Logo

Public Data Marketplace

Buy and sell public data

Hong Kong SFC licence holder AUB313
CHAN Siu Wai
陳少威

Below are the institutions that were found associated with SFC licence holder AUB313 on the SFC website.

Last updated: 2019-05-18 02:03:23

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Rock Hill Asset Management Limited RO Asset Management 2017-06-21
Rock Hill Asset Management Limited RO Advising on Securities 2017-06-21
SinoPac Asset Management (Asia) Limited RE Advising on Securities 2015-11-10 2017-06-02
SinoPac Asset Management (Asia) Limited RE Dealing in Securities 2015-11-10 2017-06-02
SinoPac Asset Management (Asia) Limited RE Asset Management 2015-11-10 2017-06-02
Guotai Junan Securities (Hong Kong) Limited RE Advising on Securities 2014-01-22 2015-08-03
Yuanta Securities (Hong Kong) Company Limited RE Asset Management 2012-06-14 2012-08-06
Polaris Securities (Hong Kong) Limited RE Asset Management 2011-01-27 2012-08-06
IBTS Asia (HK) Limited RE Dealing in Securities 2009-12-02 2011-01-01
IBTS Asia (HK) Limited RE Advising on Securities 2009-12-02 2011-01-01

Talk to us if you’re interested in using our tools to make informed decisions:

Send us a message to [email protected], or use the form below: