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Hong Kong SFC licensed institution AAB026
J.P. Morgan Securities (Far East) Limited

Below are up to 1000 licences that were found for SFC-licensed institution AAB026 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA015 TSIEN Pak Cheong, David 錢柏昌 RE Advising on Securities 2003-04-01 2005-10-05
AAA015 TSIEN Pak Cheong, David 錢柏昌 RE Asset Management 2003-04-01 2003-12-23
AAA015 TSIEN Pak Cheong, David 錢柏昌 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AAB001 MURRAY Allan George RE Dealing in Securities 2007-04-20 2011-01-22
AAB001 MURRAY Allan George RE Advising on Securities 2007-04-20 2011-01-22
AAB001 MURRAY Allan George RO Dealing in Securities 2003-04-01 2007-04-20
AAB001 MURRAY Allan George RO Advising on Securities 2003-12-02 2007-04-20
AAB001 MURRAY Allan George RO Providing Automated Trading Services 2003-04-01 2005-02-15
AAB001 MURRAY Allan George RO Advising on Corporate Finance 2003-04-01 2003-12-02
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2003-04-01 2004-02-09
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Providing Automated Trading Services 2003-04-01 2004-02-09
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Advising on Securities 2003-09-17 2004-02-09
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Advising on Corporate Finance 2003-04-01 2003-09-13
ABE303 STILES Andrew Guy RO Dealing in Securities 2003-04-01 2003-05-27
ABE303 STILES Andrew Guy RO Advising on Corporate Finance 2003-04-01 2003-05-27
ABE303 STILES Andrew Guy RO Asset Management 2003-04-01 2003-05-27
ABE303 STILES Andrew Guy RO Providing Automated Trading Services 2003-04-01 2003-05-27
ABE303 STILES Andrew Guy RO Advising on Securities 2003-04-01 2003-05-27
ABG123 PUTTERILL Adam Thomas James RE Dealing in Securities 2010-05-13 2010-07-27
ABG123 PUTTERILL Adam Thomas James RE Advising on Securities 2010-05-13 2010-07-27
ABG123 PUTTERILL Adam Thomas James RO Advising on Securities 2004-08-30 2010-05-13
ABG123 PUTTERILL Adam Thomas James RO Dealing in Securities 2004-08-30 2010-05-13
ABG123 PUTTERILL Adam Thomas James RO Providing Automated Trading Services 2004-08-30 2005-02-15
ABM769 SEYMOUR Steven James RO Advising on Securities 2004-08-30 2007-01-20
ABM769 SEYMOUR Steven James RO Dealing in Securities 2004-08-30 2007-01-20
ABM769 SEYMOUR Steven James RO Providing Automated Trading Services 2004-08-30 2005-02-15
ABS428 FREEDMAN Bruce Ian RE Dealing in Securities 2004-07-13 2005-10-15
ABS428 FREEDMAN Bruce Ian RE Advising on Securities 2004-07-13 2005-10-15
ABS428 FREEDMAN Bruce Ian RE Providing Automated Trading Services 2004-07-13 2005-02-15
ABT973 LAU Kan Wah 劉勤華 RE Dealing in Securities 2003-04-01 2012-11-09
ABT973 LAU Kan Wah 劉勤華 RE Advising on Securities 2003-04-01 2012-11-09
ABT973 LAU Kan Wah 劉勤華 RE Providing Automated Trading Services 2003-04-01 2005-02-15
ABT973 LAU Kan Wah 劉勤華 RE Asset Management 2003-04-01 2003-12-03
ABT973 LAU Kan Wah 劉勤華 RE Advising on Corporate Finance 2003-04-01 2003-12-03
ACD717 NG Shing Joe, Kester 吳繩祖 RO Dealing in Securities 2007-09-20 2013-04-04
ACD717 NG Shing Joe, Kester 吳繩祖 RO Advising on Corporate Finance 2007-09-20 2013-04-04
ACD717 NG Shing Joe, Kester 吳繩祖 RO Advising on Securities 2007-09-20 2013-04-04
ACD934 CROSBIE-WALSH Gordon Michael RE Dealing in Securities 2010-08-06 2013-06-26
ACD934 CROSBIE-WALSH Gordon Michael RE Advising on Securities 2010-08-06 2013-06-26
ACD934 CROSBIE-WALSH Gordon Michael RE Advising on Corporate Finance 2010-08-06 2013-06-26
ACF847 FANG Fang 方方 RO Advising on Securities 2012-03-01 2014-03-21
ACF847 FANG Fang 方方 RO Dealing in Securities 2012-03-01 2014-03-21
ACF847 FANG Fang 方方 RO Advising on Corporate Finance 2012-03-01 2014-03-21
ACF847 FANG Fang 方方 RE Asset Management 2003-04-01 2003-11-26
ACF847 FANG Fang 方方 RE Advising on Corporate Finance 2003-04-01 2003-11-26
ACF847 FANG Fang 方方 RE Advising on Securities 2003-04-01 2003-11-26
ACI586 ZHAO Jing 趙競 RE Advising on Securities 2012-07-25
ACI586 ZHAO Jing 趙競 RE Dealing in Securities 2012-07-25
ACI586 ZHAO Jing 趙競 RE Advising on Corporate Finance 2012-07-25
ACM817 ANDREWS Nicholas James RO Advising on Securities 2003-04-01 2009-11-01
ACM817 ANDREWS Nicholas James RO Advising on Corporate Finance 2003-04-01 2009-11-01
ACM817 ANDREWS Nicholas James RO Dealing in Securities 2005-05-18 2009-11-01
ACO279 HAN Bruce Wook RE Dealing in Securities 2005-11-04 2006-07-04
ACO279 HAN Bruce Wook RE Advising on Securities 2005-11-04 2006-07-04
ACQ669 LAU Pak Wai 劉伯偉 RO Dealing in Securities 2012-03-01
ACQ669 LAU Pak Wai 劉伯偉 RO Advising on Corporate Finance 2012-03-01
ACQ669 LAU Pak Wai 劉伯偉 RO Advising on Securities 2012-03-01
ACR485 HO Edmund 何艾文 RO Advising on Corporate Finance 2003-04-01 2003-11-26
ACR485 HO Edmund 何艾文 RO Advising on Securities 2003-04-01 2003-11-26
ACS842 SUEN Toi Wai, David 孫台維 RE Advising on Corporate Finance 2017-05-08 2017-07-04
ACS842 SUEN Toi Wai, David 孫台維 RE Advising on Securities 2017-05-08 2017-07-04
ACS842 SUEN Toi Wai, David 孫台維 RE Dealing in Securities 2017-05-08 2017-07-04
ACS842 SUEN Toi Wai, David 孫台維 RO Advising on Securities 2011-12-01 2017-05-08
ACS842 SUEN Toi Wai, David 孫台維 RO Dealing in Securities 2011-12-01 2017-05-08
ACS842 SUEN Toi Wai, David 孫台維 RO Advising on Corporate Finance 2011-12-01 2017-05-08
ACY765 HO Cheuk Yin, Kelvin 何卓賢 RO Advising on Corporate Finance 2012-03-01 2017-12-29
ACY765 HO Cheuk Yin, Kelvin 何卓賢 RO Advising on Securities 2012-03-01 2017-12-29
ACY765 HO Cheuk Yin, Kelvin 何卓賢 RO Dealing in Securities 2012-03-01 2017-12-29
ADC081 SAUNDERS Scott Antony RO Advising on Securities 2007-07-10 2009-04-27
ADC081 SAUNDERS Scott Antony RO Dealing in Securities 2007-07-10 2009-04-27
ADI942 ULRICH Jing RE Dealing in Securities 2018-07-10
ADI942 ULRICH Jing RE Advising on Securities 2018-07-10
ADI942 ULRICH Jing RE Advising on Corporate Finance 2018-07-10
ADO886 MORTON Peter Douglas RE Advising on Securities 2003-04-01 2003-11-26
ADO886 MORTON Peter Douglas RE Advising on Corporate Finance 2003-04-01 2003-11-26
ADO886 MORTON Peter Douglas RE Asset Management 2003-04-01 2003-11-26
ADT663 LEE Juwan Ju Hoon RE Dealing in Securities 2007-09-25 2010-01-11
ADT663 LEE Juwan Ju Hoon RE Advising on Securities 2007-09-25 2010-01-11
ADU319 LEE Hee Jae 李熙載 RE Dealing in Securities 2012-01-13 2012-07-11
ADU319 LEE Hee Jae 李熙載 RE Advising on Securities 2012-01-13 2012-07-11
ADU319 LEE Hee Jae 李熙載 RE Advising on Corporate Finance 2012-01-13 2012-07-11
ADV780 LONG Tien Ian 龍田淵 RE Advising on Corporate Finance 2003-04-01 2004-06-02
ADV780 LONG Tien Ian 龍田淵 RE Asset Management 2003-04-01 2004-06-02
ADV780 LONG Tien Ian 龍田淵 RE Advising on Securities 2003-04-01 2004-06-02
ADX061 JUNG Christopher Lam 曾俊文 RO Dealing in Securities 2010-09-16 2011-01-10
ADX061 JUNG Christopher Lam 曾俊文 RO Advising on Securities 2010-09-16 2011-01-10
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Advising on Securities 2003-04-01 2005-10-14
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Asset Management 2003-04-01 2003-12-23
ADX658 TAI Wing Sze, Charlotte 戴詠詩 RE Advising on Corporate Finance 2003-04-01 2003-12-23
ADY323 CHIANG Ming Zuei Charles 江明叡 RO Dealing in Securities 2017-11-01
ADY323 CHIANG Ming Zuei Charles 江明叡 RO Advising on Securities 2017-11-01
ADY959 TEO Wee Meng, Calvin 張偉明 RE Dealing in Securities 2012-01-13 2018-05-15
ADY959 TEO Wee Meng, Calvin 張偉明 RE Advising on Corporate Finance 2012-01-13 2018-05-15
ADY959 TEO Wee Meng, Calvin 張偉明 RE Advising on Securities 2012-01-13 2018-05-15
AEE351 CHAN Sze Chung 陳思冲 RE Advising on Securities 2012-01-13 2017-08-31
AEE351 CHAN Sze Chung 陳思冲 RE Dealing in Securities 2012-01-13 2017-08-31
AEE351 CHAN Sze Chung 陳思冲 RE Advising on Corporate Finance 2012-01-13 2017-08-31
AEE749 HOLSHEIMER Ryan Hans RO Dealing in Securities 2017-08-28
AEE749 HOLSHEIMER Ryan Hans RO Advising on Securities 2017-08-28
AEH773 CHEUNG Ling Yee, Elaine 張苓怡 RE Advising on Securities 2003-04-01 2003-05-30
AEH773 CHEUNG Ling Yee, Elaine 張苓怡 RE Asset Management 2003-04-01 2003-05-30
AEH773 CHEUNG Ling Yee, Elaine 張苓怡 RE Advising on Corporate Finance 2003-04-01 2003-05-30
AEL032 FANE Rupert John Alexander RO Advising on Securities 2005-05-27 2007-11-02
AEL032 FANE Rupert John Alexander RO Advising on Corporate Finance 2005-05-27 2007-11-02
AEL032 FANE Rupert John Alexander RO Dealing in Securities 2005-05-27 2007-11-02
AEL032 FANE Rupert John Alexander RE Advising on Corporate Finance 2003-04-01 2005-05-27
AEL032 FANE Rupert John Alexander RE Advising on Securities 2003-04-01 2005-05-27
AEL032 FANE Rupert John Alexander RE Asset Management 2003-04-01 2005-02-15
AEU791 HSIEH Chris RE Advising on Securities 2012-01-13 2013-07-19
AEU791 HSIEH Chris RE Advising on Corporate Finance 2012-01-13 2013-07-19
AEU791 HSIEH Chris RE Dealing in Securities 2012-01-13 2013-07-19
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Dealing in Securities 2003-04-01 2005-10-05
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Advising on Securities 2003-09-17 2005-10-05
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Providing Automated Trading Services 2003-04-01 2005-02-15
AFA128 YEUNG Kit Lun, Helen 楊潔賢 RE Advising on Corporate Finance 2003-04-01 2003-09-13
AFB901 GATTANI Vikaskumar Nandkishore RE Dealing in Securities 2005-08-26 2007-03-27
AFB901 GATTANI Vikaskumar Nandkishore RE Advising on Securities 2005-08-30 2007-03-27
AFD300 SHANIDZE Levan RE Advising on Securities 2003-04-01 2005-10-06
AFD300 SHANIDZE Levan RE Dealing in Securities 2003-04-01 2005-10-06
AFD300 SHANIDZE Levan RE Providing Automated Trading Services 2003-04-01 2005-02-15
AFD300 SHANIDZE Levan RE Asset Management 2003-04-01 2003-12-04
AFD300 SHANIDZE Levan RE Advising on Corporate Finance 2003-04-01 2003-12-04
AFD784 BACK Jonathan Paul RO Dealing in Securities 2005-05-27 2007-07-01
AFD784 BACK Jonathan Paul RO Advising on Corporate Finance 2005-05-27 2007-07-01
AFD784 BACK Jonathan Paul RO Advising on Securities 2005-05-27 2007-07-01
AFD784 BACK Jonathan Paul RE Advising on Securities 2003-04-01 2005-05-27
AFD784 BACK Jonathan Paul RE Advising on Corporate Finance 2003-04-01 2005-05-27
AFD784 BACK Jonathan Paul RE Asset Management 2003-04-01 2005-02-15
AFD851 CHING Wei Man, Raymond 程偉文 RE Advising on Corporate Finance 2003-04-01 2003-11-26
AFD851 CHING Wei Man, Raymond 程偉文 RE Advising on Securities 2003-04-01 2003-11-26
AFD851 CHING Wei Man, Raymond 程偉文 RE Asset Management 2003-04-01 2003-11-26
AFF234 SWARBRICK Andrew Jeremy RE Dealing in Securities 2003-04-01 2007-02-08
AFF234 SWARBRICK Andrew Jeremy RE Advising on Securities 2003-09-17 2007-02-08
AFF234 SWARBRICK Andrew Jeremy RE Providing Automated Trading Services 2003-04-01 2005-02-15
AFF234 SWARBRICK Andrew Jeremy RE Advising on Corporate Finance 2003-04-01 2003-09-13
AFF840 YAP Junaidi RE Dealing in Securities 2008-09-10 2011-06-28
AFF840 YAP Junaidi RE Advising on Securities 2008-10-08 2011-06-28
AFG740 FISK Eliot James Hywel RE Advising on Corporate Finance 2003-04-01 2015-02-12
AFG740 FISK Eliot James Hywel RE Advising on Securities 2003-04-01 2015-02-12
AFG740 FISK Eliot James Hywel RE Dealing in Securities 2010-08-18 2015-02-12
AFG740 FISK Eliot James Hywel RE Asset Management 2003-04-01 2005-02-15
AFK697 LIU Yangyang 劉揚揚 RE Asset Management 2003-04-01 2003-07-02
AFK697 LIU Yangyang 劉揚揚 RE Advising on Securities 2003-04-01 2003-07-02
AFK697 LIU Yangyang 劉揚揚 RE Advising on Corporate Finance 2003-04-01 2003-07-02
AFL104 PUNSHI Sidharth RE Advising on Securities 2016-06-01
AFL104 PUNSHI Sidharth RE Advising on Corporate Finance 2016-06-01
AFL104 PUNSHI Sidharth RE Dealing in Securities 2016-06-01
AFN669 CHENG Gordon 程鈺 RE Advising on Corporate Finance 2003-04-01 2003-11-26
AFN669 CHENG Gordon 程鈺 RE Asset Management 2003-04-01 2003-11-26
AFN669 CHENG Gordon 程鈺 RE Advising on Securities 2003-04-01 2003-11-26
AFR339 TSOI Yiu Ting 蔡耀庭 RO Advising on Corporate Finance 2013-02-27 2016-03-23
AFR339 TSOI Yiu Ting 蔡耀庭 RO Dealing in Securities 2013-02-27 2016-03-23
AFR339 TSOI Yiu Ting 蔡耀庭 RO Advising on Securities 2013-02-27 2016-03-23
AFR339 TSOI Yiu Ting 蔡耀庭 RE Advising on Securities 2012-01-13 2013-02-27
AFR339 TSOI Yiu Ting 蔡耀庭 RE Dealing in Securities 2012-01-13 2013-02-27
AFR339 TSOI Yiu Ting 蔡耀庭 RE Advising on Corporate Finance 2012-01-13 2013-02-27
AFT479 DIAO Yang 刁揚 RO Dealing in Securities 2012-03-01 2014-07-18
AFT479 DIAO Yang 刁揚 RO Advising on Securities 2012-03-01 2014-07-18
AFT479 DIAO Yang 刁揚 RO Advising on Corporate Finance 2012-03-01 2014-07-18
AFT910 SAYER David Michael RO Advising on Securities 2009-03-18 2012-07-28
AFT910 SAYER David Michael RO Dealing in Securities 2009-03-18 2012-07-28
AFT910 SAYER David Michael RE Dealing in Securities 2005-11-28 2009-03-18
AFT910 SAYER David Michael RE Advising on Securities 2005-11-29 2009-03-18
AFT910 SAYER David Michael RE Providing Automated Trading Services 2003-04-01 2004-05-06
AFT910 SAYER David Michael RE Dealing in Securities 2003-04-01 2004-05-06
AFT910 SAYER David Michael RE Advising on Securities 2003-09-17 2004-05-06
AFT910 SAYER David Michael RE Advising on Corporate Finance 2003-04-01 2003-09-13
AFT911 KAVANAGH Simon Montague RE Advising on Securities 2003-04-01 2003-11-26
AFT911 KAVANAGH Simon Montague RE Asset Management 2003-04-01 2003-11-26
AFT911 KAVANAGH Simon Montague RE Advising on Corporate Finance 2003-04-01 2003-11-26
AFU334 LONG David Nicholas RO Dealing in Securities 2003-04-01 2007-01-31
AFU334 LONG David Nicholas RO Advising on Securities 2003-12-02 2007-01-31
AFU334 LONG David Nicholas RO Providing Automated Trading Services 2003-04-01 2005-02-15
AFU651 MANGLA Achintya RO Advising on Corporate Finance 2009-10-28 2013-08-31
AFU651 MANGLA Achintya RO Dealing in Securities 2009-10-28 2013-08-31
AFU651 MANGLA Achintya RO Advising on Securities 2009-10-28 2013-08-31
AFU651 MANGLA Achintya RE Advising on Securities 2003-04-01 2009-10-28
AFU651 MANGLA Achintya RE Advising on Corporate Finance 2003-04-01 2009-10-28
AFU651 MANGLA Achintya RE Asset Management 2003-04-01 2005-02-15
AFU681 HUANG Thomas Chung-Ming 黃崇銘 RE Dealing in Securities 2006-11-02 2008-06-13
AFU681 HUANG Thomas Chung-Ming 黃崇銘 RE Advising on Securities 2006-11-02 2008-06-13
AGB448 JACKSON Anthony Philip RE Advising on Corporate Finance 2003-04-01 2003-11-26
AGB448 JACKSON Anthony Philip RE Asset Management 2003-04-01 2003-11-26
AGB448 JACKSON Anthony Philip RE Advising on Securities 2003-04-01 2003-11-26
AGC636 LIU Xiaohong 劉曉紅 RE Advising on Corporate Finance 2003-04-01 2003-11-26
AGC636 LIU Xiaohong 劉曉紅 RE Asset Management 2003-04-01 2003-11-26
AGC636 LIU Xiaohong 劉曉紅 RE Advising on Securities 2003-04-01 2003-11-26
AGH243 PAI Szu Chia, Nelly 白思佳 RO Dealing in Securities 2012-09-14
AGH243 PAI Szu Chia, Nelly 白思佳 RO Advising on Corporate Finance 2012-09-14
AGH243 PAI Szu Chia, Nelly 白思佳 RO Advising on Securities 2012-09-14
AGH243 PAI Szu Chia, Nelly 白思佳 RE Advising on Corporate Finance 2012-01-13 2012-09-14
AGH243 PAI Szu Chia, Nelly 白思佳 RE Dealing in Securities 2012-01-13 2012-09-14
AGH243 PAI Szu Chia, Nelly 白思佳 RE Advising on Securities 2012-01-13 2012-09-14
AGM551 BAMBER Richard Mark Anthony RE Dealing in Securities 2003-04-01 2006-02-03
AGM551 BAMBER Richard Mark Anthony RE Advising on Securities 2003-09-17 2006-02-03
AGM551 BAMBER Richard Mark Anthony RE Providing Automated Trading Services 2003-04-01 2005-02-15
AGM551 BAMBER Richard Mark Anthony RE Advising on Corporate Finance 2003-04-01 2003-09-13
AGN568 LEUNG Kar Cheung, Catherine 梁嘉彰 RO Dealing in Securities 2012-03-01 2015-04-10
AGN568 LEUNG Kar Cheung, Catherine 梁嘉彰 RO Advising on Securities 2012-03-01 2015-04-10
AGN568 LEUNG Kar Cheung, Catherine 梁嘉彰 RO Advising on Corporate Finance 2012-03-01 2015-04-10
AGN590 HWANG Jason Son RE Advising on Corporate Finance 2003-04-01 2004-04-16
AGN590 HWANG Jason Son RE Asset Management 2003-04-01 2004-04-16
AGN590 HWANG Jason Son RE Advising on Securities 2003-04-01 2004-04-16
AGO017 EL OMARI Maher RE Advising on Corporate Finance 2012-01-13
AGO017 EL OMARI Maher RE Dealing in Securities 2012-01-13
AGO017 EL OMARI Maher RE Advising on Securities 2012-01-13
AGO213 SHAH Bhavin Ajitkumar RE Advising on Corporate Finance 2003-04-01 2003-05-30
AGO213 SHAH Bhavin Ajitkumar RE Advising on Securities 2003-04-01 2003-05-30
AGO213 SHAH Bhavin Ajitkumar RE Asset Management 2003-04-01 2003-05-30
AGO384 MALKANI Sanjeev Lalchand RO Advising on Corporate Finance 2014-02-07
AGO384 MALKANI Sanjeev Lalchand RO Advising on Securities 2014-02-07
AGO384 MALKANI Sanjeev Lalchand RO Dealing in Securities 2014-02-07
AGO384 MALKANI Sanjeev Lalchand RE Dealing in Securities 2012-02-03 2014-02-07
AGO384 MALKANI Sanjeev Lalchand RE Advising on Securities 2012-02-03 2014-02-07
AGO384 MALKANI Sanjeev Lalchand RE Advising on Corporate Finance 2012-02-03 2014-02-07
AGO384 MALKANI Sanjeev Lalchand RE Advising on Corporate Finance 2003-04-01 2003-11-26
AGO384 MALKANI Sanjeev Lalchand RE Asset Management 2003-04-01 2003-11-26
AGO384 MALKANI Sanjeev Lalchand RE Advising on Securities 2003-04-01 2003-11-26
AGO391 MAIYA Parampally Murlidhar RO Dealing in Securities 2018-07-25
AGO391 MAIYA Parampally Murlidhar RO Advising on Securities 2018-07-25
AGO391 MAIYA Parampally Murlidhar RO Advising on Corporate Finance 2018-07-25
AGO391 MAIYA Parampally Murlidhar RE Advising on Corporate Finance 2015-05-13 2018-07-25
AGO391 MAIYA Parampally Murlidhar RE Dealing in Securities 2015-05-13 2018-07-25
AGO391 MAIYA Parampally Murlidhar RE Advising on Securities 2015-05-13 2018-07-25
AGP879 SHELMERDINE Thomas Alexander RE Advising on Corporate Finance 2003-04-01 2003-10-31
AGP879 SHELMERDINE Thomas Alexander RE Asset Management 2003-04-01 2003-10-31
AGP879 SHELMERDINE Thomas Alexander RE Advising on Securities 2003-04-01 2003-10-31
AGU654 LI Min 李民 RE Asset Management 2003-04-01 2004-06-18
AGU654 LI Min 李民 RE Advising on Securities 2003-04-01 2004-06-18
AGU654 LI Min 李民 RE Advising on Corporate Finance 2003-04-01 2004-06-18
AGV235 LARGE Alexander Richard Brooks RE Advising on Corporate Finance 2003-04-01 2004-08-27
AGV235 LARGE Alexander Richard Brooks RE Asset Management 2003-04-01 2004-08-27
AGV235 LARGE Alexander Richard Brooks RE Advising on Securities 2003-04-01 2004-08-27
AGZ861 HARRIS Thomas Christopher RE Providing Automated Trading Services 2003-04-01 2004-11-01
AGZ861 HARRIS Thomas Christopher RE Dealing in Securities 2003-04-01 2004-11-01
AGZ861 HARRIS Thomas Christopher RE Advising on Securities 2003-09-17 2004-11-01
AGZ861 HARRIS Thomas Christopher RE Advising on Corporate Finance 2003-04-01 2003-09-13
AHD377 FLETCHER Timothy John RE Advising on Securities 2012-01-13 2013-10-23
AHD377 FLETCHER Timothy John RE Advising on Corporate Finance 2012-01-13 2013-10-23
AHD377 FLETCHER Timothy John RE Dealing in Securities 2012-01-13 2013-10-23
AHD638 LU Jiandong 呂建東 RE Advising on Corporate Finance 2015-04-16 2016-04-30
AHD638 LU Jiandong 呂建東 RE Advising on Securities 2015-04-16 2016-04-30
AHD638 LU Jiandong 呂建東 RE Dealing in Securities 2015-04-16 2016-04-30
AHD684 CHEN Lan 陳嵐 RE Dealing in Securities 2017-09-20
AHD684 CHEN Lan 陳嵐 RE Advising on Corporate Finance 2017-09-20
AHD684 CHEN Lan 陳嵐 RE Advising on Securities 2017-09-20
AHD684 CHEN Lan 陳嵐 RE Advising on Corporate Finance 2003-04-01 2003-11-26
AHD684 CHEN Lan 陳嵐 RE Asset Management 2003-04-01 2003-11-26
AHD684 CHEN Lan 陳嵐 RE Advising on Securities 2003-04-01 2003-11-26
AHE190 WANG Lihong 王勵弘 RE Advising on Securities 2003-04-01 2003-11-26
AHE190 WANG Lihong 王勵弘 RE Asset Management 2003-04-01 2003-11-26
AHE190 WANG Lihong 王勵弘 RE Advising on Corporate Finance 2003-04-01 2003-11-26
AHM884 WEINER Stefan RE Advising on Corporate Finance 2003-04-01 2007-06-01
AHM884 WEINER Stefan RE Advising on Securities 2003-04-01 2007-06-01
AHM884 WEINER Stefan RE Asset Management 2003-04-01 2005-02-15
AHN604 MARIN Todd Robert RE Advising on Securities 2012-01-16 2015-05-08
AHN604 MARIN Todd Robert RE Advising on Corporate Finance 2012-01-16 2015-05-08
AHN604 MARIN Todd Robert RE Dealing in Securities 2012-01-16 2015-05-08
AHP545 THIESSEN Harold Frederick RE Advising on Securities 2003-04-01 2005-10-04
AHP545 THIESSEN Harold Frederick RE Advising on Corporate Finance 2003-04-01 2005-10-04
AHP545 THIESSEN Harold Frederick RE Asset Management 2003-04-01 2005-02-15
AHP766 LEE Kei Leung, William 李基樑 RO Advising on Securities 2008-12-08 2012-02-28
AHP766 LEE Kei Leung, William 李基樑 RO Dealing in Securities 2008-12-08 2012-02-28
AHP770 SIMMONS Daniel Ross RE Advising on Corporate Finance 2003-04-01 2005-05-31
AHP770 SIMMONS Daniel Ross RE Advising on Securities 2003-04-01 2005-05-31
AHP770 SIMMONS Daniel Ross RE Asset Management 2003-04-01 2005-02-15
AHR050 TREMLETT William RE Providing Automated Trading Services 2003-04-01 2004-05-07
AHR050 TREMLETT William RE Dealing in Securities 2003-04-01 2004-05-07
AHR050 TREMLETT William RE Advising on Securities 2003-09-17 2004-05-07
AHR050 TREMLETT William RE Advising on Corporate Finance 2003-04-01 2003-09-13
AHT594 CHO Kwong Lun 曹廣麟 RE Dealing in Securities 2015-10-06
AHT594 CHO Kwong Lun 曹廣麟 RE Advising on Corporate Finance 2015-10-06
AHT594 CHO Kwong Lun 曹廣麟 RE Advising on Securities 2015-10-06
AHV475 CHAN Connie Siu Man 陳肇敏 RE Dealing in Securities 2012-01-13 2013-04-30
AHV475 CHAN Connie Siu Man 陳肇敏 RE Advising on Securities 2012-01-13 2013-04-30
AHV475 CHAN Connie Siu Man 陳肇敏 RE Advising on Corporate Finance 2012-01-13 2013-04-30
AIB932 IP Hon Lam, Hiram 葉瀚林 RE Advising on Securities 2012-01-13 2016-10-31
AIB932 IP Hon Lam, Hiram 葉瀚林 RE Advising on Corporate Finance 2012-01-13 2016-10-31
AIB932 IP Hon Lam, Hiram 葉瀚林 RE Dealing in Securities 2012-01-13 2016-10-31
AIB974 LIU Hong 劉弘 RE Asset Management 2003-04-01 2003-06-16
AIB974 LIU Hong 劉弘 RE Advising on Securities 2003-04-01 2003-06-16
AIB974 LIU Hong 劉弘 RE Advising on Corporate Finance 2003-04-01 2003-06-16
AIL379 COOPER Andrew RE Advising on Securities 2003-04-01 2005-03-04
AIL379 COOPER Andrew RE Asset Management 2003-04-01 2005-03-04
AIL379 COOPER Andrew RE Advising on Corporate Finance 2003-04-01 2005-03-04
AJE095 HUANG Liming 黃立明 RE Advising on Securities 2010-07-05 2011-02-18
AJE095 HUANG Liming 黃立明 RE Dealing in Securities 2010-07-05 2011-02-18
AJL240 PRELLER Raoul Gustav RE Dealing in Securities 2008-06-18 2008-07-23
AJL240 PRELLER Raoul Gustav RE Advising on Securities 2008-07-14 2008-07-23
AJO203 BURDETT James William RO Advising on Securities 2012-03-16 2013-06-28
AJO203 BURDETT James William RO Dealing in Securities 2012-03-16 2013-06-28
AJO203 BURDETT James William RE Dealing in Securities 2004-03-18 2012-03-16
AJO203 BURDETT James William RE Advising on Securities 2004-03-18 2012-03-16
AJO203 BURDETT James William RE Providing Automated Trading Services 2004-03-18 2005-02-15
AKV267 HUI Gary San RE Advising on Securities 2004-06-26 2007-04-16
AKV267 HUI Gary San RE Dealing in Securities 2004-06-26 2007-04-16
AKV267 HUI Gary San RE Providing Automated Trading Services 2004-06-26 2005-02-15
ALB239 MYERS Kevin Mitchell RO Advising on Securities 2012-10-25 2013-08-16
ALB239 MYERS Kevin Mitchell RO Dealing in Securities 2012-10-25 2013-08-16
ALB239 MYERS Kevin Mitchell RE Dealing in Securities 2012-05-14 2012-10-25
ALB239 MYERS Kevin Mitchell RE Advising on Securities 2012-05-14 2012-10-25
ALC175 DUJARI Vipul RE Advising on Securities 2010-03-18 2013-04-30
ALC175 DUJARI Vipul RE Dealing in Securities 2010-03-18 2013-04-30
ALC178 ZHAI Pu 翟普 RE Dealing in Securities 2012-01-18 2015-03-31
ALC178 ZHAI Pu 翟普 RE Advising on Corporate Finance 2012-01-18 2015-03-31
ALC178 ZHAI Pu 翟普 RE Advising on Securities 2012-01-18 2015-03-31
ALG504 HUANG Guobin 黃國濱 RE Advising on Securities 2015-12-29
ALG504 HUANG Guobin 黃國濱 RE Dealing in Securities 2015-12-29
ALG504 HUANG Guobin 黃國濱 RE Advising on Corporate Finance 2015-12-29
ALI017 SINGH Chiranjeet RE Dealing in Securities 2006-02-27 2008-02-13
ALI017 SINGH Chiranjeet RE Advising on Securities 2006-02-27 2008-02-13
ALI017 SINGH Chiranjeet RE Dealing in Securities 2004-10-06 2005-12-06
ALI017 SINGH Chiranjeet RE Advising on Securities 2004-10-06 2005-12-06
ALI017 SINGH Chiranjeet RE Providing Automated Trading Services 2004-10-06 2005-02-15
ALI450 ZHANG Ling 張凌 RE Dealing in Securities 2019-01-21
ALI450 ZHANG Ling 張凌 RE Advising on Corporate Finance 2019-01-21
ALI450 ZHANG Ling 張凌 RE Advising on Securities 2019-01-21
ALI450 ZHANG Ling 張凌 RE Advising on Corporate Finance 2015-05-18 2015-08-28
ALI450 ZHANG Ling 張凌 RE Advising on Securities 2015-05-18 2015-08-28
ALI450 ZHANG Ling 張凌 RE Dealing in Securities 2015-05-18 2015-08-28
ALN577 IP Wang Hoi 葉耘開 RE Dealing in Securities 2012-01-13 2016-02-01
ALN577 IP Wang Hoi 葉耘開 RE Advising on Corporate Finance 2012-01-13 2016-02-01
ALN577 IP Wang Hoi 葉耘開 RE Advising on Securities 2012-01-13 2016-02-01
ALP916 LAU Hang 劉鏗 RE Advising on Corporate Finance 2012-02-03 2012-12-11
ALP916 LAU Hang 劉鏗 RE Advising on Securities 2012-02-03 2012-12-11
ALP916 LAU Hang 劉鏗 RE Dealing in Securities 2012-02-03 2012-12-11
ALP935 YU Yun Kai, Peter 余雲開 RE Dealing in Securities 2012-01-13
ALP935 YU Yun Kai, Peter 余雲開 RE Advising on Securities 2012-01-13
ALP935 YU Yun Kai, Peter 余雲開 RE Advising on Corporate Finance 2012-01-13
ALT901 WANG Xiaomeng 王小蒙 RE Dealing in Securities 2012-01-13 2016-03-15
ALT901 WANG Xiaomeng 王小蒙 RE Advising on Corporate Finance 2012-01-13 2016-03-15
ALT901 WANG Xiaomeng 王小蒙 RE Advising on Securities 2012-01-13 2016-03-15
ALU479 JI Yehong 季業宏 RE Advising on Securities 2012-01-13 2016-03-24
ALU479 JI Yehong 季業宏 RE Dealing in Securities 2012-01-13 2016-03-24
ALU479 JI Yehong 季業宏 RE Advising on Corporate Finance 2012-01-13 2016-03-24
ALU721 DOURIS Leonidas RE Advising on Securities 2005-03-14 2011-11-15
ALU721 DOURIS Leonidas RE Dealing in Securities 2005-03-14 2011-11-15
ALU721 DOURIS Leonidas RE Providing Automated Trading Services 2005-03-14 2005-03-18
ALW219 LAU Tsz Wing 劉子頴 RE Dealing in Securities 2013-05-15 2015-04-30
ALW219 LAU Tsz Wing 劉子頴 RE Advising on Securities 2013-05-15 2015-04-30
ALW219 LAU Tsz Wing 劉子頴 RE Advising on Securities 2005-04-04 2012-05-23
ALW219 LAU Tsz Wing 劉子頴 RE Dealing in Securities 2005-04-04 2012-05-23
ALZ591 XU Ruimin 徐睿旻 RE Advising on Securities 2012-01-13 2017-01-23
ALZ591 XU Ruimin 徐睿旻 RE Advising on Corporate Finance 2012-01-13 2017-01-23
ALZ591 XU Ruimin 徐睿旻 RE Dealing in Securities 2012-01-13 2017-01-23
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Advising on Securities 2012-01-13 2013-12-31
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Dealing in Securities 2012-01-13 2013-12-31
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Advising on Corporate Finance 2012-01-13 2013-12-31
AME504 YUEN Ho Man 袁浩文 RE Advising on Securities 2012-01-13 2018-10-03
AME504 YUEN Ho Man 袁浩文 RE Advising on Corporate Finance 2012-01-13 2018-10-03
AME504 YUEN Ho Man 袁浩文 RE Dealing in Securities 2012-01-13 2018-10-03
AMF214 CHAN Wai Ying, Rebecca 陳慧瑩 RE Dealing in Securities 2012-01-13 2014-04-25
AMF214 CHAN Wai Ying, Rebecca 陳慧瑩 RE Advising on Securities 2012-01-13 2014-04-25
AMF214 CHAN Wai Ying, Rebecca 陳慧瑩 RE Advising on Corporate Finance 2012-01-13 2014-04-25
AMH701 SHI Liying 施麗穎 RE Advising on Securities 2012-01-13 2013-01-31
AMH701 SHI Liying 施麗穎 RE Dealing in Securities 2012-01-13 2013-01-31
AMH701 SHI Liying 施麗穎 RE Advising on Corporate Finance 2012-01-13 2013-01-31
AMO372 LIAN Lian 連漣 RE Advising on Corporate Finance 2012-09-24
AMO372 LIAN Lian 連漣 RE Advising on Securities 2012-09-24
AMO372 LIAN Lian 連漣 RE Dealing in Securities 2012-09-24
AMO987 RUMMUN Roshan RE Dealing in Securities 2005-10-17 2007-06-16
AMO987 RUMMUN Roshan RE Advising on Securities 2005-10-17 2007-06-16
AMW488 CASATI Andrea RE Advising on Securities 2014-09-03 2015-05-20
AMW488 CASATI Andrea RE Advising on Corporate Finance 2014-09-03 2015-05-20
AMW488 CASATI Andrea RE Dealing in Securities 2014-09-03 2015-05-20
AMW685 NAITO Kazuma 內藤一真 RO Dealing in Securities 2012-04-13 2014-09-30
AMW685 NAITO Kazuma 內藤一真 RO Advising on Securities 2012-04-13 2014-09-30
ANE078 LIM Kyong Woo 林炅佑 RE Advising on Securities 2006-03-13 2007-03-28
ANE078 LIM Kyong Woo 林炅佑 RE Dealing in Securities 2006-03-13 2007-03-28
ANG488 WAGLE Kedar Anil RE Advising on Securities 2006-04-03 2008-04-29
ANG488 WAGLE Kedar Anil RE Dealing in Securities 2006-04-03 2008-04-29
ANH100 HU Tianzong Angela 胡天縱 RE Dealing in Securities 2012-02-03 2017-05-31
ANH100 HU Tianzong Angela 胡天縱 RE Advising on Corporate Finance 2012-02-03 2017-05-31
ANH100 HU Tianzong Angela 胡天縱 RE Advising on Securities 2012-02-03 2017-05-31
ANH516 WONG Wing To, Alex 黃穎濤 RE Advising on Corporate Finance 2017-10-25 2018-02-14
ANH516 WONG Wing To, Alex 黃穎濤 RE Dealing in Securities 2017-10-25 2018-02-14
ANH516 WONG Wing To, Alex 黃穎濤 RE Advising on Securities 2017-10-25 2018-02-14
ANH516 WONG Wing To, Alex 黃穎濤 RE Advising on Securities 2013-09-30 2017-08-03
ANH516 WONG Wing To, Alex 黃穎濤 RE Dealing in Securities 2013-09-30 2017-08-03
ANH516 WONG Wing To, Alex 黃穎濤 RE Advising on Corporate Finance 2013-09-30 2017-08-03
ANK771 XU Ying 徐瑩 RE Advising on Corporate Finance 2012-01-13 2012-03-10
ANK771 XU Ying 徐瑩 RE Advising on Securities 2012-01-13 2012-03-10
ANK771 XU Ying 徐瑩 RE Dealing in Securities 2012-01-13 2012-03-10
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Advising on Securities 2008-06-24 2009-04-17
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Dealing in Securities 2008-08-05 2009-04-17
ANM487 LIM Soo Chong 林思聰 RE Advising on Securities 2008-09-10 2010-06-01
ANM487 LIM Soo Chong 林思聰 RE Dealing in Securities 2008-10-08 2010-06-01
ANP011 LI Xiang 李响 RE Advising on Securities 2012-01-13 2014-05-23
ANP011 LI Xiang 李响 RE Dealing in Securities 2012-01-13 2014-05-23
ANP011 LI Xiang 李响 RE Advising on Corporate Finance 2012-01-13 2014-05-23
ANR877 LEE Ji Hoon RE Dealing in Securities 2007-05-31 2008-07-03
ANR877 LEE Ji Hoon RE Advising on Securities 2007-05-31 2008-07-03
ANT257 HUANG Yu 黃昱 RE Dealing in Securities 2013-11-06 2015-05-14
ANT257 HUANG Yu 黃昱 RE Advising on Corporate Finance 2013-11-06 2015-05-14
ANT257 HUANG Yu 黃昱 RE Advising on Securities 2013-11-06 2015-05-14
ANT257 HUANG Yu 黃昱 RE Advising on Corporate Finance 2012-01-13 2013-03-28
ANT257 HUANG Yu 黃昱 RE Advising on Securities 2012-01-13 2013-03-28
ANT257 HUANG Yu 黃昱 RE Dealing in Securities 2012-01-13 2013-03-28
ANT287 SHEN Xiao 沈霄 RE Advising on Corporate Finance 2012-01-13 2016-03-24
ANT287 SHEN Xiao 沈霄 RE Advising on Securities 2012-01-13 2016-03-24
ANT287 SHEN Xiao 沈霄 RE Dealing in Securities 2012-01-13 2016-03-24
ANU361 CHEUNG How Leung 張效良 RE Dealing in Securities 2018-05-08
ANU361 CHEUNG How Leung 張效良 RE Advising on Corporate Finance 2018-05-08
ANU361 CHEUNG How Leung 張效良 RE Advising on Securities 2018-05-08
ANV103 XU Hu 徐虎 RO Advising on Corporate Finance 2019-03-20
ANV103 XU Hu 徐虎 RO Dealing in Securities 2019-03-20
ANV103 XU Hu 徐虎 RO Advising on Securities 2019-03-20
ANV103 XU Hu 徐虎 RE Advising on Corporate Finance 2012-01-13 2019-03-20
ANV103 XU Hu 徐虎 RE Dealing in Securities 2012-01-13 2019-03-20
ANV103 XU Hu 徐虎 RE Advising on Securities 2012-01-13 2019-03-20
ANW189 SZE Tin Yeung, Randoll 施天揚 RE Dealing in Securities 2012-01-13 2013-03-28
ANW189 SZE Tin Yeung, Randoll 施天揚 RE Advising on Corporate Finance 2012-01-13 2013-03-28
ANW189 SZE Tin Yeung, Randoll 施天揚 RE Advising on Securities 2012-01-13 2013-03-28
ANW223 CHEW Kang Wei 周康偉 RE Dealing in Securities 2007-05-31 2008-07-04
ANW223 CHEW Kang Wei 周康偉 RE Advising on Securities 2007-05-31 2008-07-04
AOA648 KIM Young-Ki 金暎起 RE Dealing in Securities 2012-02-03 2012-07-29
AOA648 KIM Young-Ki 金暎起 RE Advising on Securities 2012-02-03 2012-07-29
AOA648 KIM Young-Ki 金暎起 RE Advising on Corporate Finance 2012-02-03 2012-07-29
AOB273 HWANG Simon 黃義天 RE Advising on Securities 2007-09-06 2008-05-27
AOB273 HWANG Simon 黃義天 RE Dealing in Securities 2007-09-06 2008-05-27
AOE809 SHI Shao Hua 石少華 RE Advising on Securities 2012-02-03 2012-03-17
AOE809 SHI Shao Hua 石少華 RE Advising on Corporate Finance 2012-02-03 2012-03-17
AOE809 SHI Shao Hua 石少華 RE Dealing in Securities 2012-02-03 2012-03-17
AOJ295 RAILLOT Franck Kim RE Dealing in Securities 2007-01-17 2008-09-01
AOJ295 RAILLOT Franck Kim RE Advising on Securities 2007-01-17 2008-09-01
AOJ599 LIU Chang 劉暢 RE Advising on Corporate Finance 2012-01-13 2015-05-20
AOJ599 LIU Chang 劉暢 RE Dealing in Securities 2012-01-13 2015-05-20
AOJ599 LIU Chang 劉暢 RE Advising on Securities 2012-01-13 2015-05-20
AOS569 FU Qianqian 傅騫騫 RE Advising on Securities 2017-07-03
AOS569 FU Qianqian 傅騫騫 RE Advising on Corporate Finance 2017-07-03
AOS569 FU Qianqian 傅騫騫 RE Dealing in Securities 2017-07-03
AOU493 LUN Wai Ho, Joseph 倫偉豪 RE Advising on Corporate Finance 2014-08-18 2016-03-17
AOU493 LUN Wai Ho, Joseph 倫偉豪 RE Advising on Securities 2014-08-18 2016-03-17
AOU493 LUN Wai Ho, Joseph 倫偉豪 RE Dealing in Securities 2014-08-18 2016-03-17
APA100 MAHROTRI Tarun Murli RO Dealing in Securities 2010-12-09 2012-02-01
APA100 MAHROTRI Tarun Murli RO Advising on Securities 2010-12-09 2012-02-01
APA129 STEARN Nicholas Antony RE Dealing in Securities 2016-07-07
APA129 STEARN Nicholas Antony RE Advising on Securities 2016-07-07
APB099 TAY Chien Thuan, Francis 鄭振傳 RE Advising on Securities 2010-09-24 2011-12-07
APB099 TAY Chien Thuan, Francis 鄭振傳 RE Dealing in Securities 2010-09-24 2011-12-07
APB696 GORDON Steven Barry RE Advising on Securities 2007-06-08
APB696 GORDON Steven Barry RE Dealing in Securities 2007-06-08
APF010 LAU Velda 劉慧德 RE Advising on Securities 2010-06-23 2011-04-06
APF010 LAU Velda 劉慧德 RE Dealing in Securities 2010-06-23 2011-04-06
APJ673 TUNG Roland RE Dealing in Securities 2007-08-09 2009-05-08
APJ673 TUNG Roland RE Advising on Securities 2007-08-09 2009-05-08
APJ685 WONG Benjamin Malcolm 黃務騰 RE Advising on Securities 2007-08-09 2008-12-15
APJ685 WONG Benjamin Malcolm 黃務騰 RE Dealing in Securities 2007-08-09 2008-12-15
APK595 STIMSON Mark Grant RE Dealing in Securities 2019-04-01
APK595 STIMSON Mark Grant RE Advising on Corporate Finance 2019-04-01
APK595 STIMSON Mark Grant RE Advising on Securities 2019-04-01
APK597 HERSEY Steven James RO Advising on Securities 2013-10-09 2016-08-09
APK597 HERSEY Steven James RO Dealing in Securities 2013-10-09 2016-08-09
APK729 MULLARD David Andrew RE Advising on Securities 2007-08-16 2009-02-20
APK729 MULLARD David Andrew RE Dealing in Securities 2007-08-16 2009-02-20
APK732 ER Wilson 余偉勝 RE Dealing in Securities 2007-08-16 2011-02-01
APK732 ER Wilson 余偉勝 RE Advising on Securities 2007-08-16 2010-07-12
APL208 LI Yirong 李苡榕 RE Dealing in Securities 2013-01-10 2013-03-31
APL208 LI Yirong 李苡榕 RE Advising on Securities 2013-01-10 2013-03-31
APO665 LETEISSIER Arnaud Pierre Marie RE Dealing in Securities 2007-09-07 2008-06-06
APO665 LETEISSIER Arnaud Pierre Marie RE Advising on Securities 2007-09-07 2008-06-06
APO977 LU Xiaoying 陸曉穎 RE Advising on Corporate Finance 2012-01-13 2012-11-29
APO977 LU Xiaoying 陸曉穎 RE Advising on Securities 2012-01-13 2012-11-29
APO977 LU Xiaoying 陸曉穎 RE Dealing in Securities 2012-01-13 2012-11-29
APP580 CHEUNG Yik Shan 張亦珊 RE Advising on Securities 2010-09-03 2012-06-18
APP580 CHEUNG Yik Shan 張亦珊 RE Dealing in Securities 2010-09-03 2012-06-18
APR707 LONGUA Mark Paul RE Dealing in Securities 2007-09-25 2008-09-30
APR707 LONGUA Mark Paul RE Advising on Securities 2007-09-25 2008-09-30
APS510 LEUNG Kin Ling, Karen 梁健鈴 RE Advising on Securities 2007-10-08 2009-06-16
APS510 LEUNG Kin Ling, Karen 梁健鈴 RE Dealing in Securities 2007-10-08 2009-06-16
APW241 HO Lai Ha 何麗霞 RE Dealing in Securities 2012-01-13 2013-05-24
APW241 HO Lai Ha 何麗霞 RE Advising on Corporate Finance 2012-01-13 2013-05-24
APW241 HO Lai Ha 何麗霞 RE Advising on Securities 2012-01-13 2013-05-24
APW596 ECONOMOS Andrew RE Advising on Securities 2007-10-29 2009-05-07
APW596 ECONOMOS Andrew RE Dealing in Securities 2007-10-29 2009-05-07
APZ646 LIM Lian Ee 林連毅 RE Advising on Securities 2012-02-06 2013-02-22
APZ646 LIM Lian Ee 林連毅 RE Dealing in Securities 2012-02-06 2013-02-22
APZ646 LIM Lian Ee 林連毅 RE Advising on Corporate Finance 2012-02-06 2013-02-22
AQA153 XIAO Xin 肖欣 RE Dealing in Securities 2012-02-23 2014-09-02
AQA153 XIAO Xin 肖欣 RE Advising on Securities 2012-02-23 2014-09-02
AQA153 XIAO Xin 肖欣 RE Advising on Corporate Finance 2012-02-23 2014-09-02
AQC313 WANG Zhiyuan 王志遠 RE Advising on Corporate Finance 2012-02-27 2012-04-19
AQC313 WANG Zhiyuan 王志遠 RE Advising on Securities 2012-02-27 2012-04-19
AQC313 WANG Zhiyuan 王志遠 RE Dealing in Securities 2012-02-27 2012-04-19
AQI625 LAU Yu 劉宇 RE Advising on Securities 2012-01-13 2012-11-06
AQI625 LAU Yu 劉宇 RE Dealing in Securities 2012-01-13 2012-11-06
AQI625 LAU Yu 劉宇 RE Advising on Corporate Finance 2012-01-13 2012-11-06
AQJ204 CHENG Chun Ning 鄭振寧 RO Advising on Corporate Finance 2018-08-07
AQJ204 CHENG Chun Ning 鄭振寧 RO Advising on Securities 2018-08-07
AQJ204 CHENG Chun Ning 鄭振寧 RO Dealing in Securities 2018-08-07
AQJ204 CHENG Chun Ning 鄭振寧 RE Advising on Securities 2013-03-06 2018-08-07
AQJ204 CHENG Chun Ning 鄭振寧 RE Dealing in Securities 2013-03-06 2018-08-07
AQJ204 CHENG Chun Ning 鄭振寧 RE Advising on Corporate Finance 2013-03-06 2018-08-07
AQQ105 KIM Kyung Han RE Dealing in Securities 2015-09-01 2015-11-06
AQQ105 KIM Kyung Han RE Advising on Corporate Finance 2015-09-01 2015-11-06
AQQ105 KIM Kyung Han RE Advising on Securities 2015-09-01 2015-11-06
AQQ105 KIM Kyung Han RE Advising on Corporate Finance 2012-01-13 2014-03-31
AQQ105 KIM Kyung Han RE Advising on Securities 2012-01-13 2014-03-31
AQQ105 KIM Kyung Han RE Dealing in Securities 2012-01-13 2014-03-31
AQU426 ANG Xiao Yun 洪曉雲 RE Dealing in Securities 2012-01-13 2015-08-25
AQU426 ANG Xiao Yun 洪曉雲 RE Advising on Securities 2012-01-13 2015-08-25
AQU426 ANG Xiao Yun 洪曉雲 RE Advising on Corporate Finance 2012-01-13 2015-08-25
AQV179 LEUNG Chi Man 梁治文 RE Advising on Securities 2019-03-26
AQV179 LEUNG Chi Man 梁治文 RE Dealing in Securities 2019-03-26
AQV179 LEUNG Chi Man 梁治文 RO Dealing in Securities 2017-12-13 2018-06-01
AQV179 LEUNG Chi Man 梁治文 RO Advising on Securities 2017-12-13 2018-06-01
AQV179 LEUNG Chi Man 梁治文 RE Advising on Securities 2010-07-12 2017-12-13
AQV179 LEUNG Chi Man 梁治文 RE Dealing in Securities 2010-07-12 2017-12-13
ARA362 PU Xueqian 朴學謙 RE Advising on Corporate Finance 2015-12-29 2016-06-28
ARA362 PU Xueqian 朴學謙 RE Advising on Securities 2015-12-29 2016-06-28
ARA362 PU Xueqian 朴學謙 RE Dealing in Securities 2015-12-29 2016-06-28
ARE817 CHOY Wai Ting 蔡偉定 RE Advising on Corporate Finance 2012-01-13 2015-06-15
ARE817 CHOY Wai Ting 蔡偉定 RE Advising on Securities 2012-01-13 2015-06-15
ARE817 CHOY Wai Ting 蔡偉定 RE Dealing in Securities 2012-01-13 2015-06-15
ARF778 XIANG Yuqiu 項與秋 RE Advising on Securities 2012-01-13 2016-03-17
ARF778 XIANG Yuqiu 項與秋 RE Dealing in Securities 2012-01-13 2016-03-17
ARF778 XIANG Yuqiu 項與秋 RE Advising on Corporate Finance 2012-01-13 2016-03-17
ARG381 WANG Xiaobin 王小賓 RE Advising on Corporate Finance 2016-05-04 2018-10-19
ARG381 WANG Xiaobin 王小賓 RE Dealing in Securities 2016-05-04 2018-10-19
ARG381 WANG Xiaobin 王小賓 RE Advising on Securities 2016-05-04 2018-10-19
ARH504 LO Henek Hon Ning 羅漢寧 RE Advising on Securities 2010-08-16 2011-03-04
ARH504 LO Henek Hon Ning 羅漢寧 RE Dealing in Securities 2010-08-16 2011-03-04
ARJ546 ASSOMULL Yovan Vijay RE Advising on Securities 2008-07-28 2013-04-24
ARJ546 ASSOMULL Yovan Vijay RE Dealing in Securities 2008-07-28 2013-04-24
ARO424 SCHOEB JR Richard Joseph RE Dealing in Securities 2008-08-28 2010-02-18
ARO424 SCHOEB JR Richard Joseph RE Advising on Securities 2008-08-28 2010-02-18
ARS102 LI Enlun 李恩倫 RE Dealing in Securities 2012-01-16 2012-04-13
ARS102 LI Enlun 李恩倫 RE Advising on Corporate Finance 2012-01-16 2012-04-13
ARS102 LI Enlun 李恩倫 RE Advising on Securities 2012-01-16 2012-04-13
ART001 AYOUB Faris Ibrahim Taha RE Dealing in Securities 2008-10-17 2012-02-03
ART001 AYOUB Faris Ibrahim Taha RE Advising on Securities 2008-10-17 2010-07-12
ARZ150 IP Ho Ming 葉灝銘 RE Advising on Corporate Finance 2012-01-16 2014-03-28
ARZ150 IP Ho Ming 葉灝銘 RE Dealing in Securities 2012-01-16 2014-03-28
ARZ150 IP Ho Ming 葉灝銘 RE Advising on Securities 2012-01-16 2014-03-28
ASI403 MURPHY Daniel Joseph RO Dealing in Securities 2016-04-13 2016-12-06
ASI403 MURPHY Daniel Joseph RO Advising on Securities 2016-04-13 2016-12-06
ASI403 MURPHY Daniel Joseph RE Dealing in Securities 2013-07-22 2016-04-13
ASI403 MURPHY Daniel Joseph RE Advising on Securities 2013-07-22 2016-04-13
ASO671 SOFIANOS Daniel John RO Dealing in Securities 2014-06-17 2017-05-11
ASO671 SOFIANOS Daniel John RO Advising on Securities 2014-06-17 2017-05-11
ASO689 SUN Xiaofeng 孫曉峰 RE Advising on Securities 2015-12-10
ASO689 SUN Xiaofeng 孫曉峰 RE Dealing in Securities 2015-12-10
ASO689 SUN Xiaofeng 孫曉峰 RE Advising on Corporate Finance 2015-12-10
ATN888 LI Yilu 李伊呂 RE Advising on Securities 2012-01-13 2013-05-23
ATN888 LI Yilu 李伊呂 RE Dealing in Securities 2012-01-13 2013-05-23
ATN888 LI Yilu 李伊呂 RE Advising on Corporate Finance 2012-01-13 2013-05-23
ATO463 MANNO Niccolo RE Advising on Corporate Finance 2013-12-02 2015-05-20
ATO463 MANNO Niccolo RE Advising on Securities 2013-12-02 2015-05-20
ATO463 MANNO Niccolo RE Dealing in Securities 2013-12-02 2015-05-20
ATO543 CHUA Zi Kang 蔡子康 RE Advising on Securities 2013-11-19 2016-07-29
ATO543 CHUA Zi Kang 蔡子康 RE Dealing in Securities 2013-11-19 2016-07-29
ATO543 CHUA Zi Kang 蔡子康 RE Advising on Corporate Finance 2013-11-19 2016-07-29
ATO768 LIU Ying 劉莹 RE Advising on Corporate Finance 2012-02-23 2014-06-30
ATO768 LIU Ying 劉莹 RE Advising on Securities 2012-02-23 2014-06-30
ATO768 LIU Ying 劉莹 RE Dealing in Securities 2012-02-23 2014-06-30
ATY790 CHANDRAMOULI Arun RE Dealing in Securities 2010-06-23 2012-05-25
ATY790 CHANDRAMOULI Arun RE Advising on Securities 2010-06-23 2012-05-25
AUE953 BANGHART III James Munger RO Dealing in Securities 2015-11-25 2016-09-23
AUE953 BANGHART III James Munger RO Advising on Securities 2015-11-25 2016-09-23
AUE953 BANGHART III James Munger RE Advising on Securities 2015-04-20 2015-11-25
AUE953 BANGHART III James Munger RE Dealing in Securities 2015-04-20 2015-11-25
AUG804 JAYARAMAN Sreenivas RE Advising on Securities 2012-01-13 2014-09-30
AUG804 JAYARAMAN Sreenivas RE Dealing in Securities 2012-01-13 2014-09-30
AUG804 JAYARAMAN Sreenivas RE Advising on Corporate Finance 2012-01-13 2012-12-23
AUJ252 BEDAWI Nagi RO Dealing in Securities 2011-01-17 2012-02-14
AUJ252 BEDAWI Nagi RE Dealing in Securities 2009-12-21 2011-01-17
AUJ252 BEDAWI Nagi RE Advising on Securities 2009-12-21 2010-07-12
AUJ847 QIAN Junwei 錢珺薇 RE Advising on Corporate Finance 2013-08-05
AUJ847 QIAN Junwei 錢珺薇 RE Advising on Securities 2013-08-05
AUJ847 QIAN Junwei 錢珺薇 RE Dealing in Securities 2013-08-05
AUR589 BENOMAR Youssef RE Dealing in Securities 2010-02-08 2012-02-01
AUR589 BENOMAR Youssef RE Advising on Securities 2010-02-08 2010-07-12
AUS964 ZHANG Yang 張陽 RE Advising on Securities 2017-10-11
AUS964 ZHANG Yang 張陽 RE Advising on Corporate Finance 2017-10-11
AUS964 ZHANG Yang 張陽 RE Dealing in Securities 2017-10-11
AUT504 HUANG Wenjun 黃文君 RE Advising on Securities 2014-06-17 2014-07-03
AUT504 HUANG Wenjun 黃文君 RE Advising on Corporate Finance 2014-06-17 2014-07-03
AUT504 HUANG Wenjun 黃文君 RE Dealing in Securities 2014-06-17 2014-07-03
AUW030 GENG Cong 耿聰 RE Advising on Corporate Finance 2012-01-13 2013-06-06
AUW030 GENG Cong 耿聰 RE Dealing in Securities 2012-01-13 2013-06-06
AUW030 GENG Cong 耿聰 RE Advising on Securities 2012-01-13 2013-06-06
AUZ061 WU Warren Charles 吳華倫 RE Advising on Corporate Finance 2014-06-23 2018-03-09
AUZ061 WU Warren Charles 吳華倫 RE Dealing in Securities 2014-06-23 2018-03-09
AUZ061 WU Warren Charles 吳華倫 RE Advising on Securities 2014-06-23 2018-03-09
AUZ061 WU Warren Charles 吳華倫 RE Advising on Corporate Finance 2012-01-13 2013-01-11
AUZ061 WU Warren Charles 吳華倫 RE Dealing in Securities 2012-01-13 2013-01-11
AUZ061 WU Warren Charles 吳華倫 RE Advising on Securities 2012-01-13 2013-01-11
AVI597 KOHLI Nikhil RE Advising on Securities 2012-01-13 2014-03-14
AVI597 KOHLI Nikhil RE Dealing in Securities 2012-01-13 2014-03-14
AVI597 KOHLI Nikhil RE Advising on Corporate Finance 2012-01-13 2012-12-23
AVI629 CHANG William Wei Han 張維漢 RE Advising on Corporate Finance 2013-07-02 2016-06-15
AVI629 CHANG William Wei Han 張維漢 RE Advising on Securities 2013-07-02 2016-06-15
AVI629 CHANG William Wei Han 張維漢 RE Dealing in Securities 2013-07-02 2016-06-15
AVI743 ZHU Shirong 朱世融 RE Advising on Securities 2014-07-11 2015-07-14
AVI743 ZHU Shirong 朱世融 RE Advising on Corporate Finance 2014-07-11 2015-07-14
AVI743 ZHU Shirong 朱世融 RE Dealing in Securities 2014-07-11 2015-07-14
AVI919 MEHTA Rubin RE Advising on Securities 2018-04-10
AVI919 MEHTA Rubin RE Dealing in Securities 2018-04-10
AVI919 MEHTA Rubin RE Advising on Corporate Finance 2018-04-10
AVK737 MAHESHWARI Abhinav RE Advising on Securities 2010-06-28 2014-04-02
AVK737 MAHESHWARI Abhinav RE Dealing in Securities 2010-06-28 2014-04-02
AVS364 MC QUADE Ryan F RE Dealing in Securities 2019-02-14
AVS364 MC QUADE Ryan F RE Advising on Securities 2019-03-18
AVT233 GREENBERG Matthew Bailey RO Dealing in Securities 2013-06-04 2015-05-20
AVT233 GREENBERG Matthew Bailey RO Advising on Securities 2013-06-04 2015-05-20
AVT233 GREENBERG Matthew Bailey RE Advising on Securities 2012-04-17 2013-06-04
AVT233 GREENBERG Matthew Bailey RE Dealing in Securities 2012-04-17 2013-06-04
AVX016 LIU Jia 劉佳 RE Advising on Corporate Finance 2012-01-13 2013-08-20
AVX016 LIU Jia 劉佳 RE Advising on Securities 2012-01-13 2013-08-20
AVX016 LIU Jia 劉佳 RE Dealing in Securities 2012-01-13 2013-08-20
AVX210 CAI Xiaoxiang 蔡小翔 RE Dealing in Securities 2013-07-29
AVX210 CAI Xiaoxiang 蔡小翔 RE Advising on Securities 2013-07-29
AVX210 CAI Xiaoxiang 蔡小翔 RE Advising on Corporate Finance 2013-07-29
AWA216 ZHANG Lin 張霖 RE Dealing in Securities 2012-01-13
AWA216 ZHANG Lin 張霖 RE Advising on Securities 2012-01-13
AWA216 ZHANG Lin 張霖 RE Advising on Corporate Finance 2012-01-13
AWC345 SHAH Kiran Dhirajlal RO Advising on Securities 2013-02-18 2015-06-29
AWC345 SHAH Kiran Dhirajlal RO Dealing in Securities 2013-02-18 2015-06-29
AWE442 THAKUR Pranav RO Advising on Securities 2011-08-19 2016-03-31
AWE442 THAKUR Pranav RO Dealing in Securities 2011-08-19 2016-03-31
AWI081 WANG Qian 王前 RE Dealing in Securities 2018-05-03
AWI081 WANG Qian 王前 RE Advising on Corporate Finance 2018-05-03
AWI081 WANG Qian 王前 RE Advising on Securities 2018-05-03
AWK707 LEE Wai Kit Patrick 李煒傑 RE Advising on Corporate Finance 2012-01-13 2012-04-30
AWK707 LEE Wai Kit Patrick 李煒傑 RE Advising on Securities 2012-01-13 2012-04-30
AWK707 LEE Wai Kit Patrick 李煒傑 RE Dealing in Securities 2012-01-13 2012-04-30
AWY734 HAZARIKA Anupom RE Advising on Securities 2013-05-15 2015-03-18
AWY734 HAZARIKA Anupom RE Dealing in Securities 2013-05-15 2015-03-18
AWY734 HAZARIKA Anupom RE Dealing in Securities 2011-03-10 2012-05-23
AWY734 HAZARIKA Anupom RE Advising on Securities 2011-03-10 2012-05-23
AWZ084 CHEN Chen 陳晨 RE Advising on Corporate Finance 2018-02-12
AWZ084 CHEN Chen 陳晨 RE Dealing in Securities 2018-02-20
AWZ084 CHEN Chen 陳晨 RE Advising on Securities 2018-02-20
AXC895 REN Cheng 任琤 RE Advising on Securities 2018-09-06
AXC895 REN Cheng 任琤 RE Advising on Corporate Finance 2018-09-06
AXC895 REN Cheng 任琤 RE Dealing in Securities 2018-09-06
AXF806 LEVY Cyril Claude RE Advising on Securities 2013-04-12 2013-04-30
AXF806 LEVY Cyril Claude RE Dealing in Securities 2013-04-12 2013-04-30
AXF806 LEVY Cyril Claude RO Advising on Securities 2012-11-08 2013-04-12
AXF806 LEVY Cyril Claude RO Dealing in Securities 2012-11-08 2013-04-12
AXH172 CHAN Siu Lun 陳兆麟 RE Advising on Corporate Finance 2012-01-09 2014-10-09
AXH172 CHAN Siu Lun 陳兆麟 RE Advising on Securities 2012-01-09 2014-10-09
AXH172 CHAN Siu Lun 陳兆麟 RE Dealing in Securities 2012-01-09 2014-10-09
AXI904 SUN Xiaoqing 孫曉青 RE Advising on Corporate Finance 2012-01-13 2013-06-25
AXI904 SUN Xiaoqing 孫曉青 RE Advising on Securities 2012-01-13 2013-06-25
AXI904 SUN Xiaoqing 孫曉青 RE Dealing in Securities 2012-01-13 2013-06-25
AXK682 SETHIA Abhijay RE Advising on Securities 2011-08-15 2012-06-18
AXK682 SETHIA Abhijay RE Dealing in Securities 2011-08-15 2012-06-18
AXM322 GUPTA Varun RE Dealing in Securities 2011-06-23 2011-07-30
AXM322 GUPTA Varun RE Advising on Securities 2011-06-23 2011-07-30
AXN061 SANG Yunyan 桑芸燕 RE Advising on Securities 2014-11-24 2015-03-25
AXN061 SANG Yunyan 桑芸燕 RE Dealing in Securities 2014-11-24 2015-03-25
AXN061 SANG Yunyan 桑芸燕 RE Advising on Corporate Finance 2014-11-24 2015-03-25
AXR086 HE XIANG RE Dealing in Securities 2013-06-21
AXR086 HE XIANG RE Advising on Corporate Finance 2013-06-21
AXR086 HE XIANG RE Advising on Securities 2013-06-21
AXR368 HONG Keith Chun-yiu 康振耀 RE Dealing in Securities 2012-07-23 2013-05-07
AXR368 HONG Keith Chun-yiu 康振耀 RE Advising on Securities 2012-07-23 2013-05-07
AXS859 JHUNJHUNWALA Siddharth RE Dealing in Securities 2011-07-29 2012-07-26
AXS859 JHUNJHUNWALA Siddharth RE Advising on Securities 2011-07-29 2012-07-26
AXU881 SANADHYA Sudhanshu RE Advising on Securities 2011-08-05 2012-07-26
AXU881 SANADHYA Sudhanshu RE Dealing in Securities 2011-08-05 2012-07-26
AXV969 LIANG Lining 梁立寧 RE Advising on Securities 2013-06-03 2014-09-30
AXV969 LIANG Lining 梁立寧 RE Dealing in Securities 2013-06-03 2014-09-30
AXX238 LI Xichen 李希晨 RE Dealing in Securities 2013-11-11 2015-03-19
AXX238 LI Xichen 李希晨 RE Advising on Securities 2013-11-11 2015-03-19
AXX238 LI Xichen 李希晨 RE Advising on Corporate Finance 2013-11-11 2015-03-19
AXZ779 HEUNG Hop Sang 香俠笙 RE Advising on Corporate Finance 2014-02-04 2015-08-24
AXZ779 HEUNG Hop Sang 香俠笙 RE Dealing in Securities 2014-02-04 2015-08-24
AXZ779 HEUNG Hop Sang 香俠笙 RE Advising on Securities 2014-02-04 2015-08-24
AYJ060 DE GRIVEL Olivier Jean-marie RE Advising on Securities 2012-01-13 2012-02-29
AYJ060 DE GRIVEL Olivier Jean-marie RE Dealing in Securities 2012-01-13 2012-02-29
AYJ060 DE GRIVEL Olivier Jean-marie RE Advising on Corporate Finance 2012-01-13 2012-02-29
AYM505 LU Shurui 呂姝睿 RE Advising on Corporate Finance 2014-02-10
AYM505 LU Shurui 呂姝睿 RE Advising on Securities 2014-02-10
AYM505 LU Shurui 呂姝睿 RE Dealing in Securities 2014-02-10
AYQ805 ZHANG Menghan 張夢涵 RE Advising on Corporate Finance 2019-01-21
AYQ805 ZHANG Menghan 張夢涵 RE Advising on Securities 2019-01-21
AYQ805 ZHANG Menghan 張夢涵 RE Dealing in Securities 2019-01-21
AYQ814 LAU Raymond Wai Cheuk 劉偉卓 RO Advising on Securities 2018-07-09
AYQ814 LAU Raymond Wai Cheuk 劉偉卓 RO Dealing in Securities 2018-07-09
AYQ814 LAU Raymond Wai Cheuk 劉偉卓 RO Advising on Corporate Finance 2018-07-09
AYQ814 LAU Raymond Wai Cheuk 劉偉卓 RE Advising on Corporate Finance 2018-05-17 2018-07-09
AYQ814 LAU Raymond Wai Cheuk 劉偉卓 RE Dealing in Securities 2018-05-17 2018-07-09
AYQ814 LAU Raymond Wai Cheuk 劉偉卓 RE Advising on Securities 2018-05-17 2018-07-09
AYR945 KWOK Wa Yan, Irene 郭華欣 RE Dealing in Securities 2018-10-22
AYR945 KWOK Wa Yan, Irene 郭華欣 RE Advising on Corporate Finance 2018-10-22
AYR945 KWOK Wa Yan, Irene 郭華欣 RE Advising on Securities 2018-10-22
AYR945 KWOK Wa Yan, Irene 郭華欣 RE Dealing in Securities 2012-01-13 2015-03-31
AYR945 KWOK Wa Yan, Irene 郭華欣 RE Advising on Corporate Finance 2012-01-13 2015-03-31
AYR945 KWOK Wa Yan, Irene 郭華欣 RE Advising on Securities 2012-01-13 2015-03-31
AYR952 GHITIS Yaniv RE Dealing in Securities 2012-01-13
AYR952 GHITIS Yaniv RE Advising on Securities 2012-01-13
AYR952 GHITIS Yaniv RE Advising on Corporate Finance 2012-01-13
AYR965 CHENG Quan 程荃 RE Advising on Corporate Finance 2012-01-13 2012-09-27
AYR965 CHENG Quan 程荃 RE Advising on Securities 2012-01-13 2012-09-27
AYR965 CHENG Quan 程荃 RE Dealing in Securities 2012-01-13 2012-09-27
AYR967 CHENG Wing Yee 鄭穎怡 RE Advising on Corporate Finance 2012-01-13 2012-09-12
AYR967 CHENG Wing Yee 鄭穎怡 RE Dealing in Securities 2012-01-13 2012-09-12
AYR967 CHENG Wing Yee 鄭穎怡 RE Advising on Securities 2012-01-13 2012-09-12
AYR971 CLAYTON Kerwin Patrick RE Advising on Securities 2012-01-13
AYR971 CLAYTON Kerwin Patrick RE Dealing in Securities 2012-01-13
AYR971 CLAYTON Kerwin Patrick RE Advising on Corporate Finance 2012-01-13
AYR976 DE T'SERCLAES DE WOMMERSOM C. E. H RE Advising on Securities 2012-01-13
AYR976 DE T'SERCLAES DE WOMMERSOM C. E. H RE Advising on Corporate Finance 2012-01-13
AYR976 DE T'SERCLAES DE WOMMERSOM C. E. H RE Dealing in Securities 2012-01-13
AYR983 CHEN Ruoyun 陳若芸 RE Dealing in Securities 2012-01-16 2012-08-22
AYR983 CHEN Ruoyun 陳若芸 RE Advising on Securities 2012-01-16 2012-08-22
AYR983 CHEN Ruoyun 陳若芸 RE Advising on Corporate Finance 2012-01-16 2012-08-22
AYR985 BANH Jason 彭志承 RE Advising on Corporate Finance 2012-01-13 2014-02-27
AYR985 BANH Jason 彭志承 RE Advising on Securities 2012-01-13 2014-02-27
AYR985 BANH Jason 彭志承 RE Dealing in Securities 2012-01-13 2014-02-27
AYR987 CAI Zhiyang 蔡志洋 RE Dealing in Securities 2012-01-13 2012-03-01
AYR987 CAI Zhiyang 蔡志洋 RE Advising on Securities 2012-01-13 2012-03-01
AYR987 CAI Zhiyang 蔡志洋 RE Advising on Corporate Finance 2012-01-13 2012-03-01
AYR992 JIANG Zhangli 蔣章犁 RE Advising on Corporate Finance 2012-02-03 2013-12-13
AYR992 JIANG Zhangli 蔣章犁 RE Dealing in Securities 2012-02-03 2013-12-13
AYR992 JIANG Zhangli 蔣章犁 RE Advising on Securities 2012-02-03 2013-12-13
AYR994 JUNG Woo Sung 鄭宇成 RE Dealing in Securities 2012-02-03 2017-08-02
AYR994 JUNG Woo Sung 鄭宇成 RE Advising on Securities 2012-02-03 2017-08-02
AYR994 JUNG Woo Sung 鄭宇成 RE Advising on Corporate Finance 2012-02-03 2017-08-02
AYR997 CHEN Ying 陳瑩 RE Advising on Corporate Finance 2012-01-13 2013-10-04
AYR997 CHEN Ying 陳瑩 RE Advising on Securities 2012-01-13 2013-10-04
AYR997 CHEN Ying 陳瑩 RE Dealing in Securities 2012-01-13 2013-10-04
AYS169 LIU Yen-chun 劉彥君 RE Advising on Securities 2012-02-03 2013-06-14
AYS169 LIU Yen-chun 劉彥君 RE Dealing in Securities 2012-02-03 2013-06-14
AYS169 LIU Yen-chun 劉彥君 RE Advising on Corporate Finance 2012-02-03 2013-06-14
AYS183 LAI Dandan 賴旦旦 RE Dealing in Securities 2012-01-13 2014-09-01
AYS183 LAI Dandan 賴旦旦 RE Advising on Corporate Finance 2012-01-13 2014-09-01
AYS183 LAI Dandan 賴旦旦 RE Advising on Securities 2012-01-13 2014-09-01
AYS186 LEE Sungjae 李誠宰 RE Advising on Corporate Finance 2012-01-13 2014-07-31
AYS186 LEE Sungjae 李誠宰 RE Advising on Securities 2012-01-13 2014-07-31
AYS186 LEE Sungjae 李誠宰 RE Dealing in Securities 2012-01-13 2014-07-31
AYS194 LEE Vanessa 李穎嬋 RE Advising on Securities 2012-01-13 2015-04-22
AYS194 LEE Vanessa 李穎嬋 RE Dealing in Securities 2012-01-13 2015-04-22
AYS194 LEE Vanessa 李穎嬋 RE Advising on Corporate Finance 2012-01-13 2015-04-22
AYS196 LI Ziyong 李子勇 RE Advising on Corporate Finance 2012-01-13 2017-06-12
AYS196 LI Ziyong 李子勇 RE Advising on Securities 2012-01-13 2017-06-12
AYS196 LI Ziyong 李子勇 RE Dealing in Securities 2012-01-13 2017-06-12
AYS240 LEE Wing Him, Timothy 李穎謙 RE Advising on Corporate Finance 2012-01-13 2012-09-05
AYS240 LEE Wing Him, Timothy 李穎謙 RE Advising on Securities 2012-01-13 2012-09-05
AYS240 LEE Wing Him, Timothy 李穎謙 RE Dealing in Securities 2012-01-13 2012-09-05
AYS243 LIANG Jianhong 梁劍虹 RE Advising on Securities 2012-01-13 2012-12-14
AYS243 LIANG Jianhong 梁劍虹 RE Dealing in Securities 2012-01-13 2012-12-14
AYS243 LIANG Jianhong 梁劍虹 RE Advising on Corporate Finance 2012-01-13 2012-12-14
AYS244 LEE Soryo 李小麗 RE Advising on Corporate Finance 2012-01-13 2014-03-31
AYS244 LEE Soryo 李小麗 RE Advising on Securities 2012-01-13 2014-03-31
AYS244 LEE Soryo 李小麗 RE Dealing in Securities 2012-01-13 2014-03-31
AYS245 LIU Hao 劉皓 RE Advising on Securities 2012-01-13 2012-11-13
AYS245 LIU Hao 劉皓 RE Dealing in Securities 2012-01-13 2012-11-13
AYS245 LIU Hao 劉皓 RE Advising on Corporate Finance 2012-01-13 2012-11-13
AYS248 LAWSON Matthew James RE Dealing in Securities 2012-01-19 2016-02-01
AYS248 LAWSON Matthew James RE Advising on Corporate Finance 2012-01-19 2016-02-01
AYS248 LAWSON Matthew James RE Advising on Securities 2012-01-19 2016-02-01
AYS340 LU Shueh Pu 呂學樸 RE Dealing in Securities 2012-02-03 2012-05-11
AYS340 LU Shueh Pu 呂學樸 RE Advising on Securities 2012-02-03 2012-05-11
AYS340 LU Shueh Pu 呂學樸 RE Advising on Corporate Finance 2012-02-03 2012-05-11
AYS378 PERNET Lionel RE Dealing in Securities 2012-01-13
AYS378 PERNET Lionel RE Advising on Corporate Finance 2012-01-13
AYS378 PERNET Lionel RE Advising on Securities 2012-01-13
AYS379 MARDIX Elad RE Advising on Corporate Finance 2012-01-13 2017-09-15
AYS379 MARDIX Elad RE Advising on Securities 2012-01-13 2017-09-15
AYS379 MARDIX Elad RE Dealing in Securities 2012-01-13 2017-09-15
AYS382 NEIBOR Jennifer Morgan RE Advising on Securities 2012-02-01 2013-05-31
AYS382 NEIBOR Jennifer Morgan RE Dealing in Securities 2012-02-01 2013-05-31
AYS382 NEIBOR Jennifer Morgan RE Advising on Corporate Finance 2012-02-01 2013-05-31
AYS383 NG Wing Han, Winnie 伍穎嫻 RE Advising on Corporate Finance 2012-02-03
AYS383 NG Wing Han, Winnie 伍穎嫻 RE Advising on Securities 2012-02-03
AYS383 NG Wing Han, Winnie 伍穎嫻 RE Dealing in Securities 2012-02-03
AYS387 SHAO Shan 邵杉 RE Advising on Securities 2012-01-13 2013-06-07
AYS387 SHAO Shan 邵杉 RE Dealing in Securities 2012-01-13 2013-06-07
AYS387 SHAO Shan 邵杉 RE Advising on Corporate Finance 2012-01-13 2013-06-07
AYS388 QI Chao 齊超 RE Advising on Corporate Finance 2012-01-13 2013-09-09
AYS388 QI Chao 齊超 RE Advising on Securities 2012-01-13 2013-09-09
AYS388 QI Chao 齊超 RE Dealing in Securities 2012-01-13 2013-09-09
AYS534 SONG Younghun RE Dealing in Securities 2012-01-13 2017-08-31
AYS534 SONG Younghun RE Advising on Corporate Finance 2012-01-13 2017-08-31
AYS534 SONG Younghun RE Advising on Securities 2012-01-13 2017-08-31
AYS541 TAN Yingying 陳瀅瀅 RE Advising on Corporate Finance 2012-01-13 2013-04-19
AYS541 TAN Yingying 陳瀅瀅 RE Advising on Securities 2012-01-13 2013-04-19
AYS541 TAN Yingying 陳瀅瀅 RE Dealing in Securities 2012-01-13 2013-04-19
AYS548 WONG Roberta 黃蕙妍 RE Advising on Corporate Finance 2012-01-13 2012-11-20
AYS548 WONG Roberta 黃蕙妍 RE Dealing in Securities 2012-01-13 2012-11-20
AYS548 WONG Roberta 黃蕙妍 RE Advising on Securities 2012-01-13 2012-11-20
AYS550 WANG Jun 汪駿 RE Advising on Securities 2012-01-13 2014-04-17
AYS550 WANG Jun 汪駿 RE Advising on Corporate Finance 2012-01-13 2014-04-17
AYS550 WANG Jun 汪駿 RE Dealing in Securities 2012-01-13 2014-04-17
AYS641 XIONG Ting 熊婷 RE Advising on Securities 2012-01-13 2012-11-01
AYS641 XIONG Ting 熊婷 RE Dealing in Securities 2012-01-13 2012-11-01
AYS641 XIONG Ting 熊婷 RE Advising on Corporate Finance 2012-01-13 2012-11-01
AYS657 LEUNG Jonathan Koon-fung 梁冠峯 RE Advising on Corporate Finance 2012-02-03 2013-04-17
AYS657 LEUNG Jonathan Koon-fung 梁冠峯 RE Advising on Securities 2012-02-03 2013-04-17
AYS657 LEUNG Jonathan Koon-fung 梁冠峯 RE Dealing in Securities 2012-02-03 2013-04-17
AYS658 DUGAR Maansi RE Dealing in Securities 2012-02-03
AYS658 DUGAR Maansi RE Advising on Securities 2012-02-03
AYS658 DUGAR Maansi RE Advising on Corporate Finance 2012-02-03
AYS660 MARCINIAK Stefan RE Advising on Corporate Finance 2012-02-03 2013-02-01
AYS660 MARCINIAK Stefan RE Advising on Securities 2012-02-03 2013-02-01
AYS660 MARCINIAK Stefan RE Dealing in Securities 2012-02-03 2013-02-01
AYS661 PAK Andrew Young RE Advising on Corporate Finance 2012-02-03 2015-05-19
AYS661 PAK Andrew Young RE Advising on Securities 2012-02-03 2015-05-19
AYS661 PAK Andrew Young RE Dealing in Securities 2012-02-03 2015-05-19
AYS662 POON Chun Kit 潘俊傑 RE Advising on Corporate Finance 2012-02-03 2015-03-19
AYS662 POON Chun Kit 潘俊傑 RE Advising on Securities 2012-02-03 2015-03-19
AYS662 POON Chun Kit 潘俊傑 RE Dealing in Securities 2012-02-03 2015-03-19
AYS663 SETHI Shitij RE Dealing in Securities 2012-02-03 2012-11-23
AYS663 SETHI Shitij RE Advising on Securities 2012-02-03 2012-11-23
AYS663 SETHI Shitij RE Advising on Corporate Finance 2012-02-03 2012-11-23
AYS665 SI-TU Chi Wai 司徒志威 RE Advising on Corporate Finance 2012-02-03
AYS665 SI-TU Chi Wai 司徒志威 RE Advising on Securities 2012-02-03
AYS665 SI-TU Chi Wai 司徒志威 RE Dealing in Securities 2012-02-03
AYS669 SUN Tianyang 孫天楊 RE Dealing in Securities 2012-02-03 2013-06-14
AYS669 SUN Tianyang 孫天楊 RE Advising on Corporate Finance 2012-02-03 2013-06-14
AYS669 SUN Tianyang 孫天楊 RE Advising on Securities 2012-02-03 2013-06-14
AYS671 WEI Chong 韋翀 RE Advising on Corporate Finance 2012-02-03 2015-04-10
AYS671 WEI Chong 韋翀 RE Advising on Securities 2012-02-03 2015-04-10
AYS671 WEI Chong 韋翀 RE Dealing in Securities 2012-02-03 2015-04-10
AYS676 XIA Shiyun 夏詩韵 RE Dealing in Securities 2012-02-03 2012-05-11
AYS676 XIA Shiyun 夏詩韵 RE Advising on Corporate Finance 2012-02-03 2012-05-11
AYS676 XIA Shiyun 夏詩韵 RE Advising on Securities 2012-02-03 2012-05-11
AYS680 ZHAO Yanchen 趙燕琛 RE Advising on Securities 2012-03-01 2014-04-25
AYS680 ZHAO Yanchen 趙燕琛 RE Advising on Corporate Finance 2012-03-01 2014-04-25
AYS680 ZHAO Yanchen 趙燕琛 RE Dealing in Securities 2012-03-01 2014-04-25
AYS681 ZHU Yuanyuan 朱圓圓 RE Advising on Corporate Finance 2012-02-03
AYS681 ZHU Yuanyuan 朱圓圓 RE Advising on Securities 2012-02-03
AYS681 ZHU Yuanyuan 朱圓圓 RE Dealing in Securities 2012-02-03
AYS798 CHEN Bin 陳濱 RE Advising on Corporate Finance 2012-01-13
AYS798 CHEN Bin 陳濱 RE Advising on Securities 2012-01-13
AYS798 CHEN Bin 陳濱 RE Dealing in Securities 2012-01-13
AYS807 CHEN Ming Xuan 陳銘軒 RE Advising on Securities 2012-01-13 2014-04-29
AYS807 CHEN Ming Xuan 陳銘軒 RE Advising on Corporate Finance 2012-01-13 2014-04-29
AYS807 CHEN Ming Xuan 陳銘軒 RE Dealing in Securities 2012-01-13 2014-04-29
AYS812 CHEN Yang 陳陽 RE Advising on Corporate Finance 2012-01-13 2013-06-21
AYS812 CHEN Yang 陳陽 RE Advising on Securities 2012-01-13 2013-06-21
AYS812 CHEN Yang 陳陽 RE Dealing in Securities 2012-01-13 2013-06-21
AYS818 DE WERRA Thibaud Paul Henri Louis RE Dealing in Securities 2012-01-13 2012-08-31
AYS818 DE WERRA Thibaud Paul Henri Louis RE Advising on Corporate Finance 2012-01-13 2012-08-31
AYS818 DE WERRA Thibaud Paul Henri Louis RE Advising on Securities 2012-01-13 2012-08-31
AYS821 DENDEV Od-erkhes RE Advising on Corporate Finance 2012-01-13 2013-06-28
AYS821 DENDEV Od-erkhes RE Advising on Securities 2012-01-13 2013-06-28
AYS821 DENDEV Od-erkhes RE Dealing in Securities 2012-01-13 2013-06-28
AYS823 FENG Sha 馮沙 RE Advising on Securities 2012-01-13 2018-09-17
AYS823 FENG Sha 馮沙 RE Advising on Corporate Finance 2012-01-13 2018-09-17
AYS823 FENG Sha 馮沙 RE Dealing in Securities 2012-01-13 2018-09-17
AYS835 GU Brian Hongdi 顧宏地 RE Advising on Securities 2012-01-13 2018-03-25
AYS835 GU Brian Hongdi 顧宏地 RE Dealing in Securities 2012-01-13 2018-03-25
AYS835 GU Brian Hongdi 顧宏地 RE Advising on Corporate Finance 2012-01-13 2018-03-25
AYS837 HAN Tahee 韓泰熙 RE Advising on Corporate Finance 2012-01-13
AYS837 HAN Tahee 韓泰熙 RE Dealing in Securities 2012-01-13
AYS837 HAN Tahee 韓泰熙 RE Advising on Securities 2012-01-13
AYS868 HUANG Yi Fei 黃一緋 RE Advising on Securities 2012-01-18 2015-09-21
AYS868 HUANG Yi Fei 黃一緋 RE Dealing in Securities 2012-01-18 2015-09-21
AYS868 HUANG Yi Fei 黃一緋 RE Advising on Corporate Finance 2012-01-18 2015-09-21
AYS870 HWANG Jae Hyuk RE Dealing in Securities 2012-01-13 2014-04-22
AYS870 HWANG Jae Hyuk RE Advising on Corporate Finance 2012-01-13 2014-04-22
AYS870 HWANG Jae Hyuk RE Advising on Securities 2012-01-13 2014-04-22
AYS871 KENNEDY Roger Cameron RE Advising on Corporate Finance 2012-01-13 2012-07-30
AYS871 KENNEDY Roger Cameron RE Advising on Securities 2012-01-13 2012-07-30
AYS871 KENNEDY Roger Cameron RE Dealing in Securities 2012-01-13 2012-07-30
AYS874 LI Haibo 李海波 RE Advising on Corporate Finance 2012-02-16 2013-05-08
AYS874 LI Haibo 李海波 RE Advising on Securities 2012-02-16 2013-05-08
AYS874 LI Haibo 李海波 RE Dealing in Securities 2012-02-16 2013-05-08
AYS875 LIN Sen 林森 RE Advising on Securities 2012-02-06 2017-12-02
AYS875 LIN Sen 林森 RE Dealing in Securities 2012-02-06 2017-12-02
AYS875 LIN Sen 林森 RE Advising on Corporate Finance 2012-02-06 2017-12-02
AYS878 TANG Zhangliang 湯章亮 RE Advising on Corporate Finance 2012-01-13 2015-02-03
AYS878 TANG Zhangliang 湯章亮 RE Dealing in Securities 2012-01-13 2015-02-03
AYS878 TANG Zhangliang 湯章亮 RE Advising on Securities 2012-01-13 2015-02-03
AYS879 WEI Jiao 魏嬌 RE Dealing in Securities 2012-01-13 2013-08-23
AYS879 WEI Jiao 魏嬌 RE Advising on Securities 2012-01-13 2013-08-23
AYS879 WEI Jiao 魏嬌 RE Advising on Corporate Finance 2012-01-13 2013-08-23
AYS989 YU Hui 俞慧 RO Dealing in Securities 2015-11-23 2018-05-02
AYS989 YU Hui 俞慧 RO Advising on Corporate Finance 2015-11-23 2018-05-02
AYS989 YU Hui 俞慧 RO Advising on Securities 2015-11-23 2018-05-02
AYS989 YU Hui 俞慧 RE Advising on Securities 2012-01-13 2015-11-23
AYS989 YU Hui 俞慧 RE Advising on Corporate Finance 2012-01-13 2015-11-23
AYS989 YU Hui 俞慧 RE Dealing in Securities 2012-01-13 2015-11-23
AYS993 ZHU Yueyue 朱玥玥 RE Advising on Corporate Finance 2012-01-13
AYS993 ZHU Yueyue 朱玥玥 RE Advising on Securities 2012-01-13
AYS993 ZHU Yueyue 朱玥玥 RE Dealing in Securities 2012-01-13
AYS995 ZHANG Wei 張煒 RE Advising on Corporate Finance 2012-01-13 2012-03-12
AYS995 ZHANG Wei 張煒 RE Dealing in Securities 2012-01-13 2012-03-12
AYS995 ZHANG Wei 張煒 RE Advising on Securities 2012-01-13 2012-03-12
AYS998 ZHANG Angelica Chengcheng 張成誠 RE Advising on Securities 2012-01-13 2013-07-31
AYS998 ZHANG Angelica Chengcheng 張成誠 RE Dealing in Securities 2012-01-13 2013-07-31
AYS998 ZHANG Angelica Chengcheng 張成誠 RE Advising on Corporate Finance 2012-01-13 2013-07-31
AYT010 YANG Zhaoxuan 楊昭烜 RE Dealing in Securities 2012-01-13 2017-06-01
AYT010 YANG Zhaoxuan 楊昭烜 RE Advising on Corporate Finance 2012-01-13 2017-06-01
AYT010 YANG Zhaoxuan 楊昭烜 RE Advising on Securities 2012-01-13 2017-06-01
AYT011 XU Sijia 徐思嘉 RE Advising on Corporate Finance 2012-01-13 2016-05-30
AYT011 XU Sijia 徐思嘉 RE Advising on Securities 2012-01-13 2016-05-30
AYT011 XU Sijia 徐思嘉 RE Dealing in Securities 2012-01-13 2016-05-30
AYT012 YANG Yang 楊颺 RE Advising on Corporate Finance 2012-01-13
AYT012 YANG Yang 楊颺 RE Advising on Securities 2012-01-13
AYT012 YANG Yang 楊颺 RE Dealing in Securities 2012-01-13
AYT129 WANG Wenqi RE Advising on Corporate Finance 2012-01-13 2015-04-28
AYT129 WANG Wenqi RE Dealing in Securities 2012-01-13 2015-04-28
AYT129 WANG Wenqi RE Advising on Securities 2012-01-13 2015-04-28
AYT133 WANG Lutian 王露甜 RE Advising on Corporate Finance 2012-02-09 2012-06-29
AYT133 WANG Lutian 王露甜 RE Advising on Securities 2012-02-09 2012-06-29
AYT133 WANG Lutian 王露甜 RE Dealing in Securities 2012-02-09 2012-06-29
AYT140 TANG Xiaoning 唐曉宁 RE Dealing in Securities 2012-01-13 2012-12-03
AYT140 TANG Xiaoning 唐曉宁 RE Advising on Securities 2012-01-13 2012-12-03
AYT140 TANG Xiaoning 唐曉宁 RE Advising on Corporate Finance 2012-01-13 2012-12-03
AYT167 LIU Mengzhang 劉蒙璋 RE Advising on Corporate Finance 2018-10-02
AYT167 LIU Mengzhang 劉蒙璋 RE Advising on Securities 2018-10-04
AYT167 LIU Mengzhang 劉蒙璋 RE Dealing in Securities 2018-10-04
AYT344 NG Kin Ting 吳建霆 RE Advising on Corporate Finance 2012-01-13 2014-11-21
AYT344 NG Kin Ting 吳建霆 RE Advising on Securities 2012-01-13 2014-11-21
AYT344 NG Kin Ting 吳建霆 RE Dealing in Securities 2012-01-13 2014-11-21
AYT365 NO Patrick RE Advising on Securities 2012-01-13 2016-04-29
AYT365 NO Patrick RE Dealing in Securities 2012-01-13 2016-04-29
AYT365 NO Patrick RE Advising on Corporate Finance 2012-01-13 2016-04-29
AYT381 NIAM Damien 嚴興煒 RE Advising on Corporate Finance 2012-01-13 2013-02-01
AYT381 NIAM Damien 嚴興煒 RE Dealing in Securities 2012-01-13 2013-02-01
AYT381 NIAM Damien 嚴興煒 RE Advising on Securities 2012-01-13 2013-02-01
AYT391 NG Chor Sum Sam 吳楚琛 RE Advising on Corporate Finance 2017-01-19 2019-01-28
AYT391 NG Chor Sum Sam 吳楚琛 RE Advising on Securities 2017-01-19 2019-01-28
AYT391 NG Chor Sum Sam 吳楚琛 RE Dealing in Securities 2017-01-19 2019-01-28
AYT391 NG Chor Sum Sam 吳楚琛 RE Advising on Corporate Finance 2012-01-13 2014-08-29
AYT391 NG Chor Sum Sam 吳楚琛 RE Advising on Securities 2012-01-13 2014-08-29
AYT391 NG Chor Sum Sam 吳楚琛 RE Dealing in Securities 2012-01-13 2014-08-29
AYT407 POON Tammy Tim Ming 潘恬明 RE Dealing in Securities 2012-01-13 2012-03-31
AYT407 POON Tammy Tim Ming 潘恬明 RE Advising on Corporate Finance 2012-01-13 2012-03-31
AYT407 POON Tammy Tim Ming 潘恬明 RE Advising on Securities 2012-01-13 2012-03-31
AYT409 SONG Minjie 宋旻洁 RE Advising on Securities 2012-01-13 2019-05-10
AYT409 SONG Minjie 宋旻洁 RE Advising on Corporate Finance 2012-01-13 2019-05-10
AYT409 SONG Minjie 宋旻洁 RE Dealing in Securities 2012-01-13 2019-05-10
AYT411 SNG Ren Yi 孫仁義 RE Dealing in Securities 2018-02-14
AYT411 SNG Ren Yi 孫仁義 RE Advising on Securities 2018-02-14
AYT411 SNG Ren Yi 孫仁義 RE Advising on Corporate Finance 2018-02-14
AYT411 SNG Ren Yi 孫仁義 RE Advising on Corporate Finance 2012-01-13 2015-07-31
AYT411 SNG Ren Yi 孫仁義 RE Advising on Securities 2012-01-13 2015-07-31
AYT411 SNG Ren Yi 孫仁義 RE Dealing in Securities 2012-01-13 2015-07-31
AYT412 XIAO Yu Xiang, Andre RE Advising on Securities 2013-08-23 2014-01-07
AYT412 XIAO Yu Xiang, Andre RE Dealing in Securities 2013-08-23 2014-01-07
AYT412 XIAO Yu Xiang, Andre RE Advising on Corporate Finance 2013-08-23 2014-01-07
AYT412 XIAO Yu Xiang, Andre RE Dealing in Securities 2012-01-13 2012-11-01
AYT412 XIAO Yu Xiang, Andre RE Advising on Securities 2012-01-13 2012-11-01
AYT412 XIAO Yu Xiang, Andre RE Advising on Corporate Finance 2012-01-13 2012-11-01
AYT417 MEISNER David Benjamin RE Dealing in Securities 2012-01-13 2012-06-05
AYT417 MEISNER David Benjamin RE Advising on Corporate Finance 2012-01-13 2012-06-05
AYT417 MEISNER David Benjamin RE Advising on Securities 2012-01-13 2012-06-05
AYT420 NARAYAN Anand RE Advising on Corporate Finance 2012-01-13 2014-02-01
AYT420 NARAYAN Anand RE Advising on Securities 2012-01-13 2014-02-01
AYT420 NARAYAN Anand RE Dealing in Securities 2012-01-13 2014-02-01
AYT442 BAI Jiajie 柏佳洁 RE Advising on Securities 2012-01-13 2013-05-23
AYT442 BAI Jiajie 柏佳洁 RE Advising on Corporate Finance 2012-01-13 2013-05-23
AYT442 BAI Jiajie 柏佳洁 RE Dealing in Securities 2012-01-13 2013-05-23
AYT451 CHAN Gavin Ka Yin 陳家賢 RE Advising on Corporate Finance 2012-02-13 2013-11-29
AYT451 CHAN Gavin Ka Yin 陳家賢 RE Dealing in Securities 2012-02-13 2013-11-29
AYT451 CHAN Gavin Ka Yin 陳家賢 RE Advising on Securities 2012-02-13 2013-11-29
AYT452 CHAN Kevin Karl 陳嘉豪 RE Advising on Corporate Finance 2012-01-13 2012-08-03
AYT452 CHAN Kevin Karl 陳嘉豪 RE Advising on Securities 2012-01-13 2012-08-03
AYT452 CHAN Kevin Karl 陳嘉豪 RE Dealing in Securities 2012-01-13 2012-08-03
AYT455 LIU Dongheng 劉東恒 RE Advising on Securities 2012-01-13 2013-03-08
AYT455 LIU Dongheng 劉東恒 RE Advising on Corporate Finance 2012-01-13 2013-03-08
AYT455 LIU Dongheng 劉東恒 RE Dealing in Securities 2012-01-13 2013-03-08
AYT461 CHEN Yingnan 陳嬰南 RE Dealing in Securities 2012-01-13 2012-12-12
AYT461 CHEN Yingnan 陳嬰南 RE Advising on Securities 2012-01-13 2012-12-12
AYT461 CHEN Yingnan 陳嬰南 RE Advising on Corporate Finance 2012-01-13 2012-12-12
AYT473 LEUNG Shun Hin, Henry 梁迅軒 RE Advising on Securities 2012-01-13 2018-03-06
AYT473 LEUNG Shun Hin, Henry 梁迅軒 RE Advising on Corporate Finance 2012-01-13 2018-03-06
AYT473 LEUNG Shun Hin, Henry 梁迅軒 RE Dealing in Securities 2012-01-13 2018-03-06
AYT485 CHIA Yong Yue Wilfred 謝永岳 RE Advising on Corporate Finance 2012-01-13
AYT485 CHIA Yong Yue Wilfred 謝永岳 RE Advising on Securities 2012-01-13
AYT485 CHIA Yong Yue Wilfred 謝永岳 RE Dealing in Securities 2012-01-13
AYT511 ZOU Xingcheng 邹星澄 RE Advising on Corporate Finance 2012-01-13 2012-12-14
AYT511 ZOU Xingcheng 邹星澄 RE Advising on Securities 2012-01-13 2012-12-14
AYT511 ZOU Xingcheng 邹星澄 RE Dealing in Securities 2012-01-13 2012-12-14
AYT696 CHOW Tsun Ying Jenny 周進盈 RE Advising on Corporate Finance 2012-01-13 2013-07-26
AYT696 CHOW Tsun Ying Jenny 周進盈 RE Advising on Securities 2012-01-13 2013-07-26
AYT696 CHOW Tsun Ying Jenny 周進盈 RE Dealing in Securities 2012-01-13 2013-07-26
AYT707 FENG Bo 馮博 RE Advising on Corporate Finance 2012-01-13 2013-05-24
AYT707 FENG Bo 馮博 RE Dealing in Securities 2012-01-13 2013-05-24
AYT707 FENG Bo 馮博 RE Advising on Securities 2012-01-13 2013-05-24
AYT726 GONG Fangxiong 龔方雄 RE Advising on Corporate Finance 2012-01-13 2015-04-10
AYT726 GONG Fangxiong 龔方雄 RE Advising on Securities 2012-01-13 2015-04-10
AYT726 GONG Fangxiong 龔方雄 RE Dealing in Securities 2012-01-13 2015-04-10
AYT727 GRABOWSKI Carly Lisabeth RE Advising on Securities 2012-01-13 2012-09-25
AYT727 GRABOWSKI Carly Lisabeth RE Dealing in Securities 2012-01-13 2012-09-25
AYT727 GRABOWSKI Carly Lisabeth RE Advising on Corporate Finance 2012-01-13 2012-09-25
AYT729 GUPTE Aloke RE Advising on Corporate Finance 2012-01-13 2016-08-31
AYT729 GUPTE Aloke RE Advising on Securities 2012-01-13 2016-08-31
AYT729 GUPTE Aloke RE Dealing in Securities 2012-01-13 2016-08-31
AYT733 HE Yiming 賀一鳴 RE Advising on Corporate Finance 2012-01-13 2012-09-19
AYT733 HE Yiming 賀一鳴 RE Advising on Securities 2012-01-13 2012-09-19
AYT733 HE Yiming 賀一鳴 RE Dealing in Securities 2012-01-13 2012-09-19
AYT747 JOHNSON Nicholas Regan RE Advising on Corporate Finance 2012-02-10
AYT747 JOHNSON Nicholas Regan RE Advising on Securities 2012-02-10
AYT747 JOHNSON Nicholas Regan RE Dealing in Securities 2012-02-10
AYT751 KIM Jangseob 金壯燮 RE Dealing in Securities 2012-01-13 2013-01-31
AYT751 KIM Jangseob 金壯燮 RE Advising on Securities 2012-01-13 2013-01-31
AYT751 KIM Jangseob 金壯燮 RE Advising on Corporate Finance 2012-01-13 2013-01-31
AYT764 LAU Kam Sen 劉今晨 RE Advising on Corporate Finance 2012-01-13 2013-03-05
AYT764 LAU Kam Sen 劉今晨 RE Advising on Securities 2012-01-13 2013-03-05
AYT764 LAU Kam Sen 劉今晨 RE Dealing in Securities 2012-01-13 2013-03-05
AYT771 HAMILTON Jeffrey Wayne RE Advising on Corporate Finance 2012-01-13 2015-06-10
AYT771 HAMILTON Jeffrey Wayne RE Advising on Securities 2012-01-13 2015-06-10
AYT771 HAMILTON Jeffrey Wayne RE Dealing in Securities 2012-01-13 2015-06-10

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