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Hong Kong SFC licence holder BCO572
LO Shu Pui

Below are the institutions that were found associated with SFC licence holder BCO572 on the SFC website.

Last updated: 2019-05-20 05:45:53

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2013-12-27 2018-10-26
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2014-05-08 2018-10-26
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2015-04-08 2018-10-26
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2014-05-08 2018-10-26

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