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Hong Kong SFC licensed institution AAB027
J.P. Morgan Broking (Hong Kong) Limited

Below are up to 1000 licences that were found for SFC-licensed institution AAB027 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA015 TSIEN Pak Cheong, David 錢柏昌 RE Dealing in Securities 2003-04-01 2006-04-21
AAA015 TSIEN Pak Cheong, David 錢柏昌 RE Advising on Securities 2003-04-01 2006-04-21
AAA015 TSIEN Pak Cheong, David 錢柏昌 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AAA015 TSIEN Pak Cheong, David 錢柏昌 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AAA015 TSIEN Pak Cheong, David 錢柏昌 RE Asset Management 2003-04-01 2003-12-02
AAB001 MURRAY Allan George RE Dealing in Securities 2007-04-20 2012-08-20
AAB001 MURRAY Allan George RE Advising on Securities 2007-04-20 2012-08-20
AAB001 MURRAY Allan George RO Dealing in Securities 2003-04-01 2007-04-20
AAB001 MURRAY Allan George RO Advising on Securities 2003-04-01 2007-04-20
AAB001 MURRAY Allan George RO Asset Management 2003-04-01 2003-12-02
AAB001 MURRAY Allan George RO Providing Automated Trading Services 2003-04-01 2003-12-02
AAB001 MURRAY Allan George RO Advising on Corporate Finance 2003-04-01 2003-12-02
AAB860 LUI Chi Fai 呂志輝 RE Advising on Securities 2003-04-01 2007-08-01
AAB860 LUI Chi Fai 呂志輝 RE Dealing in Securities 2003-04-01 2007-08-01
AAB860 LUI Chi Fai 呂志輝 RE Asset Management 2003-04-01 2003-12-02
AAB860 LUI Chi Fai 呂志輝 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AAB860 LUI Chi Fai 呂志輝 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Dealing in Futures Contracts 2014-04-16
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Advising on Futures Contracts 2014-04-16
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Dealing in Securities 2012-10-25 2016-10-04
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Advising on Securities 2012-10-25 2016-10-04
AAC359 COOK Stuart Harrington RE Advising on Securities 2003-04-01 2011-03-08
AAC359 COOK Stuart Harrington RE Dealing in Securities 2003-04-01 2011-03-08
AAC359 COOK Stuart Harrington RE Providing Automated Trading Services 2003-04-01 2003-12-02
AAC359 COOK Stuart Harrington RE Asset Management 2003-04-01 2003-12-02
AAC359 COOK Stuart Harrington RE Advising on Corporate Finance 2003-04-01 2003-12-02
AAK404 GITTUS Richard Alan RE Advising on Securities 2003-04-01 2005-01-07
AAK404 GITTUS Richard Alan RE Dealing in Securities 2003-04-01 2005-01-07
AAK404 GITTUS Richard Alan RE Asset Management 2003-04-01 2003-12-02
AAK404 GITTUS Richard Alan RE Providing Automated Trading Services 2003-04-01 2003-12-02
AAK404 GITTUS Richard Alan RE Advising on Corporate Finance 2003-04-01 2003-12-02
AAO738 DING Lai Leung 丁禮良 RE Dealing in Securities 2003-04-01 2005-02-25
AAO738 DING Lai Leung 丁禮良 RE Advising on Securities 2003-04-01 2005-02-25
AAO738 DING Lai Leung 丁禮良 RE Asset Management 2003-04-01 2003-12-02
AAO738 DING Lai Leung 丁禮良 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AAO738 DING Lai Leung 丁禮良 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AAV864 WONG Sek Ming, Paul 黃錫明 RE Dealing in Securities 2004-03-23 2010-06-11
AAV864 WONG Sek Ming, Paul 黃錫明 RE Advising on Securities 2004-03-23 2010-06-11
AAV946 LOO Kwok Wing 盧國榮 RE Dealing in Securities 2005-08-08 2006-06-14
AAV946 LOO Kwok Wing 盧國榮 RE Advising on Securities 2005-08-31 2006-06-14
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2006-09-04 2008-04-24
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Advising on Securities 2006-09-21 2008-04-24
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Advising on Futures Contracts 2007-11-19 2008-04-24
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Futures Contracts 2007-11-19 2008-04-24
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2003-04-01 2004-02-09
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Advising on Securities 2003-04-01 2004-02-09
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Futures Contracts 2003-12-06 2004-02-09
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Advising on Futures Contracts 2003-12-06 2004-02-09
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Providing Automated Trading Services 2003-04-01 2003-09-13
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Asset Management 2003-04-01 2003-09-13
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Advising on Corporate Finance 2003-04-01 2003-09-13
ABB057 LAM Chi Wai, Dave 林志偉 RE Dealing in Securities 2008-06-04 2009-07-06
ABB057 LAM Chi Wai, Dave 林志偉 RE Advising on Securities 2008-06-24 2009-07-06
ABE303 STILES Andrew Guy RO Advising on Securities 2003-04-01 2003-05-27
ABE303 STILES Andrew Guy RO Asset Management 2003-04-01 2003-05-27
ABE303 STILES Andrew Guy RO Advising on Corporate Finance 2003-04-01 2003-05-27
ABE303 STILES Andrew Guy RO Providing Automated Trading Services 2003-04-01 2003-05-27
ABE303 STILES Andrew Guy RO Dealing in Securities 2003-04-01 2003-05-27
ABE603 SHIH Aaron 施昌勤 RE Advising on Securities 2003-04-01 2008-12-11
ABE603 SHIH Aaron 施昌勤 RE Dealing in Securities 2003-04-01 2008-12-11
ABE603 SHIH Aaron 施昌勤 RE Advising on Corporate Finance 2003-04-01 2003-12-02
ABE603 SHIH Aaron 施昌勤 RE Providing Automated Trading Services 2003-04-01 2003-12-02
ABE603 SHIH Aaron 施昌勤 RE Asset Management 2003-04-01 2003-12-02
ABG123 PUTTERILL Adam Thomas James RE Dealing in Securities 2010-05-13 2010-11-04
ABG123 PUTTERILL Adam Thomas James RE Advising on Securities 2010-05-13 2010-11-04
ABG123 PUTTERILL Adam Thomas James RO Advising on Securities 2003-04-30 2010-05-13
ABG123 PUTTERILL Adam Thomas James RO Dealing in Securities 2003-04-30 2010-05-13
ABG123 PUTTERILL Adam Thomas James RO Providing Automated Trading Services 2003-04-30 2003-12-02
ABG123 PUTTERILL Adam Thomas James RE Advising on Securities 2003-04-01 2003-04-30
ABG123 PUTTERILL Adam Thomas James RE Dealing in Securities 2003-04-01 2003-04-30
ABG123 PUTTERILL Adam Thomas James RE Providing Automated Trading Services 2003-04-01 2003-04-30
ABG123 PUTTERILL Adam Thomas James RE Asset Management 2003-04-01 2003-04-29
ABG123 PUTTERILL Adam Thomas James RE Advising on Corporate Finance 2003-04-01 2003-04-29
ABG651 GATES Stuart James RE Advising on Securities 2003-04-01 2005-02-07
ABG651 GATES Stuart James RE Dealing in Securities 2003-04-01 2005-02-07
ABG651 GATES Stuart James RE Asset Management 2003-04-01 2003-12-02
ABG651 GATES Stuart James RE Providing Automated Trading Services 2003-04-01 2003-12-02
ABG651 GATES Stuart James RE Advising on Corporate Finance 2003-04-01 2003-12-02
ABH991 CHENG Wai Leung 鄭偉良 RE Asset Management 2003-04-01 2003-05-27
ABH991 CHENG Wai Leung 鄭偉良 RE Advising on Corporate Finance 2003-04-01 2003-05-27
ABH991 CHENG Wai Leung 鄭偉良 RE Advising on Securities 2003-04-01 2003-05-27
ABH991 CHENG Wai Leung 鄭偉良 RE Providing Automated Trading Services 2003-04-01 2003-05-27
ABH991 CHENG Wai Leung 鄭偉良 RE Dealing in Securities 2003-04-01 2003-05-27
ABL554 MOU Siu Bun, Newman 繆肇彬 RE Dealing in Securities 2006-08-14 2013-01-31
ABL554 MOU Siu Bun, Newman 繆肇彬 RE Advising on Securities 2006-08-14 2013-01-31
ABL850 LAW Kin Fat 羅建發 RE Advising on Securities 2003-04-01 2004-12-22
ABL850 LAW Kin Fat 羅建發 RE Dealing in Securities 2003-04-01 2004-12-22
ABL850 LAW Kin Fat 羅建發 RE Asset Management 2003-04-01 2003-12-02
ABL850 LAW Kin Fat 羅建發 RE Providing Automated Trading Services 2003-04-01 2003-12-02
ABL850 LAW Kin Fat 羅建發 RE Advising on Corporate Finance 2003-04-01 2003-12-02
ABM251 CHAN Wai Ngai, Myra 陳慧艾 RE Advising on Securities 2005-05-10 2008-10-08
ABM251 CHAN Wai Ngai, Myra 陳慧艾 RE Dealing in Securities 2005-05-10 2008-10-08
ABM769 SEYMOUR Steven James RO Dealing in Securities 2003-04-30 2007-01-20
ABM769 SEYMOUR Steven James RO Advising on Securities 2003-04-30 2007-01-20
ABM769 SEYMOUR Steven James RO Providing Automated Trading Services 2003-04-30 2003-12-02
ABM769 SEYMOUR Steven James RE Dealing in Securities 2003-04-01 2003-04-30
ABM769 SEYMOUR Steven James RE Advising on Securities 2003-04-01 2003-04-30
ABM769 SEYMOUR Steven James RE Providing Automated Trading Services 2003-04-01 2003-04-30
ABM769 SEYMOUR Steven James RE Asset Management 2003-04-01 2003-04-29
ABM769 SEYMOUR Steven James RE Advising on Corporate Finance 2003-04-01 2003-04-29
ABM992 FUJII Ken RE Dealing in Futures Contracts 2009-12-15 2012-07-04
ABM992 FUJII Ken RE Advising on Securities 2009-12-15 2012-07-04
ABM992 FUJII Ken RE Advising on Futures Contracts 2009-12-15 2012-07-04
ABM992 FUJII Ken RE Dealing in Securities 2009-12-15 2012-07-04
ABN712 EDWARDS Christopher James RE Dealing in Futures Contracts 2005-03-03 2006-06-23
ABN712 EDWARDS Christopher James RE Dealing in Securities 2005-03-03 2006-06-23
ABN712 EDWARDS Christopher James RE Advising on Securities 2005-03-03 2006-06-23
ABN712 EDWARDS Christopher James RE Advising on Futures Contracts 2005-03-03 2006-06-23
ABQ525 BUGEL Michael Bartus RO Advising on Securities 2003-04-01 2003-05-27
ABQ525 BUGEL Michael Bartus RO Advising on Corporate Finance 2003-04-01 2003-05-27
ABQ525 BUGEL Michael Bartus RO Asset Management 2003-04-01 2003-05-27
ABQ525 BUGEL Michael Bartus RO Dealing in Securities 2003-04-01 2003-05-27
ABQ525 BUGEL Michael Bartus RO Providing Automated Trading Services 2003-04-01 2003-05-27
ABQ630 SHILLABEER Bryan RE Dealing in Securities 2003-04-01 2005-10-31
ABQ630 SHILLABEER Bryan RE Advising on Securities 2003-04-01 2005-10-31
ABQ630 SHILLABEER Bryan RE Providing Automated Trading Services 2003-04-01 2003-12-02
ABQ630 SHILLABEER Bryan RE Advising on Corporate Finance 2003-04-01 2003-12-02
ABQ630 SHILLABEER Bryan RE Asset Management 2003-04-01 2003-12-02
ABS428 FREEDMAN Bruce Ian RE Dealing in Securities 2004-07-13 2005-10-15
ABS428 FREEDMAN Bruce Ian RE Advising on Securities 2004-07-13 2005-10-15
ABT973 LAU Kan Wah 劉勤華 RE Dealing in Securities 2003-04-01 2012-11-09
ABT973 LAU Kan Wah 劉勤華 RE Advising on Securities 2003-04-01 2012-11-09
ABT973 LAU Kan Wah 劉勤華 RE Advising on Futures Contracts 2003-12-06 2012-11-09
ABT973 LAU Kan Wah 劉勤華 RE Dealing in Futures Contracts 2003-12-06 2012-11-09
ABT973 LAU Kan Wah 劉勤華 RE Providing Automated Trading Services 2003-04-01 2003-12-02
ABT973 LAU Kan Wah 劉勤華 RE Advising on Corporate Finance 2003-04-01 2003-12-02
ABT973 LAU Kan Wah 劉勤華 RE Asset Management 2003-04-01 2003-12-02
ABW563 POON Nai Chuen, Aaron 潘乃全 RO Dealing in Futures Contracts 2003-12-06 2005-03-04
ABW563 POON Nai Chuen, Aaron 潘乃全 RO Advising on Futures Contracts 2003-12-06 2005-03-04
ACA503 CHEN Fei 陳緋 RE Dealing in Securities 2003-07-30 2005-10-31
ACA503 CHEN Fei 陳緋 RE Advising on Securities 2003-07-30 2005-10-31
ACA503 CHEN Fei 陳緋 RE Providing Automated Trading Services 2003-07-30 2003-09-23
ACB074 WONG Shu Cheung 黃樹祥 RE Advising on Securities 2004-09-16 2006-10-12
ACB074 WONG Shu Cheung 黃樹祥 RE Dealing in Securities 2004-09-16 2006-10-12
ACB673 ZAO Audrey 邵志佳 RE Advising on Futures Contracts 2010-03-29
ACB673 ZAO Audrey 邵志佳 RE Dealing in Futures Contracts 2010-03-29
ACB673 ZAO Audrey 邵志佳 RE Advising on Securities 2010-03-29 2016-10-07
ACB673 ZAO Audrey 邵志佳 RE Dealing in Securities 2010-03-29 2016-10-07
ACB673 ZAO Audrey 邵志佳 RE Dealing in Securities 2007-06-13 2009-06-16
ACB673 ZAO Audrey 邵志佳 RE Advising on Futures Contracts 2007-07-27 2009-06-16
ACB673 ZAO Audrey 邵志佳 RE Advising on Securities 2007-07-27 2009-06-16
ACB673 ZAO Audrey 邵志佳 RE Dealing in Futures Contracts 2007-07-27 2009-06-16
ACO279 HAN Bruce Wook RE Dealing in Securities 2005-11-04 2006-07-04
ACO279 HAN Bruce Wook RE Advising on Securities 2005-11-04 2006-07-04
ACU388 BARNETT Malcolm John RE Dealing in Futures Contracts 2004-05-18 2008-06-13
ACU388 BARNETT Malcolm John RE Advising on Futures Contracts 2004-05-18 2008-06-13
ACU388 BARNETT Malcolm John RE Dealing in Securities 2004-05-18 2008-06-13
ACU388 BARNETT Malcolm John RE Advising on Securities 2004-05-18 2008-06-13
ADB609 LEE Angela Mei Lan 李美蘭 RE Advising on Securities 2014-06-10
ADB609 LEE Angela Mei Lan 李美蘭 RE Advising on Futures Contracts 2014-06-10
ADB609 LEE Angela Mei Lan 李美蘭 RE Dealing in Futures Contracts 2014-06-10
ADB609 LEE Angela Mei Lan 李美蘭 RE Dealing in Securities 2014-06-10
ADB609 LEE Angela Mei Lan 李美蘭 RE Providing Automated Trading Services 2014-06-10
ADC081 SAUNDERS Scott Antony RO Advising on Securities 2007-07-10 2009-04-27
ADC081 SAUNDERS Scott Antony RO Dealing in Securities 2007-07-10 2009-04-27
ADC081 SAUNDERS Scott Antony RE Advising on Securities 2006-04-19 2007-07-10
ADC081 SAUNDERS Scott Antony RE Dealing in Securities 2006-04-19 2007-07-10
ADD588 GLADSTONE Thomas Xenophon RE Advising on Securities 2003-07-24 2012-03-20
ADD588 GLADSTONE Thomas Xenophon RE Dealing in Securities 2003-07-24 2012-03-20
ADD588 GLADSTONE Thomas Xenophon RE Providing Automated Trading Services 2003-07-24 2003-12-02
ADH008 SHEN Richard Chih Yuan 沈智遠 RO Advising on Futures Contracts 2011-06-17 2015-05-18
ADH008 SHEN Richard Chih Yuan 沈智遠 RO Dealing in Securities 2011-06-17 2015-05-18
ADH008 SHEN Richard Chih Yuan 沈智遠 RO Advising on Securities 2011-06-17 2015-05-18
ADH008 SHEN Richard Chih Yuan 沈智遠 RO Dealing in Futures Contracts 2011-06-17 2015-05-18
ADH008 SHEN Richard Chih Yuan 沈智遠 RO Advising on Futures Contracts 2008-01-14 2010-09-09
ADH008 SHEN Richard Chih Yuan 沈智遠 RO Dealing in Futures Contracts 2008-01-14 2010-09-09
ADH428 CHEUNG Yee Fan 張懿帆 RE Dealing in Futures Contracts 2008-06-05 2009-05-08
ADH428 CHEUNG Yee Fan 張懿帆 RE Dealing in Securities 2008-06-05 2009-05-08
ADH428 CHEUNG Yee Fan 張懿帆 RE Advising on Securities 2008-06-24 2009-05-08
ADH428 CHEUNG Yee Fan 張懿帆 RE Advising on Futures Contracts 2008-06-24 2009-05-08
ADI942 ULRICH Jing RE Dealing in Securities 2005-07-21 2010-08-09
ADI942 ULRICH Jing RE Advising on Securities 2005-07-21 2010-08-09
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Dealing in Futures Contracts 2009-06-03 2010-09-20
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Dealing in Securities 2009-06-03 2010-09-20
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Advising on Futures Contracts 2009-06-24 2010-09-20
ADJ380 ANG Tai Yue, Eric 洪大裕 RE Advising on Securities 2009-06-24 2010-09-20
ADL495 CHUNG Yu Kit 鍾宇杰 RE Advising on Securities 2003-04-01 2006-11-02
ADL495 CHUNG Yu Kit 鍾宇杰 RE Dealing in Securities 2003-04-01 2006-11-02
ADL495 CHUNG Yu Kit 鍾宇杰 RE Asset Management 2003-04-01 2003-12-02
ADL495 CHUNG Yu Kit 鍾宇杰 RE Providing Automated Trading Services 2003-04-01 2003-12-02
ADL495 CHUNG Yu Kit 鍾宇杰 RE Advising on Corporate Finance 2003-04-01 2003-12-02
ADQ938 LEE Sze Sze 李詩詩 RE Dealing in Securities 2003-04-01 2003-07-31
ADQ938 LEE Sze Sze 李詩詩 RE Advising on Securities 2003-04-01 2003-07-31
ADQ938 LEE Sze Sze 李詩詩 RE Asset Management 2003-04-01 2003-07-31
ADQ938 LEE Sze Sze 李詩詩 RE Advising on Corporate Finance 2003-04-01 2003-07-31
ADQ938 LEE Sze Sze 李詩詩 RE Providing Automated Trading Services 2003-04-01 2003-07-31
ADR493 CHAN Chi Ho, Ron 陳志豪 RO Dealing in Futures Contracts 2018-11-30
ADR493 CHAN Chi Ho, Ron 陳志豪 RO Advising on Futures Contracts 2018-11-30
ADR493 CHAN Chi Ho, Ron 陳志豪 RE Dealing in Futures Contracts 2014-06-18 2018-11-30
ADR493 CHAN Chi Ho, Ron 陳志豪 RE Advising on Futures Contracts 2014-06-18 2018-11-30
ADR493 CHAN Chi Ho, Ron 陳志豪 RE Dealing in Securities 2014-06-18 2016-09-20
ADR493 CHAN Chi Ho, Ron 陳志豪 RE Advising on Securities 2014-06-18 2016-09-20
ADR699 LEUNG Tat Pui 梁達培 RE Dealing in Securities 2003-04-01 2004-05-17
ADR699 LEUNG Tat Pui 梁達培 RE Advising on Securities 2003-04-01 2004-05-17
ADR699 LEUNG Tat Pui 梁達培 RE Dealing in Futures Contracts 2003-12-06 2004-05-17
ADR699 LEUNG Tat Pui 梁達培 RE Advising on Futures Contracts 2003-12-06 2004-05-17
ADR699 LEUNG Tat Pui 梁達培 RE Providing Automated Trading Services 2003-04-01 2003-12-02
ADR699 LEUNG Tat Pui 梁達培 RE Asset Management 2003-04-01 2003-12-02
ADR699 LEUNG Tat Pui 梁達培 RE Advising on Corporate Finance 2003-04-01 2003-12-02
ADT663 LEE Juwan Ju Hoon RE Dealing in Securities 2007-09-25 2010-01-11
ADT663 LEE Juwan Ju Hoon RE Advising on Securities 2007-09-25 2010-01-11
ADU035 KIM Jane Lee RE Advising on Futures Contracts 2014-06-11 2016-01-30
ADU035 KIM Jane Lee RE Dealing in Futures Contracts 2014-06-11 2016-01-30
ADU035 KIM Jane Lee RE Dealing in Securities 2003-04-01 2014-06-11
ADU035 KIM Jane Lee RE Advising on Securities 2003-04-01 2014-06-11
ADU035 KIM Jane Lee RE Providing Automated Trading Services 2003-04-01 2003-12-02
ADU035 KIM Jane Lee RE Advising on Corporate Finance 2003-04-01 2003-12-02
ADU035 KIM Jane Lee RE Asset Management 2003-04-01 2003-12-02
ADV195 GOMES James Edwin RO Dealing in Futures Contracts 2011-08-15 2016-07-06
ADV195 GOMES James Edwin RO Advising on Securities 2011-08-15 2016-07-06
ADV195 GOMES James Edwin RO Dealing in Securities 2011-08-15 2016-07-06
ADV195 GOMES James Edwin RO Advising on Futures Contracts 2011-08-15 2016-07-06
ADV195 GOMES James Edwin RE Dealing in Futures Contracts 2003-12-06 2011-08-15
ADV195 GOMES James Edwin RE Advising on Futures Contracts 2003-12-06 2011-08-15
ADV195 GOMES James Edwin RE Advising on Securities 2005-01-27 2011-08-15
ADV195 GOMES James Edwin RE Dealing in Securities 2005-01-27 2011-08-15
ADW539 MOORE John Francis RE Advising on Securities 2003-04-01 2004-02-09
ADW539 MOORE John Francis RE Dealing in Securities 2003-04-01 2004-02-09
ADW539 MOORE John Francis RE Advising on Futures Contracts 2003-12-06 2004-02-09
ADW539 MOORE John Francis RE Dealing in Futures Contracts 2003-12-06 2004-02-09
ADW539 MOORE John Francis RE Advising on Corporate Finance 2003-04-01 2003-12-02
ADW539 MOORE John Francis RE Providing Automated Trading Services 2003-04-01 2003-12-02
ADW539 MOORE John Francis RE Asset Management 2003-04-01 2003-12-02
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Advising on Securities 2003-04-01 2006-06-26
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Dealing in Securities 2003-04-01 2006-06-26
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Asset Management 2003-04-01 2003-12-02
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Providing Automated Trading Services 2003-04-01 2003-12-02
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Advising on Corporate Finance 2003-04-01 2003-12-02
ADX061 JUNG Christopher Lam 曾俊文 RO Dealing in Futures Contracts 2008-09-24 2011-01-10
ADX061 JUNG Christopher Lam 曾俊文 RO Dealing in Securities 2008-09-24 2011-01-10
ADX061 JUNG Christopher Lam 曾俊文 RO Advising on Futures Contracts 2008-09-24 2011-01-10
ADX061 JUNG Christopher Lam 曾俊文 RO Advising on Securities 2008-09-24 2011-01-10
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Securities 2008-04-18 2008-09-24
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Futures Contracts 2008-04-18 2008-09-24
ADX061 JUNG Christopher Lam 曾俊文 RE Advising on Securities 2008-05-13 2008-09-24
ADX061 JUNG Christopher Lam 曾俊文 RE Advising on Futures Contracts 2008-05-13 2008-09-24
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Dealing in Securities 2003-04-01 2009-08-10
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Advising on Securities 2003-04-01 2009-08-10
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Advising on Futures Contracts 2006-01-04 2009-08-10
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Dealing in Futures Contracts 2006-01-04 2009-08-10
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Advising on Corporate Finance 2003-04-01 2003-12-02
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Asset Management 2003-04-01 2003-12-02
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Providing Automated Trading Services 2003-04-01 2003-12-02
ADY323 CHIANG Ming Zuei Charles 江明叡 RO Advising on Futures Contracts 2014-02-11
ADY323 CHIANG Ming Zuei Charles 江明叡 RO Dealing in Futures Contracts 2014-02-11
ADY323 CHIANG Ming Zuei Charles 江明叡 RO Advising on Securities 2018-12-19
ADY323 CHIANG Ming Zuei Charles 江明叡 RO Dealing in Securities 2018-12-19
ADY323 CHIANG Ming Zuei Charles 江明叡 RO Advising on Securities 2014-02-11 2016-11-09
ADY323 CHIANG Ming Zuei Charles 江明叡 RO Dealing in Securities 2014-02-11 2016-11-09
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Advising on Securities 2013-04-05 2014-02-11
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Advising on Futures Contracts 2013-04-05 2014-02-11
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Dealing in Securities 2013-04-05 2014-02-11
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Dealing in Futures Contracts 2013-04-05 2014-02-11
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Dealing in Futures Contracts 2006-04-03 2010-07-04
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Dealing in Securities 2006-04-03 2010-07-04
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Advising on Securities 2006-04-20 2010-07-04
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Advising on Futures Contracts 2006-04-20 2010-07-04
AEB054 FORGAN Nicholas Playford RO Advising on Futures Contracts 2003-12-06 2014-04-30
AEB054 FORGAN Nicholas Playford RO Dealing in Futures Contracts 2003-12-06 2014-04-30
AEC896 LI Yuen Shan 李婉珊 RE Dealing in Securities 2006-06-14
AEC896 LI Yuen Shan 李婉珊 RE Advising on Securities 2007-04-24
AED494 ROBSON John Mcgowan RE Dealing in Securities 2007-02-07 2007-08-01
AED494 ROBSON John Mcgowan RE Advising on Securities 2007-02-07 2007-08-01
AED993 TANG Tsui Ping, Peggy 鄧翠萍 RE Dealing in Securities 2003-04-01 2004-08-18
AED993 TANG Tsui Ping, Peggy 鄧翠萍 RE Advising on Securities 2003-04-01 2004-08-18
AED993 TANG Tsui Ping, Peggy 鄧翠萍 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AED993 TANG Tsui Ping, Peggy 鄧翠萍 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AED993 TANG Tsui Ping, Peggy 鄧翠萍 RE Asset Management 2003-04-01 2003-12-02
AEE749 HOLSHEIMER Ryan Hans RO Advising on Securities 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RO Dealing in Futures Contracts 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RO Dealing in Securities 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RO Providing Automated Trading Services 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RO Advising on Futures Contracts 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RE Dealing in Futures Contracts 2015-05-26 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RE Providing Automated Trading Services 2015-05-26 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RE Dealing in Securities 2015-05-26 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RE Advising on Securities 2015-05-26 2016-01-15
AEE749 HOLSHEIMER Ryan Hans RE Advising on Futures Contracts 2015-05-26 2016-01-15
AEF253 CHAN Kwok Wai, Spencer 陳國偉 RE Dealing in Securities 2003-04-01 2006-03-03
AEF253 CHAN Kwok Wai, Spencer 陳國偉 RE Advising on Securities 2003-04-01 2006-03-03
AEF253 CHAN Kwok Wai, Spencer 陳國偉 RE Asset Management 2003-04-01 2003-12-02
AEF253 CHAN Kwok Wai, Spencer 陳國偉 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AEF253 CHAN Kwok Wai, Spencer 陳國偉 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AEF379 SZE Mei Kuen 施美娟 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AEF379 SZE Mei Kuen 施美娟 RE Providing Automated Trading Services 2003-04-01 2003-04-30
AEF379 SZE Mei Kuen 施美娟 RE Dealing in Securities 2003-04-01 2003-04-30
AEF379 SZE Mei Kuen 施美娟 RE Advising on Securities 2003-04-01 2003-04-30
AEF379 SZE Mei Kuen 施美娟 RE Asset Management 2003-04-01 2003-04-30
AEK492 YIP Cheuk Wai 葉卓偉 RE Advising on Securities 2003-11-04 2008-10-15
AEK492 YIP Cheuk Wai 葉卓偉 RE Dealing in Securities 2003-11-04 2008-10-15
AEK492 YIP Cheuk Wai 葉卓偉 RE Advising on Futures Contracts 2004-10-14 2008-10-15
AEK492 YIP Cheuk Wai 葉卓偉 RE Dealing in Futures Contracts 2004-10-14 2008-10-15
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Advising on Securities 2003-04-01 2006-08-09
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Dealing in Securities 2003-04-01 2006-08-09
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Dealing in Futures Contracts 2003-12-06 2006-08-09
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Advising on Futures Contracts 2003-12-06 2006-08-09
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Asset Management 2003-04-01 2003-12-02
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Advising on Futures Contracts 2012-04-13
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Dealing in Futures Contracts 2012-04-13
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Dealing in Securities 2012-04-13 2016-10-11
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Advising on Securities 2012-04-13 2016-10-11
AEO696 CHEN Chien-yao 陳建堯 RE Advising on Securities 2003-04-01 2007-01-31
AEO696 CHEN Chien-yao 陳建堯 RE Dealing in Securities 2003-04-01 2007-01-31
AEO696 CHEN Chien-yao 陳建堯 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AEO696 CHEN Chien-yao 陳建堯 RE Asset Management 2003-04-01 2003-12-02
AEO696 CHEN Chien-yao 陳建堯 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AEQ060 RAMAN Lalita RE Dealing in Securities 2007-08-01 2009-07-06
AEQ060 RAMAN Lalita RE Advising on Futures Contracts 2007-08-15 2009-07-06
AEQ060 RAMAN Lalita RE Dealing in Futures Contracts 2007-08-15 2009-07-06
AEQ060 RAMAN Lalita RE Advising on Securities 2007-08-15 2009-07-06
AEQ086 LUK Yin Man 陸燕雯 RE Dealing in Securities 2003-04-01 2007-07-18
AEQ086 LUK Yin Man 陸燕雯 RE Advising on Securities 2003-04-01 2007-07-18
AEQ086 LUK Yin Man 陸燕雯 RE Asset Management 2003-04-01 2003-12-02
AEQ086 LUK Yin Man 陸燕雯 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AEQ086 LUK Yin Man 陸燕雯 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AEQ545 MAHAPATRA Sidharth RE Dealing in Securities 2003-04-01 2006-04-19
AEQ545 MAHAPATRA Sidharth RE Advising on Securities 2003-04-01 2006-04-19
AEQ545 MAHAPATRA Sidharth RE Providing Automated Trading Services 2003-04-01 2003-12-02
AEQ545 MAHAPATRA Sidharth RE Asset Management 2003-04-01 2003-12-02
AEQ545 MAHAPATRA Sidharth RE Advising on Corporate Finance 2003-04-01 2003-12-02
AER410 LAM Iok Chan, Michelle 林玉珍 RE Asset Management 2003-04-01 2003-05-27
AER410 LAM Iok Chan, Michelle 林玉珍 RE Providing Automated Trading Services 2003-04-01 2003-05-27
AER410 LAM Iok Chan, Michelle 林玉珍 RE Dealing in Securities 2003-04-01 2003-05-27
AER410 LAM Iok Chan, Michelle 林玉珍 RE Advising on Securities 2003-04-01 2003-05-27
AER410 LAM Iok Chan, Michelle 林玉珍 RE Advising on Corporate Finance 2003-04-01 2003-05-27
AEW987 LAU Wing Sin 劉永善 RE Advising on Futures Contracts 2012-06-21 2013-02-08
AEW987 LAU Wing Sin 劉永善 RE Dealing in Futures Contracts 2012-06-21 2013-02-08
AEW987 LAU Wing Sin 劉永善 RE Dealing in Securities 2008-08-28 2011-04-06
AEW987 LAU Wing Sin 劉永善 RE Advising on Securities 2008-08-28 2011-04-06
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Advising on Securities 2003-04-01 2010-05-07
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Dealing in Securities 2003-04-01 2010-05-07
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Advising on Corporate Finance 2003-04-01 2003-09-13
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Providing Automated Trading Services 2003-04-01 2003-09-13
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Asset Management 2003-04-01 2003-09-13
AFA569 MICHEL Christoph Walter Adrian RE Advising on Corporate Finance 2003-04-01 2003-10-13
AFA569 MICHEL Christoph Walter Adrian RE Asset Management 2003-04-01 2003-10-13
AFA569 MICHEL Christoph Walter Adrian RE Advising on Securities 2003-04-01 2003-10-13
AFA569 MICHEL Christoph Walter Adrian RE Providing Automated Trading Services 2003-04-01 2003-10-13
AFA569 MICHEL Christoph Walter Adrian RE Dealing in Securities 2003-04-01 2003-10-13
AFB389 WILLIAMS David Charles RE Dealing in Futures Contracts 2007-09-03 2012-02-01
AFB389 WILLIAMS David Charles RE Advising on Futures Contracts 2007-09-03 2012-02-01
AFB389 WILLIAMS David Charles RE Dealing in Securities 2007-09-03 2012-02-01
AFB389 WILLIAMS David Charles RE Advising on Securities 2007-09-03 2012-02-01
AFB901 GATTANI Vikaskumar Nandkishore RE Dealing in Securities 2005-08-26 2007-03-27
AFB901 GATTANI Vikaskumar Nandkishore RE Advising on Securities 2005-08-30 2007-03-27
AFD300 SHANIDZE Levan RE Dealing in Securities 2003-04-01 2005-10-06
AFD300 SHANIDZE Levan RE Advising on Securities 2003-04-01 2005-10-06
AFD300 SHANIDZE Levan RE Advising on Futures Contracts 2003-12-06 2005-10-06
AFD300 SHANIDZE Levan RE Dealing in Futures Contracts 2003-12-06 2005-10-06
AFD300 SHANIDZE Levan RE Providing Automated Trading Services 2003-04-01 2003-12-02
AFD300 SHANIDZE Levan RE Advising on Corporate Finance 2003-04-01 2003-12-02
AFD300 SHANIDZE Levan RE Asset Management 2003-04-01 2003-12-02
AFE851 WU Elvira Veronica 伍伊薇 RE Dealing in Futures Contracts 2004-06-30 2005-04-14
AFE851 WU Elvira Veronica 伍伊薇 RE Advising on Futures Contracts 2004-06-30 2005-04-14
AFE851 WU Elvira Veronica 伍伊薇 RE Dealing in Securities 2004-06-30 2005-04-14
AFE851 WU Elvira Veronica 伍伊薇 RE Advising on Securities 2004-06-30 2005-04-14
AFF232 STRACHAN David Lyall RO Dealing in Futures Contracts 2004-04-16 2013-01-29
AFF232 STRACHAN David Lyall RO Advising on Futures Contracts 2004-04-16 2013-01-29
AFF232 STRACHAN David Lyall RO Advising on Securities 2004-12-15 2005-06-21
AFF232 STRACHAN David Lyall RO Dealing in Securities 2004-12-15 2005-06-21
AFF232 STRACHAN David Lyall RE Advising on Futures Contracts 2003-12-06 2004-04-16
AFF232 STRACHAN David Lyall RE Dealing in Futures Contracts 2003-12-06 2004-04-16
AFF234 SWARBRICK Andrew Jeremy RE Advising on Securities 2003-04-01 2007-02-08
AFF234 SWARBRICK Andrew Jeremy RE Dealing in Securities 2003-04-01 2007-02-08
AFF234 SWARBRICK Andrew Jeremy RE Advising on Futures Contracts 2003-12-06 2007-02-08
AFF234 SWARBRICK Andrew Jeremy RE Dealing in Futures Contracts 2003-12-06 2007-02-08
AFF234 SWARBRICK Andrew Jeremy RE Providing Automated Trading Services 2003-04-01 2003-09-13
AFF234 SWARBRICK Andrew Jeremy RE Advising on Corporate Finance 2003-04-01 2003-09-13
AFF234 SWARBRICK Andrew Jeremy RE Asset Management 2003-04-01 2003-09-13
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Dealing in Securities 2006-12-13 2013-08-21
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Advising on Securities 2007-01-18 2013-08-21
AFG885 HAN Edward 韓烱皙 RE Advising on Securities 2003-04-01 2005-09-05
AFG885 HAN Edward 韓烱皙 RE Dealing in Securities 2003-04-01 2005-09-05
AFG885 HAN Edward 韓烱皙 RE Asset Management 2003-04-01 2003-12-02
AFG885 HAN Edward 韓烱皙 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AFG885 HAN Edward 韓烱皙 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Advising on Securities 2003-08-05 2010-07-30
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Dealing in Securities 2003-08-05 2010-07-30
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Providing Automated Trading Services 2003-08-05 2003-12-02
AFQ511 POON Ho Yan, Ada 潘可欣 RE Dealing in Securities 2006-08-21 2011-02-21
AFQ511 POON Ho Yan, Ada 潘可欣 RE Advising on Securities 2007-03-01 2011-02-21
AFS557 PAO Chi King, Kim 包子敬 RE Advising on Securities 2004-05-07 2005-02-22
AFS557 PAO Chi King, Kim 包子敬 RE Dealing in Securities 2004-05-07 2005-02-22
AFT910 SAYER David Michael RO Advising on Futures Contracts 2009-03-18 2012-07-28
AFT910 SAYER David Michael RO Dealing in Securities 2009-03-18 2012-07-28
AFT910 SAYER David Michael RO Dealing in Futures Contracts 2009-03-18 2012-07-28
AFT910 SAYER David Michael RO Advising on Securities 2009-03-18 2012-07-28
AFT910 SAYER David Michael RO Providing Automated Trading Services 2012-02-09 2012-07-28
AFT910 SAYER David Michael RE Dealing in Securities 2005-11-28 2009-03-18
AFT910 SAYER David Michael RE Advising on Securities 2005-11-29 2009-03-18
AFT910 SAYER David Michael RE Dealing in Futures Contracts 2005-11-29 2009-03-18
AFT910 SAYER David Michael RE Advising on Futures Contracts 2005-11-29 2009-03-18
AFT910 SAYER David Michael RE Dealing in Securities 2003-04-01 2004-05-06
AFT910 SAYER David Michael RE Advising on Securities 2003-04-01 2004-05-06
AFT910 SAYER David Michael RE Dealing in Futures Contracts 2003-12-06 2004-05-06
AFT910 SAYER David Michael RE Advising on Futures Contracts 2003-12-06 2004-05-06
AFT910 SAYER David Michael RE Providing Automated Trading Services 2003-04-01 2003-09-13
AFT910 SAYER David Michael RE Asset Management 2003-04-01 2003-09-13
AFT910 SAYER David Michael RE Advising on Corporate Finance 2003-04-01 2003-09-13
AFU334 LONG David Nicholas RO Dealing in Securities 2003-04-01 2007-01-31
AFU334 LONG David Nicholas RO Advising on Securities 2003-12-02 2007-01-31
AFU334 LONG David Nicholas RO Providing Automated Trading Services 2003-04-01 2003-12-02
AFU567 GU Haibo 古海波 RE Dealing in Securities 2010-09-01 2011-05-13
AFU567 GU Haibo 古海波 RE Advising on Securities 2010-09-01 2011-05-13
AFU681 HUANG Thomas Chung-Ming 黃崇銘 RE Advising on Securities 2006-11-02 2008-06-13
AFU681 HUANG Thomas Chung-Ming 黃崇銘 RE Dealing in Securities 2006-11-02 2008-06-13
AFW098 WONG King Wai, Gilbert 黃景威 RE Advising on Securities 2005-12-08 2009-10-08
AFW098 WONG King Wai, Gilbert 黃景威 RE Dealing in Securities 2005-12-08 2009-10-08
AFX849 YANG Bok Sun RE Dealing in Securities 2007-06-29 2010-06-08
AFX849 YANG Bok Sun RE Dealing in Futures Contracts 2007-06-29 2010-06-08
AFX849 YANG Bok Sun RE Advising on Futures Contracts 2007-07-06 2010-06-08
AFX849 YANG Bok Sun RE Advising on Securities 2007-07-06 2010-06-08
AGA798 PODBURY Christopher Andrew RE Dealing in Securities 2003-04-01 2006-03-11
AGA798 PODBURY Christopher Andrew RE Advising on Securities 2003-04-01 2006-03-11
AGA798 PODBURY Christopher Andrew RE Dealing in Futures Contracts 2003-12-06 2006-03-11
AGA798 PODBURY Christopher Andrew RE Advising on Futures Contracts 2003-12-06 2006-03-11
AGA798 PODBURY Christopher Andrew RE Advising on Corporate Finance 2003-04-01 2003-12-02
AGA798 PODBURY Christopher Andrew RE Asset Management 2003-04-01 2003-12-02
AGA798 PODBURY Christopher Andrew RE Providing Automated Trading Services 2003-04-01 2003-12-02
AGF159 LAU Yue Che, Adam 劉宇池 RE Advising on Securities 2006-05-02 2007-02-26
AGH168 LAU Joseph Han Wai 劉恆瑋 RO Advising on Futures Contracts 2019-01-28
AGH168 LAU Joseph Han Wai 劉恆瑋 RO Dealing in Futures Contracts 2019-01-28
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Advising on Futures Contracts 2015-11-18 2019-01-28
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Futures Contracts 2015-11-18 2019-01-28
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Advising on Securities 2015-11-18 2016-10-17
AGH168 LAU Joseph Han Wai 劉恆瑋 RE Dealing in Securities 2015-11-18 2016-10-17
AGH254 BELL Edward Holden RE Advising on Futures Contracts 2011-10-03
AGH254 BELL Edward Holden RE Dealing in Futures Contracts 2011-10-03
AGH254 BELL Edward Holden RE Advising on Securities 2003-04-01 2016-09-19
AGH254 BELL Edward Holden RE Dealing in Securities 2003-04-01 2016-09-19
AGH254 BELL Edward Holden RE Advising on Corporate Finance 2003-04-01 2003-12-02
AGH254 BELL Edward Holden RE Providing Automated Trading Services 2003-04-01 2003-12-02
AGH254 BELL Edward Holden RE Asset Management 2003-04-01 2003-12-02
AGL440 JIP Allan RE Advising on Futures Contracts 2018-02-12 2018-02-13
AGL440 JIP Allan RE Dealing in Futures Contracts 2018-02-12 2018-02-13
AGL440 JIP Allan RE Dealing in Futures Contracts 2017-10-19 2017-10-20
AGL440 JIP Allan RE Advising on Futures Contracts 2017-10-19 2017-10-20
AGL440 JIP Allan RO Dealing in Futures Contracts 2003-12-06 2014-10-31
AGL440 JIP Allan RO Advising on Futures Contracts 2003-12-06 2014-10-31
AGL440 JIP Allan RO Advising on Securities 2004-12-15 2014-10-31
AGL440 JIP Allan RO Dealing in Securities 2004-12-15 2014-10-31
AGM551 BAMBER Richard Mark Anthony RE Advising on Securities 2003-04-01 2006-02-03
AGM551 BAMBER Richard Mark Anthony RE Dealing in Securities 2003-04-01 2006-02-03
AGM551 BAMBER Richard Mark Anthony RE Advising on Futures Contracts 2003-12-06 2006-02-03
AGM551 BAMBER Richard Mark Anthony RE Dealing in Futures Contracts 2003-12-06 2006-02-03
AGM551 BAMBER Richard Mark Anthony RE Asset Management 2003-04-01 2003-09-13
AGM551 BAMBER Richard Mark Anthony RE Providing Automated Trading Services 2003-04-01 2003-09-13
AGM551 BAMBER Richard Mark Anthony RE Advising on Corporate Finance 2003-04-01 2003-09-13
AGN385 PADMANABAN Prasad RE Advising on Securities 2003-04-01 2011-04-13
AGN385 PADMANABAN Prasad RE Dealing in Securities 2003-04-01 2011-04-13
AGN385 PADMANABAN Prasad RE Providing Automated Trading Services 2003-04-01 2003-12-02
AGN385 PADMANABAN Prasad RE Advising on Corporate Finance 2003-04-01 2003-12-02
AGN385 PADMANABAN Prasad RE Asset Management 2003-04-01 2003-12-02
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Advising on Futures Contracts 2014-04-11 2016-08-15
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Dealing in Futures Contracts 2014-04-11 2016-08-15
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Dealing in Securities 2011-06-21 2014-03-24
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Advising on Securities 2011-06-21 2014-03-24
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Advising on Securities 2007-07-03 2010-08-05
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Dealing in Securities 2007-07-03 2010-08-05
AGT475 LINSCHOTEN Jean-Paul RE Dealing in Securities 2003-04-01 2010-11-02
AGT475 LINSCHOTEN Jean-Paul RE Advising on Securities 2003-04-01 2010-11-02
AGT475 LINSCHOTEN Jean-Paul RE Dealing in Futures Contracts 2003-12-06 2010-11-02
AGT475 LINSCHOTEN Jean-Paul RE Advising on Futures Contracts 2003-12-06 2010-11-02
AGT475 LINSCHOTEN Jean-Paul RE Providing Automated Trading Services 2003-04-01 2003-12-02
AGT475 LINSCHOTEN Jean-Paul RE Advising on Corporate Finance 2003-04-01 2003-12-02
AGT475 LINSCHOTEN Jean-Paul RE Asset Management 2003-04-01 2003-12-02
AGT922 LAST Timothy Philip RE Dealing in Securities 2003-04-01 2004-03-17
AGT922 LAST Timothy Philip RE Advising on Securities 2003-04-01 2004-03-17
AGT922 LAST Timothy Philip RE Dealing in Futures Contracts 2003-12-06 2004-03-17
AGT922 LAST Timothy Philip RE Advising on Futures Contracts 2003-12-06 2004-03-17
AGT922 LAST Timothy Philip RE Advising on Corporate Finance 2003-04-01 2003-12-02
AGT922 LAST Timothy Philip RE Asset Management 2003-04-01 2003-12-02
AGT922 LAST Timothy Philip RE Providing Automated Trading Services 2003-04-01 2003-12-02
AGU672 GOODMAN Paul Jonathan 古德曼 RE Advising on Securities 2007-07-09 2011-04-23
AGU672 GOODMAN Paul Jonathan 古德曼 RE Dealing in Securities 2007-07-09 2011-04-23
AGU672 GOODMAN Paul Jonathan 古德曼 RE Advising on Futures Contracts 2007-10-12 2011-04-23
AGU672 GOODMAN Paul Jonathan 古德曼 RE Dealing in Futures Contracts 2007-10-12 2011-04-23
AGZ861 HARRIS Thomas Christopher RE Dealing in Securities 2003-04-01 2004-11-01
AGZ861 HARRIS Thomas Christopher RE Advising on Securities 2003-04-01 2004-11-01
AGZ861 HARRIS Thomas Christopher RE Asset Management 2003-04-01 2003-09-13
AGZ861 HARRIS Thomas Christopher RE Providing Automated Trading Services 2003-04-01 2003-09-13
AGZ861 HARRIS Thomas Christopher RE Advising on Corporate Finance 2003-04-01 2003-09-13
AHA576 YOON Jerry Chan 尹燦 RE Dealing in Futures Contracts 2008-06-05 2010-10-19
AHA576 YOON Jerry Chan 尹燦 RE Dealing in Securities 2008-06-05 2010-10-19
AHA576 YOON Jerry Chan 尹燦 RE Advising on Futures Contracts 2008-06-24 2010-10-19
AHA576 YOON Jerry Chan 尹燦 RE Advising on Securities 2008-06-24 2010-10-19
AHE465 SMITHSON Travis Lorne RE Advising on Securities 2003-04-01 2010-05-26
AHE465 SMITHSON Travis Lorne RE Dealing in Securities 2003-04-01 2010-05-26
AHE465 SMITHSON Travis Lorne RE Advising on Corporate Finance 2003-04-01 2003-12-02
AHE465 SMITHSON Travis Lorne RE Asset Management 2003-04-01 2003-12-02
AHE465 SMITHSON Travis Lorne RE Providing Automated Trading Services 2003-04-01 2003-12-02
AHJ805 OU Wai Fong RE Dealing in Futures Contracts 2006-01-25 2008-03-04
AHJ805 OU Wai Fong RE Dealing in Securities 2006-01-25 2008-03-04
AHJ805 OU Wai Fong RE Advising on Futures Contracts 2006-02-08 2008-03-04
AHJ805 OU Wai Fong RE Advising on Securities 2006-02-08 2008-03-04
AHL561 LONGCROFT Nicholas Edward Stoddart RE Advising on Securities 2003-04-01 2004-02-09
AHL561 LONGCROFT Nicholas Edward Stoddart RE Dealing in Securities 2003-04-01 2004-02-09
AHL561 LONGCROFT Nicholas Edward Stoddart RE Advising on Futures Contracts 2003-12-06 2004-02-09
AHL561 LONGCROFT Nicholas Edward Stoddart RE Dealing in Futures Contracts 2003-12-06 2004-02-09
AHL561 LONGCROFT Nicholas Edward Stoddart RE Advising on Corporate Finance 2003-04-01 2003-12-02
AHL561 LONGCROFT Nicholas Edward Stoddart RE Asset Management 2003-04-01 2003-12-02
AHL561 LONGCROFT Nicholas Edward Stoddart RE Providing Automated Trading Services 2003-04-01 2003-12-02
AHP526 WHEELER Daniel Raymond RE Advising on Securities 2003-04-01 2003-08-01
AHP526 WHEELER Daniel Raymond RE Providing Automated Trading Services 2003-04-01 2003-08-01
AHP526 WHEELER Daniel Raymond RE Asset Management 2003-04-01 2003-08-01
AHP526 WHEELER Daniel Raymond RE Dealing in Securities 2003-04-01 2003-08-01
AHP526 WHEELER Daniel Raymond RE Advising on Corporate Finance 2003-04-01 2003-08-01
AHP766 LEE Kei Leung, William 李基樑 RO Advising on Securities 2005-08-18 2012-02-28
AHP766 LEE Kei Leung, William 李基樑 RO Dealing in Securities 2005-08-18 2012-02-28
AHP766 LEE Kei Leung, William 李基樑 RO Advising on Futures Contracts 2008-07-17 2012-02-28
AHP766 LEE Kei Leung, William 李基樑 RO Dealing in Futures Contracts 2008-07-17 2012-02-28
AHP766 LEE Kei Leung, William 李基樑 RE Dealing in Futures Contracts 2004-07-27 2008-07-17
AHP766 LEE Kei Leung, William 李基樑 RE Advising on Futures Contracts 2004-07-27 2008-07-17
AHP766 LEE Kei Leung, William 李基樑 RE Dealing in Securities 2003-04-01 2005-08-18
AHP766 LEE Kei Leung, William 李基樑 RE Advising on Securities 2003-04-01 2005-08-18
AHP766 LEE Kei Leung, William 李基樑 RE Asset Management 2003-04-01 2003-12-02
AHP766 LEE Kei Leung, William 李基樑 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AHP766 LEE Kei Leung, William 李基樑 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AHR050 TREMLETT William RE Dealing in Securities 2003-04-01 2004-05-07
AHR050 TREMLETT William RE Advising on Securities 2003-04-01 2004-05-07
AHR050 TREMLETT William RE Asset Management 2003-04-01 2003-09-13
AHR050 TREMLETT William RE Providing Automated Trading Services 2003-04-01 2003-09-13
AHR050 TREMLETT William RE Advising on Corporate Finance 2003-04-01 2003-09-13
AHR316 GORAWARA Abhinav RE Advising on Securities 2003-10-20 2005-02-22
AHR316 GORAWARA Abhinav RE Dealing in Securities 2003-10-20 2005-02-22
AHR787 HOWARD Stephen Douglas RE Dealing in Securities 2003-04-01 2004-08-18
AHR787 HOWARD Stephen Douglas RE Advising on Securities 2003-04-01 2004-08-18
AHR787 HOWARD Stephen Douglas RE Advising on Corporate Finance 2003-04-01 2003-12-02
AHR787 HOWARD Stephen Douglas RE Providing Automated Trading Services 2003-04-01 2003-12-02
AHR787 HOWARD Stephen Douglas RE Asset Management 2003-04-01 2003-12-02
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Dealing in Futures Contracts 2008-06-18 2008-12-15
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Dealing in Securities 2008-06-18 2008-12-15
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Advising on Securities 2008-07-14 2008-12-15
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Advising on Futures Contracts 2008-07-14 2008-12-15
AHV111 LAM Wan Yee, Cynthia 林蘊怡 RE Advising on Securities 2011-08-08 2013-08-19
AHV111 LAM Wan Yee, Cynthia 林蘊怡 RE Dealing in Securities 2011-08-08 2013-08-19
AHX658 LAU Hon Wei 劉豐輝 RE Advising on Securities 2006-08-14 2008-12-15
AHX658 LAU Hon Wei 劉豐輝 RE Dealing in Securities 2006-08-14 2008-12-15
AIB753 COWPERTHWAITE Adam Aaron RE Advising on Corporate Finance 2003-04-01 2003-07-18
AIB753 COWPERTHWAITE Adam Aaron RE Dealing in Securities 2003-04-01 2003-07-18
AIB753 COWPERTHWAITE Adam Aaron RE Asset Management 2003-04-01 2003-07-18
AIB753 COWPERTHWAITE Adam Aaron RE Advising on Securities 2003-04-01 2003-07-18
AIB753 COWPERTHWAITE Adam Aaron RE Providing Automated Trading Services 2003-04-01 2003-07-18
AIC317 FRIEDLANDER Jesse RE Dealing in Securities 2006-07-28 2007-02-22
AIC317 FRIEDLANDER Jesse RE Advising on Securities 2006-07-28 2007-02-22
AIC441 SHROPSHIRE William RE Dealing in Securities 2003-04-01 2003-05-30
AIC441 SHROPSHIRE William RE Advising on Corporate Finance 2003-04-01 2003-05-30
AIC441 SHROPSHIRE William RE Providing Automated Trading Services 2003-04-01 2003-05-30
AIC441 SHROPSHIRE William RE Asset Management 2003-04-01 2003-05-30
AIC441 SHROPSHIRE William RE Advising on Securities 2003-04-01 2003-05-30
AII679 EL-HABEL Fawaz Sobhi RE Advising on Securities 2003-10-22 2007-02-24
AII679 EL-HABEL Fawaz Sobhi RE Dealing in Securities 2003-10-22 2007-02-24
AII679 EL-HABEL Fawaz Sobhi RE Dealing in Securities 2003-04-01 2003-09-17
AII679 EL-HABEL Fawaz Sobhi RE Advising on Corporate Finance 2003-04-01 2003-09-17
AII679 EL-HABEL Fawaz Sobhi RE Asset Management 2003-04-01 2003-09-17
AII679 EL-HABEL Fawaz Sobhi RE Providing Automated Trading Services 2003-04-01 2003-09-17
AII679 EL-HABEL Fawaz Sobhi RE Advising on Securities 2003-04-01 2003-09-17
AIN733 MCFERRAN Jack Howard Egar RE Dealing in Securities 2004-04-21 2007-01-31
AIN733 MCFERRAN Jack Howard Egar RE Advising on Securities 2004-04-21 2007-01-31
AIN998 TAN Sabrina Ong 陳美美 RE Dealing in Securities 2003-04-01 2010-05-26
AIN998 TAN Sabrina Ong 陳美美 RE Advising on Securities 2003-04-01 2010-05-26
AIN998 TAN Sabrina Ong 陳美美 RE Advising on Corporate Finance 2003-04-01 2003-12-02
AIN998 TAN Sabrina Ong 陳美美 RE Asset Management 2003-04-01 2003-12-02
AIN998 TAN Sabrina Ong 陳美美 RE Providing Automated Trading Services 2003-04-01 2003-12-02
AIR624 HOUNSLOW Neil Patrick RE Advising on Futures Contracts 2011-11-15 2016-05-20
AIR624 HOUNSLOW Neil Patrick RE Dealing in Futures Contracts 2011-11-15 2016-05-20
AIR624 HOUNSLOW Neil Patrick RO Advising on Securities 2012-07-11 2015-12-11
AIR624 HOUNSLOW Neil Patrick RO Dealing in Securities 2012-07-11 2015-12-11
AIZ595 CHANG Hosun 張鎬善 RE Advising on Securities 2003-06-02 2010-04-20
AIZ595 CHANG Hosun 張鎬善 RE Dealing in Securities 2003-06-02 2010-04-20
AIZ595 CHANG Hosun 張鎬善 RE Advising on Futures Contracts 2003-12-06 2010-04-20
AIZ595 CHANG Hosun 張鎬善 RE Dealing in Futures Contracts 2003-12-06 2010-04-20
AIZ595 CHANG Hosun 張鎬善 RE Providing Automated Trading Services 2003-06-02 2003-12-02
AJB102 SIN Monique Wing Sheung 冼泳湘 RE Dealing in Securities 2003-06-24 2005-02-23
AJB102 SIN Monique Wing Sheung 冼泳湘 RE Advising on Securities 2003-06-24 2005-02-23
AJB102 SIN Monique Wing Sheung 冼泳湘 RE Advising on Futures Contracts 2003-12-06 2005-02-23
AJB102 SIN Monique Wing Sheung 冼泳湘 RE Dealing in Futures Contracts 2003-12-06 2005-02-23
AJB102 SIN Monique Wing Sheung 冼泳湘 RE Providing Automated Trading Services 2003-06-24 2003-12-02
AJC200 LEE Fan Cheung, Berton 李曛檣 RE Advising on Futures Contracts 2012-06-15 2013-06-06
AJC200 LEE Fan Cheung, Berton 李曛檣 RE Dealing in Futures Contracts 2012-06-15 2013-06-06
AJC200 LEE Fan Cheung, Berton 李曛檣 RE Advising on Securities 2003-07-24 2012-02-08
AJC200 LEE Fan Cheung, Berton 李曛檣 RE Dealing in Securities 2003-07-24 2012-02-08
AJC200 LEE Fan Cheung, Berton 李曛檣 RE Advising on Futures Contracts 2004-07-27 2012-02-08
AJC200 LEE Fan Cheung, Berton 李曛檣 RE Dealing in Futures Contracts 2004-07-27 2012-02-08
AJC200 LEE Fan Cheung, Berton 李曛檣 RE Providing Automated Trading Services 2003-07-24 2003-09-22
AJD640 LAM Yuen Kai, Leon 林源佳 RE Advising on Futures Contracts 2013-11-06
AJD640 LAM Yuen Kai, Leon 林源佳 RE Dealing in Futures Contracts 2014-02-28
AJE474 MARTIN Joseph John RE Dealing in Securities 2003-09-30 2006-04-08
AJE474 MARTIN Joseph John RE Advising on Securities 2003-09-30 2006-04-08
AJF371 AU Tin Wai 區天偉 RE Dealing in Securities 2006-08-09 2009-07-23
AJF371 AU Tin Wai 區天偉 RE Advising on Securities 2006-08-28 2009-07-23
AJF371 AU Tin Wai 區天偉 RE Dealing in Futures Contracts 2006-08-28 2009-07-23
AJF371 AU Tin Wai 區天偉 RE Advising on Futures Contracts 2006-08-28 2009-07-23
AJH311 ONG Tsui Keng RE Advising on Securities 2003-12-10 2010-04-29
AJH311 ONG Tsui Keng RE Dealing in Securities 2003-12-10 2010-04-29
AJH983 LEE Tony Sai Kuen 李世權 RO Advising on Securities 2014-04-03
AJH983 LEE Tony Sai Kuen 李世權 RO Advising on Futures Contracts 2014-04-03
AJH983 LEE Tony Sai Kuen 李世權 RE Advising on Futures Contracts 2011-09-26 2014-04-03
AJH983 LEE Tony Sai Kuen 李世權 RE Advising on Securities 2011-09-26 2014-04-03
AJH983 LEE Tony Sai Kuen 李世權 RE Advising on Securities 2008-05-22 2011-04-06
AJH983 LEE Tony Sai Kuen 李世權 RE Dealing in Futures Contracts 2008-05-22 2011-04-06
AJH983 LEE Tony Sai Kuen 李世權 RE Advising on Futures Contracts 2008-05-22 2011-04-06
AJH983 LEE Tony Sai Kuen 李世權 RE Dealing in Securities 2008-05-22 2011-04-06
AJJ586 LEE Hok Lymn Lemuel 李學林 RO Dealing in Securities 2014-02-07 2016-06-30
AJJ586 LEE Hok Lymn Lemuel 李學林 RO Dealing in Futures Contracts 2014-02-07 2016-06-30
AJJ586 LEE Hok Lymn Lemuel 李學林 RO Advising on Futures Contracts 2014-02-07 2016-06-30
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Advising on Futures Contracts 2012-07-25 2014-02-07
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Dealing in Futures Contracts 2012-07-25 2014-02-07
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Dealing in Securities 2014-01-13 2014-02-07
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Dealing in Securities 2008-06-05 2010-09-17
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Dealing in Futures Contracts 2008-06-05 2010-09-17
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Advising on Futures Contracts 2008-06-24 2010-09-17
AJJ586 LEE Hok Lymn Lemuel 李學林 RE Advising on Securities 2008-06-24 2010-09-17
AJJ606 CHUARD Julien RE Dealing in Futures Contracts 2008-05-29 2010-09-17
AJJ606 CHUARD Julien RE Dealing in Securities 2008-05-29 2010-09-17
AJJ606 CHUARD Julien RE Advising on Futures Contracts 2008-06-23 2010-09-17
AJJ606 CHUARD Julien RE Advising on Securities 2008-06-23 2010-09-17
AJL240 PRELLER Raoul Gustav RE Dealing in Securities 2008-06-18 2008-07-23
AJL240 PRELLER Raoul Gustav RE Dealing in Futures Contracts 2008-06-18 2008-07-23
AJL240 PRELLER Raoul Gustav RE Advising on Securities 2008-07-14 2008-07-23
AJL240 PRELLER Raoul Gustav RE Advising on Futures Contracts 2008-07-14 2008-07-23
AJL563 TERREBROOD JR Henry Lee RE Advising on Securities 2004-02-13 2007-02-01
AJL563 TERREBROOD JR Henry Lee RE Dealing in Securities 2004-02-13 2007-02-01
AJM689 YIN He 尹賀 RE Advising on Securities 2019-05-20
AJN777 LO Kathleen Oikay 盧藹琪 RE Dealing in Securities 2004-03-10 2006-05-03
AJN777 LO Kathleen Oikay 盧藹琪 RE Dealing in Futures Contracts 2004-03-10 2006-05-03
AJN777 LO Kathleen Oikay 盧藹琪 RE Advising on Securities 2004-03-10 2006-05-03
AJN777 LO Kathleen Oikay 盧藹琪 RE Advising on Futures Contracts 2004-03-10 2006-05-03
AJO203 BURDETT James William RO Advising on Futures Contracts 2012-03-16 2013-06-28
AJO203 BURDETT James William RO Advising on Securities 2012-03-16 2013-06-28
AJO203 BURDETT James William RO Dealing in Securities 2012-03-16 2013-06-28
AJO203 BURDETT James William RO Dealing in Futures Contracts 2012-03-16 2013-06-28
AJO203 BURDETT James William RE Advising on Futures Contracts 2004-03-18 2012-03-16
AJO203 BURDETT James William RE Dealing in Securities 2004-03-18 2012-03-16
AJO203 BURDETT James William RE Advising on Securities 2004-03-18 2012-03-16
AJO203 BURDETT James William RE Dealing in Futures Contracts 2004-03-18 2012-03-16
AJX924 EGERTON-WARBURTON Barnaby Ian Robert RE Dealing in Securities 2004-04-01 2007-03-01
AJX924 EGERTON-WARBURTON Barnaby Ian Robert RE Advising on Securities 2004-04-01 2007-03-01
AKI495 LEAHY David Joseph RE Advising on Futures Contracts 2013-04-29 2018-10-31
AKI495 LEAHY David Joseph RE Dealing in Futures Contracts 2013-04-29 2018-10-31
AKI495 LEAHY David Joseph RE Advising on Securities 2013-04-29 2015-11-23
AKI495 LEAHY David Joseph RE Dealing in Securities 2013-04-29 2015-11-23
AKL742 LEE King Wai, Karen 李荊慧 RE Dealing in Futures Contracts 2008-06-05 2010-02-24
AKL742 LEE King Wai, Karen 李荊慧 RE Dealing in Securities 2008-06-05 2010-02-24
AKL742 LEE King Wai, Karen 李荊慧 RE Advising on Futures Contracts 2008-06-24 2010-02-24
AKL742 LEE King Wai, Karen 李荊慧 RE Advising on Securities 2008-06-24 2010-02-24
AKO638 CHIEN Yow Jie RE Dealing in Securities 2004-04-30
AKO638 CHIEN Yow Jie RE Advising on Securities 2004-04-30
AKO638 CHIEN Yow Jie RE Dealing in Futures Contracts 2004-07-27
AKO638 CHIEN Yow Jie RE Advising on Futures Contracts 2004-07-27
AKO803 WONG Mellissa 王蓉慈 RE Dealing in Futures Contracts 2014-10-08 2017-03-30
AKO803 WONG Mellissa 王蓉慈 RE Advising on Futures Contracts 2014-10-08 2017-03-30
AKO803 WONG Mellissa 王蓉慈 RE Advising on Securities 2014-10-08 2016-10-13
AKO803 WONG Mellissa 王蓉慈 RE Dealing in Securities 2014-10-08 2016-10-13
AKO878 WONG Man Huen, Mandy 黃文絢 RE Advising on Securities 2009-09-23 2012-09-01
AKO878 WONG Man Huen, Mandy 黃文絢 RE Dealing in Securities 2009-09-23 2012-09-01
AKO878 WONG Man Huen, Mandy 黃文絢 RE Advising on Futures Contracts 2009-09-23 2010-10-01
AKO878 WONG Man Huen, Mandy 黃文絢 RE Dealing in Futures Contracts 2009-09-23 2010-10-01
AKQ902 SHAH Anand RE Advising on Securities 2004-05-25 2004-06-28
AKQ902 SHAH Anand RE Dealing in Securities 2004-05-25 2004-06-28
AKS922 SHEREN Peter Jay RE Dealing in Securities 2007-05-17 2008-07-28
AKS922 SHEREN Peter Jay RE Advising on Securities 2007-05-17 2008-07-28
AKS922 SHEREN Peter Jay RE Dealing in Futures Contracts 2007-10-15 2008-07-28
AKS922 SHEREN Peter Jay RE Advising on Futures Contracts 2007-10-15 2008-07-28
AKS994 THIELEN Markus Christian RE Dealing in Futures Contracts 2012-12-12 2014-02-20
AKS994 THIELEN Markus Christian RE Dealing in Securities 2012-12-12 2014-02-20
AKS994 THIELEN Markus Christian RE Advising on Securities 2012-12-12 2014-02-20
AKS994 THIELEN Markus Christian RE Advising on Futures Contracts 2012-12-12 2014-02-20
AKU233 SUTTON Ben RE Dealing in Securities 2005-07-27 2007-10-01
AKU233 SUTTON Ben RE Dealing in Futures Contracts 2005-07-27 2007-10-01
AKU233 SUTTON Ben RE Advising on Futures Contracts 2005-08-22 2007-10-01
AKU233 SUTTON Ben RE Advising on Securities 2005-08-22 2007-10-01
AKV267 HUI Gary San RE Dealing in Securities 2004-06-26 2007-04-16
AKV267 HUI Gary San RE Advising on Securities 2004-06-26 2007-04-16
AKW426 CHEN Shang Hsin 陳尚新 RE Dealing in Securities 2004-06-28 2011-04-06
AKW426 CHEN Shang Hsin 陳尚新 RE Advising on Securities 2004-06-28 2011-04-06
AKW658 FERRALL David John RE Advising on Securities 2004-06-28 2005-03-17
AKW658 FERRALL David John RE Dealing in Securities 2004-06-28 2005-03-17
AKX538 GOURMELEN Arnaud RE Dealing in Futures Contracts 2004-07-12 2008-05-21
AKX538 GOURMELEN Arnaud RE Dealing in Securities 2004-07-12 2008-05-21
AKX538 GOURMELEN Arnaud RE Advising on Futures Contracts 2004-07-12 2008-05-21
AKX538 GOURMELEN Arnaud RE Advising on Securities 2004-07-12 2008-05-21
AKY943 CHAN Koon Shing, Dominic 陳冠成 RE Advising on Securities 2004-11-01 2007-02-23
AKY943 CHAN Koon Shing, Dominic 陳冠成 RE Dealing in Securities 2004-11-03 2007-02-23
ALB239 MYERS Kevin Mitchell RO Dealing in Securities 2013-05-30 2013-08-16
ALB239 MYERS Kevin Mitchell RO Advising on Futures Contracts 2013-05-30 2013-08-16
ALB239 MYERS Kevin Mitchell RO Dealing in Futures Contracts 2013-05-30 2013-08-16
ALB239 MYERS Kevin Mitchell RO Advising on Securities 2013-05-30 2013-08-16
ALB239 MYERS Kevin Mitchell RE Advising on Securities 2012-03-05 2013-05-30
ALB239 MYERS Kevin Mitchell RE Dealing in Securities 2012-03-05 2013-05-30
ALB239 MYERS Kevin Mitchell RE Advising on Futures Contracts 2012-05-14 2013-05-30
ALB239 MYERS Kevin Mitchell RE Dealing in Futures Contracts 2012-05-14 2013-05-30
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Dealing in Futures Contracts 2007-10-05 2010-04-19
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Dealing in Securities 2007-10-05 2010-04-19
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Advising on Futures Contracts 2007-10-25 2010-04-19
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Advising on Securities 2007-10-25 2010-04-19
ALC103 LAU Yee Man, Mandy 劉漪汶 RE Dealing in Securities 2004-08-17 2010-04-28
ALC103 LAU Yee Man, Mandy 劉漪汶 RE Advising on Securities 2004-08-17 2010-04-28
ALC103 LAU Yee Man, Mandy 劉漪汶 RE Advising on Futures Contracts 2006-01-04 2010-04-28
ALC103 LAU Yee Man, Mandy 劉漪汶 RE Dealing in Futures Contracts 2006-01-04 2010-04-28
ALC175 DUJARI Vipul RE Dealing in Futures Contracts 2010-03-18
ALC175 DUJARI Vipul RE Advising on Futures Contracts 2010-03-18
ALC175 DUJARI Vipul RE Advising on Securities 2010-03-18 2016-09-27
ALC175 DUJARI Vipul RE Dealing in Securities 2010-03-18 2016-09-27
ALF227 WATTS Nigel Owen RE Advising on Securities 2004-09-02 2006-12-23
ALF227 WATTS Nigel Owen RE Dealing in Securities 2004-09-02 2006-12-23
ALF541 HO King Man, Justin 何敬民 RE Advising on Securities 2004-09-08 2006-06-01
ALF541 HO King Man, Justin 何敬民 RE Dealing in Securities 2004-09-08 2006-06-01
ALF591 RECHTMAN Romain Jack RE Dealing in Securities 2004-09-13 2008-02-26
ALF591 RECHTMAN Romain Jack RE Advising on Securities 2004-09-13 2008-02-26
ALF594 HOU Qing 侯慶 RE Advising on Futures Contracts 2004-09-13 2006-03-02
ALF594 HOU Qing 侯慶 RE Advising on Securities 2004-09-13 2006-03-02
ALF611 ZHAO Chunhua 趙春花 RE Dealing in Futures Contracts 2010-06-04 2015-10-29
ALF611 ZHAO Chunhua 趙春花 RE Advising on Futures Contracts 2010-06-04 2015-10-29
ALF611 ZHAO Chunhua 趙春花 RE Advising on Securities 2010-06-04 2015-10-29
ALF611 ZHAO Chunhua 趙春花 RE Dealing in Securities 2010-06-04 2015-10-29
ALG542 CHAN Kwok Wai 陳國偉 RE Advising on Futures Contracts 2004-09-27 2008-02-16
ALG542 CHAN Kwok Wai 陳國偉 RE Advising on Securities 2004-09-27 2008-02-16
ALG542 CHAN Kwok Wai 陳國偉 RE Dealing in Futures Contracts 2004-09-27 2008-02-16
ALG542 CHAN Kwok Wai 陳國偉 RE Dealing in Securities 2004-09-27 2008-02-16
ALI017 SINGH Chiranjeet RE Advising on Securities 2004-10-06 2008-02-13
ALI017 SINGH Chiranjeet RE Dealing in Securities 2004-10-06 2008-02-13
ALI017 SINGH Chiranjeet RE Dealing in Futures Contracts 2006-01-04 2008-02-13
ALI017 SINGH Chiranjeet RE Advising on Futures Contracts 2006-01-04 2008-02-13
ALO209 LEUNG Ming Wai 梁明慧 RE Dealing in Securities 2006-08-21 2007-10-06
ALO209 LEUNG Ming Wai 梁明慧 RE Advising on Securities 2006-09-21 2007-10-06
ALO245 MIAO Hui 繆暉 RE Advising on Securities 2004-12-22 2006-07-04
ALO245 MIAO Hui 繆暉 RE Dealing in Securities 2004-12-22 2006-07-04
ALO557 SONG Jung Yun RE Dealing in Securities 2004-12-30 2005-09-13
ALO557 SONG Jung Yun RE Advising on Securities 2004-12-30 2005-09-13
ALQ597 CHUA Buan Pong 蔡滿榜 RE Dealing in Securities 2005-01-19 2008-02-06
ALQ597 CHUA Buan Pong 蔡滿榜 RE Advising on Securities 2005-01-19 2008-02-06
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Futures Contracts 2008-06-18 2010-03-25
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Securities 2008-06-18 2010-03-25
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Advising on Futures Contracts 2008-07-14 2010-03-25
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Advising on Securities 2008-07-14 2010-03-25
ALQ696 RAWAT Abhishek RE Advising on Securities 2005-06-17 2007-06-09
ALQ696 RAWAT Abhishek RE Dealing in Securities 2005-06-17 2007-06-09
ALR009 FELLAS Lewis John RE Advising on Securities 2005-01-28 2005-04-25
ALR009 FELLAS Lewis John RE Dealing in Securities 2005-01-28 2005-04-25
ALS358 SUN Pui Yin, James 辛沛賢 RE Advising on Securities 2011-06-29 2012-08-28
ALS358 SUN Pui Yin, James 辛沛賢 RE Dealing in Securities 2011-06-29 2012-08-28
ALS358 SUN Pui Yin, James 辛沛賢 RE Advising on Futures Contracts 2011-06-29 2012-08-28
ALS358 SUN Pui Yin, James 辛沛賢 RE Dealing in Futures Contracts 2011-06-29 2012-08-28
ALS667 CHIU Pit Lap, Philip 趙必立 RE Dealing in Futures Contracts 2008-06-05 2008-10-27
ALS667 CHIU Pit Lap, Philip 趙必立 RE Dealing in Securities 2008-06-05 2008-10-27
ALS667 CHIU Pit Lap, Philip 趙必立 RE Advising on Securities 2008-06-24 2008-10-27
ALS667 CHIU Pit Lap, Philip 趙必立 RE Advising on Futures Contracts 2008-06-24 2008-10-27
ALT899 PAOLUCCI Nicholas Giovanni 跑萬年 RE Advising on Futures Contracts 2014-03-24
ALT899 PAOLUCCI Nicholas Giovanni 跑萬年 RE Dealing in Futures Contracts 2014-03-24
ALT899 PAOLUCCI Nicholas Giovanni 跑萬年 RE Advising on Securities 2006-07-17 2014-03-16
ALT899 PAOLUCCI Nicholas Giovanni 跑萬年 RE Dealing in Securities 2006-07-17 2014-03-16
ALT899 PAOLUCCI Nicholas Giovanni 跑萬年 RE Advising on Futures Contracts 2012-08-17 2014-03-16
ALT899 PAOLUCCI Nicholas Giovanni 跑萬年 RE Dealing in Futures Contracts 2012-08-17 2014-03-16
ALT907 MANSFIELD David Thomas RO Advising on Futures Contracts 2017-10-09 2018-06-08
ALT907 MANSFIELD David Thomas RO Dealing in Futures Contracts 2017-10-09 2018-06-08
ALT907 MANSFIELD David Thomas RE Dealing in Futures Contracts 2012-01-16 2017-10-09
ALT907 MANSFIELD David Thomas RE Advising on Futures Contracts 2012-01-16 2017-10-09
ALT907 MANSFIELD David Thomas RE Advising on Securities 2012-01-16 2016-10-17
ALT907 MANSFIELD David Thomas RE Dealing in Securities 2012-01-16 2016-10-17
ALU280 TSAI Lin Ju 蔡玲如 RE Advising on Securities 2005-03-10 2006-02-18
ALU280 TSAI Lin Ju 蔡玲如 RE Dealing in Securities 2005-03-10 2006-02-18
ALU446 STURMAN Jonathan Marc RE Dealing in Futures Contracts 2007-10-15 2017-06-29
ALU446 STURMAN Jonathan Marc RE Advising on Futures Contracts 2007-10-15 2017-06-29
ALU446 STURMAN Jonathan Marc RE Dealing in Securities 2006-08-30 2016-10-06
ALU446 STURMAN Jonathan Marc RE Advising on Securities 2007-03-01 2016-10-06
ALU721 DOURIS Leonidas RE Advising on Futures Contracts 2005-03-14 2011-11-15
ALU721 DOURIS Leonidas RE Dealing in Securities 2005-03-14 2011-11-15
ALU721 DOURIS Leonidas RE Advising on Securities 2005-03-14 2011-11-15
ALU721 DOURIS Leonidas RE Dealing in Futures Contracts 2005-03-14 2011-11-15
ALV315 WONG Claudio 王久昌 RE Dealing in Futures Contracts 2008-06-05
ALV315 WONG Claudio 王久昌 RE Advising on Futures Contracts 2008-06-24
ALV315 WONG Claudio 王久昌 RE Dealing in Securities 2008-06-05 2016-10-06
ALV315 WONG Claudio 王久昌 RE Advising on Securities 2008-06-24 2016-10-06
ALW219 LAU Tsz Wing 劉子頴 RE Advising on Futures Contracts 2005-04-04 2015-04-30
ALW219 LAU Tsz Wing 劉子頴 RE Dealing in Securities 2005-04-04 2015-04-30
ALW219 LAU Tsz Wing 劉子頴 RE Dealing in Futures Contracts 2005-04-04 2015-04-30
ALW219 LAU Tsz Wing 劉子頴 RE Advising on Securities 2005-04-04 2015-04-30
ALW300 CHEN Cheng Lien 陳政璉 RE Advising on Securities 2005-04-08 2005-08-25
ALW300 CHEN Cheng Lien 陳政璉 RE Dealing in Securities 2005-04-08 2005-08-25
ALY351 CHANG Jui-wen 張瑞紋 RE Dealing in Futures Contracts 2008-06-05 2008-12-15
ALY351 CHANG Jui-wen 張瑞紋 RE Dealing in Securities 2008-06-05 2008-12-15
ALY351 CHANG Jui-wen 張瑞紋 RE Advising on Futures Contracts 2008-06-24 2008-12-15
ALY351 CHANG Jui-wen 張瑞紋 RE Advising on Securities 2008-06-24 2008-12-15
ALZ096 ULCICKAS Simon David RE Advising on Securities 2005-05-10 2009-02-17
ALZ096 ULCICKAS Simon David RE Dealing in Securities 2005-05-10 2009-02-17
ALZ307 FUNG Kin Chueng 馮健昌 RE Dealing in Securities 2007-07-24 2008-06-06
ALZ307 FUNG Kin Chueng 馮健昌 RE Advising on Securities 2007-07-24 2008-06-06
ALZ307 FUNG Kin Chueng 馮健昌 RE Advising on Futures Contracts 2007-07-24 2008-06-06
ALZ307 FUNG Kin Chueng 馮健昌 RE Dealing in Futures Contracts 2007-07-24 2008-06-06
ALZ307 FUNG Kin Chueng 馮健昌 RE Dealing in Securities 2005-05-10 2007-05-01
ALZ307 FUNG Kin Chueng 馮健昌 RE Advising on Securities 2005-05-10 2007-05-01
ALZ310 JANJUSEVIC Miodrag RE Advising on Securities 2005-05-10 2007-11-09
ALZ310 JANJUSEVIC Miodrag RE Dealing in Securities 2005-05-10 2007-11-09
ALZ631 WU Stephanie Yo-hua 吳宥樺 RE Advising on Securities 2005-05-13 2007-02-21
ALZ631 WU Stephanie Yo-hua 吳宥樺 RE Dealing in Securities 2005-05-13 2007-02-21
ALZ699 NG Chor Hong RE Dealing in Securities 2005-05-17 2014-10-31
ALZ699 NG Chor Hong RE Dealing in Futures Contracts 2005-05-17 2014-10-31
ALZ699 NG Chor Hong RE Advising on Securities 2005-05-17 2014-10-31
ALZ699 NG Chor Hong RE Advising on Futures Contracts 2005-05-17 2014-10-31
AMA888 PAU Matthew Haw Ming 鮑浩銘 RO Advising on Futures Contracts 2015-11-25
AMA888 PAU Matthew Haw Ming 鮑浩銘 RO Dealing in Futures Contracts 2015-11-25
AMA888 PAU Matthew Haw Ming 鮑浩銘 RO Dealing in Securities 2015-11-25 2016-11-09
AMA888 PAU Matthew Haw Ming 鮑浩銘 RO Advising on Securities 2015-11-25 2016-11-09
AMA888 PAU Matthew Haw Ming 鮑浩銘 RE Dealing in Futures Contracts 2005-05-26 2015-11-25
AMA888 PAU Matthew Haw Ming 鮑浩銘 RE Advising on Futures Contracts 2005-05-26 2015-11-25
AMA888 PAU Matthew Haw Ming 鮑浩銘 RE Dealing in Securities 2005-05-26 2015-11-25
AMA888 PAU Matthew Haw Ming 鮑浩銘 RE Advising on Securities 2005-05-26 2015-11-25
AME096 KIM Sun Mi RE Advising on Securities 2007-12-17 2009-04-23
AME096 KIM Sun Mi RE Dealing in Futures Contracts 2007-12-17 2009-04-23
AME096 KIM Sun Mi RE Dealing in Securities 2007-12-17 2009-04-23
AME096 KIM Sun Mi RE Advising on Futures Contracts 2007-12-17 2009-04-23
AME580 LO Wing Ki, Vickie 羅穎琦 RE Advising on Futures Contracts 2015-05-26
AME580 LO Wing Ki, Vickie 羅穎琦 RE Dealing in Futures Contracts 2015-05-26
AME906 LO Kin Chung, Kendall 羅建忠 RE Advising on Securities 2005-07-05 2007-01-31
AME906 LO Kin Chung, Kendall 羅建忠 RE Dealing in Securities 2005-07-05 2007-01-31
AMF085 SUN Wei 孫偉 RE Dealing in Securities 2006-06-21 2008-01-17
AMF085 SUN Wei 孫偉 RE Advising on Securities 2006-06-21 2008-01-17
AMF219 LIN Jackie RE Advising on Securities 2007-11-27 2008-12-15
AMF219 LIN Jackie RE Dealing in Securities 2007-11-27 2008-12-15
AMF381 IP Vincent Wai Chung 葉維中 RE Dealing in Futures Contracts 2012-06-01
AMF381 IP Vincent Wai Chung 葉維中 RE Advising on Futures Contracts 2012-06-01
AMF381 IP Vincent Wai Chung 葉維中 RE Dealing in Securities 2014-01-13 2016-10-11
AMF381 IP Vincent Wai Chung 葉維中 RE Advising on Securities 2005-07-18 2010-09-17
AMF381 IP Vincent Wai Chung 葉維中 RE Dealing in Securities 2005-07-18 2010-09-17
AMH399 TURNER Alexander James Christian RE Advising on Securities 2005-07-30 2012-10-22
AMH399 TURNER Alexander James Christian RE Dealing in Securities 2005-07-30 2012-10-22
AMH399 TURNER Alexander James Christian RE Advising on Futures Contracts 2007-10-15 2012-10-22
AMH399 TURNER Alexander James Christian RE Dealing in Futures Contracts 2007-10-15 2012-10-22
AMH414 KANG Calvin Kyunghoon RE Advising on Securities 2005-07-30 2007-06-13
AMH414 KANG Calvin Kyunghoon RE Dealing in Securities 2005-07-30 2007-06-13
AMI200 LAU Fu Man 劉富民 RE Advising on Futures Contracts 2012-06-01 2015-09-25
AMI200 LAU Fu Man 劉富民 RE Dealing in Futures Contracts 2012-06-01 2015-09-25
AMI200 LAU Fu Man 劉富民 RE Dealing in Securities 2014-01-17 2015-09-25
AMI200 LAU Fu Man 劉富民 RE Dealing in Securities 2008-06-05 2010-09-17
AMI200 LAU Fu Man 劉富民 RE Dealing in Futures Contracts 2008-06-05 2010-09-17
AMI200 LAU Fu Man 劉富民 RE Advising on Futures Contracts 2008-06-24 2010-09-17
AMI200 LAU Fu Man 劉富民 RE Advising on Securities 2008-06-24 2010-09-17
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Advising on Futures Contracts 2011-09-26 2012-02-23
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Advising on Securities 2011-09-26 2012-02-23
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Dealing in Securities 2008-05-22 2011-04-06
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Advising on Securities 2008-05-22 2011-04-06
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Advising on Futures Contracts 2008-05-22 2011-04-06
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Dealing in Futures Contracts 2008-05-22 2011-04-06
AMI880 KHANNA Deepankar Satyapal 韓德凱 RE Advising on Futures Contracts 2016-05-12
AMI880 KHANNA Deepankar Satyapal 韓德凱 RE Dealing in Futures Contracts 2016-05-12
AMI890 MICHAEL Benjamin Ross Wallington RO Dealing in Futures Contracts 2018-08-15
AMI890 MICHAEL Benjamin Ross Wallington RO Dealing in Securities 2018-08-15
AMI890 MICHAEL Benjamin Ross Wallington RO Advising on Securities 2018-08-15
AMI890 MICHAEL Benjamin Ross Wallington RO Advising on Futures Contracts 2018-08-15
AMI890 MICHAEL Benjamin Ross Wallington RE Dealing in Futures Contracts 2011-11-15 2018-08-15
AMI890 MICHAEL Benjamin Ross Wallington RE Advising on Futures Contracts 2011-11-15 2018-08-15
AMI890 MICHAEL Benjamin Ross Wallington RE Advising on Securities 2018-03-02 2018-08-15
AMI890 MICHAEL Benjamin Ross Wallington RE Dealing in Securities 2018-03-02 2018-08-15
AMI890 MICHAEL Benjamin Ross Wallington RE Advising on Securities 2012-06-19 2015-11-23
AMI890 MICHAEL Benjamin Ross Wallington RE Dealing in Securities 2012-06-19 2015-11-23
AMJ780 CASTILLO Eric Alberto RE Dealing in Futures Contracts 2008-06-05 2010-02-24
AMJ780 CASTILLO Eric Alberto RE Dealing in Securities 2008-06-05 2010-02-24
AMJ780 CASTILLO Eric Alberto RE Advising on Futures Contracts 2008-06-24 2010-02-24
AMJ780 CASTILLO Eric Alberto RE Advising on Securities 2008-06-24 2010-02-24
AMK407 CANTRELL Catharine Rowena Dulcie RE Advising on Securities 2005-08-31 2006-04-01
AMK407 CANTRELL Catharine Rowena Dulcie RE Dealing in Securities 2005-08-31 2006-04-01
AMM130 YIP Ying Kei 葉穎琪 RE Advising on Securities 2005-09-22 2007-07-09
AMM130 YIP Ying Kei 葉穎琪 RE Dealing in Securities 2005-09-22 2007-07-09
AMM131 PARK Joohong RE Dealing in Futures Contracts 2005-09-22 2007-03-27
AMM131 PARK Joohong RE Advising on Securities 2005-09-22 2007-03-27
AMM131 PARK Joohong RE Dealing in Securities 2005-09-22 2007-03-27
AMM131 PARK Joohong RE Advising on Futures Contracts 2005-09-22 2007-03-27
AMN594 REYNIER Jean-Marc, Emmanuel RE Dealing in Securities 2008-03-04 2010-08-04
AMN594 REYNIER Jean-Marc, Emmanuel RE Advising on Futures Contracts 2008-03-04 2010-08-04
AMN594 REYNIER Jean-Marc, Emmanuel RE Dealing in Futures Contracts 2008-03-04 2010-08-04
AMN594 REYNIER Jean-Marc, Emmanuel RE Advising on Securities 2008-03-04 2010-08-04
AMN896 KIM Do Yup RE Dealing in Securities 2007-09-24 2008-11-05
AMN896 KIM Do Yup RE Advising on Securities 2007-10-12 2008-11-05
AMO539 JIANG Laurie Lan RE Dealing in Securities 2008-04-23 2011-05-06
AMO539 JIANG Laurie Lan RE Advising on Securities 2008-05-16 2011-05-06
AMO608 KAN Kit Ming, Mandy 簡潔明 RE Dealing in Securities 2007-03-02 2011-10-11
AMO608 KAN Kit Ming, Mandy 簡潔明 RE Dealing in Futures Contracts 2007-03-02 2011-10-11
AMO608 KAN Kit Ming, Mandy 簡潔明 RE Advising on Securities 2007-03-20 2011-10-11
AMO608 KAN Kit Ming, Mandy 簡潔明 RE Advising on Futures Contracts 2007-03-20 2011-10-11
AMO987 RUMMUN Roshan RE Dealing in Securities 2005-10-17 2007-06-16
AMO987 RUMMUN Roshan RE Advising on Securities 2005-10-17 2007-06-16
AMP291 LAU On Ching, Desmond 劉安正 RE Dealing in Securities 2007-02-07
AMP291 LAU On Ching, Desmond 劉安正 RE Advising on Securities 2007-02-07
AMP291 LAU On Ching, Desmond 劉安正 RE Advising on Futures Contracts 2007-02-07
AMP291 LAU On Ching, Desmond 劉安正 RE Dealing in Futures Contracts 2007-02-07
AMR665 OW Shin Yeuan 歐欣遠 RE Dealing in Futures Contracts 2017-03-27
AMR665 OW Shin Yeuan 歐欣遠 RE Advising on Futures Contracts 2017-03-27
AMR691 LIU Mun-see 廖敏詩 RE Advising on Securities 2006-11-02 2008-12-11
AMR691 LIU Mun-see 廖敏詩 RE Dealing in Securities 2006-11-09 2008-12-11
AMU051 WONG Ping-chung 黃秉忠 RE Advising on Securities 2005-11-30 2006-09-02
AMU051 WONG Ping-chung 黃秉忠 RE Dealing in Securities 2005-11-30 2006-09-02
AMU557 SEEBOTH Thomas RE Advising on Securities 2005-12-12 2006-07-01
AMU557 SEEBOTH Thomas RE Dealing in Securities 2005-12-12 2006-07-01
AMW365 CHAN Kai Man 陳啟文 RE Dealing in Futures Contracts 2008-06-26 2014-08-04
AMW365 CHAN Kai Man 陳啟文 RE Dealing in Securities 2008-06-26 2014-08-04
AMW365 CHAN Kai Man 陳啟文 RE Advising on Securities 2008-07-29 2014-08-04
AMW365 CHAN Kai Man 陳啟文 RE Advising on Futures Contracts 2008-07-29 2014-08-04
AMW365 CHAN Kai Man 陳啟文 RE Providing Automated Trading Services 2012-02-09 2014-08-04
AMW488 CASATI Andrea RO Advising on Futures Contracts 2012-11-28 2016-07-06
AMW488 CASATI Andrea RO Advising on Securities 2012-11-28 2016-07-06
AMW488 CASATI Andrea RO Dealing in Securities 2012-11-28 2016-07-06
AMW488 CASATI Andrea RO Dealing in Futures Contracts 2012-11-28 2016-07-06
AMW488 CASATI Andrea RO Providing Automated Trading Services 2012-11-28 2014-03-31
AMW488 CASATI Andrea RE Advising on Securities 2011-04-04 2012-11-28
AMW488 CASATI Andrea RE Advising on Futures Contracts 2011-04-04 2012-11-28
AMW488 CASATI Andrea RE Dealing in Securities 2011-04-04 2012-11-28
AMW488 CASATI Andrea RE Dealing in Futures Contracts 2011-04-04 2012-11-28
AMW685 NAITO Kazuma 內藤一真 RO Dealing in Futures Contracts 2012-04-13
AMW685 NAITO Kazuma 內藤一真 RO Advising on Futures Contracts 2012-04-13
AMW685 NAITO Kazuma 內藤一真 RO Dealing in Securities 2012-04-13 2016-06-28
AMW685 NAITO Kazuma 內藤一真 RO Advising on Securities 2012-04-13 2016-06-28
AMW685 NAITO Kazuma 內藤一真 RE Advising on Futures Contracts 2011-05-19 2012-04-13
AMW685 NAITO Kazuma 內藤一真 RE Dealing in Futures Contracts 2011-05-19 2012-04-13
AMW685 NAITO Kazuma 內藤一真 RE Dealing in Securities 2011-05-19 2012-04-13
AMW685 NAITO Kazuma 內藤一真 RE Advising on Securities 2011-05-19 2012-04-13
AMZ320 LI Ziyu 李梓禺 RE Advising on Securities 2006-02-06 2008-12-15
AMZ320 LI Ziyu 李梓禺 RE Dealing in Securities 2006-02-06 2008-12-15
ANA182 CHENG Kan Lik 鄭勤力 RE Dealing in Securities 2006-02-06 2011-11-30
ANA182 CHENG Kan Lik 鄭勤力 RE Advising on Securities 2006-02-06 2011-11-30
ANA761 CHEUNG Chi Cheuk, Cedric 張智卓 RE Dealing in Securities 2010-05-10
ANA761 CHEUNG Chi Cheuk, Cedric 張智卓 RE Advising on Securities 2010-05-10
ANA761 CHEUNG Chi Cheuk, Cedric 張智卓 RE Advising on Futures Contracts 2016-12-22
ANA761 CHEUNG Chi Cheuk, Cedric 張智卓 RE Dealing in Futures Contracts 2016-12-22
ANE078 LIM Kyong Woo 林炅佑 RE Dealing in Securities 2006-03-13 2007-03-28
ANE078 LIM Kyong Woo 林炅佑 RE Advising on Securities 2006-03-13 2007-03-28
ANF134 WONG Man Jo, Joseph 黃文藻 RE Advising on Securities 2006-03-22 2006-04-28
ANF134 WONG Man Jo, Joseph 黃文藻 RE Dealing in Securities 2006-03-22 2006-04-28
ANF158 TOM Edward 譚子平 RE Dealing in Futures Contracts 2017-03-13
ANF158 TOM Edward 譚子平 RE Advising on Futures Contracts 2017-03-13
ANG466 KIM Anna Yen 嚴立恬 RE Advising on Securities 2006-04-03 2008-03-14
ANG466 KIM Anna Yen 嚴立恬 RE Advising on Futures Contracts 2006-04-03 2008-03-14
ANG466 KIM Anna Yen 嚴立恬 RE Dealing in Securities 2006-04-03 2008-03-14
ANG466 KIM Anna Yen 嚴立恬 RE Dealing in Futures Contracts 2006-04-03 2008-03-14
ANG488 WAGLE Kedar Anil RE Dealing in Securities 2006-04-03 2008-04-29
ANG488 WAGLE Kedar Anil RE Advising on Securities 2006-04-03 2008-04-29
ANG495 CHAN Sau Chun 陳秀珍 RE Advising on Futures Contracts 2006-04-03 2012-04-30
ANG495 CHAN Sau Chun 陳秀珍 RE Advising on Securities 2006-04-03 2012-04-30
ANG495 CHAN Sau Chun 陳秀珍 RE Dealing in Futures Contracts 2006-04-03 2012-04-30
ANG495 CHAN Sau Chun 陳秀珍 RE Dealing in Securities 2006-04-03 2012-04-30
ANH564 LEE Han Shin 李漢新 RE Dealing in Securities 2006-04-25 2009-02-11
ANH564 LEE Han Shin 李漢新 RE Advising on Securities 2006-04-25 2009-02-11
ANK706 CHEN Yiqiong 陳屹琼 RE Advising on Securities 2006-05-19 2009-04-29
ANK706 CHEN Yiqiong 陳屹琼 RE Dealing in Securities 2006-05-19 2009-04-29
ANL090 KNIGHT Christopher Thorburn RE Advising on Securities 2006-05-26 2012-08-29
ANL090 KNIGHT Christopher Thorburn RE Dealing in Securities 2006-05-26 2012-08-29
ANL835 HALLIWELL Thomas Alan RE Advising on Futures Contracts 2016-04-20
ANL835 HALLIWELL Thomas Alan RE Dealing in Futures Contracts 2016-04-20
ANL835 HALLIWELL Thomas Alan RE Dealing in Securities 2016-04-20 2016-10-11
ANL835 HALLIWELL Thomas Alan RE Advising on Securities 2016-04-20 2016-10-11
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Dealing in Securities 2008-06-05 2009-04-17
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Dealing in Futures Contracts 2008-06-05 2009-04-17
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Advising on Futures Contracts 2008-06-24 2009-04-17
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Advising on Securities 2008-06-24 2009-04-17
ANM987 CHEAH Sim Ee 謝心懿 RE Advising on Futures Contracts 2015-11-18
ANM987 CHEAH Sim Ee 謝心懿 RE Dealing in Futures Contracts 2015-11-18
ANM987 CHEAH Sim Ee 謝心懿 RE Dealing in Securities 2015-11-18 2016-10-31
ANM987 CHEAH Sim Ee 謝心懿 RE Advising on Securities 2015-11-18 2016-10-31
ANR851 WILLIAMS Katherine Juri RE Advising on Securities 2006-08-24 2008-06-06
ANR851 WILLIAMS Katherine Juri RE Advising on Futures Contracts 2006-08-24 2008-06-06
ANR851 WILLIAMS Katherine Juri RE Dealing in Futures Contracts 2006-08-24 2008-06-06
ANR851 WILLIAMS Katherine Juri RE Dealing in Securities 2006-08-24 2008-06-06
ANR854 YEOW Allen Yi-Pin RE Dealing in Futures Contracts 2006-07-28 2007-05-24
ANR854 YEOW Allen Yi-Pin RE Dealing in Securities 2006-07-28 2007-05-24
ANR854 YEOW Allen Yi-Pin RE Advising on Securities 2006-07-28 2007-05-24
ANR854 YEOW Allen Yi-Pin RE Advising on Futures Contracts 2006-07-28 2007-05-24
ANR860 PIASECKI Artur Piotr RE Dealing in Securities 2006-08-07 2007-02-24
ANR860 PIASECKI Artur Piotr RE Advising on Securities 2006-08-07 2007-02-24
ANR865 MC GINLEY Robert Vincent RE Dealing in Securities 2006-07-28 2006-11-16
ANR865 MC GINLEY Robert Vincent RE Advising on Securities 2006-07-28 2006-11-16
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RE Advising on Securities 2006-07-28 2008-06-16
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RE Dealing in Futures Contracts 2006-07-28 2008-06-16
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RE Dealing in Securities 2006-07-28 2008-06-16
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RE Advising on Futures Contracts 2006-07-28 2008-06-16
ANR877 LEE Ji Hoon RE Dealing in Securities 2006-08-18 2008-07-03
ANR877 LEE Ji Hoon RE Advising on Futures Contracts 2006-08-18 2008-07-03
ANR877 LEE Ji Hoon RE Advising on Securities 2006-08-18 2008-07-03
ANR877 LEE Ji Hoon RE Dealing in Futures Contracts 2006-08-18 2008-07-03
ANR886 CRUIKSHANKS Stuart Cameron RE Advising on Securities 2006-07-28 2011-08-06
ANR886 CRUIKSHANKS Stuart Cameron RE Dealing in Securities 2006-07-28 2011-08-06
ANR886 CRUIKSHANKS Stuart Cameron RE Advising on Futures Contracts 2008-11-18 2011-08-06
ANR886 CRUIKSHANKS Stuart Cameron RE Dealing in Futures Contracts 2008-11-18 2011-08-06
ANT776 LO Sze Wan, Hera 盧詩蘊 RE Advising on Futures Contracts 2010-06-10 2015-04-27
ANT776 LO Sze Wan, Hera 盧詩蘊 RE Advising on Securities 2010-06-10 2015-04-27
ANT776 LO Sze Wan, Hera 盧詩蘊 RE Dealing in Futures Contracts 2010-06-10 2015-04-27
ANT776 LO Sze Wan, Hera 盧詩蘊 RE Dealing in Securities 2010-06-10 2015-04-27
ANU564 LEE Yan Ben, Samuel 李仁本 RE Dealing in Securities 2006-08-24 2008-05-07
ANU564 LEE Yan Ben, Samuel 李仁本 RE Advising on Securities 2006-08-24 2008-05-07
ANU647 CRISPIN James Anthony RE Advising on Futures Contracts 2010-07-05 2013-02-01
ANU647 CRISPIN James Anthony RE Advising on Securities 2010-07-05 2013-02-01
ANU647 CRISPIN James Anthony RE Dealing in Futures Contracts 2010-07-05 2013-02-01
ANU647 CRISPIN James Anthony RE Dealing in Securities 2010-07-05 2013-02-01
ANU800 CHUNG Hugh Wook 丁郁 RE Dealing in Securities 2013-04-22 2014-02-09
ANU800 CHUNG Hugh Wook 丁郁 RE Advising on Securities 2013-04-22 2014-02-09
ANU950 FACHIN Alix RE Advising on Futures Contracts 2008-02-25 2009-11-16
ANU950 FACHIN Alix RE Dealing in Futures Contracts 2008-02-25 2009-11-16
ANU950 FACHIN Alix RE Dealing in Securities 2008-02-25 2009-11-16
ANU950 FACHIN Alix RE Advising on Securities 2008-02-25 2009-11-16

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