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Hong Kong SFC licence holder AUR101
LAI Lap Yan
賴立人

Below are the institutions that were found associated with SFC licence holder AUR101 on the SFC website.

Last updated: 2019-08-22T04:51:24+00:00

Key for Role: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Activity Start date End date
AHY424 RO Dealing in Futures Contracts 2019-02-28
AAW261 RE Dealing in Securities 2014-02-26
AHY424 RE Dealing in Futures Contracts 2014-02-26 2019-02-28
ADH427 RE Dealing in Futures Contracts 2012-03-12 2014-02-16
AEZ575 RE Dealing in Securities 2012-03-12 2014-02-16
ABY048 RE Dealing in Futures Contracts 2011-09-08 2011-12-21
ABH177 RE Dealing in Securities 2011-09-08 2011-12-21
AAG436 RE Dealing in Securities 2011-09-08 2011-12-21
ARP670 RE Dealing in Securities 2010-05-05 2011-09-05
AAP057 RE Dealing in Securities 2010-02-03 2011-09-05
AAJ095 RE Dealing in Futures Contracts 2010-02-03 2011-09-05

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