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Hong Kong SFC licence holder AWY449
HUANG Shao Hsuan
黃劭萱

Below are the institutions that were found associated with SFC licence holder AWY449 on the SFC website.

Last updated: 2019-07-11 11:29:27

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
RAM Investment Advisors Limited RE Advising on Securities 2016-10-24 2019-06-21
RAM Investment Advisors Limited RE Dealing in Securities 2016-10-24 2019-06-21
RAM Investment Advisors Limited RO Asset Management 2017-05-08 2019-06-21
LW Asset Management Advisors Limited RO Asset Management 2015-09-23 2016-07-31
LW Asset Management Advisors Limited RE Asset Management 2015-09-14 2015-09-23
BG Asset Management Limited RO Asset Management 2014-05-27 2015-06-09
TC Concord Asset Management Limited RO Asset Management 2012-12-14 2014-05-16
TC Concord Securities Limited RE Dealing in Securities 2012-10-03 2014-05-16
TC Concord Securities Limited RE Advising on Securities 2013-01-03 2014-05-16
TC Concord Asset Management Limited RE Advising on Securities 2013-01-03 2014-05-16
TC Concord Asset Management Limited RE Asset Management 2012-10-03 2012-12-14
Yuanta Securities (Hong Kong) Company Limited RE Asset Management 2012-06-18 2012-09-25
Polaris Securities (Hong Kong) Limited RE Asset Management 2011-03-09 2012-09-25

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