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Hong Kong SFC licensed institution AAB514
SG Asset Finance (Hong Kong) Limited

Below are up to 1000 licences that were found for SFC-licensed institution AAB514 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA314 LAU Chi Wai, Fred 劉智偉 RE Dealing in Futures Contracts 2008-10-15 2010-06-24
AAA314 LAU Chi Wai, Fred 劉智偉 RE Dealing in Securities 2010-02-26 2010-06-24
AAS209 THORBURN Mark Alexander RO Dealing in Securities 2004-08-17 2005-07-30
AAS209 THORBURN Mark Alexander RE Dealing in Securities 2003-07-31 2004-08-17
AAS209 THORBURN Mark Alexander RO Dealing in Securities 2003-04-01 2003-07-31
AAS209 THORBURN Mark Alexander RO Providing Automated Trading Services 2003-04-01 2003-07-09
AAS209 THORBURN Mark Alexander RE Dealing in Securities 2003-06-01 2003-06-20
AAS209 THORBURN Mark Alexander RE Providing Automated Trading Services 2003-06-01 2003-06-20
AAX339 MAN Kam Chiu 文錦超 RE Dealing in Securities 2008-10-13 2011-05-23
AAX339 MAN Kam Chiu 文錦超 RE Dealing in Futures Contracts 2008-10-13 2011-05-23
AAZ019 CHAN Chung Shing 陳仲成 RE Dealing in Securities 2008-10-15 2009-06-20
AAZ019 CHAN Chung Shing 陳仲成 RE Dealing in Futures Contracts 2008-10-15 2009-06-20
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Dealing in Securities 2003-07-24 2005-07-30
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Dealing in Securities 2003-04-01 2003-05-14
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Providing Automated Trading Services 2003-04-01 2003-05-14
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Asset Management 2003-04-01 2003-04-30
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Advising on Corporate Finance 2003-04-01 2003-04-30
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Advising on Securities 2003-04-01 2003-04-30
ABN509 LAWRENCE Andrew Charles RE Dealing in Securities 2004-11-17 2005-07-30
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Dealing in Securities 2003-04-01 2003-07-03
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Asset Management 2003-04-01 2003-07-03
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Advising on Corporate Finance 2003-04-01 2003-07-03
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Advising on Securities 2003-04-01 2003-07-03
ABS536 KO Philip 高冠恆 RE Dealing in Securities 2008-10-15 2009-08-10
ABS536 KO Philip 高冠恆 RE Dealing in Futures Contracts 2008-10-15 2009-08-10
ABT477 FUNG Ching Wing 馮正榮 RE Dealing in Futures Contracts 2008-10-13 2011-09-13
ABT477 FUNG Ching Wing 馮正榮 RE Dealing in Securities 2008-10-13 2011-09-13
ABU679 LING Colin Celan 凌思綸 RE Dealing in Securities 2010-09-29 2015-02-27
ABU679 LING Colin Celan 凌思綸 RE Dealing in Futures Contracts 2010-09-29 2015-02-27
ACA524 LO Wei Lie 盧慧莉 RE Dealing in Futures Contracts 2016-01-18 2016-04-29
ACA524 LO Wei Lie 盧慧莉 RE Dealing in Securities 2016-01-18 2016-04-29
ACB834 TURCOTTE III Vincent Joseph RO Dealing in Futures Contracts 2005-10-20 2011-01-31
ACB834 TURCOTTE III Vincent Joseph RO Dealing in Securities 2010-09-15 2011-01-31
ACB834 TURCOTTE III Vincent Joseph RE Dealing in Securities 2010-02-09 2010-09-15
ACB834 TURCOTTE III Vincent Joseph RE Dealing in Futures Contracts 2005-08-05 2005-10-20
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Futures Contracts 2008-10-13 2011-05-23
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Securities 2008-10-13 2011-05-23
ACN424 NIMMO David Gordon RE Providing Automated Trading Services 2003-04-01 2003-06-13
ACN424 NIMMO David Gordon RE Dealing in Securities 2003-04-01 2003-06-13
ACN424 NIMMO David Gordon RE Advising on Securities 2003-04-01 2003-06-12
ACN424 NIMMO David Gordon RE Asset Management 2003-04-01 2003-06-12
ACN424 NIMMO David Gordon RE Advising on Corporate Finance 2003-04-01 2003-06-12
ACO548 LAI Siu Hong 黎紹航 RE Dealing in Securities 2009-07-07 2014-12-31
ACQ051 CHAN Yuk Lun, Alan 陳玉倫 RE Dealing in Futures Contracts 2008-10-13 2009-12-17
ACR440 BRASIER Jean-paul Yves RO Dealing in Securities 2005-06-13 2006-07-17
ACS016 LI Man Yin, Eddie 李文賢 RE Dealing in Securities 2003-04-01 2005-07-08
ACS016 LI Man Yin, Eddie 李文賢 RE Providing Automated Trading Services 2003-04-01 2003-07-09
ACS016 LI Man Yin, Eddie 李文賢 RE Advising on Corporate Finance 2003-04-01 2003-07-09
ACS016 LI Man Yin, Eddie 李文賢 RE Advising on Securities 2003-04-01 2003-07-09
ACS016 LI Man Yin, Eddie 李文賢 RE Asset Management 2003-04-01 2003-07-09
ACZ763 LEE Dun Shing 李敦成 RE Dealing in Securities 2003-09-05 2005-06-17
ACZ763 LEE Dun Shing 李敦成 RO Dealing in Futures Contracts 2004-07-21 2005-06-17
ACZ763 LEE Dun Shing 李敦成 RE Dealing in Futures Contracts 2003-10-21 2004-07-21
ADB426 BURNS Darren Anthony RE Dealing in Securities 2008-10-13 2012-05-18
ADB426 BURNS Darren Anthony RE Dealing in Futures Contracts 2008-10-13 2012-05-18
ADH551 LEE Kei Hung 李祺雄 RE Dealing in Securities 2008-10-13 2009-09-16
ADH551 LEE Kei Hung 李祺雄 RE Dealing in Futures Contracts 2008-10-13 2009-09-16
ADH898 CONNOR David Jonathan RE Dealing in Futures Contracts 2010-11-30 2013-06-08
ADH898 CONNOR David Jonathan RE Dealing in Securities 2010-11-30 2013-06-08
ADI536 YIP Chi Wing 葉志榮 RE Dealing in Futures Contracts 2010-01-22 2010-07-24
ADI536 YIP Chi Wing 葉志榮 RE Dealing in Securities 2010-02-10 2010-07-24
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Securities 2008-10-13 2011-05-23
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Futures Contracts 2008-10-13 2011-05-23
ADK334 LUCAS Timothy David RE Dealing in Futures Contracts 2009-01-14 2014-05-01
ADO401 CHAN Tung Yuen 陳東遠 RO Advising on Corporate Finance 2003-04-01 2003-05-12
ADT897 LI Man Fai, Raymond 李文輝 RE Dealing in Securities 2008-01-18 2011-06-14
ADT897 LI Man Fai, Raymond 李文輝 RE Dealing in Futures Contracts 2008-10-13 2011-06-14
ADZ903 LAI Chung Cheong 黎仲昌 RE Dealing in Securities 2008-10-13 2009-06-15
ADZ903 LAI Chung Cheong 黎仲昌 RE Dealing in Futures Contracts 2008-10-13 2009-06-15
AEA367 MAK Shu Kuen, Bruno 麥樹權 RE Dealing in Futures Contracts 2003-11-08 2008-04-17
AEA367 MAK Shu Kuen, Bruno 麥樹權 RE Dealing in Securities 2003-11-12 2008-04-17
AEF489 JIP Sock Ngoh RE Dealing in Securities 2003-04-01 2003-08-13
AEF489 JIP Sock Ngoh RE Advising on Corporate Finance 2003-04-01 2003-07-09
AEF489 JIP Sock Ngoh RE Providing Automated Trading Services 2003-04-01 2003-07-09
AEF489 JIP Sock Ngoh RE Advising on Securities 2003-04-01 2003-07-09
AEF489 JIP Sock Ngoh RE Asset Management 2003-04-01 2003-07-09
AEK134 KO Wing Sze, Vanessa 高詠詩 RE Dealing in Futures Contracts 2008-10-13 2009-06-06
AEK135 BACHTIAR Roestam Effendi Bin RE Dealing in Futures Contracts 2008-10-15 2009-05-25
AEK135 BACHTIAR Roestam Effendi Bin RE Dealing in Securities 2008-10-15 2009-05-25
AEK327 HAN Charles June RE Dealing in Futures Contracts 2008-08-01 2011-11-25
AEK327 HAN Charles June RE Dealing in Securities 2008-09-12 2011-11-25
AEV751 LAU Hoi Yee, Vivian 劉凱宜 RE Dealing in Securities 2008-10-13 2009-06-15
AFC367 FAURE Emmanuel Dominique Martial G. RE Dealing in Futures Contracts 2008-09-18 2008-09-30
AFC367 FAURE Emmanuel Dominique Martial G. RE Dealing in Securities 2008-09-18 2008-09-30
AFF137 KO Shan Yin 高山燕 RE Dealing in Futures Contracts 2009-05-19 2011-05-31
AFF137 KO Shan Yin 高山燕 RE Dealing in Securities 2009-05-19 2011-05-31
AFJ094 YUEN Pak Cheung 阮栢祥 RE Dealing in Futures Contracts 2008-10-13 2010-04-24
AFJ094 YUEN Pak Cheung 阮栢祥 RE Dealing in Securities 2008-10-13 2010-04-24
AFO880 SO Ferdinand 蘇平恩 RE Dealing in Securities 2003-04-01 2004-03-02
AFO880 SO Ferdinand 蘇平恩 RE Dealing in Futures Contracts 2003-10-28 2004-03-02
AFO880 SO Ferdinand 蘇平恩 RE Providing Automated Trading Services 2003-04-01 2003-07-09
AFO880 SO Ferdinand 蘇平恩 RE Advising on Corporate Finance 2003-04-01 2003-07-09
AFO880 SO Ferdinand 蘇平恩 RE Advising on Securities 2003-04-01 2003-07-09
AFO880 SO Ferdinand 蘇平恩 RE Asset Management 2003-04-01 2003-07-09
AFT559 LAW Ka Ying, Catherine 羅家瑩 RE Dealing in Futures Contracts 2011-06-08 2011-12-07
AFT559 LAW Ka Ying, Catherine 羅家瑩 RE Dealing in Securities 2011-06-08 2011-12-07
AFW138 FYFE William James RE Dealing in Futures Contracts 2008-10-13 2009-04-22
AFW138 FYFE William James RE Dealing in Securities 2008-10-13 2009-04-22
AFZ821 YU Hon Cheung 余漢祥 RE Dealing in Futures Contracts 2008-10-13 2009-12-17
AGD973 CHEUNG Siu Fai 張少輝 RE Dealing in Securities 2003-04-01 2004-07-26
AGD973 CHEUNG Siu Fai 張少輝 RE Dealing in Futures Contracts 2003-10-28 2004-07-26
AGD973 CHEUNG Siu Fai 張少輝 RE Asset Management 2003-04-01 2003-07-09
AGD973 CHEUNG Siu Fai 張少輝 RE Advising on Securities 2003-04-01 2003-07-09
AGD973 CHEUNG Siu Fai 張少輝 RE Advising on Corporate Finance 2003-04-01 2003-07-09
AGD973 CHEUNG Siu Fai 張少輝 RE Providing Automated Trading Services 2003-04-01 2003-07-09
AGI600 HUI Chun Wai, Henry 許振威 RE Dealing in Securities 2003-04-01 2004-07-26
AGI600 HUI Chun Wai, Henry 許振威 RE Dealing in Futures Contracts 2003-10-28 2004-07-26
AGI600 HUI Chun Wai, Henry 許振威 RE Advising on Corporate Finance 2003-04-01 2003-07-09
AGI600 HUI Chun Wai, Henry 許振威 RE Providing Automated Trading Services 2003-04-01 2003-07-09
AGI600 HUI Chun Wai, Henry 許振威 RE Asset Management 2003-04-01 2003-07-09
AGI600 HUI Chun Wai, Henry 許振威 RE Advising on Securities 2003-04-01 2003-07-09
AGJ020 CHAN Nga Yee 陳雅兒 RE Dealing in Securities 2011-06-02 2014-12-31
AGK075 NG Chak Ming 吳澤明 RE Dealing in Securities 2003-04-01 2004-07-26
AGK075 NG Chak Ming 吳澤明 RE Dealing in Futures Contracts 2003-10-28 2004-07-26
AGK075 NG Chak Ming 吳澤明 RE Asset Management 2003-04-01 2003-07-09
AGK075 NG Chak Ming 吳澤明 RE Advising on Corporate Finance 2003-04-01 2003-07-09
AGK075 NG Chak Ming 吳澤明 RE Providing Automated Trading Services 2003-04-01 2003-07-09
AGK075 NG Chak Ming 吳澤明 RE Advising on Securities 2003-04-01 2003-07-09
AGK255 PRICE Christopher Andrew John RO Dealing in Futures Contracts 2005-03-03 2006-08-15
AGW055 SHIU Kam Man 邵錦文 RE Dealing in Securities 2003-06-13 2005-06-07
AGW055 SHIU Kam Man 邵錦文 RE Dealing in Futures Contracts 2003-10-21 2005-06-07
AGW055 SHIU Kam Man 邵錦文 RE Providing Automated Trading Services 2003-06-13 2003-07-09
AHA545 YOUNG James Jung-Kyong RE Dealing in Securities 2003-04-01 2004-07-06
AHA545 YOUNG James Jung-Kyong RE Dealing in Futures Contracts 2003-10-28 2004-07-06
AHA545 YOUNG James Jung-Kyong RE Providing Automated Trading Services 2003-04-01 2003-07-09
AHA545 YOUNG James Jung-Kyong RE Advising on Securities 2003-04-01 2003-07-09
AHA545 YOUNG James Jung-Kyong RE Advising on Corporate Finance 2003-04-01 2003-07-09
AHA545 YOUNG James Jung-Kyong RE Asset Management 2003-04-01 2003-07-09
AHD374 SAUBESTRE Paul Frederic Henri RE Dealing in Futures Contracts 2004-10-08 2005-01-15
AHD374 SAUBESTRE Paul Frederic Henri RE Dealing in Securities 2004-10-08 2005-01-15
AHD374 SAUBESTRE Paul Frederic Henri RO Dealing in Securities 2003-04-01 2004-10-08
AHD374 SAUBESTRE Paul Frederic Henri RO Dealing in Futures Contracts 2003-10-02 2004-10-08
AHD374 SAUBESTRE Paul Frederic Henri RO Providing Automated Trading Services 2003-04-01 2003-07-09
AHK490 RONFLET Gwenael Jean-yves RE Advising on Securities 2003-04-01 2003-04-11
AHK490 RONFLET Gwenael Jean-yves RE Providing Automated Trading Services 2003-04-01 2003-04-11
AHK490 RONFLET Gwenael Jean-yves RE Advising on Corporate Finance 2003-04-01 2003-04-11
AHK490 RONFLET Gwenael Jean-yves RE Dealing in Securities 2003-04-01 2003-04-11
AHK490 RONFLET Gwenael Jean-yves RE Asset Management 2003-04-01 2003-04-11
AHK745 TAN Gee Meng RE Dealing in Securities 2003-04-01 2003-06-25
AHK745 TAN Gee Meng RE Asset Management 2003-04-01 2003-06-25
AHK745 TAN Gee Meng RE Advising on Corporate Finance 2003-04-01 2003-06-25
AHK745 TAN Gee Meng RE Advising on Securities 2003-04-01 2003-06-25
AHK745 TAN Gee Meng RE Providing Automated Trading Services 2003-04-01 2003-06-25
AHL124 ROUSSEAU Pierre Charles Gislain RO Dealing in Securities 2003-04-01 2005-07-30
AHL124 ROUSSEAU Pierre Charles Gislain RO Dealing in Futures Contracts 2003-10-02 2005-07-30
AHL124 ROUSSEAU Pierre Charles Gislain RO Providing Automated Trading Services 2003-04-01 2003-07-09
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Securities 2014-07-03 2014-10-16
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Futures Contracts 2014-07-03 2014-10-16
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Securities 2008-10-13 2009-06-22
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Futures Contracts 2008-10-13 2009-06-22
AHX656 LEE Kwan Kit 李君傑 RO Dealing in Securities 2003-08-05 2004-07-15
AHX656 LEE Kwan Kit 李君傑 RO Dealing in Futures Contracts 2003-11-12 2004-07-15
AHX656 LEE Kwan Kit 李君傑 RE Dealing in Securities 2003-04-01 2003-08-05
AHX656 LEE Kwan Kit 李君傑 RE Providing Automated Trading Services 2003-04-01 2003-07-09
AHX656 LEE Kwan Kit 李君傑 RE Advising on Securities 2003-04-01 2003-05-13
AHX656 LEE Kwan Kit 李君傑 RE Advising on Corporate Finance 2003-04-01 2003-05-13
AHX656 LEE Kwan Kit 李君傑 RE Asset Management 2003-04-01 2003-05-13
AIB931 ROY Pierre RE Dealing in Securities 2003-04-01 2003-06-23
AIB931 ROY Pierre RE Providing Automated Trading Services 2003-04-01 2003-06-23
AIB931 ROY Pierre RE Advising on Corporate Finance 2003-04-01 2003-06-20
AIB931 ROY Pierre RE Advising on Securities 2003-04-01 2003-06-20
AIB931 ROY Pierre RE Asset Management 2003-04-01 2003-06-20
AIC314 FARZAM Hamid RE Dealing in Securities 2003-04-01 2003-08-06
AIC314 FARZAM Hamid RE Advising on Corporate Finance 2003-04-01 2003-07-09
AIC314 FARZAM Hamid RE Providing Automated Trading Services 2003-04-01 2003-07-09
AIC314 FARZAM Hamid RE Advising on Securities 2003-04-01 2003-07-09
AIC314 FARZAM Hamid RE Asset Management 2003-04-01 2003-07-09
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Securities 2015-07-20 2016-04-29
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Futures Contracts 2015-07-20 2016-04-29
AIN597 DASH Sabyasachi RE Dealing in Securities 2009-06-16 2010-04-17
AIP443 DUFFIELD John Michael Leslie RO Dealing in Securities 2008-08-28 2009-08-10
AIU431 LEE Kin Chung, Alex 李建中 RE Dealing in Securities 2003-04-25 2003-06-16
AIU431 LEE Kin Chung, Alex 李建中 RE Providing Automated Trading Services 2003-04-25 2003-06-16
AIX573 RAGNACCI David Emile Joseph RE Providing Automated Trading Services 2003-05-05 2003-07-02
AIX573 RAGNACCI David Emile Joseph RE Dealing in Securities 2003-05-05 2003-07-02
AIY427 PETERS Thomas Kieran RE Dealing in Securities 2004-02-20 2004-03-23
AIY427 PETERS Thomas Kieran RE Dealing in Securities 2003-05-13 2003-11-04
AIY427 PETERS Thomas Kieran RE Providing Automated Trading Services 2003-05-13 2003-07-09
AIZ251 YIP Chor Wai 葉楚偉 RE Dealing in Futures Contracts 2008-10-15 2010-03-19
AIZ251 YIP Chor Wai 葉楚偉 RE Dealing in Securities 2008-10-15 2010-03-19
AJD627 FUNG Sze Chung 馮詩頌 RE Dealing in Securities 2003-10-09 2004-07-26
AJD627 FUNG Sze Chung 馮詩頌 RE Dealing in Futures Contracts 2003-10-28 2004-07-26
AJD909 TORCHETTI Nico RE Dealing in Securities 2003-09-16 2004-09-20
AJF517 YEUNG Chi Wai, Rosanna RE Dealing in Securities 2003-11-04 2010-04-30
AJF517 YEUNG Chi Wai, Rosanna RE Dealing in Futures Contracts 2003-11-04 2010-04-30
AJO422 BURR Alan John Phillip RO Dealing in Futures Contracts 2013-08-02 2014-12-18
AJO422 BURR Alan John Phillip RE Dealing in Futures Contracts 2012-09-11 2013-08-02
AKI398 CARR Matthew Edmund RO Dealing in Securities 2004-09-13 2005-07-30
AKQ542 WONG Yin Ching, Avy 王賢菁 RE Dealing in Securities 2010-08-10 2012-09-25
AKQ542 WONG Yin Ching, Avy 王賢菁 RE Dealing in Futures Contracts 2010-08-10 2012-09-25
AKS612 VAN DER SCHEER Wessel Brent RO Dealing in Securities 2008-02-18 2008-07-16
AKS612 VAN DER SCHEER Wessel Brent RO Dealing in Futures Contracts 2008-02-18 2008-07-16
AKY177 SCLATER Alastair James RE Dealing in Securities 2011-06-30 2013-04-04
AKY177 SCLATER Alastair James RE Dealing in Futures Contracts 2011-06-30 2013-04-04
ALC080 KWONG Chi Ki, Gary 鄺智騏 RE Dealing in Securities 2008-10-13 2009-06-01
ALC080 KWONG Chi Ki, Gary 鄺智騏 RE Dealing in Futures Contracts 2008-10-13 2009-06-01
ALI728 CHAPPEL Christopher Lee RE Dealing in Securities 2008-11-28 2010-12-01
ALI728 CHAPPEL Christopher Lee RE Dealing in Futures Contracts 2008-11-28 2010-12-01
ALI755 NGUYEN Raphael Jacques Tan Hoa RE Dealing in Futures Contracts 2008-10-13 2010-11-30
ALI755 NGUYEN Raphael Jacques Tan Hoa RE Dealing in Securities 2008-10-13 2010-11-30
ALJ918 GEE Leslie Kan 朱勵勤 RE Dealing in Futures Contracts 2004-11-01 2007-06-30
ALO360 OWEN Dean Ashley RO Dealing in Futures Contracts 2005-02-08 2008-12-31
ALQ880 PAN Tsi Wan 潘芷筠 RE Dealing in Futures Contracts 2012-08-24 2015-04-19
ALQ880 PAN Tsi Wan 潘芷筠 RE Dealing in Securities 2015-03-03 2015-04-19
ALU866 IP Heung Wing, Barry 葉向榮 RE Dealing in Futures Contracts 2008-10-13 2011-06-07
ALU866 IP Heung Wing, Barry 葉向榮 RE Dealing in Securities 2008-10-13 2011-06-07
ALW243 LAINE Frederic Prudent Charles RO Dealing in Securities 2006-06-19 2008-01-31
ALW243 LAINE Frederic Prudent Charles RE Dealing in Securities 2006-06-14 2006-06-19
ALZ282 IMHOFF Philippe Georges RO Dealing in Securities 2005-07-25 2007-05-09
AMB399 AU-YEUNG Wai Yee 歐陽惠頤 RE Dealing in Securities 2009-08-24 2009-09-01
AME216 FOK Siu Pong 霍少邦 RE Dealing in Futures Contracts 2010-05-10 2012-07-11
AME216 FOK Siu Pong 霍少邦 RE Dealing in Securities 2010-05-10 2012-07-11
AME574 NG Wai Leung, Anthony 吳煒樑 RE Dealing in Futures Contracts 2008-09-29 2009-12-14
AME574 NG Wai Leung, Anthony 吳煒樑 RE Dealing in Securities 2008-09-29 2009-12-14
AMF102 SJOESTROEM Mats Johan RE Dealing in Securities 2009-04-01 2009-06-01
AMF309 LO Ji-An 羅吉安 RE Dealing in Securities 2010-09-27 2011-10-01
AMH684 ROUX-CHABERT Guillaume Jean Charles Marc RE Dealing in Futures Contracts 2005-09-13 2010-05-20
AMH684 ROUX-CHABERT Guillaume Jean Charles Marc RE Dealing in Securities 2010-02-26 2010-05-20
AMJ983 ROY Karine RE Dealing in Securities 2009-07-02 2010-04-28
AMJ983 ROY Karine RE Dealing in Futures Contracts 2009-07-02 2010-04-28
AMK311 YAM Wai Tak 任偉德 RE Dealing in Securities 2008-10-13 2011-12-31
AMK311 YAM Wai Tak 任偉德 RE Dealing in Futures Contracts 2008-10-13 2011-12-31
AMM442 MA Yue Yee, Jennifer RE Dealing in Futures Contracts 2005-10-03 2006-01-03
AMM450 MATWEJEV Gregory RE Dealing in Futures Contracts 2008-10-13 2014-12-17
AMM450 MATWEJEV Gregory RE Dealing in Securities 2008-10-13 2014-12-17
AMN775 ZHAO Luming 趙路明 RE Dealing in Futures Contracts 2005-10-13 2006-01-23
AMO576 GAY Pierre Gilbert RO Dealing in Futures Contracts 2006-02-08 2010-04-16
AMO576 GAY Pierre Gilbert RO Dealing in Securities 2008-07-16 2010-04-16
AMW854 WINTER Jens Owe RO Dealing in Futures Contracts 2008-03-06 2011-06-01
AMW854 WINTER Jens Owe RO Dealing in Securities 2008-03-06 2011-06-01
AMW907 FORREST Richard William RE Dealing in Futures Contracts 2008-10-13 2009-03-16
AMW907 FORREST Richard William RE Dealing in Securities 2008-10-13 2009-03-16
AMY781 CHNG Stephanie Pei Pei 莊佩佩 RE Dealing in Futures Contracts 2008-10-13 2010-05-05
AMY781 CHNG Stephanie Pei Pei 莊佩佩 RE Dealing in Securities 2008-10-13 2010-05-05
AMY782 CHEW Siang Yong 周向榮 RE Dealing in Securities 2008-10-13 2011-12-31
AMY782 CHEW Siang Yong 周向榮 RE Dealing in Futures Contracts 2008-10-13 2011-12-31
ANE321 WAN Peter RE Dealing in Securities 2011-01-13 2011-08-30
ANE321 WAN Peter RE Dealing in Futures Contracts 2011-01-13 2011-08-30
ANE746 CHEUNG Hor Yee, Patricia 張可兒 RE Dealing in Futures Contracts 2009-03-16 2010-06-16
ANE746 CHEUNG Hor Yee, Patricia 張可兒 RE Dealing in Securities 2009-03-16 2010-06-16
ANF133 SHAHROKHI SADR Ali Reza RE Dealing in Securities 2010-07-29 2011-11-29
ANF133 SHAHROKHI SADR Ali Reza RE Dealing in Futures Contracts 2010-07-29 2011-11-29
ANJ016 CHIU Sung Biu Bill Lawrence 趙崇鏢 RE Dealing in Securities 2010-07-23 2014-11-27
ANJ016 CHIU Sung Biu Bill Lawrence 趙崇鏢 RE Dealing in Futures Contracts 2010-07-23 2014-11-27
ANM243 SHI Yun-Fu 施云富 RE Dealing in Securities 2009-05-27 2009-08-27
ANM243 SHI Yun-Fu 施云富 RE Dealing in Futures Contracts 2009-05-27 2009-08-27
ANM460 HENG Mui Gek RE Dealing in Securities 2008-10-13 2011-08-20
ANM460 HENG Mui Gek RE Dealing in Futures Contracts 2008-10-13 2011-08-20
ANP702 DALEY Kirby Scott RO Dealing in Securities 2011-01-19 2011-07-16
ANP702 DALEY Kirby Scott RO Dealing in Futures Contracts 2011-01-19 2011-07-16
ANP702 DALEY Kirby Scott RE Dealing in Futures Contracts 2008-10-13 2011-01-19
ANP702 DALEY Kirby Scott RE Dealing in Securities 2008-10-13 2011-01-19
ANT402 MOK Pui Mun, Betty 莫佩敏 RE Dealing in Futures Contracts 2008-09-17 2009-06-16
ANT402 MOK Pui Mun, Betty 莫佩敏 RE Dealing in Securities 2008-09-17 2009-06-16
ANT433 ONG Beng Yong 王明榮 RE Dealing in Securities 2010-11-25 2011-10-01
ANU912 FITHIAN Lance Thomas RE Dealing in Futures Contracts 2008-10-13 2014-07-19
ANU912 FITHIAN Lance Thomas RE Dealing in Securities 2010-02-26 2014-07-19
ANV042 MAC DONALD James Taroh RE Dealing in Securities 2008-10-13 2010-05-18
ANV042 MAC DONALD James Taroh RE Dealing in Futures Contracts 2008-10-13 2010-05-18
ANY191 SAVINO Ronald Joseph RO Dealing in Futures Contracts 2011-11-15 2014-06-21
ANY191 SAVINO Ronald Joseph RO Dealing in Securities 2011-11-15 2014-06-21
ANZ956 YEO Daniel Seng Cheng 楊聖淨 RE Dealing in Futures Contracts 2008-10-13 2009-12-05
AOB373 DUBOIS Cedric Jean-Marie RO Dealing in Securities 2007-02-16 2008-02-18
AOC916 WOO Yick Chung, Chester 吳奕聰 RE Dealing in Futures Contracts 2008-10-13 2014-12-31
AOC916 WOO Yick Chung, Chester 吳奕聰 RE Dealing in Securities 2008-10-13 2014-12-31
AOD135 LYONNET Boris Nicolas RO Dealing in Securities 2007-02-07 2008-03-06
AOE805 NEWSUM Justin Howard RE Dealing in Securities 2008-10-13 2010-06-01
AOG041 SHI Chenghu 石成虎 RE Dealing in Futures Contracts 2008-10-13 2012-06-22
AOG819 LAW Ka Man, Wendy 羅嘉雯 RE Dealing in Futures Contracts 2012-09-17 2014-05-28
AOH368 LANSON Marc Clement RE Dealing in Securities 2008-10-13 2010-07-31
AOH368 LANSON Marc Clement RE Dealing in Futures Contracts 2008-10-13 2010-07-31
AOH660 HO Sai Ho 何世豪 RE Dealing in Futures Contracts 2011-08-26 2012-09-01
AOJ003 TANG Wing Shun, Vincent 鄧永舜 RE Dealing in Securities 2008-10-13 2014-03-22
AOJ003 TANG Wing Shun, Vincent 鄧永舜 RE Dealing in Futures Contracts 2008-10-13 2014-03-22
AOJ005 CHOW Wing Chun 周永進 RE Dealing in Futures Contracts 2008-10-13 2012-03-24
AOJ005 CHOW Wing Chun 周永進 RE Dealing in Securities 2008-10-13 2012-03-24
AOK590 CORNER Andrew Mark Gordon RE Dealing in Securities 2008-10-13 2010-06-01
AOK591 HOBBIS Matthew Charles RE Dealing in Securities 2008-10-13 2010-06-01
AOL107 CHEAH Kwong-Weng RE Dealing in Securities 2008-09-08 2011-11-30
AOL107 CHEAH Kwong-Weng RE Dealing in Futures Contracts 2008-10-14 2011-11-30
AOO857 JOLLY Colin Philip RE Dealing in Securities 2008-10-13 2014-12-31
AOO857 JOLLY Colin Philip RE Dealing in Futures Contracts 2008-10-13 2014-12-31
AOQ942 TAYLOR Suzanne Tracey RE Dealing in Securities 2008-10-13 2010-02-26
AOS352 LUO Haiyan RE Dealing in Securities 2008-10-13 2013-08-24
AOS352 LUO Haiyan RE Dealing in Futures Contracts 2008-10-13 2013-08-24
AOT974 QIU Xiaowen 邱曉文 RE Dealing in Securities 2008-09-17 2011-09-17
AOT974 QIU Xiaowen 邱曉文 RE Dealing in Futures Contracts 2010-06-14 2011-09-17
AOU843 NGAI Kit Ying, Alice 倪潔瑩 RE Dealing in Futures Contracts 2008-10-13 2010-05-18
AOU843 NGAI Kit Ying, Alice 倪潔瑩 RE Dealing in Securities 2008-10-13 2010-05-18
AOV549 KWAN Yat Chiu 關溢超 RE Dealing in Futures Contracts 2008-10-13 2008-11-21
AOV932 CHAN Hiang Wei, Elgin RE Dealing in Securities 2008-09-17 2010-05-26
AOX768 TAYLOR James Stuart RE Dealing in Futures Contracts 2010-06-17 2013-09-02
AOX768 TAYLOR James Stuart RE Dealing in Securities 2010-06-17 2013-09-02
AOX768 TAYLOR James Stuart RE Dealing in Securities 2008-10-13 2010-04-30
AOX768 TAYLOR James Stuart RE Dealing in Futures Contracts 2008-10-13 2010-04-30
AOX957 CARON Francois-Alexandre, Claude, Thierry RE Dealing in Securities 2007-10-27 2013-11-19
AOX957 CARON Francois-Alexandre, Claude, Thierry RE Dealing in Futures Contracts 2008-10-13 2013-11-19
AOZ106 LUK Yan, Stephen 陸寅 RE Dealing in Futures Contracts 2008-10-13 2014-12-31
AOZ106 LUK Yan, Stephen 陸寅 RE Dealing in Securities 2008-10-13 2014-12-31
APC372 KELLY Damian Peter RE Dealing in Securities 2009-06-04 2010-05-05
APC372 KELLY Damian Peter RE Dealing in Futures Contracts 2009-06-04 2010-05-05
APD244 LIN Shuk Yee 練淑儀 RE Dealing in Securities 2008-10-13 2010-02-27
APD244 LIN Shuk Yee 練淑儀 RE Dealing in Futures Contracts 2008-10-13 2010-02-27
APF223 HOUGLAND Christopher Badi RE Dealing in Securities 2009-10-12 2010-04-17
APJ200 LIU Bing 劉冰 RE Dealing in Futures Contracts 2008-10-13 2012-10-06
APJ200 LIU Bing 劉冰 RE Dealing in Securities 2008-10-13 2012-10-06
APJ348 NICOT Cynthia RE Dealing in Securities 2008-12-11 2009-10-30
APJ348 NICOT Cynthia RE Dealing in Futures Contracts 2008-12-11 2009-10-30
APJ556 YU Nga Shan 俞雅珊 RE Dealing in Futures Contracts 2011-08-18 2012-09-29
APJ592 HO Miu 何苗 RE Dealing in Securities 2008-10-13 2011-05-25
APJ592 HO Miu 何苗 RE Dealing in Futures Contracts 2008-10-13 2011-05-25
APL757 CREEDON Tom RE Dealing in Futures Contracts 2008-10-13 2008-12-08
APL757 CREEDON Tom RE Dealing in Securities 2008-10-13 2008-12-08
APS514 SON Howard Lincoln Dy 孫介君 RE Dealing in Securities 2008-10-13 2010-06-07
APW340 CHEUNG Koon Nam 張冠楠 RE Dealing in Securities 2008-10-13 2013-06-04
APW340 CHEUNG Koon Nam 張冠楠 RE Dealing in Futures Contracts 2008-10-13 2013-06-04
APW341 ANG Sharon Li Hsia RE Dealing in Futures Contracts 2008-10-13 2009-06-16
APW341 ANG Sharon Li Hsia RE Dealing in Securities 2008-10-13 2009-06-16
APY879 CROMMEN Gregory RE Dealing in Securities 2008-10-13 2010-06-18
APY879 CROMMEN Gregory RE Dealing in Futures Contracts 2008-10-13 2010-06-18
APZ383 ZANNINO Francesco RE Dealing in Futures Contracts 2008-10-13 2014-01-25
APZ383 ZANNINO Francesco RE Dealing in Securities 2008-10-13 2014-01-25
APZ397 FENG Jing 馮晶 RE Dealing in Securities 2008-10-13 2009-10-17
APZ397 FENG Jing 馮晶 RE Dealing in Futures Contracts 2008-10-13 2009-10-17
AQC409 KWAN Chi Yan Lawrence 關智仁 RE Dealing in Futures Contracts 2008-10-13 2012-05-31
AQC409 KWAN Chi Yan Lawrence 關智仁 RE Dealing in Securities 2008-10-13 2012-05-31
AQC904 GILBERT Michael John RE Dealing in Futures Contracts 2011-04-28 2011-12-13
AQC904 GILBERT Michael John RE Dealing in Securities 2011-04-28 2011-12-13
AQC904 GILBERT Michael John RO Dealing in Securities 2010-09-27 2011-04-28
AQC904 GILBERT Michael John RO Dealing in Futures Contracts 2010-09-27 2011-04-28
AQC904 GILBERT Michael John RE Dealing in Futures Contracts 2008-10-13 2010-09-27
AQC904 GILBERT Michael John RE Dealing in Securities 2008-10-13 2010-09-27
AQF043 BROWNING John Leonard RE Dealing in Futures Contracts 2008-10-13 2012-06-22
AQF547 NG Cheuk Yung 吳卓蓉 RE Dealing in Securities 2011-04-26 2011-11-10
AQF547 NG Cheuk Yung 吳卓蓉 RE Dealing in Futures Contracts 2011-04-26 2011-11-10
AQO334 LEUNG Ka Lee 梁嘉莉 RE Dealing in Futures Contracts 2011-06-13 2011-12-17
AQO334 LEUNG Ka Lee 梁嘉莉 RE Dealing in Securities 2011-06-13 2011-12-17
AQQ821 WOODROW Stephen Lawrence RE Dealing in Futures Contracts 2014-06-20 2016-04-29
AQQ821 WOODROW Stephen Lawrence RE Dealing in Securities 2014-06-20 2016-04-29
AQR251 LEE Man Wai 李文惠 RE Dealing in Futures Contracts 2008-10-13 2016-04-29
AQR251 LEE Man Wai 李文惠 RE Dealing in Securities 2008-10-13 2016-04-29
AQS402 SEBTI Karim RE Dealing in Securities 2008-11-13 2010-06-30
AQS402 SEBTI Karim RE Dealing in Futures Contracts 2008-11-13 2010-06-30
AQU607 SOH Jinlong 蘇金龍 RE Dealing in Securities 2008-10-13 2010-05-18
AQU607 SOH Jinlong 蘇金龍 RE Dealing in Futures Contracts 2008-10-13 2010-05-18
AQV068 LEUNG Chi Wai 梁志偉 RE Dealing in Securities 2008-10-13 2013-01-03
AQV068 LEUNG Chi Wai 梁志偉 RE Dealing in Futures Contracts 2008-10-13 2013-01-03
AQX054 MUIR Rhett Stephen RO Dealing in Futures Contracts 2013-09-24 2015-11-30
AQX054 MUIR Rhett Stephen RO Dealing in Securities 2013-09-24 2015-11-30
AQX054 MUIR Rhett Stephen RE Dealing in Futures Contracts 2008-10-13 2013-09-24
AQX054 MUIR Rhett Stephen RE Dealing in Securities 2008-10-13 2013-09-24
AQY764 PANG King Sau, Nelson 彭敬修 RE Dealing in Securities 2008-10-13 2011-11-01
AQY764 PANG King Sau, Nelson 彭敬修 RE Dealing in Futures Contracts 2008-10-13 2011-11-01
ARC087 CHEUNG Ka Chung 張家聰 RE Dealing in Futures Contracts 2010-09-29 2012-09-26
ARD677 CHAN Ah Lam, Debbie 陳雅琳 RE Dealing in Securities 2008-10-13 2009-05-15
ARD677 CHAN Ah Lam, Debbie 陳雅琳 RE Dealing in Futures Contracts 2008-10-13 2009-05-15
ARE094 DUNLOP Andrew Douglas RE Dealing in Securities 2008-10-13 2009-11-24
ARE094 DUNLOP Andrew Douglas RE Dealing in Futures Contracts 2008-10-13 2009-11-24
ARF537 MILLER Ryan James RE Dealing in Futures Contracts 2013-08-06 2014-09-10
ARF537 MILLER Ryan James RE Dealing in Securities 2013-08-06 2014-09-10
ARF537 MILLER Ryan James RE Dealing in Futures Contracts 2008-09-04 2011-03-02
ARF537 MILLER Ryan James RE Dealing in Securities 2008-09-04 2011-03-02
ARG849 LEE So Ryung 李昭姈 RE Dealing in Securities 2009-03-25 2009-06-27
ARG849 LEE So Ryung 李昭姈 RE Dealing in Futures Contracts 2009-03-25 2009-06-27
ARG849 LEE So Ryung 李昭姈 RE Dealing in Securities 2008-10-13 2009-03-13
ARG849 LEE So Ryung 李昭姈 RE Dealing in Futures Contracts 2008-10-13 2009-03-13
ARJ209 CHUI Siu Ching 蔡少菁 RE Dealing in Securities 2008-07-25 2014-12-31
ARJ209 CHUI Siu Ching 蔡少菁 RE Dealing in Futures Contracts 2008-07-25 2014-12-31
ARJ210 PERE Jerome Jacques RE Dealing in Securities 2008-07-25 2009-03-05
ARJ210 PERE Jerome Jacques RE Dealing in Futures Contracts 2008-07-25 2009-03-05
ARJ211 LUM Kwok Kay, Eugene 林國基 RE Dealing in Futures Contracts 2008-07-25 2011-09-06
ARJ211 LUM Kwok Kay, Eugene 林國基 RE Dealing in Securities 2008-07-25 2011-09-06
ARK324 CHAN Tik Man, Desmond 陳狄文 RE Dealing in Securities 2008-07-30 2016-04-29
ARK324 CHAN Tik Man, Desmond 陳狄文 RE Dealing in Futures Contracts 2008-07-30 2016-04-29
ARM685 HAR Chun Kit, Johnson 夏俊傑 RE Dealing in Securities 2008-08-13 2011-03-25
ARM685 HAR Chun Kit, Johnson 夏俊傑 RE Dealing in Futures Contracts 2008-08-13 2011-03-25
ARM732 IP Sau Chun, Lisa 葉秀珍 RE Dealing in Futures Contracts 2008-08-08 2014-01-01
ARM732 IP Sau Chun, Lisa 葉秀珍 RE Dealing in Securities 2008-08-08 2014-01-01
ARN435 KO Wing Hay 高穎晞 RE Dealing in Futures Contracts 2012-09-04 2014-06-14
ARP397 LEE Michael RE Dealing in Securities 2008-09-11 2010-04-17
ARW738 OLIVER James Campbell RE Dealing in Futures Contracts 2012-11-23 2014-06-28
ARW738 OLIVER James Campbell RE Dealing in Securities 2012-11-23 2014-06-28
ARW738 OLIVER James Campbell RE Dealing in Securities 2008-11-26 2011-03-02
ARW738 OLIVER James Campbell RE Dealing in Futures Contracts 2008-11-26 2011-03-02
ARW934 CHU Ian Kit, Frederick RE Dealing in Futures Contracts 2008-11-20 2012-06-02
ARW934 CHU Ian Kit, Frederick RE Dealing in Securities 2008-11-20 2012-06-02
ARW935 LOUISGRAND Richard, Frederic, Baptiste RE Dealing in Futures Contracts 2008-11-27 2011-04-01
ARW935 LOUISGRAND Richard, Frederic, Baptiste RE Dealing in Securities 2008-11-27 2011-04-01
ASE620 LAWSON Toby John RO Dealing in Futures Contracts 2009-03-27 2014-11-05
ASE620 LAWSON Toby John RO Dealing in Securities 2009-03-27 2014-11-05
ASE620 LAWSON Toby John RE Dealing in Futures Contracts 2009-01-02 2009-03-27
ASE620 LAWSON Toby John RE Dealing in Securities 2009-01-02 2009-03-27
ASF709 LAW Joseph RE Dealing in Futures Contracts 2013-04-08 2013-07-08
ASF709 LAW Joseph RE Dealing in Securities 2013-04-08 2013-07-08
ASF709 LAW Joseph RE Dealing in Futures Contracts 2009-01-14 2009-06-27
ASF709 LAW Joseph RE Dealing in Securities 2009-01-14 2009-06-27
ASK735 BAROUTI-VIRET Igor Olivier RE Dealing in Futures Contracts 2009-02-13 2010-11-13
ASK735 BAROUTI-VIRET Igor Olivier RE Dealing in Securities 2009-02-13 2010-11-13
ASK838 HUTTON Jason Alec RE Dealing in Futures Contracts 2010-05-17 2011-01-22
ASK838 HUTTON Jason Alec RE Dealing in Securities 2010-05-17 2011-01-22
ASK838 HUTTON Jason Alec RO Dealing in Securities 2009-10-15 2010-05-17
ASK838 HUTTON Jason Alec RO Dealing in Futures Contracts 2009-10-15 2010-05-17
ASK838 HUTTON Jason Alec RE Dealing in Securities 2009-03-26 2009-10-15
ASK838 HUTTON Jason Alec RE Dealing in Futures Contracts 2009-03-26 2009-10-15
ASM299 YABUT Vivian Chan RE Dealing in Securities 2009-03-10 2011-08-13
ASW762 LEE Koon Tong RE Dealing in Securities 2009-05-18 2010-10-07
ASW762 LEE Koon Tong RE Dealing in Futures Contracts 2009-05-18 2010-10-07
ASX602 ZENG Ailing RE Dealing in Securities 2011-10-28 2014-07-01
ASX602 ZENG Ailing RE Dealing in Futures Contracts 2011-10-28 2014-07-01
ASX602 ZENG Ailing RE Dealing in Futures Contracts 2009-05-18 2011-01-22
ASX602 ZENG Ailing RE Dealing in Securities 2009-05-18 2011-01-22
ASY492 CLARK Gareth Mark RE Dealing in Futures Contracts 2009-05-27 2009-06-27
ASY502 HONG Jiang 洪江 RE Dealing in Futures Contracts 2009-05-25 2010-06-01
ASY957 SPENCER Hugh Frederick Decatur RE Dealing in Securities 2009-05-18 2011-08-23
ASY957 SPENCER Hugh Frederick Decatur RE Dealing in Futures Contracts 2011-02-22 2011-08-23
ATG867 IWASAKI Ai RE Dealing in Futures Contracts 2009-07-02 2012-06-22
ATG867 IWASAKI Ai RE Dealing in Securities 2009-07-02 2012-06-22
ATJ498 DING Lei 丁磊 RE Dealing in Securities 2009-07-21 2011-02-01
ATJ498 DING Lei 丁磊 RE Dealing in Futures Contracts 2009-07-21 2011-02-01
ATL470 CHUNG Lai Ming, Rachel 鍾麗明 RE Dealing in Securities 2009-07-22 2011-05-10
ATO791 KANEGAE Takayoshi RE Dealing in Securities 2012-02-02 2012-02-16
ATO791 KANEGAE Takayoshi RE Dealing in Futures Contracts 2012-02-02 2012-02-16
ATO791 KANEGAE Takayoshi RE Dealing in Futures Contracts 2009-08-26 2009-08-26
ATO792 SATO Hideki RE Dealing in Futures Contracts 2009-08-26 2009-08-26
ATP135 CHAN Chun To 陳振圖 RE Dealing in Futures Contracts 2011-07-25 2013-06-01
ATP135 CHAN Chun To 陳振圖 RE Dealing in Securities 2011-07-25 2013-06-01
ATS851 BADDELEY Alexander Richard RE Dealing in Securities 2011-03-30 2013-06-04
ATS851 BADDELEY Alexander Richard RE Dealing in Futures Contracts 2011-03-30 2013-06-04
ATS907 LEE Chi Lin, Rita 李志蓮 RE Dealing in Futures Contracts 2009-09-17 2016-04-29
ATS907 LEE Chi Lin, Rita 李志蓮 RE Dealing in Securities 2009-09-17 2016-04-29
ATT386 LAM Jason Kit Keong 林傑強 RE Dealing in Securities 2009-09-23 2010-04-17
ATX325 STEPHENS John David RE Dealing in Securities 2009-10-05 2011-12-23
ATX325 STEPHENS John David RE Dealing in Futures Contracts 2009-10-05 2011-12-23
ATX509 TAN Siew Hoon RE Dealing in Securities 2009-11-18 2011-08-06
ATX509 TAN Siew Hoon RE Dealing in Futures Contracts 2009-11-18 2011-08-06
AUA259 HO Yoon Onn RE Dealing in Securities 2009-10-21 2010-04-17
AUC314 GONZALEZ VILLAVECCHIA Manuel RE Dealing in Futures Contracts 2009-11-06 2012-05-24
AUC314 GONZALEZ VILLAVECCHIA Manuel RE Dealing in Securities 2009-11-06 2012-05-24
AUC316 TANG Annie On Yee 鄧安儀 RE Dealing in Securities 2009-11-05 2010-05-21
AUC316 TANG Annie On Yee 鄧安儀 RE Dealing in Futures Contracts 2009-11-05 2010-05-21
AUK292 BASQUIN Frederic Pierre Rene RE Dealing in Securities 2010-01-04 2014-12-31
AUK292 BASQUIN Frederic Pierre Rene RE Dealing in Futures Contracts 2010-01-04 2014-12-31
AUP368 MAH Serene 馬詩琳 RE Dealing in Futures Contracts 2010-01-22 2014-04-26
AUP368 MAH Serene 馬詩琳 RE Dealing in Securities 2010-01-22 2014-04-26
AUP690 HUI Daniel Ka Chung 許家聰 RE Dealing in Futures Contracts 2010-01-29 2012-07-11
AUP691 CUNNINGTON Guillaume Serge Charles RE Dealing in Futures Contracts 2010-01-25 2010-11-11
AUP691 CUNNINGTON Guillaume Serge Charles RE Dealing in Securities 2010-01-25 2010-11-11
AUP738 PETIT-JEAN Guillaume, Christian RE Dealing in Securities 2010-01-29 2011-11-26
AUP738 PETIT-JEAN Guillaume, Christian RE Dealing in Futures Contracts 2010-01-29 2011-11-26
AUQ039 CHONG Louis Siu Kei 莊紹基 RE Dealing in Securities 2011-06-29 2011-10-01
AUQ039 CHONG Louis Siu Kei 莊紹基 RE Dealing in Futures Contracts 2011-06-29 2011-10-01
AUQ925 DAURES Christophe, Pascal, Emmanuel RE Dealing in Futures Contracts 2010-02-02 2014-06-28
AUQ925 DAURES Christophe, Pascal, Emmanuel RE Dealing in Securities 2010-02-02 2014-06-28
AUR977 LAI Yee Chung 賴義忠 RE Dealing in Futures Contracts 2010-02-09 2013-11-16
AUR977 LAI Yee Chung 賴義忠 RE Dealing in Securities 2010-02-09 2013-11-16
AUS156 VALDISOLO Mattia RE Dealing in Securities 2010-02-22 2011-01-14
AUS156 VALDISOLO Mattia RE Dealing in Futures Contracts 2010-07-05 2011-01-14
AUT314 FONG Chung Loon, David 方振龍 RE Dealing in Futures Contracts 2010-03-01 2014-01-17
AUT314 FONG Chung Loon, David 方振龍 RE Dealing in Securities 2010-03-01 2014-01-17
AUU917 CUNIN Laurent, Jacques RO Dealing in Securities 2010-07-08 2015-10-31
AUU917 CUNIN Laurent, Jacques RO Dealing in Futures Contracts 2010-07-08 2015-10-31
AUU917 CUNIN Laurent, Jacques RE Dealing in Securities 2010-02-26 2010-07-08
AUU917 CUNIN Laurent, Jacques RE Dealing in Futures Contracts 2010-02-26 2010-07-08
AUV437 HUANG Chen 黃晨 RE Dealing in Futures Contracts 2010-03-02 2013-08-23
AUV437 HUANG Chen 黃晨 RE Dealing in Securities 2010-03-02 2013-08-23
AUW632 TAM Sin Kwan 譚倩君 RE Dealing in Futures Contracts 2010-03-12 2010-12-11
AUW632 TAM Sin Kwan 譚倩君 RE Dealing in Securities 2010-03-12 2010-12-11
AUW774 GHOUILA-HOURI Lionel, Joseph RO Dealing in Securities 2014-02-24 2016-09-26
AUW774 GHOUILA-HOURI Lionel, Joseph RO Dealing in Futures Contracts 2014-02-24 2016-09-26
AUW774 GHOUILA-HOURI Lionel, Joseph RE Dealing in Securities 2010-03-17 2014-02-24
AUW774 GHOUILA-HOURI Lionel, Joseph RE Dealing in Futures Contracts 2010-03-17 2014-02-24
AUX357 JEFFERY Anchan Khay RE Dealing in Futures Contracts 2010-03-26 2013-11-16
AUX357 JEFFERY Anchan Khay RE Dealing in Securities 2010-03-26 2013-11-16
AVC007 LEE Sui Yi 李瑞兒 RE Dealing in Futures Contracts 2010-05-10 2012-05-24
AVC007 LEE Sui Yi 李瑞兒 RE Dealing in Securities 2010-05-10 2012-05-24
AVC908 WONG Ping Chi 黃平治 RE Dealing in Securities 2010-05-05 2011-10-01
AVD294 PETTITT Stephen Mark RE Dealing in Futures Contracts 2011-11-14 2011-11-30
AVD294 PETTITT Stephen Mark RE Dealing in Futures Contracts 2010-05-19 2010-06-06
AVD354 PHELPS Jacob Thomas RO Dealing in Securities 2015-04-08 2016-04-29
AVD354 PHELPS Jacob Thomas RO Dealing in Futures Contracts 2015-04-08 2016-04-29
AVD354 PHELPS Jacob Thomas RE Dealing in Futures Contracts 2010-05-07 2015-04-08
AVD354 PHELPS Jacob Thomas RE Dealing in Securities 2010-05-07 2015-04-08
AVL058 LIU Shuo 劉碩 RE Dealing in Futures Contracts 2010-07-05 2011-03-01
AVM307 LIU Si 劉斯 RE Dealing in Futures Contracts 2014-02-10 2015-11-11
AVM307 LIU Si 劉斯 RE Dealing in Securities 2010-07-12 2011-02-01
AVM307 LIU Si 劉斯 RE Dealing in Futures Contracts 2010-07-12 2011-02-01
AVO628 FU Liang 傅亮 RE Dealing in Futures Contracts 2010-07-30 2012-09-08
AVQ908 CHURCH Howard RE Dealing in Securities 2010-08-11 2015-01-01
AVR359 MALY Sylvain Francois Gilbert RO Dealing in Futures Contracts 2015-11-24 2016-04-29
AVR359 MALY Sylvain Francois Gilbert RO Dealing in Securities 2015-11-24 2016-04-29
AVR359 MALY Sylvain Francois Gilbert RE Dealing in Futures Contracts 2015-08-31 2015-11-24
AVR359 MALY Sylvain Francois Gilbert RE Dealing in Securities 2015-08-31 2015-11-24
AVR645 JUNG Hae Sun 鄭海先 RE Dealing in Securities 2010-08-13 2012-05-19
AVR645 JUNG Hae Sun 鄭海先 RE Dealing in Futures Contracts 2010-08-13 2012-05-19
AVS727 CIMAFRANCA Ramir Roque Clavano RO Dealing in Securities 2013-11-29 2016-07-29
AVS727 CIMAFRANCA Ramir Roque Clavano RO Dealing in Futures Contracts 2013-11-29 2016-07-29
AVS727 CIMAFRANCA Ramir Roque Clavano RE Dealing in Futures Contracts 2010-08-18 2013-11-29
AVS727 CIMAFRANCA Ramir Roque Clavano RE Dealing in Securities 2010-08-18 2013-11-29
AVZ350 WHITE Toby Felix Peter Harvey RO Dealing in Securities 2014-02-25 2015-03-02
AVZ350 WHITE Toby Felix Peter Harvey RO Dealing in Futures Contracts 2014-02-25 2015-03-02
AVZ350 WHITE Toby Felix Peter Harvey RE Dealing in Futures Contracts 2010-10-05 2014-02-25
AVZ350 WHITE Toby Felix Peter Harvey RE Dealing in Securities 2010-10-05 2014-02-25
AWE576 KONG Tai Wai, Ernest 江泰瑋 RE Dealing in Securities 2010-11-22 2016-04-29
AWE576 KONG Tai Wai, Ernest 江泰瑋 RE Dealing in Futures Contracts 2010-11-22 2016-04-29
AWI933 JONES William Rhys RE Dealing in Securities 2010-11-24 2011-07-13
AWI933 JONES William Rhys RE Dealing in Futures Contracts 2010-11-24 2011-07-13
AWO752 KANNANGARA Chamath RE Dealing in Securities 2010-12-31 2013-06-04
AWO752 KANNANGARA Chamath RE Dealing in Futures Contracts 2010-12-31 2013-06-04
AWP702 GAO Pei 高沛 RE Dealing in Futures Contracts 2011-01-21 2011-12-22
AWQ114 MILLION David Brian RE Dealing in Futures Contracts 2011-01-13 2016-04-29
AWQ114 MILLION David Brian RE Dealing in Securities 2011-01-13 2016-04-29
AWU556 PETRI Pascal Serge Jean RE Dealing in Securities 2011-02-15 2011-10-07
AWU556 PETRI Pascal Serge Jean RE Dealing in Futures Contracts 2011-02-15 2011-10-07
AWV230 COTTEAU Guewen Remy Brian RE Dealing in Securities 2011-02-21 2013-10-02
AWV230 COTTEAU Guewen Remy Brian RE Dealing in Futures Contracts 2011-02-21 2013-10-02
AWW584 AU Ka Ki 區嘉棋 RE Dealing in Futures Contracts 2011-03-01 2015-06-11
AWW584 AU Ka Ki 區嘉棋 RE Dealing in Securities 2011-03-01 2015-06-11
AWY094 DENUIT Richard RE Dealing in Futures Contracts 2011-03-07 2011-10-01
AWY094 DENUIT Richard RE Dealing in Securities 2011-03-07 2011-10-01
AXA033 SABANDITH Soulath RE Dealing in Futures Contracts 2011-03-18 2011-06-17
AXA033 SABANDITH Soulath RE Dealing in Securities 2011-03-18 2011-06-17
AXA034 CAMERON Jay Karel RE Dealing in Futures Contracts 2011-03-18 2011-06-17
AXA034 CAMERON Jay Karel RE Dealing in Securities 2011-03-18 2011-06-17
AXA035 SIMPSON Robert Paul RE Dealing in Securities 2011-03-18 2011-06-17
AXA035 SIMPSON Robert Paul RE Dealing in Futures Contracts 2011-03-18 2011-06-17
AXA219 TAKADA Jun RE Dealing in Futures Contracts 2011-03-22 2011-06-21
AXA219 TAKADA Jun RE Dealing in Securities 2011-03-22 2011-06-21
AXC789 JIANG Wenwen 蔣雯文 RE Dealing in Futures Contracts 2011-04-06 2011-06-08
AXC794 LEE Chaeeun RE Dealing in Securities 2011-04-15 2013-06-04
AXC794 LEE Chaeeun RE Dealing in Futures Contracts 2011-04-15 2013-06-04
AXF706 LI Yi Sum 李懿沁 RE Dealing in Futures Contracts 2011-05-03 2015-11-30
AXF706 LI Yi Sum 李懿沁 RE Dealing in Securities 2011-05-03 2015-11-30
AXG036 BERKANE LAVAUD Chiraz RE Dealing in Futures Contracts 2011-05-03 2012-06-30
AXG036 BERKANE LAVAUD Chiraz RE Dealing in Securities 2011-05-03 2012-06-30
AXH217 MOUDOUTE EBOUMBOU Frantz RE Dealing in Futures Contracts 2012-06-01 2012-12-11
AXH217 MOUDOUTE EBOUMBOU Frantz RE Dealing in Securities 2012-06-01 2012-12-11
AXI665 WONG Hok Man 王學文 RE Dealing in Futures Contracts 2011-06-09 2012-09-25
AXI665 WONG Hok Man 王學文 RE Dealing in Securities 2011-06-09 2012-09-25
AXM488 WONG Stanley Car-Lai RE Dealing in Futures Contracts 2011-07-05 2011-10-01
AXM488 WONG Stanley Car-Lai RE Dealing in Securities 2011-07-05 2011-10-01
AXM538 SPANNAUS Benjamin Jeremy RE Dealing in Futures Contracts 2012-02-07 2014-12-31
AXM538 SPANNAUS Benjamin Jeremy RE Dealing in Securities 2012-02-07 2014-12-31
AXM538 SPANNAUS Benjamin Jeremy RE Dealing in Futures Contracts 2011-11-04 2012-02-04
AXM538 SPANNAUS Benjamin Jeremy RE Dealing in Securities 2011-11-04 2012-02-04
AXM538 SPANNAUS Benjamin Jeremy RE Dealing in Securities 2011-07-13 2011-10-12
AXM538 SPANNAUS Benjamin Jeremy RE Dealing in Futures Contracts 2011-07-13 2011-10-12
AXT651 PUN Yu San 潘宇燊 RE Dealing in Futures Contracts 2012-09-03 2013-11-19
AXT651 PUN Yu San 潘宇燊 RE Dealing in Securities 2012-09-03 2013-11-19
AXV543 YAMAUCHI Kenji RE Dealing in Securities 2011-08-11 2016-04-29
AXV543 YAMAUCHI Kenji RE Dealing in Futures Contracts 2011-08-11 2016-04-29
AXW556 JONES Lloyd Thomas Meldrum RE Dealing in Futures Contracts 2012-05-25 2013-03-27
AXW556 JONES Lloyd Thomas Meldrum RE Dealing in Securities 2012-05-25 2013-03-27
AXX713 DENG Shiqing RE Dealing in Securities 2011-08-23 2011-12-01
AXX713 DENG Shiqing RE Dealing in Futures Contracts 2011-08-23 2011-12-01
AXY476 DAL BROI David RE Dealing in Futures Contracts 2015-06-10 2016-04-29
AXY476 DAL BROI David RE Dealing in Securities 2015-06-10 2016-04-29
AYA600 DJELASSI Emile RE Dealing in Securities 2011-09-16 2014-06-28
AYA600 DJELASSI Emile RE Dealing in Futures Contracts 2011-09-16 2014-06-28
AYA748 MURATA Masafumi RE Dealing in Securities 2011-10-20 2011-11-20
AYA748 MURATA Masafumi RE Dealing in Futures Contracts 2011-10-20 2011-11-20
AYB952 CHAN Chester Chi-to 陳志滔 RE Dealing in Futures Contracts 2011-09-20 2011-10-01
AYB952 CHAN Chester Chi-to 陳志滔 RE Dealing in Securities 2011-09-20 2011-10-01
AYE254 TSANG Lai Nga, Annette 曾麗雅 RE Dealing in Futures Contracts 2011-10-06 2013-07-20
AYE254 TSANG Lai Nga, Annette 曾麗雅 RE Dealing in Securities 2011-10-06 2013-07-20
AYE808 GUENEAU Victor Marie Alain Stanislas RE Dealing in Securities 2011-10-10 2016-04-29
AYE808 GUENEAU Victor Marie Alain Stanislas RE Dealing in Futures Contracts 2011-10-10 2016-04-29
AYV445 JIANG Yuncheng 蔣贇程 RE Dealing in Futures Contracts 2012-01-18 2013-03-07
AZG911 CHAN Jes 陳欣慧 RE Dealing in Futures Contracts 2012-07-17 2014-11-30
AZI613 LONGUET-HIGGINS Philip Jonathan RE Dealing in Securities 2013-06-13 2015-09-14
AZI613 LONGUET-HIGGINS Philip Jonathan RE Dealing in Futures Contracts 2013-06-13 2015-09-14
AZI802 MCNULTY Matthew Draine RE Dealing in Securities 2012-04-24 2012-05-31
AZI802 MCNULTY Matthew Draine RE Dealing in Futures Contracts 2012-04-24 2012-05-31
AZK560 BOUAKHASITH Mathieu 薛烈揚 RE Dealing in Securities 2012-05-07 2012-09-07
AZK560 BOUAKHASITH Mathieu 薛烈揚 RE Dealing in Futures Contracts 2012-05-07 2012-09-07
AZL239 MELKA Alexandre Sebastien RE Dealing in Futures Contracts 2013-04-15 2013-07-09
AZL239 MELKA Alexandre Sebastien RE Dealing in Securities 2013-04-15 2013-07-09
AZM012 CHU Kwun Kwun 朱冠冠 RE Dealing in Futures Contracts 2014-01-13 2015-11-11
AZY898 KURUNDKAR Satyaprakash Rangnath RE Dealing in Securities 2012-08-02 2014-12-31
AZY898 KURUNDKAR Satyaprakash Rangnath RE Dealing in Futures Contracts 2012-08-02 2014-12-31
AZZ286 ADAMS Thomas Stephen RE Dealing in Futures Contracts 2012-08-03 2012-11-12
BAE841 CHAN Ah Ting, Elisa 陳雅渟 RE Dealing in Securities 2012-09-13 2013-08-09
BAE841 CHAN Ah Ting, Elisa 陳雅渟 RE Dealing in Futures Contracts 2012-09-13 2013-08-09
BAF198 FU Pengjiang 付鵬江 RE Dealing in Futures Contracts 2013-08-30 2013-11-30
BAF198 FU Pengjiang 付鵬江 RE Dealing in Futures Contracts 2012-09-19 2012-12-19
BAM598 KOK Lai Choo 郭麗珠 RE Dealing in Futures Contracts 2012-12-10 2015-01-12
BAR103 SIT Kenneth Kwan Ho 薛坤豪 RE Dealing in Futures Contracts 2012-12-31 2014-12-31
BAR103 SIT Kenneth Kwan Ho 薛坤豪 RE Dealing in Securities 2012-12-31 2014-12-31
BAW610 PANG Rebekah Madeline RO Dealing in Futures Contracts 2014-02-28 2016-04-29
BAW610 PANG Rebekah Madeline RO Dealing in Securities 2014-02-28 2016-04-29
BAW610 PANG Rebekah Madeline RE Dealing in Securities 2013-02-22 2014-02-28
BAW610 PANG Rebekah Madeline RE Dealing in Futures Contracts 2013-02-22 2014-02-28
BAY161 MARINKOVIC Ivan RO Dealing in Futures Contracts 2014-08-27 2014-12-31
BAY161 MARINKOVIC Ivan RO Dealing in Securities 2014-08-27 2014-12-31
BAY161 MARINKOVIC Ivan RE Dealing in Securities 2013-03-04 2014-08-27
BAY161 MARINKOVIC Ivan RE Dealing in Futures Contracts 2013-03-04 2014-08-27
BBD138 BARTLETT Simon Alexander RE Dealing in Securities 2013-04-22 2013-07-22
BBD138 BARTLETT Simon Alexander RE Dealing in Futures Contracts 2013-04-22 2013-07-22
BBJ819 WU Wai Hung 胡偉雄 RE Dealing in Securities 2013-06-10 2014-12-31
BBJ819 WU Wai Hung 胡偉雄 RE Dealing in Futures Contracts 2013-06-10 2014-12-31
BBN691 WANG Fei 王妃 RE Dealing in Futures Contracts 2013-07-09 2014-11-16
BBT689 HAR Wilson Wai Shun 夏偉舜 RE Dealing in Futures Contracts 2013-08-23 2016-01-29
BBT689 HAR Wilson Wai Shun 夏偉舜 RE Dealing in Securities 2013-08-23 2016-01-29
BBU657 MADDOCKS James Robert Kirkby RE Dealing in Futures Contracts 2014-01-20 2016-04-29
BBU657 MADDOCKS James Robert Kirkby RE Dealing in Securities 2014-01-20 2016-04-29
BBU657 MADDOCKS James Robert Kirkby RE Dealing in Securities 2013-09-17 2013-12-17
BBU657 MADDOCKS James Robert Kirkby RE Dealing in Futures Contracts 2013-09-17 2013-12-17
BCB845 SHUM Oi Yee, Olivia 沈藹宜 RE Dealing in Futures Contracts 2013-11-04 2016-04-29
BCB845 SHUM Oi Yee, Olivia 沈藹宜 RE Dealing in Securities 2013-11-04 2016-04-29
BDD920 KWOK Hong Kin 郭康健 RE Dealing in Securities 2014-04-25 2014-12-31
BDD920 KWOK Hong Kin 郭康健 RE Dealing in Futures Contracts 2014-04-25 2014-12-31
BDJ956 NG Kai Yui 吳啟銳 RE Dealing in Futures Contracts 2014-06-04 2014-12-04
BDJ956 NG Kai Yui 吳啟銳 RE Dealing in Securities 2014-06-04 2014-12-04
BDM989 XING Taotao Wen RE Dealing in Futures Contracts 2014-06-09 2014-08-09
BEA923 POON Hoi Yin, Emily 潘愷焉 RE Dealing in Securities 2014-08-19 2015-01-26
BEA923 POON Hoi Yin, Emily 潘愷焉 RE Dealing in Futures Contracts 2014-08-19 2015-01-26
BEN891 BRADSHAW Andrew Peter RE Dealing in Securities 2014-12-31 2016-04-29
BEN891 BRADSHAW Andrew Peter RE Dealing in Futures Contracts 2014-12-31 2016-04-29
BGK431 SHEKERDEMIAN James Yervant RO Dealing in Futures Contracts 2015-11-09 2016-09-26
BGK431 SHEKERDEMIAN James Yervant RO Dealing in Securities 2015-11-09 2016-09-26

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