Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licensed institution AAC257
Barclays Capital Asia Limited
巴克萊亞洲有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAC257 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ818 CHIN Ping Yan 錢炳恩 RE Advising on Corporate Finance 2007-08-31 2008-12-16
AAJ818 CHIN Ping Yan 錢炳恩 RE Dealing in Securities 2007-08-31 2008-12-16
AAN604 SWEENEY Kirk Chester RE Advising on Securities 2010-02-12 2013-05-13
AAN604 SWEENEY Kirk Chester RO Dealing in Futures Contracts 2011-05-12 2013-05-13
AAN604 SWEENEY Kirk Chester RO Dealing in Securities 2011-05-12 2013-05-13
AAN604 SWEENEY Kirk Chester RO Advising on Corporate Finance 2011-05-12 2013-05-13
AAN604 SWEENEY Kirk Chester RE Advising on Corporate Finance 2010-02-12 2011-05-12
AAN604 SWEENEY Kirk Chester RE Dealing in Futures Contracts 2010-02-12 2011-05-12
AAN604 SWEENEY Kirk Chester RE Dealing in Securities 2010-02-12 2011-05-12
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Dealing in Securities 2013-09-24 2016-01-21
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Dealing in Futures Contracts 2013-09-24 2016-01-21
AAV788 DAVIES Anthony Miles RO Dealing in Securities 2016-12-02
AAV788 DAVIES Anthony Miles RO Advising on Securities 2016-12-02
AAV788 DAVIES Anthony Miles RE Dealing in Futures Contracts 2010-04-29 2016-12-02
AAV788 DAVIES Anthony Miles RE Dealing in Securities 2010-04-29 2016-12-02
AAX418 SZE Tak Tai, May 施得娣 RE Dealing in Securities 2007-01-24 2007-08-03
AAZ527 LI Kin Ho 李健豪 RE Dealing in Securities 2006-07-04 2008-10-14
AAZ527 LI Kin Ho 李健豪 RE Dealing in Futures Contracts 2006-07-28 2008-10-14
ABB931 LU Wing Man, Melissa 呂榮雯 RE Dealing in Securities 2004-04-26 2004-12-15
ABB931 LU Wing Man, Melissa 呂榮雯 RE Advising on Corporate Finance 2004-04-26 2004-12-15
ABM624 CHAN Kent W B RE Advising on Securities 2012-01-17 2015-06-23
ABM624 CHAN Kent W B RE Advising on Securities 2010-08-30 2011-08-02
ABM977 NORRIS Jeremy Anthony RO Dealing in Securities 2010-10-06 2013-03-31
ABM977 NORRIS Jeremy Anthony RE Dealing in Securities 2010-03-10 2010-10-06
ABM992 FUJII Ken RO Dealing in Futures Contracts 2014-08-27 2014-11-25
ABM992 FUJII Ken RO Dealing in Securities 2014-08-27 2014-11-25
ABM992 FUJII Ken RE Dealing in Futures Contracts 2012-10-03 2014-08-27
ABM992 FUJII Ken RE Dealing in Securities 2012-10-03 2014-08-27
ABR486 CHAN Man Wai, Mark 陳孟為 RE Dealing in Securities 2004-11-26 2007-06-28
ABR486 CHAN Man Wai, Mark 陳孟為 RE Advising on Corporate Finance 2004-11-29 2007-06-28
ABU687 KOO George Chen Yu 顧震宇 RE Dealing in Securities 2003-04-01 2006-06-06
ABU687 KOO George Chen Yu 顧震宇 RE Advising on Corporate Finance 2003-04-01 2006-06-06
ABV918 CHAN Lai 陳麗 RE Dealing in Securities 2003-04-01 2007-04-27
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Advising on Corporate Finance 2007-03-01 2011-01-12
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Dealing in Securities 2007-03-01 2011-01-12
ABY977 ZHANG Shou Lin 張守林 RE Advising on Corporate Finance 2005-03-29 2011-07-04
ABY977 ZHANG Shou Lin 張守林 RE Dealing in Securities 2005-03-29 2011-07-04
ACA862 LAI Tat Sze, Darcy 黎達詩 RO Advising on Corporate Finance 2004-12-02 2009-02-24
ACA862 LAI Tat Sze, Darcy 黎達詩 RO Dealing in Securities 2004-12-02 2009-02-24
ACA862 LAI Tat Sze, Darcy 黎達詩 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ACA862 LAI Tat Sze, Darcy 黎達詩 RE Dealing in Securities 2003-04-01 2004-12-02
ACB020 WONG Owen 黃浩雲 RE Dealing in Securities 2012-06-11 2015-06-18
ACC083 DIAO Stephen RE Dealing in Securities 2003-04-01 2006-04-28
ACC083 DIAO Stephen RE Advising on Corporate Finance 2003-04-01 2006-04-28
ACC083 DIAO Stephen RE Asset Management 2003-04-01 2004-08-31
ACC083 DIAO Stephen RE Advising on Securities 2003-04-01 2004-08-31
ACC188 LING Chi Yau, Royce 凌志友 RE Dealing in Futures Contracts 2005-01-31 2008-10-31
ACC188 LING Chi Yau, Royce 凌志友 RE Dealing in Securities 2007-07-10 2008-10-31
ACG009 YAU Yim Mui, Samantha 丘艷梅 RE Dealing in Securities 2004-04-30 2016-01-21
ACH256 HUI Yung, Chris 許勇 RO Advising on Corporate Finance 2004-12-02 2010-04-23
ACH256 HUI Yung, Chris 許勇 RO Dealing in Securities 2004-12-02 2010-04-23
ACH256 HUI Yung, Chris 許勇 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ACH256 HUI Yung, Chris 許勇 RE Dealing in Securities 2003-04-01 2004-12-02
ACH929 SAKAI Kazunori RE Advising on Corporate Finance 2003-05-06 2005-08-19
ACH929 SAKAI Kazunori RE Dealing in Securities 2003-05-06 2005-08-19
ACI903 BRAIBANT Marc Louis Paul Daniel RE Dealing in Securities 2011-11-07 2016-01-21
ACM458 WAH Anthony Ming Chit 華明哲 RE Dealing in Securities 2005-08-02 2008-07-16
ACN915 KWAN Chun Yue, Patrick 關振宇 RO Advising on Corporate Finance 2004-12-02 2016-09-13
ACN915 KWAN Chun Yue, Patrick 關振宇 RO Dealing in Securities 2004-12-02 2016-09-13
ACN915 KWAN Chun Yue, Patrick 關振宇 RE Dealing in Securities 2003-04-01 2004-12-02
ACN915 KWAN Chun Yue, Patrick 關振宇 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ACN916 IBASCO Ronaldo D. RE Advising on Corporate Finance 2005-03-04 2013-07-31
ACN916 IBASCO Ronaldo D. RE Dealing in Securities 2005-03-04 2013-07-31
ACP180 IP Kar King, Kenneth 葉家敬 RE Dealing in Securities 2009-12-28 2011-04-13
ACP180 IP Kar King, Kenneth 葉家敬 RE Dealing in Futures Contracts 2009-12-28 2011-04-13
ACP610 YIP Yan Tion, Samson 葉仁犉 RO Dealing in Securities 2010-10-12 2018-12-24
ACP610 YIP Yan Tion, Samson 葉仁犉 RE Dealing in Securities 2004-02-16 2010-10-12
ACR153 SUN Steven John 孫常勝 RE Dealing in Securities 2009-02-20 2011-07-15
ACR153 SUN Steven John 孫常勝 RE Advising on Corporate Finance 2009-02-20 2011-07-15
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Dealing in Futures Contracts 2006-07-18 2016-10-20
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Dealing in Securities 2006-07-18 2016-10-20
ACR602 GELBER Randy Scott RE Dealing in Securities 2010-08-12 2014-06-30
ACR602 GELBER Randy Scott RE Advising on Securities 2010-08-12 2014-06-30
ACR602 GELBER Randy Scott RE Advising on Corporate Finance 2010-08-12 2014-06-30
ACU447 MILLER Daniel Owen 但米勒 RE Dealing in Futures Contracts 2014-05-21 2016-06-29
ACU447 MILLER Daniel Owen 但米勒 RO Dealing in Securities 2014-07-17 2016-06-29
ACU447 MILLER Daniel Owen 但米勒 RE Dealing in Securities 2014-05-21 2014-07-17
ACY421 SANDEFORD Mark Charles RO Dealing in Securities 2010-07-22 2014-04-22
ACY421 SANDEFORD Mark Charles RE Dealing in Futures Contracts 2010-11-15 2014-04-22
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RO Dealing in Securities 2005-01-20 2006-12-04
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RE Dealing in Securities 2003-04-01 2005-01-20
ADC296 TSE Man Yan 謝萬仁 RE Advising on Securities 2003-04-01 2003-10-31
ADC296 TSE Man Yan 謝萬仁 RE Asset Management 2003-04-01 2003-10-31
ADC296 TSE Man Yan 謝萬仁 RE Advising on Corporate Finance 2003-04-01 2003-10-31
ADC307 GIBBONS Robin John RE Advising on Corporate Finance 2003-04-01 2011-12-23
ADC307 GIBBONS Robin John RE Dealing in Securities 2003-04-01 2011-12-23
ADC307 GIBBONS Robin John RE Advising on Securities 2003-04-01 2004-08-31
ADC307 GIBBONS Robin John RE Asset Management 2003-04-01 2004-08-31
ADC308 TANG Yuk Hin Richard 鄧煜騫 RO Dealing in Securities 2004-12-02 2006-07-27
ADC308 TANG Yuk Hin Richard 鄧煜騫 RO Advising on Corporate Finance 2004-12-02 2006-07-27
ADC308 TANG Yuk Hin Richard 鄧煜騫 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ADC308 TANG Yuk Hin Richard 鄧煜騫 RE Dealing in Securities 2003-04-01 2004-12-02
ADC308 TANG Yuk Hin Richard 鄧煜騫 RE Asset Management 2003-04-01 2004-08-31
ADC308 TANG Yuk Hin Richard 鄧煜騫 RE Advising on Securities 2003-04-01 2004-08-31
ADC316 CHEAM Shou Sen 詹蘇姍 RE Advising on Corporate Finance 2003-04-01 2013-05-31
ADC316 CHEAM Shou Sen 詹蘇姍 RE Dealing in Securities 2003-04-01 2013-05-31
ADC635 LEE Sau Kuen, Dora 李秀娟 RE Advising on Corporate Finance 2003-04-01 2014-06-03
ADC635 LEE Sau Kuen, Dora 李秀娟 RE Dealing in Securities 2003-04-01 2014-06-03
ADC635 LEE Sau Kuen, Dora 李秀娟 RE Asset Management 2003-04-01 2004-08-30
ADC635 LEE Sau Kuen, Dora 李秀娟 RE Advising on Securities 2003-04-01 2004-08-30
ADE705 LAU Hay Tsing 劉希靖 RE Dealing in Futures Contracts 2005-01-31 2008-07-31
ADE705 LAU Hay Tsing 劉希靖 RE Dealing in Securities 2005-01-31 2008-07-31
ADF528 LAU Tat Wai, David 劉達維 RO Advising on Corporate Finance 2009-06-18 2011-06-28
ADF528 LAU Tat Wai, David 劉達維 RO Dealing in Securities 2009-06-18 2011-06-28
ADF528 LAU Tat Wai, David 劉達維 RE Dealing in Securities 2009-04-07 2009-06-18
ADF528 LAU Tat Wai, David 劉達維 RE Advising on Corporate Finance 2009-04-07 2009-06-18
ADG060 TAM Hai Wei, Grace 譚希慧 RO Advising on Corporate Finance 2003-04-01 2006-06-15
ADG060 TAM Hai Wei, Grace 譚希慧 RO Dealing in Securities 2004-12-02 2006-06-15
ADG060 TAM Hai Wei, Grace 譚希慧 RO Advising on Securities 2003-04-01 2004-12-02
ADG060 TAM Hai Wei, Grace 譚希慧 RO Asset Management 2003-04-01 2004-12-02
ADG060 TAM Hai Wei, Grace 譚希慧 RE Dealing in Securities 2003-04-01 2004-12-02
ADH481 CHAN Wai Ling, Christina 陳慧玲 RE Advising on Corporate Finance 2003-04-01 2006-08-07
ADH481 CHAN Wai Ling, Christina 陳慧玲 RE Dealing in Securities 2003-04-01 2006-08-07
ADH481 CHAN Wai Ling, Christina 陳慧玲 RE Asset Management 2003-04-01 2004-08-30
ADH481 CHAN Wai Ling, Christina 陳慧玲 RE Advising on Securities 2003-04-01 2004-08-30
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Dealing in Securities 2004-06-15 2011-05-27
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RO Dealing in Futures Contracts 2005-01-12 2011-05-27
ADH898 CONNOR David Jonathan RE Dealing in Securities 2007-11-15 2010-07-13
ADH898 CONNOR David Jonathan RE Dealing in Futures Contracts 2007-11-15 2010-07-13
ADI032 WOO Cheung Yee, Jimmy 吳祥貽 RE Dealing in Securities 2011-07-08 2016-01-21
ADI057 HONG Albert RE Dealing in Securities 2008-05-14 2011-04-29
ADI176 GINSBURG Matthew David RO Dealing in Securities 2010-01-13 2014-05-15
ADI176 GINSBURG Matthew David RO Advising on Corporate Finance 2010-01-13 2014-05-15
ADI176 GINSBURG Matthew David RE Advising on Corporate Finance 2009-09-17 2010-01-13
ADI176 GINSBURG Matthew David RE Dealing in Securities 2009-09-17 2010-01-13
ADJ311 LIU Sean Meng-hsiung 劉孟雄 RE Advising on Corporate Finance 2003-11-28 2006-08-11
ADJ311 LIU Sean Meng-hsiung 劉孟雄 RE Dealing in Securities 2003-11-28 2006-08-11
ADJ647 DING Yibing 丁一賓 RO Dealing in Securities 2010-12-09 2014-12-12
ADJ647 DING Yibing 丁一賓 RO Advising on Corporate Finance 2010-12-09 2014-12-12
ADJ647 DING Yibing 丁一賓 RE Advising on Corporate Finance 2010-10-11 2010-12-09
ADJ647 DING Yibing 丁一賓 RE Dealing in Securities 2010-10-11 2010-12-09
ADJ799 YAU Sheung Kam 邱湘琴 RO Dealing in Securities 2005-02-28 2011-01-20
ADJ799 YAU Sheung Kam 邱湘琴 RE Dealing in Securities 2005-02-01 2005-02-28
ADM460 WANG Hoi, Gloria 汪愷 RE Advising on Corporate Finance 2008-03-05 2009-02-10
ADM460 WANG Hoi, Gloria 汪愷 RE Dealing in Securities 2008-03-05 2009-02-10
ADQ242 PARK Sung Wan 朴性玩 RE Dealing in Securities 2010-01-28 2011-08-17
ADQ686 NGUYEN Thanh Cao RE Dealing in Securities 2014-10-22 2016-01-21
ADQ686 NGUYEN Thanh Cao RE Dealing in Futures Contracts 2014-10-22 2016-01-21
ADR449 GVOZDEN Alexander Robin RO Advising on Securities 2007-11-23 2008-02-22
ADR449 GVOZDEN Alexander Robin RE Advising on Securities 2006-01-09 2007-11-23
ADR699 LEUNG Tat Pui 梁達培 RE Dealing in Securities 2010-08-18 2016-01-21
ADR699 LEUNG Tat Pui 梁達培 RE Dealing in Futures Contracts 2010-08-18 2016-01-21
ADT214 SCRIVENS Jason William RO Dealing in Securities 2013-09-17 2014-12-29
ADT214 SCRIVENS Jason William RE Dealing in Securities 2013-02-07 2013-09-17
ADT354 QIU Zhi Zhong RE Advising on Corporate Finance 2009-07-15 2013-06-01
ADT354 QIU Zhi Zhong RE Dealing in Securities 2009-07-15 2013-06-01
ADW037 HAMERSMA Sander Bastiaan RE Advising on Corporate Finance 2008-06-20 2016-01-21
ADW037 HAMERSMA Sander Bastiaan RE Dealing in Securities 2008-06-20 2016-01-21
ADW623 VAN DER SCHAFT Pieter RO Advising on Securities 2004-10-26 2006-02-14
ADW623 VAN DER SCHAFT Pieter RE Advising on Securities 2003-04-01 2004-10-26
ADX189 YUNG Ling Ling, Lilian 楊玲玲 RE Dealing in Securities 2003-04-01 2007-07-17
ADX523 NG Lap Fung 伍立峯 RO Dealing in Securities 2004-12-06 2006-02-13
ADX523 NG Lap Fung 伍立峯 RO Advising on Corporate Finance 2004-12-06 2006-02-13
ADX523 NG Lap Fung 伍立峯 RE Advising on Corporate Finance 2003-04-01 2004-12-06
ADX523 NG Lap Fung 伍立峯 RE Dealing in Securities 2003-04-01 2004-12-06
ADX634 WU Sheng 武胜 RO Advising on Corporate Finance 2013-06-03
ADX634 WU Sheng 武胜 RO Dealing in Securities 2013-06-03
ADX634 WU Sheng 武胜 RE Dealing in Securities 2010-09-08 2013-06-03
ADX634 WU Sheng 武胜 RE Advising on Corporate Finance 2010-09-08 2013-06-03
ADX809 LEUNG Ka Fai, Fred 梁家輝 RO Advising on Corporate Finance 2008-07-11 2013-02-05
ADX809 LEUNG Ka Fai, Fred 梁家輝 RO Dealing in Securities 2008-07-11 2013-02-05
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Advising on Corporate Finance 2008-07-02 2008-07-11
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Dealing in Securities 2008-07-02 2008-07-11
ADZ064 DEVONALD Andrew James RO Dealing in Securities 2005-01-19 2007-02-27
ADZ064 DEVONALD Andrew James RO Dealing in Futures Contracts 2005-01-19 2007-02-27
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Securities 2010-06-11 2010-11-18
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Futures Contracts 2010-06-11 2010-11-18
AEC577 LAWRENCE Andrew John RE Advising on Securities 2010-08-25 2013-01-24
AEC626 GIRAULT Denis Raymond RE Advising on Corporate Finance 2005-11-04 2006-08-29
AEC626 GIRAULT Denis Raymond RE Dealing in Securities 2005-11-04 2006-08-29
AED170 RIJNBEEK Jason Martin RO Dealing in Securities 2008-07-11 2014-05-08
AED170 RIJNBEEK Jason Martin RO Advising on Corporate Finance 2008-07-11 2014-05-08
AED568 TSANG Ling Biu, Gilbert 曾令鏢 RE Dealing in Securities 2005-01-11 2013-01-24
AED568 TSANG Ling Biu, Gilbert 曾令鏢 RO Advising on Corporate Finance 2008-08-26 2013-01-24
AED568 TSANG Ling Biu, Gilbert 曾令鏢 RE Advising on Corporate Finance 2005-01-11 2008-08-26
AED932 LEE Kar Ming, Kenneth 李嘉明 RE Advising on Corporate Finance 2013-03-20 2013-06-05
AED932 LEE Kar Ming, Kenneth 李嘉明 RE Dealing in Securities 2013-03-20 2013-06-05
AEF812 TSAO Philip 曹為實 RE Advising on Corporate Finance 2011-06-30 2015-02-11
AEF812 TSAO Philip 曹為實 RE Dealing in Securities 2011-06-30 2015-02-11
AEH768 CHEN Alan Bing RE Dealing in Securities 2014-08-05 2016-01-21
AEH768 CHEN Alan Bing RE Dealing in Futures Contracts 2014-08-05 2016-01-21
AEH770 KWAN Yok Bing, Wendy 關玉冰 RE Dealing in Securities 2006-07-13 2010-05-24
AES876 LOUIE Kwok Yi , Paul 雷國怡 RO Advising on Securities 2014-01-08 2016-04-21
AES876 LOUIE Kwok Yi , Paul 雷國怡 RE Advising on Securities 2013-09-17 2014-01-08
AEU258 LEUNG Sik Chong, Noelle 梁式莊 RE Dealing in Securities 2003-04-01 2005-07-27
AEU275 CHEUNG Wing Tim 張永添 RE Dealing in Securities 2004-09-06 2009-03-27
AEU275 CHEUNG Wing Tim 張永添 RE Advising on Corporate Finance 2004-09-06 2009-03-27
AEV978 CHANG Fei Fu 張飛虎 RE Dealing in Securities 2010-04-19 2011-05-20
AEW788 LUK Man To 陸文滔 RE Dealing in Securities 2007-01-30 2010-11-18
AEW788 LUK Man To 陸文滔 RE Dealing in Futures Contracts 2007-01-30 2010-11-18
AEX291 TANG Hing Pang, Donmany 鄧慶鵬 RE Dealing in Securities 2003-04-01 2006-07-13
AEX291 TANG Hing Pang, Donmany 鄧慶鵬 RE Advising on Corporate Finance 2003-04-01 2006-07-13
AEZ571 SYQUIA Juan Martin Lagdameo RE Dealing in Securities 2003-04-01 2003-10-31
AEZ571 SYQUIA Juan Martin Lagdameo RE Advising on Securities 2003-04-01 2003-10-31
AEZ571 SYQUIA Juan Martin Lagdameo RE Advising on Corporate Finance 2003-04-01 2003-10-31
AEZ571 SYQUIA Juan Martin Lagdameo RE Asset Management 2003-04-01 2003-10-31
AEZ731 KING Edward Kai 金愷 RO Dealing in Securities 2011-03-18 2014-03-31
AEZ731 KING Edward Kai 金愷 RO Advising on Corporate Finance 2011-03-18 2014-03-31
AEZ731 KING Edward Kai 金愷 RE Advising on Corporate Finance 2010-09-07 2011-03-18
AEZ731 KING Edward Kai 金愷 RE Dealing in Securities 2010-09-07 2011-03-18
AFC187 CHUANG Man, Anastasia 莊敏 RE Advising on Corporate Finance 2003-04-01 2007-03-03
AFC187 CHUANG Man, Anastasia 莊敏 RE Dealing in Securities 2003-04-01 2007-03-03
AFC187 CHUANG Man, Anastasia 莊敏 RE Advising on Securities 2003-04-01 2004-08-30
AFC187 CHUANG Man, Anastasia 莊敏 RE Asset Management 2003-04-01 2004-08-30
AFC240 BOEY Yew Pun RE Dealing in Securities 2004-05-04 2004-12-02
AFD745 KWOK Oi Lung, Roy 郭凱龍 RE Advising on Corporate Finance 2011-01-24 2012-02-16
AFD745 KWOK Oi Lung, Roy 郭凱龍 RE Dealing in Securities 2011-01-24 2012-02-16
AFE041 GREGORY Paul Martin RO Advising on Corporate Finance 2004-12-02 2006-03-03
AFE041 GREGORY Paul Martin RO Dealing in Securities 2004-12-02 2006-03-03
AFE041 GREGORY Paul Martin RE Dealing in Securities 2003-04-01 2004-12-02
AFE041 GREGORY Paul Martin RE Advising on Corporate Finance 2003-04-01 2004-12-02
AFE041 GREGORY Paul Martin RE Advising on Securities 2003-04-01 2004-08-31
AFE041 GREGORY Paul Martin RE Asset Management 2003-04-01 2004-08-31
AFE044 YANG Kirk Y-C 楊應超 RO Advising on Securities 2010-11-17 2016-04-21
AFE044 YANG Kirk Y-C 楊應超 RE Advising on Securities 2010-08-30 2010-11-17
AFE061 RAMACHANDRAN Anand RO Advising on Securities 2011-05-17 2013-07-14
AFE061 RAMACHANDRAN Anand RE Advising on Securities 2011-05-03 2011-05-17
AFE074 KWAN Kwok Yung 關國勇 RE Advising on Corporate Finance 2003-04-01 2007-03-06
AFE074 KWAN Kwok Yung 關國勇 RE Dealing in Securities 2003-04-01 2007-03-06
AFE074 KWAN Kwok Yung 關國勇 RE Advising on Securities 2003-04-01 2004-08-30
AFE074 KWAN Kwok Yung 關國勇 RE Asset Management 2003-04-01 2004-08-30
AFE173 YU Pui Shan, Angela 余珮珊 RE Dealing in Futures Contracts 2010-11-04 2011-08-17
AFE173 YU Pui Shan, Angela 余珮珊 RE Dealing in Securities 2010-11-04 2011-08-17
AFE899 FU Wing Yan, Rebecca 傅穎欣 RE Dealing in Futures Contracts 2016-01-18 2016-01-21
AFE899 FU Wing Yan, Rebecca 傅穎欣 RE Dealing in Securities 2016-01-18 2016-01-21
AFF166 SCHRANTZ Alexander RE Dealing in Securities 2011-08-03 2012-08-25
AFF166 SCHRANTZ Alexander RO Advising on Corporate Finance 2011-09-23 2012-08-25
AFF166 SCHRANTZ Alexander RE Advising on Corporate Finance 2011-08-03 2011-09-23
AFF729 LEONG Gary Douglas RE Dealing in Securities 2010-01-20 2011-01-10
AFJ236 CHU Min Huei, Lucille RE Dealing in Securities 2004-08-23 2006-03-16
AFJ236 CHU Min Huei, Lucille RE Advising on Corporate Finance 2004-08-23 2006-03-16
AFJ284 GARCIA Michael Anthony RE Dealing in Securities 2010-08-24 2013-03-28
AFJ284 GARCIA Michael Anthony RE Dealing in Futures Contracts 2010-08-24 2013-03-28
AFJ463 ONG Boon Kin, Lloyd 王文景 RE Advising on Securities 2003-04-01 2004-02-17
AFJ912 RAGUSA Francis Anthony RE Dealing in Securities 2007-10-29 2009-07-08
AFJ912 RAGUSA Francis Anthony RE Dealing in Futures Contracts 2007-10-29 2009-07-08
AFM321 SUN Cheuk Wa 孫卓華 RE Dealing in Securities 2013-12-10
AFN819 PEH Chin Ann, Bernard 白振安 RO Advising on Securities 2004-12-02 2008-04-30
AFN819 PEH Chin Ann, Bernard 白振安 RE Advising on Securities 2003-04-01 2004-12-02
AFQ371 CHEN Kuan-ting 陳冠婷 RO Advising on Corporate Finance 2016-11-30
AFQ371 CHEN Kuan-ting 陳冠婷 RO Dealing in Securities 2016-11-30
AFQ371 CHEN Kuan-ting 陳冠婷 RE Advising on Corporate Finance 2011-08-29 2016-11-30
AFQ371 CHEN Kuan-ting 陳冠婷 RE Dealing in Securities 2011-08-29 2016-11-30
AFR195 ZUBERI Azmat RE Dealing in Securities 2003-04-01 2005-09-05
AFR195 ZUBERI Azmat RE Advising on Corporate Finance 2003-04-01 2005-09-05
AFR216 SHUM Anthony Chi-chung 岑志中 RE Dealing in Securities 2003-04-01 2010-06-28
AFR216 SHUM Anthony Chi-chung 岑志中 RE Advising on Corporate Finance 2003-04-01 2010-06-28
AFR216 SHUM Anthony Chi-chung 岑志中 RE Asset Management 2003-04-01 2004-08-30
AFR216 SHUM Anthony Chi-chung 岑志中 RE Advising on Securities 2003-04-01 2004-08-30
AFR230 SOLARZ Philip Geoffrey RE Dealing in Securities 2013-06-21 2016-02-05
AFR241 SHARMA Vineet Kulbandhu RO Advising on Securities 2012-04-10 2016-04-21
AFR241 SHARMA Vineet Kulbandhu RE Advising on Securities 2010-08-18 2012-04-10
AFS879 ZENG Weijing 曾衛京 RE Dealing in Securities 2003-04-01 2005-03-07
AFU383 HUANG Bernice RE Advising on Corporate Finance 2007-08-02 2008-11-14
AFU383 HUANG Bernice RE Dealing in Securities 2007-08-02 2008-11-14
AFV312 KIM Hyung Kon RE Advising on Corporate Finance 2003-04-01 2006-07-02
AFV312 KIM Hyung Kon RE Dealing in Securities 2004-12-02 2006-07-02
AFV312 KIM Hyung Kon RE Asset Management 2003-04-01 2004-08-31
AFV312 KIM Hyung Kon RE Advising on Securities 2003-04-01 2004-08-31
AFW239 HUANG Yiping 黃益平 RE Advising on Securities 2011-08-15 2013-06-28
AFX588 KOO Vanessa Lee Ying 顧琍瀅 RO Advising on Corporate Finance 2011-05-18
AFX588 KOO Vanessa Lee Ying 顧琍瀅 RO Dealing in Securities 2014-08-21
AFX588 KOO Vanessa Lee Ying 顧琍瀅 RE Dealing in Securities 2011-05-18 2014-08-21
AFY161 CHENG Kong Miu, Mille 程亢苗 RE Advising on Corporate Finance 2011-07-18 2013-05-24
AFY161 CHENG Kong Miu, Mille 程亢苗 RE Dealing in Securities 2011-07-18 2013-05-24
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Dealing in Futures Contracts 2006-07-27 2012-06-08
AFY781 WONG Sheh Chung, Michael 王錫聰 RO Dealing in Securities 2007-07-31 2012-06-08
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Dealing in Securities 2006-07-27 2007-07-31
AGA156 WONG Koon Chung, Stephen 王貫中 RE Dealing in Securities 2007-07-27 2008-02-26
AGA156 WONG Koon Chung, Stephen 王貫中 RE Advising on Corporate Finance 2007-07-27 2008-02-26
AGA304 CRANE Justin Alan RE Advising on Securities 2003-04-01 2004-01-06
AGA304 CRANE Justin Alan RE Asset Management 2003-04-01 2004-01-06
AGA304 CRANE Justin Alan RE Advising on Corporate Finance 2003-04-01 2004-01-06
AGB203 CHAN Ka Yee, Rosa 陳嘉儀 RE Dealing in Securities 2006-04-24 2012-11-19
AGC021 HORN Thomas Marshall 鄭學恩 RE Dealing in Securities 2013-09-02 2014-06-04
AGC021 HORN Thomas Marshall 鄭學恩 RE Dealing in Futures Contracts 2013-09-02 2014-06-04
AGC021 HORN Thomas Marshall 鄭學恩 RE Advising on Corporate Finance 2013-12-20 2014-06-04
AGC697 WEINER Erik Helge RO Dealing in Securities 2011-03-23 2014-06-03
AGC697 WEINER Erik Helge RO Advising on Corporate Finance 2011-03-23 2014-06-03
AGF004 KERNEIS Sophie Caroline Emma RE Dealing in Futures Contracts 2009-08-26 2011-11-14
AGF004 KERNEIS Sophie Caroline Emma RE Dealing in Securities 2009-08-26 2011-11-14
AGG692 HIRAKAWA Alan Bruce RE Advising on Corporate Finance 2007-06-04 2009-05-19
AGG692 HIRAKAWA Alan Bruce RE Dealing in Securities 2007-06-04 2009-05-19
AGH290 NAYLEN SORRELL Susan Jane RE Asset Management 2003-04-01 2003-04-25
AGH290 NAYLEN SORRELL Susan Jane RE Advising on Corporate Finance 2003-04-01 2003-04-25
AGH290 NAYLEN SORRELL Susan Jane RE Dealing in Securities 2003-04-01 2003-04-25
AGH290 NAYLEN SORRELL Susan Jane RE Advising on Securities 2003-04-01 2003-04-25
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Securities 2014-08-01 2017-06-02
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Futures Contracts 2014-08-01 2017-06-02
AGI658 DOWNES Larissa Anne RE Advising on Securities 2012-07-17 2016-01-21
AGI658 DOWNES Larissa Anne RO Advising on Securities 2010-11-04 2012-07-17
AGJ781 LAW Yin Wan, Mary 羅燕雲 RE Dealing in Securities 2007-09-11 2008-12-11
AGL179 TONG Pui Kwan, Michele 唐珮君 RE Advising on Corporate Finance 2005-10-26 2011-11-04
AGL179 TONG Pui Kwan, Michele 唐珮君 RE Dealing in Securities 2005-10-26 2011-11-04
AGL236 CHAN Wing Kwong 陳永光 RE Dealing in Securities 2003-04-01 2012-10-19
AGL236 CHAN Wing Kwong 陳永光 RE Advising on Corporate Finance 2003-04-01 2012-10-19
AGL236 CHAN Wing Kwong 陳永光 RE Asset Management 2003-04-01 2004-08-30
AGL236 CHAN Wing Kwong 陳永光 RE Advising on Securities 2003-04-01 2004-08-30
AGN545 TAO Dawn Hiu Ming 杜曉明 RE Asset Management 2003-04-01 2003-07-07
AGN545 TAO Dawn Hiu Ming 杜曉明 RE Advising on Corporate Finance 2003-04-01 2003-07-07
AGN545 TAO Dawn Hiu Ming 杜曉明 RE Advising on Securities 2003-04-01 2003-07-07
AGN545 TAO Dawn Hiu Ming 杜曉明 RE Dealing in Securities 2003-04-01 2003-07-07
AGN692 WONG Ka Ku, Frankie 王加駒 RE Dealing in Securities 2009-08-18 2013-12-02
AGN910 PRATT Jon Vaughan Merrick RE Advising on Securities 2010-10-11 2016-04-21
AGN910 PRATT Jon Vaughan Merrick RO Dealing in Securities 2014-02-07 2016-04-21
AGN910 PRATT Jon Vaughan Merrick RO Advising on Corporate Finance 2014-02-07 2016-04-21
AGN910 PRATT Jon Vaughan Merrick RE Dealing in Securities 2010-10-11 2014-02-07
AGN910 PRATT Jon Vaughan Merrick RE Advising on Corporate Finance 2010-10-11 2014-02-07
AGN971 CHAUDHRY Anoop 周德禮 RE Advising on Corporate Finance 2009-07-13 2016-01-21
AGN971 CHAUDHRY Anoop 周德禮 RE Dealing in Securities 2009-07-13 2016-01-21
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Dealing in Securities 2010-11-09 2011-06-07
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Dealing in Futures Contracts 2010-11-09 2011-06-07
AGO947 LAW Fong Yuen 羅方圓 RE Dealing in Securities 2005-08-25 2012-03-01
AGO947 LAW Fong Yuen 羅方圓 RE Advising on Corporate Finance 2005-08-25 2012-03-01
AGR742 LEVEN Hans Johan RO Advising on Corporate Finance 2010-10-15 2014-06-03
AGR742 LEVEN Hans Johan RE Dealing in Securities 2014-03-12 2014-06-03
AGR742 LEVEN Hans Johan RE Advising on Corporate Finance 2009-12-28 2010-10-15
AGT922 LAST Timothy Philip RE Dealing in Futures Contracts 2009-05-22 2010-11-19
AGT922 LAST Timothy Philip RE Dealing in Securities 2009-05-22 2010-11-19
AGV336 CHAU Yiu Man, Kenneth 周耀文 RE Dealing in Futures Contracts 2009-12-07 2011-08-17
AGV336 CHAU Yiu Man, Kenneth 周耀文 RE Dealing in Securities 2009-12-07 2011-08-17
AGW118 CHAU Christopher K 周啟峯 RE Advising on Corporate Finance 2005-06-24 2007-03-23
AGW118 CHAU Christopher K 周啟峯 RE Dealing in Securities 2005-06-24 2007-03-23
AGW425 METCALF Philip Neil RE Dealing in Securities 2007-12-24 2010-11-18
AHA548 PECOT III Charles Matthew RO Dealing in Futures Contracts 2019-01-09
AHA548 PECOT III Charles Matthew RO Dealing in Securities 2019-01-09
AHA548 PECOT III Charles Matthew RE Dealing in Securities 2018-05-08 2019-01-09
AHA548 PECOT III Charles Matthew RE Dealing in Futures Contracts 2018-05-08 2019-01-09
AHA930 YANG Ming Lik, Alec 楊鳴歷 RE Dealing in Securities 2007-06-25 2009-10-14
AHA930 YANG Ming Lik, Alec 楊鳴歷 RE Advising on Corporate Finance 2007-06-25 2009-10-14
AHC600 LU Cosmas Yi-Hou RE Dealing in Securities 2005-03-08 2014-11-13
AHF351 CHAPMAN Peter John RE Dealing in Securities 2008-06-17 2011-05-09
AHF351 CHAPMAN Peter John RE Advising on Corporate Finance 2008-06-17 2011-05-09
AHI515 GOH Chou Eng RE Dealing in Futures Contracts 2005-01-31 2006-11-01
AHJ511 MORRICE Robert Alexander RO Dealing in Securities 2004-12-02 2014-06-30
AHJ511 MORRICE Robert Alexander RO Advising on Corporate Finance 2004-12-02 2014-06-30
AHJ511 MORRICE Robert Alexander RE Dealing in Securities 2003-04-01 2004-12-02
AHJ511 MORRICE Robert Alexander RE Advising on Corporate Finance 2003-04-01 2004-12-02
AHK087 KUO Yen-Ting 郭彥廷 RE Dealing in Securities 2010-04-30 2011-01-12
AHK087 KUO Yen-Ting 郭彥廷 RE Dealing in Futures Contracts 2010-04-30 2011-01-12
AHM500 LEUNG Lai Ching Frances 梁麗貞 RE Dealing in Securities 2011-11-14 2013-03-01
AHP773 EICK Holger 魏浩家 RE Advising on Corporate Finance 2006-10-25 2014-11-30
AHP773 EICK Holger 魏浩家 RE Dealing in Securities 2006-10-25 2014-11-30
AHP773 EICK Holger 魏浩家 RE Advising on Corporate Finance 2003-04-01 2005-04-29
AHP773 EICK Holger 魏浩家 RE Dealing in Securities 2003-04-01 2005-04-29
AHP773 EICK Holger 魏浩家 RE Advising on Securities 2003-04-01 2004-08-30
AHP773 EICK Holger 魏浩家 RE Asset Management 2003-04-01 2004-08-30
AHR321 COHEN-ADDAD Nicolas Paul RO Dealing in Futures Contracts 2005-05-20 2010-11-18
AHR321 COHEN-ADDAD Nicolas Paul RO Dealing in Securities 2005-05-20 2010-11-18
AHR321 COHEN-ADDAD Nicolas Paul RE Dealing in Securities 2005-02-02 2005-05-20
AHR324 SHIBANO Kasumi 柴野香澄 RE Dealing in Securities 2011-08-23 2013-02-05
AHU587 CHUA Oei Teck, Derek 蔡維泰 RE Advising on Corporate Finance 2003-04-01 2006-12-15
AHU587 CHUA Oei Teck, Derek 蔡維泰 RE Dealing in Securities 2003-04-01 2006-12-15
AHU587 CHUA Oei Teck, Derek 蔡維泰 RE Advising on Securities 2003-04-01 2004-08-30
AHU587 CHUA Oei Teck, Derek 蔡維泰 RE Asset Management 2003-04-01 2004-08-30
AHU773 HUG Stephane RE Dealing in Securities 2007-06-04 2012-09-07
AHZ633 KIM Bum Soo RE Dealing in Securities 2017-08-07
AHZ633 KIM Bum Soo RE Dealing in Futures Contracts 2017-08-07
AIB347 BREEZE Wayne Thomas Sydney RE Dealing in Securities 2003-04-01 2003-05-01
AIC041 LAU Karen Ga-yun 劉家欣 RE Dealing in Securities 2007-04-16 2007-08-03
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Futures Contracts 2016-07-13
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Securities 2016-10-11
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Securities 2011-05-30 2013-06-11
AIC797 POON Philip Chung Hein 潘頌軒 RO Dealing in Futures Contracts 2011-11-22 2013-06-11
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Futures Contracts 2011-05-30 2011-11-22
AIL062 FLETCHER Luke RE Dealing in Futures Contracts 2011-08-30 2013-01-24
AIL062 FLETCHER Luke RE Dealing in Securities 2011-08-30 2013-01-24
AIN998 TAN Sabrina Ong 陳美美 RE Dealing in Securities 2011-06-02 2013-01-24
AIN998 TAN Sabrina Ong 陳美美 RE Dealing in Futures Contracts 2011-11-07 2013-01-24
AIR797 GARRETT Philip RE Dealing in Securities 2003-04-01 2006-11-01
AIR798 CHAN Siu Lun, Pedro Carlos 陳小倫 RE Advising on Securities 2003-04-01 2004-02-17
AIR804 AUYEUNG Samson Sheungyan 歐陽尚欣 RE Advising on Securities 2003-04-01 2004-03-10
AIR805 BENNETT John Alexander RO Dealing in Securities 2004-12-02 2005-02-23
AIR805 BENNETT John Alexander RE Dealing in Securities 2003-04-01 2004-12-02
AIR808 FIRTH Charles Richard Bartholomew 霍逸倫 RE Dealing in Securities 2003-04-01 2007-02-27
AIR815 TURNER Alan Jeffrey RE Dealing in Securities 2003-04-01 2007-07-04
AIR815 TURNER Alan Jeffrey RE Advising on Corporate Finance 2003-04-01 2007-07-04
AIR817 CORTES Jose III Valencia RE Dealing in Securities 2003-04-01 2006-05-22
AIR817 CORTES Jose III Valencia RE Advising on Corporate Finance 2003-04-01 2006-05-22
AIR824 CHU Peter RE Dealing in Securities 2019-01-02
AIR824 CHU Peter RE Dealing in Futures Contracts 2019-01-02
AIR846 WONG Sueh Mei 黃雪梅 RE Dealing in Securities 2003-04-01 2007-01-23
AIR846 WONG Sueh Mei 黃雪梅 RE Advising on Corporate Finance 2003-04-01 2007-01-23
AIR850 LEE Lorraine Mei Sze 呂美詩 RE Dealing in Securities 2003-04-01 2006-06-14
AIR850 LEE Lorraine Mei Sze 呂美詩 RE Advising on Corporate Finance 2003-04-01 2006-06-14
AIR851 WONG Ken Wei 黃建偉 RE Advising on Corporate Finance 2018-09-04
AIR851 WONG Ken Wei 黃建偉 RE Dealing in Securities 2018-09-04
AIR851 WONG Ken Wei 黃建偉 RE Dealing in Securities 2003-04-01 2007-03-30
AIR851 WONG Ken Wei 黃建偉 RE Advising on Corporate Finance 2003-04-01 2007-03-30
AIR853 TAN Yun 談芸 RE Dealing in Securities 2003-04-01 2008-12-24
AIR853 TAN Yun 談芸 RE Advising on Corporate Finance 2003-04-01 2008-12-24
AIR854 OH Joo Hyun RE Advising on Corporate Finance 2003-04-01 2011-07-20
AIR854 OH Joo Hyun RE Dealing in Securities 2003-04-01 2011-07-20
AIR855 ZHAO Lingfeng 趙凌風 RE Advising on Corporate Finance 2006-09-15 2009-06-19
AIR855 ZHAO Lingfeng 趙凌風 RE Dealing in Securities 2006-09-15 2009-06-19
AIR855 ZHAO Lingfeng 趙凌風 RE Dealing in Securities 2003-04-01 2005-06-03
AIR855 ZHAO Lingfeng 趙凌風 RE Advising on Corporate Finance 2003-04-01 2005-06-03
AIR960 SHUKLA Raju RO Advising on Corporate Finance 2004-12-02 2005-01-12
AIR960 SHUKLA Raju RO Dealing in Securities 2004-12-02 2005-01-12
AIR960 SHUKLA Raju RE Advising on Corporate Finance 2003-04-01 2004-12-02
AIR960 SHUKLA Raju RE Dealing in Securities 2003-04-01 2004-12-02
AIU431 LEE Kin Chung, Alex 李建中 RE Dealing in Futures Contracts 2010-10-08
AIU431 LEE Kin Chung, Alex 李建中 RE Dealing in Securities 2010-10-08
AIV508 CHALLIS Philip John RE Dealing in Securities 2009-09-28 2012-03-15
AIV508 CHALLIS Philip John RE Dealing in Securities 2007-02-14 2007-05-17
AIZ577 IP Hiu Man, Florence 葉曉雯 RE Dealing in Securities 2010-11-15 2012-03-22
AIZ577 IP Hiu Man, Florence 葉曉雯 RE Dealing in Futures Contracts 2010-11-15 2012-03-22
AIZ906 LEE How Chih 李厚志 RE Dealing in Securities 2004-09-20 2011-08-11
AJC206 AWYOUNG Derek RE Dealing in Securities 2013-10-22 2014-07-07
AJC206 AWYOUNG Derek RE Advising on Corporate Finance 2013-10-22 2014-07-07
AJF095 GLEDHILL Ben Quentin RO Advising on Corporate Finance 2008-07-11 2011-04-30
AJF095 GLEDHILL Ben Quentin RO Dealing in Securities 2008-07-11 2011-04-30
AJF095 GLEDHILL Ben Quentin RE Dealing in Securities 2008-07-02 2008-07-11
AJF095 GLEDHILL Ben Quentin RE Advising on Corporate Finance 2008-07-02 2008-07-11
AJF241 MACHAYEKHI Emmanuel Dana RE Dealing in Securities 2005-05-26 2016-07-22
AJF241 MACHAYEKHI Emmanuel Dana RE Dealing in Futures Contracts 2005-05-26 2016-07-22
AJF683 WONG Wing Ho, Isaac 黃穎灝 RE Dealing in Securities 2003-11-14 2004-07-16
AJF683 WONG Wing Ho, Isaac 黃穎灝 RE Advising on Corporate Finance 2003-11-14 2004-07-16
AJF684 CHNG Chit Ming 莊志銘 RE Advising on Corporate Finance 2003-11-14 2013-01-24
AJF684 CHNG Chit Ming 莊志銘 RE Dealing in Securities 2003-11-14 2013-01-24
AJH131 WANG Yi 王宜 RE Dealing in Securities 2004-10-20 2006-12-15
AJH131 WANG Yi 王宜 RE Advising on Corporate Finance 2004-10-20 2006-12-15
AJH131 WANG Yi 王宜 RE Advising on Corporate Finance 2004-01-14 2004-08-20
AJH131 WANG Yi 王宜 RE Dealing in Securities 2004-01-14 2004-08-20
AJH349 JIN Ryul RE Dealing in Securities 2012-06-20 2016-07-29
AJH349 JIN Ryul RE Dealing in Futures Contracts 2012-06-20 2016-07-29
AJI248 LIU Bing 劉冰 RE Advising on Corporate Finance 2008-11-03 2009-07-10
AJI248 LIU Bing 劉冰 RE Dealing in Securities 2008-11-03 2009-07-10
AJI294 BACHER Ryan Rudolf RE Dealing in Futures Contracts 2009-10-12 2014-07-10
AJI294 BACHER Ryan Rudolf RE Dealing in Securities 2009-10-12 2014-07-10
AJJ538 WONG Bart 黃博韜 RE Dealing in Securities 2004-01-13 2009-12-17
AJJ538 WONG Bart 黃博韜 RE Advising on Corporate Finance 2004-01-13 2009-12-17
AJJ600 HSIN Sze Wai 忻思慧 RE Dealing in Securities 2009-09-15 2016-01-21
AJJ615 CHAN Yuet Hang, Danny 陳悅恆 RE Dealing in Securities 2011-08-03 2018-05-02
AJJ615 CHAN Yuet Hang, Danny 陳悅恆 RE Advising on Corporate Finance 2017-03-07 2018-05-02
AJL234 QUARMBY Thomas Edward RE Advising on Securities 2010-10-07 2012-08-23
AJL554 CHEUNG Wendy Ho Ting 張皓婷 RE Dealing in Futures Contracts 2009-07-07 2010-07-15
AJL554 CHEUNG Wendy Ho Ting 張皓婷 RE Dealing in Securities 2009-07-07 2010-07-15
AJM901 NAKAJIMA Philip Harald RE Advising on Securities 2003-04-01 2004-02-02
AJM908 GRAINGER Richard Peter RE Advising on Corporate Finance 2003-04-01 2008-09-29
AJM908 GRAINGER Richard Peter RE Dealing in Securities 2003-04-01 2008-09-29
AJN197 WANG Dahai 汪大海 RE Dealing in Securities 2005-07-14 2014-08-21
AJN777 LO Kathleen Oikay 盧藹琪 RE Dealing in Futures Contracts 2013-10-23
AJN777 LO Kathleen Oikay 盧藹琪 RE Dealing in Securities 2013-10-23
AJO244 CHAN Godwin Kwok Wai 陳國威 RE Dealing in Securities 2010-04-29 2010-09-24
AJO244 CHAN Godwin Kwok Wai 陳國威 RE Advising on Corporate Finance 2010-04-29 2010-09-24
AJO483 SMITH Guy William RE Advising on Corporate Finance 2004-03-22 2016-01-21
AJO483 SMITH Guy William RE Dealing in Securities 2004-03-22 2016-01-21
AKJ039 WONG Sze Wing 黃思穎 RE Dealing in Securities 2004-04-20 2006-08-02
AKJ143 LEE Sang Kyo RO Dealing in Securities 2011-04-11
AKJ143 LEE Sang Kyo RO Dealing in Futures Contracts 2016-05-04
AKJ143 LEE Sang Kyo RE Dealing in Futures Contracts 2015-11-17 2016-05-04
AKJ143 LEE Sang Kyo RE Dealing in Securities 2010-08-13 2011-04-11
AKN224 TSE Maria 謝韶明 RE Advising on Corporate Finance 2004-04-30 2014-06-03
AKN224 TSE Maria 謝韶明 RE Dealing in Securities 2004-04-30 2014-06-03
AKN225 LI Zhenyu 李震宇 RE Advising on Corporate Finance 2004-04-30 2006-03-20
AKN225 LI Zhenyu 李震宇 RE Dealing in Securities 2004-04-30 2006-03-20
AKO917 BENTON Marc Robert RE Advising on Securities 2009-10-07 2014-04-14
AKO917 BENTON Marc Robert RE Advising on Corporate Finance 2009-10-07 2014-04-14
AKO917 BENTON Marc Robert RE Dealing in Securities 2009-10-07 2014-04-14
AKP046 ZHAO Josie Xi RE Advising on Corporate Finance 2004-05-11 2005-04-21
AKP046 ZHAO Josie Xi RE Dealing in Securities 2004-05-11 2005-04-21
AKP047 DUAN Hui 段暉 RE Advising on Corporate Finance 2004-05-11 2007-08-31
AKP047 DUAN Hui 段暉 RE Dealing in Securities 2004-05-11 2007-08-31
AKP354 LEE Jae Young 李在英 RE Dealing in Futures Contracts 2015-12-07
AKP354 LEE Jae Young 李在英 RE Dealing in Securities 2015-12-07
AKU003 CHING Yi Edmund RE Dealing in Futures Contracts 2006-07-17 2007-07-23
AKU003 CHING Yi Edmund RE Dealing in Securities 2006-07-17 2007-07-23
AKU003 CHING Yi Edmund RE Advising on Securities 2006-06-27 2007-07-13
AKV064 JUAN Chien Ming 阮建銘 RE Dealing in Securities 2005-05-13 2017-08-04
AKV065 BANUS Rodney Ramon RO Dealing in Futures Contracts 2005-01-12 2010-02-08
AKV065 BANUS Rodney Ramon RO Dealing in Securities 2007-12-03 2008-06-02
AKV098 CHEUNG Vincent Sai Sing 張世成 RE Dealing in Securities 2008-05-09 2009-07-31
AKW734 CAO John 曹鈞 RE Dealing in Securities 2014-05-05 2014-06-03
AKW734 CAO John 曹鈞 RE Advising on Corporate Finance 2014-05-05 2014-06-03
AKW734 CAO John 曹鈞 RE Dealing in Securities 2009-05-05 2013-01-24
AKW734 CAO John 曹鈞 RE Advising on Corporate Finance 2009-05-05 2013-01-24
AKX076 CHOI Tze Fai, Jeffrey 蔡子暉 RE Dealing in Securities 2004-07-02 2009-05-19
AKX076 CHOI Tze Fai, Jeffrey 蔡子暉 RE Advising on Corporate Finance 2004-07-02 2009-05-19
AKX543 THAKUR Avinash RO Advising on Corporate Finance 2017-02-27
AKX543 THAKUR Avinash RO Dealing in Securities 2017-02-27
AKX543 THAKUR Avinash RE Advising on Corporate Finance 2014-08-01 2017-02-27
AKX543 THAKUR Avinash RE Dealing in Securities 2014-08-01 2017-02-27
AKY104 MENDES Carlos Juan D'Oliveira RE Dealing in Securities 2009-10-22 2012-10-23
AKY777 TAM Chee Yun, Joyce 談知恩 RE Advising on Corporate Finance 2004-07-27 2007-03-08
AKY777 TAM Chee Yun, Joyce 談知恩 RE Dealing in Securities 2004-07-27 2007-03-08
AKY943 CHAN Koon Shing, Dominic 陳冠成 RE Dealing in Securities 2008-08-29 2009-08-19
ALC249 MITCHELL Clarissa RE Dealing in Securities 2004-08-17 2005-03-21
ALD238 YANG Hui Chu 楊惠珠 RE Advising on Corporate Finance 2004-08-20 2011-01-03
ALD238 YANG Hui Chu 楊惠珠 RE Dealing in Securities 2004-08-20 2011-01-03
ALE841 WANG Yaoping 王瑤平 RE Advising on Securities 2015-07-29 2016-01-21
ALF260 HUANG Jiaying 黃佳瑩 RE Advising on Securities 2011-08-11 2014-06-06
ALF375 YAN Ka Yee Connie 甄家怡 RE Dealing in Futures Contracts 2011-08-08 2013-01-24
ALF375 YAN Ka Yee Connie 甄家怡 RE Dealing in Securities 2011-08-08 2013-01-24
ALG491 HUANG Chenli 黃辰立 RE Advising on Corporate Finance 2007-08-20 2008-03-07
ALG491 HUANG Chenli 黃辰立 RE Dealing in Securities 2007-08-20 2008-03-07
ALI159 MAK Stephen Ka Wei 麥家偉 RE Dealing in Securities 2004-10-11 2015-06-08
ALI310 YEUNG Shuet Fan, Pamela 楊雪芬 RE Advising on Corporate Finance 2017-07-14
ALI310 YEUNG Shuet Fan, Pamela 楊雪芬 RE Dealing in Securities 2017-07-14
ALI345 ONG Eugene Hanwee 王瀚瑋 RE Dealing in Securities 2007-07-19 2008-11-06
ALI346 BEATTIE Russell William RE Dealing in Securities 2010-10-08 2014-06-03
ALI346 BEATTIE Russell William RE Dealing in Futures Contracts 2012-02-13 2014-06-03
ALI346 BEATTIE Russell William RO Dealing in Futures Contracts 2010-11-22 2012-02-13
ALI346 BEATTIE Russell William RE Dealing in Futures Contracts 2010-10-08 2010-11-22
ALK520 LI Ye 勵曄 RE Advising on Securities 2011-10-07 2013-07-09
ALL221 PAPANICHOLA Peter RE Dealing in Futures Contracts 2007-04-19 2007-08-17
ALL221 PAPANICHOLA Peter RE Dealing in Securities 2007-04-19 2007-08-17
ALN647 XIONG Ying 熊瑛 RE Dealing in Securities 2004-12-14 2005-05-10
ALO211 GRONOW Michael Justin RE Dealing in Securities 2005-01-31 2005-12-14
ALQ556 CHEN Cheng-Yen 陳貞燕 RE Dealing in Securities 2005-10-10 2013-05-16
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Securities 2007-04-09 2008-02-29
ALQ908 TANG Kwan Ting, Queenie 鄧坤婷 RE Dealing in Securities 2005-01-31 2007-08-10
ALQ908 TANG Kwan Ting, Queenie 鄧坤婷 RE Advising on Corporate Finance 2005-01-31 2007-08-10
ALQ909 WONG Shiu On 王秀安 RE Advising on Corporate Finance 2005-01-31 2011-01-12
ALQ909 WONG Shiu On 王秀安 RE Dealing in Securities 2005-01-31 2011-01-12
ALQ960 LIN Stella RE Dealing in Futures Contracts 2008-01-22 2009-07-17
ALQ960 LIN Stella RE Dealing in Securities 2008-01-22 2009-07-17
ALR740 LIAO Ming 廖明 RE Dealing in Securities 2011-05-30 2012-10-22
ALR740 LIAO Ming 廖明 RE Advising on Corporate Finance 2011-05-30 2012-10-22
ALR926 LEPSOE Kevin RE Dealing in Securities 2005-02-07 2006-03-15
ALR976 CHANDRAKAR Shirish RE Dealing in Securities 2005-02-07 2007-10-04
ALR976 CHANDRAKAR Shirish RE Dealing in Futures Contracts 2006-06-01 2007-10-04
ALS055 HO Yue Cheung 何裕璋 RE Dealing in Securities 2008-07-17 2014-07-16
ALS055 HO Yue Cheung 何裕璋 RE Dealing in Futures Contracts 2008-07-17 2014-07-16
ALS060 CHAPMAN James Richard RE Advising on Corporate Finance 2009-06-08 2013-07-19
ALS060 CHAPMAN James Richard RE Dealing in Securities 2009-06-08 2013-07-19
ALS206 AU YEUNG Ka Man 歐陽嘉敏 RE Dealing in Securities 2007-11-16 2013-10-02
ALU441 LI Chun Kit, Joseph 李駿傑 RE Advising on Corporate Finance 2005-03-11 2005-07-19
ALU441 LI Chun Kit, Joseph 李駿傑 RE Dealing in Securities 2005-03-11 2005-07-19
ALV072 CHIU Chi Hoi 趙之海 RE Dealing in Securities 2008-06-23
ALV072 CHIU Chi Hoi 趙之海 RE Dealing in Futures Contracts 2008-12-19
ALW177 NG Yuen Hung, Sylvia 吳婉鴻 RE Advising on Corporate Finance 2007-08-13 2008-09-06
ALW177 NG Yuen Hung, Sylvia 吳婉鴻 RE Dealing in Securities 2007-08-13 2008-09-06
ALW569 TAN Catherine 陳佳寧 RE Dealing in Securities 2005-04-13 2006-09-21
ALW771 NOORANI ANANTHANARAYANAN Hariharan RE Dealing in Securities 2015-08-04 2018-06-29
ALW771 NOORANI ANANTHANARAYANAN Hariharan RE Dealing in Futures Contracts 2015-08-04 2018-06-29
ALY131 SUN Xiangxiao 孫祥霄 RE Dealing in Securities 2005-04-20 2007-08-10
ALY131 SUN Xiangxiao 孫祥霄 RE Dealing in Futures Contracts 2007-03-07 2007-08-10
ALY320 LLOYD Rachel Freda 羅愛欣 RE Advising on Corporate Finance 2005-04-23 2006-04-26
ALY320 LLOYD Rachel Freda 羅愛欣 RE Dealing in Securities 2005-04-23 2006-04-26
ALY688 AGARWAL Amit RE Dealing in Securities 2006-07-25 2014-06-03
ALZ169 WONG Hoi Fung, Amy 王海楓 RE Advising on Corporate Finance 2005-05-10 2010-09-17
ALZ169 WONG Hoi Fung, Amy 王海楓 RE Dealing in Securities 2005-05-10 2010-09-17
ALZ314 SARGEANT Ronald Thomas RE Dealing in Securities 2011-08-03 2014-07-16
ALZ472 WHITE Jamie Paul RE Dealing in Securities 2010-08-20 2013-03-28
ALZ472 WHITE Jamie Paul RE Dealing in Futures Contracts 2010-08-20 2013-03-28
ALZ665 YIP Fung 葉豐 RE Dealing in Futures Contracts 2005-05-13 2007-03-15
ALZ665 YIP Fung 葉豐 RE Dealing in Securities 2005-05-13 2007-03-15
AMB433 MUNOZ PEREZ Jorge Juan RE Dealing in Securities 2010-08-17 2016-01-21
AMB433 MUNOZ PEREZ Jorge Juan RE Advising on Corporate Finance 2010-08-17 2016-01-21
AMB590 JAN Shun Yet 詹勳業 RE Dealing in Securities 2010-08-17 2011-11-21
AMB590 JAN Shun Yet 詹勳業 RE Dealing in Futures Contracts 2010-08-17 2011-11-21
AMB970 SARRAN William Patrick RE Dealing in Futures Contracts 2005-06-13 2006-03-08
AMB970 SARRAN William Patrick RE Dealing in Securities 2005-06-13 2006-03-08
AMC404 LEE Soo Ling 李淑玲 RE Dealing in Securities 2005-06-13 2011-08-17
AMC941 MA Tianyu 馬天宇 RE Dealing in Securities 2010-08-11 2010-11-03
AMC941 MA Tianyu 馬天宇 RE Advising on Corporate Finance 2010-08-11 2010-11-03
AMF257 LI Meng 李猛 RO Advising on Corporate Finance 2014-01-30 2014-06-04
AMF257 LI Meng 李猛 RO Dealing in Securities 2014-01-30 2014-06-04
AMF257 LI Meng 李猛 RE Advising on Corporate Finance 2011-07-11 2014-01-30
AMF257 LI Meng 李猛 RE Dealing in Securities 2011-07-11 2014-01-30
AMF353 KATO Masahito RE Dealing in Securities 2015-05-26 2015-05-28
AMF353 KATO Masahito RE Dealing in Securities 2015-03-31 2015-04-03
AMF353 KATO Masahito RE Dealing in Securities 2014-12-04 2014-12-07
AMF752 VONGKITBUNCHA Viravate RE Advising on Corporate Finance 2005-07-18 2009-05-19
AMF752 VONGKITBUNCHA Viravate RE Dealing in Securities 2005-07-18 2009-05-19
AMH301 CHEUNG Hung-Wah RE Dealing in Securities 2005-07-26 2013-10-18
AMJ476 MARTINEZ ACOSTA Jorge Carlos RE Advising on Corporate Finance 2015-09-04 2018-12-31
AMJ476 MARTINEZ ACOSTA Jorge Carlos RE Dealing in Securities 2015-09-04 2018-12-31
AMJ504 DHIR Nikhil Rahul Amichand RE Dealing in Futures Contracts 2005-08-15 2006-06-20
AMJ504 DHIR Nikhil Rahul Amichand RE Dealing in Securities 2005-08-15 2006-06-20
AMJ506 TAN Shiming 談世銘 RE Dealing in Securities 2008-12-29 2011-03-11
AMJ506 TAN Shiming 談世銘 RE Dealing in Securities 2005-08-15 2007-05-28
AMJ578 CHOI PARK Jae Won 崔朴在元 RE Dealing in Securities 2010-08-17 2012-11-28
AMJ798 QIAN Jin 錢進 RE Dealing in Securities 2005-08-19 2007-07-20
AMJ798 QIAN Jin 錢進 RE Advising on Corporate Finance 2005-08-19 2007-07-20
AMJ992 CHAN Chi Man, Jasmine 陳志敏 RE Dealing in Securities 2005-08-25 2013-07-25
AMJ993 KONG Fern Sern 江奮生 RE Dealing in Securities 2005-08-25 2006-12-29
AMK229 KAY Lo Hei 紀鷺禧 RE Advising on Corporate Finance 2007-07-25 2012-09-18
AMK229 KAY Lo Hei 紀鷺禧 RE Dealing in Securities 2007-07-25 2012-09-18
AMK229 KAY Lo Hei 紀鷺禧 RE Advising on Corporate Finance 2005-08-29 2007-06-18
AMK229 KAY Lo Hei 紀鷺禧 RE Dealing in Securities 2005-08-29 2007-06-18
AMK253 LEUNG Chi Fai 梁志輝 RE Dealing in Securities 2007-06-25 2010-01-14
AMK253 LEUNG Chi Fai 梁志輝 RE Advising on Corporate Finance 2007-06-25 2010-01-14
AML156 WAN Lap Kei 尹立基 RE Dealing in Securities 2005-09-01 2007-11-20
AML716 GARRE Venugopal RE Advising on Securities 2012-01-12 2016-01-21
AML729 CHU Irene, Xiao Ling 朱曉玲 RE Dealing in Securities 2008-12-18 2010-08-13
AML918 NAVILLE David Maurice Pyrame RE Dealing in Securities 2005-09-16 2013-04-01
AML918 NAVILLE David Maurice Pyrame RE Advising on Corporate Finance 2005-09-16 2012-01-18
AMM241 CHAN Yun May RE Advising on Corporate Finance 2005-09-20 2010-12-28
AMM241 CHAN Yun May RE Dealing in Securities 2005-09-20 2010-12-28
AMM276 JUNG Jae Min 鄭在敏 RE Advising on Corporate Finance 2005-09-20 2006-12-22
AMM276 JUNG Jae Min 鄭在敏 RE Dealing in Securities 2005-09-20 2006-12-22
AMM278 SUN Baron 孫葆崟 RE Dealing in Securities 2005-09-21 2006-01-19
AMN873 LIU Chengen 劉成恩 RE Dealing in Securities 2005-10-13 2007-04-11
AMP582 MAK Shui On 麥瑞安 RE Advising on Corporate Finance 2005-10-25 2012-10-05
AMP582 MAK Shui On 麥瑞安 RE Dealing in Securities 2005-10-25 2012-10-05
AMP596 LIN Yanjun 林彥軍 RO Advising on Corporate Finance 2013-01-08 2015-03-24
AMP596 LIN Yanjun 林彥軍 RO Dealing in Securities 2013-01-08 2015-03-24
AMP596 LIN Yanjun 林彥軍 RE Advising on Corporate Finance 2012-07-09 2013-01-08
AMP596 LIN Yanjun 林彥軍 RE Dealing in Securities 2012-07-09 2013-01-08
AMQ356 TSE Lee 謝莉 RE Dealing in Securities 2005-10-31 2010-09-24
AMQ356 TSE Lee 謝莉 RE Advising on Corporate Finance 2005-10-31 2010-09-24
AMQ864 ZHANG Xiaosong 張小松 RE Dealing in Securities 2005-11-01 2006-05-22
AMR665 OW Shin Yeuan 歐欣遠 RE Dealing in Futures Contracts 2011-08-15 2015-04-17
AMR665 OW Shin Yeuan 歐欣遠 RE Dealing in Securities 2011-08-15 2015-04-17
AMR696 CHAN Wing Yee 陳穎異 RE Advising on Corporate Finance 2010-05-12 2014-01-29
AMR696 CHAN Wing Yee 陳穎異 RE Dealing in Securities 2010-05-12 2014-01-29
AMS032 HU Ke 胡柯 RE Advising on Corporate Finance 2005-11-11 2011-01-12
AMS032 HU Ke 胡柯 RE Dealing in Securities 2005-11-11 2011-01-12
AMS327 HANNAN David James RE Dealing in Securities 2005-11-15 2008-09-01
AMS327 HANNAN David James RE Dealing in Futures Contracts 2005-11-15 2008-09-01
AMS644 HON Pui Wan, Wandy 項佩韻 RE Dealing in Securities 2005-11-23 2007-06-26
AMS644 HON Pui Wan, Wandy 項佩韻 RE Advising on Corporate Finance 2005-11-23 2007-06-26
AMS723 CHUI Jun Mun, Alvin 崔俊文 RE Dealing in Securities 2009-08-03 2013-03-13
AMS723 CHUI Jun Mun, Alvin 崔俊文 RE Dealing in Futures Contracts 2010-06-07 2013-03-13
AMT847 JUDGE Randeep Kaur RE Dealing in Securities 2005-11-28 2009-01-31
AMT847 JUDGE Randeep Kaur RE Advising on Corporate Finance 2005-11-28 2009-01-31
AMU474 HUANG Haizhou 黃海洲 RO Advising on Securities 2006-02-14 2007-11-09
AMU474 HUANG Haizhou 黃海洲 RE Advising on Securities 2005-12-09 2006-02-14
AMU550 HAO Christina Jieyu 郝洁羽 RE Advising on Corporate Finance 2011-10-17 2012-10-19
AMU550 HAO Christina Jieyu 郝洁羽 RE Dealing in Securities 2011-10-17 2012-10-19
AMV206 CHOI Wing Yin, Winnie 蔡穎妍 RE Advising on Securities 2005-12-21 2006-07-24
AMW506 ZHAI Shuo 翟碩 RE Advising on Corporate Finance 2005-12-29 2008-07-31
AMW506 ZHAI Shuo 翟碩 RE Dealing in Securities 2005-12-29 2008-07-31
AMY549 MAO Shuguang 毛曙光 RE Dealing in Securities 2013-05-29 2015-09-21
AMY549 MAO Shuguang 毛曙光 RE Advising on Corporate Finance 2013-05-29 2015-09-21
AMY549 MAO Shuguang 毛曙光 RE Advising on Corporate Finance 2008-07-16 2008-12-16
AMY549 MAO Shuguang 毛曙光 RE Dealing in Securities 2008-07-16 2008-12-16
ANA782 TEO Laura Whei Lyn 張偉玲 RE Dealing in Futures Contracts 2011-06-14 2012-07-06
ANA782 TEO Laura Whei Lyn 張偉玲 RE Dealing in Securities 2011-06-14 2012-07-06
ANA916 PARAMESWARAN Srikant RE Dealing in Futures Contracts 2006-02-14 2008-01-23
ANA916 PARAMESWARAN Srikant RE Dealing in Securities 2006-02-14 2008-01-23
ANB474 CHOI Yunna RE Dealing in Securities 2009-12-31 2012-08-31
ANB474 CHOI Yunna RE Advising on Corporate Finance 2009-12-31 2012-08-31
ANC002 CHEUNG Ching Fai, Daniel 張程輝 RE Dealing in Securities 2011-01-11 2016-01-21
AND184 MO In Sun 牟仁仙 RE Dealing in Securities 2006-02-27 2008-11-30
AND187 CAO Zheng 曹政 RE Dealing in Securities 2006-02-27 2010-10-05
AND700 LIONG Soon Pen RE Dealing in Securities 2006-03-06 2012-12-28
ANE006 NG Kut Yin, Jeffrey 吳吉然 RE Dealing in Securities 2010-01-12 2011-11-15
ANE006 NG Kut Yin, Jeffrey 吳吉然 RE Dealing in Futures Contracts 2010-01-29 2011-11-15
ANE106 FUNG Ka Yee 馮家怡 RE Dealing in Securities 2006-03-13 2006-12-29
ANE735 MACPHERSON Matthew Steven RE Dealing in Securities 2006-03-17 2008-06-27
ANF153 HYDE Justin David Andrew RE Dealing in Securities 2006-12-18 2008-07-13
ANG616 KENNEDY Stephen Paca RE Dealing in Futures Contracts 2006-04-07 2011-01-12
ANG616 KENNEDY Stephen Paca RE Dealing in Securities 2006-04-07 2011-01-12
ANH100 HU Tianzong Angela 胡天縱 RE Advising on Corporate Finance 2017-08-14
ANH100 HU Tianzong Angela 胡天縱 RE Dealing in Securities 2017-08-14
ANH289 CHU Jason Weitong RE Dealing in Securities 2006-04-18 2006-12-29
ANH319 LO Sze Man 勞詩敏 RE Dealing in Securities 2015-10-16
ANH319 LO Sze Man 勞詩敏 RE Dealing in Futures Contracts 2015-10-16
ANI749 CHUNG You Moon RE Advising on Corporate Finance 2007-08-20 2012-10-22
ANI749 CHUNG You Moon RE Dealing in Securities 2007-08-20 2012-10-22
ANJ002 WARD Mathew Jonathan RE Advising on Corporate Finance 2006-05-03 2007-08-22
ANJ002 WARD Mathew Jonathan RE Dealing in Securities 2006-05-03 2007-08-22
ANJ133 CHAN Hoi Hin, William 陳海軒 RE Advising on Corporate Finance 2006-05-08 2007-11-26
ANJ133 CHAN Hoi Hin, William 陳海軒 RE Dealing in Securities 2006-05-08 2007-11-26
ANJ393 WHELAN Cynthia Alicia RE Dealing in Securities 2006-05-11 2008-12-31
ANJ393 WHELAN Cynthia Alicia RE Advising on Corporate Finance 2006-05-11 2008-12-31
ANJ493 KU Wing Yin 顧永賢 RE Advising on Securities 2010-08-25 2013-01-24
ANJ759 YAP Yik Wah, Alicia RE Advising on Securities 2011-08-08 2016-01-21
ANK165 GEERTSEMA Paul Geert RE Dealing in Securities 2007-03-07 2008-02-26
ANK165 GEERTSEMA Paul Geert RE Advising on Securities 2006-05-16 2007-03-20
ANK271 KING Ho Fai 龔豪暉 RE Dealing in Securities 2006-05-18 2007-02-16
ANK472 LI Cheng 李澄 RE Dealing in Securities 2006-05-19 2007-05-14
ANK472 LI Cheng 李澄 RE Advising on Corporate Finance 2006-05-19 2007-05-14
ANK932 WONG Siu Leung 黃紹良 RE Advising on Securities 2009-05-13 2012-10-19
ANK932 WONG Siu Leung 黃紹良 RE Dealing in Securities 2009-05-13 2012-10-19
ANM107 LAM Chun Kwan, Kelvin 林俊均 RE Advising on Corporate Finance 2008-06-19 2009-04-17
ANM107 LAM Chun Kwan, Kelvin 林俊均 RE Dealing in Securities 2008-06-19 2009-04-17
ANM699 HSU Jonathan Yu Cheng 許育誠 RE Advising on Securities 2010-10-20 2012-04-17
ANN089 WONG Chi Ming 黃智明 RE Advising on Securities 2013-09-17 2016-01-21
ANP196 MATIN Naznin RE Dealing in Futures Contracts 2006-06-27 2007-07-04
ANP196 MATIN Naznin RE Dealing in Securities 2006-06-27 2007-07-04
ANP445 HA David 夏睿文 RE Dealing in Securities 2006-06-28 2008-02-29
ANP482 MA Yanjie 馬彥捷 RE Advising on Corporate Finance 2017-01-11
ANP482 MA Yanjie 馬彥捷 RE Dealing in Securities 2017-01-11
ANP701 NG Wing Yan 吳穎茵 RE Dealing in Securities 2006-06-28 2010-12-14
ANP701 NG Wing Yan 吳穎茵 RE Advising on Securities 2010-06-02 2010-12-14
ANQ007 HONG Colin Chor Lok 方崇宇 RE Dealing in Securities 2009-10-29 2012-03-22
ANQ007 HONG Colin Chor Lok 方崇宇 RE Advising on Securities 2009-10-29 2012-03-22
ANQ014 WONG Esther Hong Man 王康曼 RE Dealing in Securities 2010-08-13 2012-03-22
ANQ134 CARTHY Robin Ian RE Dealing in Securities 2017-06-26
ANQ134 CARTHY Robin Ian RE Dealing in Futures Contracts 2017-06-26
ANQ134 CARTHY Robin Ian RE Dealing in Futures Contracts 2009-08-03 2015-05-29
ANQ134 CARTHY Robin Ian RE Dealing in Securities 2009-08-03 2015-05-29
ANQ750 SHEN Zheqing 沈哲清 RO Advising on Corporate Finance 2014-05-26 2015-03-09
ANQ750 SHEN Zheqing 沈哲清 RO Dealing in Securities 2014-05-26 2015-03-09
ANQ750 SHEN Zheqing 沈哲清 RE Advising on Corporate Finance 2011-06-22 2014-05-26
ANQ750 SHEN Zheqing 沈哲清 RE Dealing in Securities 2011-06-22 2014-05-26
ANR067 ZHAO Tian 趙恬 RE Advising on Corporate Finance 2015-10-27 2016-01-21
ANR067 ZHAO Tian 趙恬 RE Dealing in Securities 2015-10-27 2016-01-21
ANR844 ZHANG Wenhai 張文海 RE Dealing in Securities 2006-07-25 2011-09-07
ANR972 QIN Qian 秦黔 RE Dealing in Securities 2006-07-27 2011-06-17
ANT257 HUANG Yu 黃昱 RE Dealing in Securities 2010-07-13 2011-04-14
ANT257 HUANG Yu 黃昱 RE Advising on Corporate Finance 2010-07-13 2011-04-14
ANT406 LUK Hoi Yee 陸凱儀 RE Dealing in Securities 2006-08-03 2010-04-27
ANT778 YEONG Zhen Chao 楊振超 RE Dealing in Securities 2006-08-07 2009-11-01
ANU254 OMOTO Atsushi RE Dealing in Securities 2015-04-13 2015-04-24
ANU254 OMOTO Atsushi RE Dealing in Futures Contracts 2015-04-13 2015-04-24
ANU254 OMOTO Atsushi RE Dealing in Futures Contracts 2013-11-26 2015-01-01
ANU254 OMOTO Atsushi RE Dealing in Securities 2013-11-26 2015-01-01
ANU382 WHANG Youn Sung 黃允聖 RE Dealing in Securities 2006-08-15 2007-01-02
ANU382 WHANG Youn Sung 黃允聖 RE Advising on Corporate Finance 2006-08-15 2007-01-02
ANU649 HAN Yoon Jae 韓允齊 RE Advising on Corporate Finance 2006-08-18 2016-03-30
ANU649 HAN Yoon Jae 韓允齊 RE Dealing in Securities 2006-08-18 2016-03-30
ANU908 PARTHASARATHY Aditya RO Dealing in Futures Contracts 2017-08-02
ANU908 PARTHASARATHY Aditya RO Dealing in Securities 2017-08-02
ANU908 PARTHASARATHY Aditya RE Dealing in Futures Contracts 2006-08-21 2017-08-02
ANU908 PARTHASARATHY Aditya RE Dealing in Securities 2006-08-21 2017-08-02
ANW221 SHARMA Naveen Prakash RE Dealing in Securities 2017-12-05 2017-12-08
ANW221 SHARMA Naveen Prakash RE Dealing in Futures Contracts 2017-12-05 2017-12-08
ANW221 SHARMA Naveen Prakash RE Dealing in Futures Contracts 2017-06-16 2017-06-23
ANW221 SHARMA Naveen Prakash RE Dealing in Securities 2017-06-16 2017-06-23
ANW221 SHARMA Naveen Prakash RE Dealing in Futures Contracts 2017-05-26 2017-06-12
ANW221 SHARMA Naveen Prakash RE Dealing in Securities 2017-05-26 2017-06-12
ANW221 SHARMA Naveen Prakash RE Dealing in Futures Contracts 2016-11-03 2016-11-04
ANW221 SHARMA Naveen Prakash RE Dealing in Securities 2016-11-03 2016-11-04
ANW221 SHARMA Naveen Prakash RE Dealing in Futures Contracts 2016-04-13 2016-04-15
ANW221 SHARMA Naveen Prakash RE Dealing in Securities 2016-04-13 2016-04-15
ANW221 SHARMA Naveen Prakash RE Dealing in Securities 2006-08-28 2015-06-18
ANW221 SHARMA Naveen Prakash RE Dealing in Futures Contracts 2009-03-18 2015-06-18
ANW389 LEE Seng Chuen 李成彥 RE Dealing in Securities 2010-04-30 2013-01-24
ANW389 LEE Seng Chuen 李成彥 RE Advising on Corporate Finance 2010-04-30 2013-01-24
ANW521 SUCHITRA SUBRAMANIAN RE Advising on Securities 2006-08-30 2007-05-31
ANW822 DUA Vikram RE Dealing in Securities 2006-08-31 2008-06-16
ANW847 KIM Yoon Seung RE Dealing in Futures Contracts 2008-10-27 2013-02-20
ANW847 KIM Yoon Seung RE Dealing in Securities 2008-11-20 2013-02-20
ANX004 DIXIT Shiva RE Advising on Corporate Finance 2007-07-09 2008-04-11
ANX004 DIXIT Shiva RE Dealing in Securities 2007-07-09 2008-04-11
ANX004 DIXIT Shiva RE Dealing in Securities 2006-09-04 2007-03-30
ANX004 DIXIT Shiva RE Advising on Corporate Finance 2006-09-04 2007-03-30
ANX798 LOW Siew Ling 劉秀玲 RE Advising on Corporate Finance 2008-06-24 2010-12-31
ANX798 LOW Siew Ling 劉秀玲 RE Dealing in Securities 2008-06-24 2010-12-31
ANX799 DOUIN Guillaume Marie Benoit RE Advising on Corporate Finance 2008-06-18 2013-01-24
ANX799 DOUIN Guillaume Marie Benoit RE Dealing in Securities 2008-06-18 2013-01-24
ANX817 ZEE Timothy Yuen Cheng RE Dealing in Securities 2006-09-12 2007-07-03
ANX817 ZEE Timothy Yuen Cheng RE Advising on Corporate Finance 2006-09-12 2007-07-03
ANZ628 ZENG Chao 曾超 RE Dealing in Securities 2006-09-20 2011-01-12
ANZ637 LI Tao 李濤 RE Dealing in Securities 2006-09-21 2008-06-26
ANZ957 CHUANG Jessica Fu-chia 莊馥嘉 RE Dealing in Securities 2006-09-25 2011-09-19
AOB449 TUCKER Reuben Shaun RE Dealing in Securities 2006-10-24 2008-05-07
AOB449 TUCKER Reuben Shaun RE Advising on Corporate Finance 2006-10-24 2008-05-07
AOB450 CHOI Yung Woo RE Dealing in Securities 2006-10-24 2015-12-10
AOB450 CHOI Yung Woo RE Advising on Corporate Finance 2006-10-24 2015-12-10
AOB480 WANG Ying 王穎 RE Dealing in Securities 2006-10-19 2008-05-16
AOB480 WANG Ying 王穎 RE Advising on Corporate Finance 2006-10-19 2008-05-16
AOC929 FANG Pin-yin 方冰瑩 RE Advising on Corporate Finance 2006-10-31 2010-08-30
AOC929 FANG Pin-yin 方冰瑩 RE Dealing in Securities 2006-10-31 2010-08-30
AOC996 WU Xiaohui 吳曉慧 RE Dealing in Securities 2006-11-02 2015-09-18
AOC997 WANG Ke 王柯 RE Dealing in Securities 2006-11-02 2008-12-19
AOD314 SHI Hao 施浩 RE Dealing in Securities 2006-11-06 2008-04-07
AOE199 XU Xiaofeng 徐曉峰 RE Dealing in Securities 2009-11-26 2010-04-07
AOE199 XU Xiaofeng 徐曉峰 RE Dealing in Futures Contracts 2009-11-26 2010-04-07
AOE650 LEE Alex Keng Yiak RE Dealing in Securities 2006-11-20 2011-04-15
AOG942 MIAO Ko-huei 苗可慧 RE Dealing in Securities 2006-12-07 2007-10-31
AOH457 WONG Che Shing, Nelson 黃志成 RE Dealing in Securities 2010-04-01 2011-06-20
AOH457 WONG Che Shing, Nelson 黃志成 RE Dealing in Securities 2006-12-19 2008-11-03
AOH493 CHAN Ki Chun 陳祈雋 RE Dealing in Securities 2006-12-15 2009-06-26
AOH882 YEE Jack Sam RE Dealing in Securities 2011-08-29 2015-09-09
AOH882 YEE Jack Sam RE Advising on Corporate Finance 2011-08-29 2015-09-09
AOI910 MUTHUSWAMY Pradeep RE Dealing in Futures Contracts 2009-05-22 2013-01-24
AOI910 MUTHUSWAMY Pradeep RE Dealing in Securities 2009-05-22 2013-01-24
AOJ251 LEOW Chiun-Yi Jonathan RE Dealing in Securities 2006-12-29 2009-06-18
AOJ443 LU Steven Shiming 陸世銘 RE Dealing in Securities 2007-01-04 2008-05-05
AOJ443 LU Steven Shiming 陸世銘 RE Dealing in Futures Contracts 2007-01-04 2008-05-05
AOM521 MOK Leung Hung, Leon 莫量鴻 RE Dealing in Securities 2007-01-29 2007-06-12
AON705 FREITAS Brian Caetano 范包容 RE Dealing in Securities 2014-12-16 2017-05-15
AON705 FREITAS Brian Caetano 范包容 RE Dealing in Futures Contracts 2014-12-16 2017-05-15
AOP095 HO Hsiao-Ching 何曉青 RE Dealing in Securities 2010-08-09 2014-07-15
AOP100 LEVINE Ryan Brent RE Advising on Corporate Finance 2010-07-22 2012-10-19
AOP100 LEVINE Ryan Brent RE Dealing in Securities 2010-07-22 2012-10-19
AOP135 BATTENFELD Brenton George RE Dealing in Futures Contracts 2007-02-26 2016-11-24
AOP135 BATTENFELD Brenton George RE Dealing in Securities 2007-02-26 2016-11-24
AOP204 RATHI Amberish RE Dealing in Securities 2011-06-13 2014-02-21
AOP204 RATHI Amberish RE Dealing in Futures Contracts 2011-06-13 2014-02-21
AOQ901 TSENG Chang Wen 曾長文 RE Dealing in Securities 2007-03-06 2008-08-29
AOQ996 CU UNJIENG Anna Howell RE Advising on Corporate Finance 2007-03-06 2007-08-20
AOQ996 CU UNJIENG Anna Howell RE Dealing in Securities 2007-03-06 2007-08-20
AOR114 WONG Yee Ching 黃宇正 RE Dealing in Securities 2007-07-26 2012-04-18
AOR114 WONG Yee Ching 黃宇正 RE Advising on Corporate Finance 2007-07-05 2012-01-18
AOR607 LEE Hoo Wan, Owen 李浩雲 RE Dealing in Securities 2007-03-13 2016-01-21
AOR607 LEE Hoo Wan, Owen 李浩雲 RE Dealing in Futures Contracts 2010-05-11 2016-01-21
AOR778 LAVIS Adam Geoffrey RE Dealing in Futures Contracts 2010-08-02 2011-08-10
AOR778 LAVIS Adam Geoffrey RE Dealing in Securities 2010-08-02 2011-08-10
AOR805 LIM Chiu Hsia RE Dealing in Securities 2007-03-19 2008-11-03
AOR808 CHIA Douglas Boon Liang 謝文良 RE Dealing in Futures Contracts 2009-01-22 2010-06-09
AOR808 CHIA Douglas Boon Liang 謝文良 RE Dealing in Securities 2009-01-22 2010-06-09
AOR808 CHIA Douglas Boon Liang 謝文良 RE Dealing in Futures Contracts 2007-03-16 2007-11-05
AOR808 CHIA Douglas Boon Liang 謝文良 RE Dealing in Securities 2007-03-16 2007-11-05
AOS215 LIM James Teik Beng RE Advising on Corporate Finance 2010-07-13 2014-06-03
AOS215 LIM James Teik Beng RE Dealing in Securities 2010-07-13 2014-06-03
AOS321 HE Shan 何杉 RE Dealing in Futures Contracts 2007-03-23 2008-08-14
AOS321 HE Shan 何杉 RE Dealing in Securities 2007-03-23 2008-08-14
AOT357 CUI Liang 崔亮 RE Dealing in Futures Contracts 2007-03-29 2015-03-19
AOT357 CUI Liang 崔亮 RE Dealing in Securities 2007-03-29 2015-03-19
AOT896 LEE Jenny Jungwon RE Dealing in Securities 2007-04-10 2008-06-30
AOT896 LEE Jenny Jungwon RE Advising on Corporate Finance 2007-04-10 2008-06-30
AOU409 CHENG Shu Fang 鄭淑方 RE Dealing in Securities 2007-04-16 2012-05-25
AOV401 LAHIRI Prithvijit 溥瑞思 RE Advising on Corporate Finance 2010-06-15 2013-01-24
AOV401 LAHIRI Prithvijit 溥瑞思 RE Advising on Securities 2010-06-15 2013-01-24
AOV401 LAHIRI Prithvijit 溥瑞思 RE Dealing in Securities 2010-06-15 2013-01-24
AOV761 NG Ming Fei RE Advising on Corporate Finance 2009-06-25 2010-05-28
AOV761 NG Ming Fei RE Dealing in Securities 2009-06-25 2010-05-28
AOV763 JOSHI Niteesh RE Dealing in Securities 2018-04-03 2018-07-19
AOV905 CHOI Quinton 蔡衍霆 RE Dealing in Securities 2011-07-28 2014-06-13
AOV905 CHOI Quinton 蔡衍霆 RE Advising on Corporate Finance 2011-07-28 2014-06-13
AOV935 LI Baomin 李寶敏 RE Dealing in Securities 2007-05-09 2010-04-01
AOV935 LI Baomin 李寶敏 RE Advising on Corporate Finance 2007-05-09 2010-04-01
AOV963 THOR Lian Ai RE Advising on Corporate Finance 2007-05-09 2008-06-30
AOV963 THOR Lian Ai RE Dealing in Securities 2007-05-09 2008-06-30
AOW881 YUE Chung Hang, Samuel 庾頌恆 RE Advising on Corporate Finance 2014-10-06
AOW881 YUE Chung Hang, Samuel 庾頌恆 RE Dealing in Securities 2014-10-06
AOW881 YUE Chung Hang, Samuel 庾頌恆 RE Advising on Corporate Finance 2010-07-08 2013-08-29
AOW881 YUE Chung Hang, Samuel 庾頌恆 RE Dealing in Securities 2010-07-08 2013-08-29
AOX162 MURPHY Donough Thomas RE Dealing in Futures Contracts 2010-08-09 2014-04-24
AOX162 MURPHY Donough Thomas RE Dealing in Securities 2010-08-09 2014-04-24
AOX188 HSU Jeffrey 徐大恆 RE Dealing in Futures Contracts 2007-05-14 2010-08-24
AOX188 HSU Jeffrey 徐大恆 RE Dealing in Securities 2007-05-14 2010-08-24
AOX871 MOK Li Yee RE Dealing in Securities 2007-05-16 2010-12-31
AOX871 MOK Li Yee RE Advising on Corporate Finance 2007-05-16 2010-12-31
AOY296 YANG Jichuan RE Dealing in Securities 2007-05-25 2009-12-09
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2015-12-18 2015-12-31
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2015-11-09 2015-11-13
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2015-09-25 2015-10-02
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Futures Contracts 2012-05-25 2015-08-31
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2012-05-25 2015-08-31
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Futures Contracts 2007-05-25 2011-04-13
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2007-05-25 2011-04-13
AOY475 ZHOU Nina RE Advising on Corporate Finance 2009-10-12 2013-01-24
AOY475 ZHOU Nina RE Advising on Securities 2009-10-12 2013-01-24
AOY475 ZHOU Nina RE Dealing in Securities 2009-10-12 2013-01-24
AOY775 SHUM Kelly Sheung Yi 沈尚怡 RE Advising on Corporate Finance 2007-05-28 2007-08-13
AOY775 SHUM Kelly Sheung Yi 沈尚怡 RE Dealing in Securities 2007-05-28 2007-08-13
AOY949 ERSOY Alan Metin RE Dealing in Securities 2015-09-09 2016-01-21
AOY949 ERSOY Alan Metin RE Dealing in Futures Contracts 2015-09-09 2016-01-21
AOZ135 KIM Chul Hwan 金哲煥 RE Advising on Corporate Finance 2008-12-15 2013-01-24
AOZ135 KIM Chul Hwan 金哲煥 RE Dealing in Securities 2008-12-18 2013-01-24
APA130 WONG Sharnie Wing San 黃穎珊 RE Advising on Securities 2010-11-09 2016-12-19
APA390 YU Lilian RE Advising on Corporate Finance 2007-06-04 2008-04-28
APA390 YU Lilian RE Dealing in Securities 2007-06-04 2008-04-28
APB335 PEH Chek Leng 白澤龍 RE Dealing in Securities 2007-06-05 2014-04-15
APB335 PEH Chek Leng 白澤龍 RE Dealing in Futures Contracts 2007-06-05 2014-04-15
APB500 WANG Leping 王樂平 RE Dealing in Securities 2008-07-18 2009-07-13
APB617 YOUL Gordon Phillip RE Advising on Corporate Finance 2011-09-02 2019-02-27
APB617 YOUL Gordon Phillip RE Dealing in Securities 2011-09-02 2019-02-27
APC389 O'SULLIVAN Stephen John RO Advising on Securities 2010-03-31 2011-11-30
APC594 YIN Shi 殷實 RE Advising on Corporate Finance 2011-09-22 2012-07-31
APC594 YIN Shi 殷實 RE Dealing in Securities 2011-09-22 2012-07-31
APC870 LE JUGE DE SEGRAIS Cedrik Marie-Joseph Bertrand RE Advising on Corporate Finance 2008-06-23 2012-08-13
APC870 LE JUGE DE SEGRAIS Cedrik Marie-Joseph Bertrand RE Dealing in Securities 2008-06-23 2012-08-13
APD362 WONG Alan 黃亞倫 RE Dealing in Securities 2010-10-19 2016-01-21
APD362 WONG Alan 黃亞倫 RE Dealing in Futures Contracts 2010-10-19 2016-01-21
APD485 SEAH Wan Qing, Althea RE Advising on Corporate Finance 2007-06-28 2008-06-30
APD485 SEAH Wan Qing, Althea RE Dealing in Securities 2007-06-28 2008-06-30
APD544 LI Xuan 李璇 RE Advising on Corporate Finance 2007-06-28 2008-03-14
APD544 LI Xuan 李璇 RE Dealing in Securities 2007-06-28 2008-03-14
APD582 YEUNG Pan Na 楊彬娜 RO Advising on Securities 2016-11-16
APD582 YEUNG Pan Na 楊彬娜 RO Dealing in Securities 2016-11-16
APD582 YEUNG Pan Na 楊彬娜 RE Dealing in Securities 2007-06-28 2016-11-16
APD818 LEE Gregory Joseph RO Dealing in Securities 2014-08-15 2016-07-13
APF168 TAN Leng Cheng, Aaron 陳龍清 RE Advising on Corporate Finance 2007-07-06 2009-04-09
APF168 TAN Leng Cheng, Aaron 陳龍清 RE Dealing in Securities 2007-07-06 2009-04-09
APF207 YIP Wai Ho 葉偉豪 RE Dealing in Futures Contracts 2007-07-04 2010-11-12
APF207 YIP Wai Ho 葉偉豪 RE Dealing in Securities 2007-07-04 2010-11-12
APF774 SHIU Flora Ka Yan 邵家欣 RE Dealing in Securities 2010-07-13 2013-06-21
APF774 SHIU Flora Ka Yan 邵家欣 RE Advising on Corporate Finance 2010-07-13 2013-06-21
APF778 YU Meng 于萌 RE Advising on Corporate Finance 2011-01-26 2016-01-21
APF778 YU Meng 于萌 RE Dealing in Securities 2011-01-26 2016-01-21
APF813 DEPAEPE Alexis Rene Christian RE Dealing in Securities 2018-03-07 2018-03-07
APF813 DEPAEPE Alexis Rene Christian RE Dealing in Securities 2017-03-15 2017-03-17
APG205 OH Changhyuk Stanley RE Advising on Corporate Finance 2007-07-16 2011-01-12
APG205 OH Changhyuk Stanley RE Dealing in Securities 2007-07-16 2011-01-12
APG285 SAWANT Sushil Ganesh RE Dealing in Securities 2007-07-10 2014-01-14
APG501 WANG Xingguang 王星光 RE Advising on Corporate Finance 2011-06-16 2013-03-04
APG501 WANG Xingguang 王星光 RE Dealing in Securities 2011-06-16 2013-03-04
APG514 WONG Lai Kei, Denise 黃澧棋 RE Advising on Corporate Finance 2008-11-26
APG514 WONG Lai Kei, Denise 黃澧棋 RE Dealing in Securities 2008-12-18
APH048 SINHA Somshankar RE Advising on Securities 2012-09-19 2016-01-21
APH610 LEE Duncan 李德勤 RE Dealing in Securities 2007-07-23 2015-06-18
APH610 LEE Duncan 李德勤 RE Advising on Corporate Finance 2007-07-23 2015-06-18
APH924 TSE Phoebe Yuen Ting 謝宛庭 RE Advising on Securities 2011-07-18 2015-12-07
API074 KELLY Brian Churchill RE Dealing in Securities 2009-06-24 2011-05-13
API074 KELLY Brian Churchill RE Advising on Corporate Finance 2009-06-24 2011-05-13
APJ231 WINDHAM Jonathan Mark RE Advising on Securities 2010-10-18 2015-05-31
APJ336 LI Xiangyu 李翔宇 RE Advising on Corporate Finance 2009-01-14 2011-03-21
APJ336 LI Xiangyu 李翔宇 RE Dealing in Securities 2009-01-14 2011-03-21
APJ336 LI Xiangyu 李翔宇 RE Dealing in Securities 2007-08-02 2008-03-14
APJ336 LI Xiangyu 李翔宇 RE Advising on Corporate Finance 2007-08-02 2008-03-14
APJ987 PRADANA Jeff Arif RE Dealing in Futures Contracts 2011-01-06 2015-05-08
APJ987 PRADANA Jeff Arif RE Dealing in Securities 2011-01-06 2015-05-08
APK216 HU Kwang Ren, Peter RE Dealing in Securities 2007-08-13 2012-02-15
APK219 KIM Hae Jin RE Dealing in Securities 2007-08-13 2011-01-12
APK488 LI Minyu 李敏瑜 RE Dealing in Securities 2007-08-15 2009-08-11
APK593 SUBRAMANIAN Viswanathan R RE Dealing in Futures Contracts 2011-01-27 2013-05-03
APK593 SUBRAMANIAN Viswanathan R RE Dealing in Securities 2011-01-27 2013-05-03
APK998 DASH Kaushik RE Dealing in Securities 2017-03-01
APK998 DASH Kaushik RE Dealing in Futures Contracts 2019-04-09
APK998 DASH Kaushik RE Advising on Corporate Finance 2017-03-01 2019-04-09
APK998 DASH Kaushik RE Dealing in Securities 2007-08-17 2008-06-04
APK999 ZHANG Xiaoying 張曉櫻 RE Dealing in Securities 2007-08-17 2019-02-28
APL208 LI Yirong 李苡榕 RE Dealing in Securities 2009-06-08 2009-08-14
APL208 LI Yirong 李苡榕 RE Advising on Corporate Finance 2009-07-03 2009-08-14
APL241 YU Raymond Waikit 余瑋傑 RE Advising on Corporate Finance 2009-06-22
APL241 YU Raymond Waikit 余瑋傑 RE Dealing in Securities 2009-06-22
APL279 GHOSH Tvishampati RE Dealing in Futures Contracts 2007-08-17 2011-03-30
APL279 GHOSH Tvishampati RE Dealing in Securities 2007-08-17 2011-03-30
APL281 TAN Yuqing RE Dealing in Securities 2007-08-17 2010-11-17
APL281 TAN Yuqing RE Advising on Corporate Finance 2007-08-17 2010-11-17
APL282 WEI Lisa Ping Ping RE Advising on Corporate Finance 2007-08-17 2010-03-10
APL282 WEI Lisa Ping Ping RE Dealing in Securities 2007-08-17 2010-03-10
APL283 CHAN Pui Loong, Perry 陳沛龍 RE Advising on Corporate Finance 2007-08-17 2008-07-31
APL283 CHAN Pui Loong, Perry 陳沛龍 RE Dealing in Securities 2007-08-17 2008-07-31
APL470 WANG Song 王松 RE Advising on Corporate Finance 2007-08-17 2010-07-15
APL470 WANG Song 王松 RE Dealing in Securities 2007-08-17 2010-07-15
APL605 BIZID Abdelhamid Ameur RE Dealing in Futures Contracts 2007-08-22 2011-11-15
APL605 BIZID Abdelhamid Ameur RE Dealing in Securities 2007-08-22 2011-11-15
APL696 PELHAM Miles Christian RE Dealing in Securities 2012-02-16 2013-05-30
APL696 PELHAM Miles Christian RE Dealing in Futures Contracts 2012-02-16 2013-05-30
APN526 HANG Hiu Wa 幸曉華 RE Dealing in Securities 2007-11-28 2011-01-12
APO882 LUO Yunting 駱昀婷 RE Dealing in Securities 2016-01-12 2016-07-13
APO882 LUO Yunting 駱昀婷 RE Dealing in Futures Contracts 2016-01-12 2016-07-13
APO882 LUO Yunting 駱昀婷 RE Advising on Securities 2010-10-18 2013-08-28
APP696 CHAN Yee Chun 陳怡真 RE Dealing in Securities 2007-09-10 2011-04-18
APP697 WAN Yun Chuan 溫潤泉 RE Dealing in Securities 2007-09-10 2010-10-31
APP697 WAN Yun Chuan 溫潤泉 RE Advising on Corporate Finance 2007-09-10 2010-10-31
APQ500 HU Xiaobing 胡小冰 RE Dealing in Securities 2007-09-17 2010-10-07
APQ516 WHEELER David George RE Dealing in Futures Contracts 2007-09-17 2010-12-31
APQ516 WHEELER David George RE Dealing in Securities 2007-09-17 2010-12-31
APS569 ARYA Parth RE Dealing in Securities 2007-10-02 2012-01-01
APS569 ARYA Parth RE Advising on Corporate Finance 2007-10-02 2012-01-01
APU248 SMITH Robert Guy Frederick RE Dealing in Securities 2009-06-18
APU248 SMITH Robert Guy Frederick RE Advising on Corporate Finance 2009-06-18
APU515 NAGAYA James Eiichi RE Dealing in Securities 2010-07-13 2015-07-29
APU515 NAGAYA James Eiichi RE Advising on Corporate Finance 2010-07-13 2015-07-29
APV165 OLSSON James Martin RE Dealing in Securities 2009-09-15 2014-01-29
APV519 WANG Qian 王倩 RE Advising on Corporate Finance 2007-10-15 2008-12-18
APV519 WANG Qian 王倩 RE Dealing in Securities 2007-10-15 2008-12-18
APW110 LIAO Enping 廖恩平 RE Dealing in Securities 2007-10-17 2014-09-26
APW121 CAO Jing 曹靜 RE Dealing in Securities 2007-10-17 2014-11-13
APW121 CAO Jing 曹靜 RE Advising on Corporate Finance 2007-10-17 2012-04-18
APW359 GREGORY-ROBERTS Simon Arnold John RE Dealing in Futures Contracts 2007-10-25 2010-08-20
APW359 GREGORY-ROBERTS Simon Arnold John RE Dealing in Securities 2007-10-25 2010-08-20
APW367 LEE John RE Dealing in Securities 2015-05-05 2016-01-21
APW367 LEE John RE Dealing in Futures Contracts 2015-05-05 2016-01-21
APW579 PONG David Juyoung RE Advising on Corporate Finance 2007-10-25 2008-04-14
APW579 PONG David Juyoung RE Dealing in Securities 2007-10-25 2008-04-14
APY405 PEDRONO Benoit Vincent Gerard RE Dealing in Futures Contracts 2007-10-29 2010-04-28
APY405 PEDRONO Benoit Vincent Gerard RE Dealing in Securities 2007-10-29 2010-04-28
APY406 CATALIG Anatoly Gatbonton RE Dealing in Futures Contracts 2007-11-05 2012-03-22
APY406 CATALIG Anatoly Gatbonton RE Dealing in Securities 2007-11-05 2012-03-22
APY467 TEO Ei Leen 張依玲 RE Dealing in Securities 2007-11-01 2011-11-07
APY817 LEUNG Enrica Mankay 梁敏琦 RE Dealing in Securities 2010-08-16 2016-09-26
APY826 CAO LiJuan 曹麗娟 RE Dealing in Securities 2007-11-05 2008-04-07
AQA101 WONG Yiu Wan 黃曉雲 RE Advising on Securities 2014-05-26 2015-05-31
AQA119 WONG Wai Chi, Erica 黃瑋姿 RE Dealing in Securities 2007-11-15 2011-08-17
AQA190 DAI Qijia 戴麒佳 RE Advising on Securities 2012-06-08 2016-01-21
AQA214 LEE Payling 李佩玲 RE Dealing in Securities 2007-11-15 2017-06-05
AQA214 LEE Payling 李佩玲 RE Advising on Corporate Finance 2007-11-15 2017-06-05
AQA494 CHANG Jeanette RE Advising on Corporate Finance 2007-11-20 2011-01-06
AQA494 CHANG Jeanette RE Dealing in Securities 2007-11-20 2011-01-06
AQA804 DI IORIO Michael Anthony RO Dealing in Futures Contracts 2010-11-04 2013-08-02
AQA804 DI IORIO Michael Anthony RO Dealing in Securities 2010-11-04 2013-08-02
AQB033 YU Yang 虞陽 RE Advising on Corporate Finance 2008-06-18 2010-09-17
AQB033 YU Yang 虞陽 RE Dealing in Securities 2008-06-18 2010-09-17
AQB165 CROSS Ian Cameron RE Dealing in Securities 2018-11-16
AQB165 CROSS Ian Cameron RE Dealing in Futures Contracts 2018-11-16
AQC383 SIMMONS Dirk Vincent RE Dealing in Securities 2013-01-14 2016-01-21
AQC383 SIMMONS Dirk Vincent RE Advising on Corporate Finance 2013-01-14 2016-01-21
AQD051 THORKELSSON Sigurbjorn RE Dealing in Futures Contracts 2010-05-10 2011-07-03
AQD051 THORKELSSON Sigurbjorn RE Dealing in Securities 2010-05-10 2011-07-03
AQD163 KEYES Justin S RE Dealing in Securities 2010-03-09 2013-11-30
AQD329 LERMYTE Jason Joseph Emile RE Dealing in Securities 2010-11-09 2012-02-01
AQD400 YUEN Robin 袁肇鋒 RE Advising on Securities 2010-10-18 2011-07-25
AQD648 TAN Hua Wei, Christopher RE Dealing in Securities 2007-12-12 2008-03-11
AQD648 TAN Hua Wei, Christopher RE Advising on Corporate Finance 2007-12-12 2008-03-11
AQE028 BELLEMIN Velik Alexandre RE Dealing in Securities 2007-12-17 2008-03-16
AQE299 YANG Ling 楊玲 RE Advising on Corporate Finance 2011-08-15 2013-01-24
AQE299 YANG Ling 楊玲 RE Dealing in Securities 2011-08-15 2013-01-24
AQE987 NEARY James Joseph RE Dealing in Futures Contracts 2013-08-06 2016-01-21
AQE987 NEARY James Joseph RE Dealing in Securities 2013-08-06 2016-01-21
AQG415 CHENG Clement Kin Kwan 鄭健琨 RE Dealing in Securities 2008-01-04 2009-03-09
AQG416 SEAH Ang 謝安 RE Dealing in Securities 2008-01-04 2008-11-05
AQG749 JIANG Minming 姜旻明 RE Advising on Securities 2010-10-18 2012-10-19
AQG749 JIANG Minming 姜旻明 RE Dealing in Securities 2010-10-18 2012-10-19
AQG749 JIANG Minming 姜旻明 RE Advising on Corporate Finance 2010-10-18 2012-10-19
AQG781 LI Jie 李婕 RE Advising on Corporate Finance 2008-01-08 2010-01-08
AQG781 LI Jie 李婕 RE Dealing in Securities 2008-01-08 2010-01-08
AQG922 LEE Nelson Ho-Wing 李浩榮 RE Dealing in Futures Contracts 2011-02-14 2016-01-21
AQG922 LEE Nelson Ho-Wing 李浩榮 RE Dealing in Securities 2011-02-14 2016-01-21
AQM091 KIM Jason Lee RO Dealing in Futures Contracts 2016-09-08 2017-04-24
AQM091 KIM Jason Lee RO Dealing in Securities 2016-09-08 2017-04-24
AQM091 KIM Jason Lee RE Dealing in Securities 2016-02-05 2016-09-08
AQM091 KIM Jason Lee RE Dealing in Futures Contracts 2016-02-05 2016-09-08
AQM703 DHASMANA Vaibhav RE Advising on Securities 2012-01-12 2013-02-18
AQN174 YU Sze Wan, Gisela 余詩韻 RE Advising on Corporate Finance 2008-02-19 2009-05-15
AQN174 YU Sze Wan, Gisela 余詩韻 RE Dealing in Securities 2008-02-19 2009-05-15
AQN267 LO Suet Fan, Violet 盧雪芬 RE Advising on Corporate Finance 2009-07-31 2010-04-01
AQN267 LO Suet Fan, Violet 盧雪芬 RE Dealing in Securities 2009-07-31 2010-04-01
AQO341 RYAN Ross Owen RE Dealing in Securities 2012-11-22 2016-10-04

Talk to us if you’re interested in using our tools to make informed decisions:

Send us a message to [email protected], or use the form below: