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Hong Kong SFC licensed institution AAA135
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司

Below are up to 1000 licences that were found for SFC-licensed institution AAA135 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA059 CHAN Mei Chi, Angela 陳美緻 RE Dealing in Securities 2003-04-01 2015-05-22
AAA059 CHAN Mei Chi, Angela 陳美緻 RE Advising on Securities 2003-04-01 2004-01-15
AAA059 CHAN Mei Chi, Angela 陳美緻 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AAA059 CHAN Mei Chi, Angela 陳美緻 RE Asset Management 2003-04-01 2004-01-15
AAA244 KELLY LAU Judith RE Dealing in Securities 2003-04-01
AAA244 KELLY LAU Judith RE Advising on Corporate Finance 2003-04-01 2004-04-02
AAA244 KELLY LAU Judith RE Asset Management 2003-04-01 2004-04-02
AAA244 KELLY LAU Judith RE Advising on Securities 2003-04-01 2004-04-02
AAD156 EU Andrew Douglas 余義焜 RO Advising on Securities 2003-04-01 2006-07-10
AAD156 EU Andrew Douglas 余義焜 RO Dealing in Securities 2003-04-01 2006-07-10
AAD156 EU Andrew Douglas 余義焜 RO Asset Management 2003-04-01 2006-07-10
AAJ046 AU Mei Tak, Betty 歐美德 RE Advising on Securities 2003-04-01 2008-04-30
AAJ046 AU Mei Tak, Betty 歐美德 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AAJ046 AU Mei Tak, Betty 歐美德 RE Asset Management 2003-04-01 2004-04-02
AAL416 NUTTALL Neill David RE Advising on Securities 2013-01-14 2013-01-16
AAL416 NUTTALL Neill David RE Advising on Securities 2007-01-24 2007-01-31
AAW443 HSU Li-Ching 許立慶 RO Dealing in Securities 2004-11-18 2011-04-09
AAW443 HSU Li-Ching 許立慶 RO Advising on Securities 2004-11-18 2011-04-09
AAW443 HSU Li-Ching 許立慶 RO Asset Management 2004-11-18 2011-04-09
ABA264 LEVENTHORPE Thomas Rooper RE Advising on Securities 2008-08-05 2009-05-18
ABE867 LAI Tat Hung 黎達雄 RE Dealing in Securities 2003-04-01 2016-11-23
ABE867 LAI Tat Hung 黎達雄 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ABE867 LAI Tat Hung 黎達雄 RE Advising on Securities 2003-04-01 2004-01-15
ABE867 LAI Tat Hung 黎達雄 RE Asset Management 2003-04-01 2004-01-15
ABL662 IP Ki Wai 葉奇衛 RE Dealing in Securities 2003-04-01 2003-10-27
ABL662 IP Ki Wai 葉奇衛 RE Advising on Securities 2003-04-01 2003-10-24
ABL662 IP Ki Wai 葉奇衛 RE Advising on Corporate Finance 2003-04-01 2003-10-24
ABL662 IP Ki Wai 葉奇衛 RE Asset Management 2003-04-01 2003-10-24
ABR556 POON Mei Wai, Maggie 潘美慧 RE Dealing in Securities 2003-04-01 2017-03-17
ABR556 POON Mei Wai, Maggie 潘美慧 RE Advising on Securities 2003-04-01 2004-01-15
ABR556 POON Mei Wai, Maggie 潘美慧 RE Asset Management 2003-04-01 2004-01-15
ABR556 POON Mei Wai, Maggie 潘美慧 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ABR876 WONG Constance 黃子欣 RE Dealing in Securities 2012-08-20 2016-06-10
ABY482 TSE Pui Lan, Bonnie 謝佩蘭 RO Asset Management 2005-01-28 2006-03-31
ABY482 TSE Pui Lan, Bonnie 謝佩蘭 RO Dealing in Securities 2005-01-28 2006-03-31
ABY482 TSE Pui Lan, Bonnie 謝佩蘭 RO Advising on Securities 2005-01-28 2006-03-31
ABY482 TSE Pui Lan, Bonnie 謝佩蘭 RE Dealing in Securities 2003-04-01 2005-01-28
ABY482 TSE Pui Lan, Bonnie 謝佩蘭 RE Asset Management 2003-04-01 2004-01-15
ABY482 TSE Pui Lan, Bonnie 謝佩蘭 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ABY482 TSE Pui Lan, Bonnie 謝佩蘭 RE Advising on Securities 2003-04-01 2004-01-15
ABZ342 PAN San Kong, Terry 潘新江 RO Asset Management 2005-01-27 2015-01-05
ABZ342 PAN San Kong, Terry 潘新江 RO Dealing in Securities 2005-01-27 2015-01-05
ABZ342 PAN San Kong, Terry 潘新江 RO Advising on Securities 2005-01-27 2015-01-05
ABZ342 PAN San Kong, Terry 潘新江 RE Dealing in Securities 2003-04-07 2005-01-27
ACA469 TJIA Sau Wah 謝秀華 RE Dealing in Securities 2003-04-01 2017-07-18
ACA469 TJIA Sau Wah 謝秀華 RE Advising on Securities 2003-04-01 2004-01-15
ACA469 TJIA Sau Wah 謝秀華 RE Asset Management 2003-04-01 2004-01-15
ACA469 TJIA Sau Wah 謝秀華 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ACC213 LEWIS Geoffrey Richard RE Dealing in Securities 2003-04-01 2015-04-06
ACC213 LEWIS Geoffrey Richard RE Advising on Corporate Finance 2003-04-01 2004-04-02
ACC213 LEWIS Geoffrey Richard RE Advising on Securities 2003-04-01 2004-04-02
ACC213 LEWIS Geoffrey Richard RE Asset Management 2003-04-01 2004-04-02
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Advising on Securities 2003-04-01 2004-12-01
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Asset Management 2003-04-01 2004-12-01
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Dealing in Securities 2003-04-01 2004-12-01
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Advising on Corporate Finance 2003-04-01 2004-11-22
ACD659 LAM Chi Kwong, Jonathan 林志廣 RE Dealing in Securities 2003-04-01 2007-02-28
ACD659 LAM Chi Kwong, Jonathan 林志廣 RE Advising on Securities 2003-04-01 2004-01-15
ACD659 LAM Chi Kwong, Jonathan 林志廣 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ACD659 LAM Chi Kwong, Jonathan 林志廣 RE Asset Management 2003-04-01 2004-01-15
ACD876 HO Kai Yin, Anthony 何啟賢 RE Dealing in Securities 2013-03-28 2014-09-13
ACO204 HU Chung Ying 胡鍾嬰 RE Dealing in Securities 2016-07-26 2018-03-02
ACQ909 NG Ka Yiu, Desmond 吳家耀 RO Dealing in Securities 2005-01-31 2006-08-18
ACQ909 NG Ka Yiu, Desmond 吳家耀 RO Advising on Securities 2005-01-31 2006-08-18
ACQ909 NG Ka Yiu, Desmond 吳家耀 RO Asset Management 2005-01-31 2006-08-18
ACQ909 NG Ka Yiu, Desmond 吳家耀 RE Dealing in Securities 2003-04-01 2005-01-31
ACQ909 NG Ka Yiu, Desmond 吳家耀 RE Asset Management 2003-04-01 2004-01-15
ACQ909 NG Ka Yiu, Desmond 吳家耀 RE Advising on Securities 2003-04-01 2004-01-15
ACQ909 NG Ka Yiu, Desmond 吳家耀 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ACS240 LAM Sau Wai, Sabrina 林修慧 RE Dealing in Securities 2003-04-01 2007-09-28
ACS240 LAM Sau Wai, Sabrina 林修慧 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ACS240 LAM Sau Wai, Sabrina 林修慧 RE Advising on Securities 2003-04-01 2004-01-15
ACS240 LAM Sau Wai, Sabrina 林修慧 RE Asset Management 2003-04-01 2004-01-15
ACV973 CHEE Miao Oi 朱妙嬡 RE Dealing in Securities 2003-04-01 2004-06-10
ACV973 CHEE Miao Oi 朱妙嬡 RE Advising on Securities 2003-04-01 2004-01-15
ACV973 CHEE Miao Oi 朱妙嬡 RE Asset Management 2003-04-01 2004-01-15
ACV973 CHEE Miao Oi 朱妙嬡 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RO Dealing in Securities 2007-03-26
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RO Advising on Securities 2007-03-26
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RO Asset Management 2007-03-26
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Dealing in Securities 2007-01-18 2007-03-26
ADH967 CHUI Wing Cheong 崔永昌 RE Dealing in Securities 2003-04-01 2017-07-07
ADH967 CHUI Wing Cheong 崔永昌 RE Advising on Securities 2003-04-01 2004-04-06
ADH967 CHUI Wing Cheong 崔永昌 RE Asset Management 2003-04-01 2004-04-06
ADH967 CHUI Wing Cheong 崔永昌 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADI185 SETO Deborah Yuen Yi 司徒婉儀 RO Dealing in Securities 2016-09-02 2017-11-02
ADI185 SETO Deborah Yuen Yi 司徒婉儀 RE Dealing in Securities 2016-05-06 2016-09-02
ADI841 CHAN Iong San 陳榕新 RO Asset Management 2007-10-02
ADI841 CHAN Iong San 陳榕新 RO Advising on Securities 2007-10-02
ADI841 CHAN Iong San 陳榕新 RE Asset Management 2007-07-25 2007-10-02
ADI841 CHAN Iong San 陳榕新 RE Advising on Securities 2007-07-25 2007-10-02
ADN787 LAM Shui Kuen, Angela 林瑞娟 RE Dealing in Securities 2003-04-01 2012-06-14
ADN787 LAM Shui Kuen, Angela 林瑞娟 RE Asset Management 2003-04-01 2004-04-02
ADN787 LAM Shui Kuen, Angela 林瑞娟 RE Advising on Securities 2003-04-01 2004-04-02
ADN787 LAM Shui Kuen, Angela 林瑞娟 RE Advising on Corporate Finance 2003-04-01 2004-04-02
ADT328 FOK Mei Ling 霍美玲 RE Dealing in Securities 2007-09-13
ADT870 CHEUNG Ka Kui 張嘉駒 RO Advising on Securities 2006-04-18 2013-08-31
ADT870 CHEUNG Ka Kui 張嘉駒 RO Asset Management 2006-04-18 2013-08-31
ADT870 CHEUNG Ka Kui 張嘉駒 RO Dealing in Securities 2006-04-18 2013-08-31
ADT870 CHEUNG Ka Kui 張嘉駒 RE Dealing in Securities 2003-04-01 2006-04-18
ADT870 CHEUNG Ka Kui 張嘉駒 RE Asset Management 2003-04-01 2004-01-15
ADT870 CHEUNG Ka Kui 張嘉駒 RE Advising on Securities 2003-04-01 2004-01-15
ADT870 CHEUNG Ka Kui 張嘉駒 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ADU149 YEUNG Ka Ki 楊嘉棋 RE Dealing in Securities 2003-04-01 2007-09-07
ADU149 YEUNG Ka Ki 楊嘉棋 RE Advising on Securities 2003-04-01 2004-01-15
ADU149 YEUNG Ka Ki 楊嘉棋 RE Asset Management 2003-04-01 2004-01-15
ADU149 YEUNG Ka Ki 楊嘉棋 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ADW642 HEPPER Deborah Anne RE Dealing in Securities 2003-04-01 2007-09-13
ADW642 HEPPER Deborah Anne RE Advising on Securities 2003-04-01 2004-01-15
ADW642 HEPPER Deborah Anne RE Advising on Corporate Finance 2003-04-01 2004-01-15
ADW642 HEPPER Deborah Anne RE Asset Management 2003-04-01 2004-01-15
ADW706 CHAN Man Shun, Anthony 陳文洵 RE Dealing in Securities 2003-04-01 2005-07-27
ADW706 CHAN Man Shun, Anthony 陳文洵 RE Advising on Securities 2003-04-01 2004-01-15
ADW706 CHAN Man Shun, Anthony 陳文洵 RE Asset Management 2003-04-01 2004-01-15
ADW706 CHAN Man Shun, Anthony 陳文洵 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ADX329 MOW Lo Ming 繆露明 RE Dealing in Securities 2003-04-01
ADX329 MOW Lo Ming 繆露明 RE Advising on Corporate Finance 2003-04-01 2004-01-15
ADX329 MOW Lo Ming 繆露明 RE Asset Management 2003-04-01 2004-01-15
ADX329 MOW Lo Ming 繆露明 RE Advising on Securities 2003-04-01 2004-01-15
ADX576 LEUNG Kin Shing, Victor 梁建鋮 RE Dealing in Securities 2006-12-27 2007-02-05
AEA678 BONG Ding Yue, Boris 龐定宇 RO Advising on Securities 2012-08-03 2015-06-04
AEA678 BONG Ding Yue, Boris 龐定宇 RO Asset Management 2012-08-03 2015-06-04
AEA678 BONG Ding Yue, Boris 龐定宇 RE Advising on Securities 2012-06-20 2012-08-03
AEA678 BONG Ding Yue, Boris 龐定宇 RE Asset Management 2012-06-20 2012-08-03
AEC084 LEUNG Pui Shan 梁珮珊 RO Dealing in Securities 2010-04-15 2016-03-31
AEC084 LEUNG Pui Shan 梁珮珊 RE Dealing in Securities 2003-04-01 2010-04-15
AEC084 LEUNG Pui Shan 梁珮珊 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AEC084 LEUNG Pui Shan 梁珮珊 RE Asset Management 2003-04-01 2004-01-15
AEC084 LEUNG Pui Shan 梁珮珊 RE Advising on Securities 2003-04-01 2004-01-15
AED915 FOK Kin Lip, Philip 霍建立 RE Dealing in Securities 2006-08-17 2011-06-10
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Dealing in Securities 2003-04-01 2006-09-19
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Asset Management 2003-04-01 2004-04-02
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Advising on Securities 2003-04-01 2004-04-02
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AEH762 CHAN Lai Mei 陳麗薇 RE Dealing in Securities 2006-09-28 2012-03-20
AEL035 HO May Sam 何美心 RE Dealing in Securities 2003-04-01 2004-09-20
AEL035 HO May Sam 何美心 RE Asset Management 2003-04-01 2004-04-02
AEL035 HO May Sam 何美心 RE Advising on Securities 2003-04-01 2004-04-02
AEL035 HO May Sam 何美心 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AEO784 NG Hon Wing 吳漢榮 RE Dealing in Securities 2003-04-01 2016-11-23
AEO784 NG Hon Wing 吳漢榮 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AEO784 NG Hon Wing 吳漢榮 RE Asset Management 2003-04-01 2004-01-15
AEO784 NG Hon Wing 吳漢榮 RE Advising on Securities 2003-04-01 2004-01-15
AEO808 NG Pak Fu 伍栢富 RE Dealing in Securities 2003-04-01 2005-03-02
AEO808 NG Pak Fu 伍栢富 RE Asset Management 2003-04-01 2004-01-15
AEO808 NG Pak Fu 伍栢富 RE Advising on Securities 2003-04-01 2004-01-15
AEO808 NG Pak Fu 伍栢富 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AEO809 LEUNG Shun Yee 梁信義 RE Dealing in Securities 2003-04-01 2016-11-23
AEO809 LEUNG Shun Yee 梁信義 RE Advising on Securities 2003-04-01 2004-01-15
AEO809 LEUNG Shun Yee 梁信義 RE Asset Management 2003-04-01 2004-01-15
AEO809 LEUNG Shun Yee 梁信義 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AEP931 CHAN Kwok On, Carlson 陳國安 RE Dealing in Securities 2015-10-28 2018-05-03
AEQ438 CHENG Pui Yan 鄭珮欣 RE Dealing in Securities 2011-08-04 2013-04-24
AES281 LIU Ka Ki 廖家基 RE Dealing in Securities 2003-04-01
AES281 LIU Ka Ki 廖家基 RE Advising on Securities 2003-04-01 2004-01-15
AES281 LIU Ka Ki 廖家基 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AES281 LIU Ka Ki 廖家基 RE Asset Management 2003-04-01 2004-01-15
AEU794 YEUNG Tsz Yau,Sarah 楊子悠 RE Advising on Securities 2016-07-28 2018-06-14
AEU889 CHIU Clifford King RE Dealing in Securities 2006-08-28 2007-11-16
AEY446 YAU Shuk Ling, Betty 邱淑玲 RE Dealing in Securities 2003-11-14 2004-06-01
AFB892 TONG Tak Yu 唐德瑜 RE Dealing in Securities 2012-07-12 2017-09-13
AFB892 TONG Tak Yu 唐德瑜 RE Asset Management 2017-04-03 2017-09-13
AFB892 TONG Tak Yu 唐德瑜 RE Advising on Securities 2017-04-03 2017-09-13
AFF236 TSE Kit Ting, Monique 謝潔婷 RE Dealing in Securities 2003-04-01 2004-07-26
AFF236 TSE Kit Ting, Monique 謝潔婷 RE Asset Management 2003-04-01 2003-09-23
AFF236 TSE Kit Ting, Monique 謝潔婷 RE Advising on Securities 2003-04-01 2003-09-23
AFF236 TSE Kit Ting, Monique 謝潔婷 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Dealing in Securities 2003-04-01 2011-04-01
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Advising on Securities 2009-04-16 2011-04-01
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Asset Management 2009-04-16 2011-04-01
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Asset Management 2003-04-01 2004-01-15
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Advising on Securities 2003-04-01 2004-01-15
AFG745 WARNES Peter James RE Asset Management 2011-03-18 2014-07-02
AFI577 LEUNG Tak Chuen, Albert 梁德銓 RE Dealing in Securities 2007-04-25 2011-04-22
AFI577 LEUNG Tak Chuen, Albert 梁德銓 RE Advising on Securities 2009-04-16 2011-04-22
AFI577 LEUNG Tak Chuen, Albert 梁德銓 RE Asset Management 2009-04-16 2011-04-22
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Asset Management 2006-05-30 2012-12-22
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Dealing in Securities 2006-11-13 2012-12-22
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Advising on Securities 2006-11-13 2012-12-22
AFM342 TANG Ka Nam 鄧嘉南 RO Dealing in Securities 2007-04-03 2013-04-06
AFM342 TANG Ka Nam 鄧嘉南 RO Asset Management 2007-04-03 2013-04-06
AFM342 TANG Ka Nam 鄧嘉南 RO Advising on Securities 2007-04-03 2013-04-06
AFM342 TANG Ka Nam 鄧嘉南 RE Dealing in Securities 2005-09-30 2007-04-03
AFM506 NG Ming Chu 吳明珠 RE Dealing in Securities 2003-04-01 2006-02-19
AFM506 NG Ming Chu 吳明珠 RE Asset Management 2003-04-01 2004-01-15
AFM506 NG Ming Chu 吳明珠 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AFM506 NG Ming Chu 吳明珠 RE Advising on Securities 2003-04-01 2004-01-15
AFM627 WOOD Mark Robert RE Advising on Securities 2004-08-10 2004-09-02
AFN734 FUNG Kam Ho, Wallace 馮錦河 RE Dealing in Securities 2003-04-01 2006-10-14
AFN734 FUNG Kam Ho, Wallace 馮錦河 RE Asset Management 2003-04-01 2004-04-02
AFN734 FUNG Kam Ho, Wallace 馮錦河 RE Advising on Securities 2003-04-01 2004-04-02
AFN734 FUNG Kam Ho, Wallace 馮錦河 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AFN913 PO On Ki, Angela 布安琪 RE Dealing in Securities 2003-04-01 2007-06-29
AFN913 PO On Ki, Angela 布安琪 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AFN913 PO On Ki, Angela 布安琪 RE Asset Management 2003-04-01 2004-01-15
AFN913 PO On Ki, Angela 布安琪 RE Advising on Securities 2003-04-01 2004-01-15
AFP897 WU Nga Kam, Anna 胡雅琴 RE Dealing in Securities 2017-02-27 2017-09-14
AFP897 WU Nga Kam, Anna 胡雅琴 RE Dealing in Securities 2003-04-01 2014-03-29
AFP897 WU Nga Kam, Anna 胡雅琴 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AFP897 WU Nga Kam, Anna 胡雅琴 RE Advising on Securities 2003-04-01 2004-01-15
AFP897 WU Nga Kam, Anna 胡雅琴 RE Asset Management 2003-04-01 2004-01-15
AFT366 POON Kenneth Ka Chai 潘家齊 RE Dealing in Securities 2003-04-01 2004-08-23
AFT366 POON Kenneth Ka Chai 潘家齊 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AFT366 POON Kenneth Ka Chai 潘家齊 RE Asset Management 2003-04-01 2004-01-15
AFT366 POON Kenneth Ka Chai 潘家齊 RE Advising on Securities 2003-04-01 2004-01-15
AFT559 LAW Ka Ying, Catherine 羅家瑩 RE Dealing in Securities 2007-05-31 2008-05-15
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Dealing in Securities 2015-07-21
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Dealing in Securities 2003-04-01 2006-06-26
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Advising on Securities 2003-04-01 2004-01-15
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Asset Management 2003-04-01 2004-01-15
AFU534 MANG Yun Sun, George 孟潤燊 RE Dealing in Securities 2004-12-22 2005-02-07
AFW026 SIN Nga Hang, Eunice RE Dealing in Securities 2008-08-13 2009-03-31
AGE008 LAM Ho Yan, Amy 林可欣 RE Dealing in Securities 2003-04-01 2004-08-31
AGE008 LAM Ho Yan, Amy 林可欣 RE Advising on Corporate Finance 2003-04-01 2004-01-16
AGE008 LAM Ho Yan, Amy 林可欣 RE Asset Management 2003-04-01 2004-01-16
AGE008 LAM Ho Yan, Amy 林可欣 RE Advising on Securities 2003-04-01 2004-01-16
AGE250 KWOK Pik Shan 郭碧珊 RE Dealing in Securities 2003-04-01 2004-11-19
AGE250 KWOK Pik Shan 郭碧珊 RE Advising on Securities 2003-04-01 2004-01-15
AGE250 KWOK Pik Shan 郭碧珊 RE Asset Management 2003-04-01 2004-01-15
AGE250 KWOK Pik Shan 郭碧珊 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AGE884 CHENG Kim Wa 鄭劍樺 RE Dealing in Securities 2010-02-24 2011-06-03
AGE884 CHENG Kim Wa 鄭劍樺 RE Advising on Securities 2010-02-24 2011-06-03
AGE884 CHENG Kim Wa 鄭劍樺 RE Asset Management 2010-02-24 2011-06-03
AGF348 NG Yin Yee, Shirley 吳燕儀 RE Dealing in Securities 2006-09-26 2008-06-27
AGG001 MOK Wai Ha 莫惠霞 RE Dealing in Securities 2004-09-06 2006-05-23
AGG379 CHAN Chung Fai, Benjamin 陳頌暉 RE Dealing in Securities 2007-01-02 2008-06-04
AGG756 WONG Pui Kwan 王佩君 RE Advising on Corporate Finance 2003-04-01 2003-07-01
AGG756 WONG Pui Kwan 王佩君 RE Dealing in Securities 2003-04-01 2003-07-01
AGG756 WONG Pui Kwan 王佩君 RE Asset Management 2003-04-01 2003-07-01
AGG756 WONG Pui Kwan 王佩君 RE Advising on Securities 2003-04-01 2003-07-01
AGI953 CHAN Cheong Kin 陳昌健 RE Dealing in Securities 2005-04-29 2006-05-15
AGL434 LIEU Wing Yue, Margaret 劉穎瑜 RE Dealing in Securities 2003-04-01 2004-07-05
AGL434 LIEU Wing Yue, Margaret 劉穎瑜 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AGL434 LIEU Wing Yue, Margaret 劉穎瑜 RE Advising on Securities 2003-04-01 2004-01-15
AGL434 LIEU Wing Yue, Margaret 劉穎瑜 RE Asset Management 2003-04-01 2004-01-15
AGO005 LEE Man Yee 李敏儀 RE Dealing in Securities 2008-06-03
AGO845 LEE Wing Lam 李詠琳 RE Dealing in Securities 2003-04-01 2004-04-19
AGO845 LEE Wing Lam 李詠琳 RE Advising on Securities 2003-04-01 2004-01-15
AGO845 LEE Wing Lam 李詠琳 RE Asset Management 2003-04-01 2004-01-15
AGO845 LEE Wing Lam 李詠琳 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AGR377 LEE Suen Chun 李選進 RE Asset Management 2003-04-01 2003-09-09
AGR377 LEE Suen Chun 李選進 RE Advising on Securities 2003-04-01 2003-09-09
AGR377 LEE Suen Chun 李選進 RE Dealing in Securities 2003-04-01 2003-09-08
AGR377 LEE Suen Chun 李選進 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AGT476 TAM Lik 譚力 RE Dealing in Securities 2003-04-01 2009-06-30
AGT476 TAM Lik 譚力 RE Asset Management 2003-04-01 2004-01-15
AGT476 TAM Lik 譚力 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AGT476 TAM Lik 譚力 RE Advising on Securities 2003-04-01 2004-01-15
AGW559 HO Tsz Shan, Sandy 何芷珊 RE Dealing in Securities 2003-04-01 2005-05-10
AGW559 HO Tsz Shan, Sandy 何芷珊 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AGW559 HO Tsz Shan, Sandy 何芷珊 RE Advising on Securities 2003-04-01 2004-01-15
AGW559 HO Tsz Shan, Sandy 何芷珊 RE Asset Management 2003-04-01 2004-01-15
AGW636 CHEUNG Shan Fung 章珊鳳 RE Dealing in Securities 2003-04-01 2004-08-31
AGW636 CHEUNG Shan Fung 章珊鳳 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AGW636 CHEUNG Shan Fung 章珊鳳 RE Asset Management 2003-04-01 2004-01-15
AGW636 CHEUNG Shan Fung 章珊鳳 RE Advising on Securities 2003-04-01 2004-01-15
AHC732 HO Hoi Wah 何凱華 RE Dealing in Securities 2007-02-13 2012-02-01
AHC740 NG Lung George 吳龍 RE Dealing in Securities 2016-01-27
AHL282 CHAI Man Hung, Carina 蔡文紅 RE Asset Management 2012-07-17
AHL282 CHAI Man Hung, Carina 蔡文紅 RE Advising on Securities 2012-07-17
AHO443 TAY Teck Seng RE Advising on Securities 2011-02-22 2011-02-25
AHO443 TAY Teck Seng RE Advising on Securities 2008-07-29 2008-08-02
AHO443 TAY Teck Seng RE Advising on Securities 2004-01-30 2004-02-11
AHS850 WOO Amelia 胡杰濤 RE Dealing in Securities 2003-04-01 2007-04-13
AHS850 WOO Amelia 胡杰濤 RE Asset Management 2003-04-01 2004-04-06
AHS850 WOO Amelia 胡杰濤 RE Advising on Corporate Finance 2003-04-01 2004-04-06
AHS850 WOO Amelia 胡杰濤 RE Advising on Securities 2003-04-01 2004-04-06
AHV476 SUEN Wai Kit, Philip 孫偉傑 RE Dealing in Securities 2004-12-30 2005-06-30
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Dealing in Securities 2008-10-31 2013-07-28
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Advising on Securities 2009-04-20 2013-07-28
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Asset Management 2009-04-20 2013-07-28
AIB370 YIM Yeuk King, Claire 嚴若瓊 RE Dealing in Securities 2006-07-04 2006-11-17
AIQ483 TSE Tak Yee, Livia 謝德怡 RE Dealing in Securities 2010-07-12 2017-07-18
AIR155 MAK Rocky Wanlong 麥雲龍 RE Dealing in Securities 2005-07-20 2011-02-17
AIU616 FORD Benjamin Christopher George RE Dealing in Securities 2006-12-13 2014-05-26
AJC180 CHENG Ho Yuet, Florence 鄭皓月 RE Dealing in Securities 2003-07-30 2004-10-07
AJC181 LO Hiu Yan 羅曉茵 RE Dealing in Securities 2003-07-30 2003-09-05
AJD641 LO Pui Man 勞珮雯 RE Dealing in Securities 2010-04-22 2018-08-14
AJD641 LO Pui Man 勞珮雯 RE Asset Management 2018-07-26 2018-08-14
AJD641 LO Pui Man 勞珮雯 RE Advising on Securities 2018-07-26 2018-08-14
AJD745 WONG Elie Natalie 黃伊莉 RE Dealing in Securities 2003-09-05 2004-05-31
AJD784 LO Chun Wah 魯震華 RE Dealing in Securities 2003-09-05 2004-08-31
AJD786 NG Tze Ming 吳子明 RE Dealing in Securities 2003-09-05 2004-11-01
AJE365 BIRYULYOV Oleg Igorevich RE Advising on Securities 2007-10-30 2007-11-05
AJE365 BIRYULYOV Oleg Igorevich RE Advising on Securities 2003-09-29 2003-10-22
AJE603 SCOTT David Bruce RE Advising on Securities 2004-01-30 2004-02-11
AJE603 SCOTT David Bruce RE Advising on Securities 2003-10-07 2003-10-22
AJF305 LAU Hoi Yi 劉凱怡 RE Dealing in Securities 2004-08-05 2006-03-10
AJF427 CHOY Wing Ka, Nancy 蔡永嘉 RE Dealing in Securities 2003-12-23 2014-03-14
AJG493 CHAN Ho Yuen, Rayson 陳浩源 RE Dealing in Securities 2007-01-16 2010-07-23
AJJ806 WONG Chun Wai 黃鎮威 RE Dealing in Securities 2004-01-19 2005-03-02
AJL084 MO Chao-chi Richard 莫兆奇 RO Asset Management 2014-10-08 2015-09-05
AJL084 MO Chao-chi Richard 莫兆奇 RO Advising on Securities 2014-10-08 2015-09-05
AJL084 MO Chao-chi Richard 莫兆奇 RO Dealing in Securities 2014-10-08 2015-09-05
AJL084 MO Chao-chi Richard 莫兆奇 RE Dealing in Securities 2004-02-06 2014-10-08
AJO202 CHAK Hon Man 翟翰文 RE Dealing in Securities 2007-01-31 2009-11-27
AJX913 YAHATA Naoyoshi RE Advising on Securities 2004-03-26 2004-04-09
AKI937 CHAN Leung Ting 陳亮庭 RE Dealing in Securities 2004-04-17 2008-11-28
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Dealing in Securities 2004-04-28 2005-09-30
AKO863 OTA Tadashi RE Advising on Securities 2004-05-13 2004-05-21
AKP186 CHU Ka Man, Sheena 朱嘉敏 RE Dealing in Securities 2005-04-26 2011-02-15
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Dealing in Securities 2010-06-29 2012-06-16
AKW690 WONG Tai Che, Eddy 王大智 RO Dealing in Securities 2013-10-17 2017-09-13
AKW690 WONG Tai Che, Eddy 王大智 RO Advising on Securities 2015-06-10 2017-09-13
AKW690 WONG Tai Che, Eddy 王大智 RO Asset Management 2015-06-10 2017-09-13
AKW690 WONG Tai Che, Eddy 王大智 RE Asset Management 2013-10-29 2015-06-10
AKW690 WONG Tai Che, Eddy 王大智 RE Advising on Securities 2013-10-29 2015-06-10
AKW690 WONG Tai Che, Eddy 王大智 RE Dealing in Securities 2010-07-14 2013-10-17
AKW690 WONG Tai Che, Eddy 王大智 RE Dealing in Securities 2005-11-09 2008-08-15
AKW893 CHUI Hoi Yan 崔凱茵 RE Dealing in Securities 2006-02-22 2007-02-09
AKX252 KWONG Wai Yin 鄺慧賢 RE Dealing in Securities 2006-04-03 2006-09-07
ALB580 HUGHES Michael Talbot Alleyne RE Advising on Securities 2004-08-06 2004-09-02
ALB848 PRICE Jonathan David RE Advising on Securities 2004-08-19 2004-08-26
ALC058 WU Ngai See, Cecilia 胡毅詩 RE Dealing in Securities 2007-12-11 2011-05-18
ALD520 TSUI Fook Wang 徐福宏 RE Dealing in Securities 2004-09-15 2011-09-26
ALD635 TONG Yan Wing, Francis 湯欣榮 RE Dealing in Securities 2004-10-12 2004-11-01
ALE992 MARONILLA Ramon Gregory Jr. Fong RE Dealing in Securities 2011-04-29
ALG171 WILLIAMS Howard RE Advising on Securities 2004-09-28 2004-10-08
ALH735 MA Suk Ying 馬淑英 RE Advising on Securities 2015-06-18 2016-05-11
ALH735 MA Suk Ying 馬淑英 RE Asset Management 2015-06-18 2016-05-11
ALH735 MA Suk Ying 馬淑英 RE Dealing in Securities 2015-06-18 2016-05-11
ALI685 HUI Yuk Hung 許育紅 RE Dealing in Securities 2004-10-21 2005-01-18
ALI733 WANG Qionghui 王琼慧 RO Dealing in Securities 2014-08-08
ALI733 WANG Qionghui 王琼慧 RO Asset Management 2014-08-08
ALI733 WANG Qionghui 王琼慧 RO Advising on Securities 2014-08-08
ALI733 WANG Qionghui 王琼慧 RE Dealing in Securities 2008-06-10 2014-08-08
ALI733 WANG Qionghui 王琼慧 RE Advising on Securities 2009-04-16 2014-08-08
ALI733 WANG Qionghui 王琼慧 RE Asset Management 2009-04-16 2014-08-08
ALJ778 HO Suk Ha 何淑霞 RE Dealing in Securities 2004-10-29 2016-10-14
ALJ989 BAR NATHAN HONG Kong 項港 RE Dealing in Securities 2004-11-03 2006-10-17
ALK097 KAM Wing Ting, Vivian 甘詠婷 RE Dealing in Securities 2004-11-03 2005-06-13
ALN365 TAM Wai Man, Grace 譚慧敏 RE Dealing in Securities 2005-01-20 2015-08-31
ALO587 CHEUNG Sai Wa 張世華 RE Dealing in Securities 2015-04-23 2018-09-27
ALO627 CHEUNG Ka Po 張家寶 RE Dealing in Securities 2005-05-09 2006-07-05
ALQ198 WONG Tak Ming, Billy 王德明 RE Dealing in Securities 2005-03-14 2012-03-31
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Dealing in Securities 2015-11-19
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Asset Management 2018-07-26
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Advising on Securities 2018-07-26
ALW321 MITCHINSON David Nicholas RE Advising on Securities 2005-09-27 2005-10-07
ALW321 MITCHINSON David Nicholas RE Advising on Securities 2005-04-11 2005-04-19
ALW322 KOGA Hirohisa 古賀?久 RE Advising on Securities 2005-04-11 2005-04-19
ALY159 TSE Hoi Hang 謝海恆 RE Dealing in Securities 2005-04-26 2007-06-15
ALY369 PHO Tjeng Hoen Fanny 傅清芬 RE Dealing in Securities 2006-08-28 2007-09-07
ALY372 TAN Hsien Jun, Brian 陳彥均 RE Dealing in Securities 2016-09-20
ALY372 TAN Hsien Jun, Brian 陳彥均 RE Asset Management 2016-09-20
ALY372 TAN Hsien Jun, Brian 陳彥均 RE Advising on Securities 2016-09-20
ALY372 TAN Hsien Jun, Brian 陳彥均 RE Dealing in Securities 2005-04-26 2010-10-11
ALY891 LEE Chun Sing 李振聲 RE Dealing in Securities 2005-05-03 2007-03-15
AMB378 SHEVLIN Aidan Daniel RE Advising on Securities 2011-04-20
AMB378 SHEVLIN Aidan Daniel RE Asset Management 2011-05-24
AME313 WONG Kit Yuk 王潔玉 RE Dealing in Securities 2006-06-05 2006-08-31
AMI069 XIONG Tao 熊濤 RE Advising on Securities 2014-03-10
AMI069 XIONG Tao 熊濤 RE Asset Management 2014-03-10
AMI069 XIONG Tao 熊濤 RE Dealing in Securities 2014-03-10
AMI069 XIONG Tao 熊濤 RE Dealing in Securities 2006-08-28 2010-08-06
AMI069 XIONG Tao 熊濤 RE Asset Management 2009-04-20 2010-08-06
AMI069 XIONG Tao 熊濤 RE Advising on Securities 2009-04-20 2010-08-06
AMI233 SITTON Jose Daniel RE Advising on Securities 2005-08-08 2005-10-08
AMI308 LAU Suet Lai, Lily 劉雪麗 RO Asset Management 2006-01-17 2012-06-30
AMI312 CHAN Henry 陳迪生 RE Dealing in Securities 2005-08-05 2013-07-03
AMN768 CHOI Janice Su Yun 蔡絮因 RE Dealing in Securities 2016-12-28
AMN768 CHOI Janice Su Yun 蔡絮因 RE Advising on Securities 2019-04-15
AMN768 CHOI Janice Su Yun 蔡絮因 RE Asset Management 2019-04-15
AMQ925 FOK Chi Kin 霍志健 RE Dealing in Securities 2011-06-29 2016-04-08
AMQ925 FOK Chi Kin 霍志健 RE Dealing in Securities 2005-11-04 2010-03-01
AMR265 KO Wai Ling 高韋玲 RE Dealing in Securities 2011-03-07 2011-05-17
AMU667 HON Wan Shan 韓韻珊 RE Dealing in Securities 2008-01-18 2010-01-30
AMW549 LEUNG Kit Yee, Elka 梁潔儀 RO Advising on Securities 2017-03-27
AMW549 LEUNG Kit Yee, Elka 梁潔儀 RE Advising on Securities 2016-12-09 2017-03-27
AMY293 NG Ka Yuk 吳家鈺 RE Dealing in Securities 2006-01-19 2012-11-19
AMY293 NG Ka Yuk 吳家鈺 RE Asset Management 2009-05-22 2012-11-19
AMY293 NG Ka Yuk 吳家鈺 RE Advising on Securities 2009-05-22 2012-11-19
AMY548 HO Mei Lok 何美樂 RE Dealing in Securities 2006-01-23 2007-08-23
AMZ208 LEE Miu Fan 李妙芬 RE Dealing in Securities 2006-08-28 2019-05-22
AMZ208 LEE Miu Fan 李妙芬 RE Asset Management 2009-04-20 2016-10-06
AMZ208 LEE Miu Fan 李妙芬 RE Advising on Securities 2009-04-20 2016-10-06
AMZ891 IEONG James Hou Fong 楊浩鋒 RE Dealing in Securities 2006-02-01 2006-09-12
ANA541 YEUNG Ka Lee 楊嘉莉 RE Dealing in Securities 2006-08-28 2008-10-31
ANA757 PARK Nam Seok RE Dealing in Securities 2013-09-30
ANA757 PARK Nam Seok RE Advising on Securities 2013-09-30
ANA757 PARK Nam Seok RE Asset Management 2013-09-30
ANB181 WILLIAMS Andrew Winston RE Advising on Securities 2007-10-05 2007-10-12
ANB181 WILLIAMS Andrew Winston RE Advising on Securities 2006-03-06 2006-03-08
ANB756 LIU Wei Cheng Wayne RE Dealing in Securities 2011-02-09 2012-06-14
ANE747 TANG Lok Ki 鄧洛琪 RE Dealing in Securities 2006-03-20 2006-05-19
ANE757 SO Ngai Nam, Ginny 蘇艾嵐 RE Dealing in Securities 2006-03-20 2009-07-07
ANH551 SPENCE Travis Warner RE Asset Management 2009-05-14 2016-08-05
ANH551 SPENCE Travis Warner RO Dealing in Securities 2014-05-29 2016-08-05
ANH551 SPENCE Travis Warner RO Advising on Securities 2014-05-29 2016-08-05
ANH551 SPENCE Travis Warner RE Dealing in Securities 2006-09-28 2014-05-29
ANH551 SPENCE Travis Warner RE Advising on Securities 2009-05-14 2014-05-29
ANJ210 TSOI Cheuk Yin 蔡卓然 RE Dealing in Securities 2006-08-28 2017-07-07
ANJ210 TSOI Cheuk Yin 蔡卓然 RE Advising on Securities 2009-04-20 2017-07-07
ANJ210 TSOI Cheuk Yin 蔡卓然 RE Asset Management 2009-04-20 2017-07-07
ANP858 NG Ka Li 吳家俐 RO Advising on Securities 2017-12-13
ANP858 NG Ka Li 吳家俐 RO Asset Management 2017-12-13
ANP858 NG Ka Li 吳家俐 RO Dealing in Securities 2017-12-13
ANP858 NG Ka Li 吳家俐 RE Dealing in Securities 2006-06-28 2017-12-13
ANP858 NG Ka Li 吳家俐 RE Asset Management 2017-08-21 2017-12-13
ANP858 NG Ka Li 吳家俐 RE Advising on Securities 2017-08-21 2017-12-13
ANQ084 YEUNG Wing Sze 楊詠詩 RO Dealing in Securities 2018-08-02
ANQ084 YEUNG Wing Sze 楊詠詩 RO Asset Management 2018-08-02
ANQ084 YEUNG Wing Sze 楊詠詩 RO Advising on Securities 2018-08-02
ANQ084 YEUNG Wing Sze 楊詠詩 RE Dealing in Securities 2006-07-04 2018-08-02
ANQ084 YEUNG Wing Sze 楊詠詩 RE Asset Management 2009-04-16 2018-08-02
ANQ084 YEUNG Wing Sze 楊詠詩 RE Advising on Securities 2009-04-16 2018-08-02
ANQ257 KALOGIROU Paul Robert RE Dealing in Securities 2006-08-15 2010-06-30
ANR249 LOK Hiu Kwan, Mandy 駱曉筠 RE Dealing in Securities 2006-07-18 2009-03-19
ANT422 KONG Man Ying 江汶櫻 RE Advising on Securities 2011-11-02 2015-07-01
ANT422 KONG Man Ying 江汶櫻 RE Dealing in Securities 2011-11-02 2015-07-01
ANT422 KONG Man Ying 江汶櫻 RE Asset Management 2011-11-02 2015-07-01
ANT885 SHUTES Paul David RE Advising on Securities 2006-08-14 2006-08-17
ANW429 WONG Wing Sze 黃詠詩 RE Dealing in Securities 2006-08-31 2016-08-12
ANY202 HUI Yik Sin 許亦先 RE Dealing in Securities 2006-09-13 2014-05-15
ANY202 HUI Yik Sin 許亦先 RE Advising on Securities 2011-03-18 2014-05-15
ANY202 HUI Yik Sin 許亦先 RE Asset Management 2011-03-18 2014-05-15
ANY390 LI Xin 李昕 RE Dealing in Securities 2006-09-22 2008-11-14
ANY396 CHEUNG Ka Pui, Kelsey 張嘉珮 RE Dealing in Securities 2006-09-18 2010-07-16
AOA405 LING Tsz King 凌子敬 RE Dealing in Securities 2010-08-04
AOA842 FAN Charrissa Wing Sze 范穎詩 RE Dealing in Securities 2006-10-05 2007-05-09
AOC862 LEUNG Kin Shing, Jason 梁健城 RE Dealing in Securities 2017-12-01
AOC989 GOTTLIEB Gregor RE Dealing in Securities 2006-11-06 2009-12-01
AOC989 GOTTLIEB Gregor RE Advising on Securities 2009-04-20 2009-12-01
AOC989 GOTTLIEB Gregor RE Asset Management 2009-04-20 2009-12-01
AOD998 WONG How King, Alistair 黃效敬 RE Dealing in Securities 2006-11-17 2008-05-30
AOE454 LI Pik Na 李碧娜 RE Advising on Securities 2018-02-01
AOE655 SHIM Kwun Yue 沈觀宇 RE Dealing in Securities 2006-11-17 2011-02-28
AOG288 GENTLE Sally Kate RE Dealing in Securities 2007-11-29 2018-11-09
AOG288 GENTLE Sally Kate RE Asset Management 2009-04-20 2018-11-09
AOG288 GENTLE Sally Kate RE Advising on Securities 2009-04-20 2018-11-09
AOG288 GENTLE Sally Kate RE Dealing in Securities 2006-11-29 2007-10-15
AOG865 LEUNG Yuen Ha 梁婉霞 RE Dealing in Securities 2006-12-15 2007-05-04
AOH905 LIU Lu 劉璐 RE Dealing in Securities 2006-12-19 2008-03-31
AOK606 LEUNG Ka Wai 梁家瑋 RE Dealing in Securities 2016-04-21 2016-11-04
AOP089 CHEN Chin Yueh 陳金岳 RE Dealing in Securities 2007-02-15 2011-05-16
AOP090 MOW Ka Ming 繆家明 RE Dealing in Securities 2007-02-16 2007-09-20
AOU619 WONG Shuk Kwan 王淑君 RE Dealing in Securities 2014-05-14 2015-03-24
AOV613 LU Junyu 呂俊瑜 RE Dealing in Securities 2007-04-25
AOV613 LU Junyu 呂俊瑜 RE Advising on Securities 2009-04-16
AOV613 LU Junyu 呂俊瑜 RE Asset Management 2009-04-16
AOV920 D'ACRE Sharon 吳韻薇 RE Dealing in Securities 2007-05-02 2008-03-31
AOX183 DELOMIER Eric Denys Patrick RE Dealing in Securities 2007-05-10 2013-10-19
APC729 YEUNG Wai Shum 楊惠深 RE Dealing in Securities 2008-08-20 2011-01-14
APD838 DAN Saori RE Dealing in Securities 2007-07-04 2010-01-29
APG835 CHIN Pak Kin, Owen 錢栢堅 RE Dealing in Securities 2008-05-15 2014-12-18
APG835 CHIN Pak Kin, Owen 錢栢堅 RE Asset Management 2011-04-01 2014-12-18
APG835 CHIN Pak Kin, Owen 錢栢堅 RE Advising on Securities 2011-04-01 2014-12-18
APH598 CHAN Ka Yan 陳嘉欣 RE Dealing in Securities 2007-07-23 2007-12-13
APJ466 LAW Suk Lam 羅淑嵐 RE Dealing in Securities 2007-08-06 2017-08-04
APJ469 YAU Yuk Ling 邱玉玲 RE Dealing in Securities 2007-08-06 2012-05-01
APK725 TONG Chi Hang 湯志恒 RE Dealing in Securities 2015-03-05
APL614 WANG Xixi 王皙皙 RE Dealing in Securities 2007-08-22 2009-11-06
APL615 ZHANG Ying 張瑩 RE Dealing in Securities 2007-08-20 2012-03-31
APM097 MA Wilfred Wai Lok 馬瑋諾 RE Dealing in Securities 2007-08-24 2008-04-25
APN544 TSANG Hiu Kei, Janet 曾曉琪 RE Dealing in Securities 2007-08-29
APO038 BRADER-ELLIS Alice Maria RE Dealing in Securities 2007-09-03 2014-06-03
APP201 YIP Pak Kin Alan 葉栢堅 RE Asset Management 2013-05-20 2019-05-10
APP201 YIP Pak Kin Alan 葉栢堅 RE Advising on Securities 2013-05-20 2019-05-10
APP201 YIP Pak Kin Alan 葉栢堅 RE Dealing in Securities 2013-05-20 2019-05-10
APQ434 MORRELL Christopher John Alston RE Advising on Securities 2007-09-19 2007-09-23
APQ866 HO Calvin Yoke Lin 何奕霖 RE Dealing in Securities 2008-10-23 2013-11-02
APQ995 CHANG Chiu Ming, Raymond 曾昭鳴 RE Dealing in Securities 2007-09-19 2013-07-09
APQ996 MOU Yuan Hui 莫媛惠 RE Dealing in Securities 2007-09-19
APQ996 MOU Yuan Hui 莫媛惠 RE Advising on Securities 2017-04-03
APQ996 MOU Yuan Hui 莫媛惠 RE Asset Management 2017-04-03
APR024 LIAO Nancy Lihua 廖麗華 RE Dealing in Securities 2007-09-20 2008-11-24
APS258 KETCHUM Dylan Dent RE Dealing in Securities 2007-09-28 2010-05-14
APS258 KETCHUM Dylan Dent RE Asset Management 2009-04-20 2010-05-14
APS258 KETCHUM Dylan Dent RE Advising on Securities 2009-04-20 2010-05-14
APU805 FOO Man Yin 符敏言 RE Dealing in Securities 2007-10-10 2007-11-30
APV891 LI Gang 李綱 RE Dealing in Securities 2007-10-22 2015-06-05
APW068 LAI Chi Hoi 黎智凱 RE Dealing in Securities 2007-10-23 2008-03-19
APW231 KUO Pui Lam, Berinda 李沛琳 RE Dealing in Securities 2007-10-31 2012-05-10
APW231 KUO Pui Lam, Berinda 李沛琳 RE Advising on Securities 2009-04-20 2012-05-10
APW231 KUO Pui Lam, Berinda 李沛琳 RE Asset Management 2009-04-20 2012-05-10
APW596 ECONOMOS Andrew RE Asset Management 2010-09-01 2014-03-11
APW596 ECONOMOS Andrew RO Dealing in Securities 2011-07-27 2014-03-11
APW596 ECONOMOS Andrew RO Advising on Securities 2011-07-27 2014-03-11
APW596 ECONOMOS Andrew RE Advising on Securities 2010-09-01 2011-07-27
APW596 ECONOMOS Andrew RE Dealing in Securities 2010-09-01 2011-07-27
APX167 TSE Sze Man, Bonny 謝思敏 RE Dealing in Securities 2010-07-20 2013-06-24
APX167 TSE Sze Man, Bonny 謝思敏 RE Asset Management 2010-07-20 2013-06-24
APX167 TSE Sze Man, Bonny 謝思敏 RE Advising on Securities 2010-07-20 2013-06-24
APX269 SZETO Clarchie 司徒而 RE Dealing in Securities 2007-10-31 2011-07-06
AQA110 XIA Xiaosui 夏小穗 RE Dealing in Securities 2010-08-10
AQA110 XIA Xiaosui 夏小穗 RE Asset Management 2017-04-03
AQA110 XIA Xiaosui 夏小穗 RE Advising on Securities 2017-04-03
AQA848 JIANG Xiaojing 姜曉菁 RE Dealing in Securities 2007-11-26 2010-03-05
AQA882 SUTTON NEWTON Heidi Catherine RE Dealing in Securities 2013-02-06 2015-03-06
AQC505 CHUNG Lai Ping 鍾麗萍 RE Dealing in Securities 2010-06-10 2013-04-01
AQC505 CHUNG Lai Ping 鍾麗萍 RE Advising on Securities 2010-06-10 2013-04-01
AQC505 CHUNG Lai Ping 鍾麗萍 RE Asset Management 2010-06-10 2013-04-01
AQE326 HUNG Winnie Ling Yee 孔令宜 RE Dealing in Securities 2007-12-19 2010-02-27
AQG774 YOU Chou Wen 尤昭文 RE Asset Management 2016-08-05 2017-04-11
AQG774 YOU Chou Wen 尤昭文 RE Advising on Securities 2016-08-05 2017-04-11
AQG774 YOU Chou Wen 尤昭文 RE Dealing in Securities 2016-08-05 2017-04-11
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Dealing in Securities 2015-10-07 2018-07-26
AQI094 CHENG Man Hin, Vincent Acacius 鄭文軒 RE Dealing in Securities 2008-01-18 2008-05-23
AQI581 MATTHEWS Adam Wells RE Dealing in Securities 2008-01-22 2011-07-08
AQJ463 POON Kok Kuen 潘國權 RE Dealing in Securities 2008-02-01 2008-08-13
AQQ429 DUNCAN Michael Troy RE Dealing in Securities 2010-05-20 2013-05-20
AQQ429 DUNCAN Michael Troy RE Asset Management 2012-05-09 2013-05-20
AQQ429 DUNCAN Michael Troy RE Advising on Securities 2012-05-09 2013-05-20
AQQ678 TANG Mingzhu 唐明珠 RE Asset Management 2010-08-24 2015-06-04
AQQ678 TANG Mingzhu 唐明珠 RE Advising on Securities 2010-08-24 2015-06-04
AQR392 TANG Lydia Yee Ting 鄧依婷 RE Dealing in Securities 2008-03-18 2008-11-25
AQW236 LAU Ka Yi, Vera 劉嘉怡 RE Advising on Securities 2016-10-17 2018-02-26
AQW236 LAU Ka Yi, Vera 劉嘉怡 RE Dealing in Securities 2016-10-17 2018-02-26
AQW236 LAU Ka Yi, Vera 劉嘉怡 RE Asset Management 2016-10-17 2018-02-26
AQW554 MAK Yin Fo 麥研科 RE Dealing in Securities 2010-03-24 2014-10-05
AQX458 GORNISH Keith Philip RE Dealing in Securities 2008-04-23 2009-01-15
ARA347 SHI Tingting 施婷婷 RE Dealing in Securities 2010-07-26 2013-06-01
ARI742 TAN Fang 譚方 RE Dealing in Securities 2009-05-21 2012-09-01
ARI742 TAN Fang 譚方 RE Asset Management 2009-11-09 2012-09-01
ARI742 TAN Fang 譚方 RE Advising on Securities 2009-11-09 2012-09-01
ARJ501 SHEN Yi 沈懿 RE Dealing in Securities 2008-07-25 2009-09-16
ARJ501 SHEN Yi 沈懿 RE Asset Management 2009-04-20 2009-09-16
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ARN514 LAU Chi Yan 劉智仁 RE Advising on Securities 2009-04-20 2010-01-29
ARN514 LAU Chi Yan 劉智仁 RE Asset Management 2009-04-20 2010-01-29
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Dealing in Securities 2017-11-21
ARW592 REID Matthew David RE Dealing in Securities 2008-11-17 2016-03-04
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ASU039 CHEAH Kheng Leong RE Asset Management 2009-04-20 2014-04-16
ASU039 CHEAH Kheng Leong RE Advising on Securities 2009-04-20 2014-04-16
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AUR559 KWAN Ting Gee 關婷之 RE Dealing in Securities 2016-10-05 2018-08-03
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AUT780 MAESTRI Sergio RE Asset Management 2010-02-24 2016-07-08
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AUX142 BURDIS James RE Dealing in Securities 2010-03-18 2016-04-29
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AUX142 BURDIS James RE Advising on Securities 2015-05-14 2016-04-29
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AWC350 CALINOFF Jordan Adam RE Dealing in Securities 2010-10-18 2012-05-12
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AWV265 CHEUNG Chee Him, Vincent 張子謙 RE Advising on Securities 2017-04-07
AWW191 HO Ka Won Jane Karen 何嘉韻 RE Asset Management 2011-03-21 2017-08-31
AWW451 EL ASMAR Philippe RO Advising on Securities 2018-05-29
AWW451 EL ASMAR Philippe RO Asset Management 2018-05-29
AWW451 EL ASMAR Philippe RO Dealing in Securities 2018-05-29
AWW451 EL ASMAR Philippe RE Asset Management 2018-03-28 2018-05-29
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AXB565 YIP Johnny Ka Chun 葉家俊 RE Dealing in Securities 2011-03-28 2013-11-03
AXC526 WU Lan 烏蘭 RE Dealing in Securities 2017-10-23
AXC526 WU Lan 烏蘭 RE Advising on Securities 2012-10-15 2017-10-23
AXD247 HONG Suet Kei Fanny 項雪琦 RE Dealing in Securities 2011-04-11 2011-06-03
AXG455 MA Qinqin 馬沁沁 RE Advising on Securities 2014-05-26
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AXG455 MA Qinqin 馬沁沁 RE Asset Management 2014-05-26
AXK064 WILSON Michael Cyril Murray RE Dealing in Securities 2011-06-03 2016-06-30
AXK441 CHAN Francesco Chi Ho 陳智灝 RE Dealing in Securities 2015-06-10
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AXK441 CHAN Francesco Chi Ho 陳智灝 RE Asset Management 2015-06-10 2016-12-13
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AXL992 TAO Wing On, Anex 杜榮安 RE Advising on Securities 2011-06-21 2014-08-16
AXL995 ZHANG Qian 張倩 RE Dealing in Securities 2011-06-21 2016-06-30
AXP791 SU Yang 宿陽 RE Dealing in Securities 2011-07-11 2013-08-14
AXQ253 SHUM Wing Sze 岑詠詩 RE Dealing in Securities 2011-07-13 2015-12-02
AXQ253 SHUM Wing Sze 岑詠詩 RE Advising on Securities 2011-07-13 2015-12-02
AXQ253 SHUM Wing Sze 岑詠詩 RE Asset Management 2011-07-13 2015-12-02
AXR035 TSANG Po Wing Ronna 曾寶穎 RE Dealing in Securities 2011-07-18 2011-07-26
AXR058 HUANG Hengheng 黃衡衡 RE Dealing in Securities 2011-07-18 2015-06-13
AXS836 FARRELL Rachel Selah RO Asset Management 2015-12-14 2017-04-07
AXS836 FARRELL Rachel Selah RO Dealing in Securities 2015-12-14 2017-04-07
AXS836 FARRELL Rachel Selah RO Advising on Securities 2015-12-14 2017-04-07
AXS836 FARRELL Rachel Selah RE Dealing in Securities 2011-07-29 2015-12-14
AXS836 FARRELL Rachel Selah RE Advising on Securities 2011-07-29 2015-12-14
AXS836 FARRELL Rachel Selah RE Asset Management 2014-12-03 2015-12-14
AXT527 CHEUNG Yeung 張洋 RE Dealing in Securities 2016-06-22 2016-07-15
AXT527 CHEUNG Yeung 張洋 RE Asset Management 2016-06-22 2016-07-15
AXT527 CHEUNG Yeung 張洋 RE Advising on Securities 2016-06-22 2016-07-15
AXX647 NG Francis Chi Yin 吳旨賢 RE Dealing in Securities 2011-08-19 2012-03-01
AXX652 NGO Ian RE Dealing in Securities 2011-08-19 2016-07-05
AXX652 NGO Ian RE Advising on Securities 2011-08-19 2016-07-05
AXX652 NGO Ian RE Asset Management 2011-08-19 2016-07-05
AXY340 NGAN Hoi Yu 顏海如 RE Dealing in Securities 2011-08-24 2013-03-04
AXZ887 YUEN Wai Ling 袁慧玲 RE Dealing in Securities 2011-09-05 2012-07-07
AYA150 CHIM Lee Na 詹莉娜 RE Dealing in Securities 2011-09-06 2014-04-10
AYA402 LO Yi Kwan, Caren 盧怡君 RE Dealing in Securities 2011-09-07 2016-02-12
AYB009 YAU Wai Ching, Vincent 游偉政 RE Dealing in Securities 2016-12-16 2017-03-17
AYJ721 LIU I Ching 劉倚菁 RE Dealing in Securities 2011-11-04 2014-10-16
AYM473 DITRI Antonio Giuseppe RE Dealing in Securities 2012-02-27 2012-05-27
AYM473 DITRI Antonio Giuseppe RE Advising on Securities 2012-02-27 2012-05-27
AYM473 DITRI Antonio Giuseppe RE Dealing in Securities 2011-11-24 2012-02-24
AYM473 DITRI Antonio Giuseppe RE Advising on Securities 2011-11-24 2012-02-24
AYQ770 CHAN Suet Wing 陳雪穎 RE Dealing in Securities 2011-12-13 2014-03-27
AZH488 KUROKI Noriko RE Dealing in Securities 2012-04-20
AZH488 KUROKI Noriko RE Advising on Securities 2012-04-20 2016-07-18
AZK675 LUK Ting Wai 陸庭偉 RE Dealing in Securities 2012-05-04 2017-04-07
AZT356 LAU Ngan Chi 劉晏芝 RE Dealing in Securities 2012-06-26 2018-04-20
AZV531 CHAN On Ki RE Advising on Securities 2012-07-04 2017-06-30
AZV531 CHAN On Ki RE Asset Management 2012-07-04 2017-06-30
AZV531 CHAN On Ki RE Dealing in Securities 2012-07-04 2017-06-30
AZX118 KOH Ai Ling Irene 許愛苓 RE Asset Management 2012-07-13
AZX118 KOH Ai Ling Irene 許愛苓 RE Advising on Securities 2012-07-13
AZX999 AO IEONG Ka Ian 歐陽嘉恩 RE Dealing in Securities 2012-07-20 2015-11-18
AZX999 AO IEONG Ka Ian 歐陽嘉恩 RE Advising on Securities 2012-07-20 2013-07-02
AZX999 AO IEONG Ka Ian 歐陽嘉恩 RE Asset Management 2012-07-20 2013-07-02
BAB278 CHEN Jie 陳捷 RE Advising on Securities 2012-08-10
BAB278 CHEN Jie 陳捷 RE Asset Management 2012-08-10
BAE817 NG Poh Li RE Advising on Securities 2012-09-24 2012-09-26
BAF382 YUEN Siu Chiu 袁紹潮 RE Dealing in Securities 2012-09-18 2013-03-23
BAH318 NG Ka Man 吳家文 RE Dealing in Securities 2012-10-04 2015-05-09
BAH319 CHAN Wing Yam Eugenia 陳泳欽 RE Dealing in Securities 2012-10-04 2013-11-16
BAH583 XU Mengmeng 徐蒙蒙 RE Asset Management 2012-10-09 2013-03-11
BAH583 XU Mengmeng 徐蒙蒙 RE Dealing in Securities 2012-10-09 2013-03-11
BAH583 XU Mengmeng 徐蒙蒙 RE Advising on Securities 2012-10-09 2013-03-11
BAJ122 LEUNG How Ying Ida 梁巧盈 RE Dealing in Securities 2012-10-24 2015-09-29
BAJ122 LEUNG How Ying Ida 梁巧盈 RE Advising on Securities 2012-10-24 2015-09-29
BAJ122 LEUNG How Ying Ida 梁巧盈 RE Asset Management 2012-10-24 2015-09-29
BAO461 HUI Cheung Tai 許長泰 RO Dealing in Securities 2018-02-02
BAO461 HUI Cheung Tai 許長泰 RE Dealing in Securities 2012-12-03 2018-02-02
BAT180 LASKOWITZ Jedediah Isiah RE Dealing in Securities 2013-01-15 2015-02-13
BAT180 LASKOWITZ Jedediah Isiah RE Advising on Securities 2013-01-15 2015-02-13
BAT180 LASKOWITZ Jedediah Isiah RE Asset Management 2013-01-15 2015-02-13
BAT862 PREUSSNER Christian RE Advising on Securities 2013-02-01
BBA641 TSE Kit Lam 謝潔琳 RE Dealing in Securities 2013-03-22 2014-09-30
BBA641 TSE Kit Lam 謝潔琳 RE Advising on Securities 2013-03-22 2014-09-30
BBA641 TSE Kit Lam 謝潔琳 RE Asset Management 2013-03-22 2014-09-30
BBE263 CHEUNG Tin Yui, Timothy Brian 張天睿 RE Dealing in Securities 2013-04-22 2018-05-11
BBF162 WONG Ginie 黃靜宜 RE Dealing in Securities 2013-04-30 2017-07-18
BBG312 PATEL Pinakin Kantilal RE Dealing in Securities 2013-05-06 2017-07-21
BBH818 CHANG David Da-Wei RE Dealing in Securities 2017-10-19
BBH818 CHANG David Da-Wei RE Advising on Securities 2017-10-19 2018-04-24
BBH818 CHANG David Da-Wei RE Asset Management 2017-10-19 2018-04-24
BBJ888 CHAN Charmaine Ching Man 陳靖汶 RE Dealing in Securities 2013-06-07 2017-07-18
BBK147 ZHU Yan 朱妍 RE Dealing in Securities 2015-04-27
BBK147 ZHU Yan 朱妍 RE Advising on Securities 2017-04-03
BBK147 ZHU Yan 朱妍 RE Asset Management 2017-04-03
BBP685 XIA Hui 夏輝 RE Asset Management 2013-07-17 2015-05-31
BBP685 XIA Hui 夏輝 RE Advising on Securities 2013-07-17 2015-05-31
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BBS238 CHOW Kwun Chung 周冠仲 RE Dealing in Securities 2015-04-01 2017-09-15
BBS866 YANG Hsin-ying 楊芯縈 RE Dealing in Securities 2013-08-16 2014-05-15
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BBS866 YANG Hsin-ying 楊芯縈 RE Asset Management 2013-08-16 2014-05-15
BBT854 CHEN Mengli 陳夢蒞 RE Dealing in Securities 2013-08-23 2016-12-09
BBW598 RIGDEN Jamie David RE Dealing in Securities 2013-09-16 2017-03-31
BBW598 RIGDEN Jamie David RE Advising on Securities 2013-09-16 2017-03-31
BBW598 RIGDEN Jamie David RE Asset Management 2013-09-16 2017-03-31
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BBY629 LAW Sin Yi 羅倩兒 RE Dealing in Securities 2013-10-02 2016-06-24
BBY629 LAW Sin Yi 羅倩兒 RE Asset Management 2013-10-02 2016-06-24
BCB794 SHENG Nan 盛楠 RE Dealing in Securities 2019-01-30
BCH647 LEE Alex Yapp 李立德 RE Advising on Securities 2013-11-14 2014-10-23
BCH647 LEE Alex Yapp 李立德 RE Dealing in Securities 2013-11-14 2014-10-23
BCH647 LEE Alex Yapp 李立德 RE Asset Management 2013-11-14 2014-10-23
BCH658 WEINDLING Nicholas Emmerich John RE Advising on Securities 2014-01-29 2017-01-23
BCH675 NEGYAL Omar Rizwan RE Advising on Securities 2013-11-18 2013-11-22
BCI303 CHAN Mo Yan 陳慕恩 RE Dealing in Securities 2013-11-21 2018-09-28
BCK262 ZHOU He 周赫 RE Dealing in Securities 2013-12-03 2014-05-10
BCL062 APPLETON Wina May 薈納 RE Advising on Securities 2013-12-03
BCL062 APPLETON Wina May 薈納 RE Dealing in Securities 2013-12-03
BCL062 APPLETON Wina May 薈納 RE Asset Management 2013-12-03
BCN975 BAKER John RE Advising on Securities 2014-01-06 2014-01-10
BCS522 XU Na 徐娜 RE Dealing in Securities 2017-06-26
BCS522 XU Na 徐娜 RE Asset Management 2017-06-26
BCS522 XU Na 徐娜 RE Advising on Securities 2017-06-26
BCV134 STIBBE Paula RO Dealing in Securities 2015-10-15 2016-03-02
BCV134 STIBBE Paula RO Advising on Securities 2015-10-15 2016-03-02
BCV134 STIBBE Paula RO Asset Management 2015-10-15 2016-03-02
BCV134 STIBBE Paula RE Dealing in Securities 2014-02-04 2015-10-15
BCV134 STIBBE Paula RE Asset Management 2014-02-04 2015-10-15
BCV134 STIBBE Paula RE Advising on Securities 2014-02-04 2015-10-15
BCY167 ARONOVA Oksana Eduardovna RE Advising on Securities 2014-02-17 2014-02-24
BCY236 EIGEN William Harold RE Advising on Securities 2014-02-17 2014-02-24
BDF019 STEWART Robert Patrick Gordon RE Dealing in Securities 2014-04-01 2018-07-31
BDG907 YU Chung Hang 余頌恒 RE Dealing in Securities 2014-04-11 2015-10-04
BDH281 CHUNG Siu Hong Billy 鍾兆康 RE Dealing in Securities 2015-10-23 2016-01-15
BDH668 WU Brian Danny RE Dealing in Securities 2014-04-14 2014-08-16
BDI911 CHAN Ngai Ting 陳毅亭 RE Dealing in Securities 2014-04-29 2016-07-06
BDJ463 HUANG Jingjing 黃晶晶 RE Dealing in Securities 2014-05-05 2017-06-30
BDK994 AU Yee Wing 區綺穎 RE Asset Management 2015-07-06 2018-06-22
BDK994 AU Yee Wing 區綺穎 RE Advising on Securities 2015-07-06 2018-06-22
BDK994 AU Yee Wing 區綺穎 RE Dealing in Securities 2015-07-06 2018-06-22
BDM354 MO Yuen Man Anita 巫婉雯 RE Dealing in Securities 2014-06-03 2015-07-06
BDO588 OU Yaqian 歐雅倩 RE Asset Management 2014-06-11 2015-05-30
BDO588 OU Yaqian 歐雅倩 RE Dealing in Securities 2014-06-11 2015-05-30
BDO588 OU Yaqian 歐雅倩 RE Advising on Securities 2014-06-11 2015-05-30
BDP242 WONG Chun Yu 黃俊儒 RE Dealing in Securities 2014-06-20 2016-05-25
BDT138 CHENG Wing 鄭穎 RE Dealing in Securities 2014-07-09 2014-08-16
BDU330 CHAN Wai Sze Stephanie 陳慧詩 RE Dealing in Securities 2015-08-20 2016-05-06
BDU330 CHAN Wai Sze Stephanie 陳慧詩 RE Advising on Securities 2015-08-20 2016-05-06
BDU330 CHAN Wai Sze Stephanie 陳慧詩 RE Asset Management 2015-08-20 2016-05-06
BDV513 HAI Sin Man Estella 奚倩雯 RE Dealing in Securities 2014-07-28
BDW700 WONG Hin Kwong 黃顯洸 RE Dealing in Securities 2014-07-30 2016-08-12
BDY730 CHOW Wing Fung 周榮鋒 RE Dealing in Securities 2014-08-11 2017-12-29
BEB248 ZHANG Xue 張雪 RE Dealing in Securities 2018-05-28
BEB248 ZHANG Xue 張雪 RE Advising on Securities 2018-05-28
BEB248 ZHANG Xue 張雪 RE Asset Management 2018-05-28
BEC094 NG Yu Hei 吳宇熙 RE Dealing in Securities 2016-03-08 2018-08-02
BEC882 YEUNG Kai Chiu 楊楷照 RE Dealing in Securities 2016-05-23
BED049 CHAN Dennis Chi Chung 陳子聰 RE Advising on Securities 2014-09-05
BED049 CHAN Dennis Chi Chung 陳子聰 RE Dealing in Securities 2014-09-05
BED049 CHAN Dennis Chi Chung 陳子聰 RE Asset Management 2014-09-05
BEN081 LAM Sze Hang Agnes 林思衡 RE Dealing in Securities 2015-10-28 2017-10-01
BEN373 WORTHINGTON Robert Charles RE Dealing in Securities 2014-11-20 2017-06-27
BER773 MOY Rachel Anne 梅馨尹 RE Asset Management 2014-12-17
BER773 MOY Rachel Anne 梅馨尹 RE Advising on Securities 2014-12-17
BER773 MOY Rachel Anne 梅馨尹 RE Dealing in Securities 2014-12-17
BES249 CUNNINGHAM Sean Lee RE Advising on Securities 2018-10-15
BES249 CUNNINGHAM Sean Lee RE Dealing in Securities 2018-10-15
BES249 CUNNINGHAM Sean Lee RE Asset Management 2018-10-24
BES445 TEH Grace Chin-Yin 鄭晶瑩 RE Dealing in Securities 2016-11-14
BEX113 MUNDY David James RO Asset Management 2017-12-14 2018-04-24
BEX113 MUNDY David James RO Dealing in Securities 2017-12-14 2018-04-24
BEX113 MUNDY David James RO Advising on Securities 2017-12-14 2018-04-24
BEX113 MUNDY David James RE Dealing in Securities 2017-12-08 2017-12-14
BEX113 MUNDY David James RE Advising on Securities 2017-12-08 2017-12-14
BEX113 MUNDY David James RE Asset Management 2017-12-08 2017-12-14
BEZ513 SONG Zhe 宋喆 RE Dealing in Securities 2015-02-13
BEZ513 SONG Zhe 宋喆 RE Asset Management 2017-04-03
BEZ513 SONG Zhe 宋喆 RE Advising on Securities 2017-04-03
BEZ762 JIN Lily Yan RE Advising on Securities 2015-02-16
BEZ762 JIN Lily Yan RE Dealing in Securities 2015-02-16
BEZ762 JIN Lily Yan RE Asset Management 2015-02-16
BEZ774 FALCON Michael Irving RO Asset Management 2016-02-11 2018-12-20
BEZ774 FALCON Michael Irving RO Advising on Securities 2016-02-11 2018-12-20
BEZ774 FALCON Michael Irving RO Dealing in Securities 2016-02-11 2018-12-20
BEZ774 FALCON Michael Irving RE Advising on Securities 2015-02-27 2016-02-11
BEZ774 FALCON Michael Irving RE Asset Management 2015-02-27 2016-02-11
BEZ774 FALCON Michael Irving RE Dealing in Securities 2015-02-27 2016-02-11
BFB174 XU Dan 徐丹 RE Dealing in Securities 2017-03-31
BFB184 SUN Po-Hsuan 孫柏軒 RE Dealing in Securities 2015-03-09 2016-07-06
BFC541 SHEIKH Talib RE Advising on Securities 2015-03-19 2015-03-20
BFE569 LEE Wen Yang 李文揚 RE Advising on Securities 2015-04-02
BFE569 LEE Wen Yang 李文揚 RE Dealing in Securities 2015-04-02
BFE569 LEE Wen Yang 李文揚 RE Asset Management 2015-04-02
BFE570 LI Priscilla Mankei 李敏琪 RE Dealing in Securities 2015-04-02 2017-08-30
BFG508 BAE Yu Jung RE Advising on Securities 2018-05-29
BFH421 CHEUNG Wing Mong 張永望 RE Dealing in Securities 2015-04-21 2017-03-12
BFH421 CHEUNG Wing Mong 張永望 RE Asset Management 2015-04-21 2017-03-12
BFH421 CHEUNG Wing Mong 張永望 RE Advising on Securities 2015-04-21 2017-03-12
BFH422 CHEN Chia-hui 陳佳慧 RE Advising on Securities 2015-04-21 2018-11-22
BFH422 CHEN Chia-hui 陳佳慧 RE Asset Management 2015-04-21 2018-11-22
BFH422 CHEN Chia-hui 陳佳慧 RE Dealing in Securities 2015-04-21 2018-11-22
BFH456 BUCKINGHAM Thomas Andrew RE Advising on Securities 2017-06-26 2017-06-30
BFH456 BUCKINGHAM Thomas Andrew RE Advising on Securities 2016-04-18 2016-04-22
BFH456 BUCKINGHAM Thomas Andrew RE Advising on Securities 2015-05-15 2015-05-15
BFH968 YUEN Zit Tun 袁雪彤 RE Advising on Securities 2015-10-13
BFH968 YUEN Zit Tun 袁雪彤 RE Dealing in Securities 2015-10-13 2016-12-22
BFJ639 KAN Siu Chung 簡兆聰 RE Advising on Securities 2019-05-10
BFM552 LAI Yeuk Ho Hardy 黎若顥 RE Dealing in Securities 2015-05-18 2017-07-07
BFM552 LAI Yeuk Ho Hardy 黎若顥 RE Advising on Securities 2015-05-18 2017-07-07
BFM552 LAI Yeuk Ho Hardy 黎若顥 RE Asset Management 2015-05-18 2017-07-07
BFO812 KWOK Ho Yan 郭皜忻 RE Dealing in Securities 2018-10-15
BFP878 LAM Yee Mei 林綺薇 RE Advising on Securities 2018-10-04
BFP878 LAM Yee Mei 林綺薇 RE Asset Management 2018-10-04
BFP878 LAM Yee Mei 林綺薇 RE Dealing in Securities 2018-10-04
BFT530 WONG Ho Man 王浩文 RE Dealing in Securities 2017-12-22
BFX534 LIU Bin 劉彬 RE Advising on Securities 2015-07-24 2018-02-20
BFX534 LIU Bin 劉彬 RE Dealing in Securities 2015-07-24 2018-02-20
BFX534 LIU Bin 劉彬 RE Asset Management 2015-07-24 2018-02-20
BFX699 YIP Yan Ki Candy 葉欣琪 RE Asset Management 2017-11-21
BFX699 YIP Yan Ki Candy 葉欣琪 RE Dealing in Securities 2017-11-21
BFX699 YIP Yan Ki Candy 葉欣琪 RE Advising on Securities 2017-11-21
BFX699 YIP Yan Ki Candy 葉欣琪 RE Advising on Securities 2015-07-27 2016-04-15
BFX699 YIP Yan Ki Candy 葉欣琪 RE Asset Management 2015-07-27 2016-04-15
BFX699 YIP Yan Ki Candy 葉欣琪 RE Dealing in Securities 2015-07-27 2016-04-15
BGB555 TSOI Anthony 蔡宗佑 RE Dealing in Securities 2015-08-24 2018-09-14
BGD192 FANG Zhichen 房之琛 RE Asset Management 2015-09-07 2016-07-07
BGD192 FANG Zhichen 房之琛 RE Advising on Securities 2015-09-07 2016-07-07
BGD192 FANG Zhichen 房之琛 RE Dealing in Securities 2015-09-07 2016-07-07
BGD200 LIU Yingyi 劉穎翊 RE Dealing in Securities 2015-09-08 2017-06-30
BGG649 YUEN Pui Sung Erika 袁珮崧 RE Dealing in Securities 2015-09-23 2017-02-02
BGL134 TANG Samuel Chung Yin 鄧仲然 RE Dealing in Securities 2015-10-29 2016-02-10
BGL306 YUNG Wan Seen Stephanie 翁韻善 RE Dealing in Securities 2015-10-29 2017-10-06
BGL306 YUNG Wan Seen Stephanie 翁韻善 RE Advising on Securities 2015-10-29 2017-10-06
BGL306 YUNG Wan Seen Stephanie 翁韻善 RE Asset Management 2015-10-29 2017-10-06
BGM185 LI Tuo 李拓 RE Dealing in Securities 2015-11-06
BGM185 LI Tuo 李拓 RE Advising on Securities 2015-11-06
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BGM249 CHOI-LEE Nora RE Dealing in Securities 2015-11-17 2017-07-18
BGM249 CHOI-LEE Nora RE Advising on Securities 2015-11-17 2017-07-18
BGM249 CHOI-LEE Nora RE Asset Management 2015-11-17 2017-07-18
BGN414 HO Lap Hei 何立熙 RE Asset Management 2015-11-23 2016-05-20
BGN414 HO Lap Hei 何立熙 RE Dealing in Securities 2015-11-23 2016-05-20
BGN414 HO Lap Hei 何立熙 RE Advising on Securities 2015-11-23 2016-05-20
BGP176 WILCOX Nicholas John Alexander RE Dealing in Securities 2015-11-27
BGR123 YI Jaehyun 李在賢 RE Dealing in Securities 2015-12-15
BGR123 YI Jaehyun 李在賢 RE Advising on Securities 2015-12-15
BGR123 YI Jaehyun 李在賢 RE Asset Management 2015-12-15
BGT733 JIN Yuejue 金玥珏 RE Dealing in Securities 2016-01-04
BGY565 KHAZZAM Shawn RO Advising on Securities 2017-12-15
BGY565 KHAZZAM Shawn RO Dealing in Securities 2018-11-05
BGY565 KHAZZAM Shawn RE Advising on Securities 2016-01-29 2017-12-15
BHD186 KIM Terri 金泰利 RE Advising on Securities 2016-03-10 2019-04-30
BHD186 KIM Terri 金泰利 RE Asset Management 2016-03-10 2019-04-30
BHD186 KIM Terri 金泰利 RE Dealing in Securities 2016-03-10 2019-04-30
BHF142 DING Anli 丁安麗 RE Advising on Securities 2016-03-22 2017-05-10
BHF142 DING Anli 丁安麗 RE Asset Management 2016-03-22 2017-05-10
BHF142 DING Anli 丁安麗 RE Dealing in Securities 2016-03-22 2017-05-10
BHH078 CHENG Sheng-Yen 鄭聖諺 RE Dealing in Securities 2016-04-12
BHH078 CHENG Sheng-Yen 鄭聖諺 RE Advising on Securities 2017-04-03
BHH078 CHENG Sheng-Yen 鄭聖諺 RE Asset Management 2017-04-03
BHH087 SIO Kai Ching 蕭啟政 RE Dealing in Securities 2016-04-08
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BHL111 GIEUW Godfrey Harrison 丘漢堅 RE Advising on Securities 2016-05-06 2016-06-08
BHL111 GIEUW Godfrey Harrison 丘漢堅 RE Asset Management 2016-05-06 2016-06-08
BHL111 GIEUW Godfrey Harrison 丘漢堅 RE Dealing in Securities 2016-05-06 2016-06-08
BHL502 CHANG Yu-Cheng 張育誠 RE Asset Management 2016-05-10
BHL502 CHANG Yu-Cheng 張育誠 RE Dealing in Securities 2016-05-10
BHL502 CHANG Yu-Cheng 張育誠 RE Advising on Securities 2016-05-10
BHL710 CHI Wei 池薇 RE Advising on Securities 2016-05-12
BHL710 CHI Wei 池薇 RE Asset Management 2016-05-12
BHL710 CHI Wei 池薇 RE Dealing in Securities 2016-05-12
BHM518 LEE Eun Ju 李恩周 RE Advising on Securities 2016-05-24 2018-07-31
BHM518 LEE Eun Ju 李恩周 RE Asset Management 2016-05-24 2018-07-31
BHM659 SO Man Ting 蘇敏婷 RE Dealing in Securities 2016-05-24 2016-09-07
BHP424 WU Mei Yen 吳美燕 RE Dealing in Securities 2016-06-15
BHQ088 MAK Wing Leung 麥永樑 RE Dealing in Securities 2016-06-23
BHQ343 TIAN Yajing 田雅婧 RE Dealing in Securities 2016-06-20 2018-04-11
BHR770 ZHAO Tong 趙彤 RE Asset Management 2016-06-23 2016-09-14
BHR770 ZHAO Tong 趙彤 RE Advising on Securities 2016-06-23 2016-09-14
BHR770 ZHAO Tong 趙彤 RE Dealing in Securities 2016-06-23 2016-09-14
BHW480 CAO Emily Whei RE Dealing in Securities 2016-07-22 2016-12-09
BHZ830 LAU Chi To 劉智滔 RE Dealing in Securities 2016-08-18 2018-10-23
BHZ830 LAU Chi To 劉智滔 RE Advising on Securities 2016-08-18 2018-10-23
BHZ830 LAU Chi To 劉智滔 RE Asset Management 2016-08-18 2018-10-23
BIB123 POON Tik Oscar 潘廸 RE Dealing in Securities 2016-08-22 2017-08-31
BIB123 POON Tik Oscar 潘廸 RE Asset Management 2016-08-22 2017-08-31
BIB123 POON Tik Oscar 潘廸 RE Advising on Securities 2016-08-22 2017-08-31
BIE164 NG Yan Yan 吳欣欣 RE Dealing in Securities 2016-09-13 2018-08-24
BIE936 POPEK David Paul RE Dealing in Securities 2016-09-15 2018-06-29
BIE936 POPEK David Paul RE Advising on Securities 2016-09-15 2018-06-29
BIE936 POPEK David Paul RE Asset Management 2016-09-15 2018-06-29
BIE991 CHAN Pui Chi 陳沛芝 RE Dealing in Securities 2016-09-15
BIE991 CHAN Pui Chi 陳沛芝 RE Asset Management 2016-09-15
BIE991 CHAN Pui Chi 陳沛芝 RE Advising on Securities 2016-09-15
BIG950 TREVES Alexander Richard RE Dealing in Securities 2017-07-10
BIH250 HUANG Zhongran 黃鍾然 RE Dealing in Securities 2016-09-29 2017-07-31
BIM214 BIAN Ce 卞策 RE Dealing in Securities 2016-10-31
BIO868 LAI Wai Heng 賴衛衡 RE Dealing in Securities 2016-11-21
BIO868 LAI Wai Heng 賴衛衡 RE Asset Management 2019-04-15
BIO868 LAI Wai Heng 賴衛衡 RE Advising on Securities 2019-04-15
BIS559 YEE Jun Jie Mervyn 余俊杰 RE Advising on Securities 2016-12-09 2017-07-19
BIT796 LUK Ka Chi 陸加馳 RE Dealing in Securities 2016-12-21 2018-04-26
BIX302 HO Hsin Jung 侯心榕 RO Advising on Securities 2018-10-31
BIX302 HO Hsin Jung 侯心榕 RE Advising on Securities 2017-01-10 2018-10-31
BJA644 NG Laura Shui Yee 吳小宇 RE Dealing in Securities 2017-02-06 2017-07-18
BJB153 ANDERSON Hannah Jess RE Dealing in Securities 2017-02-15
BJC786 YIP Gloria Sze Wan 葉詩韵 RE Dealing in Securities 2017-02-21 2017-08-01
BJI404 SZE Ying Ying 施盈盈 RE Dealing in Securities 2017-03-30
BJI404 SZE Ying Ying 施盈盈 RE Advising on Securities 2018-08-09
BJI404 SZE Ying Ying 施盈盈 RE Asset Management 2018-08-09
BJJ162 WU TZU-JUNG 吳姿蓉 RE Dealing in Securities 2017-04-10 2017-06-23
BJL041 HUANG Ching-Feng 黄慶豐 RE Advising on Securities 2017-04-24 2018-07-27
BJO200 WONG Wai Man, Angel 黃蔚敏 RE Dealing in Securities 2019-01-17
BJO200 WONG Wai Man, Angel 黃蔚敏 RE Asset Management 2019-04-15
BJO200 WONG Wai Man, Angel 黃蔚敏 RE Advising on Securities 2019-04-15
BJR645 CHAU Cho Lin 周楚蓮 RE Dealing in Securities 2017-06-06 2018-07-03
BJT109 POON Wing See Ada 潘詠詩 RE Dealing in Securities 2017-06-15
BJV742 CHUNG Wai Bu Gloria 鍾慧寶 RE Dealing in Securities 2017-09-13
BKZ563 WANG Jeffrey Feng 王風 RE Dealing in Securities 2017-09-15
BKZ969 YEUNG Hon Shing 楊瀚誠 RE Advising on Securities 2019-03-12
BKZ969 YEUNG Hon Shing 楊瀚誠 RE Asset Management 2019-03-12
BKZ969 YEUNG Hon Shing 楊瀚誠 RE Dealing in Securities 2019-03-12
BKZ969 YEUNG Hon Shing 楊瀚誠 RE Asset Management 2017-09-20 2018-11-22
BKZ969 YEUNG Hon Shing 楊瀚誠 RE Dealing in Securities 2017-09-20 2018-11-22
BKZ969 YEUNG Hon Shing 楊瀚誠 RE Advising on Securities 2017-09-20 2018-11-22
BLI896 WOO Kai En Jonathan 胡凱恩 RE Asset Management 2017-10-30 2018-04-09
BLI896 WOO Kai En Jonathan 胡凱恩 RE Advising on Securities 2017-10-30 2018-04-09
BLI896 WOO Kai En Jonathan 胡凱恩 RE Dealing in Securities 2017-10-30 2018-04-09
BLQ369 CHONG Chu Man 莊主文 RE Asset Management 2017-12-04
BLQ369 CHONG Chu Man 莊主文 RE Dealing in Securities 2017-12-04
BLQ369 CHONG Chu Man 莊主文 RE Advising on Securities 2017-12-04
BMM219 AU Tsz Ki 區子祈 RE Dealing in Securities 2018-03-06
BMM219 AU Tsz Ki 區子祈 RE Asset Management 2019-04-15
BMM219 AU Tsz Ki 區子祈 RE Advising on Securities 2019-04-15
BMO276 LUK Ching Laam 陸靜嵐 RE Advising on Securities 2018-03-13
BMO276 LUK Ching Laam 陸靜嵐 RE Dealing in Securities 2018-03-13
BMO276 LUK Ching Laam 陸靜嵐 RE Asset Management 2018-03-13
BMS498 MARIANI Christian RE Dealing in Securities 2018-04-11
BMT398 CHENG Yan Kit 鄭欣傑 RE Asset Management 2018-04-18
BMT398 CHENG Yan Kit 鄭欣傑 RE Advising on Securities 2018-04-18
BMT398 CHENG Yan Kit 鄭欣傑 RE Dealing in Securities 2018-04-18
BMU937 XIN Ruohao 辛若豪 RE Dealing in Securities 2018-04-20 2018-09-21
BMU937 XIN Ruohao 辛若豪 RE Advising on Securities 2018-04-20 2018-09-21
BMU937 XIN Ruohao 辛若豪 RE Asset Management 2018-04-20 2018-09-21
BMV969 SCHOEWITZ Patrik Heinrich RE Dealing in Securities 2018-05-15
BMY763 CHAU Betsy Sarah Wing Yee 仇詠怡 RE Dealing in Securities 2018-06-11
BNC116 LEE Ji Hyun 李知炫 RE Advising on Securities 2018-06-27
BNC116 LEE Ji Hyun 李知炫 RE Dealing in Securities 2018-06-27
BNC116 LEE Ji Hyun 李知炫 RE Asset Management 2018-06-27
BNC128 WANG Yue 汪玥 RE Dealing in Securities 2018-07-04
BNC740 LAU Siu Hang Ryan 劉劭衡 RE Dealing in Securities 2018-10-15
BNE422 WANG Wenzhe 王文哲 RE Dealing in Securities 2018-07-13
BNG689 LAM Ka Eunise 林嘉 RE Dealing in Securities 2018-07-26
BNG802 CHU Shuk Man 朱淑敏 RE Dealing in Securities 2018-07-26
BNK697 LAU Tung Tung, Christy 劉桐彤 RE Dealing in Securities 2018-08-23
BNK697 LAU Tung Tung, Christy 劉桐彤 RE Asset Management 2018-08-23
BNK697 LAU Tung Tung, Christy 劉桐彤 RE Advising on Securities 2018-08-23
BNM915 PARK Jung-yun 朴貞姸 RO Dealing in Securities 2018-11-02
BNM915 PARK Jung-yun 朴貞姸 RO Advising on Securities 2018-11-02
BNM915 PARK Jung-yun 朴貞姸 RO Asset Management 2018-11-02
BNM915 PARK Jung-yun 朴貞姸 RE Advising on Securities 2018-10-12 2018-11-02
BNM915 PARK Jung-yun 朴貞姸 RE Dealing in Securities 2018-10-12 2018-11-02
BNM915 PARK Jung-yun 朴貞姸 RE Asset Management 2018-10-12 2018-11-02
BNO027 CHAN Alison Chiu Yu 陳昭瑜 RE Dealing in Securities 2018-09-28
BNO027 CHAN Alison Chiu Yu 陳昭瑜 RE Advising on Securities 2018-09-28
BNO495 YIU Koon Lok, Marcus 姚冠樂 RE Advising on Securities 2018-10-08
BNO495 YIU Koon Lok, Marcus 姚冠樂 RE Dealing in Securities 2018-10-08
BNO888 LEE Dong Hoon 李東勳 RE Advising on Securities 2018-10-12
BNO888 LEE Dong Hoon 李東勳 RE Asset Management 2018-10-12
BNO945 LEE Ge Kit, Jackie 李子傑 RE Dealing in Securities 2018-10-10
BNO945 LEE Ge Kit, Jackie 李子傑 RE Asset Management 2019-04-15
BNO945 LEE Ge Kit, Jackie 李子傑 RE Advising on Securities 2019-04-15
BNQ647 HUANG Dongni 黄冬妮 RE Advising on Securities 2018-10-12
BNQ647 HUANG Dongni 黄冬妮 RE Dealing in Securities 2018-10-12
BNR070 CHEUNG Chun Sing Jacky 張俊星 RE Advising on Securities 2018-10-25
BNS662 LEE Yee Hang Bosco 李爾行 RE Asset Management 2018-11-05
BNS662 LEE Yee Hang Bosco 李爾行 RE Dealing in Securities 2018-11-05
BNS662 LEE Yee Hang Bosco 李爾行 RE Advising on Securities 2018-11-05
BNU064 GUHATHAS Rogaan RE Dealing in Securities 2018-11-06 2019-06-12
BNU547 CHEN Hsiang Ling 陳香綾 RE Advising on Securities 2018-11-19
BNU547 CHEN Hsiang Ling 陳香綾 RE Asset Management 2018-11-19
BNU547 CHEN Hsiang Ling 陳香綾 RE Dealing in Securities 2018-11-19
BNX163 WATKINS Daniel James RO Dealing in Securities 2019-01-25
BNX163 WATKINS Daniel James RO Advising on Securities 2019-01-25
BNX163 WATKINS Daniel James RO Asset Management 2019-01-25
BNX163 WATKINS Daniel James RE Dealing in Securities 2019-01-25 2019-01-25
BNX163 WATKINS Daniel James RE Asset Management 2019-01-25 2019-01-25
BNX163 WATKINS Daniel James RE Advising on Securities 2019-01-25 2019-01-25
BOA221 CHAI Yiqi 柴伊琦 RE Asset Management 2019-01-16 2019-04-12
BOA221 CHAI Yiqi 柴伊琦 RE Advising on Securities 2019-01-16 2019-04-12
BOA221 CHAI Yiqi 柴伊琦 RE Dealing in Securities 2019-01-16 2019-04-12
BOA451 POWELL Charlotte Fleming RE Dealing in Securities 2019-01-23
BOA451 POWELL Charlotte Fleming RE Advising on Securities 2019-01-23
BOE255 LAM Chak Yu 林澤瑜 RE Dealing in Securities 2019-03-11
BOE255 LAM Chak Yu 林澤瑜 RE Advising on Securities 2019-03-11
BOE255 LAM Chak Yu 林澤瑜 RE Asset Management 2019-03-11
BOE257 LAU Hiu Ting 劉曉婷 RE Dealing in Securities 2019-03-12
BOH028 CHIANG Kuan-ting 江冠廷 RE Dealing in Securities 2019-04-29
BOK517 YEO Cheng Hong, Alex RE Advising on Securities 2019-06-12
BOK517 YEO Cheng Hong, Alex RE Dealing in Securities 2019-06-12
BOK517 YEO Cheng Hong, Alex RE Asset Management 2019-06-12

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