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Hong Kong SFC licensed institution AAA889
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAA889 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACC083 DIAO Stephen RE Dealing in Securities 2011-05-23 2014-12-10
ACC083 DIAO Stephen RO Advising on Corporate Finance 2014-07-10 2014-12-10
ACC083 DIAO Stephen RE Advising on Corporate Finance 2011-05-23 2014-07-10
ACD184 LO Karen Ka-wai 盧嘉慧 RE Dealing in Securities 2019-03-25
ACV950 HAHM Eui Hwan RE Advising on Corporate Finance 2012-11-21 2016-03-01
ACV950 HAHM Eui Hwan RE Dealing in Securities 2012-11-21 2016-03-01
ACW654 MAK Hau Lin 麥巧蓮 RE Dealing in Securities 2010-12-31 2015-04-01
ADC297 LEE Ching 李青 RE Advising on Corporate Finance 2017-07-14
ADC297 LEE Ching 李青 RE Dealing in Securities 2017-07-14
ADE819 DUAN Hong 段宏 RE Dealing in Securities 2010-12-31 2012-03-06
ADI418 TANG Wai Hung 鄧偉雄 RE Advising on Corporate Finance 2013-02-18 2015-02-17
ADI418 TANG Wai Hung 鄧偉雄 RE Advising on Securities 2013-02-18 2015-02-17
ADI418 TANG Wai Hung 鄧偉雄 RE Dealing in Securities 2013-02-18 2015-02-17
ADK738 MAK Winnie 麥蔚誼 RE Advising on Securities 2012-03-07 2012-07-04
ADQ101 WONG Wai Wah 黃慧華 RE Advising on Corporate Finance 2015-05-13
ADQ101 WONG Wai Wah 黃慧華 RE Advising on Securities 2015-05-13
ADQ101 WONG Wai Wah 黃慧華 RE Dealing in Securities 2015-05-13
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Advising on Securities 2010-12-31 2013-01-01
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Dealing in Securities 2010-12-31 2013-01-01
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Advising on Corporate Finance 2010-12-31 2013-01-01
ADW087 PORTSMOUTH-LAYTON Andrew John RO Advising on Securities 2010-12-31 2016-04-28
ADW087 PORTSMOUTH-LAYTON Andrew John RO Dealing in Securities 2010-12-31 2016-04-28
AEA666 CHOI Sheung Wing 蔡尚榮 RE Advising on Corporate Finance 2017-07-14
AEA666 CHOI Sheung Wing 蔡尚榮 RE Dealing in Securities 2017-07-14
AEK266 CHU Chun-Ju 朱俊如 RE Dealing in Securities 2011-10-24 2012-08-02
AEQ243 LAI Ka Ho 黎家浩 RE Dealing in Securities 2016-01-11 2019-03-22
AEV889 WONG Hau Ying, Irene 黃巧瑩 RE Dealing in Securities 2014-11-24
AEX949 KIUCHI Yuko RE Dealing in Securities 2010-12-31 2015-04-27
AEY337 YU Koon Ying, Harry 余冠英 RO Dealing in Securities 2010-12-31 2011-04-01
AEY337 YU Koon Ying, Harry 余冠英 RO Advising on Corporate Finance 2010-12-31 2011-04-01
AEY337 YU Koon Ying, Harry 余冠英 RO Advising on Securities 2010-12-31 2011-04-01
AFA748 HASHIMOTO Kenichi 橋本賢一 RO Dealing in Securities 2010-12-31 2012-12-05
AFA748 HASHIMOTO Kenichi 橋本賢一 RO Advising on Securities 2010-12-31 2012-12-05
AFH014 KING Yuk Shun, Augusto 金毓珣 RO Dealing in Securities 2015-12-08
AFH014 KING Yuk Shun, Augusto 金毓珣 RO Advising on Corporate Finance 2017-11-30
AFH014 KING Yuk Shun, Augusto 金毓珣 RE Advising on Corporate Finance 2016-07-08 2017-11-30
AFH014 KING Yuk Shun, Augusto 金毓珣 RO Advising on Corporate Finance 2015-12-08 2016-07-08
AFH014 KING Yuk Shun, Augusto 金毓珣 RE Dealing in Securities 2015-10-02 2015-12-08
AFH014 KING Yuk Shun, Augusto 金毓珣 RE Advising on Corporate Finance 2015-10-02 2015-12-08
AFR651 TSANG Chung Lam, Andrew 曾忠林 RE Dealing in Securities 2010-12-31 2011-04-19
AFR651 TSANG Chung Lam, Andrew 曾忠林 RO Advising on Corporate Finance 2010-12-31 2011-04-19
AFW854 CHOI Lai Ling 徐麗齡 RE Dealing in Securities 2011-06-07 2011-12-13
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RE Advising on Corporate Finance 2010-12-31 2011-04-19
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RO Dealing in Securities 2010-12-31 2011-04-19
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RE Advising on Securities 2010-12-31 2011-04-19
AGN385 PADMANABAN Prasad RE Dealing in Securities 2011-06-02 2015-07-11
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Dealing in Securities 2010-12-31 2011-10-05
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Advising on Securities 2010-12-31 2011-10-05
AHF352 HU Wai Lee, Barry 胡偉利 RE Dealing in Securities 2018-09-24
AHK217 MACPHERSON Glyn RE Dealing in Securities 2011-01-11 2013-03-28
AHM812 FONG Hiu Ming 方曉明 RE Advising on Corporate Finance 2010-12-31 2011-04-19
AHM812 FONG Hiu Ming 方曉明 RE Dealing in Securities 2010-12-31 2011-04-19
AHM812 FONG Hiu Ming 方曉明 RE Advising on Securities 2010-12-31 2011-04-19
AHR005 LI Wai Ching, Veronica 李慧貞 RE Dealing in Securities 2010-12-31 2013-05-28
AHR005 LI Wai Ching, Veronica 李慧貞 RE Advising on Corporate Finance 2010-12-31 2013-05-28
AHR005 LI Wai Ching, Veronica 李慧貞 RE Advising on Securities 2010-12-31 2013-05-28
AHX544 ATASSI Samir RO Dealing in Futures Contracts 2019-03-21
AHX544 ATASSI Samir RO Dealing in Securities 2019-03-21
AHX544 ATASSI Samir RO Advising on Securities 2019-03-21
AHX544 ATASSI Samir RE Dealing in Futures Contracts 2018-08-02 2019-03-21
AHX544 ATASSI Samir RE Advising on Securities 2018-08-02 2019-03-21
AHX544 ATASSI Samir RE Dealing in Securities 2018-08-02 2019-03-21
AIJ098 MA Wing Mei, Winnie 馬穎薇 RE Advising on Securities 2011-04-04 2012-07-10
AIJ098 MA Wing Mei, Winnie 馬穎薇 RE Dealing in Securities 2011-04-04 2012-07-10
AIS524 CHAN Mang Kiu 陳漫橋 RE Dealing in Securities 2012-03-12 2012-05-28
AIS524 CHAN Mang Kiu 陳漫橋 RE Advising on Corporate Finance 2012-03-12 2012-05-28
AJF573 INAGAKI Kiyoshi RE Advising on Securities 2010-12-31 2012-12-01
ALH862 ZHENG Xiaofeng 鄭小峰 RE Dealing in Securities 2015-08-24 2016-05-19
ALO476 YANG Xuping 楊旭平 RE Dealing in Securities 2018-09-24
ALR855 YIU Yan Ching 饒仁靜 RE Dealing in Securities 2019-05-24
ALU600 PAN Candice 潘士縈 RE Dealing in Securities 2010-12-31
ALV270 CHEUNG Hin Ni 張憲妮 RE Dealing in Securities 2017-07-14 2018-05-08
ALV270 CHEUNG Hin Ni 張憲妮 RE Advising on Corporate Finance 2017-07-14 2018-05-08
ALW391 RAMSEY Michael Ryan RE Dealing in Securities 2010-12-31 2011-06-14
ALY617 HASKINS Andrew Robin Alexander RO Advising on Securities 2012-01-26 2012-09-25
ALY617 HASKINS Andrew Robin Alexander RE Advising on Securities 2011-04-26 2012-01-26
ALY829 TAY Li Choo RE Dealing in Securities 2010-12-31 2018-08-03
AMA926 LLOYD Ailsa Kuen Alice RE Dealing in Securities 2013-11-04 2015-05-18
AMH709 EVANS Joshua Webb RE Dealing in Securities 2011-08-04 2015-11-06
AMN563 LEE Wee Siang 李偉祥 RE Dealing in Securities 2012-03-07 2014-02-18
AMP147 HAGANUMA Chisato RE Dealing in Securities 2018-04-26 2019-04-04
ANJ226 YASUDA Tamotsu RO Dealing in Securities 2010-12-31 2011-02-12
ANJ226 YASUDA Tamotsu RO Advising on Securities 2010-12-31 2011-02-12
ANJ837 SO Shun Tak 蘇淳德 RE Advising on Securities 2011-06-21 2012-07-04
ANK349 SAUREL Antoine Julien Pierre RE Dealing in Securities 2015-02-18 2015-07-01
ANM994 SEGAL James Marc Lee RE Dealing in Securities 2018-07-03
ANU829 LAM Edmond Hoi Tik 林凱迪 RE Dealing in Securities 2010-12-31 2012-05-08
ANU830 INADOME Shigehisa 稻留重久 RE Dealing in Securities 2013-01-18 2016-01-26
ANW191 LEE Jing Wan, Patrick 李敬文 RE Dealing in Securities 2016-02-24
ANW191 LEE Jing Wan, Patrick 李敬文 RE Dealing in Futures Contracts 2016-02-24
ANW191 LEE Jing Wan, Patrick 李敬文 RE Advising on Securities 2016-02-24
ANX981 VINTON Darren Charles RE Dealing in Securities 2010-12-31 2012-10-31
AOB450 CHOI Yung Woo RE Dealing in Securities 2016-04-05
AOB450 CHOI Yung Woo RE Advising on Corporate Finance 2016-04-05
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Futures Contracts 2010-12-31 2012-07-04
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Securities 2010-12-31 2012-07-04
AOJ215 CHEUNG Yee Shun, Wilson 張以信 RE Dealing in Securities 2018-09-28
AOT413 MAN Lai Kai 文麗佳 RE Dealing in Securities 2010-12-31 2011-06-27
AOT416 SHEN Hua 沈華 RO Dealing in Securities 2010-12-31 2011-03-19
AOX587 VERMA Manjesh RE Advising on Securities 2010-12-31 2013-11-26
AOY486 NAM Dong Soo RO Dealing in Securities 2010-12-31 2018-07-12
AOY486 NAM Dong Soo RE Dealing in Futures Contracts 2016-07-21 2018-07-12
AOY486 NAM Dong Soo RO Advising on Securities 2016-07-21 2018-07-12
APA389 FURUKAWA Makoto RE Dealing in Securities 2018-03-16
APC292 MIYAMOTO Takeo RE Dealing in Securities 2018-04-04
APD151 LEE Wai Kin 李偉健 RE Dealing in Securities 2011-01-05 2012-12-05
APJ514 CHAN Kit Yee, Jody 陳潔儀 RE Dealing in Securities 2010-12-31
APJ958 BRUCKNER Andreas RE Dealing in Securities 2011-01-11 2011-07-31
APJ963 OTAKE Makoto 大竹誠 RO Advising on Securities 2010-12-31 2016-01-30
APJ963 OTAKE Makoto 大竹誠 RO Dealing in Securities 2010-12-31 2016-01-30
APJ963 OTAKE Makoto 大竹誠 RO Dealing in Futures Contracts 2010-12-31 2016-01-30
APK359 LUK Wai Yip 陸偉業 RE Advising on Corporate Finance 2011-03-29 2011-06-21
APL225 YUAN Zhefei 袁哲飛 RE Dealing in Securities 2011-11-07 2012-12-05
APN594 LAMONT-BROWN Andrew RE Dealing in Futures Contracts 2010-12-31 2013-08-01
APN594 LAMONT-BROWN Andrew RO Dealing in Securities 2010-12-31 2013-08-01
APN596 HIRAMOTO Yoko RE Dealing in Securities 2011-01-11 2011-01-25
APN598 GINEITIS Adomas RE Dealing in Securities 2011-01-11 2011-06-10
APN602 MAEDER Dominik RE Dealing in Securities 2011-01-11 2012-05-24
APP014 WATSON Matthew RE Dealing in Securities 2011-01-11 2012-07-25
APP016 POBJOY James Edward RE Dealing in Securities 2011-01-11 2012-05-24
APP026 BOUDNY Miroslav Misha RE Dealing in Futures Contracts 2010-12-31
APP026 BOUDNY Miroslav Misha RO Dealing in Securities 2016-12-13
APP026 BOUDNY Miroslav Misha RE Dealing in Securities 2010-12-31 2016-12-13
APX162 MASE Takeshi 真瀨剛 RE Dealing in Securities 2011-01-11 2015-10-16
AQD803 WATANABE Naoki RE Dealing in Securities 2013-01-02
AQG922 LEE Nelson Ho-Wing 李浩榮 RE Dealing in Futures Contracts 2010-12-31 2011-01-21
AQG922 LEE Nelson Ho-Wing 李浩榮 RE Dealing in Securities 2010-12-31 2011-01-21
AQM059 NELSON Joel James RE Dealing in Securities 2019-02-15
AQM082 SHINOHARA Tatsuyoshi 篠原達芳 RO Advising on Securities 2010-12-31 2011-11-25
AQM083 FUNATO Keizo RE Dealing in Securities 2011-01-11 2015-10-16
AQM546 KHINE Jessica Khine-Chit RE Dealing in Securities 2011-01-11 2011-08-26
AQM778 BUNN Malcolm RE Dealing in Securities 2011-01-11 2015-12-25
AQU409 FREEAR Stephen Jason RE Dealing in Securities 2010-12-31 2012-05-11
AQX042 GUPTA Abhishek RE Dealing in Securities 2015-01-19 2019-05-29
ARG536 YOGO Shingo RE Dealing in Securities 2011-01-11 2011-11-30
ARO626 YOSHINO Ai 吉野藍 RE Dealing in Securities 2011-03-02 2016-02-06
ARQ522 FERLAND Pierre RO Dealing in Securities 2018-02-20
ARQ522 FERLAND Pierre RO Advising on Securities 2018-02-20
ARQ522 FERLAND Pierre RO Advising on Corporate Finance 2018-02-20
ARQ522 FERLAND Pierre RO Dealing in Futures Contracts 2018-02-20
ARQ522 FERLAND Pierre RE Dealing in Futures Contracts 2018-02-20 2018-02-20
ARQ522 FERLAND Pierre RE Advising on Securities 2018-02-20 2018-02-20
ARQ522 FERLAND Pierre RE Advising on Corporate Finance 2018-02-20 2018-02-20
ARQ522 FERLAND Pierre RE Dealing in Securities 2018-02-20 2018-02-20
ARS775 SEKIGUCHI Tadahisa RE Dealing in Securities 2011-01-11 2016-01-08
ARX076 MATSUURA Akiko 松浦安希子 RE Advising on Securities 2010-12-31 2011-05-13
ASP987 LEUNG Fung Man 梁鳳敏 RE Dealing in Securities 2011-08-04 2012-06-27
ASZ191 HO Wai Lun 何偉麟 RE Dealing in Securities 2016-03-21 2016-09-13
ASZ209 HARRINGTON Stephen John William RE Dealing in Securities 2011-01-11 2015-11-05
ATE109 QIN Huaiou 秦懷歐 RE Dealing in Securities 2010-12-31 2013-05-15
ATE109 QIN Huaiou 秦懷歐 RE Dealing in Futures Contracts 2012-03-30 2013-05-15
ATH836 OCHIAI Satoru RE Dealing in Securities 2011-02-18 2012-03-20
ATL504 LIU Po Wen 劉博文 RE Dealing in Securities 2015-05-14 2016-07-13
ATN175 OYAMA Natsumi 大山夏美 RE Advising on Securities 2010-12-31 2012-12-05
ATN990 SURUGA Hideki RO Dealing in Futures Contracts 2010-12-31 2012-06-16
ATN990 SURUGA Hideki RO Dealing in Securities 2010-12-31 2012-06-16
ATN990 SURUGA Hideki RO Advising on Securities 2010-12-31 2012-06-16
ATN990 SURUGA Hideki RO Advising on Corporate Finance 2011-11-10 2012-06-16
AUB086 BYRNE Luke William RE Dealing in Securities 2010-12-31 2011-07-27
AUE954 RADZKI Michael RE Dealing in Securities 2015-09-14 2015-10-23
AUG691 MITA Joji 三田丞次 RO Advising on Corporate Finance 2010-12-31 2012-05-16
AUG691 MITA Joji 三田丞次 RO Advising on Securities 2010-12-31 2012-05-16
AUG691 MITA Joji 三田丞次 RO Dealing in Securities 2010-12-31 2012-05-16
AUK454 TSANG Wai Yin Susanna 曾慧賢 RE Dealing in Securities 2010-12-31 2011-07-01
AUR287 ROBERTSON Toby Neil RE Dealing in Securities 2010-12-31 2011-04-19
AUR625 WONG Yun Tong Anton 黃潤棠 RE Dealing in Securities 2010-12-31 2012-07-04
AUX032 TANG Tsz Wai 鄧子維 RE Advising on Securities 2011-05-23 2012-07-12
AUX313 KWOK Ka Yan Karen 郭嘉欣 RE Dealing in Securities 2010-12-31 2011-10-22
AUY976 HIRST David A RE Dealing in Securities 2011-01-11 2011-08-05
AVM346 TAKINO Toshiro RE Dealing in Securities 2011-01-11 2011-03-14
AVM361 WANG Jian 王健 RE Dealing in Securities 2012-03-26 2012-11-20
AVN515 MATSUSHITA Masahiro 松下昌宏 RE Dealing in Securities 2010-12-31
AVQ761 TAY Ek Pon RE Dealing in Securities 2010-12-31 2011-01-25
AVS019 LEE Aleen Li Fei 李莉菲 RE Advising on Securities 2017-03-27 2018-07-03
AVS383 YOON Jee Woong 尹智雄 RE Dealing in Securities 2010-12-31 2011-08-28
AVU825 ROBERTS Alistair Charles Alton RE Dealing in Securities 2011-07-19 2012-07-04
AVY126 MCWILLIAM James Richard RE Dealing in Securities 2018-09-28
AVY319 NAKAUCHI Kozue 仲內梢 RE Dealing in Securities 2010-12-31 2011-05-18
AWA398 SEE THOR Wai Fung 司徒慧芬 RE Dealing in Securities 2011-01-11 2012-11-14
AWO080 WELLS Peter John RO Dealing in Securities 2012-08-09 2015-03-12
AWO080 WELLS Peter John RO Advising on Securities 2012-08-09 2015-03-12
AWO080 WELLS Peter John RO Dealing in Futures Contracts 2012-08-09 2015-03-12
AWO080 WELLS Peter John RE Dealing in Futures Contracts 2012-05-15 2012-08-09
AWO080 WELLS Peter John RE Advising on Securities 2012-05-15 2012-08-09
AWO080 WELLS Peter John RE Dealing in Securities 2012-05-15 2012-08-09
AWP108 CHOW Oscar RE Advising on Securities 2011-01-05 2015-05-30
AWQ678 BECCHETTI James Patrick RE Dealing in Futures Contracts 2018-05-03 2019-04-23
AWQ678 BECCHETTI James Patrick RE Dealing in Securities 2018-05-03 2019-04-23
AWQ678 BECCHETTI James Patrick RE Dealing in Securities 2017-11-21 2017-12-04
AWQ684 ARAKI Tetsuo RE Dealing in Securities 2011-01-20 2012-02-03
AWT166 TANAKA Maki 田中牧 RE Dealing in Securities 2011-02-07 2015-06-06
AWT354 PICKWORTH Simon Murray RE Dealing in Securities 2011-02-10 2016-01-08
AWV267 NOGUCHI Megumi 野口惠 RE Advising on Securities 2011-03-21 2011-11-11
AWV268 GREENWOOD Anthony Bruce Nicholas RE Advising on Securities 2011-02-22 2011-03-29
AXB346 ALLAN Stuart Michael RE Dealing in Securities 2016-07-11
AXG649 KAY Chong-san 郭忠山 RE Dealing in Securities 2011-05-11 2015-03-09
AXH079 CHUA Jesus Jr. Go RE Dealing in Securities 2011-06-07 2016-07-13
AXH229 MATTILA Riku Johannes RE Advising on Securities 2011-05-23 2017-07-28
AXH231 OLSSON Eva Patricia Rahel RE Advising on Securities 2011-05-23 2016-01-08
AXK215 UNG Voon Yew RE Dealing in Securities 2011-06-07 2015-05-27
AXM488 WONG Stanley Car-Lai RE Dealing in Securities 2018-01-04 2018-10-22
AXM812 LI Jiahui 李佳蕙 RE Dealing in Securities 2013-07-15 2014-09-20
AXM812 LI Jiahui 李佳蕙 RE Advising on Corporate Finance 2013-07-15 2014-09-20
AXM861 DAEMI-MOKHLESI Jiyann Naveed RE Dealing in Securities 2011-07-04 2015-01-05
AXM861 DAEMI-MOKHLESI Jiyann Naveed RE Advising on Corporate Finance 2011-07-04 2015-01-05
AXN254 LU Dong 呂棟 RE Advising on Corporate Finance 2013-06-13 2013-07-17
AXN254 LU Dong 呂棟 RE Dealing in Securities 2013-06-13 2013-07-17
AXR663 CHOW Wing Nga Alison 周穎雅 RE Dealing in Securities 2018-09-24 2019-02-11
AXR955 OOI Chenn Siong RE Advising on Corporate Finance 2017-07-14
AXR955 OOI Chenn Siong RE Dealing in Securities 2017-07-14
AXS569 NG Kathy Ka Wai 伍家慧 RE Dealing in Securities 2011-08-08 2018-03-05
AXV892 MEEPETCHDEE Yongyut RE Dealing in Securities 2011-08-29 2017-11-30
AXY952 DESAI Meghna Kiran RE Dealing in Securities 2011-09-01 2014-03-04
AYA032 TAKEUCHI Kazufumi 竹內一史 RE Advising on Securities 2011-09-16 2012-08-07
AYA423 HIRATSUKA Takashi 平塚岳 RE Dealing in Securities 2011-09-16 2013-11-23
AYB952 CHAN Chester Chi-to 陳志滔 RE Dealing in Securities 2012-08-29 2015-04-17
AYI537 SUGIMOTO Koichi RE Dealing in Securities 2018-03-14
AYN655 RUSTAU Haidje Karen RE Dealing in Securities 2011-11-29 2014-11-20
AYW753 YAP Price Edward Canizares RE Dealing in Securities 2012-02-03 2015-12-14
AYY061 DEVKOTA Milan RE Dealing in Securities 2012-02-10 2016-07-13
AZJ718 HAGLAND Trent Andrew RO Dealing in Securities 2012-05-31 2016-04-29
AZJ718 HAGLAND Trent Andrew RO Advising on Corporate Finance 2012-05-31 2016-04-29
AZJ718 HAGLAND Trent Andrew RO Advising on Securities 2012-05-31 2016-04-29
AZJ718 HAGLAND Trent Andrew RO Dealing in Futures Contracts 2012-05-31 2016-04-29
AZO197 ARROWSMITH Neil Robert RE Dealing in Securities 2012-06-04
AZO197 ARROWSMITH Neil Robert RO Advising on Corporate Finance 2012-09-14
AZO197 ARROWSMITH Neil Robert RE Advising on Corporate Finance 2012-06-04 2012-09-14
AZT431 KANODIA Kunal RO Dealing in Securities 2017-06-01
AZT431 KANODIA Kunal RO Advising on Securities 2017-06-01
AZT431 KANODIA Kunal RO Dealing in Futures Contracts 2017-06-01
AZT431 KANODIA Kunal RE Dealing in Securities 2015-11-16 2017-06-01
AZT431 KANODIA Kunal RE Advising on Securities 2015-11-16 2017-06-01
AZT431 KANODIA Kunal RE Dealing in Futures Contracts 2015-11-16 2017-06-01
BAD298 ZHAO Ye 趙曄 RE Dealing in Securities 2013-09-16
BAD298 ZHAO Ye 趙曄 RE Advising on Securities 2013-09-16
BAD298 ZHAO Ye 趙曄 RE Advising on Corporate Finance 2015-02-03
BAD556 MANABE Yusaku RO Advising on Corporate Finance 2012-11-22
BAD556 MANABE Yusaku RO Dealing in Securities 2012-12-04
BAD556 MANABE Yusaku RO Dealing in Futures Contracts 2013-08-20
BAD556 MANABE Yusaku RO Advising on Securities 2013-08-20
BAD556 MANABE Yusaku RE Dealing in Securities 2012-09-05 2012-12-04
BAD556 MANABE Yusaku RE Advising on Corporate Finance 2012-09-05 2012-11-22
BAE280 VAKIL Mohamed Ismail RE Dealing in Securities 2012-09-17
BAI179 YIP Weng Foo 葉永富 RE Dealing in Securities 2012-10-24 2015-02-24
BAI276 ANEGAWA Toshiyuki 姉川俊幸 RE Dealing in Securities 2018-05-17
BAK601 LAM Wing Sze 林詠詩 RE Dealing in Securities 2018-09-24
BAO433 LEE Kwok Wai 李國瑋 RE Dealing in Securities 2012-12-03
BAQ202 MAND Sandeep Singh RO Advising on Securities 2013-06-28 2015-05-15
BAQ202 MAND Sandeep Singh RO Dealing in Futures Contracts 2013-06-28 2015-05-15
BAQ202 MAND Sandeep Singh RO Dealing in Securities 2013-06-28 2015-05-15
BAQ202 MAND Sandeep Singh RE Advising on Securities 2012-12-27 2013-06-28
BAQ202 MAND Sandeep Singh RE Dealing in Futures Contracts 2012-12-27 2013-06-28
BAQ202 MAND Sandeep Singh RE Dealing in Securities 2012-12-27 2013-06-28
BAZ170 FORSYTHE William James Patrick RE Dealing in Securities 2013-03-15 2018-12-06
BAZ170 FORSYTHE William James Patrick RE Dealing in Futures Contracts 2013-03-15 2018-12-06
BAZ170 FORSYTHE William James Patrick RE Advising on Securities 2013-03-15 2018-12-06
BBA526 LUCAS Jean-Francois Nicolas Jacques RE Dealing in Securities 2013-03-22 2015-12-01
BBA526 LUCAS Jean-Francois Nicolas Jacques RE Dealing in Futures Contracts 2015-06-22 2015-12-01
BBA526 LUCAS Jean-Francois Nicolas Jacques RE Advising on Securities 2015-06-22 2015-12-01
BBD069 QURESHI Qassim Ali RE Dealing in Securities 2013-06-10 2015-10-01
BBD069 QURESHI Qassim Ali RE Dealing in Futures Contracts 2013-06-10 2015-10-01
BBD069 QURESHI Qassim Ali RE Advising on Securities 2013-06-10 2015-10-01
BBE385 FONG Benny Fu Tsung 方富聰 RE Dealing in Securities 2013-05-20 2015-02-11
BBH669 OMURA Shunta RE Dealing in Securities 2019-03-25
BBL264 LOONG Pui Fung, Andrew 龍沛豐 RE Dealing in Securities 2013-07-05 2013-08-19
BBL264 LOONG Pui Fung, Andrew 龍沛豐 RE Advising on Corporate Finance 2013-07-05 2013-08-19
BBN738 ZHANG Yi 張誼 RE Dealing in Futures Contracts 2013-08-05 2013-11-04
BBN738 ZHANG Yi 張誼 RE Dealing in Securities 2013-08-05 2013-11-04
BBN738 ZHANG Yi 張誼 RE Advising on Securities 2013-08-05 2013-11-04
BBN739 BURNS Darren Lester RE Dealing in Futures Contracts 2013-08-05
BBN739 BURNS Darren Lester RE Advising on Securities 2013-08-05
BBN739 BURNS Darren Lester RE Dealing in Securities 2013-08-05
BBO934 VINCENT Romain Lionel Sylvain RE Advising on Securities 2013-09-11 2015-06-06
BBO934 VINCENT Romain Lionel Sylvain RE Dealing in Futures Contracts 2013-09-11 2015-06-06
BBO934 VINCENT Romain Lionel Sylvain RE Dealing in Securities 2013-09-11 2015-06-06
BBQ443 WAKIZAKI Hiroshi 脇崎浩 RE Dealing in Securities 2013-08-05
BBQ443 WAKIZAKI Hiroshi 脇崎浩 RE Dealing in Futures Contracts 2013-08-05
BBQ443 WAKIZAKI Hiroshi 脇崎浩 RE Advising on Securities 2013-08-05
BBS616 JONES Nicholas Paul RE Dealing in Securities 2017-03-01 2018-04-20
BBS816 HAHM Candace RE Dealing in Securities 2016-06-24
BBS816 HAHM Candace RE Advising on Corporate Finance 2016-06-24
BBZ886 ZHOU Jiting 周忌婷 RE Dealing in Securities 2013-10-15 2014-11-12
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BDM517 MOHAMMAD Sajjad RE Dealing in Securities 2018-03-14
BDM517 MOHAMMAD Sajjad RE Dealing in Securities 2017-03-20 2017-03-23
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BDT353 YEOH Seng Ghee 楊誠義 RO Dealing in Securities 2015-05-18
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BDV262 GIEFING Sean Gerrard RE Dealing in Securities 2019-01-18
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BEV745 LEE-TONG Chi Wai, Georgette 唐李之慧 RE Advising on Securities 2017-09-13
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BFJ776 PAN Gan 潘淦 RE Dealing in Securities 2015-05-13 2019-02-01
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BFU597 WONG Chi Tung, Sam 黄志東 RE Dealing in Securities 2018-09-28
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BFY812 LU Yang 盧楊 RE Dealing in Securities 2017-02-06
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BGC442 LANGE Julien RE Advising on Securities 2015-09-17 2018-04-03
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BGF039 CHEN-TANNER An-chi RE Dealing in Securities 2015-10-07 2016-01-26
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BGX575 KUSANO Jun 草野潤 RO Dealing in Futures Contracts 2018-09-14
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BGX575 KUSANO Jun 草野潤 RO Dealing in Securities 2016-03-07 2017-09-07
BGX575 KUSANO Jun 草野潤 RO Dealing in Futures Contracts 2016-03-07 2017-09-07
BGX575 KUSANO Jun 草野潤 RE Dealing in Futures Contracts 2016-01-25 2016-03-07
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BGZ701 GUILLON Serge Philippe Laurent RE Dealing in Securities 2016-02-18
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BHA489 ONUMA Kazuhiko RE Dealing in Securities 2016-05-16 2016-05-18
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BHC209 NG Kei Man 吳紀文 RE Dealing in Securities 2017-03-08
BHG325 SUEHIRO Yasutaka RO Dealing in Futures Contracts 2016-04-21 2018-05-31
BHG325 SUEHIRO Yasutaka RO Advising on Corporate Finance 2016-04-21 2018-05-31
BHG325 SUEHIRO Yasutaka RO Advising on Securities 2016-04-21 2018-05-31
BHG325 SUEHIRO Yasutaka RO Dealing in Securities 2016-04-21 2018-05-31
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BHG325 SUEHIRO Yasutaka RE Advising on Securities 2016-03-31 2016-04-21
BHG325 SUEHIRO Yasutaka RE Dealing in Securities 2016-03-31 2016-04-21
BHG628 KIM Sang Yeon 金相延 RE Dealing in Securities 2016-04-07 2019-05-27
BHJ396 YOSHIOKA Masahiko RE Dealing in Securities 2018-03-14
BHJ396 YOSHIOKA Masahiko RE Dealing in Securities 2017-09-01 2017-09-06
BHJ396 YOSHIOKA Masahiko RE Dealing in Securities 2017-02-22 2017-02-25
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BHO550 KIM Ji Joong RE Dealing in Securities 2016-06-03 2017-09-29
BHP074 WONG Kenny Yukoon 黃宇冠 RE Dealing in Securities 2016-07-05
BHP074 WONG Kenny Yukoon 黃宇冠 RE Advising on Corporate Finance 2016-07-05
BHP540 HAMADA Joyce 周智嫻 RE Dealing in Futures Contracts 2016-06-30 2018-10-22
BHP540 HAMADA Joyce 周智嫻 RE Advising on Securities 2016-06-30 2018-10-22
BHP540 HAMADA Joyce 周智嫻 RE Dealing in Securities 2016-06-30 2018-10-22
BHP720 HORIGUCHI Muneyoshi RE Advising on Securities 2016-06-30 2018-10-19
BHP720 HORIGUCHI Muneyoshi RE Dealing in Futures Contracts 2016-06-30 2018-10-19
BHP720 HORIGUCHI Muneyoshi RE Dealing in Securities 2016-06-30 2018-10-19
BHQ057 TI Lian-Haan RE Dealing in Securities 2016-06-20
BHU077 YU Yanming 喻彥銘 RE Dealing in Securities 2017-08-21
BHZ654 LEDDINGTON-HILL Matthew John RE Dealing in Securities 2016-09-12
BHZ654 LEDDINGTON-HILL Matthew John RE Advising on Securities 2016-09-12
BHZ654 LEDDINGTON-HILL Matthew John RE Dealing in Futures Contracts 2016-09-12
BHZ803 KAMIJO Tetsuo RE Advising on Securities 2016-08-29 2016-08-31
BHZ803 KAMIJO Tetsuo RE Dealing in Futures Contracts 2016-08-29 2016-08-31
BHZ803 KAMIJO Tetsuo RE Dealing in Securities 2016-08-29 2016-08-31
BHZ825 MEERANI Sumeet Shyam RE Dealing in Futures Contracts 2016-08-29 2016-08-31
BHZ825 MEERANI Sumeet Shyam RE Advising on Securities 2016-08-29 2016-08-31
BHZ825 MEERANI Sumeet Shyam RE Dealing in Securities 2016-08-29 2016-08-31
BIC284 KAGA Maximilian Shotaro RE Dealing in Securities 2016-09-05
BIC284 KAGA Maximilian Shotaro RE Advising on Corporate Finance 2016-09-05
BIH036 CAI Zheng 蔡正 RE Dealing in Securities 2016-10-03
BIH036 CAI Zheng 蔡正 RE Advising on Securities 2016-10-03
BIH036 CAI Zheng 蔡正 RE Dealing in Futures Contracts 2016-10-03
BIN588 STUBBS Matthew Leslie RE Advising on Securities 2016-11-15 2016-11-18
BIO137 MAREELS Carlo RE Advising on Securities 2016-11-15 2016-11-17
BJC938 KAM Fung Man 甘鳳汶 RE Dealing in Securities 2017-02-24 2018-05-25
BJC938 KAM Fung Man 甘鳳汶 RE Dealing in Futures Contracts 2017-02-24 2018-05-25
BJK794 XUE Jing 薛婧 RE Dealing in Securities 2019-05-23
BJN129 NOMURA Shingo RE Dealing in Securities 2017-05-05
BJU206 CHAR Ching Fung Jimmy 車靖峰 RE Advising on Corporate Finance 2017-06-20
BJU206 CHAR Ching Fung Jimmy 車靖峰 RE Dealing in Securities 2017-06-20
BJX280 NGAI Hei Nam 倪喜南 RE Dealing in Securities 2017-07-14
BJX280 NGAI Hei Nam 倪喜南 RE Advising on Corporate Finance 2017-07-14
BJX332 CHAN Yat Man 陳逸文 RE Dealing in Securities 2017-07-14
BJX332 CHAN Yat Man 陳逸文 RE Advising on Corporate Finance 2017-07-14
BKM294 YAMAMOTO Naoki RE Dealing in Securities 2017-08-14
BKQ873 PESANELLO Raymond Joseph RE Dealing in Securities 2017-09-08 2017-09-30
BKY302 KITAHARA Yoshitaka RE Dealing in Securities 2017-09-25 2019-05-20
BLT551 UPADRASTA Sivakumar RE Dealing in Securities 2017-12-27 2019-04-17
BLX816 KOBA Hiroshi RE Dealing in Securities 2018-01-05
BLX817 SHIOHARA Kunihiko RE Dealing in Securities 2018-01-05
BLX818 TANAKA Hideaki RE Dealing in Securities 2018-01-05
BMH728 TSUNOYAMA Tomonobu RE Dealing in Securities 2018-03-01
BMH729 UCHINO Akihiko RE Dealing in Securities 2018-03-01
BMK025 MURAKAMI Hirotoshi RE Dealing in Securities 2018-03-16
BMK026 NAGANO Masayuki RE Dealing in Securities 2018-03-16 2019-04-16
BMO263 ARAI Katsumi RE Dealing in Securities 2018-04-04
BMO269 KOMIYA Tomoki RE Dealing in Securities 2018-04-04
BMO270 KUROSAKA Keiju RE Dealing in Securities 2018-04-04
BMO315 YEUNG Hon Shan 楊瀚山 RE Dealing in Futures Contracts 2018-04-03 2019-05-27
BMO315 YEUNG Hon Shan 楊瀚山 RE Advising on Securities 2018-04-03 2019-05-27
BMO315 YEUNG Hon Shan 楊瀚山 RE Dealing in Securities 2018-04-03 2019-05-27
BMO654 YOSHIHARA Tomoko RE Dealing in Securities 2018-03-16 2018-08-31
BMR355 GABRIEL Spiros RE Dealing in Futures Contracts 2018-04-23 2019-05-03
BMR355 GABRIEL Spiros RE Dealing in Securities 2018-04-23 2019-05-03
BMR355 GABRIEL Spiros RE Advising on Securities 2018-04-23 2019-05-03
BMT555 MIYATA Naohiko RE Dealing in Securities 2018-04-26
BMU860 LEUNG Victor Vein Bong RE Dealing in Securities 2018-05-03 2019-04-24
BMU860 LEUNG Victor Vein Bong RE Dealing in Futures Contracts 2018-05-03 2019-04-24
BMW429 MIZUTANI Toshiya RE Dealing in Securities 2018-05-17 2018-10-31
BMW430 OZAWA Koki RE Dealing in Securities 2018-05-17
BMW881 YAMAZAKI Mie RE Dealing in Securities 2018-05-31
BMW883 SAKURAI Makoto RE Dealing in Securities 2018-05-31 2019-01-31
BMY103 MASATO Araki RE Dealing in Securities 2018-06-12
BMZ551 TSANG Hon Kin RE Advising on Corporate Finance 2018-06-01 2018-12-21
BMZ551 TSANG Hon Kin RE Dealing in Securities 2018-06-01 2018-12-21
BNB762 GARRETT Michael Jonathan RE Dealing in Securities 2018-06-11 2019-03-02
BNB762 GARRETT Michael Jonathan RE Dealing in Futures Contracts 2018-06-11 2019-03-02
BNB762 GARRETT Michael Jonathan RE Advising on Securities 2018-06-11 2019-03-02
BND774 IWAI Toru 岩井徹 RE Dealing in Securities 2018-07-03
BNG230 KOICHIBARA Sachiko RE Dealing in Securities 2018-07-17
BNH872 CHAN Amanda Denise Yiying RE Advising on Corporate Finance 2018-08-01
BNH872 CHAN Amanda Denise Yiying RE Dealing in Securities 2018-08-01
BNN182 SASAJIMA Katsuhito RE Dealing in Securities 2018-09-03
BNO181 CHIU Lai Tim 趙麗甜 RE Dealing in Securities 2018-09-28
BNO289 LOU Yilin 樓一霖 RE Dealing in Securities 2018-09-14
BNO289 LOU Yilin 樓一霖 RE Advising on Corporate Finance 2018-09-14
BNO297 TANG Lai Woon 鄧麗垣 RE Dealing in Securities 2018-09-24
BNP383 YAMAUCHI Natsumu RE Dealing in Securities 2018-10-12
BNU075 KELLY Violeta RE Advising on Corporate Finance 2018-11-09
BNU075 KELLY Violeta RE Dealing in Securities 2018-11-09
BNU255 CHANG Mei-Lin 張美玲 RE Dealing in Securities 2018-11-12
BNU272 LIM Wei Han RE Dealing in Securities 2018-11-23
BNU836 SARAF Shyam RE Advising on Corporate Finance 2018-11-16
BNU836 SARAF Shyam RE Dealing in Securities 2018-11-16
BNU843 TAN Lee Kwang RE Advising on Corporate Finance 2018-11-16
BNU843 TAN Lee Kwang RE Dealing in Securities 2018-11-16
BNU972 SONNI Sean Sharath RE Dealing in Securities 2018-11-19 2019-04-17
BNU972 SONNI Sean Sharath RE Advising on Securities 2018-11-19 2019-04-17
BNU972 SONNI Sean Sharath RE Dealing in Futures Contracts 2018-11-19 2019-04-17
BNV302 DIPSELLAS Stephen RE Dealing in Securities 2018-11-26
BNV302 DIPSELLAS Stephen RE Advising on Corporate Finance 2018-11-26
BNY404 SALUJA Rohin RE Dealing in Securities 2018-12-20
BNY640 MUTO Jumpei RE Dealing in Securities 2018-12-28
BNY640 MUTO Jumpei RE Advising on Securities 2018-12-28
BNY640 MUTO Jumpei RE Dealing in Futures Contracts 2018-12-28
BOA330 GIDWANI Varsha RE Dealing in Securities 2019-01-15
BOC299 OGINO REIJI RE Dealing in Securities 2019-02-13
BOC947 FUKUSHIMA Teruhisa RO Dealing in Securities 2019-06-13
BOC947 FUKUSHIMA Teruhisa RE Dealing in Securities 2019-04-04 2019-06-13
BOJ160 ZHOU Long 周隆 RE Advising on Corporate Finance 2019-05-20
BOJ160 ZHOU Long 周隆 RE Dealing in Securities 2019-05-20
BOJ252 YUEN Pui Shan Theresa 阮珮珊 RE Dealing in Securities 2019-05-21
BOJ254 WONG Ka Ki 黃嘉琪 RE Dealing in Securities 2019-05-21
BOJ669 YAGI Ryo RE Dealing in Securities 2019-05-30
BOK141 YOON Jeong Su RE Dealing in Securities 2019-05-31

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