517 YAO Kenneth 姚根霖 RE Dealing in Securities 2016-03-07
ANH726 CHOI Sae Min 崔世旻 RE Dealing in Securities 2006-05-02 2008-12-02
ANH738 HSIEH Hui-wen 謝惠雯 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANI877 TSOI Yan Sau, Amanda 蔡欣秀 RE Dealing in Securities 2006-05-03 2010-01-18
ANJ412 DROITCOURT Arnaud Eugene Gilbert RO Dealing in Securities 2010-11-10 2013-04-03
ANJ412 DROITCOURT Arnaud Eugene Gilbert RO Dealing in Futures Contracts 2010-12-06 2013-04-03
ANJ412 DROITCOURT Arnaud Eugene Gilbert RE Dealing in Securities 2006-05-12 2010-11-10
ANJ418 MARTINO Joseph Anthony RE Dealing in Securities 2012-07-10 2015-09-17
ANJ418 MARTINO Joseph Anthony RE Dealing in Futures Contracts 2012-07-10 2015-09-17
ANJ418 MARTINO Joseph Anthony RE Providing Automated Trading Services 2013-07-24 2015-09-17
ANK158 DUANMU Yongshan 端木雍山 RE Dealing in Securities 2006-06-01 2007-07-03
ANK894 TSO Yung Yee, Charlotte 曹容爾 RE Dealing in Futures Contracts 2010-12-06 2011-11-21
ANN270 PETIT-PASQUIER Julien RE Dealing in Securities 2006-06-19 2010-04-22
ANP210 HAN Jen-yi, Mark 韓仁毅 RE Dealing in Futures Contracts 2011-04-19 2011-09-12
ANP210 HAN Jen-yi, Mark 韓仁毅 RE Dealing in Securities 2011-04-19 2011-09-12
ANP483 HSU Yu-ying 許玉瑩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANP743 HA Jae Woo RE Dealing in Futures Contracts 2010-12-06 2015-05-21
ANQ013 LAUNGANI Gautam Sukhdev RE Dealing in Futures Contracts 2011-08-22 2016-03-11
ANQ013 LAUNGANI Gautam Sukhdev RE Dealing in Securities 2013-07-03 2016-03-11
ANQ013 LAUNGANI Gautam Sukhdev RE Providing Automated Trading Services 2013-07-24 2016-03-11
ANQ086 THOMPSON Stephen RE Dealing in Securities 2006-07-17 2013-06-26
ANQ086 THOMPSON Stephen RE Dealing in Futures Contracts 2010-12-06 2013-06-26
ANQ178 LAM Kai Chun 林嘉駿 RE Dealing in Futures Contracts 2010-12-06 2011-02-21
ANQ272 GEARY Dean RE Dealing in Securities 2008-05-20 2013-01-15
ANQ272 GEARY Dean RE Dealing in Futures Contracts 2010-12-06 2013-01-15
ANQ274 SCHOENHUBER Philipp RE Dealing in Futures Contracts 2010-12-06 2011-04-26
ANQ366 LI Fei 李菲 RE Dealing in Securities 2007-10-26 2008-11-07
ANQ383 FUNG Jane Lorraine Kit Han 馮潔嫻 RE Dealing in Futures Contracts 2010-12-06 2011-02-28
ANQ566 LI Ha Lam 李夏林 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANQ621 WONG Shih Wei 黃施慧 RE Dealing in Futures Contracts 2010-12-06
ANS150 PSARIS John Nicholas RE Dealing in Securities 2006-10-20 2009-04-30
ANS152 JOSEPHSON James Michael RE Dealing in Securities 2006-08-01 2007-05-29
ANS154 PENG Antai RE Providing Automated Trading Services 2016-12-23
ANS154 PENG Antai RE Dealing in Futures Contracts 2016-12-23
ANS154 PENG Antai RE Dealing in Securities 2016-12-23
ANS154 PENG Antai RO Dealing in Securities 2013-12-31 2016-12-23
ANS154 PENG Antai RO Dealing in Futures Contracts 2013-12-31 2016-12-23
ANS154 PENG Antai RO Providing Automated Trading Services 2013-12-31 2016-12-23
ANS154 PENG Antai RE Dealing in Securities 2006-08-01 2013-12-31
ANS154 PENG Antai RE Dealing in Futures Contracts 2010-12-06 2013-12-31
ANS154 PENG Antai RE Providing Automated Trading Services 2013-07-24 2013-12-31
ANT465 TUNG Ya-ching 童雅靖 RE Dealing in Futures Contracts 2010-12-06 2013-07-24
ANT774 TEO Cher In 張雪盈 RE Dealing in Securities 2006-08-09 2010-08-19
ANT801 CONSIDINE Michael Patrick RE Dealing in Securities 2008-03-04 2013-01-09
ANT801 CONSIDINE Michael Patrick RE Dealing in Futures Contracts 2010-12-06 2013-01-09
ANT835 WARSHAWSKY Nim RE Dealing in Futures Contracts 2016-08-05
ANT835 WARSHAWSKY Nim RE Dealing in Futures Contracts 2011-03-17 2011-06-16
ANU164 SARWAL Avinash RE Dealing in Futures Contracts 2010-12-06 2014-03-07
ANU169 AMBROSE Jason Lee RE Dealing in Securities 2006-08-16 2012-07-10
ANU169 AMBROSE Jason Lee RE Dealing in Futures Contracts 2010-12-06 2012-07-10
ANU570 KITAZAWA Tomohiro RE Dealing in Futures Contracts 2010-12-06 2012-06-18
ANV216 SPENCE Andrew Charles RE Dealing in Securities 2007-03-19 2013-11-26
ANV216 SPENCE Andrew Charles RE Dealing in Futures Contracts 2010-12-06 2013-11-26
ANV216 SPENCE Andrew Charles RE Providing Automated Trading Services 2013-07-24 2013-11-26
ANW191 LEE Jing Wan, Patrick 李敬文 RE Dealing in Futures Contracts 2010-12-06 2012-05-29
ANW200 WONG Patrick Ho-Chuen 王浩存 RE Dealing in Securities 2007-08-15
ANW200 WONG Patrick Ho-Chuen 王浩存 RE Dealing in Futures Contracts 2010-12-06
ANW200 WONG Patrick Ho-Chuen 王浩存 RE Providing Automated Trading Services 2013-07-24
ANY227 CHEESEMAN Robert Ross RE Dealing in Futures Contracts 2012-06-13 2018-01-08
ANY227 CHEESEMAN Robert Ross RE Dealing in Securities 2012-06-13 2018-01-08
ANY227 CHEESEMAN Robert Ross RE Providing Automated Trading Services 2013-07-24 2018-01-08
ANZ783 WALLACE Philip Robert RE Dealing in Securities 2007-08-15 2013-09-13
ANZ783 WALLACE Philip Robert RE Dealing in Futures Contracts 2010-12-06 2013-09-13
ANZ783 WALLACE Philip Robert RE Providing Automated Trading Services 2013-07-24 2013-09-13
ANZ876 LEE Chui Fan, Delphine 李翠芬 RE Dealing in Securities 2006-09-27 2008-11-20
AOA212 MAK Wing Yu 麥永瑜 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOA830 WEI Chi Wen 魏綺妏 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOA937 IKEDA Takao RE Dealing in Futures Contracts 2010-12-06 2016-08-05
AOB059 HO Wan Gee 何韻姿 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOB150 KO Kenn 高景欣 RE Dealing in Futures Contracts 2011-03-01 2012-05-14
AOB567 FITZGERALD Paul Gavin RE Dealing in Securities 2007-02-21
AOB567 FITZGERALD Paul Gavin RE Dealing in Futures Contracts 2010-12-06
AOB567 FITZGERALD Paul Gavin RE Providing Automated Trading Services 2013-07-24
AOB739 EMENY Matthew James RE Dealing in Securities 2008-06-16 2010-03-11
AOB854 TSANG Wai Hang, Wayne 曾瑋衡 RE Dealing in Futures Contracts 2011-01-31 2014-05-27
AOB854 TSANG Wai Hang, Wayne 曾瑋衡 RE Dealing in Securities 2011-01-31 2014-05-27
AOB854 TSANG Wai Hang, Wayne 曾瑋衡 RE Providing Automated Trading Services 2013-07-24 2014-05-27
AOC798 HO Wing Hang 何永恆 RE Dealing in Securities 2010-02-09
AOC798 HO Wing Hang 何永恆 RE Dealing in Futures Contracts 2010-12-06
AOC798 HO Wing Hang 何永恆 RE Providing Automated Trading Services 2013-07-24
AOC915 GUI Hua 桂華 RE Dealing in Futures Contracts 2010-12-06 2012-06-25
AOD036 NG Michael Jark Man 吳澤民 RE Dealing in Futures Contracts 2010-12-06 2011-08-04
AOD618 WONG Hui Ling, Christina RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOE450 CHOY Yuen Heng, Adeline 蔡婉恆 RE Dealing in Futures Contracts 2010-12-06 2011-01-24
AOE813 DALGETY Matthew Hilton RE Dealing in Securities 2008-01-02 2008-11-20
AOG229 GOLEZ Paul Alexis Torrillo RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOG233 CHAN Ji Kong RE Dealing in Securities 2007-08-15 2009-01-14
AOG766 CORDONNIER Maxime Nicolas Bruno RE Dealing in Futures Contracts 2010-12-06 2011-06-20
AOH457 WONG Che Shing, Nelson 黃志成 RE Dealing in Futures Contracts 2011-08-25 2012-05-14
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Futures Contracts 2012-09-05 2014-09-05
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Securities 2012-09-05 2014-09-05
AOI979 SHIU Lap Kei 蕭立基 RE Providing Automated Trading Services 2013-07-24 2014-09-05
AOJ251 LEOW Chiun-Yi Jonathan RE Dealing in Futures Contracts 2010-12-06 2011-04-26
AOJ396 DAVEY Carl Julian RE Dealing in Futures Contracts 2012-05-11 2012-05-16
AOJ769 HUANG Yin 黃殷 RE Dealing in Futures Contracts 2014-04-29 2015-04-23
AOK045 LEUNG Sze Wan, Jane 梁詩韻 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOK521 CHOI Man Wah 蔡敏華 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOK960 DEAN Michael Graham RE Dealing in Futures Contracts 2013-12-03 2017-02-06
AOK960 DEAN Michael Graham RE Dealing in Securities 2013-12-03 2017-02-06
AOK960 DEAN Michael Graham RE Providing Automated Trading Services 2013-12-03 2017-02-06
AOL071 CHEUNG Wing Yin 張穎賢 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOL182 WANG Wenhui 王文暉 RE Dealing in Futures Contracts 2011-09-01 2012-05-14
AOP174 LYNCH Patrick Albert RE Dealing in Futures Contracts 2010-12-06 2012-04-10
AOQ879 LAM Hoi Yi 林凱兒 RE Dealing in Futures Contracts 2011-03-11 2012-05-14
AOQ918 BADAI Ritesh Rajendra RE Dealing in Securities 2007-03-12 2007-10-08
AOS243 NG Hoi Dick 吳凱迪 RE Dealing in Futures Contracts 2018-11-15
AOS243 NG Hoi Dick 吳凱迪 RE Dealing in Futures Contracts 2012-01-20 2013-03-19
AOS355 AN Yeon Kyung 安延卿 RE Providing Automated Trading Services 2017-08-01
AOS355 AN Yeon Kyung 安延卿 RE Dealing in Futures Contracts 2017-08-01
AOS355 AN Yeon Kyung 安延卿 RE Dealing in Securities 2017-08-01
AOS400 HODGSON Holden Kirk RE Dealing in Futures Contracts 2010-12-06 2014-08-13
AOU418 WU Wai Man 胡慧敏 RE Dealing in Futures Contracts 2012-04-23
AOU635 BEKKU Yumiko RE Dealing in Futures Contracts 2010-12-06 2016-11-09
AOU635 BEKKU Yumiko RE Dealing in Securities 2013-07-03 2016-11-09
AOU635 BEKKU Yumiko RE Providing Automated Trading Services 2013-07-24 2016-11-09
AOU637 MC LELLAN Daniel Robert RE Dealing in Securities 2009-04-03 2014-03-21
AOU637 MC LELLAN Daniel Robert RE Dealing in Futures Contracts 2010-12-06 2014-03-21
AOU637 MC LELLAN Daniel Robert RE Providing Automated Trading Services 2013-07-24 2014-03-21
AOV461 TURNER Daniel Philip RO Providing Automated Trading Services 2013-11-14 2015-01-12
AOV461 TURNER Daniel Philip RO Dealing in Futures Contracts 2013-11-14 2015-01-12
AOV461 TURNER Daniel Philip RO Dealing in Securities 2013-11-14 2015-01-12
AOV461 TURNER Daniel Philip RE Dealing in Securities 2007-05-02 2013-11-14
AOV461 TURNER Daniel Philip RE Dealing in Futures Contracts 2010-12-06 2013-11-14
AOV461 TURNER Daniel Philip RE Providing Automated Trading Services 2013-07-24 2013-11-14
AOV704 O'MARA Conor John RE Dealing in Securities 2010-03-15 2011-03-31
AOV704 O'MARA Conor John RE Dealing in Futures Contracts 2010-12-06 2011-03-31
AOV915 SINHA Gaurav RE Dealing in Futures Contracts 2017-08-15 2018-12-21
AOX158 TAM Lap Tak, Derek 談立德 RE Dealing in Securities 2007-05-22 2008-04-30
AOX225 LECLERCQ Jerome Francois Michel RE Dealing in Securities 2007-05-10
AOX225 LECLERCQ Jerome Francois Michel RE Dealing in Futures Contracts 2010-12-06
AOX225 LECLERCQ Jerome Francois Michel RE Providing Automated Trading Services 2013-07-24
AOX703 COSGROVE Edward Mark RE Dealing in Securities 2007-05-10
AOX703 COSGROVE Edward Mark RE Dealing in Futures Contracts 2010-12-06
AOX703 COSGROVE Edward Mark RE Providing Automated Trading Services 2013-07-24
AOY105 BOURNE Andrew Robert RE Dealing in Securities 2010-06-11 2016-10-25
AOY105 BOURNE Andrew Robert RE Dealing in Futures Contracts 2010-12-06 2016-10-25
AOY105 BOURNE Andrew Robert RE Providing Automated Trading Services 2013-07-24 2016-10-25
AOY120 MATROSOV Dmitry Boris RE Dealing in Futures Contracts 2011-11-30 2012-01-10
AOY180 LIU Jiang Brandon 劉將 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
AOY181 MICHNIOWSKI Joseph Janusz RE Dealing in Securities 2012-07-20 2014-06-16
AOY181 MICHNIOWSKI Joseph Janusz RE Dealing in Futures Contracts 2012-07-20 2014-06-16
AOY181 MICHNIOWSKI Joseph Janusz RE Providing Automated Trading Services 2013-07-24 2014-06-16
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2011-06-13 2012-05-22
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Futures Contracts 2011-06-13 2012-05-22
AOY593 GUO Yves Zhiyi 郭志毅 RE Dealing in Securities 2011-08-03 2013-07-02
AOY593 GUO Yves Zhiyi 郭志毅 RE Dealing in Futures Contracts 2011-08-03 2013-07-02
AOY780 WELCH Lionel Peter Howard RE Dealing in Futures Contracts 2010-12-06 2011-01-20
AOY787 NJAVRO Marko RE Dealing in Futures Contracts 2010-12-06 2012-08-27
AOY788 JONES Stuart Matthew Kevin RE Dealing in Futures Contracts 2010-12-06 2017-11-29
AOZ133 SIDDIQUE Nadim Ahmed RE Dealing in Securities 2007-05-29 2008-01-26
APA343 SUNG Wai Man, Eileen 宋慧敏 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APB406 HEWITT Robert James Alistair RE Dealing in Securities 2009-11-11 2012-07-16
APB406 HEWITT Robert James Alistair RE Dealing in Futures Contracts 2010-12-06 2012-07-16
APB638 CLAYTON Paul Anthony RE Dealing in Futures Contracts 2010-12-06 2012-01-10
APB758 OLIVER Simon Coutts RE Dealing in Securities 2007-06-12 2008-11-20
APB791 LEE Soon Hwa 李舜華 RE Dealing in Futures Contracts 2015-07-15 2017-03-28
APC472 SHIU Chun Ho, Wesley 邵俊豪 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APC591 DAVIES Kathryn Louise RE Dealing in Futures Contracts 2011-02-28 2011-11-14
APC828 LING Sze Wing, Diana 凌思穎 RE Dealing in Futures Contracts 2010-12-06 2011-06-03
APD363 LUK Chi Man 陸子文 RE Dealing in Futures Contracts 2010-12-06 2013-06-28
APF219 LI Ang 李昂 RE Dealing in Futures Contracts 2010-12-06 2015-05-26
APF777 SUSANTO Edward Tjahja 饒群源 RE Dealing in Futures Contracts 2010-12-06
APF791 GREEN John RE Dealing in Futures Contracts 2010-12-06
APF794 CHUNG Hau Yee, Claudia 鍾巧儀 RE Dealing in Futures Contracts 2010-12-06 2017-07-24
APF794 CHUNG Hau Yee, Claudia 鍾巧儀 RE Dealing in Securities 2009-06-11 2013-09-05
APF805 WONG Man Chee 王曼姿 RE Dealing in Securities 2010-05-03
APF805 WONG Man Chee 王曼姿 RE Dealing in Futures Contracts 2010-12-06
APF805 WONG Man Chee 王曼姿 RE Providing Automated Trading Services 2013-07-24
APG201 KWAN Claudia Elizabeth Kai-Chuan RE Dealing in Futures Contracts 2010-12-06 2013-02-08
APG201 KWAN Claudia Elizabeth Kai-Chuan RE Dealing in Securities 2007-07-10 2010-01-08
APH015 KIM Henry RE Dealing in Securities 2007-07-16 2010-08-18
APH053 LI Xiaohu RE Dealing in Securities 2007-07-16 2008-05-15
APH106 FIELD-MARSHAM Robert Scott RO Dealing in Securities 2007-11-19 2013-05-24
APH106 FIELD-MARSHAM Robert Scott RO Dealing in Futures Contracts 2010-11-30 2013-05-24
APH106 FIELD-MARSHAM Robert Scott RE Dealing in Securities 2007-07-16 2007-11-19
APH951 CHEUNG Yee Heng, Vanessa 張懿行 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APH953 LAW Ka Fai 羅家輝 RE Dealing in Futures Contracts 2010-12-06 2011-01-13
APH954 HUANG Chaoyin 黃朝寅 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APH957 WONG Karina Yuen San 王婉珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ138 LEUNG Wai Man, Cathy 梁慧敏 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ350 FUNG Jose 馮若詩 RE Dealing in Securities 2009-10-12
APJ350 FUNG Jose 馮若詩 RE Dealing in Futures Contracts 2010-12-06
APJ350 FUNG Jose 馮若詩 RE Providing Automated Trading Services 2013-07-24
APJ568 WONG Alex Cher Bunn RE Dealing in Futures Contracts 2010-12-06 2012-01-10
APJ569 LAM Jenny Lai Ting 林麗婷 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ570 SHEN Chen-Ju 沈珍如 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ571 SHID Chun Hieun 佘俊賢 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ572 YIP Suk Yan 葉淑恩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ574 WONG Sai Chung 黃世忠 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ663 WOOD Mark R RE Dealing in Futures Contracts 2017-04-24
APJ683 CHEN Chieh 陳潔 RE Dealing in Futures Contracts 2014-09-17
APJ780 SIMS Simon RE Dealing in Securities 2011-07-29
APJ780 SIMS Simon RE Dealing in Futures Contracts 2013-05-09
APJ780 SIMS Simon RE Providing Automated Trading Services 2013-07-24
APJ884 HWANG Alison Elizabeth 黃意玲 RE Dealing in Futures Contracts 2010-12-06 2010-12-29
APL011 JAMOT Vincent Francois Bernard RE Dealing in Futures Contracts 2015-07-27
APL011 JAMOT Vincent Francois Bernard RE Providing Automated Trading Services 2015-07-27
APL011 JAMOT Vincent Francois Bernard RE Dealing in Securities 2015-07-27
APL249 NG Sai Yip, Justin 吳世業 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APL686 SHIN Hyun Soo 辛鉉洙 RE Dealing in Futures Contracts 2010-12-06
APL938 TERAMOTO Hikaru RE Dealing in Futures Contracts 2013-08-14 2016-02-04
APM126 LEE Man Kit 李文傑 RE Dealing in Futures Contracts 2013-06-17 2016-01-07
APM126 LEE Man Kit 李文傑 RE Dealing in Securities 2013-06-17 2016-01-07
APM126 LEE Man Kit 李文傑 RE Providing Automated Trading Services 2013-08-09 2016-01-07
APM126 LEE Man Kit 李文傑 RE Dealing in Securities 2010-09-06 2013-01-15
APM126 LEE Man Kit 李文傑 RE Dealing in Futures Contracts 2010-12-06 2013-01-15
APM135 AGGARWAL Mayurh RE Dealing in Futures Contracts 2011-08-30 2013-08-20
APM151 PALMERO Wellington RE Dealing in Securities 2007-08-28 2008-02-04
APN793 GALBREATH III Charles Scott RE Dealing in Futures Contracts 2010-12-06 2011-09-26
APO019 VAN AEKEN Chris RE Dealing in Futures Contracts 2011-09-02 2012-05-14
APO019 VAN AEKEN Chris RO Dealing in Futures Contracts 2010-11-30 2011-09-02
APO019 VAN AEKEN Chris RO Dealing in Securities 2010-07-19 2011-06-30
APO154 ALMEIDA Niall John RO Dealing in Futures Contracts 2014-12-19
APO154 ALMEIDA Niall John RO Providing Automated Trading Services 2014-12-19 2016-04-29
APO154 ALMEIDA Niall John RO Dealing in Securities 2014-12-19 2016-04-14
APO154 ALMEIDA Niall John RE Dealing in Securities 2007-09-04 2014-12-19
APO154 ALMEIDA Niall John RE Dealing in Futures Contracts 2010-12-06 2014-12-19
APO154 ALMEIDA Niall John RE Providing Automated Trading Services 2013-07-24 2014-12-19
APO465 CHEN Shu-Fen 陳淑芬 RE Dealing in Futures Contracts 2010-12-06 2011-08-18
APO580 SU Shouchun 蘇守春 RE Dealing in Futures Contracts 2010-12-06 2013-05-20
APO666 HIRIART Mark Francis Richard RE Providing Automated Trading Services 2017-02-06
APO666 HIRIART Mark Francis Richard RE Dealing in Futures Contracts 2017-02-06
APO666 HIRIART Mark Francis Richard RE Dealing in Securities 2017-02-06
APP203 YU Lai Shan 余麗珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APP208 WONG Shun On 王迅安 RE Dealing in Futures Contracts 2012-03-15 2013-01-15
APP831 JONES Keiko 竹野圭子 RE Dealing in Futures Contracts 2010-12-06
APP831 JONES Keiko 竹野圭子 RE Dealing in Securities 2013-07-03
APP831 JONES Keiko 竹野圭子 RE Providing Automated Trading Services 2013-07-24
APP832 PANG Guo Xiang Kelvin 彭國翔 RE Dealing in Futures Contracts 2015-01-07 2015-05-06
APP834 HUANG Haiming 黃海明 RE Dealing in Securities 2007-09-14 2008-11-25
APQ410 YEO Ka Lai, Michelle 楊家麗 RE Dealing in Futures Contracts 2011-06-10 2012-05-14
APQ410 YEO Ka Lai, Michelle 楊家麗 RE Dealing in Futures Contracts 2010-12-06 2011-05-23
APR581 TSO Hon Wai, Adam 曹漢威 RE Dealing in Securities 2010-05-05 2011-03-21
APR581 TSO Hon Wai, Adam 曹漢威 RE Dealing in Futures Contracts 2010-12-06 2011-03-21
APS724 PAU Cheuk Yao 鮑卓堯 RE Dealing in Securities 2015-09-24 2018-03-16
APS724 PAU Cheuk Yao 鮑卓堯 RE Providing Automated Trading Services 2015-09-24 2018-03-16
APS724 PAU Cheuk Yao 鮑卓堯 RE Dealing in Futures Contracts 2015-09-24 2018-03-16
APU627 JOHNSON Serena Maria RE Dealing in Securities 2007-10-11 2008-05-30
APU833 LINN John Clayton RE Dealing in Futures Contracts 2012-04-13 2013-10-23
APV143 JESCHKE Dirk Alexander RE Dealing in Securities 2007-10-29 2009-06-18
APW080 WALLUM Nicholas Peter RO Dealing in Securities 2015-12-16
APW080 WALLUM Nicholas Peter RO Dealing in Futures Contracts 2015-12-16
APW080 WALLUM Nicholas Peter RO Providing Automated Trading Services 2015-12-16
APW080 WALLUM Nicholas Peter RE Dealing in Securities 2009-11-02 2015-12-16
APW080 WALLUM Nicholas Peter RE Dealing in Futures Contracts 2010-12-06 2015-12-16
APW080 WALLUM Nicholas Peter RE Providing Automated Trading Services 2013-07-24 2015-12-16
APX067 LIM Eu Hin RE Dealing in Futures Contracts 2010-12-06
APX071 ALLEN Anthony Douglas RE Dealing in Securities 2009-06-11 2013-07-18
APX071 ALLEN Anthony Douglas RE Dealing in Futures Contracts 2010-12-06 2013-07-18
APY326 YU Hui 俞輝 RE Dealing in Futures Contracts 2011-04-19 2012-01-10
APY710 SWEETING Michael George RE Providing Automated Trading Services 2015-12-17
APY710 SWEETING Michael George RE Dealing in Futures Contracts 2015-12-17
APY710 SWEETING Michael George RE Dealing in Securities 2015-12-17
APY710 SWEETING Michael George RE Dealing in Securities 2012-04-11 2014-07-21
APY710 SWEETING Michael George RE Dealing in Futures Contracts 2012-04-11 2014-07-21
APY710 SWEETING Michael George RE Providing Automated Trading Services 2013-07-24 2014-07-21
APY710 SWEETING Michael George RE Dealing in Futures Contracts 2012-02-07 2012-04-06
APZ542 CHAU Pak Ming, Patrick 周栢明 RE Dealing in Futures Contracts 2018-10-26
AQA451 HA Sangwook 河尚旭 RE Dealing in Futures Contracts 2010-12-06 2012-06-13
AQA563 DIZARD Natsumi RE Dealing in Futures Contracts 2011-04-04 2016-06-24
AQC189 PHILLIP Michael Gustav RE Dealing in Futures Contracts 2010-12-06 2011-06-08
AQE598 YU Zhipeng 余志鵬 RE Dealing in Futures Contracts 2010-12-06 2018-04-23
AQE598 YU Zhipeng 余志鵬 RE Dealing in Securities 2008-01-02 2010-01-08
AQE600 GALLAGHER Casey Haran RE Dealing in Securities 2007-12-24 2009-02-13
AQH042 CHEUNG Tsz Yu 張子渝 RE Dealing in Futures Contracts 2010-12-06 2011-01-04
AQH197 SARCONA III Joseph John RE Dealing in Futures Contracts 2010-12-06 2016-07-11
AQH197 SARCONA III Joseph John RE Providing Automated Trading Services 2013-07-24 2015-10-09
AQH197 SARCONA III Joseph John RE Dealing in Securities 2008-01-21 2015-09-22
AQH266 LATHOUD Thomas Baldoph Vincent Marie RE Dealing in Futures Contracts 2011-03-21 2012-05-14
AQI114 PRINCE Stephen Michael RE Dealing in Futures Contracts 2011-08-08
AQI114 PRINCE Stephen Michael RE Dealing in Securities 2011-08-08
AQI114 PRINCE Stephen Michael RE Providing Automated Trading Services 2013-07-24
AQI973 NG Pui Wai, Connie 吳佩慧 RE Dealing in Futures Contracts 2010-12-06 2015-12-08
AQI974 FORTIN Louis Henri Francois Charles RE Dealing in Futures Contracts 2011-03-17
AQI974 FORTIN Louis Henri Francois Charles RE Dealing in Securities 2011-03-17
AQI974 FORTIN Louis Henri Francois Charles RE Providing Automated Trading Services 2013-07-24
AQI974 FORTIN Louis Henri Francois Charles RE Dealing in Securities 2008-01-25 2011-02-02
AQI974 FORTIN Louis Henri Francois Charles RE Dealing in Futures Contracts 2010-12-06 2011-02-02
AQJ413 GRAFTON James Christopher RE Providing Automated Trading Services 2017-02-06 2018-01-08
AQJ413 GRAFTON James Christopher RE Dealing in Securities 2017-02-06 2018-01-08
AQJ413 GRAFTON James Christopher RE Dealing in Futures Contracts 2017-02-06 2018-01-08
AQJ413 GRAFTON James Christopher RO Dealing in Securities 2014-06-04 2017-02-06
AQJ413 GRAFTON James Christopher RO Dealing in Futures Contracts 2014-06-04 2017-02-06
AQJ413 GRAFTON James Christopher RO Providing Automated Trading Services 2014-06-04 2017-02-06
AQJ413 GRAFTON James Christopher RE Dealing in Securities 2008-01-29 2014-06-04
AQJ413 GRAFTON James Christopher RE Dealing in Futures Contracts 2010-12-06 2014-06-04
AQJ413 GRAFTON James Christopher RE Providing Automated Trading Services 2013-07-24 2014-06-04
AQJ813 CHAN Wing Hang 陳榮恒 RE Dealing in Securities 2008-01-30 2010-05-24
AQJ949 LEE Ka Hang, Karen 李嘉珩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQK102 GERARD Alban Xavier Jacques RE Dealing in Futures Contracts 2014-10-06 2015-08-14
AQK253 TAY Wee Peng 鄭煒平 RE Dealing in Securities 2008-10-21 2010-03-15
AQM676 SUN Ping Cheung 辛秉章 RE Dealing in Securities 2008-02-14 2008-04-03
AQM682 TANG Chin Shan 鄧千山 RE Dealing in Securities 2008-02-14 2009-03-06
AQM700 LAW Kun Yan 羅貫恩 RE Dealing in Securities 2008-02-14 2011-08-19
AQM700 LAW Kun Yan 羅貫恩 RE Dealing in Futures Contracts 2010-12-06 2011-08-19
AQM716 PHAN Khanh Nhat RE Dealing in Securities 2008-02-14 2008-11-20
AQN973 GLADSTONE David RE Dealing in Futures Contracts 2011-10-14 2012-11-02
AQN974 HJORT Viktor RE Dealing in Futures Contracts 2010-12-06 2015-04-21
AQO255 LIU Joseph Yin Chung 廖彥忠 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQO347 TRENCH Wayne RE Dealing in Securities 2015-06-08 2017-12-08
AQO347 TRENCH Wayne RE Providing Automated Trading Services 2015-06-08 2017-12-08
AQO347 TRENCH Wayne RE Dealing in Futures Contracts 2015-06-08 2017-12-08
AQO347 TRENCH Wayne RE Dealing in Securities 2010-07-12 2012-04-16
AQO347 TRENCH Wayne RE Dealing in Futures Contracts 2010-12-06 2012-04-16
AQO554 AHMAD Abda RE Dealing in Futures Contracts 2011-05-16 2012-05-24
AQP680 NG Yee Boon RE Dealing in Securities 2010-01-12
AQP680 NG Yee Boon RE Dealing in Futures Contracts 2010-12-06
AQP680 NG Yee Boon RE Providing Automated Trading Services 2013-07-24
AQP985 STEVENTON Michael John RE Dealing in Securities 2008-03-06 2010-02-09
AQR774 FANG Zhi 方志 RE Dealing in Futures Contracts 2010-12-06 2015-08-18
AQS476 SUDHARSAN Srinivasan RE Dealing in Securities 2009-08-31 2013-01-14
AQS476 SUDHARSAN Srinivasan RE Dealing in Futures Contracts 2010-12-06 2013-01-14
AQS494 WONG Schenken 黃尚勤 RE Dealing in Futures Contracts 2015-03-13 2016-07-04
AQS494 WONG Schenken 黃尚勤 RE Providing Automated Trading Services 2015-03-13 2016-07-04
AQS494 WONG Schenken 黃尚勤 RE Dealing in Securities 2015-03-13 2016-07-04
AQT166 TSANG Cheuk Ling, Charing 曾芍菱 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQT279 CHAN Sin Hang 陳善行 RE Dealing in Futures Contracts 2014-10-16
AQT279 CHAN Sin Hang 陳善行 RE Providing Automated Trading Services 2014-10-16
AQT279 CHAN Sin Hang 陳善行 RE Dealing in Securities 2014-10-16
AQT308 HO Ka Ling 何嘉玲 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQU059 VINCENT George Laurence RE Dealing in Securities 2008-04-02 2010-02-05
AQU150 WOO Wai Man, Wyman Karen 胡慧雯 RE Dealing in Futures Contracts 2010-12-06 2012-10-22
AQU168 WONG Chung Fat 王仲法 RE Dealing in Futures Contracts 2010-12-06 2011-06-15
AQU175 TAI Ka Yan 戴家欣 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQU179 LIU Bo 劉博 RE Dealing in Futures Contracts 2010-12-06 2011-06-23
AQU403 MASON Jordan Thomas RE Dealing in Futures Contracts 2013-01-07 2016-07-22
AQU427 CHAN Tiffany Wun-Kwan RE Dealing in Futures Contracts 2011-10-17 2014-04-04
AQU537 WOODFIN William Keith RE Dealing in Futures Contracts 2010-12-06 2017-08-11
AQW035 CARLSEN Nicholas James RE Dealing in Futures Contracts 2010-12-06 2014-02-20
AQW045 LEUNG Yu Yan, Michelle 梁瑜殷 RE Dealing in Securities 2008-04-17 2009-02-13
AQW059 CHEN Ya Hui 陳雅惠 RE Dealing in Securities 2008-04-17 2011-05-16
AQW059 CHEN Ya Hui 陳雅惠 RE Dealing in Futures Contracts 2010-12-06 2011-05-16
AQX092 HASHIMOTO Yukiko 橋本幸子 RE Dealing in Futures Contracts 2010-12-06
AQX409 CHAN Mo Chi 陳慕慈 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQY492 SHAM Hoi Yan 沈凱茵 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQY579 LAM Jing Yin, Jenny 林靜嫣 RE Dealing in Securities 2008-04-28 2009-01-23
AQZ538 SAKAI Naomi RE Dealing in Futures Contracts 2010-12-06 2011-04-01
AQZ539 LEUNG Karl Fredrick Alcantara 梁志誠 RE Dealing in Futures Contracts 2010-12-06 2011-12-06
AQZ541 YAM Pui Ting, Sharon 任沛婷 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQZ545 LAU Leslie 劉文彤 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQZ636 TILLY Joel RE Dealing in Securities 2008-05-13 2009-07-02
ARA392 ONG Payton Pei-de RE Dealing in Securities 2008-05-09 2013-05-22
ARA392 ONG Payton Pei-de RE Dealing in Futures Contracts 2010-12-06 2013-05-22
ARA774 LO Albert Sze Ming 盧思銘 RE Dealing in Securities 2008-05-15 2008-09-25
ARB897 FU Wayne Wangyang 傅望羊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARD193 LAU Sze Nga 劉詩雅 RE Dealing in Securities 2008-05-26 2010-09-10
ARD485 SON Youngchan RE Dealing in Futures Contracts 2018-08-22 2018-08-27
ARD485 SON Youngchan RE Dealing in Futures Contracts 2016-11-08 2016-11-14
ARD501 MAK Wai Yin, Stella 麥慧賢 RE Dealing in Futures Contracts 2010-12-06 2011-10-31
ARD506 MAK Wan Yan, Eugene 麥穎恩 RE Dealing in Futures Contracts 2010-12-06 2011-03-09
ARD519 LU Angela Chien RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARD871 LEUNG Wai Kay, Vicky 梁慧淇 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARE228 WEI Weiqi 魏未綦 RE Dealing in Futures Contracts 2010-12-06 2019-01-07
ARE509 NAVEED Billal RE Dealing in Futures Contracts 2010-12-06 2011-06-22
ARF105 THOMAS Francois Ferdinand Adrien RE Dealing in Futures Contracts 2011-12-06 2018-07-18
ARF332 CHANG Yao-yung 張堯勇 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARF541 MASCARENHAS Sunil Christopher RE Providing Automated Trading Services 2013-11-20 2016-01-06
ARF541 MASCARENHAS Sunil Christopher RE Dealing in Futures Contracts 2013-11-20 2016-01-06
ARF541 MASCARENHAS Sunil Christopher RE Dealing in Securities 2013-11-20 2016-01-06
ARF541 MASCARENHAS Sunil Christopher RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARF869 LIU Eric Cha-Hua RE Dealing in Securities 2010-05-26 2011-12-15
ARF869 LIU Eric Cha-Hua RE Dealing in Futures Contracts 2010-12-06 2011-12-15
ARG516 SHAY Chester RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARG517 HE Yulin 何羽琳 RE Dealing in Futures Contracts 2010-12-06 2017-05-16
ARG620 HO Wing Sze, Josephine 何泳詩 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ARG665 LIN Chris RE Dealing in Futures Contracts 2011-09-02 2012-05-14
ARG670 LO Chia-Chen 羅家真 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARG713 CHIANG Hsien Chu 蔣賢純 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARG747 LIU Shih-Hsien 劉士賢 RE Dealing in Futures Contracts 2011-05-31 2012-05-14
ARG759 LEE Sue-Ling 李素玲 RE Dealing in Futures Contracts 2011-09-01 2012-05-14
ARH858 HATRICK Kerr RE Providing Automated Trading Services 2014-01-14
ARH858 HATRICK Kerr RE Dealing in Securities 2014-01-14
ARH858 HATRICK Kerr RE Dealing in Futures Contracts 2014-01-14
ARI572 THOM Yvonne Elizabeth RE Dealing in Futures Contracts 2010-12-06 2016-09-19
ARI939 FONG Chuan Jin 馮震權 RE Dealing in Futures Contracts 2013-02-20 2015-04-10
ARI941 LI Jing 李婧 RE Dealing in Futures Contracts 2014-05-12 2016-08-10
ARI945 LI Xuan 李璇 RE Dealing in Futures Contracts 2012-01-09 2015-11-26
ARJ059 FENG Shiran 馮詩然 RE Dealing in Futures Contracts 2017-12-20 2018-03-02
ARJ351 AKHTAR Aizaz RE Dealing in Futures Contracts 2010-12-06 2014-04-01
ARJ485 CONNOR Gavin David RE Dealing in Futures Contracts 2010-12-06 2013-05-31
ARJ810 AU Pak Sze 歐柏斯 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARJ815 KWAN Mei Lan, Renee 關美蘭 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARJ844 COATES David Lee 李英幸 RE Dealing in Futures Contracts 2010-12-06 2012-06-18
ARJ845 GAO Weishan 高維珊 RE Dealing in Futures Contracts 2014-04-29 2014-06-04
ARK453 LEUNG Yu Hin, Eugene 梁宇軒 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARL032 KUEVIBULVANICH Maytinee 郭瑞恩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARM151 HO Ying Chiat 何穎捷 RE Dealing in Futures Contracts 2010-12-06
ARM218 CHEN Jing 陳靜 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARM234 ZHOU Chanyan 周蟾燕 RE Dealing in Futures Contracts 2010-12-06 2011-04-19
ARM332 SAKAGUCHI Haruhiko 坂口陽彥 RE Dealing in Securities 2008-08-12 2010-01-08
ARM894 TSANG Brietta Tyla 曾曉瑜 RE Dealing in Futures Contracts 2017-10-23
ARN132 YANG King Wah 楊景華 RE Dealing in Securities 2008-08-19 2011-08-23
ARN132 YANG King Wah 楊景華 RE Dealing in Futures Contracts 2010-12-06 2011-08-23
ARN189 RUSSELL David Andrew RE Dealing in Futures Contracts 2018-11-19 2018-11-26
ARN189 RUSSELL David Andrew RE Dealing in Securities 2011-07-19 2013-12-06
ARN189 RUSSELL David Andrew RE Dealing in Futures Contracts 2011-07-19 2013-12-06
ARN189 RUSSELL David Andrew RE Providing Automated Trading Services 2013-07-24 2013-12-06
ARN189 RUSSELL David Andrew RO Dealing in Securities 2009-02-26 2011-07-19
ARN189 RUSSELL David Andrew RO Dealing in Futures Contracts 2010-11-30 2011-07-19
ARN189 RUSSELL David Andrew RE Dealing in Securities 2008-08-19 2009-02-26
ARN300 AGARWAL Arvind RE Dealing in Futures Contracts 2010-12-06 2014-02-18
ARN421 PING Ping 平平 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARN428 YAN Jia 顏嘉 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARN742 FU Stan Su-Ting RE Dealing in Futures Contracts 2010-12-06 2011-06-28
ARN745 ELLIS Robert James RE Dealing in Securities 2008-08-29 2014-02-12
ARN745 ELLIS Robert James RE Dealing in Futures Contracts 2010-12-06 2014-02-12
ARN745 ELLIS Robert James RE Providing Automated Trading Services 2013-07-24 2014-02-12
ARN751 KUO-TSING-JEN Nicolas Guillaume Stephane RE Dealing in Securities 2010-02-17 2015-06-04
ARN751 KUO-TSING-JEN Nicolas Guillaume Stephane RE Dealing in Futures Contracts 2010-12-06 2015-06-04
ARN751 KUO-TSING-JEN Nicolas Guillaume Stephane RE Providing Automated Trading Services 2013-07-24 2015-06-04
ARO001 REGAN Joseph David RE Dealing in Securities 2008-09-01 2009-10-02
ARO400 WU Sui Hin 胡瑞軒 RE Dealing in Securities 2008-09-01 2009-03-06
ARO402 PUPALASINGAM Ahillan RE Dealing in Futures Contracts 2010-12-06 2011-01-07
ARR338 CHONG Lai Ying 莊麗英 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARR601 LAW Ka On, Andy 羅家安 RE Dealing in Futures Contracts 2010-12-06 2011-05-25
ARS089 MILLER John Campbell RE Dealing in Securities 2008-10-13 2011-03-14
ARS089 MILLER John Campbell RE Dealing in Futures Contracts 2010-12-06 2011-03-14
ARV352 GAUTAM Rahul RE Dealing in Securities 2011-04-08
ARV352 GAUTAM Rahul RE Dealing in Futures Contracts 2011-04-08
ARV352 GAUTAM Rahul RE Providing Automated Trading Services 2013-07-24
ARW240 CHE Lai I 謝麗儀 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARW392 FONG Ka Man 方嘉敏 RE Dealing in Futures Contracts 2017-03-20
ARW564 EL BIED Sina RE Dealing in Futures Contracts 2011-09-15
ARW856 SINGH Praveen Kumar RE Dealing in Securities 2008-11-20 2009-03-06
ARW861 BOPPANA Venkatadri RO Dealing in Futures Contracts 2018-06-22
ARW861 BOPPANA Venkatadri RO Dealing in Securities 2018-06-22
ARW861 BOPPANA Venkatadri RO Providing Automated Trading Services 2018-06-22
ARW861 BOPPANA Venkatadri RE Dealing in Securities 2008-11-19 2018-06-22
ARW861 BOPPANA Venkatadri RE Dealing in Futures Contracts 2010-12-06 2018-06-22
ARW861 BOPPANA Venkatadri RE Providing Automated Trading Services 2013-07-24 2018-06-22
ARX028 MCGOLDRICK Michael Sean RE Dealing in Futures Contracts 2010-12-06 2014-04-09
ASD454 LEUNG Ho Pong 梁浩邦 RE Dealing in Futures Contracts 2016-02-01 2018-10-19
ASD482 CHEN Yi Ming 陳一鳴 RE Dealing in Futures Contracts 2014-12-22 2016-05-06
ASD482 CHEN Yi Ming 陳一鳴 RE Dealing in Securities 2014-12-22 2016-05-06
ASD482 CHEN Yi Ming 陳一鳴 RE Providing Automated Trading Services 2014-12-22 2016-05-06
ASD558 ASARI Takehiko RE Dealing in Futures Contracts 2010-12-06 2012-03-13
ASD897 KAHN Justin Frank RE Dealing in Futures Contracts 2012-01-17 2013-09-17
ASE066 CHEN Mei Chi 陳玫圻 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ASE440 SHIRAKURA Yumiko 白倉由美子 RE Dealing in Securities 2008-12-19 2009-02-13
ASE444 BRAGINSKIY Dmitriy RE Dealing in Securities 2008-12-19 2017-02-20
ASE444 BRAGINSKIY Dmitriy RE Dealing in Futures Contracts 2010-12-06 2017-02-20
ASE444 BRAGINSKIY Dmitriy RE Providing Automated Trading Services 2013-07-24 2017-02-20
ASE611 JACKSON Christopher David RE Dealing in Futures Contracts 2010-12-06 2014-09-30
ASF036 HUANG Timmy Chi-ming 黃麒銘 RE Dealing in Futures Contracts 2011-11-22 2012-08-29
ASF036 HUANG Timmy Chi-ming 黃麒銘 RE Dealing in Securities 2011-11-22 2012-08-29
ASI114 CHUNG King Yan 鍾敬恩 RE Dealing in Futures Contracts 2010-12-06 2015-09-18
ASJ686 LEUNG Hoi Shan, Sally 梁凱珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ASK162 GLYNN Stephen Andrew RO Dealing in Futures Contracts 2012-03-13 2014-03-13
ASK162 GLYNN Stephen Andrew RE Dealing in Futures Contracts 2010-12-06 2012-03-13
ASK165 TOTHAM Matthew James RE Providing Automated Trading Services 2013-10-10 2014-10-28
ASK165 TOTHAM Matthew James RE Dealing in Futures Contracts 2013-10-10 2014-10-28
ASK165 TOTHAM Matthew James RE Dealing in Securities 2013-10-10 2014-10-28
ASK165 TOTHAM Matthew James RO Dealing in Futures Contracts 2012-05-18 2013-10-10
ASK165 TOTHAM Matthew James RO Dealing in Securities 2012-05-18 2013-10-10
ASK165 TOTHAM Matthew James RO Providing Automated Trading Services 2013-07-23 2013-10-10
ASK165 TOTHAM Matthew James RE Dealing in Securities 2009-02-03 2012-05-18
ASK165 TOTHAM Matthew James RE Dealing in Futures Contracts 2010-12-06 2012-05-18
ASL088 O'NEILL Matthew William RE Dealing in Futures Contracts 2013-11-05 2018-09-04
ASL088 O'NEILL Matthew William RE Dealing in Securities 2013-11-05 2015-08-13
ASL088 O'NEILL Matthew William RE Providing Automated Trading Services 2013-11-05 2015-08-13
ASO699 DREVET Vanessa Maryse RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ASP614 AFFENDI Kavish Javid RE Dealing in Futures Contracts 2010-12-06
ASP617 LARSABAL Etienne Emmanuel RE Dealing in Securities 2009-03-24 2012-01-10
ASP617 LARSABAL Etienne Emmanuel RE Dealing in Futures Contracts 2010-12-06 2012-01-10
ASS704 GIAN Jia Ying RE Dealing in Futures Contracts 2017-11-09
ASU349 TANDEAN Rika 陳愛琪 RE Dealing in Futures Contracts 2010-12-06 2013-04-11
ASW725 BARDONG Shawn Patrick RE Dealing in Securities 2009-05-12 2011-02-17
ASW725 BARDONG Shawn Patrick RE Dealing in Futures Contracts 2010-12-06 2011-02-17
ASX471 CHAN Yuen Chi, Greta 陳琬芝 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ASY528 SZE Hiu Wing 施曉穎 RE Dealing in Futures Contracts 2011-08-22 2012-09-10
ASY648 YIP Pui Yee 葉佩兒 RE Dealing in Futures Contracts 2010-12-06 2018-09-28
ATB824 LO Chi Chiu, Paul Andrew 盧智超 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ATC527 BOUDIER Julien Vincent RE Dealing in Securities 2009-09-07 2012-08-10
ATC527 BOUDIER Julien Vincent RE Dealing in Futures Contracts 2010-12-06 2012-08-10
ATD515 SMERIN Richard Oliver Henry RE Dealing in Securities 2009-06-22

Any questions? Get in touch:

or use the form below: