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Hong Kong SFC licence holder APX122
CHAN Man Yuen
陳文源

Below are the institutions that were found associated with SFC licence holder APX122 on the SFC website.

Last updated: 2019-05-20 04:20:28

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Springwaters Financial Securities Limited RO Advising on Securities 2019-03-11
Springwaters Financial Securities Limited RO Asset Management 2019-03-11
Springwaters Financial Securities Limited RO Dealing in Securities 2019-03-11
Regan International Asset Management Limited RO Advising on Securities 2017-08-03 2018-05-14
Regan International Asset Management Limited RO Asset Management 2017-08-03 2018-05-14
CITIC Securities Futures (HK) Limited RE Dealing in Futures Contracts 2016-07-11 2017-07-28
CITIC Securities Brokerage (HK) Limited RE Dealing in Securities 2016-07-11 2017-07-28
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2014-07-30 2016-04-13
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2014-07-30 2016-04-13
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2015-02-13 2016-04-13
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2015-03-18 2016-04-13
BOCOM International Securities Limited RE Dealing in Securities 2012-02-27 2014-03-14
BOCOM International Securities Limited RE Dealing in Futures Contracts 2012-02-27 2014-03-14
ICBC International Futures Limited RE Dealing in Futures Contracts 2011-05-26 2012-02-22
ICBC International Securities Limited RE Dealing in Securities 2011-05-26 2012-02-22
China Everbright Securities (HK) Limited RE Advising on Securities 2008-01-23 2011-05-09
China Everbright Securities (HK) Limited RE Dealing in Securities 2007-10-31 2011-05-09
China Everbright Forex & Futures (HK) Limited RE Dealing in Futures Contracts 2009-04-22 2011-05-09

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