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Hong Kong SFC licence holder BBW340
LAU Yik Ting
劉奕霆

Below are the institutions that were found associated with SFC licence holder BBW340 on the SFC website.

Last updated: 2019-07-11 10:53:06

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Finex Hong Kong Limited RO Dealing in Securities 2018-11-16
Finex Hong Kong Limited RO Advising on Securities 2018-11-16
Finex Hong Kong Limited RE Dealing in Securities 2018-10-15 2018-11-16
Finex Hong Kong Limited RE Advising on Securities 2018-10-15 2018-11-16
TC Concord Securities Limited RE Dealing in Futures Contracts 2017-05-22 2018-10-05
TC Concord Securities Limited RE Dealing in Securities 2017-05-22 2018-10-05
TC Concord Securities Limited RE Advising on Securities 2018-07-04 2018-10-05
TC Concord Asset Management Limited RE Asset Management 2017-07-10 2018-10-05
CSC Futures (HK) Limited RE Dealing in Futures Contracts 2016-07-14 2017-05-08
CSC Securities (HK) Limited RE Dealing in Securities 2016-04-27 2017-05-08
GF Securities (Hong Kong) Brokerage Limited RE Dealing in Securities 2014-02-18 2016-04-11
China Merchants Securities (HK) Co., Limited RE Dealing in Securities 2013-09-16 2014-01-25

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