Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licence holder AUR101
LAI Lap Yan
賴立人

Below are the institutions that were found associated with SFC licence holder AUR101 on the SFC website.

Last updated: 2019-06-16 03:07:17

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
UOB Kay Hian Futures (Hong Kong) Limited RO Dealing in Futures Contracts 2019-02-28
UOB Kay Hian (Hong Kong) Limited RE Dealing in Securities 2014-02-26
UOB Kay Hian Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2014-02-26 2019-02-28
Bright Smart Futures & Commodities Company Limited RE Dealing in Futures Contracts 2012-03-12 2014-02-16
Bright Smart Securities International (H.K.) Limited RE Dealing in Securities 2012-03-12 2014-02-16
Core Pacific - Yamaichi International (H.K.) Limited RE Dealing in Securities 2011-09-08 2011-12-21
Core Pacific-Yamaichi Securities (H.K.) Limited RE Dealing in Securities 2011-09-08 2011-12-21
Core Pacific-Yamaichi Futures (H.K.) Limited RE Dealing in Futures Contracts 2011-09-08 2011-12-21
Emperor Wealth Management Limited RE Dealing in Securities 2010-05-05 2011-09-05
Emperor Securities Limited RE Dealing in Securities 2010-02-03 2011-09-05
Emperor Futures Limited RE Dealing in Futures Contracts 2010-02-03 2011-09-05

Talk to us if you’re interested in using our tools to make informed decisions:

Send us a message to [email protected], or use the form below: